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PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ________________ No. 24-1925 ________________ ANDREW R. PERRONG v. MATTHEW BRADFORD; CLEO COMMUNICATIONS Matthew Bradford, Appellant _______________________ On Appeal from the United States District Court for the Eastern District of Pennsylvania D.C. Civil No. 2:23-cv-00510 District Judge: Honorable Joshua D. Wolson ______________ ARGUED: May 22, 2025 Before: RESTREPO, MONTGOMERY-REEVES, and SCIRICA, Circuit Judges. (Filed: October 6, 2025) Karl S. Myers Stevens & Lee 555 City Avenue Suite 1170 Bala Cynwyd, PA 19004 Counsel for Appellant Kenneth L. Joel Office of General Counsel Commonwealth of Pennsylvania 30 N 3rd Street Harrisburg, PA 17101 Counsel for Amicus Appellant Governor of Pennsylvania Crystal H. Clark Shannon A. Sollenberger Senate of Pennsylvania Main Capitol Harrisburg, PA 17120 Rodney A. Corey Pennsylvania House of Representatives P.O. Box 202228 Suite B-6 Main Capitol Harrisburg, PA 17120 Counsel for Amicus Appellants Pennsylvania House of Representatives Republican Caucus, Pennsylvania Senate Democratic Caucus and Pennsylvania Senate Republican Caucus 2 Andrew R. Perrong Perrong Law 1657 The Fairway No. 131 Jenkintown, PA 19046 Counsel for Appellee _________________ OPINION OF THE COURT _________________ SCIRICA, Circuit Judge. This case concerns a question of first impression: whether the Telephone Consumer Protection Act (âTCPAâ) prohibition on robocalls restricts state legislators from making automated and pre-recorded calls in connection to their legitimate government functions. Matthew Bradford, a Member of the Pennsylvania House of Representatives, appeals the District Courtâs denial of his summary judgment motion in this TCPA action brought by Andrew Perrongâa recipient of telephonic mass communications made on Representative Bradfordâs behalf. Perrong argues Bradfordâs telephonic mass communications to constituents regarding public health resources, employment opportunities, and upcoming events violate TCPAâs prohibition on automated phone calls. Bradford, in turn, argues his communications do not fall within TCPAâs scope because general language prohibiting conduct by âany personâ does not usually extend to the sovereign. Even if his conduct 3 were encompassed, Bradford further argues Perrongâs action would be barred by the Eleventh Amendment or by qualified immunity. Because we agree that TCPAâs robocalling restriction does not apply to calls made by state legislators, we will reverse the District Courtâs denial of summary judgment. As the statute does not encompass the conduct complained of, we express no opinion on whether the Eleventh Amendment or qualified immunity bars the suit at issue. I. The Commonwealth of Pennsylvania appropriates funds to the Pennsylvania House of Representatives to provide for its operations and expenses. See Act 1A of 2024, S.B. 1001, § 262 (July 11, 2024). Pennsylvania House Rules permit Pennsylvania House Members, like Appellant Matthew Bradford, to expend allotted funds âfor any legislative purpose or function.â JA 405. The legislative purpose requirement must be satisfied for a House Member to be reimbursed with public funds for such expenditures. House Members commonly use these funds to promote legislative events, which can include mass communications through pre-recorded and 4 automated calls. 1 These communications are at issue in this case. House operations are carried out by employees of the House Caucuses based on party affiliationânamely, the House Democratic and Republican Caucuses. As relevant here, since Bradford is a member of the Democratic Caucus (âthe Caucusâ), staffers in the Legislative Communications Office of the House Democratic Caucus (âCommunications Officeâ) assist with his mass communications. If a House Member makes a request for a mass communication on a specific topic, the Communications Office prepares the scripts and makes logistical arrangements for the calls in coordination with the House Memberâs staff. After the script is prepared, senior staffers in the Communications Office review the script to ensure its content is appropriate. The Communications Office may also send any questionable call requests to House Legal and Ethics for compliance review. Calls are approved if the Communications Office determines that the communications 1 Additionally, House Rules prohibit House Members from making mass communications within 60 days of a primary or general election or any other election in which the Member is a candidate. And a temporary House Rule also permitted mass communications âlimited to information directing constituents to public and private resources and services available to mitigate the impactâ of the COVID-19 emergency, even during the pre-election restricted period. JA 419. 5 further âa clear legislative purpose and public benefit.â JA 322. 2 If the Communications Office determines a call does not have a legislative purpose, the call request is rejected, and the call may not be placed using House resources. 3 For instance, a staffer testified that a former House Memberâs request for a mass communication congratulating the President on the passing of a federal statute was denied by the Communications Office for lacking a legislative purpose and was never placed. Meanwhile, if a call is approved, the Caucus places the robocalls through a government contractor using public funds. Perrong brings this TCPA action against Representative Bradford for five pre-recorded calls placed using an automated telephone dialing device. The calls stated they were made by 2 Perrong disputes whether the House Communicationsâ procedure actually ensures the calls at issue further a clear legislative purpose. Because the statutory question at issue does not turn on the standard for legislative purpose in the Pennsylvania House Rules, this fact is immaterial to our analysis. We only note that House Staffers determined, to their satisfaction, that such calls further âa clear legislative purpose and public benefit.â JA 322. 3 Perrong agrees calls must further a legislative purpose to be permissible but notes there is no evidence in the record that anyone âhas [been] disciplined, reprimanded, or taken similar action against for engaging in, facilitating, or allowing allegedly unlawful or unauthorized calls to occur.â JA 254. 6 âState Representative Matt Bradford,â and were approved, funded, and administered by the Communications Office through the process described above. JA 283â84. Perrong alleges these calls violate the statuteâs prohibition on calls made with an âautomatic telephone dialing system or an artificial or prerecorded voice.â 47 U.S.C. § 227(b)(1). The calls at issue concerned: (1) an upcoming information session about state government health insurance, (2) government resources available during the COVID-19 pandemic, (3) notification of government employment opportunities, (4) an upcoming shredding event for constituents, and (5) an upcoming family fair at a local zoo. Perrong seeks money damages against Bradford of up to $1,500 for each violation as per 47 U.S.C. § 227(b)(3). Following discovery, Bradford brought a summary judgment motion in this action, arguing that TCPA does not apply to the conduct at issue, the claim was barred by Eleventh Amendment sovereign immunity, and he individually is protected under qualified immunity. The District Court, in relevant part, rejected these claims and denied summary judgment. As to the statutory issue, the District Court held Bradford is a âpersonâ subject to suit under TCPA because, although the term âpersonâ usually excludes suits against officers in their official capacity as against the sovereign, the District Court determined that this is an individual capacity action against Bradford, making Bradford a âpersonâ for purposes of statutory interpretation. The District Court noted the fact âRep. Bradford may have been acting within the scope of his role as a state legislator when he made the calls does not make this an official capacity suit.â JA 13. And, although 7 Perrongâs Complaint is silent as to the capacity in which Bradford was sued, the District Court construed plaintiffâs action as an individual capacity action because: (1) Bradford was listed as the defendant alongside his personal address in his Complaint, and (2) Perrongâs relief was only sought against Bradford, not the state of Pennsylvania. As to the Eleventh Amendment, the District Court recognized that sovereign immunity does not usually bar a claim made against an officer in his or her individual capacity. And the District Court ruled Pennsylvania is not the real party in interest in this action because Perrongâs suit does not seek money damages from Pennsylvania and his requested relief would not ârequir[e] the Commonwealth to change its own operations and proceduresâ since Bradfordâs decision to place the calls was a discretionary rather than mandatory one. JA 13â14 (emphasis omitted). Accordingly, the District Court held Eleventh Amendment immunity does not bar this individual capacity suit. As to qualified immunity, the District Court determined that state legislators like Bradford may assert the defense of qualified immunity in TCPA actions. But the District Court ruled that qualified immunity does not bar this suit on the grounds that TCPAâs text was sufficiently obvious that Bradford should have known his conduct was encompassed by the statuteâs prohibition. Bradford timely appeals the denial of summary judgment. II. We begin, as we must, with the threshold question of jurisdiction. The District Court had jurisdiction under 28 8 U.S.C. § 1331. We generally lack jurisdiction under 28 U.S.C. § 1291 to review interlocutory orders, such as a denial of summary judgment. See Bines v. Kulaylat, 215 F.3d 381, 384 (3d Cir. 2000). But the collateral order doctrine permits appellate review of a narrow category of interlocutory decisions that: (1) âconclusively determine the disputed question,â (2) âresolve an important issue completely separate from the merits of the action,â and (3) are âeffectively unreviewable on appeal from a final judgment.â P.R. Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 144 (1993) (citation omitted). Denials of immunity commonly fall into this category. See HIRA Educ. Servs. N. Am. v. Augustine, 991 F.3d 180, 187â88 (3d Cir. 2021). Here, the District Court ruled that Bradford was not entitled to qualified immunity due, in part, to the Courtâs holding that TCPAâs robocalling prohibitions to state legislators are clearly established. And âa district courtâs denial of a claim of qualified immunity, to the extent that it turns on an issue of law, is an appealable âfinal decisionâ within the meaning of 28 U.S.C. § 1291.â Mitchell v. Forsyth, 472 U.S. 511, 530 (1985). The District Court also denied Bradfordâs claim of Eleventh Amendment immunity by holding the Commonwealth of Pennsylvania is not the real party in interest in this suit. And such a denial of Eleventh Amendment immunity, which turns on a question of law, âis immediately appealable under the collateral order doctrine, imbuing us with jurisdiction under 28 U.S.C. § 1291.â Maliandi v. Montclair State Univ., 845 F.3d 77, 82 (3d Cir. 2016). 9 Since the denials of qualified and Eleventh Amendment immunity are appealable collateral orders, we may discretionarily exercise pendent appellate âjurisdiction over issues that are not independently appealable but [] are intertwined withâ these orders over which we âproperly and independently exercise[]â our jurisdiction. E.I. DuPont de Nemours & Co. v. Rhone Poulenc Fiber & Resin Intermediates, S.A.S., 269 F.3d 187, 203 (3d Cir. 2001). We have exercised pendent appellate jurisdiction when (1) âan otherwise non-appealable order is inextricably intertwined with an appealable order,â or (2) it is ânecessary to ensure meaningful review of the appealable order.â OI Eur. Grp. B.V. v. Bolivarian Republic of Venez., 73 F.4th 157, 176 (3d Cir. 2023) (citation modified). Because whether a statute clearly expresses a cause of action against a state actor is âlogically antecedent toâ the question of sovereign immunity, see Vt. Agency of Nat. Res. v. United States ex rel. Stevens, 529 U.S. 765, 779 (2000) (quoting Amchem Prods., Inc. v. Windsor, 521 U.S. 591, 612 (1997)), these issues are sufficiently intertwined that we may exercise âpendent appellate jurisdiction over the statutory question,â id. at 770 n.2 (citing Swint v. Chambers Cnty. Commân, 514 U.S. 35, 50â51 (1995)). Thus, âit is appropriate to decide whether a statute permits a cause of action against a State before deciding whether the Eleventh Amendment bars the suit.â Broselow v. Fisher, 319 F.3d 605, 607 (3d Cir. 2003) (citation omitted). And, if the statute does not clearly express an intent to cover the state conduct, we need not address immunity altogether. Vt. Agency of Nat. Res., 529 U.S. at 779, 787. 10 When reviewing a district courtâs ruling on summary judgment, âthe Court of Appealsâ review is plenary and the court should apply the same test the district court should have utilized initially.â Wharton v. Danberg, 854 F.3d 234, 241 (3d Cir. 2017) (internal quotation marks and citation omitted). Summary judgment is granted when the record shows âthere is no genuine dispute as to any material fact and that the moving party is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). III. A. TCPA includes a broad restriction on robocalls, prohibiting âany personâ from âmak[ing] any call . . . using any automatic telephone dialing system or an artificial or prerecorded voice.â 47 U.S.C. § 227(b)(1)(A). The statute was passed in response to âa torrent of vociferous consumer complaints about intrusive robocalls.â Barr v. Am. Assân of Pol. Consultants, Inc., 591 U.S. 610, 614 (2020) (plurality opinion). At the time, consumers expressed âoutrage[] over the proliferation of intrusive, nuisance callsââpreceding TCPA, over 300,000 solicitors called more than 18 million Americans daily. TCPA, §§ 2(3), 2(6), 105 Stat. 2394. And âfederal legislation was needed because telemarketers, by operating interstate, were escaping state-law prohibitions on intrusive nuisance calls.â Mims v. Arrow Fin. Servs., 565 U.S. 368, 371 (2012). Congress ultimately determined that â[b]anningâ robocalls was necessary to address âth[e] nuisance and privacy invasionâ caused by âautomated or prerecorded telephone calls, regardless of the content or the initiator of the message.â TCPA, §§ 2(10), 2(12), 105 Stat. 2394. Thus, 11 TCPA was adopted and amended the Communications Act of 1934 (âCommunications Actâ) to add such a prohibition. TCPA, 105 Stat. 2394. TCPA includes a private cause of action for violations of the statute. 47 U.S.C. § 227(b)(3). A plaintiff can recover at least $500 in damages for each call made in violation of the robocalling prohibition. Id. § 227(b)(3)(B). And a district court may award treble damages for a willful or knowing violation of the statute. Id. § 227(b)(3)(C). The statute also provides for injunctive relief to prevent future violations. Id. § 227(b)(3)(A). Although the statuteâs scope is extensive and the enforcement mechanism is robust, TCPA also gives the Federal Communications Commission (âFCCâ) ample flexibility to exclude robocalls from TCPAâs scope through the administrative process. See 47 U.S.C. § 227(b)(2)(B)â(C). And this flexibility was central to the successful passage of the Act. Statement on Signing the Telephone Consumer Protection Act of 1991, 27 Weekly Comp. Pres. Doc. 1877 (Dec. 20, 1991) (âI have signed the bill because it gives the Federal Communications Commission ample authority[.]â). B. The applicability of TCPA to the government has long been a subject of debate. The Bill was initially drafted with an exemption for calls made by a âpublic school or other governmental entity.â S. Rep. 102-178, at 5 (Oct. 8, 1991). But that provision was removed and replaced with âan exception for âany emergency purposes,ââ id., such as to âpublish health and safety warnings,â H.R. Rep. 102-317, at 25 12 (Nov. 15, 1991). In 2016, the Supreme Court ruled federal government contractors are not entitled to sovereign immunity from TCPA liability when they âviolate[] both federal law and the Government's explicit instructions.â Campbell-Ewald Co. v. Gomez, 577 U.S. 153, 166 (2016). The Court stressed there is no sovereign immunity when âa Government agent ha[s] âexceeded his authorityâ or the authority âwas not validly conferred.ââ Id. at 167 (quoting Yearsley v. W.A. Ross Constr. Co., 309 U.S. 18, 21 (1940)). Following Campbell-Ewald, the FCC issued a declaratory ruling, expressing its interpretation that the term âpersonâ in TCPA nonetheless excludes federal government callers and contractors in the conduct of official government business. In the Matter of Rules & Reguls. Implementing the Tel. Consumer Prot. Act of 1991, 31 F.C.C. Rcd. 7394, 7394 (2016) (âBroadnet Iâ). In relevant part, the FCC emphasized ârobocalls . . . when made by federal legislators . . . are not subject to the TCPAâs robocall consent requirement, as long as the robocalls are conducted in the legislatorâs official capacity and not, for example, as part of a campaign for re-election.â Id. at 7399. In light of the difficulty of cohering the FCCâs interpretation with that in Campbell-Ewald, the FCC issued a revised interpretation in 2020. In the Matter of Rules & Reguls. Implementing the Tel. Consumer Prot. Act of 1991, 35 F.C.C. Rcd. 15052 (2020) (âBroadnet IIâ). The FCC reversed its position, in part, and agreed that government contractors are not excluded from TCPAâs scope. Id. at 15056. But the FCC retained its interpretation that federal government callers are excluded and determined âstate government callers in the conduct of official business [] do not fall within the meaning of âpersonâ in section 227(b)(1)â as well. Id. at 15059. Several 13 Commissioners dissented with this interpretation as applied to state government callers. Id. at 15072â75. Post-enactment discussion of the applicability of TCPA to government callers was not limited to the FCC but also continued in the halls of Congress. In 2015, Congress amended TCPA to exclude any call âmade solely to collect a debt owed to or guaranteed by the United States.â Bipartisan Budget Act of 2015, § 301(a)(1), 129 Stat. 588 (2015). And one FCC Commissioner noted Congressâ inclusion of this provision seemed inconsistent with the FCCâs existing interpretations of the statuteââif the federal government is truly outside the scope of the Telephone Consumer Protection Act, it is unclear why Congress would need to have specifically provided a debt-related exception to the law in the first place.â Broadnet I, 31 F.C.C. Rcd. at 7394 (Statement of Commissioner Jessica Rosenworcel, concurring). Ultimately, the 2015 Amendment was severed from the statute after the Supreme Court ruled that provision unconstitutionally favored government speech. See Barr, 591 U.S. at 636. And, in that case, one Justice suggested the statute does not apply to government callers. Id. at 637 (Sotomayor, J., concurring in judgment) (suggesting the statute would not be implicated if the government had âplac[ed] the calls itselfâ (quoting Am. Assân of Pol. Consultants, Inc. v. FCC, 923 F.3d 159, 169 n.10 (4th Cir. 2019))). At least two circuits have addressed the applicability of TCPA to government callers. In Cunningham v. Lester, the Fourth Circuit held federal sovereign immunity barred a suit against government contractors calling on behalf of the U.S. Department of Health and Human Services, Centers for Medicare & Medicaid Services (âCMSâ). 990 F.3d 361, 365 14 (4th Cir. 2021). There, CMS relied on government contractors to fulfill a statutory obligation to provide ânotice of eligibility for an applicable State health subsidy program.â 42 U.S.C. § 18083(b)(2). And, if relief was granted, CMS would be forced to âimplement[] a functional replacementâ for using contractors to provide the statutorily mandated notice because a ruling for plaintiffs would void the existing government contracts for automated calls. Cunningham, 990 F.3d at 368. Thus, the Fourth Circuit ruled sovereign immunity barred the suit because the United States was the real party in interest since the judgment would âoperateâ against the sovereign. Id. at 367. In Cheng v. Speier, the Ninth Circuit, in an unpublished opinion, addressed the applicability of TCPA to calls by federal legislators. No. 22-16170, 2023 WL 4490352 (9th Cir. July 12, 2023). There, the Ninth Circuit granted Chevron deference to the FCCâs interpretation in Broadnet II and thereby ruled that federal legislators conducting official business do not constitute a âpersonâ under TCPA. Id. at *1. Judge Bress authored a dissenting opinion, arguing the court should have alternatively ruled that sovereign immunity does not preclude TCPA relief against federal legislators and remanded on the statutory issue. Id. at *3 (Bress, J., dissenting). Following Cheng, the Supreme Court has overruled the deference framework established in Chevron U.S.A., Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837 (1984). See Loper Bright Enters. v. Raimondo, 603 U.S. 369, 412 (2024). Unlike Cunningham, which concerned federal contractors, and Cheng, which concerned federal congressmen, this case raises a question of first impressionâwhether state 15 legislators are encompassed by TCPAâs robocalling prohibition. IV. TCPA prohibits âany personâ from âmak[ing] any call . . . using any automatic telephone dialing system or an artificial or prerecorded voice.â 47 U.S.C. § 227(b)(1)(A). And this ârobocall restriction applies to âpersons,â which does not include the Government itself.â Barr, 591 U.S. at 615 n.1. Indeed, there is a âlongstanding interpretive presumption that âpersonâ does not include the sovereignâ when used in a statute. Vt. Agency of Nat. Res., 529 U.S. at 780. This presumption, however, âis not a âhard and fast rule of exclusionââ and âmay be disregarded upon some affirmative showing of statutory intent to the contrary.â Return Mail, Inc. v. U.S. Postal Serv., 587 U.S. 618, 627 (2019) (citations omitted); see also Intâl Primate Prot. League v. Admârs of Tulane Educ. Fund, 500 U.S. 72, 83 (1991) (â[O]ur conventional reading of âpersonâ may . . . be disregarded if â[t]he purpose, the subject matter, the context, the legislative history, [or] the executive interpretation of the statute . . . indicate an intent, by the use of the term, to bring state or nation within the scope of the law.ââ (citation omitted) (second and third alterations in original)). The presumption of sovereign exclusion has many bases. âTh[e] presumption reflects âcommon usage.ââ Return Mail, 587 U.S. at 627 (quoting United States v. Mine Workers, 330 U. S. 258, 275 (1947)). It is supported by the Communication Actâs definition of a âperson,â 47 U.S.C. § 153(39), which fails to include the government in its definitional list, suggesting the sovereign is excluded under expressio unius est exclusio alterius. See Return Mail, 587 16 U.S. at 627 (noting the failure to include the government in a definitional list of a federal statute presumes the government is excluded). 4 And it is a long-established principle of American common law. See United States v. Hoar, 26 F. Cas. 329, 330 (C.C.D. Mass. 1821) (Story, J.) (â[It is] a safe rule founded in the principles of the common law, that the general words of a statute ought not to include the government, or affect its rights, unless that construction be clear and indisputable upon the text of the act.â). In the context of a state sovereign, the canon also has its basis in ââthe ordinary rule of statutory constructionâ that âif Congress intends to alter the usual constitutional balance between States and the Federal Government, it must make its intention to do so unmistakably clear in the language of the statute.ââ Vt. Agency of Nat. Res., 529 U.S. at 787 (quoting Will v. Mich. Depât of State Police, 491 U.S. 58, 65 (1989)). And the presumption furthers âthe doctrine that statutes should be construed so as to avoid difficult constitutional questions.â Id. Thus, the canon is âparticularly applicable where it is claimed that Congress has subjected the States to liability to which they had not been subject before.â Id. at 781 (quoting Will, 491 U.S. at 64). âThe rule of exclusion of the sovereign is less stringently applied where the operation of the law is upon the agents or servants of the government rather than on the sovereign itself.â Nardone v. United States, 302 U.S. 379, 383 (1937). And the scope of the exclusion, i.e., whether an 4 TCPA is a component of the Communications Act of 1934. See TCPA, 105 Stat. 2394. 17 instrumentality, agent, or employee of the sovereign constitutes a âperson,â relies heavily on the âcontextâ of the statute. Cook Cnty., Ill. v. United States ex rel. Chandler, 538 U.S. 119, 127 (2003) (citation omitted). 5 âContext is not found exclusively within the four corners of a statute.â Biden v. Nebraska, 600 U.S. 477, 511 (2023) (Barrett, J., concurring) (citation modified). âBackground legal conventions, for instance, are part of the statuteâs context.â Id. at 511â12. Here, we examine the context of TCPA to determine whether the term âpersonâ not only excludes the Commonwealth of Pennsylvania from the statuteâs scope but also Pennsylvania state legislators when performing entirely legitimate functions of their office. A. The Supreme Court last substantially discussed the scope of the presumption as applied to government employees in Nardone v. United States, 302 U.S. 379 (1937), which interpreted a provision in the Communications Act of 1934, of which TCPA is a part. There, the Court held the prohibition in the Communications Act that âno personâ shall wiretap in the Communications Act applies to federal agents. Id. at 380â81, 383. And, thus, the statuteâs prohibition on âany personâ divulging wiretapped content precludes a federal court from considering wiretapped evidence proffered by federal officers. Id. at 381. But the Court also recognized the term âpersonâ 5 The Communications Act defines âpersonâ as âan individual, partnership, association, joint-stock company, trust, or corporation,â 47 U.S.C. § 153(39), âunless the context otherwise requires,â id. § 153 (emphasis added). 18 can, in other instances, exclude government officers when used in a statute. Id. at 384. The case provided an illustrative exampleâif a statute prohibited any person from driving over a speed limit, it would clearly not apply to a police officer in pursuit of a criminal or a firefighter responding to an alarm. Id. In these instances, a statuteâs context demonstrates including government officers âwould work obvious absurdity.â Id. Although prior construction and consistent usage may then suggest the term âpersonâ should be read similarly in TCPA as it has been in other parts of the Communications Act, â[t]his principle . . . âreadily yields to context.ââ Return Mail, 587 U.S. at 629 (quoting Util. Air RegulReg. Grp. v. EPA, 573 U.S. 302, 320 (2014)). And such context includes âclear- statement federalism rules.â Nebraska, 600 U.S. at 508 (Barrett, J., concurring). B. Our Constitutional design ensures that States âretai[n] a significant measure of sovereign authority.â Garcia v. San Antonio Metro. Transit Auth., 469 U.S. 528, 549 (1985) (citation omitted) (alteration in original); see also U.S. Const. Amend. X (âThe powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.â). And a stateâs sovereign interests are particularly implicated when the functions of its state governmentâespecially, its state legislatureâare impaired, impeded, or called into question. As the Supreme Court has long cautioned: [T]he Constitution of the United States . . . recognizes and preserves the autonomy and 19 independence of the Statesâindependence in their legislative and independence in their judicial departments. [Federal] [s]upervision over either the legislative or the judicial action of the States is in no case permissible except as to matters by the Constitution specifically authorized or delegated to the United States. Any interference with either, except as thus permitted, is an invasion of the authority of the State and, to that extent, a denial of its independence. Garcia, 469 U.S. at 549â50 (alterations in original) (quoting Erie R.R. Co. v. Tompkins, 304 U.S. 64, 78â79 (1938)). To preserve these sovereign interests, the federal government may not, in most circumstances, âdictate[] what a state legislature may and may not do.â Murphy v. Natâl Collegiate Athletic Assân, 584 U.S. 453, 474 (2018). Indeed, â[a] more direct affront to state sovereignty is not easy to imagine.â Id. In light of these principles, state legislators enjoy broad absolute immunity from civil liability when engaging in core legislative activities. See Youngblood v. DeWeese, 352 F.3d 836, 839 (3d Cir. 2003). But not all of a state legislatorâs duties are directly ârelated to the due functioning of the legislative process.â Id. at 840 (citation omitted). And federal common law does not afford state legislators immunity for âa wide range of legitimate âerrandsâ performed for constituents,â including âpreparing so-called ânews lettersâ to constituents, news releases, and speeches delivered outside the Congress.â Id. (quoting United States v. Brewster, 408 U.S. 501, 512 (1972)). Nevertheless, communication with constituents is a central and âentirely legitimateâ aspect of a legislatorâs role. Brewster, 20 408 U.S. at 512. As amici Pennsylvania Republican and Democratic Caucuses stress: âcommunications . . . on these issues are a regular part of the official business done byâ state legislators. Republican and Democratic Caucuses of the Pennsylvania State Senate and Republican Caucus of the Pennsylvania House of Representatives Amicus Br. 9. We are hesitant to conclude Congress has prohibited state legislators from exercising these entirely legitimate functions of their office when âthey had not been subject beforeâ to âliabilityâ for such acts. Vt. Agency of Nat. Res., 529 U.S. at 781 (citation omitted). And, âif Congress intends to alter the usual constitutional balance between States and the Federal Governmentâ in such a manner, we expect it to make its âintention to do so unmistakably clear in the language of the statute.ââ Id. at 787 (citation omitted). Based on the presumption of sovereign exclusion, the general language of âany personâ in § 227(b)(1) does not suffice. See id. C. The contextual considerations that caution against extending general prohibitory language to encompass a state legislatorâs legitimate functions are reflected in the Supreme Courtâs jurisprudence regarding 42 U.S.C. § 1983, which similarly imposes liability on âevery personâ for a violation. In the context of § 1983, the Supreme Court recognizes a state officer can be subject to liability as a âpersonâ even when performing government functions. See Hafer v. Melo, 502 U.S. 21, 27 (1991) (âA government official in the role of personal-capacity defendant [] fits comfortably within the statutory term âperson.ââ); Will, 491 U.S. at 71 n.10 (âOf course a state official in his or her official capacity, when sued 21 for injunctive relief, would be a person under § 1983 because official-capacity actions for prospective relief are not treated as actions against the State.â (citation and internal quotation marks omitted)). But, although they are also state officers, state legislators are subject to a different rule. See Tenney v. Brandhove, 341 U.S. 367, 378 (1951). In Tenney, a § 1983 suit was brought against state legislators who served on a legislative investigatory commission that allegedly sought âto intimidate and silence plaintiff and deter and prevent him from effectively exercising his constitutional rights.â Id. at 371. The Court determined the âgeneral languageâ of âevery personâ in § 1983 should not be read to âsubject legislators to civil liability for [such] acts done within the sphere of legislative activity.â Id. at 369, 376. Rather, our legislative context reflects âa tradition [] well grounded in history and reasonâ that âCongressâ is âa staunch advocate of legislative freedomâ and does not limit it in a statute âby covert inclusion in [] general language.â Id. at 376. Thus, the Court construed the term âpersonâ in § 1983 such that it âdoes not create civil liability for such conductâ by state legislators. Id. at 369, 379. As the dissenting opinion noted, state legislators are thus excluded from general liability in a manner â[n]o other public officialâ is. Id. at 382 (Douglas, J., dissenting). Section 1983, with its âunder colorâ of state law language, was âintended to radically alter the distribution of power between the federal government and the states.â Larsen v. Senate of Com. of Pa., 152 F.3d 240, 248 (3d Cir. 1998). TCPA, on the other hand, was primarily precipitated by â[t]he use of the telephone to market goods and services.â TCPA, § 2(1), 105 Stat. 2394. Thus, TCPAâs context suggests that 22 Congress did not âintend[] to alter the usual constitutional balance between States and the Federal Government.â Vt. Agency of Nat. Res., 529 U.S. at 787 (citation omitted); see also id. at 781 (noting the presumption of sovereign exclusion âmay be disregarded only upon some affirmative showing of statutory intent to the contraryâ). D. We do not cast doubt on the power of Congress to exercise powers âspecifically authorized or delegatedâ to it. Garcia, 469 U.S. at 549 (citation omitted). But our constitutional structure âwas designed in large part to protect the States from overreaching by Congress.â Id. at 551. We are thus hesitant to assume Congress would go so far as to hinder state legislators from communicating with their constituents by simply using the general prohibitory language in § 227(b)(1), especially when Pennsylvania House staff have decided these communications have âa clear legislative purpose and [serve the] public benefit.â JA 322. It would be a âbig assumptionâ to presume Congress would âlimit the freedom of State legislatorsâ in this fashion. Tenney, 341 U.S. at 376. âIt is a sound and important principle that the representative ought to be acquainted with the interests and circumstances of his constituents.â Federalist No. 56, at 379 (Hamilton) (Jacob E. Cooke ed., 1961). And this remains especially true for âthe state legislature, where all the local information and interests of the state are assembled.â Id. at 380. Context suggests Congress would not âimpinge on a tradition so well grounded in history and reason.â Bogan v. Scott-Harris, 523 U.S. 44, 49 (1998) (quoting Tenney, 341 U.S. at 376). 23 Indeed, we hesitate to impose liability on state legislators when they act ânot for their private indulgence but for the public good.â Tenney, 341 U.S. at 377. Here, it is evident that the calls were made for the âpublic benefit,â JA 322, rather than âprivate indulgence,â Tenney, 341 U.S. at 377. In one call, Bradford advertised an event âto help [constituents] connect to [a] health care coverage plan.â JA 283. In another call, Bradford informed constituents of an employment opportunity to âbecome a part of the 2020 census team and earn 27 dollars an hour.â JA 284. A third call informed constituents of a âdocument shredding eventâ hosted by Bradford âto help protect [constituentsâ] identity and get rid of those old documents taking up space.â JA 283. A different call notified constituents that Bradfordâs office âcan assist with questions on unemployment compensation, resources for small businesses and help [constituents] access government servicesâ during the Covid-19 pandemic. JA 284. And another call let constituents know that Bradford was âhosting a Family Fair for residents of the 70th districtâ at a local zoo. JA 283. Such communications related to the health, safety and general welfare of the people clearly serve the âpublic goodââas opposed to any personal affairs or a re-election campaign. Tenney, 341 U.S. at 377. It is thus unsurprising that House Employees authorized them as being made for the âpublic benefit.â JA 322. In light of these considerations, we cannot conclude, as Appellee asks, that Congress through TCPAâs general robocall restriction sought to restrict or âprevent a state legislature from expressing its views on [these] subjects of public importance.â Murphy, 584 U.S. at 483. â[S]tatutes should be construed so as to avoidâ such âdifficult constitutional questions.â Vt. Agency of Nat. Res., 529 U.S. at 787. If Congress expected us 24 to disregard this context and assume it had âsignificantly alter[ed] the balance between federal and state power,â it would have âenact[ed] exceedingly clear language.â Ala. Assân of Realtors v. Depât of Health & Hum. Servs., 594 U.S. 758, 764 (2021). Here, the term âpersonâ in § 227(b)(1) is not so âunmistakably clearâ that we can presume Congress restricted state legislators from carrying out these legitimate functions of their office. Vt. Agency of Nat. Res., 529 U.S. at 787 (citation omitted). E. Because TCPA does not encompass Bradfordâs legitimate functions as a state legislator, we need not opine on how the term âpersonâ in § 227(b)(1) applies to other government officials. Nor do we opine on whether the FCCâs interpretation of âpersonâ in § 227(b)(1) should be entitled to Skidmore deference. 6 But we do emphasize that TCPA gives the FCC âthe flexibilityâ to exclude âautomated or prerecorded 6 The FCC is the implementing agency of TCPA. 47 U.S.C. § 227(b)(2). Thus, we analyze its interpretation of TCPA under the framework established in Skidmore v. Swift & Co., 323 U.S. 134, 140 (1944). See Loper Bright, 603 U.S. at 388. 25 calls that it finds are not considered a nuisance or invasion of privacy.â TCPA, § 2(13), 105 Stat. 2394. 7 Furthermore, since TCPA does not provide a cause of action against Bradford for these calls, we do not opine on whether Eleventh Amendment immunity bars the claims against Bradford or if the Commonwealth of Pennsylvania is the real party in interest in this suit. See Vt. Agency of Nat. Res., 529 U.S. at 787. Our holding today is a narrow one: § 227(b)(1)âs robocall restriction, by using the general term âperson,â does not encompass calls made by state legislators when exercising legitimate functions of their office for the public benefit. 7 TCPA grants the FCC the authority to exempt certain calls from TCPAâs robocalling prohibition. 47 U.S.C. § 227(b)(2)(B)â(C). But any exemptions made by the FCC must specify: â(i) the classes of parties that may make such calls; (ii) the classes of parties that may be called; and (iii) the number of such calls that a calling party may make to a particular called party.â Id. § 227(b)(2)(I). Currently, the FCC has not explicitly exempted calls by government officials as a class using this administrative procedure. See In the Matter of Rules & Reguls. Implementing the Tel. Consumer Prot. Act of 1991, 35 F.C.C. Rcd. 15188, 15192 (2020) (listing exempted calls and callers). 26 V. Because the calls made by Pennsylvania House Representative Bradford are not encompassed by § 227(b)(1), we will reverse. 27
Case Information
- Court
- 3rd Cir.
- Decision Date
- October 6, 2025
- Status
- Precedential