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UNITED STATES DISTRICT COURT March 30, 2021 SOUTHERN DISTRICT OF TEXAS Nathan Ochsner, Clerk VICTORIA DIVISION JOHNNY BALDERA, JR., § § Petitioner, § § v. § CIVIL ACTION NO. 6:19-cv-00043 § LORIE DAVIS, § § Respondent. § ORDER ACCEPTING MEMORANDUM AND RECOMMENDATION Pending before the Court is the Memorandum and Recommendation (âM&Râ) signed by Magistrate Judge Jason B. Libby on August 18, 2020. (Dkt. No. 26). In the M&R, Magistrate Judge Libby recommended granting Respondent Lorie Davisâs (âDavisâ) Motion for Summary Judgment and dismissing as meritless Petitioner Johnny Baldera, Jr.âs (âBalderaâ) Petition for Writ of Habeas Corpus (âPetitionâ) pursuant to 28 U.S.C. § 2254. (Id. at 1, 16). Baldera was provided proper notice and the opportunity to object to the proposed findings and recommendations. See 28 U.S.C. § 636(b)(1); General Order No. 2002-13, art. IV. He filed timely objections. (Dkt. No. 30). As a result, the Court âshall make a de novo determination of those portions of the report or specified proposed findings or recommendations to which objection is made.â 28 U.S.C. § 636(b)(1) (C). The Court has conducted de novo review of the M&R, the objections, the record, and the applicable law. After careful review, the M&R is ACCEPTED as this Courtâs Memorandum and Order. The Motion for Summary Judgment is GRANTED. Accordingly, the Court DISMISSES Balderaâs Petition. I. BACKGROUND Baldera was indicted for continuous sexual abuse of a child, which the Texas Penal Code classifies as a first-degree felony. (Dkt. No. 16-5 at 2). At trial, three witnesses testified against Baldera: (1) J.V., a minor who testified Baldera touched her private parts while her mother was away at work; (2) D.A., another minor who testified Baldera did the same to her while her mother was also away working; and (3) Kevin Charles Johnson (âJohnsonâ), an inmate at the Calhoun County Jail who testified Baldera asked him to lie and testify for his defense. (Id. at 2â3). On May 3, 2017, a jury convicted Baldera of a lesser-included offense of indecency with a child by contact. (Id. at 3.) Baldera appealed, alleging error in the jury charge because the trial court allegedly failed to instruct the jury that Baldera could not be convicted solely on Johnsonâs testimony.1 (Id. at 5). The Thirteenth Court of Appeals affirmed his conviction and sentence on August 23, 2018. (Id. at 2). Balderaâs petition for discretionary review (âPDRâ) was subsequently denied by the Texas Court of Criminal Appeals (âTCCAâ). (Dkt. No. 16-8); see Baldera v. State, No. 13-17-00338- CR, 2018 WL 4016776, (Tex. App. â Corpus ChristiâEdinburg, Aug. 23, 2018, pet. refâd) (âDiscretionary Review Refused January 30, 2019â). On February 21, 2019, Baldera applied to the TCCA for a writ of habeas corpus, claiming (1) the trial court lacked jurisdiction; (2) actual innocence; (3) prosecutorial misconduct due to the prosecutionâs use of perjured testimony and inadmissible evidence; (4) ineffective assistance of counsel; and (5) abuse of discretion by the trial 1 Article 38.075 of the Texas Code of Criminal Procedure provides, â[a] defendant may not be convicted of an offense on the testimony of a person to whom the defendant made a statement against the defendantâs interest during a time when the person was imprisoned or confined in the same correctional facility as the defendant unless the testimony is corroborated by other evidence tending to connect the defendant with the offense committed.â TEX. CODE CRIM. P. ANN. art. 38.075(a). court. (Dkt. No. 16-29 at 9â19). The TCCA denied the application without written order on May 8, 2019 with a single judge signing the order. (Dkt. No. 16-22). On May 21, 2019, Baldera filed the instant Petition in which he restates the claims from his unsuccessful state writ. (Dkt. No. 1 at 7â11; Dkt. No. 1-1). Davis filed a Motion for Summary Judgment with Brief in Support on October 18, 2019. (Dkt. No. 15). In return, Baldera filed a Response on November 18, 2019. (Dkt. No. 21). The action was reassigned to this Court on July 6, 2020, (Dkt. No. 23), and was referred to Magistrate Judge Libby on July 23, 2020, (Dkt. No. 24). On August 18, 2020, Magistrate Judge Libby recommended denying Balderaâs Petition. (Dkt. No. 26). Baldera timely filed his objections on September 16, 2020.2 (Dkt. No. 30). II. LEGAL STANDARDS When a party objects to part of a magistrate judgeâs recommendation, a district court must conduct a de novo review. 28 U.S.C. § 636(b)(1)(C). A district court âmay accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate judge,â and âmay also receive further evidence or recommit the matter to the magistrate judge with instructions.â Id. Relevant here, â[a] document filed pro se is to be liberally construed,â and âa pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers.â Erickson v. Pardus, 551 U.S. 89, 94, 127 S.Ct. 2197, 2200, 167 L.Ed.2d 1081 (2007) (internal quotation omitted). A. SUMMARY JUDGMENT STANDARD Summary judgment is appropriate when there is âno genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â FED. R. CIV. P. 56(a). âA material fact is one that might affect the outcome of the suit under governing law,â and âa fact issue is genuine 2 Because of an Order granting Baldera an extension of time to file objections, Baldera had until October 1, 2020 to object. (Dkt. No. 29). if the evidence is such that a reasonable jury could return a verdict for the non-moving party.â Renwick v. PNK Lake Charles, L.L.C., 901 F.3d 605, 611 (5th Cir. 2018) (quotations omitted). The moving party âalways bears the initial responsibility of informing the district court of the basis for its motion,â and identifying the record evidence âwhich it believes demonstrate[s] the absence of a genuine issue of material fact.â Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 2253, 91 L.Ed.2d 265 (1986). âIf the moving party fails to meet [its] initial burden, the motion [for summary judgment] must be denied, regardless of the nonmovantâs response.â United States v. $92,203.00 in U.S. Currency, 537 F.3d 504, 507 (5th Cir. 2008) (quoting Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir. 1994) (per curiam)). If the movant meets this burden, the nonmovant must then come forward with specific facts showing there is a genuine issue for trial. FED. R. CIV. P. 56(c); Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586â87, 106 S.Ct. 1348, 1356, 89 L.Ed.2d 538 (1986). The nonmovant must âgo beyond the pleadings and by [the nonmovantâs] own affidavits, or by the depositions, answers to interrogatories, and admissions on file, designate specific facts showing that there is a genuine issue for trial.â Nola Spice Designs, LLC v. Haydel Enters., Inc., 783 F.3d 527, 536 (5th Cir. 2015) (quoting EEOC v. LHC Grp., Inc., 773 F.3d 688, 694 (5th Cir. 2014)). âThe nonmovant must identify specific evidence in the record and articulate how that evidence supports that partyâs claim.â Johnson v. Deep E. Texas Reg'l Narcotics Trafficking Task Force, 379 F.3d 293, 301 (5th Cir. 2004). âIf the evidence is merely colorable, or is not significantly probative,â summary judgment is appropriate. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249â50, 106 S. Ct. 2505, 2511, 91 L.Ed.2d 202 (1986). The nonmovantâs burden âwill not be satisfied by âsome metaphysical doubt as to the material facts, by conclusory allegations, by unsubstantiated assertions, or by only a scintilla of evidence.ââ Boudreaux v. Swift Transp. Co., 402 F.3d 536, 540 (5th Cir. 2005) (quoting Little, 37 F.3d at 1075). Hearsay evidence and unsworn documents that cannot be presented in a form that would be admissible in evidence at trial do not qualify as competent opposing evidence. FED. R. CIV. P. 56(c)(2); Martin v. John W. Stone Oil Distrib., Inc., 819 F.2d 547, 549 (5th Cir. 1987). For evidence to be admitted, the materials âneed only be capable of being âpresented in a form that would be admissible in evidence.ââ LSR Consulting, LLC v. Wells Fargo Bank, N.A., 835 F.3d 530, 534 (5th Cir. 2016) (emphasis in original) (quoting FED. R. CIV. P. 56(c)(2)). In reviewing a motion for summary judgment, the district court must view the evidence in a light most favorable to the nonmovant. Coleman v. Hous. Indep. Sch. Dist., 113 F.3d 528, 533 (5th Cir. 1997). This rule means that factual controversies are to be resolved in the nonmovantâs favor, âbut only when . . . both parties have submitted evidence of contradictory facts.â Little, 37 F.3d at 1075. The Court is not obligated to search the record on the nonmovantâs behalf for evidence which may raise a fact issue. Topalian v. Ehrman, 954 F.2d 1125, 1137 n.30 (5th Cir. 1992). B. AEDPA STANDARD OF REVIEW If a state prisoner has presented his federal constitutional claims to the state courts in a procedurally proper manner and the state courts have adjudicated their merits, the Anti-Terrorism and Effective Death Penalty Act of 1996 (âAEDPAâ) provides for a deferential federal review. â[T]ime and again,â the Supreme Court âhas instructed that AEDPA, by setting forth necessary predicates before state-court judgments may be set aside, âerects a formidable barrier to federal habeas relief for prisoners whose claims have been adjudicated in state court.ââ White v. Wheeler, 577 U.S. 73, 76â77, 136 S.Ct. 456, 460, 193 L.Ed.2d 384 (2015) (quoting Burt v. Titlow, 571 U.S. 12, 19, 134 S.Ct. 10, 16, 187 L.Ed.2d 348 (2013)). Under AEDPAâs rigorous standard of review, a petitioner may secure federal habeas relief only after showing that the state courtâs rejection of his claim was either (1) âcontrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,â or (2) was âbased on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.â 28 U.S.C. § 2254(d)(1)â(2). Petitioners arguing legal error in state court decisions must comply with Section 2254(d)(1)âs âcontrary toâ and âunreasonable applicationâ clauses. See Bell v. Cone, 535 U.S. 685, 694, 122 S.Ct. 1843, 1850, 152 L.Ed.2d 914 (2002). âA state courtâs decision is deemed contrary to clearly established federal law if it reaches a legal conclusion in direct conflict with a prior decision of the Supreme Court or if it reaches a different conclusion than the Supreme Court on materially indistinguishable facts.â Gray v. Epps, 616 F.3d 436, 439 (5th Cir. 2010) (citations omitted). To constitute an âunreasonable application ofâ clearly established federal law, a state courtâs holding âmust be objectively unreasonable, not merely wrong; even clear error will not suffice.â Woods v. Donald, 575 U.S. 312, 316, 135 S.Ct. 1372, 1376, 191 L.Ed.2d 464 (2015) (quoting White v. Woodall, 572 U.S. 415, 419â20, 134 S.Ct. 1697, 1702, 152 L.Ed.2d (2014)). In contrast to âordinary error correction through appeal,â AEDPA review exists only to âguard against extreme malfunctions in the state criminal justice systems.â Id. (quotation omitted). A petitioner âmust show that the state courtâs ruling on the claim being presented in federal court was so lacking in justification that there was an error well understood and comprehended in existing law beyond any possibility for fairminded disagreement.â Woodall, 572 U.S. at 419â20, 134 S.Ct. at 1702 (quoting Harrington v. Richter, 562 U.S. 86, 103, 131 S.Ct. 770, 786â87, 178 L.Ed.2d 624 (2011)). âIf this standard is difficult to meet, that is because it was meant to be.â Harrington, 562 U.S. at 102, 131 S.Ct. at 786. A petitioner challenging the factual basis for a state decision must show that it was an âunreasonable determination of the facts in light of the evidence.â 28 U.S.C. § 2254(d)(2). â[A] state-court factual determination is not unreasonable merely because the federal habeas court would have reached a different conclusion in the first instance.â Wood v. Allen, 558 U.S. 290, 301, 130 S.Ct. 841, 849, 175 L.Ed.2d 738 (2010). State court findings are âpresumed to be correctâ unless the petitioner ârebut[s] the presumption of correctness by clear and convincing evidence.â 28 U.S.C. § 2254(e)(1). Generally, federal courts presume that â[w]here there has been one reasoned state judgment rejecting a federal claim, later unexplained orders upholding that judgment or rejecting the same claim rest upon the same ground.â Ylst v. Nunnemaker, 501 U.S. 797, 803, 11 S.Ct. 2590, 2594, 115 L.Ed.2d 706 (1991); see also Jackson v. Johnson, 194 F.3d 641, 651 (5th Cir. 1999) (âWhen faced with a silent or ambiguous state habeas decision, the federal court should âlook throughâ to the last clear state decision on the matter.â). Thus, when the TCCA summarily rejects a prisonerâs claim, federal courts can âignoreâand hence, look throughâan unexplained state court denial and evaluate the last reasoned state court decision.â Bledsue v. Johnson, 188 F.3d 250, 256 (5th Cir. 1999). AEDPA requires federal courts to defer to a state courtâs summary decision to deny relief. See Harrington, 562 U.S. at 99, 131 S.Ct. at 784â85; see also Johnson v. Williams, 568 U.S. 289, 299, 133 S.Ct. 1088, 1095, 185 L.Ed.2d 105 (2013) (observing that AEDPA deference is proper even in âinstances in which a state court may simply regard a claim as too insubstantial to merit discussionâ). With the foregoing standards in mind, the Court now reviews the M&R and Balderaâs objections. III. REVIEW OF THE OBJECTIONS In his Petition, Baldera raised the following five grounds to argue that his Due Process, Fifth, Sixth, and Fourteenth Amendment Rights were violated, and that habeas relief is warranted: 1. The trial court did not possess jurisdiction because of deficiencies in the indictment; 2. There was insufficient evidence in the record to convict him; 3. Prosecutorial misconduct; 4. Ineffective assistance of trial and appellate counsel; and 5. The trial court abused its discretion. (Dkt. No. 1 at 7â11; Dkt. No. 1-1). Magistrate Judge Libby recommended dismissing all of Balderaâs claims. (Dkt. No. 26). Baldera objects, arguing that the recommendations with respect to all his claims were in error. (Dkt. No. 30). The Court now turns to each of the M&Râs dispositions and Balderaâs corresponding objections below. A. JURISDICTIONAL CLAIM With respect to the first groundâthe jurisdictional claim based on the indictmentâs deficienciesâMagistrate Judge Libby recommended dismissal since the TCCA previously denied Balderaâs allegations as to jurisdiction, and as such, âa federal court need not address an indictmentâs sufficiency where the state court has held that indictment is sufficient under state law.â (Dkt. No. 26 at 7 (citing McKay v. Collins, 12 F.3d 66, 68 (5th Cir. 1994)). Balderaâs objections are not a model of clarity and do not directly respond to the M&Râs findings. Instead, Baldera objects to the TCCAâs jurisdiction over his state application, arguing that the TCCA failed to follow its own procedures in its review of the application. Baldera first states that a judgment made by a court without jurisdiction is void at any time. (Dkt. No. 30 at 5). He then argues that neither the Texas Constitution nor any statute âauthorizes a single judge on the [T.]C.C.A.[,] acting alone[,] to decide habeas applications.â (Id. at 13) (emphasis added). Baldera next states that only one judge decided his habeas application by a âsolo vote.â (Id.). Baldera thus concludes that the TCCAâs âpractice of denying habeas relief by the vote of a single judge in absence of a quorum[] (1) is contrary to Constitutional authority; (2) defies the obligatory requirement of the [Texas Code of Criminal Procedure], (3) is in opposition with the mandatory provision of Rule 76(d) [of the Texas Rules of Appellate Procedure],3 and . . . (4) ultimately is in direct conflict with the Due Process Clause of the 14th Amendment.â4 (Id. at 14â15) (footnotes added). It thus appears that Baldera is attacking the TCCAâs procedures over his unsuccessful state habeas application, and not the trial courtâs jurisdiction, which was the crux of the jurisdictional argument Magistrate Judge Libby reviewed.5 Even assuming that Baldera is correct that the TCCA did not follow its own procedures, he still does not establish that he is entitled to habeas relief under the AEDPA because of those errors. See 28 U.S.C. § 2254(d)(1)â(2); Merryman v. Davis, 3 Rule 76 of the Texas Rules of Appellate Procedure state that the state appellate court âwill sit en banc to consider the following types of cases: (a) direct appeals; (b) cases of discretionary review; (c) cases in which leave to file was granted under Rule 72; (d) cases that were docketed under Code of Criminal Procedure articles 11.07 [procedures for filing a writ of habeas corpus] or 11.071; (e) certified questions; and (f) rehearings under Rule 79.â TEX. R. APP. P. 76. 4 The record shows that the denial order of Balderaâs state writ application was signed by a single judge on May 8, 2019. (Dkt. No. 16-22). There is no indication as to whether the denial was issued after the TCCA sat en banc or after a panel convened. Baldera does not offer any further facts or evidence that could conclusively establish that only one judge in the TCCA denied his state writ application. In Ex parte Dawson, Judge Elsa Alcala in her concurrence voiced her concerns about the TCCAâs internal procedures with respect to assigning certain habeas petitions to lone judges as opposed to a panel or en banc. 509 S.W.3d 294 (Tex. Crim. App. 2016). Judge Alcala stated that the TCCA should change its practice of allowing habeas petitions to be decided âby a lone judge rather than by all judges or a panel of the judges elected to [the TCCA].â 509 S.W.3d at 297â98 (Alcala, J., concurring). Currently, however, there is nothing that suggests that the TCCA has changed its internal procedures in accordance with this concurrence. 5 Given a review of Balderaâs pleadings and legal papers, this objection seems to be the first time he brings this argument in any forum. The record further indicates that Baldera did not even object to the TCCA itself for violating its own procedures. 781 F. Appâx 325, 327 (5th Cir.) (â[T]o the extent [Petitioner] is seeking to raise a claim of infirmity in his own state habeas proceedings, that is not a basis for federal habeas relief.â), cert. denied, ___ U.S.___, 140 S.Ct. 527, 205 L.Ed.2d 340 (2019), rehâg denied, ___ U.S.___, 140 S.Ct. 1252, 206 L.Ed.2d 245 (2020). Indeed, the Fifth Circuit has stated that â[i]t is axiomatic that âinfirmities in state habeas proceedings do not constitute grounds for federal habeas relief.ââ Moore v. Dretke, 369 F.3d 844, 846 (5th Cir. 2004) (quoting DuffâSmith v. Collins, 973 F.2d 1175, 1182 (5th Cir. 1992)). This principle exists because âan attack on the state habeas proceeding is an attack on a proceeding collateral to the detention and not the detention itself.â Rudd v. Johnson, 256 F.3d 317, 320 (5th Cir. 2001). Moreover, the Court is of the opinion that it should not rule on this procedural question because âit is not the province of a federal habeas court to reexamine state-court determinations on state-law questions[,]â and âa federal court is limited to deciding whether a conviction violated the Constitution, law, or treaties of the United States.â Estelle v. McGuire, 502 U.S. 62, 67â68, 112 S.Ct. 475, 480, 116 L.Ed.2d 385 (1991) (citations omitted). In other words, this Court cannot act as a âsuper state supreme courtâ for review of issues decided by state courts on state law grounds. Smith v. McCotter, 786 F.2d 697, 700 (5th Cir. 1986) (quotation omitted); see also Barnes v. Stephens, No. H-15-0815, 2016 WL 592841, at *7 (S.D. Tex. Feb. 11, 2016) (âA federal court reviewing a petition under 28 U.S. C. § 2254 asks only whether a constitutional violation infected the petitionerâs state trial.â) (emphasis added) Thus, it is inappropriate for the Court to determine whether the TCCA followed its procedures in accordance with Texas law when it reviewed Balderaâs habeas petition. See Engle v. Isaac, 456 U.S. 107, 128â29, 102 S.Ct. 1558, 1572, 71 L.Ed.2d 783 (1982) (noting âthe Great Writ imposes special costs on our federal systemâ when it âundercut[s] the Stateâs ability to enforce its procedural rulesâ); Murray v. Carrier, 477 U.S. 478, 490, 106 S.Ct. 2639, 2646, 91 L.Ed.2d 397 (1986) (noting that a âStateâs procedural rules serve vital purposes at trial, on appeal, and on state collateral attackâ). To the extent Baldera objects to the M&Râs disposition of the trial courtâs jurisdictionâ which the Court could not directly construe from the papers given the lack of organization and clarity in Balderaâs pleadingsâthe Court overrules these objections. As McKay holds, â[t]he sufficiency of a state indictment is not a matter for federal habeas relief unless it can be shown that the indictment is so defective that it deprives the state court of jurisdiction.â 12 F.3d at 68 (citing Branch v. Estelle, 631 F.2d. 1229 (5th Cir. 1980)). Crucially, â[w]here the state courts have held that an indictment is sufficient under state law, a federal court need not address that issue.â Id. (citing Millard v. Lynaugh, 810 F.2d 1403 (5th Cir.), cert. denied 484 U.S. 838, 108 S.Ct. 122, 98 L.Ed.2d 81 (1987)). In the instant case, it is clear that Baldera brought this jurisdictional claim in his state application, (Dkt. No. 16-29 at 9â19), and the TCCA denied it. (Dkt. No. 16-22). Thus, the state courts found the indictment at issue sufficient under state law, and it is not a matter for federal habeas relief. B. INEFFECTIVE ASSISTANCE OF COUNSEL CLAIM Next, Magistrate Judge Libby recommended dismissal of the fourth groundâthe ineffective assistance of counsel claimâbecause he deemed Balderaâs allegations conclusory and therefore lacking âcognizable grounds for federal relief.â (Dkt. No. 26 at 14). The M&R also found that âeven if Petitioner could show counselâs performance fell below an objective standard of reasonableness, he has not shown how any deficient performance prejudiced the defense.â (Id. at 15). Magistrate Judge Libby recommended finding that, because Baldera âsimply resubmit[ed]â identical claims from his state court petition to this Court and failed to address the state courtâs decision with respect to these claims, Baldera fell short of his burden to show that the state courtâs application of Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984) was unreasonable. (Id. at 16). Baldera objects to the M&Râs disposition, arguing that he has met the Strickland standard. (Dkt. No. 30 at 7). He states that his pleadings show that counselâs performance fell below an objective standard of reasonableness and the performance prejudiced him and violated his constitutional rights. (Id. at 7â8). An ineffective assistance of counsel claim is properly analyzed under the two-prong test set forth in Strickland. See United States v. Willis, 273 F.3d 592, 598 (5th Cir. 2001). âSurmounting Stricklandâs high bar is never an easy task.â Padilla v. Kentucky, 559 U.S. 356, 371, 130 S.Ct. 1473, 1485, 176 L.Ed.2d 284 (2010). âThe standard for judging counselâs representation is a most deferential one.â Harrington, 562 U.S. at 105, 131 S.Ct. at 788. To prevail on such a claim, a petitioner must demonstrate that (1) his counselâs performance was deficient, and (2) the deficient performance prejudiced the defense. Strickland, 466 U.S. at 687, 104 S.Ct. at 2064. Regarding the first prong, to demonstrate deficient performance the petitioner must overcome the âstrong presumption that counselâs conduct falls within the wide range of reasonable professional assistance.â Id. at 689, 104 S.Ct. at 2065. The question is whether an attorneyâs representation amounted to incompetence under âprevailing professional norms,â not whether it deviated from best practices or most common custom. Id. at 690, 104 S.Ct. at 2066. With respect to the second prong, to prove that the petitioner was prejudiced, he must show âthat counselâs errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.â Id. at 687, 104 S.Ct. at 2064. This rule means that the petitioner âmust show that there is a reasonable probability that, but for counselâs unprofessional errors, the result of the proceeding would have been different.â Id. at 694, 104 S.Ct. at 2068. âThe likelihood of a different result must be substantial, not just conceivable.â Harrington, 562 U.S. at 112, 131 S.Ct. at 792. If the petitioner fails to prove one prong, it is not necessary to analyze the other. Armstead v. Scott, 37 F.3d 202, 210 (5th Cir. 1994). In the context of Section 2254 petitions, an ineffective assistance of counsel claim must be analyzed under both the Strickland and Section 2254(d) standards, which makes the petitionerâs burden âall the more difficult.â Harrington, 562 U.S. at 105, 131 S.Ct. at 788. As both of these standards are highly deferential, when the two apply in tandem, judicial review is âdoublyâ so. Id. (citations omitted). In such a case, a federal habeas court asks not whether defense counselâs performance fell below Stricklandâs standard, but whether the state courtâs application of the standard was unreasonable. Id. at 101, 131 S.Ct. at 785; see also Schriro v. Landrigan, 550 U.S. 465, 473, 127 S.Ct. 1933, 1939, 167 L.Ed.2d 836 (2007) (âThe question under AEDPA is not whether a federal court believes the state courtâs determination was incorrect but whether that determination was unreasonableâa substantially higher threshold.â). As such, relief is given only when the petitioner shows there is no reasonable argument that counselâs performance satisfied the Strickland standards. See Harrington, 562 U.S. at 103â105; 131 S.Ct. at 786â88; see also McCoskey v. Thaler, 478 F. Appâx 143, 152 (5th Cir. 2012). And since the Strickland standard is a general one, âa state court has even more latitude to reasonably determine that a defendant has not satisfied that standard.â Knowles v. Mirzayance, 556 U.S. 111, 123, 129 S.Ct. 1411, 1420, 173 L.Ed.2d 251 (2009) (citing Yarborough v. Alvarado, 541 U.S. 652, 664, 124 S.Ct. 2140, 2149, 158 L.Ed.2d 938 (2004)). Although Baldera asserts that his pleadings are sufficient to satisfy the Strickland standard, a review of his habeas petition confirms Magistrate Judge Libbyâs findings to the contrary. Among other statements devoid of explanation, Baldera states that his trial counsel was ineffective because he âfailed to request an election between Cause #16-02-7603 and Cause #17-03-7766, while both indictments were on docket for trial on 5/1/17,â was ânever appointed nor hired to this case,â âfailed to interview/investigate any witness,â and âfailed to file a motion for discovery.â (Dkt. No. 1-1 at 3). Baldera also alleges that counsel failed numerous times to object and failed to properly cross-examine witnesses. (Id.). Baldera further states that counsel âgave up in his own mindâ prior to trial and wrote letters to Baldera stating that Baldera was most likely going to lose.6 (Id. at 3â4). As the M&R found, the Court holds that Baldera âsimply fails to support any of his allegations with any law or sufficient fact or evidence.â (Dkt. No. 26 at 15). âA pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers.â Erickson, 551 U.S. at 94, 127 S.Ct. at 2200 (internal quotation omitted). But âmere conclusory allegations on a critical issue are insufficient to raise a constitutional issue.â United States v. Woods, 870 F.2d 285, 288 n.3 (5th Cir. 1989) (citing Ross v. Estelle, 694 F.2d 1008, 1012 (5th Cir. 1983)). The Court cannot construe how or why any of these alleged shortcomings could establish that Balderaâs counsel was constitutionally deficient, and that such deficiencies were so prejudicial to Baldera that but for their existence, he would have been found not guilty. For instance, Baldera fails to explain the circumstances surrounding counselâs alleged failure to file a motion for discovery or what discovery trial counsel should have sought. Baldera is silent on why counsel was deficient or prejudicial in his failure to object (and what Baldera wanted counsel to specifically object to). He does not provide any detail as to how counselâs opinion of Balderaâs chances of success shows poor performance that caused substantial prejudice. Importantly, Baldera fails to even state how any of his allegations can support a finding that the state courtâs 6 Trial counsel wrote to Baldera, â[i]f you insist on taking this case to trial I can only advise you to spread your legs, bend over and kiss youâre a-- goodbye. It is my opinion that even with my skill as a trial attorney, you will be convicted and you will receive much more than the 15 year offer that the State has made.â (Dkt. No. 21-4 at 38). application of the Strickland standard was unreasonable. In short, given Balderaâs failure to bolster his claim through further explanation, facts, or law, the Court cannot conclude that the state court was unreasonable in determining that Baldera did not satisfy Strickland. Baldera further alleges that his appellate counsel was ineffective, (Dkt. No. 1-1 at 4), but Baldera neither alleges nor shows prejudice from appellate counselâs supposed errors that is substantial as to have affected the appellate courtâs findings. Indeed, as the M&R states, the evidence presented during the criminal trial which included the testimony of two of the victims and his own testimony âwas more than sufficient to support his conviction.â (Dkt. No. 26 at 15) (citing Norris v. Davis, 826 F.3d 821, 835 (5th Cir. 2016) (âNorris cannot show Strickland prejudice in light of the overwhelming evidence of his guilt.â) and Hoover v. Davis, No. 4:19- 0905, 2020 WL 1430498, at *9 (S.D. Tex. Mar. 23, 2020) (Petitioner failed to demonstrate his counselâs allegedly deficient performance caused him prejudice given the strong evidence of his culpability)). In the face of such evidence, appellate counsel, in this instance, âcannot be faulted for failing to pursue meritless motions,â Lavernia v. Lynaugh, 845 F.2d 493, 499 (5th Cir. 1988), or âfutileâ claims, Koch v. Puckett, 907 F.2d 524, 527 (5th Cir. 1990) (citing Murray v. Maggio, 736 F.2d 279, 283 (5th Cir. 1984) (per curiam)). The Court therefore finds that it would be improper to conclude that the state court was unreasonable in its denial of Balderaâs ineffective assistance of appellate counsel claim. C. SUFFICIENCY OF THE EVIDENCE With respect to the second groundâthat there was insufficient evidence to convict BalderaâMagistrate Judge Libby found that Baldera did not challenge the sufficiency of the evidence in his direct appeal, a failure which generally bars a federal court from considering the claim on the merits.7 (Dkt. No. 26 at 7â9) (citing West v. Johnson, 92 F.3d 1385, 1398 n.18 (5th Cir. 1996), Ex Parte Grigsby, 137 S.W.3d 673, 674 (Tex. Crim. App. 2004) and Kittelson v. Dretke, 426 F.3d 306, 317 n.26 (5th Cir. 2005)). And because Baldera did not establish (a) cause for not appealing the sufficiency of the evidence and actual prejudice resulting from an alleged violation of federal law or (b) a miscarriage of justice if the Court does not consider his claim, his failure to appeal is not exempted from this procedural bar. (Id. at 9â10). Baldera objects to this disposition because he claims there was insufficient evidence in the record to convict him and that, in fact, the record actually supports his innocence. (Dkt. No. 30 at 5). Even if true on both scores, under Texas law, as the M&R notes, a state prisoner cannot generally seek habeas review of a sufficiency of the evidence claim that was available but not raised on direct appeal. Dretke, 426 F.3d at 317 n.26 (citing TEX. CODE CRIM. P. art. 11.07, § 4; Ex Parte McLain, 869 S.W.2d 349, 350 (Tex. Crim. App. 1994)). Thus, â[i]n all cases in which a state prisoner has defaulted his federal claims in state court pursuant to an independent and adequate state procedural rule, federal habeas review of the claims is barred unless the prisoner [(1)] can demonstrate cause for the default and actual prejudice as a result of the alleged violation of federal law, or [(2)] demonstrate that failure to consider the claims will result in a fundamental miscarriage of justice.â Coleman v. Thompson, 501 U.S. 722, 750, 111 S.Ct. 2546, 2565, 115 L.Ed.2d 640 (1991) (emphasis added). To demonstrate âcause,â a petitioner must prove some 7 To the extent Baldera raises a freestanding âactual innocenceâ claim, the M&R correctly found that the claim was meritless and procedurally barred because â[a] freestanding claim of actual innocence does not provide a basis for federal habeas relief absent evidence of an independent constitutional violation in the state criminal proceeding,â and Baldera did not offer such argument or evidence for his claim. (Dkt. No. 26 at 8 (citing Herrera v. Collins, 506 U.S. 390, 400, 113 S.Ct. 853, 860, 112 L.Ed.2d. 203 (1993) and Coleman v. Thaler, 716 F.3d 895, 908 (5th Cir. 2013)). Indeed, â[c]laims of actual innocence based on newly discovered evidence have never been held to state a ground for federal habeas relief absent an independent constitutional violation occurring in the underlying state criminal proceeding.â Thaler, 716 F.3d at 908 (emphasis added) (citations and quotations omitted). Baldera fails to demonstrate such an independent constitutional violation. Accordingly, his freestanding âactual innocenceâ claim fails. condition external to the defense impeded his efforts to comply with procedural rules, the factual or legal basis of the claim was not available to counsel, or governmental interference rendered procedural compliance impractical. Murray, 477 U.S. at 488, 106 S.Ct. at 2645. On the other hand, a miscarriage of justice would mean that a petitioner is actually innocent of the crime for which he was convicted. Fairman v. Anderson, 188 F.3d 635, 644 (5th Cir. 1999). Thus, in order for this Court to review Balderaâs actual innocence claimâa claim procedurally barred due to his failure to appealâhe must first satisfy either of the two prongs above. As to the first prong, Baldera had the opportunity to raise his sufficiency of the evidence claim in his direct appeal after being convicted but did not. The sole cause for his failure to appeal is the alleged ineffective assistance provided by his counsel, (Dkt. No. 30 at 6), a claim that this Court has already disposed of above. With respect to the second prongâthe fundamental miscarriage of justice exceptionâ Baldera proffers new evidence allegedly proving his innocence. He moves the Court to consider an affidavit from Bobby Mendez, an inmate incarcerated in Cuero, Texas, supposedly proving that Baldera was set up by two individuals. (Id. at 5). Mendezâs affidavit states that two women named âGloriaâ and âDestiny Amayaâ met Mendez while he was trimming Gloriaâs lawn in her home in Port Lavaca, Texas. (Id. at 18). The two women thereafter brought Mendez to âAustin to party.â (Id.). At the party, Destiny âbrought up how they âSET-UPâ a guy named âJuanâ . . . for not finishing a tattoo on one of Gloriaâs legs.â (Id.). Mendez then states that he only knew of only ââONEâ tat[t]oo guy from Port Lavaca known as âYO-YOââ and he found out later on that âYO- YOâ was Baldera. (Id. at 18â19). He then realized that âJuanâ was Baldera, the only âtattoo guyâ from Port Lavaca. (Id.). Significantly, âprisoners asserting innocence as a gateway to defaulted claims must establish that, in light of new evidence, it is more likely than not that no reasonable juror would have found petitioner guilty beyond a reasonable doubt.â House v. Bell, 547 U.S. 518, 536â37, 126 S.Ct. 2064, 2076â77, 165 L.Ed.2d 1 (2006) (quotation omitted). A petition âsupportedâ by such a âgateway showing âraise[s] sufficient doubt about the petitionerâs guilt to undermine confidence in the result of the trial without the assurance that the trial was untainted by constitutional error,â and as such, âa review of the merits of the constitutional claims is justified.â Id. at 537, 126 S.Ct. at 2077 (quoting Schlup v. Delo, 513 U.S. 298, 317, 115 S.Ct. 851, 862, 130 L.Ed.2d 808 (1995)). Put differently, â[t]o establish the requisite probability that [a petitioner] was actually innocent, the petitioner must support his allegations with new, reliable evidence that was not presented at trial and must show that it was âmore likely than not that no reasonable juror would have convicted him in the light of the new evidence.ââ Anderson, 188 F.3d at 644 (quoting Schlup, 513 U.S. at 327, 115 S.Ct. at 867). Here, the Mendez affidavit is of no moment because it would not have swayed a reasonable jury to change its verdict. The affidavitâs narrative is vague and general, and the credibility of Mendez is suspect, see Schlup, 513 U.S. at 332, 115 S.Ct. at 869 (a federal court, in its review of the new evidence proffered, may âconsider how the timing of the submission and the likely credibility of the affiants bear on the probable reliability of that evidence.â).8 Thus, in assessing the âprobative force of the newly presented evidence in connection with the evidence of guilt adduced at trial,â see id., the Court finds that Mendezâs affidavit would not have changed the verdict against Baldera. Therefore, Baldera fails to meet the threshold for showing actual 8 The proffered affidavit is also inadmissible hearsay with respect to Balderaâs use of Mendezâs statement to prove the truth of the matter Mendez asserts in the affidavit. See FED. R. EVID. 801, 803. innocence that would, in turn, establish that a failure to consider his sufficiency of the evidence claim would result in a fundamental miscarriage of justice. Even if Balderaâs sufficiency of the evidence claim is not barred, the Court must ask âwhether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.â Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 2789, 61 L.Ed.2d 560 (1979) (emphasis in original). Baldera has failed to satisfy this test. Consequently, this Court will not relitigate his state trial. See Herrera v. Collins, 506 U.S. 390, 400â01, 113 S.Ct. 853, 861, 112 L.Ed.2d. 203 (1993). Instead, the Court is of the opinion that the jury in Balderaâs case could rationally conclude that the essential elements of the charge were satisfied beyond a reasonable doubt. The evidence presented at trial included testimony from the two teenage victims, Balderaâs own testimony and prison inmate Johnsonâs testimony. (Dkt. No. 16-5 at 2â3; Dkt. No. 16-19 at 62â74, 89â107; Dkt. No. 16-20 at 13â38, 43â53). Thus, the evidence was more than sufficient for the jury to convict Baldera. See United States v. Scott, 159 F.3d 916, 920 (5th Cir. 1998) (explaining that, on review of a sufficiency of evidence to convict claim, the Fifth Circuit âreview[s] the evidence, whether direct or circumstantial, and all reasonable inferences drawn therefrom, in the light most favorable to the verdictâ). D. PROSECUTORIAL MISCONDUCT AND TRIAL COURT DISCRETION CLAIMS Lastly, Magistrate Judge Libby recommended dismissal of grounds three and fiveâthe prosecutorial misconduct and trial court discretion claimsâbecause Baldera provided âlittle to no explanation in his supportâ of these claims and âhis citations are unclear and misleadingâ as they âdo not cite to evidence in support of his argumentsâ nor provide âany guidance as to what arguments he is making.â (Dkt. No. 26 at 11â12). This recommendation was made despite Magistrate Judge Libby using a more lenient standard for construing pro se petitions. (Id.). The M&R further noted that these claims were raised in Balderaâs unsuccessful state writ application. (Id.). Because Baldera âmakes no substantive argument that the state court proceedings resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established federal law as determined by the Supreme Court of the United States or that the decision was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceedings[,]â the M&R concluded that Baldera fails to meet his burden under the AEDPA. (Id. at 12). Baldera now objects, although the objections are incomprehensible. He first states that the TCCA decided to âmerely sweep . . . under the rugâ the state writ application containing the identical allegations which then apparently resulted in the âAbandonment,â âForfeiture,â and âWaivingâ of âany further defenseâ of the state writ application. (Dkt. No. 30 at 6â7). He then writes that âit is a violation of [the] due process clause of the 14th Amendmentâ for the prosecution âto use known perjured testimony.â (Id. at 7). With regard to Magistrate Judge Libbyâs findings, he states that the M&R âbrush[es] onâ grounds three and five but âBaldera simply asks this court[,] what about all of Balderaâs other meritorious claims?â (Id.). Even with the Courtâs lenient standard of review for pro se petitioners in mind, the Court cannot determine or reasonably interpret what Baldera means when he proffered these arguments. As stated, âa pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers.â Erickson, 551 U.S. at 94, 127 S.Ct. at 2200 (internal quotation omitted). But, even with this forgiving standard, âmere conclusory allegations on a critical issue are insufficient to raise a constitutional issue.â Woods, 870 F.2d at 288 n.3. In Balderaâs Petition, he states that the prosecution committed misconduct for using perjured testimony, inadmissible evidence, allowing fatal variance testimony, using a fabricated âoutcry witnessââa term Baldera does not defineârendering and committing fraud upon the court, and other conclusory, vague and general allegations without further explanation or description of the testimony, evidence, and witnesses he challenges. (Dkt. No. 1-1 at 2). Baldera lays out his allegations for his claim that the trial court abused its discretion in a similarly conclusory fashion without any explanation. (Id. at 4â5). He states that the trial court abused its discretion by, among other reasons, âha[ving] an Ex-parte communication with the State attorney without the presence of defense counsel,â by permitting âAmaya to testify clearly violating Petitionerâs granted motion in limine on extraneous offenses,â and by âpermit[ting] Kevin Johnson, a non-sane (jail informant) to testify when the record clearly shows and supports that Johnson smeared his own feces to his face.â (Id. at 4). Baldera does not explainâeven in laymanâs termsâwhy or how these allegations establish abuse of discretion, and his attempts at citing to the record do not assist the Court in fully assessing these statements and arguments. Given these vague, conclusory, and quite frankly, confusing allegations and objections, the Court agrees with Magistrate Judge Libby that Baldera makes no substantive argument that habeas relief is warranted. See Ross, 694 F.2d at 1011â12 (finding that, in light of the deference due to state court decisions, a habeas petitionerâs conclusory allegations are insufficient to raise a constitutional issue). IV. CONCLUSION Based on the foregoing, the Court ACCEPTS the M&R in its entirety as the opinion of the Court and GRANTS Davisâs Motion for Summary Judgment. Accordingly, the Court DISMISSES Balderaâs petition pursuant to 28 U.S.C. § 2254. This is a FINAL JUDGMENT. SIGNED this March 30, 2021. DREW B. TIPTON UNITED STATES DISTRICT JUDGE 22
Case Information
- Court
- S.D. Tex.
- Decision Date
- March 30, 2021
- Status
- Precedential