Arlington Central School District Board of Education v. Murphy
Supreme Court of the United States6/26/2006
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[[COURTLISTENER_SUBOPINION {"id":"9434893","type":"020lead","part":"majority","author":"Alito","source_field":"html_with_citations"}]]
Justice Alito delivered the opinion of the Court. The Individuals with Disabilities Education Act (IDEA or Act) provides that a court âmay award reasonable attorneysâ fees as part of the costsâ to parents who prevail in an action brought under the Act. Ill Stat. 92, 20 U. S. C. § 1415 (i)(3)(B). We granted certiorari to decide whether this fee-shifting provision authorizes prevailing parents to *294 recover fees for services rendered by experts in IDEA actions. We hold that it does not. I Respondents Pearl and Theodore Murphy filed an action under the IDEA on behalf of their son, Joseph Murphy, seeking to require petitioner Arlington Central School District Board of Education to pay for their sonâs private school tuition for specified school years. Respondents prevailed in the District Court, 86 F. Supp. 2d 354 (SDNY 2000), and the Court of Appeals for the Second Circuit affirmed, 297 F. 3d 195 (2002). As prevailing parents, respondents then sought $29,350 in fees for the services of an educational consultant, Marilyn Arons, who assisted respondents throughout the IDEA proceedings. The District Court granted respondentsâ request in part. It held that only the value of Aronsâ time spent between the hearing request and the ruling in respondentsâ favor could properly be considered charges incurred in an âaction or proceeding broughtâ under the Act, see 20 U. S. C. § 1415 (i)(3)(B). 2003 WL 21694398 , *9 (SDNY, July 22, 2003). This reduced the maximum recovery to $8,650. The District Court also held that Arons, a nonlawyer, could be compensated only for time spent on expert consulting services, not for time spent on legal representation, id., at *4 , but it concluded that all the relevant time could be characterized as falling within the compensable category, and thus allowed compensation for the full $8,650, id., at *10 . The Court of Appeals for the Second Circuit affirmed. 402 F. 3d 332 (2005). Acknowledging that other Circuits had taken the opposite view, the Court of Appeals for the Second Circuit held that âCongress intended to and did authorize the reimbursement of expert fees in IDEA actions.â Id., at 336 . The court began by discussing two decisions of this Court holding that expert fees could not be recovered as taxed costs under particular cost- or fee-shifting provisions. *295 See Crawford Fitting Co. v. J. T. Gibbons, Inc., 482 U. S. 437 (1987) (interpreting Fed. Rule Civ. Proc. 54(d) and 28 U. S. C. §1920 ); West Virginia Univ. Hospitals, Inc. v. Casey, 499 U. S. 83 (1991) (interpreting 42 U. S. C. § 1988 (1988 ed.)). According to these decisions, the court noted, a cost- or fee-shifting provision will not be read to permit a prevailing party to recover expert fees without â âexplicit statutory authorityâ indicating that Congress intended for that sort of fee-shifting.â 402 F. 3d, at 336 . Ultimately, though, the court was persuaded by a statement in the Conference Committee Report relating to 20 U. S. C. § 1415 (i)(3)(B) and by a footnote in Casey that made reference to that Report. 402 F. 3d, at 336 -337 (citing H. R. Conf. Rep. No. 99-687, p. 5 (1986)). Based on these authorities, the court concluded that it was required to interpret the IDEA to authorize the award of the costs that prevailing parents incur in hiring experts. 402 F. 3d, at 336 . We granted certiorari, 546 U. S. 1085 (2006), to resolve the conflict among the Circuits with respect to whether Congress authorized the compensation of expert fees to prevailing parents in IDEA actions. Compare Goldring v. District of Columbia, 416 F. 3d 70, 73-77 (CADC 2005); Neosho R-V School Dist. v. Clark ex rel. Clark, 315 F. 3d 1022 , 1031-1033 (CA8 2003); T. D. v. LaGrange School Dist. No. 102, 349 F. 3d 469, 480-482 (CA7 2003), with 402 F. 3d 332 (CA2 2005). We now reverse. II Our resolution of the question presented in this case is guided by the fact that Congress enacted the IDEA pursuant to the Spending Clause. U. S. Const., Art. I, § 8, cl. 1; see Schaffer v. Weast, 546 U. S. 49 (2005). Like its statutory predecessor, the IDEA provides federal funds to assist state and local agencies in educating children with disabilities âand conditions such funding upon a Stateâs compliance with extensive goals and procedures.â Board of Ed. of Hendrick *296 Hudson Central School Dist., Westchester Cty. v. Rowley, 458 U. S. 176, 179 (1982). Congress has broad power to set the terms on which it disburses federal money to the States, see, e. g., South Dakota v. Dole, 488 U. S. 203 , 206-207 (1987), but when Congress attaches conditions to a Stateâs acceptance of federal funds, the conditions must be set out âunambiguously,â see Pennhurst State School and Hospital v. Halderman, 451 U. S. 1, 17 (1981); Rowley, supra, at 204, n. 26 . â[LJegislation enacted pursuant to the spending power is much in the nature of a contract,â and therefore, to be bound by âfederally imposed conditions,â recipients of federal funds must accept them âvoluntarily and knowingly.â Pennhurst, 451 U. S., at 17 . States cannot knowingly accept conditions of which they are âunawareâ or which they are âunable to ascertain.â Ibid. Thus, in the present case, we must view the IDEA from the perspective of a state official who is engaged in the process of deciding whether the State should accept IDEA funds and the obligations that go with those funds. We must ask whether such a state official would clearly understand that one of the obligations of the Act is the obligation to compensate prevailing parents for expert fees. In other words, we must ask whether the IDEA furnishes clear notice regarding the liability at issue in this case. Ill A In considering whether the IDEA provides clear notice, we begin with the text. We have âstated time and again that courts must presume that a legislature says in a statute what it means and means in a statute what it says there.â Connecticut Nat. Bank v. Germain, 503 U. S. 249, 253-254 (1992). When the statutory âlanguage is plain, the sole function of the courtsâat least where the disposition required by the text is not absurdâis to enforce it according to its terms.â Hartford Underwriters Ins. Co. v. Union *297 Planters Bank, N. A., 530 U. S. 1, 6 (2000) (quoting United States v. Ron Pair Enterprises, Inc., 489 U. S. 235, 241 (1989), in turn quoting Caminetti v. United States, 242 U. S. 470, 485 (1917); internal quotation marks omitted). The governing provision of the IDEA, 20 U. S. C. § 1415 (i)(3)(B), provides that â[i]n any action or proceeding brought under this section, the court, in its discretion, may award reasonable attorneysâ fees as part of the costsâ to the parents of âa child with a disabilityâ who is the âprevailing party.â While this provision provides for an award of âreasonable attorneysâ fees,â this provision does not even hint that acceptance of IDEA funds makes a State responsible for reimbursing prevailing parents for services rendered by experts. Respondents contend that we should interpret the term âcostsâ in accordance with its meaning in ordinary usage and that § 1415(i)(3)(B) should therefore be read to âauthorize reimbursement of all costs parents incur in IDEA proceedings, including expert costs.â Brief for Respondents 17. This argument has multiple flaws. For one thing, as the Court of Appeals in this case acknowledged, ââcostsâ is a term of art that generally does not include expert fees.â 402 F. 3d, at 336 . The use of this term of art, rather than a term such as âexpenses,â strongly suggests that § 1415(i)(3)(B) was not meant to be an open-ended provision that makes participating States liable for all expenses incurred by prevailing parents in connection with an IDEA caseâfor example, travel and lodging expenses or lost wages due to time taken off from work. Moreover, contrary to respondentsâ suggestion, § 1415(i)(3)(B) does not say that a court may award âcostsâ to prevailing parents; rather, it says that a court may award reasonable attorneyâs fees âas part of the costsâ to prevailing parents. This language simply adds reasonable attorneyâs fees incurred by prevailing parents to the list of costs that prevailing parents are otherwise entitled to recover. This list of otherwise recoverable costs *298 is obviously the list set out in 28 U. S. C. § 1920 , the general statute governing the taxation of costs in federal court, and the recovery of witness fees under § 1920 is strictly limited by § 1821, which authorizes travel reimbursement and a $40 per diem. Thus, the text of 20 U. S. C. § 1415 (i)(3)(B) does not authorize an award of any additional expert fees, and it certainly fails to provide the clear notice that is required under the Spending Clause. Other provisions of the IDEA point strongly in the same direction. While authorizing the award of reasonable attorneyâs fees, the Act contains detailed provisions that are designed to ensure that such awards are indeed reasonable. See §§ 1415(i)(3)(C)-(G). The absence of any comparable provisions relating to expert fees strongly suggests that recovery of expert fees is not authorized. Moreover, the lack of any reference to expert fees in § 1415(d)(2) gives rise to a similar inference. This provision, which generally requires that parents receive âa full explanation of the procedural safeguardsâ available under §1415 and refers expressly to âattorneysâ fees,â makes no mention of expert fees. B Respondents contend that their interpretation of § 1415(i) (3)(B) is supported by a provision of the Handicapped Childrenâs Protection Act of 1986 that required the General Accounting Office (GAO) to collect certain data, § 4(b)(3), 100 Stat. 797 (hereinafter GAO study provision), but this provision is of little significance for present purposes. The GAO study provision directed the Comptroller General, acting through the GAO, to compile data on, among other things: â(A) the specific amount of attorneysâ fees, costs, and expenses awarded to the prevailing partyâ in IDEA cases for a particular period of time, and (B) âthe number of hours spent by personnel, including attorneys and consultants, involved in the action or proceeding, and expenses incurred *299 by the parents and the State educational agency and local educational agency.â Id., at 797-798 . Subparagraph (A) would provide some support for respondentsâ position if it directed the GAO to compile data on awards to prevailing parties of the expense of hiring consultants, but that is not what subparagraph (A) says. Subparagraph (A) makes no mention of consultants or experts or their fees. 1 Subparagraph (B) similarly does not help respondents. Subparagraph (B), which directs the GAO to study âthe number of hours spent [in IDEA cases] by personnel, including . . . consultants,â says nothing about the award of fees to such consultants. Just because Congress directed the GAO to compile statistics on the hours spent by consultants in IDEA cases, it does not follow that Congress meant for States to compensate prevailing parties for the fees billed by these consultants. Respondents maintain that âCongressâ direction to the GAO would be inexplicable if Congress did not anticipate that the expenses for âconsultantsâ would be recoverable,â *300 Brief for Respondents 19, but this is incorrect. There are many reasons why Congress might have wanted the GAO to gather data on expenses that were not to be taxed as costs. Knowing the costs incurred by IDEA litigants might be useful in considering future procedural amendments (which might affect these costs) or a future amendment regarding fee shifting. And, in fact, it is apparent that the GAO study provision covered expenses that could not be taxed as costs. For example, the GAO was instructed to compile statistics on the hours spent by all attorneys involved in an IDEA action or proceeding, even though the Act did not provide for the recovery of attorneyâs fees by a prevailing state or local educational agency. 2 Similarly, the GAO was directed to compile data on âexpenses incurred by the parents,â not just those parents who prevail and are thus eligible to recover taxed costs. In sum, the terms of the IDEA overwhelmingly support the conclusion that prevailing parents may not recover the costs of experts or consultants. Certainly the terms of the IDEA fail to provide the clear notice that would be needed to attach such a condition to a Stateâs receipt of IDEA funds. IV Thus far, we have considered only the text of the IDEA, but perhaps the strongest support for our interpretation of the IDEA is supplied by our decisions and reasoning in Crawford Fitting, 482 U. S. 437 , and Casey, 499 U. S. 83 . In light of those decisions, we do not see how it can be said *301 that the IDEA gives a State unambiguous notice regarding liability for expert fees. In Crawford Fitting, the Court rejected an argument very similar to respondentsâ argument that the term âcostsâ in § 1415(i)(3)(B) should be construed as an open-ended reference to prevailing parentsâ expenses. It was argued in Crawford Fitting that Federal Rule of Civil Procedure 54(d), which provides for the award of âcostsâ to a prevailing party, authorizes the award of costs not listed in 28 U. S. C. § 1821 . 482 U. S., at 439 . The Court held, however, that Rule 54(d) does not give a district judge âdiscretion to tax whatever costs may seem appropriateâ; rather, the term âcostsâ in Rule 54(d) is defined by the list set out in § 1920. Id., at 441. Because the recovery of witness fees, see § 1920(3), is strictly limited by § 1821, the Court observed, a broader interpretation of Rule 54(d) would mean that the Rule implicitly effected a partial repeal of those provisions. Id., at 442. But, the Court warned, â[w]e will not lightly infer that Congress has repealed §§ 1920 and 1821, either through Rule 54(d) or any other provision not referring explicitly to witness fees.â Id., at 445. The reasoning of Crawford Fitting strongly supports the conclusion that the term âcostsâ in 20 U. S. C. § 1415 (i)(3)(B), like the same term in Rule 54(d), is defined by the categories of expenses enumerated in 28 U. S. C. § 1920 . This conclusion is buttressed by the principle, recognized in Crawford Fitting, that no statute will be construed as authorizing the taxation of witness fees as costs unless the statute ârefer[s] explicitly to witness fees.â 482 U. S., at 445 ; see also ibid. (â[Ajbsent explicit statutory or contractual authorization for the taxation of the expenses of a litigantâs witness as costs, federal courts are bound by the limitations set out in 28 U.S. C. §1821 and §1920â). Our decision in Casey confirms even more dramatically that the IDEA does not authorize an award of expert fees. In Casey , as noted above, we interpreted a fee-shifting pro *302 vision, 42 U. S. C. § 1988 , the relevant wording of which was virtually identical to the wording of 20 U. S. C. § 1415 (i)(3)(B). Compare ibid, (authorizing the award of âreasonable attorneysâ fees as part of the costsâ to prevailing parents) with 42 U. S. C. § 1988 (1988 ed.) (permitting prevailing parties in certain civil rights actions to be awarded âa reasonable attorneyâs fee as part of the costsâ). We held that § 1988 did not empower a district court to award expert fees to a prevailing party. Casey, supra, at 102 . To decide in favor of respondents here, we would have to interpret the virtually identical language in 20 U. S. C. § 1415 as having exactly the opposite meaning. Indeed, we would have to go further and hold that the relevant language in the IDEA unambiguously means exactly the opposite of what the nearly identical language in 42 U. S. C. § 1988 was held to mean in Casey . The Court of Appeals, as noted above, was heavily influenced by a Casey footnote, see 402 F. 3d, at 336 -337 (quoting 499 U. S., at 91-92, n. 5 ), but the court misunderstood the footnoteâs meaning. The text accompanying the footnote argued, based on an analysis of several fee-shifting statutes, that the term âattorneyâs feesâ does not include expert fees. Id., at 88-91 . In the footnote, we commented on petitionersâ invocation of the Conference Committee Report relating to 20 U. S. C. § 1415 (i)(3)(B), which stated: â âThe conferees intendfed] that the term âattorneysâ fees as part of the costsâ include reasonable expenses and fees of expert witnesses and the reasonable costs of any test or evaluation which is found to be necessary for the preparation of the . . . case.ââ 499 U. S., at 91-92 , n. 5 (quoting H. R. Conf. Rep. No. 99-687, at 5; ellipsis in original). This statement, the footnote commented, was âan apparent effort to depart from ordinary meaning and to define a term of art.â 499 U. S., at 92, n. 5 . The footnote did not state that the Conference Committee Report set out the correct interpretation of § 1415(i)(3)(B), much less that the Report was sufficient, despite the lan *303 guage of the statute, to provide the clear notice required under the Spending Clause. The thrust of the footnote was simply that the term âattorneysâ fees,â standing alone, is generally not understood as encompassing expert fees. Thus, Crawford Fitting and Casey strongly reinforce the conclusion that the IDEA does not unambiguously authorize prevailing parents to recover expert fees. V Respondents make several arguments that are not based on the text of the IDEA, but these arguments do not show that the IDEA provides clear notice regarding the award of expert fees. Respondents argue that their interpretation of the IDEA furthers the Actâs overarching goal of âensur[ing] that all children with disabilities have available to them a free appropriate public education,â 20 U. S. C. § 1400 (d)(1)(A), as well as the goal of âsafeguard[ing] the rights of parents to challenge school decisions that adversely affect their child.â Brief for Respondents 20. These goals, however, are too general to provide much support for respondentsâ reading of the terms of the IDEA. The IDEA obviously does not seek to promote these goals at the expense of all other considerations, including fiscal considerations. Because the IDEA is not intended in all instances to further the broad goals identified by respondents at the expense of fiscal considerations, the goals cited by respondents do little to bolster their argument on the narrow question presented here. 3 *304 Finally, respondents vigorously argue that Congress clearly intended for prevailing parents to be compensated for expert fees. They rely on the legislative history of § 1415 and in particular on the following statement in the Conference Committee Report, discussed above: âThe conferees intend that the term âattorneysâ fees as part of the costsâ include reasonable expenses and fees of expert witnesses and the reasonable costs of any test or evaluation which is found to be necessary for the preparation of the . . . case.â H. R. Conf. Rep. No. 99-687, at 5. Whatever weight this legislative history would merit in another context, it is not sufficient here. Putting the legislative history aside, we see virtually no support for respondentsâ position. Under these circumstances, where everything other than the legislative history overwhelmingly suggests that expert fees may not be recovered, the legislative history is simply not enough. In a Spending Clause case, the key is not what a majority of the Members of both Houses intend but what the States are clearly told regarding the conditions that go along with the acceptance of those funds. Here, in the face of the unambiguous text of the IDEA and the reasoning in Crawford Fitting and Casey , we cannot say that the legislative history on which respondents rely is sufficient to provide the requisite fair notice. * * * We reverse the judgment of the Court of Appeals for the Second Circuit and remand the case for further proceedings consistent with this opinion. It is so ordered. Because subparagraph (A) refers to both âcostsâ and âexpensesâ awarded to prevailing parties and because it is generally presumed that statutory language is not superfluous, it could be argued that this provision manifests the expectation that prevailing parties would be awarded certain âexpensesâ not included in the list of âcostsâ set out in 28 U. S. C. § 1920 and that expert fees were intended to be among these unenumerated âexpenses.â This argument fails because, whatever expectation this language might seem to evidence, the fact remains that neither 20 U. S. C. § 1415 nor any other provision of the IDEA authorizes the award of any âexpensesâ other than âcosts.â Recognizing this, respondents argue not that they are entitled to recover âexpensesâ that are not âcosts,â but that expert fees are recoverable âcosts.â As a result, the reference to awards of both âexpensesâ and âcostsâ does not support respondentsâ position. The reference to âexpensesâ may relate to IDEA actions brought in state court, § 1415(i)(2)(A), where âexpensesâ other than âcostsâ might be receivable. Or the reference may be surplusage. While it is generally presumed that statutes do not contain surplusage, instances of surplusage are not unknown. In 2000, the attorneyâs fees provision provided only an award to prevailing parents. See 20 U. S. C. § 1415 (i)(3)(B). In 2004, Congress amended § 1415(i)(3)(B) to include two additional awards. See § 101, 118 Stat. 2724 . The amendments provided awards âto a prevailing party who is a State educational agency or local educational agencyâ where the complaint filed is frivolous or presented for an improper purpose, such as to harass, delay, or increase the cost of litigation. See 20 U. S. C. §§ 1415 (i)(3)(B)(i)(II)â(III) (2000 ed., Supp. V). Respondents note that a GAO report stated that expert witness fees are reimbursable expenses. See Brief for Respondents 19 (citing GAO, Briefing Report to Congressional Requesters, Special Education: The Attorney Fees Provision of Public Law 99-372 (GAO/HRD-90-22BR), p. 13 (Nov. 1989)). But this passing reference in a report issued by an agency not responsible for implementing the IDEA is plainly insufficient to provide clear notice regarding the scope of the conditions attached to the receipt of IDEA funds.
[[COURTLISTENER_SUBOPINION {"id":"9434894","type":"030concurrence","part":"concurrence","author":"Ginsburg","source_field":"html_with_citations"}]]
Justice Ginsburg, concurring in part and concurring in the judgment.. I agree, in the main, with the Courtâs resolution of this case, but part ways with the Courtâs opinion in one respect. The Court extracts from Pennhurst State School and Hospi *305 tal v. Halderman, 451 U. S. 1, 17 (1981), a âclear noticeâ requirement, and deems it applicable in this case because Congress enacted the Individuals with Disabilities Education Act (IDEA), as it did the legislation at issue in Pennhurst, pursuant to the Spending Clause. Ante, at 296. That extraction, in my judgment, is unwarranted. Pennhursts âclear noticeâ requirement should not be unmoored from its context. The Court there confronted a plea to impose âan unexpected condition for complianceâa new [programmatic] obligation for participating States.â Bell v. New Jersey, 461 U. S. 773, 790, n. 17 (1983). The controversy here is lower key: It concerns not the educational programs IDEA directs school districts to provide, but âthe remedies available against a noncomplying [district].â Ibid.; see post, at 316-318 (Breyer, J., dissenting). The Courtâs repeated references to a Spending Clause derived âclear noticeâ requirement, see ante, at 295-296, 298, 300, 303, and n. 3, are questionable on other grounds as well. For one thing, IDEA was enacted not only pursuant to Congressâ Spending Clause authority, but also pursuant to § 5 of the Fourteenth Amendment. See Smith v. Robinson, 468 U. S. 992, 1009 (1984) (IDEAâS predecessor, the Education of the Handicapped Act, was âset up by Congress to aid the States in complying with their constitutional obligations to provide public education for handicapped children.â). Furthermore, no âclear noticeâ prop is needed in this case given the twin pillars on which the Courtâs judgment securely rests. First, as the Court explains, ante, at 297-298, the specific, attorneysâ-fees-oriented, provisions of IDEA, i. e., 20 U. S. C. § 1415 (i)(3)(B)-(G); § 1415(d)(2)(L) (2000 ed., Supp. V), âoverwhelmingly support the conclusion that prevailing parents may not recover the costs of experts or consultants,â ante, at 300. Those provisions place controls on fees recoverable for attorneysâ services, without mentioning costs parents might incur for other professional services and controls geared to those costs. Second, as the Court develops, prior *306 decisions closely in point âstrongly suppor[t],â even âconfir[m] ... dramatically,â todayâs holding that IDEA trains on attorneysâ fees and does not authorize an award covering amounts paid or payable for the services of an educational consultant. Ante, at 301 (citing Crawford Fitting Co. v. J. T. Gibbons, Inc., 482 U. S. 437 (1987), and West Virginia Univ. Hospitals, Inc. v. Casey, 499 U. S. 83 (1991)). For the contrary conclusion, Justice Breyerâs dissent relies dominantly on a Conference Report stating the confereesâ view that the term âattorneysâ fees as part of the costsâ includes âexpenses and fees of expert witnessesâ and payments for tests necessary for the preparation of a case. H. R. Conf. Rep. No. 99-687, p. 5 (1986) (internal quotation marks omitted). 1 Including costs of consultants and tests in § 1415(i)(3)(B) would make good sense in light of IDEAâS overarching goal, i. e., to provide a âfree appropriate public educationâ to children with disabilities, § 1400(d)(1)(A). See post, at 313-316 (Breyer, J., dissenting). But Congress did not compose § 1415(i)(3)(B)âs text, 2 as it did the texts of other *307 statutes too numerous and varied to ignore, to alter the common import of the terms âattorneysâ feesâ and âcostsâ in the context of expense-allocation legislation. See, e. g., 42 U. S. C. § 1988 (c) (added, in 19'91 specifically to âinclude expert fees as part of the attorneyâs feeâ); Casey, 499 U. S., at 88-92 , and n. 4 (citing variously composed statutes that âexplicitly shift expert. . . fees as well as attorneyâs feesâ). Given the constant meaning of the formulation âattorneysâ fees as part of the costsâ in federal legislation, we are not at liberty to rewrite âthe statutory text adopted by both Houses of Congress and submitted to the President,â id., at 98 , to add several words Congress wisely might have included. The ball, I conclude, is properly left in Congressâ court to provide, if it so elects, for consultant fees and testing expenses beyond those IDEA and its implementing regulations already authorize, 3 along with any specifications, conditions, or limitations geared to those fees and expenses Congress may deem appropriate. Cf. § 1415(i)(3)(B)-(G); § 1415(d)(2)(L) (listing only attorneysâ fees, not expert or consulting fees, among the procedural safeguards about which school districts must inform parents). In sum, although I disagree with the Courtâs rationale to the extent that it invokes a âclear noticeâ requirement tied *308 to the Spending Clause, I agree with the Courtâs discussion of IDEAâS terms, ante, at 296-298, and of our decisions in Crawford and Casey, ante, at 300-303. Accordingly, I concur in part in the Courtâs opinion, and join the Courtâs judgment. The relevant statement from the Conference Report reads in its entirety: âThe conferees intend that the term âattorneysâ fees as part of the costs' include reasonable expenses and fees of expert witnesses and the reasonable costs of any test or evaluation which is found to be necessary for the preparation of the parent or guardianâs case in the action or proceeding, as well as traditional costs incurred in the course of litigating a case.â H. R. Conf. Rep. No. 99-687, at 5. Although the Conference Report goes on to consider other matters, including controls on attorneysâ fees, nothing further is said on expert witness-fees or test costs. At the time the Conference Report was submitted to the Senate and House, sponsors of the legislation did not mention anything on the floor about expert or consultant fees. They were altogether clear, however, that the purpose of the legislation was to âreverseâ this Courtâs decision in Smith v. Robinson, 468 U. S. 992 (1984). In Smith , the Court held that, under the statute as then designed, prevailing parents were not entitled to attorneysâ fees. See 132 Cong. Rec. 16823 (1986) (remarks of Sen. Weicker) (âIn adopting this legislation, we are rejecting the reasoning of *307 the Supreme Court in Smith versus Robinson.â); id., at 16824 (remarks of Sen. Kerry) (âThis vital legislation reverses a U. S. Supreme Court decision Smith versus Robinson[.]â); id., at 17608-17609 (remarks of Rep. Bartlett) (âI support those provisions in the conference agreement that, in response to the Supreme Court decision in ... Smith versus Robinson, authoriz[e] the awarding of reasonable attorneysâ fees to parents who prevail in special education court cases.â); id., at 17609 (remarks of Rep. Biaggi) (âThis legislation clearly supports the intent of Congress back in 1975 and corrects what I believe was a gross misinterpretation of the law. Attorneysâ fees should be provided to those individuals who are being denied access to the educational system.â). Under 34 CPR § 300.502(b)(1) (2005), a âparent has the right to an independent educational evaluation at public expense if the parent disagrees with an evaluation obtained by the public agency.â
[[COURTLISTENER_SUBOPINION {"id":"9434895","type":"040dissent","part":"dissent","author":"Souter","source_field":"html_with_citations"}]]
Justice Souter, dissenting. I join Justice Breyerâs dissent and add this word only to say outright what would otherwise be implicit, that I agree with the distinction he draws between this case and Barnes v. Gorman, 536 U. S. 181 (2002). See post, at 318 (citing Barnes, supra, at 191 (Souter, J., concurring)). Beyond that, I emphasize the importance for me of §4 of the Handicapped Childrenâs Protection Act of 1986, 100 Stat. 797 , note following 20 U. S. C. § 1415 (1988 ed.), which mandated the study by what is now known as the Government Accountability Office. That section, of equal dignity with the fee-shifting provision enacted by the same statute, makes Justice Breyerâs resort to the related Conference Report the reasonable course. Justice Breyer, with whom Justice Stevens and Justice Souter join, dissenting. The Individuals with Disabilities Education Act (IDEA or Act), 20 U. S. C. § 1400 et seq. (2000 ed. and Supp. V), says that a court may âaward reasonable attorneysâ fees as part of the costs to the parentsâ who are prevailing parties. § 1415(i)(3)(B). Unlike the Court, I believe that the word âcostsâ includes, and authorizes payment of, the costs of experts. The word âcostsâ does not define its own scope. Neither does the phrase âattorneysâ fees as part of costs.â But Members of Congress did make clear their intent by, among other things, approving a Conference Report that specified that âthe term âattorneysâ fees as part of the costsâ include[s] reasonable expenses and fees of expert witnesses and the reasonable costs of any test or evaluation which is found to be necessary for the preparation of the parent or *309 guardianâs case in the action or proceeding.â H. R. Conf. Rep. No. 99-687, p. 5 (1986), Appendix A, infra, at 326. No Senator or Representative voiced any opposition to this statement in the discussion preceding the vote on the Conference Reportâthe last vote on the bill before it was sent to the President. I can find no good reason for this Court to interpret the language of this statute as meaning the precise opposite of what Congress told us it intended. I There are two strong reasons for interpreting the statutory phrase to include the award of expert fees. First, that is what Congress said it intended by the phrase. Second, that interpretation furthers the IDEAâS statutorily defined purposes. A Congress added the IDEAâS cost-shifting provision when it enacted the Handicapped Childrenâs Protection Act of 1986 (HCPA), 100 Stat. 796 . Senator Lowell Weicker introduced the relevant bill in 1985. 131 Cong. Rec. 1979-1980 (1985). As introduced, it sought to overturn this Courtâs determination that the then-current version of the IDEA (and other civil rights statutes) did not authorize courts to award attorneyâs fees to prevailing parents in IDEA cases. See Smith v. Robinson, 468 U. S. 992 (1984). The bill provided that â â[i]n any action or proceeding brought under this subsection, the court, in its discretion, may award a reasonable attorneyâs fee as part of the costs to a parent or legal representative of a handicapped child or youth who is the prevailing party.ââ 131 Cong. Rec. 1980; see S. Rep. No. 99-112, p. 2 (1985). After hearings and debate, several Senators introduced a new bill in the Senate that would have put a cap on attorneyâs fees for legal services lawyers, but at the same time would have explicitly authorized the award of âa reasonable attorneyâs fee, reasonable witness fees, and other reasonable *310 expenses of the civil action, in addition to the costs to a parent . . . who is the prevailing party.â Id., at 7 (some emphasis deleted). While no Senator objected to the latter provision, some objected to the cap. See, e. g., id., at 17-18 (additional views of Sens. Kerry, Kennedy, Pell, Dodd, Simon, Metzenbaum, and Matsunaga) (accepting cost-shifting provision, but objecting to cap and other aspects of the bill). A bipartisan group of Senators, led by Senators Hatch and Weicker, proposed an alternative bill that authorized courts to award â âa reasonable attorneyâs fee in addition to the costs to a parentâ â who prevailed. Id., at 15-16 (additional views of Sens. Hatch, Weicker, Stafford, Dole, Pell, Matsunaga, Simon, Kerry, Kennedy, Metzenbaum, Dodd, and Grassley); 131 Cong. Rec. 21389. Senator Weicker explained that the bill âwill enable courts to compensate parents for whatever reasonable costs they had to incur to fully secure what was guaranteed to them by the [Education of the Handicapped Act], As in other fee shifting statutes, it is our intent that such awards will include, at the discretion of the court, reasonable attorneyâs fees, necessary expert witness fees, and other reasonable expenses which were necessary for parents to vindicate their claim to a free appropriate public education for their handicapped child.'â Id., at 21390 (emphasis added). Not a word of opposition to this statement (or the provision) was voiced on the Senate floor, and S. 415 passed without a recorded vote. Id., at 21393. The House version of the bill also reflected an intention to authorize recovery of expert costs. Following the House hearings, the Committee on Education and Labor produced a substitute bill that authorized courts to â âaward reasonable attorneysâ fees, expenses, and costsâ â to prevailing parents. H. R. Rep. No. 99-296, pp. 1, 5 (1985) (emphasis added). The House Report stated: *311 âThe phrase âexpenses and costsâ includes expenses of expert witnesses; the reasonable costs of any study, report, test, or project which is found to be necessary for the preparation of the parentsâ or guardianâs due process hearing, state administrative review or civil action; as well as traditional costs and expenses incurred in the course of litigating a case (e. g., depositions and interrogatories).â Id., at 6 (emphasis added). No one objected to this statement. By the time H. R. 1523 reached the floor, another substitute bill was introduced. 131 Cong. Rec. 31369 (1985). This new bill did not change in any respect the text of the authorization of expenses and costs. It did add a provision, however, that directed the General Accounting Office (GAO)ânow known as the Government Accountability Office, see note following 31 U. S. C. § 731 (2000 ed., Supp. IV)âto study and report to Congress on the fiscal impact of the cost-shifting provision. See 131 Cong. Rec. 31369-31370. The newly substituted bill passed the House without a recorded vote. Id., at 31377. Members of the House and Senate (including all of the primary sponsors of the HCPA) then met in conference to work out certain differences. At the conclusion of those negotiations, they produced a Conference Report, which contained the text of the agreed-upon bill and a âJoint Explanatory Statement of the Committee of Conference.â See H. R. Conf. Rep. No. 99-687, at 5, Appendix A, infra, at 325. The Conference accepted the House billâs GAO provision with âan amendment expanding the data collection requirements of the GAO study to include information regarding the amount of funds expended by local educational agencies and state educational agencies on civil actions and administrative proceedings.â Id., at 7, Appendix A, infra, at 327-328. And it accepted (with minor changes) the cost-shifting provisions provided in both the Senate and House versions. The conferees explained: *312 âWith slightly different wording, both the Senate bill and the House amendment provide for the awarding of attorneysâ fees in addition to costs. âThe Senate recedes to the House and the House recedes to the Senate with an amendment clarifying that âthe court, in its discretion, may award reasonable attorneysâ fees as part of the costs . . . â This change in wording incorporates the Supreme Courtfs] Marek v. Chesnyi, 473 U. S. 1 (1985),] decision. âThe conferees intend that the term âattorneysâ fees as part of the costsâ include reasonable expenses and fees of expert witnesses and the reasonable costs of any test or evaluation which is found to be necessary for the preparation of the parent or guardianâs case in the action or proceeding, as well as traditional costs incurred in the course of litigating a case.â Id., at 5, Appendix A, infra, at 326 (emphasis added; citation omitted). The Conference Report was returned to the Senate and the House. A motion was put to each to adopt the Conference Report, and both the Senate and the House agreed to the Conference Report by voice votes. See Appendix B, infra, at 329 (Senate); Appendix C, infra, at 330 (House). No objection was raised to the Conference Reportâs statement that the cost-shifting provision was intended to authorize expert costs. I concede that âsponsors of the legislation did not mention anything on the floor about expert or consultant feesâ at the time the Conference Report was submitted. Ante, at 306, n. 2 (Ginsburg, J., concurring in part and concurring in judgment). But I do not believe that silence is significant in light of the fact that every Senator and three of the five Representatives who spoke on the floor had previously signed his name to the Conference Reportâa Report that made Congressâ intent clear on the first page of its explanation. See Appendix A, infra, at 325. And every Senator and Representative who took the floor preceding the votes voiced his strong support for the Conference Report. *313 132 Cong. Rec. 16823-16825 (1986) (Senate); id., at 17607-17612 (House). The upshot is that Members of both Houses of Congress voted to adopt both the statutory text before us and the Conference Report that made clear that the statuteâs words include the expert costs here in question. B The Actâs basic purpose further supports interpreting the provisionâs language to include expert costs. The IDEA guarantees a âfreeâ and âappropriateâ public education for âallâ children with disabilities. 20 U. S. C. § 1400 (d)(1)(A) (2000 ed., Supp. V); see also §1401(9)(A) (defining âfree appropriate public educationâ as one âprovided at public expense,â âwithout chargeâ); §1401(29) (defining âspecial educationâ as âspecially designed instruction, at no cost to parents, to meet the unique needs of a child with a disabilityâ (emphasis added)). Parents have every right to become involved in the Actâs efforts to provide that education; indeed, the Act encourages their participation. § 1400(c)(5)(B) (IDEA âensur[es] that families of [disabled] children have meaningful opportunities to participate in the education of their children at schoolâ). It assures parents that they may question a school districtâs decisions about what is âappropriateâ for their child. And in doing so, they may secure the help of experts. § 1415(h)(1) (parents have âthe right to be accompanied and advised by counsel and by individuals with special knowledge or training with respect to the problems of children with disabilitiesâ); see generally Schaffer v. Weast, 546 U. S. 49, 53-54 (2005) (detailing Actâs procedures); Board of Ed. of Hendrick Hudson Central School Dist., Westchester Cty. v. Rowley, 458 U. S. 176, 205-206 (1982) (emphasizing importance of Actâs procedural guarantees). The practical significance of the Actâs participatory rights and procedural protections may be seriously diminished if parents are unable to obtain reimbursement for the costs of *314 their experts. In IDEA cases, experts are necessary. See Kuriloff & Goldberg, Is Mediation a Fair Way to Resolve Special Education Disputes? First Empirical Findings, 2 Harv. Negotiation L. Rev. 35, 40 (1997) (detailing findings of study showing high correlation between use of experts and success of parents in challenging school districtâs plan); Kuriloff, Is Justice Served by Due Process?: Affecting the Outcome of Special Education Hearings in Pennsylvania, 48 Law & Contemp. Prob. 89, 100-101, 109 (1985) (same); see also Brief for National Disability Rights Network et al. as Amici Curiae 6-15 (collecting sources); cf. Schaffer, supra, at 66-67 (Ginsburg, J., dissenting) (â[T]he vast majority of parents whose children require the benefits and protections provided in the IDEA lack knowledge about the educational resources available to their child and the sophistication to mount an effective case against a district-proposedâ individualized education program (IEP) (internal quotation marks and brackets omitted)). Experts are also expensive. See Brief for Respondents 28, n. 17 (collecting District Court decisions awarding expert costs ranging from $200 to $7,600, and noting three reported cases in which expert awards exceeded $10,000). The costs of experts may not make much of a dent in a school districtâs budget, as many of the experts they use in IDEA proceedings are already on the staff. Cf. Oberti v. Board of Ed. Clementon School Dist., 995 F. 2d 1204, 1219 (CA3 1993). But to parents, the award of costs may matter enormously. Without potential reimbursement, parents may well lack the services of experts entirely. See Dept. of Education, M. Wagner et al., The Individual and Household Characteristics of Youth With Disabilities: A Report from the National Longitudinal Transition Study-2 (NLTS2), p. 3-10 (Aug. 2003) (prepared by SRI International), online at http://www. nlts2.org/reports/2003_08/nlts2_report_2003_08_complete.pdf (all Internet materials as visited June 23, 2006, and available in Clerk of Courtâs case file) (finding that 25% of disabled *315 children live in poverty and 65% live in households with incomes less than $50,000); see Dept, of Education, M. Wagner, C. Marder, J. Blackorby, & D. Cardoso, The Children We Serve: The Demographic Characteristics of Elementary and Middle School Students with Disabilities and Their Households 28 (Sept. 2002) (prepared by SRI International), online at http://www.seels.net/designdocs/SEELS_Children_We_ Serve_Report.pdf (finding that 36% of disabled children live in households with incomes of $25,000 or less). In a word, the Actâs statutory right to a âfreeâ and âappropriateâ education may mean little to those who must pay hundreds of dollars to obtain it. That is why this Court has previously avoided interpretations that would bring about this kind of result. See School Comm. of Burlington v. Department of Ed. of Mass., 471 U. S. 359 (1985) (construing IDEA provision granting equitable authority to courts to include the power to order reimbursement for parents who switch their child to private schools if that decision later proves correct); id., at 370 (without cost reimbursement for prevailing parents, âthe childâs right to a free appropriate public education, the parentsâ right to participate fully in developing a proper IEP, and all of the procedural safeguards would be less than completeâ); Florence County School Dist. Four v. Carter, 510 U. S. 7, 13 (1993) (holding that prevailing parents are not barred from reimbursement for switching their child to a private school that does not meet the IDEAâS definition of a free and appropriate education). In Carter , we explained: âIDEA was intended to ensure that children with disabilities receive an education that is both appropriate and free. To read the provisions of § 1401(a)(18) to bar reimbursement in the circumstances of this case would defeat this statutory purpose.â Id., at 13-14 (citation omitted). To read the word âcostsâ as requiring successful parents to bear their own expenses for experts suffers from the same problem. Todayâs result will leave many parents and guardians âwithout an expert with the firepower to match the op *316 position,â Schaffer, 546 U. S., at 61 , a far cry from the level playing field that Congress envisioned. II The majority makes essentially three arguments against this interpretation. It says that the statuteâs purpose and âlegislative history is simply not enoughâ to overcome: (1) the fact that this is a Spending Clause case; (2) the text of the statute; and (3) our prior cases which hold that the term âcostsâ does not include expert costs. Ante, at 304. I do not find these arguments convincing. A At the outset the majority says that it âis guided by the fact that Congress enacted the IDEA pursuant to the Spending Clause.â Ante, at 295. âIn a Spending Clause case,â the majority adds, âthe key is not what a majority of the Members of both Houses intend but what the States are clearly told regarding the conditions that go along with the acceptance of those funds.â Ante, at 304. Thus, the statuteâs âconditions must be set out âunambiguously.ââ Ante, at 296 (citing Pennhurst State School and Hospital v. Halderman, 451 U. S. 1, 17 (1981), and Rowley, 458 U. S., at 204, n. 26 ). And âwe must askâ whether the statute âfurnishes clear notice regarding the liability at issue in this case.â Ante, at 296. I agree that the statute on its face does not clearly tell the States that they must pay expert fees to prevailing parents. But I do not agree that the majority has posed the right question. For one thing, we have repeatedly examined the nature and extent of the financial burdens that the IDEA imposes without reference to the Spending Clause or any âclear-statement rule.â See, e. g., Burlington, supra, at 369 (private school fees); Carter, supra, at 13 (same); Smith, 468 U. S., at 1010-1011 (attorneyâs fees); Cedar Rapids Community School Dist. v. Garret F., 526 U. S. 66, 76-79 (1999) (continuous nursing service); but see id., at 83 (Thomas, J., *317 joined by Kennedy, J., dissenting). Those cases did not ask whether the statute âfurnishes clear noticeâ to the affirmative obligation or liability at issue. For another thing, neither Pennhurst nor any other case suggests that every spending detail of a Spending Clause statute must be spelled out with unusual clarity. To the contrary, we have held that Pennhurstâs requirement that Congress âunambiguouslyâ set out âa condition on the grant of federal moneyâ does not necessarily apply to legislation setting forth âthe remedies available against a noncomplying State.â Bell v. New Jersey, 461 U. S. 773, 790, n. 17 (1983) (emphasis added) (rejecting Pennhurst-based argument that Elementary and Secondary Education Act of 1965 did not unambiguously provide that the Secretary could recover federal funds that are misused by a State). We have added that Pennhurst does not require Congress âspecificallyâ to âidentifyâ and âproscribe each condition in [Spending Clause] legislation.â Jackson v. Birmingham Bd. of Ed., 544 U. S. 167, 183 (2005) (emphasis added; internal quotation marks and brackets omitted) (rejecting argument that Pennhurst precluded interpreting Title IXâs private cause of action to encompass retaliation); see also Bennett v. Kentucky Dept. of Ed., 470 U. S. 656, 665-666 (1985). And we have denied any implication that âsuits under Spending Clause legislation are suits in contract, or that contract-law principles apply to all issues that they raise.â Barnes v. Gorman, 536 U. S. 181, 188-189, n. 2 (2002) (emphasis added). These statements and holdings are not surprising. After all, the basic objective of Pennhurstâs clear-statement requirement does not demand textual clarity in respect to every detail. That is because ambiguity about the precise nature of a statutory programâs detailsâparticularly where they are of a kind that States might have anticipatedâis rarely relevant to the basic question: Would the States have accepted the Federal Governmentâs funds had they only known the nature of the accompanying conditions? Often, *318 the later filling-in of details through judicial interpretation will not lead one to wonder whether funding recipients would have agreed to enter the basic program at all. Given the nature of such details, it is clear that the States would have entered the program regardless. At the same time, to view each statutory detail of a highly complex federal/state program (involving, say, transportation, schools, the environment) simply through the lens of linguistic clarity, rather than to assess its meanings in terms of basic legislative purpose, is to risk a set of judicial interpretations that can prevent the program, overall, from achieving its basic objectives or that might well reduce a program in its details to incoherence. This case is about just such a detail. Permitting parents to recover expert fees will not lead to awards of âindeterminate magnitude, untethered to compensable harmâ and consequently will not âpose a concern that recipients of federal funding could not reasonably have anticipated.â Barnes, 536 U. S., at 190-191 (SOUTER, J., joined by OâConnor, J., concurring) (citation and internal quotation marks omitted). Unlike, say, punitive damages, an award of costs to expert parties is neither âunorthodoxâ nor âindeterminate,â and thus does not throw into doubt whether the States would have entered into the program. Id., at 188 . If determinations as to whether the IDEA requires States to provide continuing nursing services, Cedar Rapids, supra, or reimbursement for private school tuition, Burlington, 471 U. S. 359 , do not call for linguistic clarity, then the precise content of recoverable âcostsâ does not call for such clarity here a fortiori. B If the Court believes that the statuteâs language is unambiguous, I must disagree. The provision at issue says that a court âmay award reasonable attorneysâ fees as part of the costsâ to parents who prevail in an action brought under the Act. 20 U. S. C. § 1415 (i)(3)(B). The statute neither defines *319 the word âcostsâ nor points to any other source of law for a definition. And the word âcosts,â alone, says nothing at all about which costs fall within its scope. Neither does the statutory phraseââas part of the costs to the parents of a child with a disability who is the prevailing partyââtaken in its entirety unambiguously foreclose an award of expert fees. I agree that, read literally, that provision does not clearly grant authority to award any costs at all. And one might read'it, as the Court does, as referencing another federal statute, 28 U. S. C. § 1920 , which provides that authority. See ante, at 297-298; see also § 1920 (federal taxation of cost statute). But such a reading is not inevitable. The provision (indeed, the entire Act) says nothing about that other statute. And one can, consistent with the language, read the provision as both embodying a general authority to award costs while also specifying the inclusion of âreasonable attorneysâ feesâ as part of those costs (as saying, for example, that a court âmay award reasonable attorneysâ fees as part of [a] costs [award]â). This latter reading, while linguistically the less natural, is legislatively the more likely. The majorityâs alternative reading, by cross-referencing only the federal general cost-awarding statute (which applies solely in federal courts), would produce a jumble of different cost definitions applicable to similar IDEA administrative and state-court proceedings in different States. See § 1920 (âA judge or clerk of any court of the United States may tax as costs the following ...â (emphasis added)). This result is particularly odd, as all IDEA actions must begin in state due process hearings, where the federal cost statute clearly does not apply, and the overwhelming majority of these actions are never appealed to any court. See GAO, Report to the Ranking Minority Member, Committee on Health, Education, Labor and Pensions, U. S. Senate, Special Education: Numbers of Formal Disputes Are Generally Low and States Are Using Mediation and Other Strategies to Resolve Conflicts (GAO- *320 03-897), p. 13 (Sept. 2003), online at http://www.gao.gov/new. items/d03897.pdf (approximately 3,000 administrative hearings annually; under 10% appealed to state or federal court); see also Moore v. District of Columbia, 907 F. 2d 165, 166 (CADC 1990) (en banc) (joining other Circuits in holding that IDEA authorizes an âaward of attorney fees to a parent who prevails in [IDEA] administrative proceedingsâ). And when parents do appeal, they can file their actions in either state or federal courts. 20 U. S. C. § 1415 (i)(2)(A) (2000 ed., Supp. V). Would Congress âobviouslyâ have wanted the content of the word âcostsâ to vary from State to State, proceeding to proceeding? Ante, at 297-298. Why? At most, the majorityâs reading of the text is plausible; it is not the only possible reading. C The majorityâs most persuasive argument does not focus on either the Spending Clause or lack of statutory ambiguity. Rather, the majority says that âcostsâ is a term of art. In light of the lawâs long practice of excluding expert fees from the scope of the word âcosts,â along with this Courtâs cases interpreting the word similarly in other statutes, the âlegislative history is simply not enough.â Ante, at 304. I am perfectly willing to assume that the majority is correct about the traditional scope of the word âcosts.â In two cases this Court has held that the word âcostsâ is limited to the list set forth in 28 U. S. C. § 1920 and does not include fees paid to experts. See Crawford Fitting Co. v. J. T. Gibbons, Inc., 482 U. S. 437 (1987) (interpreting Fed. Rule Civ. Proc. 54(d)); West Virginia Univ. Hospitals, Inc. v. Casey, 499 U. S. 83 (1991) (interpreting 42 U. S. C. § 1988 (1988 ed.)). But Congress is free to redefine terms of art. See, e. g., Casey, 499 U. S., at 88 -90 (citing examples of statutes that shift ââcosts of litigation (including . . . expert witness fees)ââ). And we have suggested that it might well do so through a statutory provision worded in a manner similar to *321 the statute hereâindeed, we cited the Conference Report language here at issue. Id., at 91-92, n. 5 (characterizing language as an âapparent effort to depart from ordinary meaning and to define a term of artâ and noting that Congress made no such âeffortâ in respect to 42 U. S. C. § 1988 ). Regardless, here the statute itself indicates that Congress did not intend to use the word âcostsâ as a term of art. The HCPA, which added the cost-shifting provision (in § 2) to the IDEA, also added another provision (in §4) directing the GAO to âconduct a study of the impact of the amendments to the [IDEA] made by section 2â over a 3V6-year period following the Actâs effective date. § 4(a), 100 Stat. 797 . To determine the fiscal impact of §2 (the cost-shifting provision), §4 ordered the GAO to submit a report to Congress containing, among other things, the following information: âData, for a geographically representative select sample of States, indicating (A) the specific amount of attorneysâfees, costs, and expenses awarded to the prevailing party, in each action and proceeding under [§ 2] from the date of the enactment of this Act through fiscal year 1988, and the range of such fees, costs and expenses awarded in the actions and proceedings under such section, categorized by type of complaint and (B) for the same sample as in (A) the number of hours spent by personnel, including attorneys and consultants, involved in the action or proceeding, and expenses incurred by the parents and the State educational agency and local educational agency.â § 4(b)(3), id., at 797-798 (emphasis added). If Congress intended the word âcostsâ in § 2 to authorize an award of only those costs listed in the federal cost statute, why did it use the word âexpensesâ in § 4(b)(3)(A) as part of the âamount . . . awarded to the prevailing partyâ? When used as a term of art, after all, âcostsâ does not cover expenses. Nor does the federal costs statute cover any ex *322 pensesâat least not any that Congress could have wanted the GAO to study. Cf. 28 U. S. C. § 1920 (referring only once to âexpenses,â and doing so solely to refer to special interpretation services provided in actions initiated by the United States). Further, why did Congress, when asking the GAO (in the statute itself) to study the ânumber of hours spent by personnel,â include among those personnel both attorneys âand consultantsâ? Who but experts could those consultants be? Why would Congress want the GAO to study the hours that those experts âspent,â unless it thought that it would help keep track of the âcostsâ that the statute imposed? Of course, one might, through speculation, find other answers to these questions. One might, for example, imagine that Congress wanted the GAO to study the expenses that payment of expert fees engendered in state-court proceedings where state, but not federal, law requires that ââexpensesâ other than âcostsâ might be receivable.â Ante, at 299, n. 1; but see supra, at 319-320. Or one might think that the word âexpensesâ is surplusage. Ante, at 299, n. 1; but see Duncan v. Walker, 533 U. S. 167, 174 (2001) (expressing Courtâs ââreluctante] to treat statutory terms as surplusageâ in any setting,â but especially when they play âso pivotal a place in the statutory schemeâ). Or one might believe that Congress was interested in the hours these experts spent, but not in the fees they obtained. Ante, at 299. But these answers are not necessarily consistent with the purpose of the GAO study provision, a purpose revealed by the language of the provision and its position in the statute. Its placement and its reference to § 2 indicate that Congress ordered the study to help it keep track of the magnitude of the reimbursements that an earlier part of the new statute (namely, § 2) mandated. See 100 Stat. 797 (stating that purpose of GAO study was to determine the âimpactâ of âsection 2â). And the only reimbursement requirement that §2 mandates is the payment of âcosts.â *323 But why speculate about this? We know what Congress intended the GAO study to cover. It told the GAO in its Conference Report that the word âcostsâ included the costs of experts. And, not surprisingly, the GAO made clear that it understood precisely what Congress asked it to do. In its final report, the GAO wrote: âParents can receive reimbursement from state or local education agencies for some or all of their attorney fees and related expenses if they are the prevailing party in part or all of administrative hearings or court proceedings. Expert witness fees, cost of tests or evaluations found to be necessary during the case, and court costs for services rendered during administrative and court proceedings are examples of reimbursable expenses.â GAO, Briefing Report to Congressional Requesters, Special Education: The Attorney Fees Provision of Public Law 99-372 (GAO/HRD-90-22BR), p. 13 (Nov. 1989) (emphasis added), online at http://archive.gao.gov/d26t7/140084.pdf. At the very least, this amounts to some indication that Congress intended the word âcosts,â not as a term of art, not as it was used in the statutes at issue in Casey and Crawford Fitting, but rather as including certain additional âexpenses.â If that is so, the claims of tradition, of the interpretation this Court has given other statutes, cannot be so strong as to prevent us from examining the legislative history. And that history could not be more clear about the matter: Congress intended the statutory phrase âattorneysâ fees as part of the costsâ to include the costs of experts. See Part I, supra. Ill For the reasons I have set forth, I cannot agree with the majorityâs conclusion. Even less can I agree with its failure to consider fully the statuteâs legislative history. That history makes Congressâ purpose clear. And our ultimate judicial goal is to interpret language in light of the statuteâs purpose. Only by seeking that purpose can we avoid the substitution of judicial for legislative will. Only by reading *324 language in its light can we maintain the democratic link between voters, legislators, statutes, and ultimate implementation, upon which the legitimacy of our constitutional system rests. In my view, to keep faith with that interpretive goal, we must retain all traditional interpretive toolsâtext, structure, history, and purpose. And, because faithful interpretation is art as well as science, we cannot, through rule or canon, rule out the use of any of these tools, automatically and in advance. Cf. Helvering v. Gregory, 69 F. 2d 809, 810-811 (CA2 1934) (L. Hand, J.). Nothing in the Constitution forbids us to give significant weight to legislative history. By disregarding a clear statement in a legislative Report adopted without opposition in both Houses of Congress, the majority has reached a result no Member of Congress expected or overtly desired. It has adopted an interpretation that undercuts, rather than furthers, the statuteâs purpose, a âfreeâ and âappropriateâ public education for âallâ children with disabilities. See Circuit City Stores, Inc. v. Adams, 532 U. S. 105, 133 (2001) (Stevens, J., joined by Souter, Ginsburg, and Breyer, JJ., dissenting) (âA method of statutory interpretation that is deliberately uninformed, and hence unconstrained, may produce a result that is consistent with a courtâs own views of how things should be, but it may also defeat the very purpose for which a provision was enactedâ). And it has adopted an approach that, I fear, divorces law from life. See Duncan, supra, at 193 (Breyer, J., joined by Ginsburg, J., dissenting). For these reasons, I respectfully dissent. *325 APPENDIXES TO OPINION OF BREYER, J. A [[Image here]] July 16, 1986.âOrdered to be printed Mr. Hawkins, from the committee of conference, submitted the following CONFERENCE REPORT [To accompany S. 415] The committee of conference on the disagreeing votes of the two Houses on the amendments of the House to the bill (S. 415), to amend the Education of the Handicapped Act to authorize the award of reasonable attorneysâ fees to certain prevailing parties, and to clarify the effect of the Education of the Handicapped Act on rights, procedures, and remedies under other laws relating to the prohibition of discrimination, having met, after full and free conference, have agreed to recommend and do recommend to their respective Houses as follows: That the Senate recede from its disagreement to the amendment of the House to the text of the bill and agree to the same with an amendment as follows: In lieu of the matter proposed to be inserted by the House amendment, insert the following: [Text of Act omitted.] JOINT EXPLANATORY STATEMENT OF THE COMMITTEE OF CONFERENCE The managers on the part of the House and the Senate at the conference on the disagreeing votes of the two Houses on the amendment of the House to the bill (S. 415) to authorize the award of attorneysâ fees to certain prevailing parties, and to clarify the effect of the Education of the Handicapped Act on rights, proce *326 dures, and remedies under other laws relating to the prohibition of discrimination, and for other purposes, submit the following joint statement to the House and the Senate in explanation of the effect of the action agreed upon by the managers and recommended in the accompanying conference report. The differences between the Senate bill and the House amendment and the substitute agreed to in the conference, are noted below, except for clerical corrections, conforming changes made necessary by agreements reached by the conferees, and minor drafting and clarifying changes. 1. The Senate bill provides for âa reasonable attorneyâs fee.â The House amendment provides for âreasonable attorneysâ fees.â The Senate recedes. 2. With slightly different wording, both the Senate bill and the House amendment provide for the awarding of attorneysâ fees in addition to costs. The Senate recedes to the House and the House recedes to the Senate with an amendment clarifying that âthe court, in its discretion, may award reasonable attorneysâ fees as part of the costs . . .â This change in wording incorporates the Supreme Court Marek v. Chesny decision ( 87 L. Ed. 2d 1 ). The conferees intend that the term âattorneysâ fees as part of the costsâ include reasonable expenses and fees of expert witnesses and the reasonable costs of any test or evaluation which is found to be necessary for the preparation of the parent or guardianâs case in the action or proceeding, as well as traditional costs incurred in the course of litigating a case. 3. The Senate bill provides for the .award of attorneyâs fees âto a parent or legal representative.â The House amendment provides for the award of attorneysâ fees âto the parents or guardian.â The Senate recedes. 4. The Senate bill limits the amount of the fee awarded whenever a parent or legal representative is represented by a publicly funded organization which provides legal services. The House amendment provides that fee awards shall be based on prevailing rates in the community. The House recedes to the Senate and the Senate recedes to the House with an amendment clarifying that âfees awarded under this subsection shall be based on rates prevailing in the community in which the action or proceeding arose for the kind and quality of services furnished.â See, Hensley v. Eckerhart, 461 U.S. 424 (1983); Marek v. Chesny , 87 L. Ed 2d 1 (1985); and Blum v. Stenson, 104 S. Ct. 1541 (1984). However, no such awards of attorneysâ fees shall be calculated by using bonuses or multipliers. The conferees want to make it clear that the inclusion of the prohibition against calculation of fees using bonuses and multipliers is limited to cases brought only under part B of the Education of the Handicapped Act. The conferees do not intend in any way to diminish the applicability of interpretation by the U.S. Supreme Court regarding bonuses and multipliers to other statutes such as 42 U.S.C. 1988. See, Hensley v. Eckerhart, Blum v. Stenson, Evans v. Jeff D., 106 S. Ct. 1531 (1986). In addition, several new sections would be added to clarify that under part B of the Education of the Handicapped Act, *327 no award of attorneysâ fees and related costs subject to the provision of the act may be made for services performed subsequent to the time a written offer of settlement is made to a party (if the offer is made at least 10 days prior to the date of the action or proceeding) if the offer is not accepted within ten days and a court or administrative officer finds that the relief finally obtained by the party is not more favorable to the parent or guardian than the offer of settlement. However, attorneysâ fees may be awarded to a prevailing parent or guardian who was substantially justified in rejecting the settlement offer. Furthermore, the court shall reduce accordingly the amount of attorneysâ fees and related expenses otherwise allowable if they determine that: (1) the parent or guardian, during the course of the action or proceeding unreasonably protracted the final resolution of the controversy; (2) the amount of attorneysâ fees otherwise authorized to be awarded unreasonably exceeds the hourly rate prevailing in the community for similar services by attorneys of reasonably comparable-skills experience and reputation; or (3) the time spent and legal services furnished were excessive considering the nature of the action or proceeding. Finally, the preceding situations in which the court reduces the amount of fees and related expenses otherwise allowable shall not apply if the local or state educational agency is determined to have unreasonably protracted the final resolution of the action or proceeding or if a violation of section 615 of the Education of the Handicapped Act is found. The conferees intend that this provision clarify the application of the Marek v. Chesny decision to the Handicapped Childrenâs Protection Act. One exception is made to the applicability of the Marek v. Chesny decision. When the parent or guardian is substantially justified in rejecting the settlement offer, the Marek v. Chesny decision would not apply. Substantial justification for rejection would include relevant pending court decisions which could have an impact on the case in question. In enumerating three conditions under which the amount of attorneysâ fees would be reduced, the committee intends to protect against excessive reimbursement. The second condition is a codification of the policy for awarding fees in footnote 11 of Blum v. Stenson . 5. The House amendment, but not the Senate bill, specifies that fees, expenses, and costs awarded to the prevailing party may not be paid with the funds provided under part B of EHA. The report accompanying the Senateâs bill restates existing policy that bars the payment of such fees and the costs under part B. The House recedes. The conferees wish to emphasize that existing law bars payment of attorneysâ fees with funds appropriated under B of EHA. 6. The House amendment, but not the Senate bill, provides for a GAO study of the impact of the bill authorizing the awarding of fees and costs. The Senate recedes to the House with an amendment expanding the data collection requirements of the GAO study to include infor *328 mation regarding the amount of funds expended by local educational agencies and state educational agencies on civil actions and administrative proceedings. 7. The House amendment, but not the Senate bill, sunsets the courtâs authority to award fees at the administrative level after a period of time specified in the legislation. The House recedes. 8. With slightly different wording, both the Senate bill and the House amendment authorize the filing of civil actions under legal authorities other than part B of EHA so long as parents first exhaust administrative remedies available under part B of EHA to the same extent as would be required under that part. The House recedes. It is the confereesâ intent that actions brought under 42 U.S.C. 1983 are governed by this provision. 9. The House amendment, but not the Senate bill, requires public access to hearing decisions. The House recedes. The conferees wish to emphasize that public access to hearing decisions is existing law. 10. The House amendment, but not the Senate bill, requires that the public educational agency provide parents with an opportunity to meet informally in an attempt to resolve a complaint. The House recedes. 11. The House amendment, but not the Senate bill, includes an anti-retaliation provision. The House recedes. It is the confereesâ intent that no person may discharge, intimidate, retaliate, threaten, coerce, or otherwise take an adverse action against any person because such person has filed a complaint, testified, furnished information, assisted or participated in any manner in a meeting, hearing, review, investigation, or other activity related to the administration of, exercise of authority under, or right secured by part B of EHA. The term âpersonâ the first time it is used means a state educational agency, local educational agency, intermediate educational unit or any official or employee thereof. 12. The House amendment, but not the Senate bill, makes retroactive its provision regarding the effect of EHA on other laws (section 3). The House recedes. Augustus F. Hawkins, Mario Biaggi, Pat Williams, Charles A. Hayes, Matthew G. Martinez, Dennis E. Eckart, Managers on the Part of the House. Orrin Hatch, Lowell P. Weicker, Jr., Don Nickles, Ted Kennedy, John F. Kerry, Managers on the Part of the Senate. *329 B Excerpts from Congressional Record 132 Cong. Rec. 16823-16825 (1986) (Senate) HANDICAPPED CHILDRENâS PROTECTION ACT-CONFERENCE REPORT Mr. WEICKER. Mr. President, I submit a report of the committee of conference on S. 415 and ask for its immediate consideration. The PRESIDING OFFICER. The report will be stated. The legislative clerk read as follows: The committee of conference on the disagreeing votes of the two Houses on the amendments of the House to the bill (S. 415) to amend the Education of the Handicapped Act to authorize the award of reasonable attorneysâ fees to certain prevailing parties, and to clarify the effect of the Education of the Handicapped Act on rights, procedures, and remedies under other laws relating to the prohibition on discrimination, having met, after full and free conference, have agreed to recommend and do recommend to their respective Houses this report, signed by a majority of the conferees. The PRESIDING OFFICER. Without objection, the Senate will proceed to the consideration of the conference report. [Floor statements omitted.] Mr. WEICKER. Mr. President, I move adoption of the conference report. The PRESIDING OFFICER. The question is on agreeing to the conference report. The conference report was agreed to. Mr. WEICKER. Mr. President, I move to reconsider the vote by which the conference report was agreed to. *330 c Excerpts from Congressional Record 132 Cong. Rec. 17607-17612 (House) CONFERENCE REPORT ON S.415, HANDICAPPED CHILDRENâS PROTECTION ACT OF 1986 Mr. WILLIAMS. Mr. Speaker, I call up the conference report on the Senate bill (S. 415) to amend the Education of the Handicapped Act to authorize the award of reasonable attorneysâ fees to certain prevailing parties, and to clarify the effect of the Education of the Handicapped Act on rights, procedures, and remedies under other laws relating to the prohibition of discrimination. The Clerk read the title of the Senate bill. [Floor statements omitted.] Mr. WILLIAMS. Mr. Speaker, I yield back the balance of my time, and I move the previous question on the conference report. The previous question was ordered. The conference report was agreed to.Case Information
- Court
- Supreme Court of the United States
- Decision Date
- June 26, 2006
- Citation
- 548 U.S. 291
- Status
- Precedential