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Full Opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
JUSTIN ALEXANDER,
Petitioner,
v. Cause No. 3:24-CV-235-PPS-JEM
also in 3:24-CV-236
3:24-CV-237
WARDEN,
Respondent.
OPINION AND ORDER
Justin Alexander, a prisoner without a lawyer, filed three habeas corpus petitions
under 28 U.S.C. § 2254 to challenge his convictions in three separate State criminal
proceedings: thereâs a burglary conviction after a trial; a robbery conviction also after a
trial; and a third conviction after a plea of guilty for unlawful possession of a firearm,
receipt of stolen automobile parts, and resisting arrest. All of the convictions were out of
Allen County, and on September 25, 2013, the judge sentenced Alexander during a
consolidated sentencing hearing. Alexander was found to be a habitual offender, and,
consequently, his sentence turned out to be a whopperâ102 years of incarceration.
On June 11, 2024, the Warden filed a motion to consolidate these three habeas
cases. The Warden made the point that the State courts considered the underlying
convictions all at once at sentencing, on direct appeal, and on post-conviction appeal.
Additionally, the Warden noted the substantial overlap in the claims asserted by
Alexander in the three habeas cases. [DE 8]. Because handling all three habeas cases in
one fell swoop made a lot of sense, I granted the Wardenâs motion to consolidate [DE
10], and I will therefore discuss the claims in all the habeas cases in this opinion.
In considering the petition, I must presume the facts set forth by the state courts
are correct unless they are rebutted with clear and convincing evidence. 28 U.S.C. §
2254(e)(1). Letâs start with the burglary conviction. Hereâs how the Court of Appeals of
Indiana summarized the facts of that conviction:
On December 31, 2012, Barbara Nagy and her family left their house to
attend a New Yearâs Eve party. They locked all of the houseâs doors and
ensured that the windows were closed but left at least one window
unlocked. When they returned home at 6:00 p.m. the next day, the front
door was unlocked. A screen had been removed from the kitchen window
and was on the ground outside. Someone had stolen their televisions,
computers, game consoles, and a handgun. An officer was dispatched to
the scene, and he found a palm print on a coffee table. A fingerprint
examiner subsequently matched the palm print to Alexander. In addition,
Alexander was later arrested after a vehicle chase as discussed below, and
he had Nagyâs gun at the time of the arrest. The Nagys did not know
Alexander and had not given him or anyone else permission to enter their
home in their absence.
The State charged Alexander with Class B felony burglary. Later, the State
amended the charging information to add an habitual offender
enhancement. The burglary charge was tried to a jury, and the jury found
Alexander guilty. The habitual offender enhancement was tried to the
bench, and the judge determined that Alexander was an habitual offender.
Alexander v. State, 13 N.E.3d 557 (Ind. Ct. App. 2014); [DE 11-13 at 2-5].
As for the robbery conviction, these are the facts as found by the Court of
Appeals of Indiana:
At five in the morning on January 7, 2013, fifty-nine-year-old Wanda
Boehme stopped at a convenience store on her way to work. She noticed
that a man, later identified as Alexander, watched her check out at the
cashierâs stand and transact business at the storeâs lottery machine before
he walked outside. Boehme returned to her car, and Alexander followed
her to her employer's parking lot. When she parked, she saw Alexander
park his car in a nearby alley.
Boehme waited for a while before getting out of her car because the
situation âdidnât feel good.â When she did, Alexander approached her with
a handgun. Boehme swung her purse at him, but he backed her up against
her car and demanded money. She gave him her cash. When Alexander
demanded more, Boehme pressed the alarm button on her key fob, and the
car alarm activated. Alexander told her to turn it off. Boehme refused,
saying âshoot me, go ahead and shoot me they know who you are.â
Alexander left and was apprehended several days later during a vehicle
chase as discussed below. After his arrest, an officer transported him to the
hospital for treatment. Alexander complained of being pepper sprayed
during the arrest, saying âI know I been robbing and stuff but thereâs no
cause for this.â
The State charged Alexander with Class B felony robbery. Later, the State
amended the charging information to add an habitual offender
enhancement. The robbery charge was tried to a jury, and the jury found
Alexander guilty. The habitual offender enhancement was tried to the
bench, and the judge determined that Alexander was an habitual offender.
Id.
And finally, hereâs how the Indiana Court of Appeals laid out the facts from
the unlawful possession of a firearm and stolen car case:
On January 11, 2013, Officer Stephanie Souther was on patrol when she saw
a Toyota Camry that had been reported as stolen and as being involved in
an armed robbery. She and other officers attempted to stop the Camry, but
its driver, later identified as Alexander, refused to stop. Alexander lost
control of the car during the subsequent chase and crashed into a house's
front porch.
As Souther and other officers approached the car, Alexander crouched
down and disappeared from view for a few seconds. Souther believed he
was looking for a weapon. Next, he tried to get out of the car, but damage
from the crash prevented it. Alexander then tried to put the car into reverse
and back up, even though Souther was standing right behind the car. The
car was stuck, and officers took Alexander into custody. They searched the
Camry and found Nagyâs gun between the front passenger seat and the
door.
The State charged Alexander with unlawful possession of a firearm by a
serious violent felon, a Class B felony; receiving stolen auto parts, a Class C
felony; and two counts of resisting law enforcement, one as a Class D felony
(fleeing in a vehicle) and one as a Class A misdemeanor (refusing to
cooperate at the crash site). Later, the State amended the charging
information to add an habitual offender enhancement. Alexander pleaded
guilty to all charges except the habitual offender enhancement. The
enhancement was tried to the bench, and the court determined that he was
an habitual offender.
Id.
As noted above, the trial court held one sentencing hearing for all three
cases. The judge ordered some sentences to run consecutive and some to run
concurrent. When all was said and done, Alexander received a total sentence of
102 years. Alexander v. State, 13 N.E.3d 557 (Ind. Ct. App. 2014); [DE 11-13 at 2-5].
In each of the petitions, Alexander asserts that he is entitled to habeas relief
because the trial court erred by allowing the prosecution to amend the indictment to
include a habitual offender enhancement and by imposing an excessive maximum
sentence. In each of the petitions, he also asserts that he received ineffective assistance
of trial counsel and appellate counsel because they did not object to the prosecutionâs
amendment of the indictment to include a habitual offender enhancement or to the use
of only Class D felonies to support the habitual offender enhancement. With respect to
the house burglary conviction, Alexander also makes a sufficiency of the evidence
argument and claims that his trial counsel failed to investigate a partial palm print and
failed to tender jury instructions on lesser-included offenses.
In the traverse, Alexander raises several claims that were not contained in his
petitions, including a claim that trial counsel improperly advised him to plead guilty,
failed to investigate an alibi defense, failed to properly advise him about the effect of his
juvenile adjudications on his sentence, and failed to investigate an email address with
which the house burglary victim corresponded. Raising additional claims in this
manner was improper, and I decline to further consider these claims.1 See Rule 2(c)(1) of
the Rules Governing Section 2254 Cases (âThe petition must specify all the grounds for
relief available to the petitioner.â); Jackson v. Duckworth, 112 F.3d 878, 880 (7th Cir. 1997)
(â[A] traverse is not the proper pleading to raise additional grounds.â).
Procedural Default
Before considering the merits of a habeas petition, I must first determine whether
the petition has been procedurally defaulted. The labyrinth of âprocedural defaultâ is
where a lot of habeas cases go to die. The first trap for the unwary is if the petitioner
fails to exhaust all available remedies in State court. 28 U.S.C. § 2254(b)(1)(A); Lewis v.
Sternes, 390 F.3d 1019, 1025 (7th Cir. 2004). In other words, to get to the merits of a
claim, a petitioner must fully and fairly present the federal claim to the State courts.
Boyko v. Parke, 259 F.3d 781, 788 (7th Cir. 2001). Fair presentment requires âthe petitioner
to assert his federal claim through one complete round of state-court review, either on
direct appeal of his conviction or in post-conviction proceedings.â Lewis, 390 F.3d at
1 Nevertheless, I will note that these claims are procedurally defaulted. I will also note the
absence of any indication in the record that conducting an evidentiary hearing or otherwise expanding
the record to support these claims would be appropriate. See Shoop v. Twyford, 596 U.S. 811, 819 (2022) (âIf
a prisoner âfailed to develop the factual basis of a claim in State court proceedings,â a federal court may
admit new evidence, but only in two quite limited situations. Either the claim must rely on a ânewâ and
âpreviously unavailableâ ârule of constitutional lawâ made retroactively applicable by this Court, or it
must rely on âa factual predicate that could not have been previously discovered through the exercise of
due diligence.ââ) (quoting 28 U.S.C. § 2254(e)(2)).
1025 (internal quotations and citations omitted). It is true that fair presentment âdoes
not require a hypertechnical congruence between the claims made in the federal and
state courts; it merely requires that the factual and legal substance remain the same.â
Anderson v. Benik, 471 F.3d 811, 814â15 (7th Cir. 2006) (citing Boyko, 259 F.3d at 788). But
fair presentment does mean the petitioner has to âraise the issue at each and every level
in the state court system, including levels at which review is discretionary rather than
mandatory.â Lewis, 390 F.3d at 1025-26. If he fails to do so, the claim is a goner. Id. at
1026. See also Snow v. Pfister, 880 F.3d 857, 864 (7th Cir. 2018).
On direct appeal, Alexander presented to the Indiana Court of Appeals his
sufficiency of the evidence claim relating to the burglary conviction and his claims that
the trial court erred by allowing the prosecution to amend the indictment to include a
habitual offender enhancement and by sentencing him to a maximum sentence. [DE 11-
5]; [DE 11-8]; [DE 11-11]. However, Alexander did not present the sufficiency of the
evidence claim in his petition to transfer to the Indiana Supreme Court. [DE 11-14]; [DE
11-16]; [DE 11-18]. Therefore, that claim is procedurally defaulted.
On post-conviction appeal, Alexander presented to the Indiana Court of Appeals
his claims that trial counsel and appellate counsel failed to challenge the use of only
Class D felonies to support the habitual offender enhancement and failed to challenge
the amendment to the indictment and that trial counsel failed to investigate the partial
palm print in the house burglary case. [DE 11-24]; [DE 11-27]; [DE 11-30]. In the
petitions to transfer, he presented the ineffective assistance claims relating to the
habitual offender enhancement, but he omitted the partial palm print claim, so the
partial palm print claim is procedurally defaulted. [DE 11-33]; [DE 11-34]. Likewise, he
did not present (at any level) his claim that trial counsel should have sought jury
instructions for lesser-included offenses, so this claim is also procedurally defaulted.
In the traverse, Alexander vaguely asserts that, on January 2, 2024, he placed a
corrected petition to transfer in the hands of correctional staff, implying that the State is
responsible for its untimely filing with the Indiana Supreme Court. It appears that he
made this assertion for the purpose of excusing procedural default. A habeas petitioner
can overcome a procedural default by showing both cause for failing to abide by state
procedural rules and a resulting prejudice from that failure. Wainwright v. Sykes, 433
U.S. 72, 90 (1977); Wrinkles v. Buss, 537 F.3d 804, 812 (7th Cir. 2008). Cause sufficient to
excuse procedural default is defined as âsome objective factor external to the defense
impeded [his] efforts to comply with the Stateâs procedural rule.â Murray v. Carrier, 477
U.S. 478, 488 (1986).
It is unclear which claims he intends as the focus of this assertion, but it cannot
excuse procedural default with respect to any of his claims. The sufficiency of the
evidence claim was raised on direct appeal, so proper exhaustion would have required
Alexander to have presented this claim in the petition to transfer that he filed in 2014.
Further, on post-conviction review, the Indiana Court of Appeals certified its opinion
on September 26, 2023, and rejected petitions to transfer filed in November 2023, as
untimely. [DE 11-23 at 8]; [DE 11-26 at 7]; [DE 11-29 at 7]. This sequence of events
indicates that Alexanderâs petition to transfer was due before September 26, 2023. It is
thus unclear how the Stateâs alleged mishandling of a petition to transfer in January
2024 could have caused procedural default.
Additionally, I observe that Alexander did not present his claims that trial
counsel should have sought jury instructions for lesser-included offenses to the Allen
Superior Court on post-conviction review and that he proceeded pro se at that stage.
[DE 12-2 at 7-19]. Consequently, I will consider whether I should excuse procedural
default on this claim based on lack of post-conviction counsel.
As a general rule, â[n]egligence on the part of a prisonerâs postconviction
attorney does not qualify as cause.â Maples v. Thomas, 565 U.S. 266, 280 (2012). In other
words, because there is no constitutional right to an attorney in state post-conviction
proceedings there can be no claim for ineffective assistance of counsel in those
proceedings. Coleman v. Thompson, 501 U.S. 722, 752 (1991). However, â[i]nadequate
assistance of counsel at initial-review collateral proceedings may establish cause for a
prisonerâs procedural default of a claim of ineffective assistance at trial.â Martinez v.
Ryan, 566 U.S. 1, 9 (2012). Oddly, this exception relating to âinadequate assistance of
counselâ includes both when post-conviction counsel renders ineffective assistance as
defined by Strickland and when a post-conviction petitioner proceeds without counsel.
Id. at 9, 11-14.
â[A] prisoner must also demonstrate that the underlying ineffective-assistance-
of-trial-counsel claim is a substantial one, which is to say that the prisoner must
demonstrate that the claim has some merit.â Id. at 14. Significantly, trial counselâs
decision not to seek instructions on lesser-included defenses touches on a concept
known as the âall-or-nothingâ strategy. See Barnett v. Godinez, 61 F.3d 905, at *4 (7th Cir.
1995) (âPresenting the jury with an all-or-nothing choice is generally a reasonable trial
strategy because, although it involves a risk, it increases the chances of an acquittal.â).
It does not appear that trial counselâs all-or-nothing strategy amounted to
deficient performance based on my thorough review of the record. Trial counsel
emphasized the absence of evidence on how Alexander âbroke intoâ the victimâs house
and argued, âWe believe the breaking is the most important element here, and the State
has not presented sufficient evidence as to whether or not [Alexander] broke into the
home.â [DE 15-11 at 185]. As noted by trial counsel, the record reflects that the
prosecution was unable to identify a manner or point of entry, see e.g., id. at 102-03
(testimony of Officer Morales that he was unable to determine a point of entry), so it
appears that trial counselâs strategy was reasonably tailored to the charges and
evidence. By contrast, the allegations that Alexander had unlawfully entered the
residence and stole items had strong support in the form of the identification of
Alexanderâs partial palm print on a table located within the residence and the recovery
of the burglary victimâs missing heirloom firearm from Alexander during his
subsequent arrest. [Id. at 116-17, 149].
Moreover, the effectiveness of trial counselâs strategy was demonstrated during
deliberations when the jurors asked, âIf [Alexander] did not physically open the
door/window himself, if another person opened the door/window, would [Alexander]
still be considered breaking and entering if he followed the person who opened the
door/window?â [DE 15-11 at 193]. The jury deliberated for more than two hours. [Id. at
191, 193]. Though the jury ultimately convicted Alexander of burglary, the record
strongly suggests that trial counselâs all-or-nothing strategy made their decision a more
challenging one. As a result, I cannot find that this claim is substantial or that it should
be excused under Martinez.
To summarize, due to unexcused procedural default, I will not further discuss
the claims relating to sufficiency of the evidence or trial counselâs failure to investigate
the partial palm print or to tender jury instructions on lesser-included offenses.
However, the properly exhausted claims must be considered on the merits. They
include: 1) that the trial court erred by allowing the prosecution to amend the
indictment to include a habitual offender enhancement; 2) relatedly, ineffective
assistance of trial and appellate counsel for failing to object to the prosecutionâs
amendment of the indictment to include a habitual offender enhancement or to the use
of Class D felonies to support the habitual offender enhancement; and 3) the trial courtâs
sentencing of Alexander to a maximum sentence without finding aggravating factors.
Iâll take up each claim in turn below, combining my discussion of claims one and two.
Standard of Review
âFederal habeas review . . . exists as a guard against extreme malfunctions in the
state criminal justice systems, not a substitute for ordinary error correction through
appeal.â Woods v. Donald, 575 U.S. 312, 316 (2015). Hereâs the governing statute:
An application for a writ of habeas corpus on behalf of a person in custody
pursuant to the judgment of a State court shall not be granted with respect
to any claim that was adjudicated on the merits in State court proceedings
unless the adjudication of the claimâ
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d).
Congress has purposely made this a difficult standard to meet. To satisfy this
exacting standard, petitioner is required to show that the state courtâs ruling was âso
lacking in justificationâ that there was an obvious error âbeyond any possibility for fair
minded disagreement.â Woods, 575 U.S. at 316. This means a state courtâs decision must
be more than incorrect or erroneous; it must be objectively unreasonable. Wiggins v.
Smith, 539 U.S. 510, 520-21 (2003).
Claims Relating to the Habitual Offender Enhancement
Alexander argues that he is entitled to habeas relief because he received
ineffective assistance of trial counsel and appellate counsel in connection with his
habitual offender enhancement. He contends that counsel erred by not objecting to the
prosecutionâs amendment of the indictment to include a habitual offender enhancement
or to the use of Class D felonies to support the habitual offender enhancement. To
prevail on an ineffective assistance of counsel claim in the State courts, a petitioner must
show that counselâs performance was deficient and that the deficient performance
prejudiced him. Strickland v. Washington, 466 U.S. 668 (1984). There is âa strong
presumption that counselâs conduct falls within the wide range of reasonable
professional assistance; that is, the defendant must overcome the presumption that,
under the circumstances, the challenged action might be considered sound trial
strategy.â Id. at 689. â[S]trategic choices made after thorough investigation of law and
facts relevant to plausible options are virtually unchallengeable; and strategic choices
made after less than complete investigation are reasonable precisely to the extent that
reasonable professional judgments support the limitations on investigation.â Id. at 690â
91.
The test for prejudice is whether there was a reasonable probability that âbut for
counselâs unprofessional errors, the result of the proceeding would have been
different.â Id. at 694. A reasonable probability is a probability âsufficient to undermine
confidence in the outcome.â Id. In assessing prejudice under Strickland â[t]he likelihood
of a different result must be substantial, not just conceivable.â Harrington v. Richter, 562
U.S. 86, 112 (2011). However, â[o]n habeas review, [the] inquiry is now whether the
state court unreasonably applied Strickland.â McNary v. Lemke, 708 F.3d 905, 914 (7th
Cir. 2013). âGiven this high standard, even âegregiousâ failures of counsel do not always
warrant relief.â Id.
Alexander also argues that he is entitled to habeas relief because the trial court
erred by allowing the prosecution to amend the indictment to include a habitual
offender enhancement. While Alexander largely bases this argument on State statutory
law, the argument could be construed as an argument that he did not receive adequate
notice of the habitual offender enhancement because the timing of the amendment did
not allow him sufficient time to prepare a trial defense. See Chambers v. Mississippi, 410
U.S. 284, 294, (1973) (âThe right of an accused in a criminal trial to due process is, in
essence, the right to a fair opportunity to defend against the Stateâs accusations.â). This
argument also has substantial overlap with Alexanderâs ineffective assistance of counsel
claims.
At the time of the offenses, Indiana law allowed prosecutors to charge
individuals with a habitual offender enhancement âfor any felony by alleging . . . that
the person has accumulated two (2) prior unrelated felony convictions.â Ind. Code § 35-
50-2-8(a) (2005). In the July 2014 amendment of this statute, Indiana added a
requirement that âat least one (1) of the prior unrelated felonies is not a Level 6 felony
or a Class D felony.â2 Ind. Code § 35-50-2-8(b)(2), (c)(2) (2014). The July 2014
amendment also imposed timeliness requirements on the prior unrelated felonies used
to support the habitual offender enhancement under certain circumstances. Ind. Code §
35-50-2-8(b), (c) (2014).
At the time of the offenses, Indiana law allowed prosecutors to amend charges to
add habitual offender enhancement charges as follows:
An amendment of an indictment or information to include a habitual
offender charge . . . must be made not later than ten (10) days after the
omnibus date. However, upon a showing of good cause, the court may
permit the filing of a habitual offender charge at any time before the
commencement of the trial.
Ind. Code § 35-34-1-5(e) (2007).
2 Prior to 2014, Indiana law grouped felonies by severity of the offense in Classes A through D.
Thereafter, Indiana law reclassified felonies by severity of the offense into Levels 1 through 6. Class D
and Level 6 offenses are the lowest level felonies in each of their respective classification systems.
At the initial hearings in January and February 2013, the trial court set March 4,
2013, as the omnibus date for the armed robbery and stolen vehicle cases and set March
25, 2013, as the omnibus date for the burglary case. [DE 11-1 at 1]; [DE 11-2 at 2]; [DE 11-
3 at 3]. On April 18, 2013, the prosecution moved for leave to file habitual offender
enhancement charges in all three cases. [DE 12-2 at 70-71]. In the motion, the
prosecution acknowledged the untimely nature of the amendment but explained that
the initially assigned prosecutor had been appointed to a magistrate judge position. [Id.]
According to the motion, this substitution of counsel combined with personal and
professional scheduling conflicts prevented the new prosecutor from reviewing
Alexanderâs cases sooner. [Id.]
On April 25, 2013, the trial court held a hearing on pending motions. [DE 12-2 at
73-74]. The trial court took the motion to amend under advisement but granted trial
counselâs oral motion to continue the trial date. [Id.] On May 7, 2013, the prosecution
filed a revised motion to amend to revise the list of prior unrelated felony conviction.
[Id. at 75-76].
The proposed revised amendment listed the following prior unrelated felony
convictions:
⢠On August 11, 1999, the Allen Superior Court sentenced Alexander in Case No.
02D04-9905-DF-328 for committing the offense of receiving stolen automobile
parts, a Class D felony, on April 27, 1999;
⢠On June 10, 2004, the Allen Superior Court sentenced Alexander in Case No.
02D04-0401-FD-30 for committing the offense of residential entry, a Class D
felony, on January 15, 2004; and
⢠On August 2, 2010, the Allen Superior Court sentenced Alexander in Case No.
02D04-1005-FD-501 for committing the offense of invasion of privacy, a Class D
felony, on May 23, 2010.
[Id.]
On May 23, 2013, the trial court held another hearing. [DE 12-2 at 77]. According
to the minutes, Alexander waived an initial hearing on the habitual offender
enhancement charges and pled not guilty. [Id.] The trial court also reset the trial date for
burglary and stolen vehicles cases to August 20, 2013, and reset the trial date for the
armed robbery case to September 4, 2013. [Id.]; [DE 11-2 at 6].
On August 21, 2013, the trial court held a bench trial on the habitual offender
charges in the burglary and stolen vehicle cases. [DE 15-18].3 In opening, trial counsel
represented that he had previously objected to the habitual offender charge on the bases
that the amendment was untimely and that the internal reassignment of the case with
the prosecutorâs office did not constitute good cause to excuse the untimeliness. [Id. at
198-200]. The prosecution argued that the trial continuance adequately remedied the
untimely amendment. [Id.] The trial court reaffirmed its prior ruling allowing the
amendment but noted the objection while observing that the State appellate courts
would likely review the ruling on direct appeal. [Id.] The prosecution presented
certified copies of criminal information and judgments to demonstrate that Alexander
had committed prior unrelated felonies. [Id. at 201-203]. Trial counsel did not dispute
that Alexander had committed these felonies but indicated the intent to rely solely on
3 The page number pincites to this document refer to the page numbers found in the bottom
middle of the page.
the timeliness argument. [Id. at 203]. The prosecution also called witnesses to establish
Alexanderâs identity in connection with the prior unrelated felonies. [Id. at 204-215]. The
trial court found Alexander guilty of the habitual offender charges. [Id. at 216-17].
On September 4, 2013, the trial court held a bench trial on the habitual offender
charges in the armed robbery case. [DE 15-2 at 140-50]. The parties reiterated their
positions and arguments from the prior bench trial and also resubmitted the same
evidence, and the trial court found Alexander guilty of the habitual offender charges.
[Id.] The trial court noted that it had found good cause to excuse the untimeliness and
no prejudice to the defendant in ruling that the prosecution could proceed on the
amended charges. [Id.] It also noted trial counselâs objection and observed that the State
appellate court would review the ruling for abuse of discretion. [Id.]
On direct appeal, Alexander, through appellate counsel, argued that the trial
court erred by allowing the prosecution to add a habitual offender enhancement in an
untimely manner. [DE 11-5]; [DE 11-8]; [DE 11-11]. The Indiana Court of Appeals found
that the record did not adequately demonstrate that Alexander had objected to the
amendment during pretrial proceedings, noting the lack of written objections and
hearing transcripts and the omission of any recorded objections in the minute entries.
[DE 11-13 at 7-9]. The appellate court also acknowledged the references to ârenewedâ
objections in the bench trial transcripts but found these references insufficient to
establish that trial counsel had properly preserved the argument by making a pretrial
objection. [Id.]
The appellate court further found that the trial court would not have abused its
discretion by allowing the amendment even if trial counsel had properly objected. [Id.]
It reasoned that the purpose of the statutory provision governing the timeliness of
habitual offender charges was to give defendants sufficient time to prepare a defense
and that Alexander had nearly four months to prepare between the amendment and the
first bench trial on the habitual offender charges. [Id.]
On post-conviction review, Alexander argued that trial counsel failed to object to
the addition of the habitual offender enhancement charge. The Indiana Court of
Appeals found that Alexander had not adequately demonstrated prejudice, noting its
conclusion on direct appeal that the timing of the habitual offender amendment did not
deprive Alexander of a reasonably opportunity to defend himself. [DE 11-32 at 15-16].
Alexander also argued that appellate counsel failed to object to the addition of
the habitual offender enhancement charge. The Indiana Court of Appeals rejected this
argument on the basis that appellate counsel had raised such an objection on direct
appeal and that Alexander had not demonstrated that appellate counselâs argument
amounted to deficient performance or prejudice. [Id. at 13].
Additionally, Alexander argued that appellate counsel and trial counsel failed to
challenge the sufficiency of the evidence for the habitual offender verdict because the
prior unrelated felonies consisted entirely of Class D felonies. The Indiana Court of
Appeals rejected this argument on the basis that, at the time of the offenses, the
statutory provision governing the timeliness of habitual offender charges allowed such
prior unrelated felonies to support a habitual offender enhancement. [Id. at 15]. The
appellate court declined to find that appellate counsel and trial counsel performed
deficiently by failing to anticipate a change in the law. [Id.]
After reviewing the record, I cannot find that the State courts rendered
unreasonable determinations on the claims relating to the habitual offender
enhancement. To start, I observe that, at the bench trials, the trial court indicated its
belief that the timeliness objection had been properly preserved for appeal. Though the
State appellate court found otherwise, the trial courtâs decision at the bench trials to
deny the timeliness objection with the understanding that a prior objection had been
made by trial counsel strongly suggests that the trial court would not have sustained a
prior objection by trial counsel. The appellate briefs also demonstrate that appellate
counsel challenged the timeliness on direct appeal, and this appellate challenge closely
resembles Alexanderâs arguments relating to the timeliness of the amendment on
federal habeas review. The reasoning of the State appellate court also indicated that it
would have upheld the trial courtâs ruling even if it found that trial counsel had
properly preserved the objection for appellate review. As a result, Alexander has not
adequately demonstrated that he received ineffective assistance of counsel with respect
to the timeliness of the amendment.
With respect to trial court error, Alexander primarily argues that the trial court
erred by finding good cause to excuse the untimely amendment under Ind. Code § 35-
34-1-5(e) (2007). However, this issue is a matter of State law, which I decline to consider
as a basis for habeas relief. See Wilson v. Corcoran, 562 U.S. 1, 5 (2010) (â[W]e have
repeatedly held that federal habeas corpus relief does not lie for errors of state law.â).
The salient question for purposes of habeas review is whether the timing of the
amendment deprived Alexander of a reasonable opportunity to defend himself. The
record reflects that it did not. The trial court continued the trials in all three cases
allowing Alexander about four months after the amendment to prepare. And Alexander
offers no explanation as to why nearly four months was insufficient to prepare a
defense. At the bench trials, trial counsel did not contest Alexanderâs guilt with respect
to the habitual offender enhancement, and the record does not include any material
basis for contesting Alexanderâs guilt as to the habitual offender enhancement. As a
result, I cannot find that the State courts unreasonably determined that the timing of the
amendment did not deprive Alexander of a reasonable opportunity to defend against
the habitual offender enhancement charge.
I also agree with the State courtsâ decision that counsel did not err by declining to
challenge the prior felonies used to support the habitual offender enhancement. The
version of Ind. Code § 35-50-2-8 applicable to Alexanderâs criminal cases did not
prohibit the use of only Class D felonies to support a habitual offender enhancement.
Though Indiana amended this statute in July 2014 to include such a prohibition, the
Indiana courts have declined to apply this prohibition retroactively to those who
committed or were convicted of offenses prior to the July 2014 amendment. Grundy v.
State, 38 N.E.3d 675, 685 (Ind. Ct. App. 2015) (holding in the context of the July 2014
amendment that âthe law in effect when the crime was committed controls
sentencing.â); see also Cox v. State, 38 N.E.3d 702, 704 (Ind. Ct. App. 2015) (declining to
apply the doctrine of amelioration to the July 2014 amendment). The record contains no
suggestion that counsel should have foreseen this change in the law, and, further, any
argument by counsel that the then-prospective amendment should have applied to
Alexander would have been futile. Therefore, the claims relating to the habitual
offender enhancement are not a basis for habeas relief.
The oppressive habitual offender law was employed in this case based on three
Class D felonies, two of which were dated. If it was used the same way today, it would
be unlawful. Letâs be honest about it: this was, to say the least, an aggressive use of the
law. But unfortunately for Mr. Alexander, it was entirely lawful.
Excessive Sentence
Alexander also argues that he is entitled to habeas relief because the trial court
did not find any aggravators regarding the nature of the offenses, because he is not the
âone of the worstâ and did not commit the âmost heinous crimes,â because, at
sentencing, the trial court told him, âI see nothing but to warehouse you,â and because
he did not inflict any physical harm during the offenses. Additionally, Alexander
vaguely references the Sixth Amendment in the petition, which I generously construe as
tying in with the argument under Blakely v. Washington, 542 U.S. 296 (2004), set forth in
his traverse. Notably, Alexander did not challenge his sentence on direct appeal on
constitutional grounds, so any habeas claims relating to his sentence would be
procedurally defaulted.
Nevertheless, the essence of Alexanderâs arguments is that his sentence is
excessive, so I will consider whether Alexander received a constitutionally excessive
sentence. âA federal court will not normally review a state sentencing determination
[that] falls within the statutory limit.â Koo v. McBride, 124 F.3d 869, 875 (7th Cir. 1997).
âHowever, we shall review a petitionerâs showing that the sentencing court lacked
jurisdiction to impose this term or committed a constitutional error making the sentence
fundamentally unfair.â Id. âA sentence violates the Constitution if it is extreme and
grossly disproportionate to the crime.â Id. âHowever, [i]n non-capital felony
convictions, a particular offense that falls within legislatively prescribed limits will not
be considered disproportionate unless the sentencing judge has abused his discretion.â
Henry v. Page, 223 F.3d 477, 482 (7th Cir. 2000); see also Gleason v. Welborn, 42 F.3d 1107,
1112 (7th Cir. 1994); Moore v. Hulick, 2008 WL 268793, at *12â13 (C.D. Ill. 2008) Malone v.
Farrey, 2006 WL 1937684, at *5 (E.D. Wis. 2006); Davilla v. Clark, 159 F. Supp. 2d 1081,
1085â86 (N.D. Ill. 2001).
Under Indiana law, the sentencing ranges for the crimes of Alexanderâs
convictions at the time he committed the crimes were as follows:
Nature of Offense Offense Class Sentencing Range
Burglary of a Dwelling, Class B felony 6-20 years with an
Ind. Code § 35-43-2-1 advisory sentence of 10
(1999) years, Ind. Code § 35-50-2-
5 (2005)
Armed Robbery, Ind. Code Class B felony 6-20 years with an
§ 35-42-5-1 (1984) advisory sentence of 10
years, Ind. Code § 35-50-2-
5 (2005)
Unlawful possession of Class B felony 6-20 years with an
firearm by serious violent advisory sentence of 10
felon, Ind. Code § 35-47-4- years, Ind. Code § 35-50-2-
5 (2012) 5 (2005)
Receiving stolen Class C felony 2-8 years with an advisory
automobile parts, Ind. sentence of 4 years, Ind.
Code § 35-43-4-2.5 (1991) Code § 35-50-2-6 (2005)
Resisting Law Class D felony 0.5-3 years with an
Enforcement, Ind. Code § advisory sentence of 1.5
35-44.1-3-1(b)(1) (2012) years, Ind. Code § 35-50-2-
7(a) (2012)
Resisting Law Class A misdemeanor 0-1 years with no advisory
Enforcement, Ind. Code § sentence, Ind. Code § 35-
35-44.1-3-1(a)(1) (2012) 50-3-2 (1977)
Habitual Offender Status, Sentencing enhancement 10-30 years, Ind. Code §
Ind. Code § 35-50-2-8 35-50-2-8(h) (2005)
(2005)
The applicable version of Ind. Code § 35-38-1-7.1 lists the following aggravating
factors for sentencing determinations:
(1) The harm, injury, loss, or damage suffered by the victim of an offense
was:
(A) significant; and
(B) greater than the elements necessary to prove the commission of
the offense.
(2) The person has a history of criminal or delinquent behavior.
* * *
(6) The person has recently violated the conditions of any probation,
parole, pardon, community corrections placement, or pretrial release
granted to the person.
Ind. Code § 35-38-1-7.1 (2005).
At sentencing, Alisia Peggins testified that Alexander placed her family and her
neighbors in danger and destroyed a portion of her home when he crashed the stolen
vehicle. [DE 15-3 at 14-15]. Officer Souther testified that, after Alexander had crashed
the stolen vehicle, she saw Alexander duck out of view for five to ten seconds. [Id. at 15-
19]. At this time, she believed that Alexander was searching for the gun, and a gun was
recovered from the stolen vehicle soon thereafter. [Id.] She further testified that
Alexander placed the stolen vehicle in reverse and pressed the accelerator pedal with
Officer Souther in the vehicleâs path but that the stolen vehicle did not move because it
was stuck. [Id.] According to Officer Souther, if Alexander had located the gun or if the
vehicle had moved, she or Alexander may have died as a result. [Id.] Two other officers
involved in the arrest submitted similar written statements. [Id. at 20-21].
After recounting Alexanderâs convictions, the trial court stated as follows:
Trial Court: Your attorney has asked that I consider mitigating
circumstances beginning with your plea of guilty in [the stolen vehicle
case]. That is a mitigating circumstance and I accept that mitigating
circumstance. That you did in fact plead guilty in [the stolen vehicle case]
to Counts 1 through 4 and went to a bench trial on [the habitual offender
enhancement]. Your attorney has asked that I consider your substance
abuse as a mitigating circumstance supported by the presentence
investigation report and supported by your comments here today as well.
Iâm not sure if the mitigating circumstance of being a substance abuser
relates to the crime that you were convicted of and whether or not your
substance abuse was driving the crimes . . .
Alexander: . . . Your Honor . . .
Trial Court: . . . That you were convicted of but youâve indicated that that
is the case and Iâll find it to be a mitigator but I donât give it a tremendous
amount of weight based on your multiple attempts at treatment. Your
attorney has asked that I consider your employment as a mitigating
circumstance. I refuse to find that as a mitigator. You should be working,
Mr. Alexander. Youâre a strapping young man capable of employment
and you should be employed. You have expressed remorse in court as a
mitigating circumstance and I will accept that but as I indicated with the
substance abuse, I donât weight that terribly heavy. Much of your remorse
is self-directed and thatâs understandable considering the position that
you find yourself in. But you have apologized and I believe Ms. Peggins
accepted the apology, the homeowner lady. You apologized to the officer
so you have expressed an expression of remorse.
I do find aggravating circumstances, Mr. Alexander. From 1995 to 2013,
you have an astonishing criminal record. Six adjudications as a juvenile.
Seventeen misdemeanor convictions. Eight prior felony convictions. You
have been given the benefit of juvenile probation, Wood Youth Center, the
education track program with the juvenile courts. As an adult, you were
given the benefit of community service and jail, short jail sentences and
then longer jail sentences. Multiple attempts at treatment throughout the
course of your life, both in and out of the Department of Correction. I
noted specifically Brown and Associates and Addictive Behaviors. Youâve
been in the Department of Correction. You have been on parole. You have
been on home detention and I believe you were in the reentry court
program. And in fact were on parole when these offenses were
committed.
Youâve just committed one violent offense after another, Mr. Alexander.
As a juvenile, resisting law enforcement, conversion, three counts of
sexual battery, minor consuming, residential entry. As an adult, criminal
conversion, minor consuming, false informing a couple of times, more
resisting, criminal trespass, receiving stolen property, another resisting,
public intoxication, possession of marijuana, resisting law enforcement,
operating while intoxicated, robbery, battery, criminal trespass, residential
entry, possession of marijuana, another possession of marijuana, resisting
law enforcement, criminal trespass, invasion of privacy, criminal mischief,
battery, invasion of privacy, possession of marijuana and the instant
offenses . . . that bring you to court today.
Alexander: May I say one thing, your honor?
Trial Court: Go ahead.
Alexander: (unintelligible words) Now it doesnât really get deep into the,
Iâm saying, the details of all my cases. No one really beyond the bold face
(unintelligible word) the charge to find out why the situation took place
but as you sat there and you read, if you realize you just read a lot of
resisting law enforcement. These are really because I was just trying not to
go to jail. I mightâve had a court date I missed. I mightâve [resisted], you
know what Iâm saying, by not trying to be handcuffed or anything. I donât
think really I was being violent.
Trial Court: Well, the State of Indiana disagrees with you, Mr. Alexander,
because resisting law enforcement is a violent offense.
You are an articulate, intelligent young man. You have a sister that had to
testify against you and identify you as the individual. I canât imagine what
she went through having to point at you across the room during that trial
and sheâs here today to testify on your behalf and to support you and I
admire that, maâam. I know that you love your brother and this has got to
be a difficult thing for you. I know it was difficult for you to testify at trial
and I know that itâs difficult for you today. Youâve got large dark circles
under your eyes that indicate that youâve had some stress with this. Ms.
Peggins testified in Stateâs Exhibits 1 through 4, crashing into her home.
The officer who testified at your trial and has testified here today. Iâm at a
loss, Mr. Alexander. In reviewing your PSI again last night and going
through all of the opportunities that have been afforded to you
throughout the course of your life beginning when you were a juvenile
and that you just continue to do what you want to do and itâs clear to me
unfortunately Mr. Alexander that you fall into that category of offender
that we just have to warehouse because if youâre not in custody youâre out
committing crime. Youâre robbing, youâre burglarizing, youâre taking
peopleâs property, youâre taking their vehicles. I had the same thought
that the State had when you took this womanâs car, what wouldâve
happened had there been children in that car and what would you have
done.
Alexander: Again for the record, weâre going off of theories.
Trial Counsel: Justin. Justin.
Trial Court: It doesnât matter. It doesnât matter, Mr. Fisher, youâre fine.
[Id. at 34-39].
The trial court sentenced him to the maximum term of years on each count. [Id. at
39-41]. It ordered the sentences to run consecutively (with exceptions for two of the
three habitual offender enhancements) for an aggregate sentence of 102 years. [Id.]
On direct appeal, the Indiana Court of Appeals declined to find that the trial
court abused its discretion by affording little weight to proffered mitigating factors of
Alexanderâs employment, his guilty plea in the stolen vehicle case, his history of
substance abuse, and his expression of remorse. [DE 11-13 at 10-11]. The appellate court
observed that the trial court had considered these mitigating factors and had adequately
explained their limited impact on his sentencing decision. [Id.]
On direct appeal, Alexander also asked that the Indiana Court of Appeals to
revise his sentence because it was inappropriate in light of the nature of his offenses and
his character. [Id. at 11-15]. The appellate court noted that Alexanderâs conduct in the
stolen vehicle case had placed the lives of police officers, motorists, and neighborhood
residents in danger during his efforts to evade the police. [Id.] In assessing Alexanderâs
character, the appellate court considered Alexanderâs extensive criminal history
throughout his adult life and the fact that he committed crimes charged in three
separate criminal cases within a short span of two weeks. [Id.] The appellate court
concluded that Alexander, who had reached 34 years of age by sentencing, had
demonstrated âan absolute unwillingness to lead a law-abiding life, regardless of who
may be endangered by his misconduct.â [Id. at 14].
After reviewing the record, I cannot find that the State courts made an excessive
sentencing determination. Alexander does not dispute that his aggregate sentence fell
within the statutory range, albeit at the maximum end of that range. As a result, he has
no viable claim under Blakely v. Washington, 542 U.S. 296, 301 (2004), which stands for
the proposition that âany fact that increases the penalty for a crime beyond the
prescribed statutory maximum must be submitted to a jury, and proved beyond a
reasonable doubt.â Further, the applicable sentencing statute does not require trial
courts to find an aggravating circumstance relating to the nature of the offense to
impose a maximum sentence. That said, Alexanderâs contention that he caused no harm
to individuals or property beyond what was charged is flatly contradicted by the
testimony of Ms. Peggins and Officer Souther.
It was permissible for the trial court to place great weight on Alexanderâs
criminal history and his unsuccessful efforts at rehabilitation. The criminal history
reflects that Alexander has now committed dozens of crimes throughout his teenage
and adult life without any sign of rehabilitation, and he was 34 years old at the time of
sentencing. Though the trial courtâs reference to âwarehousingâ Alexander was
unfortunate and harsh, it is clear from its full context that the reference is an
understandable comment on Alexanderâs outsized capacity for recidivism rather than
an improper political statement as Alexander suggests.
Alexander also maintains that he should not have received a maximum sentence
because he is not âthe worst of the worstâ as he did not physically harm anybody. This
argument is misplaced. If Alexander had caused physical harm to others, it would have
likely resulted in the prosecution charging him with additional or higher-level felonies
and exposed him to even longer terms of incarceration, including life without
possibility of parole, and, in the most extreme cases, the death penalty. See e.g., Ind.
Code § 35-50-2-3 (2007) (45-65 years, life without possibility of parole, or death sentence
for murder); Ind Code § 35-50-2-4 (2005) (20-50 years for Class A offense). The existence
of these higher felony levels with substantially harsher punishments demonstrate that
Alexander was neither charged nor sentenced as a criminal who was among âthe worst
of the worst.â And Alexander makes no compelling argument that, with his criminal
history, he is not among âthe worst of the worstâ when properly compared with those
charged with a similar quantity of similar low-level offenses.
In sum, reasonable minds might disagree over whether a 102-year sentence was
justified given all of the circumstances in this case. But it cannot be said that such a
sentence amounts to an abuse of discretion. Therefore, the claim that Alexander
received an excessive sentence is not a basis for habeas relief.
Certificate of Appealability
Pursuant to Section 2254 Habeas Corpus Rule 11, the court must grant or deny a
certificate of appealability. To obtain a certificate of appealability under 28 U.S.C. §
2253(c), the petitioner must make a substantial showing of the denial of a constitutional
right by establishing âthat a reasonable jurist could debate whether (or, for that matter,
agree that) the petition should have been resolved in a different manner or that the
issues presented were adequate to deserve encouragement to proceed further.â Slack v.
McDaniel, 529 U.S. 473, 484 (2000). For the reasons explained in this order, there is no
basis for encouraging Alexander to proceed further.
For these reasons, the Court DENIES the amended habeas corpus petitions in
3:24-cv-235, 3:24-cv-236, and 2:24-cv-237; DENIES a certificate of appealability pursuant
to Section 2254 Habeas Corpus Rule 11; and DIRECTS the Clerk to enter judgment in
favor of the Respondent and against the Petitioner in all three cases.
SO ORDERED.
ENTERED: February 14, 2025.
/s/ Philip P. Simon
PHILIP P. SIMON, JUDGE
UNITED STATES DISTRICT COURT Case Information
- Court
- N.D. Ind.
- Decision Date
- February 14, 2025
- Status
- Precedential