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RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit Rule 206 File Name: 05a0005p.06 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT _________________ X Petitioner-Appellee, - JAMES ARNETT, - - - No. 03-4375 v. , > WANZA JACKSON, Warden, - Respondent-Appellant. - N Appeal from the United States District Court for the Southern District of Ohio at Cincinnati. No. 01-00157âS. Arthur Spiegel, District Judge. Argued: August 3, 2004 Decided and Filed: January 6, 2005 Before: CLAY and GILMAN, Circuit Judges; MATIA, Chief District Judge.* _________________ COUNSEL ARGUED: Douglas R. Cole, OFFICE OF THE ATTORNEY GENERAL, Columbus, Ohio, for Appellant. Charles H. Bartlett, Jr., Cincinnati, Ohio, for Appellee. ON BRIEF: Douglas R. Cole, Stuart A. Cole, OFFICE OF THE ATTORNEY GENERAL, Columbus, Ohio, for Appellant. Charles H. Bartlett, Jr., Cincinnati, Ohio, for Appellee. Mark B. Greenlee, Shaker Heights, Ohio, for Amicus Curiae. MATIA, Chief D. J., delivered the opinion of the court, in which GILMAN, J., joined. CLAY, J. (pp. 8-10), delivered a separate dissenting opinion. _________________ OPINION _________________ PAUL R. MATIA, Chief District Judge. In 1997, Petitioner James Arnett entered guilty pleas in the Common Pleas Court of Hamilton County, Ohio, on ten counts of rape and one count of pandering obscenity involving a minor. He was sentenced to 51 years in prison. In announcing this sentence, the trial court judge addressed the heinous nature of Arnettâs conduct and referenced a Biblical passage. Petitioner appealed his sentence to the Ohio Court of Appeals and the Ohio Supreme Court on the basis that the trial court violated his right to due process when it impermissibly considered its own religious beliefs during his sentencing. After exhausting his remedies in the Ohio state courts, Arnett filed a petition for a writ of habeas corpus in district court. The district court conditionally granted the petition, determining that * The Honorable Paul R. Matia, Chief United States District Judge for the Northern District of Ohio, sitting by designation. 1 No. 03-4375 Arnett v. Jackson Page 2 Arnettâs due process rights were violated when the trial court judge referenced the Bible during petitionerâs sentencing hearing. For the reasons set forth below, we REVERSE the judgment of the district court and REMAND the case with instructions to dismiss Arnettâs habeas petition. I. BACKGROUND Between 1995 and 1997, James Arnett repeatedly engaged in the sexual abuse of the daughter of his live-in girlfriend. During that time, Arnett repeatedly forced Rachel to provide him oral sex and admittedly raped her. This abuse began when Rachel was only five years old. As a result of these actions, Arnett was indicted in November 1997 on ten counts of rape of a minor under the age of thirteen, each with a sexually violent predator specification, pursuant to OHIO REV. CODE § 2907.02(A)(1)(b). In January 1998, Arnett was additionally indicted on one count of pandering obscenity involving a minor, a violation of OHIO REV. CODE § 2907.321(A)(5). Arnett entered guilty pleas to all the charges and was sentenced to a prison term of 51 years.1 During Arnettâs sentencing hearing, the trial court judge addressed defendantâs crime and referenced the Bible. This monologue, which is the genesis of Arnettâs due process claim, reads in pertinent part: Trial Court: So, Mr. Arnett, I was struck by the idea of who is James Arnett through this particular case. And I thought about it all last evening as I was trying to determine in my mind what type of sentence you deserve in this particular case. ***** Trial Court: Iâm looking at the victimâs father, who tells me that basically his daughterâs innocence was snatched away by you and youâre a thief. And, yet, you have been molesting his little girl for the last four years. Youâve been watching porno tapes with her, youâve been taking pictures of her, and youâve been downloading information. And he asks me to give you a sentence of 40 years, and he basically said that isnât enough. ***** Trial Court: But perhaps most telling of all the information is from the mouth of Rachel herself to give me a pretty good picture. And I know from the medical evidence that semen and pubic hair evidence was found, but itâs Rachelâs description of the sexual contact that are most disturbing. ***** Trial Court: And Dr. Bassman gives me a bit of a clue. In fact, he said some thoughts that Iâm thinking. He tells me that Rachel is wounded. And thatâs very clear from Rachel herself. And that she is suffering severe trauma. And Iâm wondering the same thing the doctor is wondering, how is it that Rachel is going to have the ability to develop a healthy relationship, trust, express love . . . [a]nd basically, Mr. Arnett, you robbed that child of that whole sense of growing up and who she is. 1 Arnett was sentenced to 5 years imprisonment for each rape count, well within the 3-10 year sentencing range for each rape count allowable under Ohio law, and an additional year of imprisonment on the pandering charge, a fourth-degree felony with a potential sentence between 6-18 months. No. 03-4375 Arnett v. Jackson Page 3 ***** Trial Court: Recently, Mr. Arnett, I had a murder case of an individual who had no remorse and the sentence was 20 years, and I thought about that in regards to sentencing you. Because I was looking for a source, what do I turn to, to make, to make that determination, what sentence you should get. And I thought in regards to a 20-year sentence, that individual, that victim, who's the victim of that case, at least is gone to their reward, they're not hurting anymore. But for Rachel, the rest of her life, unless she takes care of herself, she's hurting. ***** Trial Court: And in looking at the final part of my struggle with you, I finally answered my question late at night when I turned to one additional source to help me. And basically, looking at Rachel on one hand, looking at the photographs of you happily as a child, and looking at the photographs of downloading that came from your computer, I agree they're very sad photographs, they're pure filth, it just tells me how ill you are. ***** Trial Court: And that passage where I had the opportunity to look is Matthew 18:5, 6. âAnd whoso shall receive one such little child in my name, receiveth me. But, whoso shall offend one of these little ones which believe in me, it were better for him that a millstone were hanged about his neck, and he were drowned in the depth of the sea.â ***** Trial Court: Pandering obscenity count, one year. Ten counts of rape, five years on each, running consecutive. Sentence, 51 years. (Sent. Tr., JA 644-49) Arnett appealed his sentence to the Ohio Court of Appeals, claiming that the trial court erred when it impermissibly considered its own religious beliefs during sentencing. The state appellate court vacated Arnettâs sentence, concluding that his due process rights were violated by virtue of the trial court âfactoring in religionâ when imposing its sentence. Appellee filed a notice of appeal to the Ohio Supreme Court, which accepted jurisdiction and unanimously reversed the judgment of the state appellate court. The Ohio Supreme Court, after noting the lack of Supreme Court precedent with regard to this specific issue, unanimously concluded that the judgeâs Biblical reference did not violate Arnettâs right to due process because it was not the âbasisâ of the sentencing determination, but rather âone of several reasonsâ or an âadditional sourceâ relied upon by the trial court. See State v. Arnett, 724 N.E.2d 793, 803 (Ohio 2000). On March 15, 2001, Arnett filed a petition for writ of habeas corpus, under 28 U.S.C. § 2254, in district court on the basis that the Ohio Supreme Court unreasonably applied clearly established Supreme Court precedent prohibiting trial courts from using impermissible factors, such as religion, when sentencing No. 03-4375 Arnett v. Jackson Page 4 a defendant.2 The district court referred the case to a magistrate judge and subsequently adopted the judgeâs report and recommendation, finding that the trial courtâs use of the Bible as a âfinal source of authorityâ constituted an impermissible factor for sentencing. Arnettâs habeas petition, therefore, was conditionally granted on the finding of a denial of due process, and he was ordered to be released from prison unless resentenced by the Hamilton County, Ohio Court of Common Pleas. Appelleeâs timely appeal followed. II. ANALYSIS A. Standard of Review of Habeas Petitions Under AEDPA Under the applicable standard of review set forth in the Antiterrorism and Effective Death Penalty Act (AEDPA), codified at 28 U.S.C. § 2254(d), a petitioner is not entitled to relief in a federal habeas corpus proceeding unless the state courtâs adjudication of his or her due process claim resulted in a decision that (1) was contrary to, or involved an unreasonable application of, clearly established federal law as determined by the United States Supreme Court, or (2) was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding. A state court decision is âcontrary toâ federal law âif the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the Supreme] Court has on a set of materially indistinguishable facts.â Williams v. Taylor, 529 U.S. 362, 412-13 (2000). âUnder the âunreasonable applicationâ clause, a federal habeas court may grant the writ if the state court identifies the correct governing legal principle from this Court's decisions but unreasonably applies that principle to the facts of the prisoner's case.â Id. at 413. Furthermore, a federal court may not issue a writ of habeas corpus under the âunreasonable applicationâ clause of 28 U.S.C. § 2254(d) âsimply because that court concludes in its independent judgment that the relevant state-court decision applied clearly established federal law erroneously or incorrectly. Rather, that application must also be unreasonable.â Id. at 365; see also Price v. Vincent, 538 U.S. 634, 638-39 (2003). In this proceeding, the district court granted Arnettâs petition for habeas corpus under the first prong of 28 U.S.C. § 2254(d), concluding that the Ohio Supreme Courtâs determination that Arnettâs right to due process was not violated was both âcontrary toâ and an âunreasonable applicationâ of Supreme Court precedent. We disagree. B. Clearly Established Supreme Court Precedent In order for this Court to affirm the district court, the prohibition against a trial court judge citing religious text in a sentencing hearing must be âclearly establishedâ by Supreme Court precedent. Mitchell v. Esparza, 124 U.S. 7, 9 (2003). Although it is well established that âa fair trial in a fair tribunal is a basic requirement of due process,â In re Murchison, 349 U.S. 133, 136 (1955), the Supreme Court has never specifically decided whether a defendantâs right to due process is violated if a religious text or commentary is cited during a sentencing hearing and/or considered by a trial court in reaching a sentencing determination. Because the Supreme Court has never addressed this issue, we must decide whether the Ohio Supreme Court unreasonably refused to extend a principle derived from the holdings of the Supreme Court to a new context where it should apply. See Williams v. Taylor, 529 U.S. at 407 (holding that âa state-court decision . . . involves an unreasonable application of [Supreme Court] precedent if the state court either unreasonably extends a legal principle from our precedent to a new context where it should not apply or unreasonably refuses to extend that principle to a new context where it should applyâ); see id. at 409 (â[A] 2 Arnettâs application for a writ of habeas corpus claimed that the trial court judge violated two constitutional provisions during the sentencing hearing: (1) the right to due process under the Fourteenth Amendment; and (2) the Establishment Clause of the First Amendment. The district court, in adopting the report and recommendation of the magistrate judge, found petitionerâs Establishment Clause claim to be procedurally defaulted since it was raised for the first time in the Ohio Supreme Court. The Establishment Clause issue is not on appeal before this Court and will not be addressed. No. 03-4375 Arnett v. Jackson Page 5 federal habeas court making the âunreasonable applicationâ inquiry should ask whether the state courtâs application of clearly established federal law was objectively unreasonable.â). Our review of the most relevant Supreme Court decisions reveals that the Ohio Supreme Courtâs conclusion that no constitutional error occurred at Arnettâs sentencing hearing was not âobjectively unreasonable.â Arnettâs writ of habeas corpus, therefore, should not have been granted. The district courtâs justification for granting Arnettâs habeas petition was largely grounded in Townsend v. Burke, 334 U.S. 736 (1949), and United States v. Tucker, 404 U.S. 443 (1972), cases which provide the general rule that a violation of due process exists when a sentencing judge relies upon âerroneous information.â In Townsend, the Supreme Court held that a petitionerâs sentence did not satisfy the due process ârequirement of fair playâ because the trial judgeâs comments revealed that petitioner was âsentenced on the basis of assumptions concerning his criminal record that were materially untrue.â 334 U.S. at 741. Similarly, the Court in Tucker granted the petitionerâs writ of habeas corpus on finding that the sentencing court erroneously relied upon defendantâs three prior felony convictions, two of which were constitutionally invalid, having been obtained in violation of right to counsel. 404 U.S. at 448 (âthe real question here is . . . whether the sentence . . . might have been different if the sentencing court [had not relied on improper or erroneous information]â). In the present case, however, the district court did not rely on âfactually erroneous informationâ in sentencing Arnett. Consistent with these prior decisions, the Court in Zant v. Stephens, 462 U.S. 862, 885 (1983), stated that a defendantâs right to due process of law is violated if he or she is sentenced to death based on âfactors that are constitutionally impermissible or totally irrelevant to the sentencing process, such as for example the race, religion, or political affiliation of the defendant[.]â This general prohibition was declared by the Court in its discussion of aggravating factors a jury may properly consider in the sentencing phase of a capital case. In contrast, the trial judge in this proceeding did not base her sentence on an impermissible factor, such as Arnettâs religion. Far from being a âtotally irrelevantâ consideration, the principle embedded in the referenced Biblical passage (of not harming young children) is fully consistent with Ohioâs sentencing consideration to the same effect. See Ohio Rev. Code § 2929.12(b)(1). Finally, in a case where the facts are most similar to those presently before us, the Fourth Circuit in United States v. Bakker, 925 F.2d 740 (4th Cir. 1991), vacated a sentence after determining that the district court judgeâs âpersonal religious principlesâ were the âbasisâ of the sentencing decision. In Bakker, which concerned the sentencing of a televangelist after convictions for mail and wire fraud, the district court judge made the following statement on the record about the offender: âHe had no thought whatever about his victims and those of us that do have a religion are ridiculed as being saps from money-grubbing preachers or priests.â Id. at 740. Upon review, the circuit court vacated the sentence, holding that courts âcannot sanction sentencing procedures that create the perception of the bench as a pulpit from which judges announce their personal sense of religiosity and simultaneously punish defendants for offending it.â Id. at 740. In Bakker, the Fourth Circuit emphasized that it was vacating the defendantâs sentence because the trial judgeâs comments, which referred to âthose of us who do have a religion,â strongly suggested that the judgeâs âpersonal religious principlesâ had been a decisive factor in the courtâs sentencing determination. Id. at 740-41 (underlined emphasis added). The sentencing judge was plainly incensed that Bakkerâs conduct had caused the judge, and other pious people like him, to be âridiculed as saps.â Id. at 740. (vacating the defendantâs sentence because of the trial judgeâs reliance on âhis own religious characteristicsâ and âhis own sense of religiosity and victimizationâ) (emphases added). The Fourth Circuit did not hold, however, that a judgeâs reference to a religiously derived, community maxim would by itself compel a defendantâs sentence to be vacated. Id. at 740 (acknowledging that a judge is not required âto surrender his or her religious beliefs upon the assumption of judicial officeâ). To the contrary, the court found that âa sentencing judge is the embodiment of public condemnation and social outrageâ who may properly âvindicate th[e] communityâs interests in justice,â so long as âwe are [not] left with the apprehension that No. 03-4375 Arnett v. Jackson Page 6 the imposition of a lengthy prison term . . . may have reflected the fact that the courtâs own sense of religious propriety had somehow been betrayed.â Id. at 740-41. The dissenting opinion in the present case asserts that the sentencing judge relied on her âpatently religious beliefs,â thereby âsuggesting that she was imposing the particular sentence because Arnett had betrayed the word of God.â Dissenting Op. at 9 (suggesting also that the judge âimposed the particular sentence on Arnett because the judge believed that God commanded itâ). This speculation about the judgeâs motives, however, has no basis in the record. Far from demonstrating that the judge was motivated by her âown sense of religiosity and victimization,â Bakker, 925 F.2d at 740, the sentencing transcript in fact reveals that the judge made no reference whatsoever to her own religious beliefs in sentencing Arnett. She instead focused her attention on the harm suffered by Arnettâs young victim. A different characterization of the sentencing judgeâs comments, which is at least as plausible as that offered by the dissenting opinion, is that the judge cited to the Biblical passage to underscore the contention that our society has a long history of sternly punishing those people who hurt young children. Because the record does not demonstrate that the judgeâs personally held religious beliefs formed âthe basis of [her] sentencing decision,â we conclude that Arnettâs due process rights were not violated by the judgeâs Biblical reference at sentencing. Bakker, 925 F.2d at 741 (observing that although âa trial judge on occasion will misspeak during sentencing . . . every ill-advised word will not be the basis for reversible errorâ). Under the AEDPA, this Court âmay not look to lower federal court decisions in deciding whether the state decision is contrary to, or an unreasonable application of, clearly established federal law.â Doan v. Brigano, 237 F.3d 722, 729 (6th Cir. 2001)(quotation marks omitted). Lower federal court decisions, however, may be considered âto determine whether a legal principle or right had been clearly established by the Supreme Courtâ at the time of the Ohio Supreme Courtâs decision in this case. Hill v. Hofbauer, 337 F.3d 706, 716 (6th Cir. 2003). Bakker cites only one Supreme Court decision on this issue, Gardner v. Florida, 430 U.S. 349 (1977). In Gardner, the Supreme Court stated that âthe sentencing process, as well as the trial itself, must satisfy the requirements of the Due Process Clause.â Id. at 358. More specifically, Gardner holds that the constitutional guarantees of due process prohibit a court from imposing the death penalty based in part on information contained in a presentence report that is not disclosed to the defendant. Id. at 362. Nothing in Gardner, however, established the legal principle that a trial judgeâs comments made during a sentencing regarding his or her personal religious beliefs violate a defendantâs right to due process. Bakker is therefore not determinative of this Courtâs inquiry concerning the instant case. III. CONCLUSION There is nothing in the totality of the circumstances of Arnettâs sentencing to indicate that the trial judge used the Bible as her âfinal source of authority,â as found by the district court. Moreover, the Biblical principle of not harming children is fully consistent with Ohioâs sentencing consideration to the same effect. If the trial judge had actually sentenced Arnett based upon a belief that God commanded that he be âdrowned in the depth of the sea,â we would expect the sentence imposed to be the maximum length possible. In reality, he was sentenced in the lower half of the sentencing range allowable under Ohio law. Under these circumstances, we do not share the dissenting opinionâs concern that upholding Arnettâs sentence will encourage lawyers to âregularly cit[e] religious sources like the Bible, the Talmud, or the Koranâ and that the opinions of judges will âbegin to resemble the fatwas of religious clerics.â Dissenting Op. at 10. In addition to the Biblical reference, the judge referred to numerous factors - favorable and unfavorable - that she took into account. And the judge specifically designated the Biblical passage as âone additional source,â not her âfinal source.â If, indeed, the question of assigning âweightâ to the judgeâs Biblical reference is âadmittedly a close one,â as stated by the magistrateâs report and recommendation, then No. 03-4375 Arnett v. Jackson Page 7 it can hardly be said that the decision of the unanimous Ohio Supreme Court was âobjectively unreasonable.â We reach this conclusion despite the fact that reasonable minds could certainly question the propriety of the trial judge making mention of the Bible at all in her sentencing decision. Accordingly, the judgment of the district court is REVERSED, and the case REMANDED with instructions to dismiss Arnett's habeas petition. No. 03-4375 Arnett v. Jackson Page 8 _________________ DISSENT _________________ CLAY, Circuit Judge, dissenting. I dissent inasmuch as the Ohio Supreme Court identified the correct governing legal principle from the United States Supreme Courtâs decisions, but unreasonably applied that principle to the facts of this case. See 28 U.S.C. § 2254(d)(1) (an application for writ of habeas corpus shall not be granted on any claim adjudicated in state court unless the state court decision âwas contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United Statesâ); Williams v. Taylor, 529 U.S. 362, 413 (2000). The Ohio Supreme Courtâs decision also âwas based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.â 28 U.S.C. § 2254(d)(2). I would affirm the district courtâs decision granting James Arnettâs petition for a writ of habeas corpus for the limited purpose of resentencing him in conformance with the Due Process Clause of the Fourteenth Amendment to the United States Constitution. The Ohio Supreme Court correctly acknowledged that â[t]he United States Supreme Court has recognized that even a sentence within the limits of a stateâs sentencing laws may violate due process if the sentencing proceedings are fundamentally unfair.â State v. Arnett, 724 N.E.2d 793, 801 (Ohio 2000) (citing Gardner v. Florida, 430 U.S. 349 (1977); Townsend v. Burke, 334 U.S. 736 (1948)); see also United States v. Bakker, 925 F.2d 728, 740 (4th Cir. 1991) (âSentencing discretion ⊠must be exercised within the boundaries of due process.â) (citations omitted). Thus, the Supreme Court has observed that a sentencing court may not base its decision on âfactors that are constitutionally impermissible or totally irrelevant to the sentencing process, such as for example the race, religion, or political affiliation of the defendant.â Zant v. Stephens, 462 U.S. 862, 885 (1983). Before pronouncing Arnettâs sentence, the trial judge explained that, the previous evening, she had been âtrying to determine in [her] mind what type of sentence [Arnett] deserve[d] in this particular case.â After detailing several different sources from which to make her decision (the physical and photographic evidence, as well as submissions from the victim, the victimâs family, a psychologist, Arnettâs friends, and employer), the judge explained to Arnett that she was still âlooking for a source ⊠to make that determination, what sentence you should get.â She noted that the victimâs father had requested a sentence of forty years, whereas another individual had requested that Arnett be sentenced only to a long term of probation. The trial judge professed that she could not answer the question âwhat sentence?â based solely on this information; that is, until she âanswered [her] question late at night when [she] turned to one additional source to help [her].â According to the judge, the source that answered her question was a provision of the New Testament (Matthew 18:5, 6), which reads: ââAnd whoso shall receive one such little child in my name, receiveth me. But, whoso shall offend one of these little ones which believe in me, it were better for him that a millstone were hanged about his neck, and that he were drowned in the depth of the sea.ââ The judgeâs statements at sentencing undeniably show that this biblical tract played a significant, determinative role in Arnettâs sentence. She explained that the biblical passage from Matthew, which purports to be the word of God, enabled her to resolve âthe final part of her struggleâ to determine Arnettâs sentence. Accordingly, the district court below correctly determined that the trial judge used the Bible as her âfinal source of authority.â In Bakker, supra, the Fourth Circuit held that a sentencing judge had violated due process when sentencing a television evangelist for fraud because, at sentencing, the judge had commented that the defendant âhad no thought whatever about his victims and those of us who do have a religion are ridiculed as being saps from money-grabbing preachers or priests.â Bakker, 925 F.2d at 740 (emphasis in original). The court held that the statement by the sentencing judge âreflected the fact that the courtâs own sense of No. 03-4375 Arnett v. Jackson Page 9 religious propriety had somehow been betrayed.â Bakker, 925 F.2d at 741. Arnettâs trial judge conveyed the identical message when she linked her sentencing decision so directly with the Bible, suggesting that she was imposing the particular sentence because Arnett had betrayed the word of God. Attempting to distinguish Bakker, where the sentencing judge explicitly referenced his religious nature, the majority gives a crabbed reading of Arnettâs sentencing transcript and concludes that âthe judge made no reference whatsoever to her own religious beliefs in sentencing Arnett.â As a matter of common sense, the judge would not have elaborated about her internal struggle to determine Arnettâs sentence and explained that she found her answer in the Bible unless she believed that the Bible carries special significance as a source of moral authority. Indeed, a prior statement by the judge strongly suggests that her biblical quotation sprang from her personal sense of religiosity. Shortly before quoting the Bible, the judge referred to a 20-year sentence that she had imposed in a murder case. The judge stated that she believed the 20-year sentence was appropriate because the victim had âgone to their rewardâ and, therefore, was not hurting any more. No great inferential leap is required to conclude that the judge felt comfortable with a 20-year sentence because of her belief that the murder victim has an eternal soul that now resides in an afterlife. These are patently religious beliefs. Thus, the judgeâs subsequent biblical reference was a natural extension of the religiosity she had betrayed earlier in the sentencing hearing. Moreover, the judgeâs above-quoted words utterly disprove the majorityâs assertion that the dissent is âspeculat[ing] about the judgeâs motives.â The record speaks for itself. The majority minimizes the judgeâs biblical quotation as merely an attempt to underscore the contention that âour society has a long history of sternly punishing those people who hurt young children.â Similarly, the Ohio Supreme Court attempted to explain away the trial judgeâs blatantly religion-based decision by opining that âthe text of the biblical verse that the judge cited ⊠reflects the general proposition that offenses against young victims are especially serious â a principle that the General Assembly explicitly recognized in [OH. REV. CODE §] 2929.12(B)(1) [(requiring sentencing court to consider whether the injury was exacerbated due to the victimâs age)].â Arnett, 724 N.E.2d at 803. Both conclusions are wrong. Certainly, society is especially concerned about crimes against children, but the means whereby the trial judge purportedly made this point was by utilizing a source which has decision-making significance only for that segment of âour societyâ who believe that the Bibleâs words are divinely inspired. The judgeâs explicit reliance on the Bible conveyed the message that Arnettâs punishment was, at least in part, a decisional by-product of religious beliefs that Arnett may not share. Further, section 2929.12(B)(1) of the Ohio Revised Code is in no way a secular codification of Matthew 18:5, 6, as the Ohio Supreme Court suggested. The biblical passage literally expresses concern over âlittle ones which believe in meâ â i.e., children who believe in a particular God as set forth by a particular biblical source â and prescribes the penalty for offending those children as death by drowning. By contrast, the Ohio Revised Code does not, and could not, permit a sentencing court to consider the victimâs religious beliefs, nor does it or could it prescribe a drowning death for Arnettâs crimes. Even if the biblical passage is interpreted less literally, as simply prescribing harsh punishments for those who injure children, the fact remains that the judgeâs heavy reliance on the passage creates the appearance that the she imposed the particular sentence on Arnett because the judge believed that God commanded it. Ultimately, the judgeâs reliance, or lack thereof, on her personal religious beliefs is not critical to the due process question in this case. In principle, there is nothing wrong with a judge indirectly drawing upon her firmly-held religious beliefs for moral guidance in resolving a case for which the legal precedents provide no clear answer (such as a criminal sentence in an indeterminate sentencing scheme), just as an a- religious judge similarly might draw upon his or her firmly-held secular beliefs. Cf. Bakker, 925 F.2d at 740 (âOur Constitution, of course, does not require a person to surrender his or her religious beliefs upon the assumption of judicial office.â). When, however, a judge directly and publicly relies on a religious source to reach a specific legal result, she flouts a defendantâs fundamental expectation that he will not be adjudged according to any religious tenets, regardless of whether the sentencing judge herself adheres to those tenets. No. 03-4375 Arnett v. Jackson Page 10 If the Constitution sanctions such direct reliance on religious sources when imposing criminal sentences, then there is nothing to stop prosecutors and criminal defense lawyers from regularly citing religious sources like the Bible, the Talmud, or the Koran to justify their respective positions on punishment. The judge would be placed in the position of not only considering statutory sentencing factors, but also deciding which religious texts best justify a particular sentence. Under this approach, the judgments of trial courts could begin to resemble the fatwas of religious clerics, and the opinions of appellate courts echo the proclamations of the Sanhedrin. The result would be âsentencing procedures that create the perception of the bench as a pulpit for which judges announce their personal sense of religiosity.â Id. Inevitably, judges would apply the same religious texts to reach different sentences, or rely on different religious texts to justify different sentences, in cases with materially indistinguishable facts. The Constitution, however, does not vest the judicial branch with the authority to resolve such conflicts. See Serbian E. Orthodox Diocese for United States of Am. & Canada v. Milivojevich, 426 U.S. 696, 713 (1976) (noting âthe general rule that religious controversies are not the proper subject of civil court inquiryâ); Marbury v. Madison, 5 U.S. 137, 177 (1803) (âIt is emphatically the province and duty of the judicial department to say what the law is.â) (emphasis added). A judgeâs assumption of such authority is not only fundamentally unfair to defendants, who expect to be sentenced without regard to religious considerations, but also erodes the âwall of separation between church and State.â Reynolds v. United States, 98 U.S. 145, 164 (1878). Finally, the fact that the trial judge sentenced Arnett to less than the statutory maximum for his crimes in no way demonstrates that the judgeâs reliance on the Bible did not prejudice him. It is possible that the judge would have sentenced Arnett to a lesser term of years had she not been so heavily influenced by a provision of the Bible that advocates death by drowning for those who âoffend ⊠little ones.â More fundamentally, the Constitution entitled Arnett to a sentencing procedure free of religious influences. The appropriate procedure when an unconstitutional factor contributed to a sentence that is within the statutory sentencing range is not to conclude that the defendant is fortunate that he did not receive a harsher sentence, but to vacate the sentence and order that the defendant be re-sentenced. Cf. United States v. Onwuemene, 933 F.2d 650, 652 (8th Cir. 1991) (vacating sentence that was within sentencing guidelines range and remanding for new sentence after holding that the sentencing court had relied on an unconstitutional consideration, the defendantâs national origin); see also United States v. Guidry, 199 F.3d 1150, 1161 (10th Cir. 1999) (observing that a sentencing courtâs refusal to grant a downward departure based on an unlawful consideration, such as the defendantâs race, would require a remand for resentencing). For the foregoing reasons, I would hold that the Ohio Supreme Court unreasonably determined that Arnettâs trial judge did not accord constitutionally significant weight to the biblical passage that she cited as support for his sentence. I further would hold that the court unreasonably failed to hold that the trial judge violated Arnettâs right to due process by explicitly and directly relying on a religious source to determine his specific sentence. I would grant the habeas petition and direct the Ohio courts to impose a sentence on Arnett (preferably by a different judge) that does not depend upon religious sources or considerations.
Case Information
- Court
- 6th Cir.
- Decision Date
- January 6, 2005
- Status
- Precedential