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NOT FOR PUBLICATION UNITED STATES DISTRICT COURT DISTRICT OF THE VIRGIN ISLANDS DIVISION OF ST. CROIX JULIE A. BEBERMAN, Plaintiff, Civ. No. 14-20 v. OPINION U.S. DEPARTMENT OF STATE and SECRETARY OF STATE MICHAEL R. POMPEO, in his official capacity, Defendants. THOMPSON, U.S.D.J.1 INTRODUCTION This matter comes before the Court upon the Motion for Summary Judgment by Defendants U.S. Department of State (âState Departmentâ) and Secretary of State Michael R. Pompeo, in his official capacity (collectively, âDefendantsâ). (ECF No. 218.) Plaintiff Julie A. Beberman (âPlaintiffâ) opposes. (ECF No. 228.) For the reasons stated herein, Defendantsâ Motion for Summary Judgment is granted. BACKGROUND I. Factual Background This is an employment retaliation case under the Age Discrimination in Employment Act of 1967. It arises out of Plaintiffâs claims that Defendant State Department retaliated against her in response to civil actions and grievances filed by Plaintiff against Defendant State Department. 1 The Honorable Anne E. Thompson, United States District Judge for the District of New Jersey, sitting by designation. (7th Am. Compl. ¶¶ 239â56, ECF No. 137.) Plaintiff took her oath of office as a Foreign Service Officer on January 19, 2010. (Pl.âs Response to SUMF ¶ 1, ECF No. 229.) Her appointment was limited to a term of five years, unless she âqualif[ied] for conversion to career status, based on the recommendation of [Defendant State Departmentâs] Commissioning and Tenure Board.â (Defs.â SUMF ¶ 3, ECF No. 219 (citing Offer of Appointment at 4, Defs.â Ex. 2, ECF No. 219- 1).)2 Foreign Service Officers who are granted tenure during this period are recommended to the President of the United States for career appointments. (Id. ¶ 6 (citing 22 U.S.C. § 3946(a)).) Foreign Service Officers who are not recommended for tenure are separated from the Foreign Service (id. ¶ 8), unless Defendant State Departmentâs Foreign Service Grievance Board (âFSGBâ) grants such Officers interim relief from separation (Pl.âs Response to SUMF ¶ 8). Plaintiff filed at least eight grievances before the FSGB between 2015 and 2018. (Defs.â SUMF ¶ 54.) Plaintiff also filed at least seven civil actions between 2014 and 2019. (Id. ¶ 53.) John Elliott, a Foreign Service Officer who was denied tenure at the same time as Plaintiff yet remained in his overseas assignment in Saudi Arabia afterward, had not filed any EEO actions as of the time of his denial of tenure. (Pl.âs CSOF ¶ 16, ECF No. 230 (citing Elliott Decl., Pl.âs Ex. 45, ECF No. 235-5).) When Ambassador Julie Furuta-Toy was first appointed as U.S. Ambassador to Equatorial Guinea, the Bureau of Consular Affairs provided her with a briefing regarding her new post. (Defs.â SUMF ¶ 56 (citing Furuta-Toy Dep. 14:3â5; 15:21, 16:1, Defs.â Ex. 20, ECF No. 219- 2).) Defendants argue that, during Ambassador Furuta-Toyâs meeting with the Bureau of Consular Affairs, â[n]o one discussed Plaintiffâs [equal opportunity employment] activities,â 2 Because Defendants combined their exhibits into two documents, when referring to Defendantsâ exhibits, this Opinion cites the page numbers of Defendantsâ submitted portable document format (âPDFâ) files. including the present action and Plaintiffâs other grievances against Defendant State Department; instead, the briefingâs attendees discussed staffing at Embassy Malabo and Plaintiffâs inability to serve as a backup consular officer. (Defs.â SUMF ¶ 59.) Plaintiff argues that a portion of the briefing checklist is redacted and that Plaintiff has no way of knowing whether the redactions contain information about her grievances. (Pl.âs Response to SUMF ¶ 57.) Plaintiff also contends that the deposition testimony of Ambassador Furuta-Toy and Principal Deputy Assistant Secretary (âPDASâ) of the Bureau of Consular Affairs David Donahueâoffered by Defendants to show that Plaintiffâs grievances were not a topic of discussion during the briefingâis not credible or plausible. (Id. ¶ 59.) Before Plaintiff was denied tenure, Plaintiff petitioned Ambassador Furuta-Toy and the Deputy Chief of Mission at Embassy Malabo, Petra Zabriskie (âDCM Zabriskieâ), to request that Plaintiff remain at Embassy Malabo if she was denied tenure. (Defs.â SUMF ¶ 26 (citing Beberman Dep. 43:6â17, Defs.â Ex. 5, ECF No. 219-1).) Plaintiffâs Career Development Officer notified Plaintiff that she would have to return to Washington, D.C., if she was not recommended for tenure. (Id. ¶ 28.) Plaintiff was denied tenure by the Winter 2015 Commissioning and Tenure Board on March 11, 2016. (Defs.â SUMF ¶ 12 (citing Defs.â Ex. 10, ECF No. 219-1).) At that time, she was serving at Embassy Malabo, where she had been since 2014. (Id. ¶ 16.) Accordingly, Plaintiff was scheduled to be separated from the Foreign Service at the end of her limited appointment. (Id. ¶ 13 (citing Beberman Dep. 8:15â18).) Defendant State Department notified Plaintiff that she would be transferred to Washington, D.C., while on interim relief. (Pl.âs Response to SUMF ¶ 19.) Following her denial of tenure, Plaintiff asked Ambassador Furuta-Toy and DCM Zabriskie to request that the Director General (âDGâ) allow Plaintiff to remain at Embassy Malabo. (Defs.â SUMF ¶ 29 (citing Defs.â Ex. 16, ECF No. 219-2).) In this correspondence, Plaintiff noted that the decision whether to keep her at her post â[was] discretionary and [that] either Washington or [the Ambassador] [could] exclude [Plaintiff] from specific functions or find that it is essential to the functioning of the post to have [Plaintiff] depart.â (Id. ¶ 31.) On March 1, 2016, Ambassador Furuta-Toy and DCM Zabriskie notified Plaintiff that the Ambassador did not intend to request that Plaintiff remain at her post if she was granted interim relief from separation. (Pl.âs Response to SUMF ¶ 41.) On March 2, 2016, Plaintiff requested that the FSGB grant Plaintiff interim relief from separation. (Defs.â SUMF ¶ 22.) On March 9, 2016, the FSGB granted Plaintiff temporary interim relief from separation. (Id.; Pl.âs CSOF ¶ 4 (citing Pl.âs Ex. 4, ECF No. 231-4).) Plaintiff was transferred to Washington, D.C., on April 9, 2016. (Pl.âs CSOF ¶ 17.) Initially, Plaintiff was able to âperform[ ] meaningful work for the International Health and Biodefense Office of the Bureau of Oceans, International Environmental and Scientific Affairs.â (Defs.â SUMF ¶ 43.) Plaintiffâs transfer did not result in any change in grade or step. (Id. ¶ 48.) However, as a result of her transfer, Plaintiff lost her eligibility to participate in the Student Loan Repayment Program and stopped earning home leave daysâannual leave days accrued only when working overseas. (Pl.âs CSOF ¶¶ 59â60 (citing Pl.âs Ex. 31, ECF No. 234-1; Pl.âs Ex. 3, ECF No. 231-3).) Plaintiff also lost the benefit she enjoyed at Embassy Malabo of residing in State Department Housing with no rent or utility expenses. (Id. ¶¶ 56â57 (citing Beberman Decl. ¶ 26, Pl.âs Ex. 6, ECF No. 231-6).) Additionally, if Plaintiff had remained at Embassy Malabo, she would have been âeligible for differentials, allowances, etc., applicable to that specific post.â (SOP D-01 at 56â57, Defs.â Ex. 7, ECF No. 219-1; see also Pl.âs CSOF ¶ 54 (indicating that Plaintiff had been authorized at Embassy Malabo to receive a service-needs differential of fifteen percent above her salary).) At the time of Plaintiffâs transfer, the presidential elections in Equatorial Guinea, which had been central to Plaintiffâs work at Embassy Malabo, were imminent. (Zabriskie Dep. 60:21â61:19, Pl.âs Ex. 18, ECF No. 232-8.) II. Procedural History Plaintiff filed the Complaint on May 9, 2014. (ECF No. 1.) Plaintiff amended the Complaint once as of right on May 22, 2014. (ECF No. 21.) Between December 2014 and May 2017, Plaintiff filed five additional motions to amend the Complaint. (ECF Nos. 46, 53, 98, 103, 109.) Defendants filed two motions to dismiss. (ECF Nos. 92, 110.) On September 1, 2017, this Court granted three of Plaintiffâs motions, denied one motion, and granted one motion in part. (ECF No. 130.) The Court granted Plaintiff leave to file a Seventh Amended Complaint (id. at 2), which Plaintiff filed on October 16, 2017 (ECF No. 137). In response to Defendantsâ Motion to Dismiss (ECF No. 138), the Court dismissed Counts 1â4 and 7 of Plaintiffâs Seventh Amended Complaint. (ECF Nos. 149, 150.) The Court denied Plaintiffâs Motion for Reconsideration of the Courtâs dismissal of Count 4. (ECF Nos. 241, 242.) The two remaining counts of the Seventh Amended Complaint, Counts 5 and 6, initially alleged discrimination and retaliation under the Age Discrimination in Employment Act of 1967 (âADEAâ), 29 U.S.C. § 621 et seq. (7th Am. Compl. ¶¶ 239â56.) The Court dismissed Plaintiffâs discrimination claims, leaving only Plaintiffâs retaliation claims. (Dismissal Op. at 19â20, ECF No. 150.) What remains of Count 5 alleges that Ambassador Futura-Toy retaliated against Plaintiff when she did not request that the DG allow Plaintiff to remain at Embassy Malabo because â[Plaintiff] had engaged in EEO activities, including bringing this action.â (7th Am. Compl. ¶ 246.) Plaintiff argues that this retaliation was a result of the âbriefing that Consular Affairs had given [Ambassador Furuta-Toy] about Beberman.â (Id.) Count 6 alleges that, because of Defendantsâ retaliation, Plaintiff was treated less favorably than John Elliott. (See id. ¶¶ 250â55.) Defendants filed a Motion for Summary Judgment on July 31, 2019. (ECF No. 218.) Plaintiff opposed. (ECF No. 228.) The Court held oral argument on the Motion on December 10, 2019. (ECF No. 245.) The Motion is presently before the Court. LEGAL STANDARD Summary judgment shall be granted if âthe movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). A dispute is âgenuineâ if it could lead a âreasonable jury [to] return a verdict for the nonmoving party.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). âOnly disputes over facts that might affect the outcome of the suit under the governing law will properly preclude the entry of summary judgment.â Id. When deciding the existence of a genuine dispute of material fact, the Court must determine âwhether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law.â Id. at 251â52. At the summary-judgment stage, a district court considers the facts drawn from materials in the record, âincluding depositions, documents, electronically stored information, affidavits or declarations, stipulations . . . admissions, interrogatory answers, or other materials.â Fed. R. Civ. P. 56(c)(1)(A). â[I]nferences, doubts, and issues of credibility should be resolved against the moving party.â Meyer v. Riegel Prods. Corp., 720 F.2d 303, 307 n.2 (3d Cir. 1983). Summary judgment should be granted if the evidence available would not support a jury verdict in favor of the nonmoving party. Anderson, 477 U.S. at 248â49. Similarly, the Court must grant summary judgment against any party âwho fails to make a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trial.â Celotex, 477 U.S. at 322. DISCUSSION The burden-shifting framework in McDonnell Douglas Corporation v. Green, 411 U.S. 792 (1973), applies to ADEA retaliation claims. Daniels v. Sch. Dist. of Phila., 776 F.3d 181, 193 (3d Cir. 2015). To establish a prima facie case of retaliation under the ADEA, a plaintiff must demonstrate â(1) [that the plaintiff engaged in] protected employee activity; (2) [an] adverse action by the employer either after or contemporaneous with the employeeâs protected activity; and (3) a causal connection between the employeeâs protected activity and the employerâs adverse action.â Id. Under this framework, â[i]f the plaintiff makes these showings, the burden of production of evidence shifts to the employer to present a legitimate, non- retaliatory reason for having taken the adverse action.â Id. (citing Marra v. Phila. Hous. Auth., 497 F.3d 286, 300 (3d Cir. 2007)). âIf the employer advances such a reason, the burden shifts back to the plaintiff to demonstrate âthat the employerâs proffered explanation was false, and that retaliation was the real reason for the adverse employment action.ââ Id. âAlthough the burden of production of evidence shifts back and forth, the plaintiff has the ultimate burden of persuasion at all times.â Id. (citing Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 143 (2000)). In undergoing this burden-shifting analysis in ADEA retaliation cases, the court may draw upon judicial interpretations of Title VII of the Civil Rights Act of 1964. See id. at 192â93 (citing Burton v. Teleflex Inc., 707 F.3d 417, 432 (3d Cir. 2013)). I. Protected Employee Activity In this case, the parties do not dispute that Plaintiff engaged in âprotected employee activityâ under the ADEA. (See Defs.â SUMF ¶ 53; Pl.âs CSOF ¶ 15.) âProtected activities include . . . an employeeâs filing of formal charges of discrimination against an employer.â Smith v. N3 Oceanic, Inc., 717 F. Appâx 162, 165 (3d Cir. 2017). Because of their timing, three of Plaintiffâs actions could logically comprise the âEEO activitiesâ that Plaintiff alleges caused Defendants to retaliate against her: (1) the filing of the Complaint in the present case, which initially alleged age and gender discrimination (Compl. ¶¶ 59â86, ECF No. 1); (2) FSGB Case No. 2015-035, which challenged the Employee Evaluation Reports that Plaintiff received in Venezuela and requested interim relief (Defs.â Ex. 25, ECF No. 219-2); and (3) FSGB Case No. 2016-001, which challenged a change in Plaintiffâs assignment as a backup consular officer at Embassy Malabo as retaliatory (id.). Plaintiffâs other civil actions in federal court were filed after March 1, 2016, the date on which Ambassador Furuta-Toy stated she would not request that Plaintiff remain at Embassy Malabo. (See Defs.â SUMF ¶ 53; Defs.â Ex. 25.) Later actions or grievances filed by Plaintiff could not have constituted the protected activities that caused the Ambassadorâs decision. II. Adverse Action âFor an employerâs action to satisfy the second prong of a prima facie case of retaliation, the plaintiff âmust show that a reasonable employee would have found the challenged action materially adverse, which in this context means it might well have dissuaded a reasonable worker from making or supporting a charge of discrimination.ââ Daniels, 776 F.3d at 195 (emphasis added) (quoting Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006)); cf. Moore v. City of Phila., 461 F.3d 331, 341 (3d Cir. 2006) (stating âthat the anti-retaliation provision [of Title VII] . . . is not limited to discriminatory actions that affect the terms and conditions of employmentâ). Plaintiff viewed her circumstances in Washington, D.C., as less favorable than her circumstances at Embassy Malabo. For the most part, however, Plaintiffâs circumstances in Washington, D.C., were endemic to the location of her post. For example, although Plaintiff was no longer âeligible for differentials, allowances, etc., applicable to [Embassy Malabo]â upon her transfer (SOP D-01 at 56â57; see also Pl.âs CSOF ¶ 54 (indicating that Plaintiff had been authorized at Embassy Malabo to receive a service-needs differential of fifteen percent above her salary)), a post differential reflects âconditions of environment which differ substantially from conditions of environment in the continental United States.â (Defs.â Reply at 8, ECF No. 240 (citing 5 U.S.C. § 5925(a)).) Furthermore, although Plaintiff no longer resided in Defendant State Department housing free of rent or utility expenses in Washington, D.C., as she did at Embassy Malabo (Pl.âs CSOF ¶¶ 56â57), a cost of living adjustment helps âoffset the difference between the cost of living at the post of assignment of the employee in a foreign area and the cost of living in the District of Columbiaâ (Defs.â Reply at 8 (citing 5 U.S.C. § 5924(a)). Unfortunately, Plaintiffâs denial of tenure and transfer coincided with what she viewed as career-related setbacks. Before being transferred, Plaintiff had served at Embassy Malabo as the Political/Economic Officer with âCommercial Affairsâ responsibilities and âbackup Public Diplomacyâ duties. (Id. ¶ 29.) One of Plaintiffâs âratersâ noted that â[Plaintiff] handle[d] the most demanding portfolio in the EmbassyâPolitical/Economic Officer with commercial advocacy responsibilities.â (Id. ¶ 35 (citing Pl.âs Ex. 17, ECF No. 232-7).) After her transfer, Plaintiff concedes that she performed âmeaningful workâ (Pl.âs Response to SUMF ¶ 43), but argues that she only âmade partial use of the skills she had developedâ in the Bureau of Oceans and International Environmental and Scientific Affairs (Pl.âs CSOF ¶ 42 (citing Pl.âs Ex. 60, ECF No. 236-10; Pl.âs Ex. 61, ECF No. 237-1)). As of September 4, 2018, Plaintiffâs role entailed serving on a qualifications panel, working closely with experienced Human Resources (âHRâ) professionals to increase efficiency, contributing to the HR team by addressing âeligible family member hiring surges,â and âwhittl[ing] down the awards backlog as interim bureau awards coordinator and institut[ing] tracking improvements.â (Pl.âs Ex. 62, ECF No. 237-2.) The Court must account for these consequences when assessing the nature of Defendantsâ actions. Cf. Durham Life Ins. Co. v. Evans, 166 F.3d 139, 152â53 (3d Cir. 1999) (citing Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 118 S. Ct. 2257, 2268 (1998)) (classifying âreassignment with significantly different responsibilitiesâ as a tangible, adverse employment action). At the same time, the Court must account for ways in which an employerâs action may have had positive consequences. Plaintiffâs transfer to Washington, D.C., caused her salary to increase and âdid not result in any reduction in grade or step.â (Defs.â SUMF ¶ 48; Defs.â Br. at 2, ECF No. 220 (citing Collins Decl. ¶ 6, Defs.â Ex. 24, ECF No. 219-2).)3 Moreover, Plaintiff received a home service transfer allowance upon moving to Washington, D.C. (Collins Decl. ¶ 5.) In considering the consequences of an allegedly adverse action, however, it is critical for a district court to understand and consider the context in which the action arises. Cf. Cardenas v. Massey, 269 F.3d 251, 261 (3d Cir. 2001) (focusing on the âoverall scenarioâ when assessing adversity in the Title VII context). When Ambassador Furuta-Toy made the decision not to retain Plaintiff at Embassy Malabo, Plaintiff had already been denied tenure. Under Defendant State Department policy in place at the time, a Foreign Service Officer who is denied tenure and granted interim relief âshould be returned to Washington on separation orders to work in a 3 The Court does not base its conclusion regarding the adverse action prong of Plaintiffâs prima facie case solely on the facts that the Plaintiffâs transfer caused her salary to increase and did not result in any reduction in grade or step. Those facts are not dispositive in this Courtâs assessment of causation. See Jones v. Sch. Dist. of Phila., 198 F.3d 403, 411â12 (3d Cir. 2005) (citing Torre v. Casio, Inc., 42 F.3d 825, 831 n.7 (3d Cir. 1994) (â[A] transfer, even without loss of pay or benefits, may, in some circumstances, constitute an adverse job action.â)). domestic assignment in the [Defendant State Department] until the resolution of his/her grievance.â (Defs.â Br. at 10 (citing SOP D-01 at 56).) Plaintiff experienced the same consequences that any other employee would experience under an application of Defendant State Departmentâs general rule. Accounting for the context in which Plaintiffâs transfer occurredâ that is, in conjunction with Plaintiffâs denial of tenureâher transfer was not an adverse action. The fact that not all Foreign Service Officers who are denied tenure are transferred from their posts does not alter this result. To rebut Defendantsâ argument that the reason for Plaintiffâs transfer was that she was denied tenure, Plaintiff points to another Foreign Service Officer, John Elliott, who was denied tenure yet remained at his post. (Pl.âs CSOF ¶¶ 148â49.) However, Plaintiff only provides one material similarity between John Elliott and herself: that they were denied tenure at the same time. (Id. ¶ 148.) The differences between the two individuals are starker. When Plaintiff and Elliott were denied tenure, Plaintiff was stationed at Embassy Malabo and supervised by Ambassador Furuta-Toy; Elliott was stationed in Saudi Arabia serving under a different supervisor. (Pl.âs Ex. 13, ECF No. 232-3.) These differences are among the reasons why the Court dismissed Plaintiffâs discrimination claims in Count 6. (Dismissal Op. at 20.) For these same reasons, the Court does not find Plaintiffâs comparisons to John Elliott instructive in assessing whether Defendant State Department engaged in an adverse action or whether Defendants retaliated against Plaintiff more generally. III. Causal Connection At the summary judgment stage, âa broad array of evidenceâ is considered when analyzing whether a causal connection exists between a plaintiffâs protected activity and a defendantâs adverse action. LeBoon v. Lancaster Jewish Cmty. Ctr. Assân, 503 F.3d 217, 232 (3d Cir. 2007) (citation omitted). âTo demonstrate a link between protected activity and an employerâs adverse action, a plaintiff may rely on the temporal proximity between the two if âunusually suggestive.ââ Daniels, 776 F.3d at 196; see also Griesbaum v. Aventis Pharm., 259 F. Appâx 459, 467 (3d Cir. 2007). âIn the absence of such close temporal proximity, [the Court] consider[s] the circumstances as a whole . . . .â Daniels, 776 F.3d at 196. Where there does not appear to be any pattern of antagonism by Defendants, see Griesbaum, 259 F. Appâx at 467, the Court must ask whether the proffered evidence, analyzed as a whole, supports an inference of causation. See Farrell v. Planters Lifesavers Co., 206 F.3d 271, 279â80 (3d Cir. 2000) (ruling in a Title VII case that the district court committed error by ârequiring more than one retaliatory act, or one closer in temporal proximity, or some demonstrative activity, to the exclusion of all other facts or events potentially probative of causationâ); Kachmar v. SunGard Data Sys., Inc., 109 F.3d 173, 178 (3d Cir. 1997) (âThe element of causation . . . is highly context-specific.â). âAmong the kinds of evidence that a plaintiff can proffer are intervening antagonism or retaliatory animus, inconsistencies in the employerâs articulated reasons for terminating the employee, or any other evidence in the record sufficient to support the inference of retaliatory animus.â LeBoon, 503 F.3d at 232â33. The temporal proximity between the filing of the present action and Plaintiffâs transfer is not âunusually suggestive.â Plaintiff filed the present action in 2014. (Pl.âs CSOF ¶ 15.) Plaintiff was denied tenure on March 11, 2016. (Defs.â SUMF ¶ 12 (citing Defs.â Ex. 10).) Plaintiff was transferred to Washington, D.C., on April 9, 2016. (Pl.âs CSOF ¶ 17.) âAlthough there is no bright line rule as to what constitutes unduly suggestive temporal proximity,â LeBoon, 503 F.3d at 233, the Third Circuit has held that gaps of two months and three months are not unusually suggestive, cf. Young v. City of Phila. Police Depât, 651 F. Appâx 90, 98 (3d Cir. 2016) (citing LeBoon, 503 F.3d at 233 (three months not unusually suggestive); Williams v. Phila. Hous. Auth. Police Depât, 380 F.3d 751, 759â60 (3d Cir. 2004) (two months not unusually suggestive)). A fortiori, this Court cannot infer a causal connection between Plaintiffâs filing of the present action and her transfer based on timing alone. Nor can this Court infer a causal connection between Plaintiffâs transfer and Plaintiffâs filing of FSGB Case No. 2015-035, which was filed in August 2015, solely based on timing. (See Defs.â Ex. 25.) Finally, this Court will not infer a causal connection based on the temporal proximity of FSGB Case No. 2016-036, filed almost two months before Ambassador Furuta-Toy stated she would not request that Plaintiff remain at Embassy Malabo, and Plaintiffâs transfer. Nor can the Court conclude that the proffered evidence, analyzed as a whole, supports an inference of causation. First, the language of Defendant State Departmentâs policy favors Defendantsâ theory as to why Ambassador Furuta-Toy did not request that Plaintiff remain at Embassy Malabo. Defendants argue that Plaintiff was transferred because she had been denied tenure, not because she engaged in protected activity. (Defs.â Br. at 9â13.) Defendants cite the policy of Defendant State Department in place at the time of Plaintiffâs transfer, which prescribed that an employee who had been granted interim relief from separation âshould be returned to Washington on separation orders to work in a domestic assignment in [Defendant State Department] until the resolution of his/her grievance.â (Id. at 10 (citing SOP D-01 at 56).) Plaintiffâs theory of the case relies on the exception in Defendant State Departmentâs policy, which provides that â[i]n rare circumstances, and based on the needs of the Service, the DG may permit an employee in interim relief status to remain at post if post makes such a request to the DG.â (SOP D-01 at 56â57.) Both parties agree that Defendant State Departmentâs decision is discretionary. (See Defs.â Br. at 10 (citing Defs.â Ex. 15, ECF No. 219-2); Pl.âs CSOF ¶ 69 (citing Pl.âs Ex. 9, ECF No. 231-9).) However, this discretion is not standardless; the policy itself prescribes application of the exception only in ârare circumstances.â Second, the comments made by Ambassador Furuta-Toy and relied upon by Plaintiff do not support an inference of causation. To support Plaintiffâs argument that Defendantsâ reason for her transfer was that she engaged in EEO activities, Plaintiff points to Ambassador Furuta- Toyâs deposition, in which the Ambassador stated that she âmight haveâ âtold [DCM Zabriskie] that one of the reasons that [Ambassador Furuta-Toy] thought [Plaintiff] should not remain at post after denial of tenure was that she should go and work on her grievances.â (Furuta-Toy Dep. 39:16â20, Pl.âs Ex. 7, ECF No. 231-7.) Ambassador Furuta-Toy also stated that she had a conversation with DCM Zabriskie about Plaintiff and her grievances â[o]nce the tenure decision had been made.â (Id. 40:17â19; see also id. 138:19â139:2 (stating that, when the Ambassador refused to request that Plaintiff remain at Embassy Malabo, â[Plaintiff] had just informed [the Ambassador] that [Plaintiff] was filing a grievance on this caseâ and â[the Ambassador] felt [Plaintiff] needed the time to be able to focus on that without having to handle all other issues that we needed to be doing during an electionâ).) However, the Ambassadorâs references to grievances in her deposition can be more aptly characterized as an interpretation, based on a history of experience with discretionary decisionmaking, of the rationales behind Defendant State Departmentâs policy, rather than proof of targeted retaliation. DCM Zabriskie recalls that the Ambassador explained that Plaintiff âwould not be able to focus on her legal cases if she were expected to simultaneously carry out the demanding responsibilities of her portfolioâ and that âthis is precisely why [Defendant State Department] allows people to return to headquarters while their cases are pending.â (Zabriskie Aff. ¶ 54, Pl.âs Ex. 21, ECF No. 233-1 (emphasis added); see also Zabriskie Dep. 108:19â109:6 (âI believe that [Ambassador Furuta-Toy] at one point stated that her experience was it was better for the employees to have time in Washington to fully dedicate to their issues, to whatever legal cases they were working on.â).)4 Even if the Ambassadorâs comments were evidence of inappropriate considerations outside of the realm of what is to be contemplated by supervisors under the policyâand the Court does not believe that a reasonable jury would consider them as suchâthe comments do not rise to the level of seriousness needed to support an inference of causation. Cf. Faragher v. City of Boca Raton, 524 U.S. 775, 788 (1998) (âA recurring point in [Title VII] opinions [involving discrimination claims] is that . . . offhand comments and isolated incidents (unless extremely serious) will not amount to discriminatory changes in the âterms and conditions of employment.ââ). Third, Plaintiffâs argument that the Bureau of Consular Affairsâ briefing of Ambassador Furuta-Toy on Plaintiffâs grievances supports an inference of causation is not persuasive. Defendants point to the absence of any reference to Plaintiffâs grievances on the briefing checklist for the meeting between the Bureau of Consular Affairs and Ambassador Furuta-Toy as evidence that those grievances were not a subject of the briefing. (Defs.â SUMF ¶ 59.) Plaintiff contends that, because a portion of the briefing checklist is redacted, there is no way of knowing whether the redacted matters were discussed during the briefing. (Pl.âs Response to SUMF ¶ 57.) Plaintiff adds that the deposition testimonies of Ambassador Furuta-Toy and PDAS Donahue, which denied that Plaintiffâs grievances were a subject of the briefing, are not credible or 4 Plaintiff has filed at least four actions in the U.S. District Court for the District of the Virgin Islands (Civ. Nos. 14-20, 16-63, 17-48, and 17-61); at least three appeals in the U.S. Court of Appeals for the Third Circuit (Civ. Nos. 16-1788, 18-3344, and 19-2745); at least two actions in the U.S. Court of Federal Claims (Civ. Nos. 16-1006C, 17-0179C); at least one action in the U.S. District Court for the District of Columbia (Civ. No. 16-2316); and at least one appeal in the U.S. Court of Appeals for the Federal Circuit (Civ. No. 18-1519). Plaintiff has filed at least eight grievances before the FSGB (Case Nos. 2015-035, 2015-045, 2015-046, 2016-001, 2016-036, 2017-014, 2017-030, and 2018-049). (Defs.â Ex. 25.) plausible. (Id. ¶ 59.) In support of the latter proposition, Plaintiff cites deposition testimony suggesting that Marjorie Ames, the Executive Director of the Bureau of Consular Affairs who approved the checklist, knew that Plaintiff âhad a dispute with [Defendant State] Departmentâ and âhad filed an EEO complaint.â (Id. ¶ 59 (citing Ames Dep. 27:16â28:4, Pl.âs Ex. 36, ECF No. 234-6).) While PDAS Donahue did not recall his meeting with Ambassador Furuta-Toy, Plaintiff cites sections of PDAS Donahueâs deposition testimony to demonstrate his âselective rememberingâ and attempt to undermine his credibility. (Id. (citing Pl.âs Ex. 38, ECF No. 234- 8).) Moreover, Plaintiff argues that, because PDAS Donahue and Executive Director Ames played a role in denying Plaintiff the opportunity to serve as a backup consular officer at Embassy Malabo, a decision that Plaintiff challenged as an EEO violation, â[i]t is not credible that [the grievance] . . . would not have been foremost in PDAS Donahueâs mind when he briefed Ambassador Furuta-Toy.â (Id.) Even though the question of whether and how the Bureau of Consular Affairs briefed the Ambassador is relevant to the Ambassadorâs knowledge about Plaintiffâs grievances, see Daniels, 776 F.3d at 196â97, bald assertions that Plaintiffâs grievances are the topic of the redacted portion of a briefing checklist do not support an inference of causation. Likewise, Plaintiffâs judgments regarding the credibility of deposed parties based on what could or must have been foremost in their minds do not support an inference of causation. Because Plaintiff has failed to establish that Defendants engaged in an adverse action and that her grievances caused an adverse action, a reasonable jury could not conclude that Plaintiff has satisfied her burden of proving a prima facie case of retaliation under the ADEA. IV. Legitimate, Non-Retaliatory Reasons Even if Plaintiff could satisfy her burden of proving a prima facie case of retaliation, she would still fail to overcome Defendantsâ Motion for Summary Judgment. If a plaintiff is able to satisfy the burden of proving a prima facie case, âthe burden of production shifts to the employer to present a legitimate, non-retaliatory reason for having taken the adverse action.â Daniels, 776 F.3d at 193. âIf the employer advances such a reason, the burden shifts back to the plaintiff to demonstrate that âthe employerâs proffered explanation was false, and that retaliation was the real reason for the adverse employment action.ââ Id. (citation omitted). âAlthough intermediate evidentiary burdens shift back and forth under this framework, â[t]he ultimate burden of persuading the trier of fact that the defendant intentionally discriminated against the plaintiff remains at all times with the plaintiff.ââ Id. (citing Reeves, 530 U.S. at 143). Defendants have satisfied their burden of presenting a legitimate, non-retaliatory reason for having transferred Plaintiff. âThe employerâs burden at this stage is relatively light: it is satisfied if the defendant articulates any legitimate reason for the [adverse employment action]; the defendant need not prove that the articulated reason actually motivated the [action].â Krouse v. Am. Sterilizer Co., 126 F.3d 494, 500â01 (3d Cir. 1997) (internal quotations omitted) (Americans with Disabilities Act case). The non-retaliatory reasons that Defendants provide for transferring Plaintiff include: (1) that Plaintiff was denied tenure; (2) âthat it would be detrimental to the needs of Embassy Malabo to have Plaintiff remain at post while on interim relief because there was no way to determine how long Plaintiff may be able to remain at post based on the indefinite and unpredictable nature of interim relief, and the fact that Plaintiff could be terminated at any timeâ; (2) âuncertainty in staffingâ; and (3) âhardship for other employees that multiple temporary extensions of Plaintiffâs assignment would create.â (Defs.â Br. at 11â12.) V. Pretext In the private-sector context, once an employer has articulated legitimate reasons for its adverse action, âthe plaintiff must point to some evidence, direct or circumstantial, from which a factfinder could reasonably either (1) disbelieve the employerâs articulated legitimate reasons; or (2) believe that an invidious [retaliatory] reason was more likely than not a . . . determinative cause of the employerâs action.â Daniels, 776 F.3d at 198â99 (internal quotations omitted). In the analogous context of private-sector Title VII retaliation claims, âto prove causation at the pretext stage, the plaintiff must show that she would not have suffered an adverse employment action âbut forâ her protected activity.â Young, 651 F. Appâx at 96 (citing Univ. of Tex. Sw. Med Ctr. v. Nassar, 570 U.S. 338, 133 S. Ct. 2517, 2533 (2013)). The Supreme Court relied upon Congressâs use of the word âbecauseâ in Title VIIâs anti-retaliation provision in holding that a plaintiff must prove âbut-forâ causation to prevail on a Title VII retaliation claim. Nassar, 570 U.S. 349â50. In Gross v. FBL Fin. Servs., 557 U.S. 167 (2009), the Supreme Court employed similar reasoning to hold that under § 623(a)(1) of the ADEA, which governs claims against employers in the private sector and state and local governments, âthe plaintiff retains the burden of persuasion to establish that age was the âbut-forâ cause of the employerâs adverse action.â Id. at 177. The language of the federal-sector provision of the ADEA differs from the provisions of the ADEA governing discrimination claims and retaliation claims against private-sector employersâ§§ 623(a)(1) and 623(d), respectively. The federal-sector provision of the ADEA provides that employees of executive agencies who are at least forty years of age âshall be made free from any discrimination based on age.â 29 U.S.C. § 633a(a) (emphasis added); see also Forman v. Small, 271 F.3d 285, 298 (D.C. Cir. 2001) (ruling that § 633a waives sovereign immunity as to claims of retaliation, not just claims of age discrimination). By contrast, the ADEA provision governing discrimination claims against private-sector employers and state and local governments makes it unlawful for an employer to âdiscriminate against any individual with respect to his . . . privileges of employment . . . because of such individualâs age.â 29 U.S.C. § 623(a)(1) (emphasis added). The ADEA provision governing retaliation claims against private- sector employers and state and local governments provides that â[i]t shall be unlawful for an employer to discriminate against any of his employees or applicants for employment . . . because such individual . . . has opposed any practice made unlawful by this section.â 29 U.S.C. § 623(d) (emphasis added). The United States Courts of Appeal have diverged in their interpretations of and reliance upon this difference in diction, resulting in a split as to whether the ADEAâs federal-sector provision requires a showing of âbut-forâ causation. Compare Shelley v. Green, 666 F.3d 599, 607â08 (9th Cir. 2012); Babb v. Secây, Depât of Veterans Affairs, 743 F. Appâx 280, 287â90 (11th Cir. 2018) (applying the âbut-forâ standard for discrimination and retaliation claims under the ADEA), with Ford v. Mabus, 629 F.3d 198, 206 (D.C. Cir. 2010) (rejecting the âbut-forâ standard and ruling that a federal-sector ADEA violation requires that âage [be] a factor in the employerâs decisionâ). Other appellate courts have declined to rule on this issue, see, e.g., Velazquez-Ortiz v. Vilsack, 657 F.3d 64, 74 (1st Cir. 2011); Leal v. McHugh, 731 F.3d 405, 414 n.8 (5th Cir. 2013); Reynolds v. Tangherlini, 737 F.3d 1093, 1096 (7th Cir. 2013), which was argued in a pending case before the Supreme Court on January 15, 2020 (Tr. of Oral Arg. at 1, Babb v. Wilkie (No. 18-882)). Even if the proper causation standard required in an ADEA case is the less demanding standard set forth by the U.S. Court of Appeals for the D.C. Circuit in Ford v. Mabusâthat is, whether protected activity was âa factor in the employerâs decisionââPlaintiff has not offered sufficient evidence to satisfy her burden of production of showing that Defendantsâ proffered reasons are pretextual. To challenge the contention that Plaintiff was transferred because she was denied tenure, Plaintiff submits evidence demonstrating that other Foreign Service Officers who were denied tenure were not transferred to Washington, D.C. (Pl.âs CSOF ¶¶ 148â49 (citing Pl.âs Ex. 13; Molano Dep. 9:19â11:3, Pl.âs Ex. 69, ECF No. 237-9).) To challenge the contention that Plaintiff was transferred because of the needs of her post, Plaintiff submits evidence regarding the importance of her role at Embassy Malabo at the time of her transfer. (See id. ¶¶ 102â03 (citing 04-08-16 EER at 1, Pl.âs Ex. 65, ECF No. 237-5).) To challenge the contention that Plaintiff was transferred because of uncertainty in staffing, Plaintiff submits evidence suggesting that the Ambassador considered âcontinuityâ of Plaintiffâs portfolio to be a factor in her decision, as well as evidence that allegedly suggests that retaining Plaintiff at Embassy Malabo would have promoted continuity. (Id. ¶ 107 (citation omitted); see also id. ¶¶ 158â61 (citing Zabriskie Dep. 91:8â93:5; Defs.â Response to Follow-on Interrog. No. 3 at 14, Pl.âs Ex. 22, ECF No. 233-2).) To challenge the contention that Plaintiff was transferred because retaining Plaintiff at her post would have imposed hardships on other employees, Plaintiff submits evidence suggesting that other employees were able to do less election-related work as a result of Plaintiffâs transfer (id. ¶ 109 (citing Lamm Dep. 29:9â19, Pl.âs Ex. 59, ECF No. 236-9)), as well as evidence that allegedly suggests that Plaintiffâs transfer was a âhardshipâ for the post (Furuta-Toy Dep. 70:8â 18, Pl.âs Ex. 7; Zabriskie Dep. 91:8â93:5, 137:5â15). However, Plaintiffâs challenges do not adequately satisfy her burden, at a minimum, of demonstrating that her protected activities were a factor in the Ambassadorâs decision not to retain her at Embassy Malabo. As discussed previously, the Court does not consider John Elliott a suitable comparator for assessing causation, either as part of Plaintiffâs prima facie case or at the pretext stage. Cf. Young, 651 F. Appâx at 99 (determining in a Title VII retaliation case that two comparators were not ârelevant comparatorsâ for purposes of the courtâs pretext inquiry where the comparators did not have similar disciplinary records to the plaintiff). Furthermore, the concepts of âimportance,â âcontinuity,â and âhardshipâ are inherently context dependent. Plaintiff had been denied tenure at the time of her transfer. Under Defendant State Departmentâs policy, in the absence of rare circumstances, Foreign Service Officers who were denied tenure and granted interim relief from separation were transferred to Washington, D.C. Viewing this case with that context in mind, Plaintiffâs conceptions of âimportance,â âcontinuity,â and âhardshipâ are strained. Therefore, even if Plaintiff was able to satisfy her burden of proving a prima facie case of retaliation, she could not satisfy her burden of showing that Defendantsâ proffered reasons for not retaining her at Embassy Malabo were pretextual. CONCLUSION For the reasons stated herein, Defendantsâ Motion for Summary Judgment is granted. An appropriate Order will follow. Date: January 31, 2020 /s/ Anne E. Thompson ANNE E. THOMPSON, U.S.D.J.
Case Information
- Court
- D.V.I.
- Decision Date
- January 31, 2020
- Status
- Precedential