United States v. Jicarilla Apache Nation
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Full Opinion
delivered the opinion of the Court.
The attorney-client privilege ranks among the oldest and most established evidentiary privileges known to our law. The common law, however, has recognized an exception to the privilege when a trustee obtains legal advice related to the exercise of fiduciary duties. In such cases, courts have held, the trustee cannot withhold attorney-client communications from the beneficiary of the trust.
In this case, we consider whether the fiduciary exception applies to the general trust relationship between the United States and the Indian tribes. We hold that it does not. Although the Governmentâs responsibilities with respect to the management of funds belonging to Indian tribes bear some resemblance to those of a private trustee, this analogy cannot be taken too far. The trust obligations of the United States to the Indian tribes are established and governed by statute rather than the common law, and in fulfilling its statutory duties, the Government acts not as a private trustee but pursuant to its sovereign interest in the execution of federal law. The reasons for the fiduciary exception â that *166the trustee has no independent interest in trust administration, and that the trustee is subject to a general common-law duty of disclosure â do not apply in this context.
I
The Jicarilla Apache Nation (Tribe) occupies a 900,000-acre reservation in northern New Mexico that was established by Executive Order in 1887. The land contains timber, gravel, and oil and gas reserves, which are developed pursuant to statutes administered by the Department of the Interior. Proceeds derived from these natural resources are held by the United States in trust for the Tribe pursuant to the American Indian Trust Fund Management Reform Act of 1994, 108 Stat. 4239, and other statutes.
In 2002, the Tribe commenced a breach-of-trust action against the United States in the Court of Federal Claims (CFC). The Tribe sued under the Tucker Act, 28 U. S. C. § 1491 (2006 ed. and Supp. Ill), and the Indian Tucker Act, §1505, which vest the CFC with jurisdiction over claims against the Government that are founded on the Constitution, laws, treaties, or contracts of the United States. The complaint seeks monetary damages for the Governmentâs alleged mismanagement of funds held in trust for the Tribe. The Tribe argues that the Government violated various laws, including 25 U. S. C. §§ 161a and 162a, that govern the management of funds held in trust for Indian tribes. See 88 Fed. Cl. 1, 3 (2009).
From December 2002 to June 2008, the Government and the Tribe participated in alternative dispute resolution in order to resolve the claim. During that time, the Government turned over thousands of documents but withheld 226 potentially relevant documents as protected by the attorney-client privilege, the attorney work-product doctrine, or the deliberative-process privilege.
In 2008, at the request of the Tribe, the case was restored to the active litigation docket. The CFC divided the case *167into phases for trial and set a discovery schedule. The first phase, relevant here, concerns the Governmentâs management of the Tribeâs trust accounts from 1972 to 1992. The Tribe alleges that during this period the Government failed to invest its trust funds properly. Among other things, the Tribe claims the Government failed to maximize returns on its trust funds, invested too heavily in short-term maturities, and failed to pool its trust funds with other tribal trusts. During discovery, the Tribe moved to compel the Government to produce the 226 withheld documents. In response, the Government agreed to withdraw its claims of deliberative-process privilege and, accordingly, to produce 71 of the documents. But the Government continued to assert the attorney-client privilege and attorney work-product doctrine with respect to the remaining 155 documents. The CFC reviewed those documents in camera and classified them into five categories: (1) requests for legal advice relating to trust administration sent by personnel at the Department of the Interior to the Office of the Solicitor, which directs legal affairs for the Department, (2) legal advice sent from the Solicitorâs Office to personnel at the Interior and Treasury Departments, (3) documents generated under contracts between Interior and an accounting firm, (4) Interior documents concerning litigation with other tribes, and (5) miscellaneous documents not falling into the other categories.
The CFC granted the Tribeâs motion to compel in part. The CFC held that communications relating to the management of trust funds fall within a âfiduciary exceptionâ to the attorney-client privilege. Under that exception, which courts have applied in the context of common-law trusts, a trustee who obtains legal advice related to the execution of fiduciary obligations is precluded from asserting the attorney-client privilege against beneficiaries of the trust. The CFC concluded that the trust relationship between the United States and the Indian tribes is sufficiently analogous *168to a common-law trust relationship that the exception should apply. Accordingly, the CFC held, the United States may not shield from the Tribe communications with attorneys relating to trust matters.
The CFC ordered disclosure of almost all documents in the first two categories because those documents âinvolve matters regarding the administration of tribal trusts, either directly or indirectly implicating the investments that benefit Jicarillaâ and contain âlegal advice relating to trust administration.â Id., at 14-15. The CFC allowed the Government to withhold most of the documents in the remaining categories as attorney work product,1 but the court identified some individual documents that it determined were also subject to the fiduciary exception. Id., at 18-19.
The Government sought to prevent disclosure of the documents by petitioning the Court of Appeals for the Federal Circuit for a writ of mandamus directing the CFC to vacate its production order. The Court of Appeals denied the petition because, in its view, the CFC correctly applied the fiduciary exception. The court held that âthe United States cannot deny an Indian tribeâs request to discover communications between the United States and its attorneys based on the attorney-client privilege when those communications concern management of an Indian trust and the United States has not claimed that the government or its attorneys considered a specific competing interest in those communications.â In re United States, 590 F. 3d 1305, 1313 (CA Fed. 2009). In qualifying its holding, the court recognized that sometimes the Government may have other statutory obligations that clash with its fiduciary duties to the Indian tribes. But because the Government had not alleged that the legal advice in this case related to such conflicting interests, the *169court reserved judgment on how the fiduciary exception might apply in that situation. The court rejected the Governmentâs argument that, because its duties to the Indian tribes were governed by statute rather than the common law, it had no general duty of disclosure that would override the attorney-client privilege. The court also disagreed with the Governmentâs contention that a case-by-case approach made the attorney-client privilege too unpredictable and would impair the Governmentâs ability to obtain confidential legal advice.
We granted certiorari, 562 U. S. 1128 (2011),2 and now reverse and remand for further proceedings.
II
The Federal Rules of Evidence provide that evidentiary-privileges âshall be governed by the principles of the common law ... in the light of reason and experience.â Fed. Rule Evid. 501. The attorney-client privilege âis the oldest of the privileges for confidential communications known to the common law.â Upjohn Co. v. United States, 449 U. S. 383, 389 (1981) (citing 8 J. Wigmore, Evidence § 2290 (J. Me-Naughton rev. 1961)). Its aim is âto encourage full and frank communication between attorneys and their clients and thereby promote broader public interests in the observance of law and administration of justice. â 449 U. S., at 389; Hunt v. Blackburn, 128 U. S. 464, 470 (1888).
The objectives of the attorney-client privilege apply to governmental clients. âThe privilege aids government en*170tities and employees in obtaining legal advice founded on a complete and accurate factual picture.â 1 Restatement (Third) of the Law Governing Lawyers §74, Comment b, pp. 573-574 (1998). Unless applicable law provides otherwise, the Government may invoke the attorney-client privilege in civil litigation to protect confidential communications between Government officials and Government attorneys. Id., at 574 (â[Gjovernmental agencies and employees enjoy the same privilege as nongovernmental counterpartsâ). The Tribe argues, however, that the common law also recognizes a fiduciary exception to the attorney-client privilege and that, by virtue of the trust relationship between the Government and the Tribe, documents that would otherwise be privileged must be disclosed. As preliminary matters, we consider the bounds of the fiduciary exception and the nature of the trust relationship between the United States and the Indian tribes.
A
English courts first developed the fiduciary exception as a principle of trust law in the 19th century. The rule was that when a trustee obtained legal advice to guide the administration of the trust, and not for the trusteeâs own defense in litigation, the beneficiaries were entitled to the production of documents related to that advice. Wynne v. Humberston, 27 Beav. 421, 423-424, 54 Eng. Rep. 165,166 (1858); Talbot v. Marshfield, 2 Dr. & Sm. 549, 550-551, 62 Eng. Rep. 728, 729 (1865). The courts reasoned that the normal attorney-client privilege did not apply in this situation because the legal advice was sought for the beneficiariesâ benefit and was obtained at the beneficiariesâ expense by using trust funds to pay the attorneyâs fees. Ibid.; Wynne, supra, at 423-424, 54 Eng. Rep., at 166.
The fiduciary exception quickly became an established feature of English common law, see, e. g., In re Mason, 22 Ch. D. 609 (1883), but it did not appear in this country until the following century. American courts seem first to have ex*171pressed skepticism. See In re Prudence-Bonds Corp., 76 F. Supp. 643, 647 (EDNY 1948) (declining to apply the fiduciary exception to the trustee of a bondholding corporation because of the "important right of such a corporate trustee ... to seek legal advice and nevertheless act in accordance â with its own judgmentâ). By the 1970âs, however, American courts began to adopt the English common-law rule. See Garner v. Wolfinbarger, 430 F. 2d 1093, 1103-1104 (CA5 1970) (allowing shareholders, upon a showing of âgood cause,â to discover legal advice given to corporate management).3
The leading American case on the fiduciary exception is Riggs Nat. Bank of Washington, D. C. v. Zimmer, 355 A. 2d 709 (Del. Ch. 1976). In that case, the beneficiaries of a trust estate sought to compel the trustees to reimburse the estate for alleged breaches of trust. The beneficiaries moved to compel the trustees to produce a legal memorandum related to the administration of the trust that the trustees withheld on the basis of attorney-client privilege. The Delaware Chancery Court, observing that âAmerican case law is practically nonexistent on the duty of a trustee in this context,â looked to the English eases. Id., at 712. Applying the common-law fiduciary exception, the court held that the *172memorandum was discoverable. It identified two reasons for applying the exception.
First, the court explained, the trustees had obtained the legal advice as âmere representative^]â of the beneficiaries because the trustees had a fiduciary obligation to act in the beneficiariesâ interest when administering the trust. Ibid. For that reason, the beneficiaries were the âreal clientsâ of the attorney who had advised the trustee on trust-related matters, and therefore the attorney-client privilege properly belonged to the beneficiaries rather than the trustees. Id., at 711-712. The court based its âreal clientâ determination on several factors: (1) When the advice was sought, no adversarial proceedings between the trustees and beneficiaries had been pending, and therefore there was no reason for the trustees to seek legal advice in a, personal rather than a, fiduciary capacity; (2) the court saw no indication that the memorandum was intended for any purpose other than to benefit the trust; and (B) the law firm had been paid out of trust assets. That the advice was obtained at the beneficiariesâ expense was not only a âsignificant factorâ entitling the beneficiaries to see the document but also âa strong indication of precisely who the real clients were.â Id., at 712. The court distinguished between âlegal advice procured at the trusteeâs own expense and for his own protection,â which would remain privileged, âand the situation where the trust itself is assessed for obtaining opinions of counsel where interests of the beneficiaries are presently at stake.â Ibid. In the latter case, the fiduciary exception applied, and the trustees could not withhold those attorney-client communications from the beneficiaries.
Second, the court concluded that the trusteesâ fiduciary duty to furnish trust-related information to the beneficiaries outweighed their interest in the attorney-client privilege. âThe policy of preserving the full disclosure necessary in the trustee-beneficiary relationship,â the court explained, âis here ultimately more important than the protection of the *173trusteesâ confidence in the attorney for the trust.â Id., at 714. Because more information helped the beneficiaries to police the trusteesâ management of the trust, disclosure was, in the courtâs judgment, âa weightier public policy than the preservation of confidential attorney-client communications.â Ibid.
The Federal Courts of Appeals apply the fiduciary exception based on the same two criteria. See, e. g., In re Long Island Lighting Co., 129 F. 3d 268, 272 (CA2 1997); Wachtel v. Health Net, Inc., 482 F. 3d 225, 233-234 (CA3 2007); Solis v. Food Employers Labor Relations Assn., 644 F. 3d 221, 227-228 (CA4 2011); Wildbur v. ARCO Chemical Co., 974 F. 2d 631, 645 (CA5 1992); United States v. Evans, 796 F. 2d 264, 265-266 (CA9 1986) (per curiam). Not until the decision below had a federal appellate court held the exception to apply to the United States as trustee for the Indian tribes.
B
In order to apply the fiduciary exception in this case, the Court of Appeals analogized the Government to a private trustee. 590 F. 3d, at 1313. We have applied that analogy in limited contexts, see, e. g., United States v. Mitchell, 463 U. S. 206, 226 (1983) (Mitchell II), but that does not mean the Government resembles a private trustee in every respect. On the contrary, this Court has previously noted that the relationship between the United States and the Indian tribes is distinctive, âdifferent from that existing between individuals whether dealing at armâs length, as trustees and beneficiaries, or otherwise.â Klamath and Moadoc Tribes v. United States, 296 U. S. 244, 254 (1935) (emphasis added). âThe general relationship between the United States and the Indian tribes is not comparable to a private trust relationship.â Cherokee Nation of Okla. v. United States, 21 Cl. Ct. 565, 573 (1990) (emphasis added).
The Government, of course, is not a private trustee. Though the relevant statutes denominate the relationship *174between the Government and the Indians a âtrust,â see, e. g., 25 U. S. C. § 162a, that trust is defined and governed by statutes rather than the common law. See United States v. Navajo Nation, 537 U. S. 488, 506 (2003) (Navajo I) (â[T3he analysis must train on specific rights-creating or duty-imposing statutory or regulatory prescriptionsâ). As we have recognized in prior cases, Congress may style its relations with the Indians a âtrustâ without assuming all the fiduciary duties of a private trustee, creating a trust relationship that is âlimitedâ or âbareâ compared to a trust relationship between private parties at common law United States v. Mitchell, 445 U. S. 535, 542 (1980) (Mitchell I); Mitchell II, supra, at 224.4
The difference between a private common-law trust and the statutory Indian trust follows from the unique position of the Government as sovereign. The distinction between âpublic rightsâ against the Government and âprivate rightsâ between private parties is well established. The Government consents to be liable to private parties âand may yield this consent upon such terms and under such restrictions as it may think just.â Murrayâs Lessee v. Hoboken Land & Improvement Co., 18 How. 272, 283 (1856). This creates an important distinction âbetween eases of private right and those which arise between the Government and persons subject to its authority in connection with the performance of the constitutional functions of the executive or legislative departments.â Crowell v. Benson, 285 U. S. 22, 50 (1932).
*175Throughout the history of the Indian trust relationship, we have recognized that the organization and management of the . trust is a sovereign function subject to the plenary authority of Congress. See Merrion v. Jicarilla, Apache Tribe, 455 U. S. 130, 169, n. 18 (1982) (âThe United States retains plenary authority to divest the tribes of any attributes of sovereigntyâ); United States v. Wheeler, 435 U. S. 313, 319 (1978) (âCongress has plenary authority to legislate for the Indian tribes in all matters, including their form of governmentâ); Winton v. Amos, 255 U. S. 373, 391 (1921) (âCongress has plenary authority over the Indians and all their tribal relations, and full power to legislate concerning their tribal propertyâ); Lone Wolf v. Hitchcock, 187 U. S. 553, 565 (1903) (âPlenary authority over the tribal relations of the Indians has been exercised by Congress from the beginning, and the power has always been deemed a political one, not subject to be controlled by the judicial department of the governmentâ); Cherokee Nation v. Hitchcock, 187 U. S. 294, 308 (1902) (âThe power existing in Congress to administer upon and guard the tribal property, and the power being political and administrative in its nature, the manner of its exercise is a question within the province of the legislative branch to determine, and is not one for the courtsâ); see also United States v. Candelaria, 271 U. S. 432, 439 (1926); Tiger v. Western Investment Co., 221 U. S. 286, 315 (1911).
Because the Indian trust relationship represents an exercise of that authority, we have explained that the Government âhas a real and direct interestâ in the guardianship it exercises over the Indian tribes; âthe interest is one which is vested in it as a sovereign.â United States v. Minnesota, 270 U. S. 181, 194 (1926). This is especially so because the Government has often structured the trust relationship to pursue its own policy goals. Thus, while trust administration ârelat[es] to the welfare of the Indians, the maintenance of the limitations which Congress has prescribed as a part of its plan of distribution is distinctly an interest of the United *176States.â Heckman v. United States, 224 U. S. 413, 437 (1912); see also Candelaria, supra, at 443-444.
In Heckman, the Government brought suit to caneel certain conveyances of allotted lands by members of an Indian tribe because the conveyances violated restrictions on alienation imposed by Congress. This Court explained that the Government brought suit as the representative of the very Indian grantors whose conveyances it sought to cancel, and those Indians were thereby bound by the judgment. 224 U. S., at 445-446. But while it was formally acting as a trustee, the Government was in fact asserting its own sovereign interest in the disposition of Indian lands, and the Indians were precluded from intervening in the litigation to advance a position contrary to that of the Government. Id., at 445. Such a result was possible because the Government assumed a fiduciary role over the Indians not as a common-law trustee but as the governing authority enforcing statutory law.
We do not question âthe undisputed existence of a general trust relationship between the United States and the Indian people.â Mitchell II, 463 U. S., at 225. The Government, following âa humane and self imposed policy..., has charged itself with moral obligations of the highest responsibility and trust,â Seminole Nation v. United States, 316 U. S. 286, 296-297 (1942), obligations âto the fulfillment of which the national honor has been committed,â Heckman, supra, at 437. Congress has expressed this policy in a series of statutes that have defined and redefined the trust relationship between the United States and the Indian tribes. In some cases, Congress established only a limited trust relationship to serve a narrow purpose. See Mitchell I, supra, at 544 (Congress intended the United States to hold land â'in trustâ â under the General Allotment Act âsimply because it wished to prevent alienation of the land and to ensure that allottees would be immune from state taxationâ); Navajo I, supra, at 507-508 (Indian Mineral Leasing Act imposes no *177âdetailed fiduciary responsibilitiesâ nor is the Government âexpressly invested with responsibility to secure âthe needs and best interests of the Indian, ownerâ â).
In other cases, we have found that particular âstatutes and regulations . . . clearly establish fiduciary obligations of the Governmentâ in some areas. Mitchell II, supra, at 226; see also United States v. White Mountain Apache Tribe, 537 U. S. 465, 475 (2003). Once federal law imposes such duties, the common law âcould play a role.â United States v. Navajo Nation, 556 U. S. 287, 301 (2009) (Navajo II). We have looked to common-law principles to inform our interpretation of statutes and to determine the scope of liability that Congress has imposed. See White Mountain Apache Tribe, supra, at 475-476. But the applicable statutes and regulations âestablish [the] fiduciary relationship and define the contours of the United Statesâ fiduciary responsibilities.â Mitchell II, supra, at 224. When âthe Tribe cannot identify a specific, applicable, trust-creating statute or regulation that the Government violated,... neither the Governmentâs âcontrolâ over [Indian assets] nor common-law trust principles matter.â Navajo II, supra, at 302.5 The Government assumes Indian trust responsibilities only to the extent it expressly accepts those responsibilities by statute.6
Over the years, we have described the federal relationship with the Indian tribes using various formulations. The Indian tribes have been called âdomestic dependent nations,â Cherokee Nation v. Georgia, 5 Pet. 1, 17 (1831), under the âtutelageâ of the United States, Heckman, supra, at 444, and subject to âthe exercise of the Governmentâs guardianship over . . . their affairs,â United States v. Sandoval, 231 U. S. 28, 48 (1913). These concepts do not necessarily correspond *178to a common-law trust relationship. See, e. g., Restatement 2d, § 7, at 22 (âA guardianship is not a trustâ). That is because Congress has chosen to structure the Indian trust relationship in different ways. We will apply common-law trust principles where Congress has indicated it is appropriate to do so. For that reason, the Tribe must point to a right conferred by statute or regulation in order to obtain otherwise privileged information from the Government against its wishes.
Ill
In this ease, the Tribeâs claim arises from 25 U. S. C. §§ 161a-162a and the American Indian Trust Fund Management Reform Act of 1994, §4001 et seq. These provisions define âthe trust responsibilities of the United Statesâ with respect to tribal funds. §162a(d). The Court of Appeals concluded that the trust relationship between the United States and the Indian tribes, outlined in these and other statutes, is âsufficiently similar to a private trust to justify applying the fiduciary exception.â 590 F. Bd, at 1313. We disagree.
As we have discussed, the Government exercises its carefully delimited trust responsibilities in a sovereign capacity to implement national policy respecting the Indian tribes. The two features justifying the fiduciary exception â the beneficiaryâs status as the âreal clientâ and the trusteeâs common-law duty to disclose information about the trustâ are notably absent in the trust relationship Congress has established between the United States and the Tribe.
A
The Court of Appeals applied the fiduciary exception based on its determination that the Tribe rather than the Government was the âreal clientâ with respect to the Government attorneysâ advice. Ibid. In cases applying the fiduciary exception, courts identify the âreal clientâ based on whether the advice was bought by the trust corpus, whether *179the trustee had reason to seek advice in a personal rather than a fiduciary capacity, and whether the advice could have been intended for any purpose other than to benefit the trust. Riggs, 355 A. 2d, at 711-712. Applying these factors, we conclude that the United States does not obtain legal advice as a âmere representativeâ of the Tribe; nor is the Tribe the âreal clientâ for whom that advice is intended. See ibid.
Here, the Government attorneys are paid out of congressional appropriations at no cost to the Tribe. Courts look to the source of funds as a âstrong indication of precisely who the real clients wereâ and a âsignificant factorâ in determining who ought to have access to the legal advice. Id., at 712. We similarly find it significant that the attorneys were paid by the Government for advice regarding the Governmentâs statutory obligations.
The payment structure confirms our view that the Government seeks legal advice in its sovereign capacity rather than as a conventional fiduciary of the Tribe. Undoubtedly, Congress intends the Indian tribes to benefit from the Governmentâs management of tribal trusts. That intention represents âa humane and self imposed policyâ based on felt âmoral obligations.â Seminole Nation, 316 U. S., at 296-297. This statutory purpose does not imply a full common-law trust, however. Cf. Restatement 2d, §25, Comment b, at 69 (âNo trust is created if the settlor manifests an intention to impose merely a moral obligationâ). Congress makes such policy judgments pursuant to its sovereign governing authority, and the implementation of federal policy remains âdistinctly an interest of the United States.â Heckman, 224 U. S., at 437.7 We have said that âthe United States contin*180ue[s] as trustee to have an active interestâ in the disposition of Indian assets because the terms of the trust relationship embody policy goals of the United States. McKay v. Kalyton, 204 U. S. 458, 469 (1907).
In some prior cases, we have found that the Government had established the trust relationship in order to impose its own policy on Indian lands. See Mitchell I, 445 U. S., at 544 (Congress âintended that the United States 'hold the land ... in trust' . . . because it wished to prevent alienation of the landâ). In other cases, the Government has invoked its trust relationship to prevent state interference with its policy toward the Indian tribes. See Minnesota v. United States, 305 U. S. 382, 386 (1939); Candelaria, 271 U. S., at 442-444; United States v. Kagama, 118 U. S. 375, 382-384 (1886). And the exercise of federal authority thereby established has often been âleft under the acts of Congress to the discretion of the Executive Department.â Heckman, supra, at 446. In this way, Congress has designed the trust relationship to serve the interests of the United States as well as to benefit the Indian tribes. See United States v. Rickert, 188 U. S. 432, 443 (1903) (trust relationship â âauthorizes the adoption on the part of the United States of such policy as their own public interests may dictate'â (quoting Choctaw Nation v. United States, 119 U. S. 1, 28 (1886))).8
*181We cannot agree with the Tribe and its amici that â[t]he government and its officials who obtained the advice have no stake in [the] substance of the advice, beyond their trustee role,â Brief for Respondent 9, or that âthe United Statesâ interests in trust administration were identical to the interests of the tribal trust fund beneficiaries,â Brief for National Congress of American Indians et al. as Amici Curiae 5. The United States has a sovereign interest in the administration of Indian trusts distinct from the private interests of those who may benefit from its administration. Courts apply the fiduciary exception on the ground that âmanagement does not manage for itself.â Garner, 430 F. 2d, at 1101; Wachtel, 482 F. 3d, at 232 (â[0]f central importance in both Garner and Riggs was the fiduciaryâs lack of a legitimate personal interest in the legal advice obtainedâ). But the Government is never in that position. While one purpose of the Indian trust relationship is to benefit the tribes, the Government has its own independent interest in the implementation of federal Indian policy. For that reason, when the Government seeks legal advice related to the administra,tion of tribal trusts, it establishes an attorney-client relationship related to its sovereign interest in the execution *182of federal law. In other words, the Government seeks legal advice in a âpersonalâ rather than a fiduciary capacity. See Riggs, 355 A. 2d, at 711.
Moreover, the Government has too many competing legal concerns to allow a case-by-case inquiry into the purpose of each communication. When âmultiple interestsâ are involved in a trust relationship, the equivalence between the interests of the beneficiary and the trustee breaks down. Id., at 714. That principle applies with particular force to the Government. Because of the multiple interests it must represent, âthe Government cannot follow the fastidious standards of a private fiduciary, who would breach his duties to his single beneficiary solely by representing potentially conflicting interests without the beneficiaryâs consent.â Nevada v. United States, 463 U. S. 110, 128 (1983).
As the Court of Appeals acknowledged, the Government may be obliged âto balance competing interestsâ when it administers a tribal trust. 590 F. 3d, at 1315. The Government may need to comply with other statutory duties, such as the environmental and conservation obligations that the Court of Appeals discussed. See id., at 1314-1315. The Government may also face conflicting obligations to different tribes or individual Indians. See, e. g., Nance v. EPA, 645 F. 2d 701, 711 (CA9 1981) (Federal Government has âconflicting fiduciary responsibilitiesâ to the Northern Cheyenne and Crow Tribes); Hoopa Valley Tribe v. Christie, 812 F. 2d 1097, 1102 (CA9 1986) (âNo trust relation exists which can be discharged to the plaintiff here at the expense of other Indiansâ). Within the bounds of its âgeneral trust relationshipâ with the Indian people, we have recognized that the Government has âdiscretion to reorder its priorities from serving a subgroup of beneficiaries to serving the broader class of all Indians nationwide.â Lincoln v. Vigil, 508 U. S. 182, 195 (1993); see also ibid. (âFederal Government âdoes have a fiduciary obligation to the Indians; but it is a fiduciary obligation that is owed to all Indian tribesâ â (quoting Hoopa *183Valley Tribe, supra, at 1102». And sometimes, we have seen, the Government has enforced the trust statutes to dispose of Indian property contrary to the wishes of those for whom it was nominally kept in trust. The Government may seek the advice of counsel for ^guidance in balancing these competing interests. Indeed, the point of consulting counsel may be to determine whether conflicting interests are at stake.
The Court of Appeals sought to accommodate the Governmentâs multiple obligations by suggesting that the Government may invoke the attorney-client privilege if it identifies âa specific competing interestâ that was considered in the particular communications it seeks to withhold. 590 F. 3d, at 1313. But
Case Information
- Court
- Supreme Court of the United States
- Decision Date
- June 13, 2011
- Citation
- 131 S. Ct. 2313
- Status
- Precedential