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IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF KANSAS BENTON GENE BASKIN, Plaintiff, v. Case No. 23-3212-JAR-ADM TODD THOMAS, et al., Defendants. MEMORANDUM AND ORDER Plaintiff Benton Gene Baskin, a prisoner proceeding pro se, brings this 42 U.S.C. § 1983 action asserting that various prison officials violated the Eighth Amendment by placing handcuffs too tightly on his wrists and failing to adjust them during a prisoner transfer from Kansas to Arizona. Plaintiff originally filed the case in the District of Arizona, and that court transferred the case to this Court. Now only two Defendants remain: Armen Gaboian and Javier Diazâboth corrections officers at Hutchinson Correctional Facility (âHCFâ).1 This matter is before the Court on Defendantsâ Motion for Summary Judgment (Doc. 75). The motion is fully briefed,2 and the Court is prepared to rule on that motion. In his response, Plaintiff also requests additional time for discovery under Fed. R. Civ. P. 56(d). For the reasons explained below, the 1 Before transfer, the District of Arizona dismissed Defendants Todd Thomas, Gerald Walker, Marci Gottfredson, and Daniel Schnurr for failure to state a claim under 28 U.S.C. § 1915A(b)(1). Doc. 14. This Court later dismissed Defendant Westbrook after the parties stipulated to his dismissal. Doc. 101. 2 Plaintiff filed, in addition to his first summary-judgment response, what the Court construes as a surreply. Doc. 95 (âPlaintiff submits this Response in further support of His Motion [sic].â). D. Kan. Local Rule 7.1(a) and (c) permit three briefs: a supporting brief, opposing brief, and reply brief. Surreplies are permitted rarely and âonly with leave of court.â Jones v. BNSF Railway Co., No. 14-2616-JAR-KGG, 2016 WL 3671233, at *1 (D. Kan. July 11, 2016). Plaintiff has not sought leave to file his surreply, and the Court declines to grant leave sua sponte because there appears to be no good cause to do so. Therefore, the Court does not consider Plaintiffâs surreply. Court denies Plaintiffâs request for additional discovery and grants Defendantsâ motion for summary judgment. I. Legal Standards A. Rule 56(a) Summary judgment is appropriate if the moving party demonstrates that there is no genuine dispute as to any material fact and that it is entitled to judgment as a matter of law.3 In applying this standard, the court views the evidence and all reasonable inferences therefrom in the light most favorable to the nonmoving party.4 âThere is no genuine [dispute] of material fact unless the evidence, construed in the light most favorable to the non-moving party, is such that a reasonable jury could return a verdict for the non-moving party.â5 A fact is âmaterialâ if, under the applicable substantive law, it is âessential to the proper disposition of the claim.â6 A dispute of fact is âgenuineâ if âthere is sufficient evidence on each side so that a rational trier of fact could resolve the issue either way.â7 The moving party initially must show the absence of a genuine dispute of material fact and entitlement to judgment as a matter of law.8 Once the movant has met the initial burden of showing the absence of a genuine dispute of material fact, the burden shifts to the nonmoving 3 Fed. R. Civ. P. 56(a); see also Grynberg v. Total, 538 F.3d 1336, 1346 (10th Cir. 2008). 4 City of Harriman v. Bell, 590 F.3d 1176, 1181 (10th Cir. 2010). 5 Bones v. Honeywell Intâl, Inc., 366 F.3d 869, 875 (10th Cir. 2004) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 255 (1986)). 6 Wright ex rel. Tr. Co. of Kan. v. Abbott Labs., Inc., 259 F.3d 1226, 1231â32 (10th Cir. 2001) (citing Adler v. Wal-Mart Stores, Inc., 144 F.3d 664, 670 (10th Cir. 1998)). 7 Adler, 144 F.3d at 670 (citing Anderson, 477 U.S. at 248). 8 Spaulding v. United Transp. Union, 279 F.3d 901, 904 (10th Cir. 2002) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 322â23 (1986)). party to âset forth specific facts showing that there is a genuine issue for trial.â9 The nonmoving party may not simply rest upon its pleadings to satisfy its burden.10 Rather, the nonmoving party must âset forth specific facts that would be admissible in evidence in the event of trial from which a rational trier of fact could find for the nonmovant.â11 In setting forth these specific facts, the nonmovant must identify the facts âby reference to affidavits, deposition transcripts, or specific exhibits incorporated therein.â12 A nonmovant âcannot create a genuine issue of material fact with unsupported, conclusory allegations.â13 A genuine issue of material fact must be supported by âmore than a mere scintilla of evidence.â14 Summary judgment is not a âdisfavored procedural shortcutâ; on the contrary, it is an important procedure âdesigned to âsecure the just, speedy and inexpensive determination of every action.ââ15 In responding to a motion for summary judgment, a party cannot rest on âignorance of the facts, on speculation, or on suspicionâ to escape summary judgment.16 In deciding this motion, the Court is mindful that Plaintiff proceeds pro se and therefore construe his filings liberally.17 But pro se plaintiffs may not rely on conclusory allegations to overcome their burden to establish that a genuine issue of material fact exists.18 The Court 9 Anderson, 477 U.S. at 256; Celotex, 477 U.S. at 324; Spaulding, 279 F.3d at 904 (quoting Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986)). 10 Anderson, 477 U.S. at 256; accord Eck v. Parke, Davis & Co., 256 F.3d 1013, 1017 (10th Cir. 2001). 11 Mitchell v. City of Moore, 218 F.3d 1190, 1197â98 (10th Cir. 2000) (quoting Adler, 144 F.3d at 670â71). 12 Adler, 144 F.3d at 671. 13 Tapia v. City of Albuquerque, 170 F. Appâx 529, 533 (10th Cir. 2006) (citing Annett v. Univ. of Kan., 371 F.3d 1233, 1237 (10th Cir. 2004)). 14 Black v. Baker Oil Tools, Inc., 107 F.3d 1457, 1460 (10th Cir. 1997). 15 Celotex Corp. v. Catrett, 477 U.S. 317, 327 (1986) (quoting Fed. R. Civ. P. 1). 16 Genzer v. James River Ins. Co., 934 F.3d 1156, 1160 (10th Cir. 2019) (quoting Conaway v. Smith, 853 F.3d 789, 794 (10th Cir. 1988)). 17 Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991). 18 Hastings v. Campbell, 47 F. Appâx 559, 560 (10th Cir. 2002). cannot assume the role of advocate,19 nor can the Court âsupply additional factual allegations to round out a plaintiffâs complaint or construct a legal theory on a plaintiffâs behalf.â20 Finally, a pro se litigant is not excused from complying with the rules of the court and is subject to the consequences of noncompliance.21 B. Rule 56(d) Under Fed. R. Civ. P. 56(d), if a nonmovant states by affidavit that he cannot present facts essential to oppose a motion for summary judgment, the Court may, â(1) defer considering the motion or deny it; (2) allow time to obtain affidavits or declarations or to take discovery; or (3) issue any other appropriate order.â22 The decision whether to grant a Rule 56(d) motion lies within the sound discretion of the court.23 The nonmovant must satisfy several requirements to obtain relief under Rule 56(d). By affidavit, the moving party must explain: (1) what probable facts it can find through further discovery; (2) why those facts are unavailable without additional time; (3) what steps it has taken to obtain those facts; and (4) how additional time will allow it to controvert facts.24 Therefore, to successfully invoke Rule 56(d), a party âmust âstate with specificity how the additional material will rebut the summary judgment motionââ25 and that 19 Hall, 935 F.2d at 1110. 20 Whitney v. New Mexico, 113 F.3d 1170, 1173â74 (10th Cir. 1997). 21 Ogden v. San Juan County, 32 F.3d 452, 455 (10th Cir. 1994) (citing Nielsen v. Price, 17 F.3d 1276, 1277 (10th Cir. 1994) (insisting that pro se litigants follow procedural rules and citing various cases dismissing pro se cases for failure to comply with the rules)). 22 Fed. R. Civ. P. 56(d); Price v. W. Res., Inc., 232 F.3d 779, 783 (10th Cir. 2000) (discussing the standard under pre-amendment subsection (f)). 23 Adams v. C3 Pipeline Constr. Inc., 30 F.4th 943, 968 (10th Cir. 2021). 24 Hamric v. Wilderness Expeditions, Inc., 6 F.4th 1108, 1119 (10th Cir. 2021) (citing Cerveny v. Aventis, Inc., 855 F.3d 1091, 1110 (10th Cir. 2017)). 25 Garcia v. U.S. Air Force, 533 F.3d 1171, 1179 (10th Cir. 2008) (internal quotation marks omitted) (quoting Libertarian Party of N.M. v. Herrera, 506 F.3d 1303, 1308 (10th Cir. 2007)). additional material cannot be âirrelevant to the summary judgment motion or merely cumulative.â26 II. Plaintiffâs Request for Additional Discovery Plaintiff asks the Court to allow him additional time for discovery under Fed. R. Civ. P. 56(d). In support of that request, he submitted a declaration (Doc. 91) that identifies many facts he would like time to discover, but he offers no explanation how that additional discovery would help him rebut Defendantsâ summary judgment motion. Plaintiff identifies three categories of facts that he needs time to discover: (1) facts relating to his difficulty in procuring and submitting a KDOC grievance form, (2) facts relating to his pleas for Gaboian and Diaz to loosen his handcuffs, and (3) facts relating to nonpartiesâ failure to loosen his handcuffs. Plaintiff does not explain why those facts are unavailable to him or what steps he has taken to obtain them.27 And Plaintiff does not state at allâlet alone with specificityâhow his offered facts would rebut Defendantsâ motion. For those reasons alone, Plaintiffâs request must fail.28 But even if Plaintiff had followed those steps, the discovery that Plaintiff seeks would not help him rebut summary judgment because those facts are either irrelevant or cumulative. The facts relating to administrative exhaustion are irrelevant because Defendants do not argue for summary judgment on the grounds that Plaintiff has failed to exhaust his administrative remedies.29 Moreover, Defendant identifies various irrelevant facts relating to nonpartiesâ failure 26 Brandon Steven Motors, LLC v. Landmark Am. Ins. Co., No. 19-2659-JAR-GEB, 2020 WL 3412478, at *2 (D. Kan. June 22, 2020) (quoting Jensen v. Redevelopment Agency of Sandy City, 998 F.2d 1550, 1554 (10th Cir. 1993)). 27 Plaintiff points out that he has attempted to obtain photographs of his injuries, see Doc. 91 ¶¶ 9â10, but he still does not explain how the facts gleaned from those photographs would help him rebut Defendantsâ motion. 28 See Garcia, 533 F.3d at 1179. 29 See Doc. 91 ¶¶ 1â14 (detailing Plaintiffâs use of KDOCâs grievance process). to loosen his handcuffs,30 but because neither Plaintiff nor Defendants dispute those nonpartiesâ conduct on summary judgment, those facts are irrelevant. Plaintiff also says that he âneed[s] Declarations from KDOC inmatesâ that will establish (1) that Diaz asked Plaintiff why he âdidnât . . . have the officer who put them on [him] . . . loosen the wrist restrainsâ and (2) that Diaz did not âloosen his restrains before departure from HCF.â31 But Defendants admit the first fact in their motion,32 and the Court credits the second fact because Plaintiff appears to controvert that fact with support from the record.33 Thus, additional declarations on either point would be cumulative. In the end, Plaintiffâs declaration falls far short of showing how additional time to discover these facts would allow him to controvert Defendantsâ factual assertions; instead, he points only to irrelevant or cumulative facts that he would do nothing to rebut summary judgment. The Court therefore denies Plaintiffâs request for additional time to conduct discovery under Rule 56(d). III. Uncontroverted Facts D. Kan. Rule 56.1(a) provides that â[a]ll material facts set forth in the statement of the movant will be deemed admitted for the purpose of summary judgment unless specifically controverted by the statement of the opposing party.â Although Plaintiff did not specifically controvert any of Defendantsâ factual assertions and did not cite to the record (for the most part),34 the Court, out of an abundance of caution, construes Plaintiffâs factual assertions in his 30 See id. ¶¶ 17â18. 31 Id. ¶ 15. 32 Doc. 75 ¶ 32 (âAccordingly, Diaz asked Baskin why he had not raised the handcuffs issue earlier while he was in A&Dâ). 33 See infra p. 7. 34 Some of Plaintiffâs factual assertions find support in the Verified Complaint. ââ[A] verified complaint may be treated as an affidavit for purposes of summary judgment if it satisfies the standards for affidavits set outâ in Rule 56 . . . .â Vette v. K-9 Unit Deputy Sanders, 989 F.3d 1154, 1163 (10th Cir. 2021) (quoting Abdulhaseeb v. response as controverting Defendantsâ factual assertions and will credit them to the extent that they are supported by the record. The following facts are deemed uncontroverted or construed in the light most favorable to Plaintiff. Plaintiff is an inmate housed at HCF, and this dispute arises out of Plaintiffâs transfer in October 2019 from HCF to another correctional facility in ArizonaâSaguaro Correctional Center (âSCCâ). Defendant Gaboian was responsible for preparing inmates for their transfer to SCC by outfitting them with restraints. Gaboian placed both belly irons and leg irons on Plaintiff. When putting the irons on inmates, Gaboian followed a routine practice: he would check the tightness of the cuffs by inserting a finger between the handcuffs and the inmateâs wrist, which ensured that an inch of space remained between the inmateâs wrist and handcuff, and then he would double lock the cuffs to ensure that they would not tighten during transport. Plaintiff, however, contends that Gaboian did not follow this usual procedure with him. Instead, Gaboian placed the wrist restraints âoverly tightâ35 and âattempted to place one of his fingers between an imaginary spaceâ36 separating Plaintiffâs wrist from the cuff. In response to Plaintiffâs complaints about the cuffâs tightness, Gaboian said that âthe cuffs were not built for comfort.â He declined to adjust Plaintiffâs cuffs and gave him a ârude and aggressiveâ order to board the transport bus.37 After they were cuffed, the inmates entered a bus that would take them to the airport; Defendant Diaz drove this bus. The bus was divided by a partition, which separated the bus into Calbone, 600 F.3d 1301, 1311 (10th Cir. 2010)). Defendants do not dispute that the Verified Complaint satisfies the standards for affidavits; thus, the Court credits Plaintiffâs statements therein that are nonconclusory and within his personal knowledge. 35 Doc. 92 at 2. 36 Doc. 1 ¶ 21. 37 Doc. 92 at 6; Doc. 1 ¶ 21. a front cabin (where Diaz and another officer drove the bus) and a back cabin (where the inmates sat). Although Diaz entered the rear cabin of the bus prior to its departure to prepare seating for the inmates, once the bus departed, KDOC policy forbade Diaz from again entering the rear cabin. So when Plaintiff began to complain that his handcuffs were âtoo tight,â38 Diaz did not enter the rear cabin to adjust Plaintiffâs handcuffs; instead, Diaz asked him why he did not have his handcuffs adjusted before entering the bus. The bus eventually stopped on the way to the airport at the El Dorado Correctional Facility (âEDCFâ). There, Plaintiff notified an EDCF officer of his handcuffâs tightness, and the officer attempted to adjust them.39 He determined that Plaintiffâs handcuffs âwere too small even at their loosest settingâ40 but did not conclude that the cuffs had been âadjusted too tightly.â41 Plaintiff received a medical evaluation at EDCF but was told that EDCF could no nothing for him. Plaintiff reboarded the bus and resumed his complaints to Diaz after the bus departed. The bus and inmates eventually arrived at the Salina airport, and from there, flew to SCC. After arriving at SCC, Plaintiff received an initial intake screening by an RN. Plaintiff noted that he was not experiencing any pain and had no current medical complaints, though he did have bruises and blisters on each of his wrists. Three weeks later, Plaintiffâs medical records 38 Doc. 1 ¶ 26. 39 Plaintiff contends that his restraints âwere not checkedâ during the ECF stop, but he offers no support for that assertion in the record. To the contrary, Plaintiffâs Verified Complaint supports the opposite conclusion: the officer âwas successfulâ in âremov[ing] the wristsâ restraints, so that he could re-adjust them.â Doc. 1 ¶ 31. Because it finds no support in the record, the Court does not credit his assertion that his restraints were not checked. See A.M. v. Holmes, 830 F.3d 1123, 1136 (10th Cir. 2016) (â[A]t summary judgment . . . [a] plaintiffâs version of the facts must find support in the record.â (quoting Thomson v. Salt Lake County, 584 F.3d 1304, 1312 (10th Cir. 2009))); York v. City of Las Cruces, 523 F.3d 1205, 1210 (10th Cir. 2008) (noting that a âcourt should not adoptâ a version of the facts when âblatantly contradicted by the recordâ (quoting Scott v. Harris, 550 U.S. 372, 380 (2007))). 40 Doc. 75 ¶ 37. 41 Id. showed that he still had bruises (4x1 cm and 3x1 cm) and blisters; they were clean and well healing. During this second visit, Plaintiff asked the RN to note in his medical records that the âcuffs cut [his] wristsâ during the transfer.42 During his next medical evaluation in October 2020, Plaintiff had no injuries. IV. Analysis Plaintiff brings Eighth Amendment claims against Gaboian and Diaz, but he does not specify whether they are official- or individual-capacity claims. Defendants address each type. Because Defendants address both official- and individual-capacity claims, and mindful that Plaintiff proceeds pro se, the Court liberally construes his complaint as stating claims against Gaboian and Diaz both in their official and individual capacities. First, Plaintiffâs official- capacity claims must fail because both Defendants are entitled to sovereign immunity. Second, his individual-capacity claims fail because Defendants are entitled to qualified immunity. Defendants are therefore entitled to summary judgment on all claims. A. Official-Capacity Claims Plaintiffâs official-capacity claims seek damages, an injunction, and declaratory relief that Gaboian and Diaz violated Plaintiffâs Eighth Amendment rights. Sovereign immunity, however, protects Defendants from those claims. âSovereign immunity is the privilege of the sovereign not to be sued without its consent.â43 The principle of sovereign immunity, which is confirmed by the Eleventh Amendment, provides that states, state agencies, and state officials sued in their 42 Doc. 75 ¶ 71. 43 Va. Off. for Prot. & Advoc. v. Stewart, 563 U.S. 247, 253 (2011). official capacities are generally immune from suit.44 When sovereign immunity applies, it deprives the court of subject matter jurisdiction, thereby shielding states from suit.45 A narrow exception to sovereign immunity, however, is found in Ex parte Young, which allows prospective declaratory and injunctive relief against a State for continuing violations of federal law by the State.46 To determine whether the Ex parte Young exception applies, this Court âneed only conduct a straightforward inquiry into whether the complaint alleges an ongoing violation of federal law and seeks relief properly characterized as prospective.â47 Pleading a claim against a government offical âgenerally represent[s] only another way of pleading an action against an entity of which an officer is an agent.â48 Here, KDOCâ Defendantsâ agencyââis an agency or department of the State of Kansas.â49 Therefore, âany decree by the district court ordering a KDOC official to satisfy the judgment would operate against the Stateâs coffers and would âbe paid from public funds in the state treasury.ââ50 And Plaintiffâs injunctive and declaratory claims do not fall under the Ex parte Young exception because neither identifies an ongoing violation of federal law. Instead, each claim alleges past violations. Plaintiff challenges Gaboianâs putting too tight of handcuffs on Plaintiff and Gaboianâs and Diazâs failures to loosen the handcuffs. Those instances occurred on October 23, 2019, and Plaintiff makes no allegation that he is still bound by the cuffs. Because Plaintiff 44 Id. (citing Alden v. Maine, 527 U.S. 706, 713 (1999)); Richeson v. Weiser, No. 22-1383, 2023 WL 2003396, at *1 (10th Cir. Feb. 15, 2023). 45 Robbins v. U.S. Bureau of Land Mgmt., 438 F.3d 1074, 1080 (10th Cir. 2006). 46 209 U.S. 123 (1908); Chilcoat v. San Juan County, 41 F.4th 1196, 1213â14 (10th Cir. 2022). 47 Muscogee (Creek) Nation v. Pruitt, 669 F.3d 1159, 1167 (10th Cir. 2012) (quoting Verizon Md. Inc. v. Pub. Serv. Commân of Md., 535 U.S. 635, 645 (2002)). 48 Kentucky v. Graham, 473 U.S. 159, 165â66 (1985) (quoting Monell v. Depât of Soc. Servs., 436 U.S. 658, 690 n.55 (1978)). 49 Jones v. Courtney, 466 F. Appâx 696, 699 (10th Cir. 2012) (collecting cases). 50 Id. at 700 (quoting Edelman v. Jordan, 415 U.S. 651, 663 (1974)). challenges a past, not ongoing, violation of federal law, the Ex parte Young exception is not available here. Because Defendants are entitled to sovereign immunity on Plaintiffâs official- capacity claims, the Court lacks subject matter jurisdiction over them, and Defendants are entitled to summary judgment on them. B. Individual-Capacity Claims Plaintiffâs individual-capacity claims also seek damages, an injunction, and a declaration that Defendants violated his Eighth Amendment rights. Injunctive and declaratory relief are not available for individual-capacity claims under § 1983.51 So although stated as individual- capacity claims, the injunctive and declaratory claims are treated as claims against the Defendants in their official capacities.52 And, as discussed above, they are entitled to sovereign immunity for those official-capacity claims. That leaves only Plaintiffâs individual-capacity claim for damages against Gaboian and Diaz. To defend against these claims, Gaboian and Diaz raise qualified immunity. âQualified immunity gives government officials breathing room to make reasonable but mistaken judgments about open legal questionsâ53 and protects âall but the plainly incompetent or those who knowingly violate the law.â54 Defendantsâ invocation of qualified immunity changes the summary judgment burdens on the individual capacity claims as follows: When a defendant asserts qualified immunity at summary judgment, the burden shifts to the plaintiff, who must demonstrate on the facts alleged that (1) the defendantâs actions violated his or 51 Chilcoat v. San Juan County, 41 F.4th 1196, 1214 (10th Cir. 2022) (citing Brown v. Montoya, 662 F.3d 1152, 1161 n.5 (10th Cir. 2011) (âUnder § 1983, a plaintiff cannot sue an official in their individual capacity for injunctive or declaratory relief.â). 52 DeVargas v. Mason & Hanger-Silas Mason Co., 844 F.2d 714, 718 (10th Cir. 1988) (âAn action for injunctive relief no matter how it is phrased is against a defendant in official capacity only . . . .â). 53 Ashcroft v. al-Kidd, 563 U.S. 731, 743 (2011). 54 Malley v. Briggs, 475 U.S. 335, 341, 343 (1986). her constitutional or statutory rights, and (2) the right was clearly established at the time of the alleged misconduct. âIf, and only if, the plaintiff meets this two-part test does a defendant then bear the traditional burden of the movant for summary judgmentâshowing âthat there are no genuine issues of material fact and that he or she is entitled to judgment as a matter of law.ââ55 1. Constitutional Violation To satisfy the first prong of the qualified-immunity test, Plaintiff must show that Gaboian and Diaz both violated his Eighth Amendment rights by applying his handcuffs too tight and subsequently refusing to adjust them. Depending on the conduct alleged by the prisoner, a potential Eighth Amendment violation is evaluated either as a deliberate-indifference claim or an excessive-force claim.56 Plaintiffâs Complaint is less than clear on what sort of claim he makes, but the Court understands him to challenge Gaboianâs and Diazâs deliberate indifference to the tightness of his handcuffs and subsequent refusal to adjust the handcuffs or procure a larger set of handcuffs for him. The Verified Complaint describes the claim as âEighth Amendment Rightâ for âCruel & Unusual Punishment/Unnessary [sic] Wanton Infliction of Pain,â57 and throughout his summary-judgment response, he charges Gaboian and Diaz with âact[ing] with deliberate indifference . . . by failing to adjust Plaintiffâs restraints.â58 Defendants, however, urge the Court to apply the excessive-force framework to the claim against Gaboian because âmost cases involving a failure to loosen handcuffs analyze the alleged failure under the 55 Estate of Beauford v. Mesa County, 35 F.4th 1248, 1261â62 (10th Cir. 2022) (citation omitted) (quoting Gutteridge v. Oklahoma, 878 F.3d 1233, 1239 (10th Cir. 2018)). 56 See Redmond v. Crowther, 882 F.3d 927, 936 (10th Cir. 2018); see also Grissom v. Bell, No. 20-3163, 2022 WL 4534620, at *5 (D. Kan. Sept. 28, 2022) (deciding between excessive-force or deliberate-indifference framework). 57 Doc. 1 at 3-B. 58 Doc. 92 at 2; see also id. at 4 (âDefendants Gaboian and Diaz acted with . . . deliberate indifference to Baskinâs safety.â); id. at 5 (âDefendants Gaboian and Diaz had . . . deliberate indifference when applying the wrists [sic] restraints and refused to adjust . . . .â). But see id. at 8 (âGaboian . . . is the person who applied the excessive force against [Plaintiff] . . . .â). framework of excessive force.â59 Although Defendants are correct that many of their cited cases apply the excessive-force framework, that is because most of the cases they cite arise in the Fourth Amendment context, in which the deliberate indifference standard is unavailable.60 For Eighth Amendment claims, the more stringent excessive-force standard is used when prison officials âemploy force âto resolve a disturbance . . . that indisputably poses significant risks to the safety of inmates and prison staff.ââ61 Because neither of Plaintiffâs claims allege that Gaboian or Diaz made or carried out âdecisions involving the use of force to restore order in the face a prison disturbance,â62 and because the Court construes Plaintiffâs filings to challenge Defendantsâ deliberate indifference to the tight handcuffs, the Court will analyze the claims under the deliberate-indifference standard.63 ââDeliberate indifferenceâ involves both an objective and a subjective component.â64 Because Plaintiffâs claim fails under the objective component, the Court does not address the subjective component. âThe objective component is met if the deprivation is âsufficiently serious.ââ65 Typically, a medical need is sufficiently serious if it âhas been diagnosed by a physician as mandating treatmentâ or if it is âso obvious that even a lay person would easily 59 Doc. 75 at 18. 60 See, e.g., Watkins v. Wunderlich, No. 22-1358, 2023 WL 4145904 (10th Cir. June 23, 2023); Koch v. City of Del City, 660 F.3d 1228 (10th Cir. 2021); Scott v. City of Albuquerque, 711 F. Appâx 871 (10th Cir. 2017); Fisher v. City of Las Cruces, 584 F.3d 888 (10th Cir. 2009). 61 Redmond, 882 F.3d at 936 (quoting Whitley v. Albers, 475 U.S. 312, 320 (1986)); Whitley, 475 U.S. at 320 (recognizing need to adopt excessive force standard because deliberate indifference standard does not âadequately captureâ concerns present in prison disturbances). But see DeSpain v. Uphoff, 264 F.3d 965, 977â78 (10th Cir. 2001) (applying excessive-force framework for using pepper spray even in absence of disturbance). 62 Redmond, 882 F.3d at 936 (quoting Whitley, 475 U.S. at 320). 63 Even if the claim against Gaboian is better analyzed as an excessive-force claim, Gaboian would still be entitled to qualified immunity on the second prong, as discussed below, because Plaintiff has not carried his burden to show that Gaboian and Diaz violated clearly established law. 64 Sealock v. Colorado, 218 F.3d 1205, 1209 (10th Cir. 2000). 65 Id. (quoting Farmer v. Brennan, 511 U.S. 825, 834 (1994)). recognize the necessity for a doctorâs attention.â66 âBut a plaintiff can also satisfy the objective component based on a âdelay in medical care . . . if the delay resulted in substantial harm.ââ67 â[L]ifelong handicap, permanent loss, or considerable painâ can constitute substantial harm,68 but discomfort and minor pain from temporary adverse conditions are insufficient.69 Rather, the harm must âden[y] the inmate âthe minimal civilized measure of lifeâs necessities.ââ70 Plaintiff has failed to show that tightness from the handcuffs was sufficiently serious to satisfy the objective component of an Eighth Amendment claim. Plaintiff here demonstrates discomfort from the cuffsâ tightnessâwhich subsequently caused bruising and blistersâbut he has not produced a medical diagnosis mandating treatment. And he has not demonstrated that the tightness posed a threat so obvious that a lay person would recognize the need for a doctorâs attention. Such a threat may be âsevere chest painâ71; being âpale, sweating, and . . . vomitingâ72; or contusions and cuts to the head and neck.73 But here, Plaintiff alleged no such symptom that would be so obvious to Gaboian and Diaz that he required medical attention. And although Plaintiff said that the cuffs were âtoo tightâ (in the case of Gaboian) or âcutting into [his] arms and wristsâ (in the case of Diaz), those harms falls far below the sort of substantial 66 Id. (quoting Hunt v. Uphoff, 199 F.3d 1220, 1224 (10th Cir. 1999)). 67 Paugh v. Uintah County, 47 F.4th 1139, 1155 (10th Cir. 2022) (quoting Estate of Beauford v. Mesa County, 35 F.4th 1248, 1262 (10th Cir. 2022)). 68 Requena v. Roberts, 893 F.3d 1195, 1216 (10th Cir. 2018) (quoting Garrett v. Stratman, 254 F.3d 946, 950 (10th Cir. 2001)). 69 Dittmeyer v. Whetsel, 91 F. Appâx 111, 117 (10th Cir. 2004). 70 Duran v. Donaldson, 663 F.Appâx 684, 688 (10th Cir. 2016) (quoting Rhodes v. Chapman, 542 U.S. 337, 347 (1981)). 71 Mata v. Saiz, 427 F.3d 745, 754 (10th Cir. 2005). 72 Sealock v. Colorado, 218 F.3d 1205, 1208 (10th Cir. 2000). 73 Higgins v. Bernalillo Cnty. Bd. of Commârs, No. 24-00167, 2024 WL 4231491, at *3 (D.N.M. Sept. 19, 2024) harmââlifelong handicap, permanent loss, or considerable painâ74âthat often satisfies the objective prong. Because Plaintiff has not shown that the tightness of his handcuffsâassociated bruises and blistersâconstitutes a sufficiently serious injury, he has failed to satisfy the objective prong of his Eighth Amendment claim. He therefore has not carried his burden to show that Defendants violated his constitutional right, and the Defendants are entitled to qualified immunity on that ground. 2. Clearly Established Even if Plaintiff could satisfy the first prong of the qualified immunity test by showing that each Defendant was deliberately indifferent to his serious medical needs, he does not carry his burden on the second prong of the test. It is Plaintiffâs responsibility to come forward with specific Supreme Court or Tenth Circuit case law that shows it was clearly established that Defendantsâ actions violated the Constitution.75 Precedent is considered âon point if it involves materially similar conduct or applies with obvious clarity to the conduct at issue.â76 And although an exact factual analogue is not necessary, the clearly established law must be ââparticularizedâ to the facts of the case.â77 To meet his burden on this prong, Plaintiff has offered only two cases, neither of which demonstrates that Gaboian and Diaz violated clearly established law. First, Plaintiff cites Cortez v. McCauley, which addressed a Fourth Amendment excessive-force claim and opined that âunduly tight handcuffing can constitute excessive 74 Estate of Beauford v. Mesa County, 35 F.4th 1248, 1262 (10th Cir. 2022). 75 See Lowe v. Raemisch, 864 F.3d 1205, 1208 (10th Cir. 2017). 76 Id. (internal quotations and emphasis omitted). 77 White v. Pauly, 580 U.S. 73, 79 (2017) (quoting Anderson v. Creighton, 483 U.S. 635, 640 (1987)). force.â78 But that case is distinguishable from Plaintiffâs factual scenario here because it addressed the arrest and investigative detention of two free citizens, not the handcuffing of an inmate for transfer to another correctional facility.79 Moreover, the case is inapposite because it does not apply an Eighth Amendment standardâit applies Fourth Amendment reasonableness under Graham v. Connor.80 Second, Plaintiff cites the Third Circuit case Young v. Martin.81 But because that case is from the Third Circuit, it cannot demonstrate clearly established law in this Circuit. Having cited only an out-of-circuit case and an inapposite case, Plaintiff has failed to meet his burden to show that Defendants violated clearly established law when they failed to adjust his handcuffs. Therefore, Defendants are entitled to qualified immunity for the additional reason that Plaintiff fails to establish the second prong of qualified immunity. IT IS THEREFORE ORDERED BY THE COURT that Defendantsâ Motion for Summary Judgment (Doc. 75) is granted. IT IS SO ORDERED. Dated: December 3, 2024 S/ Julie A. Robinson JULIE A. ROBINSON UNITED STATES DISTRICT JUDGE 78 478 F.3d 1108 (10th Cir. 2007). 79 Id. at 1129â30 (considering âwhether the failure to adjust [plaintiffâs] handcuffs during an arrest constitutes excessive forceâ and concluding that defendantâs use of force âviolated [plaintiffâs] Fourth and Fourteenth Amendment right to be free from the use of excessive force in the context of an investigative detentionâ) 80 490 U.S. 386 (1989). 81 801 F.3d 172 (3d Cir. 2015).
Case Information
- Court
- D. Kan.
- Decision Date
- December 3, 2024
- Status
- Precedential