City of Edmonds v. Oxford House, Inc.
Supreme Court of the United States5/15/1995
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[[COURTLISTENER_SUBOPINION {"id":"9433139","type":"020lead","part":"majority","author":"Ginsburg","source_field":"html_with_citations"}]]
*728 Justice Ginsburg delivered the opinion of the Court. The Fair Housing Act (FHA or Act) prohibits discrimination in housing against, inter alijos, persons with handicaps. 1 Section 807(b)(1) of the Act entirely exempts from the FHAâs compass âany reasonable local, State, or Federal restrictions regarding the maximum number of occupants permitted to occupy a dwelling.â 42 U. S. C. § 3607 (b)(1). This case presents the question whether a provision in petitioner City of Edmondsâ zoning code qualifies for §3607(b)(l)âs complete exemption from FHA scrutiny. The provision, governing areas zoned for single-family dwelling units, defines âfamilyâ as âpersons [without regard to number] related by genetics, adoption, or marriage, or a group of five or fewer [unrelated] persons.â Edmonds Community Development Code (ECDC) §21.30.010 (1991). The defining provision at issue describes who may compose a family unit; it does not prescribe âthe maximum number of occupantsâ a dwelling unit may house. We hold that § 3607(b)(1) does not exempt prescriptions of the family-defining kind, i. e., provisions designed to foster the family character of a neighborhood. Instead, § 3607(b)(l)âs absolute exemption removes from the FHAâs scope only total occupancy limits, i. e., numerical ceilings that serve to prevent overcrowding in living quarters. I In the summer of 1990, respondent Oxford House opened a group home in the City of Edmonds, Washington (City), for *729 10 to 12 adults recovering from alcoholism and drug addiction. The group home, called Oxford House-Edmonds, is located in a neighborhood zoned for single-family residences. Upon learning that Oxford House had leased and was operating a home in Edmonds, the City issued criminal citations to the owner and a resident of the house. The citations charged violation of the zoning code rule that defines who may live in single-family dwelling units. The occupants of such units must compose a âfamily,â and family, under the Cityâs defining rule, âmeans an individual or two or more persons related by genetics, adoption, or marriage, or a group of five or fewer persons who are not related by genetics, adoption, or marriage.â ECDC §21.30.010. Oxford House-Edmonds houses more than five unrelated persons, and therefore does not conform to the code. Oxford House asserted reliance on the Fair Housing Act, 102 Stat. 1619 , 42 U. S. C. §3601 et seq., which declares it unlawful â[t]o discriminate in the sale or rental, or to otherwise make unavailable or deny, a dwelling to any buyer or renter because of a handicap of . . . that buyer or renter.â § 3604(f)(1)(A). The parties have stipulated, for purposes of this litigation, that the residents of Oxford House-Edmonds âare recovering alcoholics and drug addicts and are handicapped persons within the meaningâ of the Act. App. 106. Discrimination covered by the FHA includes âa refusal to make reasonable accommodations in rules, policies, practices, or services, when such accommodations may be necessary to afford [handicapped] person[s] equal opportunity to use and enjoy a dwelling.â § 3604(f)(3)(B). Oxford House asked Edmonds to make a âreasonable accommodationâ by allowing it to remain in the single-family dwelling it had leased. Group homes for recovering substance abusers, Oxford urged, need 8 to 12 residents to be financially and therapeutically viable. Edmonds declined to permit Oxford House to stay in a single-family residential zone, but passed an ordi *730 nance listing group homes as permitted uses in multifamily and general commercial zones. Edmonds sued Oxford House in the United States District Court for the Western District of Washington, seeking a declaration that the FHA does not constrain the Cityâs zoning code family definition rule. Oxford House counterclaimed under the FHA, charging the City with failure to make a âreasonable accommodationâ permitting maintenance of the group home in a single-family zone. The United States filed a separate action on the same FHA âreasonable accommodationâ ground, and the two cases were consolidated. Edmonds suspended its criminal enforcement actions pending resolution of the federal litigation. On cross-motions for summary judgment, the District Court held that ECDC §21.30.010, defining âfamily,â is exempt from the FHA under § 3607(b)(1) as a âreasonable . . . restriction] regarding the maximum number of occupants permitted to occupy a dwelling.â App. to Pet. for Cert. B-7. The United States Court of Appeals for the Ninth Circuit reversed; holding §3607(b)(l)âs absolute exemption inapplicable, the Court of Appeals remanded the cases for further consideration of the claims asserted by Oxford House and the United States. Edmonds v. Washington State Building Code Council, 18 F. 3d 802 (1994). The Ninth Circuitâs decision conflicts with an Eleventh Circuit decision declaring exempt under § 3607(b)(1) a family definition provision similar to the Edmonds prescription. See Elliott v. Athens, 960 F. 2d 975 (1992). 2 We granted *731 certiorari to resolve the conflict, 513 U. S. 959 (1994), and we now affirm the Ninth Circuitâs judgment. 3 II The sole question before the Court is whether Edmondsâ family composition rule qualifies as a ârestriction regarding the maximum number of occupants permitted to occupy a dwellingâ within the meaning of the FHAâs absolute exemption. 42 U. S. C. § 3607 (b)(1). 4 In answering this question, we are mindful of the Actâs stated policy âto provide, within constitutional limitations, for fair housing throughout the United States.â §3601. We also note precedent recognizing the FHAâs âbroad and inclusiveâ compass, and therefore according a âgenerous constructionâ to the Actâs complaint-filing provision. Trafficante v. Metropolitan Life Ins. Co., 409 U. S. 205, 209, 212 (1972). Accordingly, we regard this case as an instance in which an exception to âa general state *732 ment of policyâ is sensibly read ânarrowly in order to preserve the primary operation of the [policy].â Commissioner v. Clark, 489 U. S. 726, 739 (1989). 5 A Congress enacted § 3607(b)(1) against the backdrop of an evident distinction between municipal land-use restrictions and maximum occupancy restrictions. Land-use restrictions designate âdistricts in which only compatible uses are allowed and incompatible uses are excluded.â D. Mandelker, Land Use Law §4.16, pp. 113â 114 (3d ed. 1993) (hereinafter Mandelker). These restrictions typically categorize uses as single-family residential, multiple-family residential, commercial, or industrial. See, e. g., 1 E. Ziegler, Jr., Rathkopfâs The Law of Zoning and Planning §8.01, pp. 8-2 to 8-3 (4th ed. 1995); Mandelker § 1.03, p. 4; 1 E. Yokley, Zoning Law and Practice § 7-2, p. 252 (4th ed. 1978). Land-use restrictions aim to prevent problems caused by the âpig in the parlor instead of the barnyard.â Village of Euclid v. Ambler Realty Co., 272 U. S. 365, 388 (1926). In particular, reserving land for single-family residences preserves the character of neighborhoods, securing âzones where family values, youth values, and the blessings of quiet *733 seclusion and clean air make the area a sanctuary for people.â Village of Belle Terre v. Boraas, 416 U. S. 1, 9 (1974); see also Moore v. East Cleveland, 431 U. S. 494, 521 (1977) (Burger, C. J., dissenting) (purpose of East Clevelandâs single-family zoning ordinance âis the traditional one of preserving certain areas as family residential communitiesâ). To limit land use to single-family residences, a municipality must define the term âfamilyâ; thus family composition rules are an essential component of single-family residential use restrictions. Maximum occupancy restrictions, in contradistinction, cap the number of occupants per dwelling, typically in relation to available floor space or the number and type of rooms. See, e. g., International Conference of Building Officials, Uniform Housing Code § 503(b) (1988); Building Officials and Code Administrators International, Inc., BOCA National Property Maintenance Code §§PM-405.3, PM-405.5 (1993) (hereinafter BOCA Code); Southern Building Code Congress, International, Inc., Standard Housing Code §§306.1, 306.2 (1991); E. Mood, APHA-CDC Recommended Minimum Housing Standards §9.02, p. 37 (1986) (hereinafter APHACDC Standards). 6 These restrictions ordinarily apply uniformly to all residents of all dwelling units. Their purpose is to protect health and safety by preventing dwelling overcrowding. See, e.g., BOCA Code §§PM-101.3, PM-405.3, PM-405.5 and commentary; Abbott, Housing Policy, Housing Codes and Tenant Remedies: An Integration, 56 B. U. L. Rev. 1, 41-45 (1976). We recognized this distinction between maximum occupancy restrictions and land-use restrictions in Moore v. East Cleveland, 431 U. S. 494 (1977). In Moore , the Court held unconstitutional the constricted definition of âfamilyâ con *734 tained in East Clevelandâs housing ordinance. East Clevelandâs ordinance âselected] certain categories of relatives who may live together and declare[d] that others may notâ; in particular, East Clevelandâs definition of âfamilyâ made âa crime of a grandmotherâs choice to live with her grandson.â Id., at 498-499 (plurality opinion). In response to East Clevelandâs argument that its aim was to prevent overcrowded dwellings, streets, and schools, we observed that the municipalityâs restrictive definition of family served the asserted, and undeniably legitimate, goals âmarginally, at best.â Id., at 500 (footnote omitted). Another East Cleveland ordinance, we noted, âspecifically addressed ... the problem of overcrowdingâ; that ordinance tied âthe maximum permissible occupancy of a dwelling to the habitable floor area.â Id., at 500, n. 7 ; accord, id., at 520, n. 16 (Stevens, J., concurring in judgment). Justice Stewart, in dissent, also distinguished restrictions designed to âpreserv[e] the character of a residential area,â from prescription of âa minimum habitable floor area per person,â id., at 589, n. 9 , in the interest of community health and safety. 7 Section 3607(b)(l)âs language â ârestrictions regarding the maximum number of occupants permitted to occupy a dwellingâ â surely encompasses maximum occupancy restrictions. 8 *735 But the formulation does not fit family composition rules typically tied to land-use restrictions. In sum, rules that cap the total number of occupants in order to prevent overcrowding of a dwelling âplainly and unmistakably,â see A H. Phillips, Inc. v. Walling, 324 U. S. 490, 493 (1945), fall within §3607(b)(l)âs absolute exemption from the FHAâs governance; rules designed to preserve the family character of a neighborhood, fastening on the composition of households rather than on the total number of occupants living quarters can contain, do not. 9 B Turning specifically to the Cityâs Community Development Code, we note that the provisions Edmonds invoked against Oxford House, ECDC §§ 16.20.010 and 21.30.010, are classic examples of a use restriction and complementing family composition rule. These provisions do not cap the number of people who may live in a dwelling. In plain terms, they di *736 rect that dwellings be used only to house families. Captioned âUSES,â ECDC §16.20.010 provides that the sole âPermitted Primary Us[e]â in a single-family residential zone is â[s]ingle-family dwelling units.â Edmonds itself recognizes that this provision simply âdefines those uses permitted in a single family residential zone.â Pet. for Cert. 3. A separate provision caps the number of occupants a dwelling may house, based on floor area: âFloor Area. Every dwelling unit shall have at least one room which shall have not less than 120 square feet of floor area. Other habitable rooms, except kitchens, shall have an area of not less than 70 square feet. Where more than two persons occupy a room used for sleeping purposes, the required floor area shall be increased at the rate of 50 square feet for each occupant in excess of two.â ECDC § 19.10.000 (adopting Uniform Housing Code § 503(b) (1988)). 10 This space and occupancy standard is a prototypical maximum occupancy restriction. Edmonds nevertheless argues that its family composition rule, ECDC §21.30.010, falls within § 3607(b)(1), the FHA exemption for maximum occupancy restrictions, because the rule caps at five the number of unrelated persons allowed to occupy a single-family dwelling. But Edmondsâ family composition rule surely does not answer the question: âWhat is the maximum number of occupants permitted to occupy a house?â So long as they are related âby genetics, adoption, or marriage,â any number of people can live in a house. Ten siblings, their parents and grandparents, for example, could dwell in a house in Edmondsâ single-family residential zone without offending Edmondsâ family composition rule. *737 Family living, not living space per occupant, is what ECDC §21.30.010 describes. Defining family primarily by biological and legal relationships, the provision also accommodates another group association: Five or fewer unrelated people are allowed to live together as though they were family. This accommodation is the peg on which Edmonds rests its plea for § 3607(b)(1) exemption. Had the City defined a family solely by biological and legal links, § 3607(b)(1) would not have been the ground on which Edmonds staked its case. See Tr. of Oral Arg. 11-12, 16. It is curious reasoning indeed that converts a family values preserver into a maximum occupancy restriction once a town adds to a related persons prescription âand also two unrelated persons.â 11 Edmonds additionally contends that subjecting single-family zoning to FHA scrutiny will âoverturn Euclidian zoningâ and âdestroy the effectiveness and purpose of single-family zoning.â Brief for Petitioner 11,25. This contention both ignores the limited scope of the issue before us and exaggerates the force of the FHAâs antidiscrimination provisions. We address only whether Edmondsâ family composition rule qualifies for § 3607(b)(1) exemption. Moreover, the FHA antidiscrimination provisions, when applicable, require only âreasonableâ accommodations to afford persons with handicaps âequal opportunity to use and enjoyâ housing. §§ 3604(f)(1)(A) and (f)(3)(B). *738 * * * The parties have presented, and we have decided, only a threshold question: Edmondsâ zoning code provision describing who may compose a âfamilyâ is not a maximum occupancy restriction exempt from the FHA under § 3607(b)(1). It remains for the lower courts to decide whether Edmondsâ actions against Oxford House violate the FHAâs prohibitions against discrimination set out in §§ 3604(f)(1)(A) and (f)(3)(B). For the reasons stated, the judgment of the United States Court of Appeals for the Ninth Circuit is Affirmed. The FHA, as originally enacted in 1968, prohibited discrimination based on race, color, religion, or national origin. See 82 Stat. 83 . Proscription of discrimination based on sex was added in 1974. See Housing and Community Development Act of 1974, § 808(b), 88 Stat. 729 . In 1988, Congress extended coverage to persons with handicaps and also prohibited âfamilial statusâ discrimination, i. e., discrimination against parents or other custodial persons domiciled with children under the age of 18. 42 U. S. C. § 3602 (k). The single-family residential zoning provision at issue in Elliott defines âfamily,â in relevant part, as â[o]ne (1) or more persons occupying a single dwelling unit, provided that unless all members are related by blood, marriage or adoption, no such family shall contain over four (4) persons.â 960 F. 2d, at 976. On May 17,1993, the State of Washington enacted a law providing: âNo city may enact or maintain an ordinance, development regulation, zoning regulation or official control, policy, or administrative practice which treats a residential structure occupied by persons with handicaps differently than a similar residential structure occupied by a family or other unrelated individuals. As used in this section, âhandicapsâ are as defined in the federal fair housing amendments act of 1988 ( 42 U. S. C. Sec. 3602 ).â Wash. Rev. Code §35.63.220 (1994). The United States asserts that Washingtonâs new law invalidates ECDC §21.30.010, Edmondsâ family composition rule, as applied to Oxford House-Edmonds. Edmonds responds that the effect of the new law is âfar from clear.â Reply to Brief in Opposition 4. Even if the new law prevents Edmonds from enforcing its rule against Oxford House, a live controversy remains because the United States seeks damages and civil penalties from Edmonds, under 42 U. S. C. §§ 3614 (d)(1)(B) and (C), for conduct occurring prior to enactment of the state law. App. 85. Like the District Court and the Ninth Circuit, we do not decide whether Edmondsâ zoning code provision defining âfamily,â as the City would apply it against Oxford House, violates the FHAâs prohibitions against discrimination set out in 42 U. S. C. §§ 3604 (f)(1)(A) and (f)(3)(B). The dissent notes Gregory v. Ashcroft, 501 U. S. 452 (1991), as an instance in which the Court did not tightly cabin an exemption contained in a statute proscribing discrimination. See post, at 743-744. Gregory involved an exemption in the Age Discrimination in Employment Act of 1967, 81 Stat. 602 , as amended, 29 U. S. C. §§ 621-634 , covering state and local elective officials and âappointee[s] on the policymaking level.â § 630(f). The question there was whether state judges fit within the exemption. We held that they did. A state constitutional provision, not a local ordinance, was at stake in Gregory â a provision going âbeyond an area traditionally regulated by the Statesâ to implicate âa decision of the most fundamental sort for a sovereign entity.â 501 U. S., at 460 . In that light, the Court refused to attribute to Congress, absent plain statement, any intent to govern the tenure of state judges. Nothing in todayâs opinion casts a cloud on the soundness of that decision. Contrary to the dissentâs suggestion, see post, at 745, n. 5, terminology in the APHA-CDC Standards bears a marked resemblance to the formulation Congress used in § 3607(b)(1). See APHA-CDC Standards §2.51, p. 12 (defining âPermissible Occupancyâ as âthe maximum number of individuals permitted to reside in a dwelling unit, or rooming unitâ). Other courts and commentators have similarly differentiated between land-use restrictions and maximum occupancy restrictions. See, e. g., State v. Baker, 81 N. J. 99, 110, 405 A. 2d 368, 373 (1979); 7A E. McQuillin, The Law of Municipal Corporations §24.504 (3d ed. 1989); Abbott, Housing Policy, Housing Codes and Tenant Remedies: An Integration, 56 B. U. L. Rev. 1, 41 (1976). The plain import of the statutory language is reinforced by the House Committee Report, which observes: âA number of jurisdictions limit the number of occupants per unit based on a minimum number of square feet in the unit or the sleeping areas of the unit. Reasonable limitations by governments would be allowed to continue, as long as they were applied to all occupants, and did not operate to discriminate on the basis of race, color, religion, sex, national origin, handicap or familial status.â H. R. Rep. No. 100-711, p. 31 (1988). Tellingly, Congress added the § 3607(b)(1) exemption for maximum occupancy restrictions at the same time it enlarged the FHA to include a ban on discrimination based on âfamilial status.â See supra, at 728, n. 1. The provision making it illegal to discriminate in housing against families with children under the age of 18 prompted fears that landlords would be forced to allow large families to crowd into small housing units. See, e. g., Fair Housing Amendments Act of 1987: Hearings on H. R. 1158 before the Subcommittee on Civil and Constitutional Rights of the House Committee on the Judiciary, 100th Cong., 1st Sess., 656 (1987) (remarks of Rep. Edwards) (questioning whether a landlord must allow a family with 10 children to live in a two-bedroom apartment). Section 3607(b)(1) makes it plain that, pursuant to local prescriptions on maximum occupancy, landlords legitimately may refuse to stuff large families into small quarters. Congress further assured in § 3607(b)(1) that retirement communities would be exempt from the proscription of discrimination against families with minor children. In the sentence immediately following the maximum occupancy provision, § 3607(b)(1) states: âNor does any provision in this subchapter regarding familial status apply with respect to housing for older persons.â An exception to this provision sets out requirements for efficiency units in apartment buildings. See ECDC § 19.10.000 (1991) (adopting Uniform Housing Code § 503(b) (1988)). This curious reasoning drives the dissent. If Edmonds allowed only related persons (whatever their number) to dwell in a house in a single-family zone, then the dissent, it appears, would agree that the § 3607(b)(1) exemption is unavailable. But so long as the City introduces a specific number â any number (two will do) â the City can insulate its single-family zone entirely from FHA coverage. The exception-takes-the-rule reading the dissent advances is hardly the âgenerous constructionâ warranted for antidiscrimination prescriptions. See Trafficante v. Metropolitan Life Ins. Co., 409 U. S. 205, 212 (1972).
[[COURTLISTENER_SUBOPINION {"id":"9433140","type":"040dissent","part":"dissent","author":"Thomas","source_field":"html_with_citations"}]]
Justice Thomas, with whom Justice Scalia and Justice Kennedy join, dissenting. Congress has exempted from the requirements of the Fair Housing Act (FHA) âany reasonable local, State, or Federal restrictions regarding the maximum number of occupants permitted to occupy a dwelling.â 42 U. S. C. § 3607 (b)(1) (emphasis added). In todayâs decision, the Court concludes that the challenged provisions of petitionerâs zoning code do not qualify for this exemption, even though they establish a specific number â fiveâas the maximum number of unrelated persons permitted to occupy a dwelling in the single-family neighborhoods of Edmonds, Washington. Because the Courtâs conclusion fails to give effect to the plain language of the statute, I respectfully dissent. I Petitionerâs zoning code reserves certain neighborhoods primarily for â[s]ingle-family dwelling units.â Edmonds Community Development Code (ECDC) § 16.20.010(A)(1) (1991), App. 225. To live together in such a dwelling, a group must constitute a âfamily,â which may be either a traditional kind of family, comprising âtwo or more persons re *739 lated by genetics, adoption, or marriage,â or a nontraditional one, comprising âa group of five or fewer persons who are not [so] related.â §21.30.010, App. 250. As respondent United States conceded at oral argument, the effect of these provisions is to establish a rule that âno house in [a single-family] area of the city shall have more than five occupants unless it is a [traditional kind of] family.â Tr. of Oral Arg. 46. In other words, petitionerâs zoning code establishes for certain dwellings âa five-occupant limit, [with] an exception for [traditional] families.â Ibid. To my mind, the rule that âno house . . . shall have more than five occupantsâ (a âfive-occupant limitâ) readily qualifies as a ârestrictio[n] regarding the maximum number of occupants permitted to occupy a dwelling.â In plain fashion, it ârestrict^]â â to five â âthe maximum number of occupants permitted, to occupy a dwelling.â To be sure, as the majority observes, the restriction imposed by petitionerâs zoning code is not an absolute one, because it does not apply to related persons. See ante, at 736. But § 3607(b)(1) does not set forth a narrow exemption only for âabsoluteâ or âunqualifiedâ restrictions regarding the maximum number of occupants. Instead, it sweeps broadly to exempt any restrictions regarding such maximum number. It is difficult to imagine what broader terms Congress could have used to signify the categories or kinds of relevant governmental restrictions that are exempt from the FHA. 1 *740 Consider a real estate agent who is assigned responsibility for the city of Edmonds. Desiring to learn all he can about his new territory, the agent inquires: âDoes the city have any restrictions regarding the maximum number of occupants permitted to occupy a dwelling?â The accurate answer must surely be in the affirmative â yes, the maximum number of unrelated persons permitted to occupy a dwelling in a single-family neighborhood is five. Or consider a different example. Assume that the Federal Republic of Germany imposes no restrictions on the speed of âcarsâ that drive on the Autobahn but does cap the speed of âtrucksâ (which are defined as all other vehicles). If a conscientious visitor to Germany asks whether there are âany restrictions regarding the maximum speed of motor vehicles permitted to drive on the Autobahn,â the accurate answer again is surely the affirmative one â yes, there is a restriction regarding the maximum speed of trucks on the Autobahn. The majority does not ask whether petitionerâs zoning code imposes any restrictions regarding the maximum number of occupants permitted to occupy a dwelling. Instead, observing that pursuant to ECDC § 21.30.010, âany number of people can live in a house,â so long as they are ârelated âby genetics, adoption, or marriage,â â the majority concludes that §21.30.010 does not qualify for § 3607(b)(l)âs exemption because it âsurely does not answer the question: âWhat is the maximum number of occupants permitted to occupy a house?ââ Ante, at 736. The majorityâs question, however, does not accord with the text of the statute. To take advantage of the exemption, a local, state, or federal law need not impose a restriction establishing an absolute maximum number of occupants; under § 3607(b)(1), it is necessary only that such law impose a restriction âregardingâ the maximum number of occupants. Surely, a restriction can âregar[d]ââ or âconcern,â ârelate to,â or âbear onâ â the maximum num *741 ber of occupants without establishing an absolute maximum number in all cases. 2 I would apply § 3607(b)(1) as it is written. Because petitionerâs zoning code imposes a qualified ârestriction regarding the maximum number of occupants permitted to occupy a dwelling,â and because the statute exempts from the FHA âanyâ such restrictions, I would reverse the Ninth Circuitâs holding that the exemption does not apply in this case. 3 II The majorityâs failure to ask the right question about petitionerâs zoning code results from a more fundamental error in focusing on âmaximum occupancy restrictionsâ and âfamily composition rules.â See generally ante, at 731-734. These two terms â and the two categories of zoning rules they describe â are simply irrelevant to this case. *742 A As an initial matter, I do not agree with the majorityâs interpretive premise that âthis case [is] an instance in which an exception to âa general statement of policyâ is sensibly read ânarrowly in order to preserve the primary operation of the [policy].â â Ante, at 731-732 (quoting Commissioner v. Clark, 489 U. S. 726, 739 (1989)). Why this case? Surely, it is not because the FHA has a âpolicyâ; every statute has that. Nor could the reason be that a narrow reading of 42 U. S. C. § 3607 (b)(1) is necessary to preserve the primary operation of the FHAâs stated policy âto provide ... for fair housing throughout the United States.â §3601. Congress, the body responsible for deciding how specifically to achieve the objective of fair housing, obviously believed that § 3607(b)(l)âs exemption for âany . . . restrictions regarding the maximum number of occupants permitted to occupy a dwellingâ is consistent with the FHAâs general statement of policy. We do Congress no service â indeed, we negate the âprimary operationâ of § 3607(b)(1) â by giving that congressional enactment an artificially narrow reading. See Rodriguez v. United States, 480 U. S. 522, 526 (1987) (per curiam) (â[I]t frustrates rather than effectuates legislative intent simplistically to assume that whatever farthers the statuteâs primary objective must be lawâ); Board of Governors, FRS v. Dimension Financial Corp., 474 U. S. 361, 374 (1986) (âInvocation of the âplain purposeâ of legislation at the expense of the terms of the statute itself ... , in the end, prevents the effectuation of congressional intentâ). 4 *743 In any event, as applied to the present case, the majorityâs interpretive premise clashes with our decision in Gregory v. Ashcroft, 501 U. S. 452, 456-470 (1991), in which we held that state judges are not protected by the Age Discrimination in Employment Act of 1967 (ADEA), 81 Stat. 602 , as amended, 29 U. S. C. §§621-634 (1988 ed. and Supp. V). Though the ADEA generally protects the employees of States and their political subdivisions, see § 630(b)(2), it exempts from protection state and local elected officials and âappointee[s] on the policymaking level,â § 630(f). In concluding that state judges fell within this exemption, we did not construe it ânarrowlyâ in order to preserve the âprimary operationâ of the ADEA. Instead, we specifically said that we were ânot looking for a plain statement that judges are excludedâ from the Actâs coverage. Gregory, supra, at 467 . Moreover, we said this despite precedent recognizing that the ADEA ââbroadly prohibitsââ age discrimination in the workplace. Trans World Airlines, Inc. v. Thurston, 469 U. S. 111, 120 (1985) (quoting Lorillard v. Pons, 434 U. S. 575, 577 (1978)). Cf. ante, at 731 (noting âprecedent recognizing the FHAâs âbroad and inclusiveâ compassâ (quoting Trafficante v. Metropolitan Life Ins. Co., 409 U. S. 205, 209 (1972))). Behind our refusal in Gregory to give a narrow construction to the ADE Aâs exemption for âappointee[s] on the policy-making levelâ was our holding that the power of Congress to âlegislate in areas traditionally regulated by the Statesâ is *744 âan extraordinary power in a federalist system,â and âa power that we must assume Congress does not exercise lightly.â 501 U.S., at 460 . Thus, we require that ââCongress should make its intention âclear and manifestâ if it intends to pre-empt the historic powers of the States.ââ Id., at 461 (quoting Will v. Michigan Dept. of State Police, 491 U. S. 58, 65 (1989)). It is obvious that land use â the subject of petitionerâs zoning code â is an area traditionally regulated by the States rather than by Congress, and that land-use regulation is one of the historic powers of the States. As we have stated, âzoning laws and their provisions ... are peculiarly within the province of state and local legislative authorities.â Warth v. Seldin, 422 U. S. 490, 508, n. 18 (1975). See also Hess v. Port Authority Trans-Hudson Corporation, 518 U. S. 30 , 44 (1994) (â[Regulation of land use [is] a function traditionally performed by local governmentsâ); FERC v. Mississippi, 456 U. S. 742, 768, n. 30 (1982) (â[R]egulation of land use is perhaps the quintessential state activityâ); Village of Belle Terre v. Boraas, 416 U. S. 1, 13 (1974) (Marshall, J., dissenting) (âI am in full agreement with the majority that zoning . . . may indeed be the most essential function performed by local governmentâ). Accordingly, even if it might be sensible in other contexts to construe exemptions narrowly, that principle has no application in this case. B I turn now to the substance of the majorityâs analysis, the focus of which is âmaximum occupancy restrictionsâ and âfamily composition rules.â The first of these two terms has the sole function of serving as a label for a category of zoning rules simply invented by the majority: rules that âcap the number of occupants per dwelling, typically in relation to available floor space or the number and type of rooms,â that âordinarily apply uniformly to all residents of all dwelling units,â and that have the âpurpose ... to protect health and safety by preventing dwelling overcrowding.â Ante, at *745 733. 5 The majorityâs term does bear a familial resemblance to the statutory term ârestrictions regarding the maximum number of occupants permitted to occupy a dwelling,â but it should be readily apparent that the category of zoning rules the majority labels âmaximum occupancy restrictionsâ does not exhaust the category of restrictions exempted from the FHA by § 3607(b)(1). The plain words of the statute do not refer to âavailable floor space or the number and type of roomsâ; they embrace no requirement that the exempted restrictions âapply uniformly to all residents of all dwelling unitsâ; and they give no indication that such restrictions *746 must have the âpurpose ... to protect health and safety by preventing dwelling overcrowding.â Ibid. Of course, the majority does not contend that the language of § 3607(b)(1) precisely describes the category of zoning rules it has labeled âmaximum occupancy restrictions.â Rather, the majority makes the far more narrow claim that the statutory language âsurely encompassesâ that category. Ante, at 734. I readily concede this point. 6 But the obvious conclusion that § 3607(b)(1) encompasses âmaximum occupancy restrictionsâ tells us nothing about whether the statute also encompasses ECDC § 21.30.010, the zoning rule at issue here. In other words, although the majorityâs discussion will no doubt provide guidance in future cases, it is completely irrelevant to the question presented in this case. The majority fares no better in its treatment of âfamily composition rules,â a term employed by the majority to describe yet another invented category of zoning restrictions. Although todayâs decision seems to hinge on the majorityâs judgment that ECDC § 21.30.010 is a âclassic example] of a ... family composition rule,â ante, at 735, the majority says virtually nothing about this crucial category. Thus, it briefly alludes to the derivation of âfamily composition rulesâ and provides a single example of them. 7 Apart from these two references, however, the majorityâs analysis consists *747 solely of announcing its conclusion that âthe formulation [of § 3607(b)(1)] does not fit family composition rules.â Ibid. This is not reasoning; it is ipse dixit. Indeed, it is not until after this conclusion has been announced that the majority (in the course of summing up) even defines âfamily composition rulesâ at all. See ibid, (referring to ârules designed to preserve the family character of a neighborhood, fastening on the composition of households rather than on the total number of occupants living quarters can containâ). Although the majority does not say so explicitly, one might infer from its belated definition of âfamily composition rulesâ that § 3607(b)(1) does not encompass zoning rules that have one particular purpose (âto preserve the family character of a neighborhoodâ) or those that refer to the qualitative as well as the quantitative character of a dwelling (by âfastening on the composition of households rather than on the total number of occupants living quarters can containâ). Ibid. Yet terms like âfamily character,â âcomposition of households,â âtotal [that is, absolute] number of occupants,â and âliving quartersâ are noticeably absent from the text of the statute. Section 3607(b)(1) limits neither the permissible purposes of a qualifying zoning restriction nor the ways in which such a restriction may accomplish its purposes. Rather, the exemption encompasses âanyâ zoning restriction â whatever its purpose and by whatever means it accomplishes that purpose â so long as the restriction âregard[s]â the maximum number of occupants. See generally supra, at 739-742. As I have explained, petitionerâs zoning code does precisely that. 8 *748 In sum, it does not matter that ECDC §21.30.010 describes â[fjamily living, not living space per occupant,â ante, at 737, because it is immaterial under § 3607(b)(1) whether § 21.30.010 constitutes a âfamily composition ruleâ but not a âmaximum occupancy restriction.â The sole relevant question is whether petitionerâs zoning code imposes âany . . . restrictions regarding the maximum number of occupants permitted to occupy a dwelling.â Because I believe it does, I respectfully dissent. A broad construction of the word âanyâ is hardly novel. See, e. g., John Hancock Mut. Life Ins. Co. v. Harris Trust and Sav. Bank, 510 U. S. 86, 96 (1993) (citing, as examples where âCongress spoke without qualificationâ in ERISA, an exemption for â âany securityâ issued to a plan by a registered investment companyâ and an exemption for â âany assets of... an insurance company or any assets of a plan which are held by . . . an insurance companyââ (quoting 29 U. S. C. §§ 1101 (b)(1), 1103(b)(2)) (emphasis in John Hancock))-, Citizensâ Bank v. Parker, 192 U. S. 73, 81 (1904) (âThe word any excludes selection or distinction. It declares the exemption without limitationâ). It is ironic that the majority cites Uniform Housing Code § 503(b) (1988), which has been incorporated into petitionerâs zoning code, see ECDC §19.10.000, App. 248, as a âprototypical maximum occupancy restrictionâ that would qualify for §3607(b)(l)âs exemption. Ante, at 736. Because § 503(b), as the majority describes it, âcaps the number of occupants a dwelling may house, based on floor area,â ibid, (emphasis added), it actually caps the density of occupants, not their number. By itself, therefore, § 503(b) âsurely does not answer the question: âWhat is the maximum number of occupants permitted to occupy a house?ââ Ibid. That is, even under § 503(b), there is no single absolute maximum number of occupants that applies to every house in Edmonds. Thus, the answer to the majorityâs question is the same with respect to both § 503(b) and ECDC §21.30.010: âIt depends.â With respect to the former, it depends on the size of the houseâs bedrooms, see ante, at 736 (quoting § 503(b)); with respect to the latter, it depends on whether the houseâs occupants are related. 1 would also remand the case to the Court of Appeals to allow it to pass on respondentsâ argument that petitionerâs zoning code does not satisfy § 3607(b)(l)âs requirement that qualifying restrictions be âreasonable.â The District Court rejected this argument, concluding that petitionerâs âfive-unrelated-person limit is reasonable as a matter of law,â App. to Pet. for Cert. B-10, but the Court of Appeals did not address the issue. The majority notes âprecedent recognizing the FHAâs âbroad and inclusiveâ compass, and therefore according a âgenerous constructionâ to the Actâs complaint-filing provision.â Ante, at 731 (quoting Traficante v. Metropolitan Life Ins. Co., 409 U. S. 205, 209, 212 (1972)). What we actually said in Traficante was that â[t]he language of the Act is broad and inclusive.â Id., at 209 . This is true enough, but we did not âthereforeâ accord a generous construction either to the FHAâs âantidiscrimination *743 prescriptions,â see ante, at 737, n. 11, or to its complaint-filing provision, § 810(a), 42 U. S. C. § 3610 (a) (1970 ed.) (repealed 1988). Instead, without any reference to the language of the Act, we stated that we could âgive vitality to § 810(a) only by a generous construction which gives standing to sue to all in the same housing unit who are injured by racial discrimination in the management of those facilities within the coverage of the statute.â 409 U. S., at 212 . If we were to apply such logic to this case, we would presumably âgive vitalityâ to § 3607(b)(1) by giving it a generous rather than a narrow construction. To my knowledge, no federal or state judicial opinion â other than three § 3607(b)(1) decisions dating from 1992 and 1993 â employs the term âmaximum occupancy restrictions.â Likewise, not one of the model codes from which the majority constructs its category of zoning rules uses that term either. See ante, at 733 (citing authorities). Accordingly, it is difficult to conceive how Congress, in 1988, could have âenacted § 3607(b)(1) against the backdrop of an evident distinction between municipal land-use restrictions and maximum occupancy restrictions.â Ante, at 732. In this context, the majority seizes on a phrase that appears in a booklet published jointly by the American Public Health Association and the Centers for Disease Control â â âthe maximum number of individuals permitted to reside in a dwelling unit, or rooming unit.ââ Ante, at 733, n. 6 (quoting APHA-CDC Recommended Minimum Housing Standards § 2.51, p. 12 (1986)). Even if, as the majority boldly asserts, this phrase âbears a marked resemblance to the formulation Congress used in § 3607(b)(1),â ante, at 733, n. 6,1 fail to comprehend how that would add to our understanding of the statute. The majority surely cannot hope to invoke the rule that where â âCongress borrows terms of art in which are accumulated the legal tradition and meaning of centuries of practice, it presumably knows and adopts the cluster of ideas that were attached to each borrowed word in the body of learning from which it was taken and the meaning its use will convey to the judicial mind unless otherwise instructed.ââ Molzof v. United States, 502 U. S. 301, 307 (1992) (quoting Morissette v. United States, 342 U. S. 246, 263 (1952)). The quoted phrase from the APHACDC publication can hardly be called a âter[m] of artâ â let alone a term in which is âaccumulated the legal tradition and meaning of centuries of practice.â See also NLRB v. Amax Coal Co., 453 U. S. 322, 329 (1981) (applying the rule to âterms that have accumulated settled meaning under either equity or the common lawâ). According to the majority, its conclusion that § 3607(b)(1) encompasses all âmaximum occupancy restrictionsâ is âreinforced byâ H. R. Rep. No. 100-711, p. 31 (1988). See ante, at 734, n. 8. Since I agree with this narrow conclusion, I need not consider whether the cited Committee Report is either authoritative or persuasive. See ante, at 733 (âTo limit land use to single-family residences, a municipality must define the term âfamilyâ; thus family composition rules are an essential component of single-family residential use restrictionsâ); ante, at 734 (âEast Clevelandâs ordinance âselect[ed] certain categories of relatives who may live together and declare[d] that others may notâ; in particular, East Clevelandâs definition of âfamilyâ made âa crime of a grandmotherâs choice to live with her grandsonâ â (quoting Moore v. East Cleveland, 431 U. S. 494, 498-499 (1977) (plurality opinion))). All that remains of the majorityâs case is the epithet that my reasoning is âcuriousâ because it yields an âexception-takes-the-rule readingâ of § 3607(b)(1). Ante, at 737, n. 11. It is not clear why the majority thinks my reading will eviscerate the FHAâs antidiscrimination prescriptions. The FHA protects handicapped persons from traditionally defined (intentional) discrimination, 42 U. S. C. §§ 3604 (f)(1), (2), and three kinds of specially defined discrimination: ârefusal to permit. . . reasonable modifications of existing premisesâ; ârefusal to make reasonable accommodations in rules, policies, practices, or servicesâ; and âfailure to design and con *748 struct [multifamily] dwellingsâ such that they are accessible and usable, §§ 3604(f)(3)(A), (B), (C). Yet only one of these four kinds of discrimination â the âreasonable accommodationsâ prescription of § 3604(f)(3)(B) â is even arguably implicated by zoning rules like ECDC § 21.30.010. In addition, because the exemption refers to âlocal, State, or Federal restrictions,â even the broadest reading of § 3607(b)(1) could not possibly insulate private refusals to make reasonable accommodations for handicapped persons. Finally, as I have already noted, see supra, at 741, n. 3, restrictions must be âreasonableâ in order to be exempted by § 3607(b)(1).Case Information
- Court
- Supreme Court of the United States
- Decision Date
- May 15, 1995
- Citation
- 514 U.S. 725
- Status
- Precedential