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UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK VINCE BRADLEY, JR., Plaintiff, Case # 18-CV-6823-FPG v. DECISION AND ORDER ANTHONY BONGIOVANNI, et al., Defendants. INTRODUCTION Plaintiff Vince Bradley, Jr. brings this civil rights action against Defendants Police Sergeant Anthony Bongiovanni and the City of Rochester, alleging that Bongiovanni used excessive force against him in the course of an arrest. ECF No. 1-2 at 4-13. On November 30, 2020, Defendants moved for summary judgment on all of Bradleyâs claims. ECF No. 25. Bradley opposes the motion. ECF Nos, 31, 32. For the reasons that follow, Defendantsâ motion is GRANTED IN PART and DENIED IN PART. LEGAL STANDARD Summary judgment is appropriate when the record shows that there is âno genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). Disputes concerning material facts are genuine where the evidence is such that a reasonable jury could return a verdict for the non-moving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). In deciding whether genuine issues of material fact exist, the court construes all facts in a light most favorable to the non-moving party and draws all reasonable inferences in the non-moving partyâs favor. See Jeffreys v. City of New York, 426 F.3d 549, 553 (2d Cir. 2005). However, the non-moving party 1 âmay not rely on conclusory allegations or unsubstantiated speculation.â F.D.I.C. v. Great Am. Ins. Co., 607 F.3d 288, 292 (2d Cir. 2010) (quotation omitted). BACKGROUND Among the evidence proffered by the parties is video footageâtaken from Bongiovanniâs bodycamâof the encounter between Bradley and Bongiovanni. Video footage can, but does not always, conclusively establish facts for purposes of summary judgment. See Scott v. Harris, 550 U.S. 372, 379-80 (2007); Hulett v. City of Syracuse, 253 F. Supp. 3d 462, 482 (N.D.N.Y. 2017). Where a videotape âleaves no doubt as to what occurred,â United States v. Paul, 904 F.3d 200, 203 (2d Cir. 2018), a district court need not countenance contrary factual assertions. See Scott, 550 U.S. at 380; Heicklen v. Toala, No. 08-CV-2457, 2010 WL 565426, at *2 (S.D.N.Y. Feb. 18, 2010). Conversely, if the video evidence is âambiguousâ or otherwise inconclusive, Hicks v. Vill. of Ossining, No. 12-CV-6874, 2016 WL 345582, at *5 (S.D.N.Y. Jan. 27, 2016), a court must employ its usual summary judgment standards and construe the evidence in the non-moving partyâs favor. Accord Hulett, 253 F. Supp. 3d at 482 (â[W]hile the video evidence submitted by the parties will certainly be considered and carefully reviewed at this juncture, . . . summary adjudication of a plaintiffâs civil rights claim [is permitted] only in those exceptional cases where the video evidence in the record is sufficient to blatantly contradict one partyâs version of events.â (internal quotation marks and brackets omitted)). The initial circumstances of the encounter between Bradley and Bongiovanni are not recorded, so the Court relies on the undisputed facts and Bradleyâs deposition testimony. At the time of the incident, Bongiovanni was a sergeant with the Rochester Police Department. ECF No. 25-4 at 57-58. On the evening of September 2, 2017, Bongiovanni was on patrol in the area of 2 Lyell Avenue in Rochester. Id. at 62. While stopped at a red light at the intersection of Lyell Avenue and Murray Street, he observed an individualâlater identified as Bradleyâdrive a dirt bike down Murray Street and stop at the intersection. Id. Bradley was not wearing a helmet, and his dirt bike did not have a license plate affixed to it. ECF No. 39 ¶¶ 10, 11. Bradley performed a U-turn at the intersection and proceeded back up Murray Streetâthe wrong way on a one-way street. Id. ¶ 10. The parties do not dispute that Bongiovanni thus observed Bradley commit three traffic violations: he did not wear a helmet, his bike did not have a license plate, and he drove the wrong way on a one-way street. Id. ¶ 11. Under New York law, Bongiovanni was permitted to arrest Bradley for those violations. See Bartels v. Inc. Vill. of Lloyd Harbor, 97 F. Supp. 3d 198, 214-15 (E.D.N.Y. 2015). Bradley returned to his home, which was on Murray Street. Bongiovanni followed. Bongiovanni testified that he wanted to find Bradley to âspeak with himâ and âhave a conversation with him about his illegal activity.â ECF No. 25-4 at 71. After he had gotten off his bike, Bradley noticed a police car âjust northâ of his house. ECF No. 25-3 at 64. Bongiovanni yelled from his cruiser, âYou, motherfucker on the dirt bike. Bring your mother-fucking ass here.â Id. at 65. Bradley was in shock and replied, âExcuse me?â Bongiovanni repeated, âYou, motherfucker on the dirt bike. Bring your ass here.â Id. Bradley moved his bike, took his license from his pocket, and walked towards the cruiser. Id. He asked, âIs there a problem, Officer?â Id. Bongiovanni exited the cruiser and told Bradley he was under arrest. Bradley protested, âUnder arrest? I got ID right here. Iâm in my own yard. Write me a traffic ticket.â Id. at 66. It is during this initial argument in Bradleyâs front yard that Bongiovanniâs bodycam footage begins. 3 The video starts with Bradley walking down his driveway towards Bongiovanni. The two talk over each other, with Bradley telling Bongiovanni not to âput his handsâ on him, and Bongiovanni replying that Bradley cannot tell an officer what to do. As they talk, Bradley backs away, and Bongiovanni follows. Approximately fifteen seconds into their exchange, Bradley turns and sprints into the street, dodging as Bongiovanni attempts to grab him. Bongiovanni runs after Bradley, ordering Bradley to âget down on the ground.â They run around Bradleyâs house, and Bongiovanni calls for backup. Bradley returns to the front yard and runs up to his front door, telling a person inside to âopen the door.â Bongiovanni reaches Bradley, attempts to grab him, and again orders him to get on the ground. Bradley parries Bongiovanniâs hands and protests, âWhy you coming up on me?â The pair move to the porchâs railing, where Bongiovanni spins Bradley around and orders to put his hands behind his back. Bradley continues to protest, saying he âknows his rightsâ and questioning why he is being arrested. Bongiovanni repeatedly notifies Bradley he is under arrest and orders him to put his hands behind his back. Bradley refuses to do so and continues to protest his arrest. Approximately twenty-five seconds after Bongiovanni turned Bradley aroundâand with Bradley still refusing to place his hands behind his backâBongiovanni discharges pepper spray towards Bradleyâs face. (At his deposition, Bradley testified that Bongiovanni sprayed him twice; while the video does not show a second spray, the Court will assume as much for purposes of the motion. ECF No. 25-3 at 85.) Bradley leans away from the spray, and a woman appears from inside the home to object to Bongiovanniâs use of pepper spray. Bradley maneuvers off the railing and out of Bongiovanniâs grasp, running onto the front yard. Bradley turns around to face Bongiovanni but continues to back away as Bongiovanni repeatedly orders him to put his hands behind his back. 4 The video does not show clearly what occurs at this time in the front yard, but it appears that Bongiovanni strikes Bradley several times as Bradley backs up and attempts to evade the strikes. At his deposition, Bongiovanni stated that he used his baton to strike Bradley once âon his lower left legâ and then, when his baton fell to the ground, he kicked Bradley several times in the hip. ECF No. 25-4 at 104, 107-08. Bradley testified to similar effect, claiming that Bongiovanni punched, kicked, and used a baton against him in the front yard. ECF No. 25-3 at 86-87, 98, 100-101. At this point, other police cars arrive, and Bradley takes off across the street and onto his neighborâs porch, where Bongiovanni and another officer grab him and attempt to take him down. The intervening officer tells Bradley to âget the fuck on the ground.â Because the bodycam is angled up, the video does not provide a clear view of Bradleyâs body or the force officers used against him. It appears from the video that, initially, Bradley is taken down so that he is on his knees and elbows. While holding the back of Bradleyâs neck Bongiovanni yells âknee strikeâ several times, each time followed by a muffled âthudâ and Bradley shrieking. Bongiovanni explained at his deposition that, at this point, he had âpulled [Bradleyâs] waist downward and towards me to try to get him off the stairsâ and had used âknee strikes into his buttocks and thigh area.â ECF No. 25-4 at 180. As Bongiovanni performs the knee strikes (or otherwise uses force against Bradley), the video shows that Bradley moves (or is moved) into a prone position. Bongiovanni then tells Bradley to put his hands behind his back and âdonât fight.â The other officer tells Bongiovanni to back up, and Bongiovanni moves away from Bradley, so that the bodycam shows the other officerâwith his knee on Bradleyâs legâcompleting Bradleyâs handcuffing. Meanwhile, Bradley wails loudly. Once the handcuffing is complete, the other 5 officer gets up, Bradley rolls (or is rolled) so that he is resting on his side, and then he moves to a sitting position. At his deposition, Bradley offered a different narrative of what occurred once police caught up to him on his neighborâs porch: I got to the door, I turned around. [Bongiovanni] came - - I think he came up the stairs and they bumped me and I turned around. I see all the lights, all the cars. Itâs like a blur. And I felt the punches, boom, boom, boom, boom, boom. He is like, âStrike. Strike.â . . . . He just kept yelling, âStrike, strike, strike, strike.â They like, âGet down, get down, get down, get down, get down.â [I told them,] I canât, yâall. Yâall, stop hitting me. Iâll be able to get down.â So I finally was kind of able to move. One officer was choking me from the side on my neck trying to slam me down on the porch. I get down; Iâm on my knees with hands behind my back, and thatâs when I felt kicks, kicks, kicks, punches, punches, punches, kick, kick, kick. And then I felt, I looked and I could feel like something put on my leg. So Iâm thinking they pulling me. And I felt something on my hand, so I yelled. And Iâm like, âWhy are you all punching me? Why yâall beating on me?â The one cop telling me, âShut up, bitch. Shut up, bitch.â And they choking me at the same time. âStop resisting. Stop resisting.â Iâm on my knees on the porch. I wasnât resisting. I told the officer, âIf you stop kneeing on my side, maybe my body stop shaking if you all stop punching and kneeing me, and you can see that I am notâ - - they put the cuffs on me. I heard the other officer like, âMove, Sarge. Move, Sarge,â . . . . But all I know is I felt like a bite or a sting or a stab or something. At the time I wasnât fully aware of what it was, but now I know it was a dog. They had a dog biting me on the ground attacking me when Iâm in handcuffs. Thank God the cuffs was on and I had a watch on, otherwise my wrist might have been more torn up mangled. At that point they picked me up. The other officers is picking me up, jerking me, turning me around, slamming me on the porch, cussing at me, yelling at me. 6 ECF No. 25-3 at 87-89. In essence, Bradley alleges that once officers apprehended him, they began punching and kicking him. Id. at 105. Once he dropped to his knees, officers continued to barrage him with punches and kicks, notwithstanding that he was neither resisting nor âeven moving anymore.â Id. Officers struck him on his face, forehead, back, side, stomach, and legs. Id. at 106. Even after he was handcuffed, a dog bit him his wrist and his leg and officers continued to âstompâ him on his back. Id. at 106-07. During this time, he was fully submissive and did not resist. Id. at 111. Ultimately, Bradley was arrested, taken into custody, and charged with, among other things, Operating an Unregistered Motorcycle, Resisting Arrest, Disorderly Conduct (Fighting/Violent Behavior), and Obstruction of Governmental Administration in the Second Degree. ECF No. 39 ¶ 1. Bradley later pleaded guilty to charges of Unlicensed Operation of a Motor Vehicle and Operating a Vehicle the Wrong Way on a One Way Street, with the other charges âcovered by the plea.â Id. ¶ 2. In September 2018, Bradley brought the present action in state court, which was then removed to this Court. ECF No. 1. In his complaint, Bradley raised five claims for relief against Bongiovanni, the City of Rochester, and the Rochester Police Department. After motion practice, the only claims that remain are (1) a state-law assault and battery claim against Bongiovanni and, via vicarious liability, the City of Rochester; and (2) an excessive-force claim under 42 U.S.C. § 1983 against Bongiovanni.1 ECF No. 7. 1 Bradleyâs complaint alludes to other claims that he does not address or defend on summary judgment. First, he alleges that, in addition to using excessive force, Bongiovanni failed to provide him with âemergency medical treatment.â ECF No. 1-2 at 7. Second, he claims that the City of Rochester had a âpolicy and customâ of tolerating excessive force like Bongiovanniâs. Id. at 11. Insofar as Defendants have moved for summary judgment on all claims and Bradley has failed to address, let alone substantively defend, these claims, the Court deems them abandoned. See deVere Grp. GmbH v. Opinion Corp., 877 F. Supp. 2d 67, 70 n.3 (E.D.N.Y. 2012). 7 DISCUSSION Defendants move for summary judgment on both of Bradleyâs claims, arguing that (1) the force Bongiovanni used was objectively reasonable, (2) Bongiovanni is entitled to qualified immunity with respect to his uses of force, and (3) Bongiovanni cannot be held liable for the alleged dog bites. ECF No. 25-8 at 9-17. Bradleyâs claimsâstate-law assault and battery, and excessive force under the Fourth Amendmentâare analyzed under the same standards, including those related to immunity from liability.2 See Al-Mohammedi v. City of Buffalo, No. 13-CV-1020, 2017 WL 163388, at *5-6 (W.D.N.Y. Jan. 16, 2017); Glowczenski v. Taser Intâl, Inc., 928 F. Supp. 2d 564, 587 (E.D.N.Y. 2013). The Court therefore analyzes both claims together. Furthermore, in assessing whether Bongiovanniâs uses of force were unreasonable or excessive, the Court analyzes each use of force separately: (1) the application of pepper spray twice on Bradleyâs front porch; (2) the use of kicks, punches, and a baton in Bradleyâs driveway; (3) the knee and other strikes once Bradley was apprehended on his neighborâs porch; and (4) the use of a police dog in connection with Bradleyâs restraint on his neighborâs porch. See, e.g., Tracy v. Freshwater, 623 F.3d 90, 96-98 (2d Cir. 2010) (analyzing excessive-force claims in that manner); Plakas v. Drinski, 19 F.3d 1143, 1150 (7th Cir. 1994) (analyzing officerâs actions by âcarv[ing] up the incident into segments and judg[ing] each on its own terms to see if the officer was reasonable at each stageâ). I. Pepper Spray Concerning Bongiovanniâs application of pepper spray on Bradleyâs front porch, the Court concludes that Bongiovanni is entitled to qualified immunity. 2 Bradley does not argue otherwise. See generally ECF No. 32. 8 âThe doctrine of qualified immunity shields government officials from civil damages liability unless the official violated a statutory or constitutional right that was clearly established at the time of the challenged conduct.â Soto v. Gaudett, 862 F.3d 148, 156 (2d Cir. 2017) (internal quotation marks and brackets omitted). âQualified immunity gives government officials breathing room to make reasonable but mistaken judgments, and protects all but the plainly incompetent or those who knowingly violate the law.â Stanton v. Sims, 571 U.S. 3, 6 (2013) (internal quotation marks omitted). âTo determine whether a defendant is entitled to qualified immunity, courts ask whether the facts shown âmake out a violation of a constitutional rightâ and âwhether the right at issue was âclearly establishedâ at the time of defendantâs alleged misconduct.ââ Estate of Devine, 676 F. Appâx 61, 62 (2d Cir. 2017) (summary order) (quoting Pearson v. Callahan, 555 U.S. 223, 232 (2009)). âAs it relates to the second step, the focus is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.â Jones v. Treubig, 963 F.3d 214, 224 (2d Cir. 2020) (internal quotation marks omitted). The Supreme Court has warned that the use of excessive force âis an area of the law in which the results depends very much on the facts of each case,â and general statements of the law âdo not by themselves create clearly established lawâ outside the obvious cases. Kisela v. Hughes, 138 S. Ct. 1148, 1153 (2018) (internal quotation marks omitted) (â[I]t does not suffice for a court simply to state that an officer may not use unreasonable and excessive force, deny qualified immunity, and then remit the case for a trial on the question of reasonableness.â). In other words, specificity âis especially importantâ in these sorts of cases. Id. at 1152. Thus, â[a]lthough a case does not need to be directly on point for a right to be clearly established, existing precedent must have placed the statutory or constitutional question beyond debate.â Estate of Priolo v. City of New York, No. 15-CV-6080, 9 2019 WL 1428403, at *4 (E.D.N.Y. Mar. 29, 2019) (internal quotation marks omitted). âPrecedent involving similar facts can help move a case beyond the otherwise hazy border between excessive and acceptable force, and thereby provide an officer notice that a specific use of force is unlawful . . . .â Id. (internal quotation marks omitted). In this case, the Court concludes that Bongiovanni is entitled to qualified immunity because Bradleyâs right to be free from excessive force in this context was not clearly established. A pair of Second Circuit cases provides helpful guidance on this issue. The first is Brown v. City of New York, 798 F.3d 94 (2d Cir. 2015) [hereinafter âBrown Iâ], which gives some contours for a claim of excessive force relating to the use of pepper spray. In Brown I, two police officers were called to a closed Starbucks location based on a report that â[s]ix people [were] banging on the doors refusing to leave.â Brown, 798 F.3d at 96. The group was apparently trying to get into the store to use the bathroom. Id. When the officers arrived, they observed the plaintiff, a 120-pound woman. Id. The plaintiff asked the officers where she could find a bathroom, and the officers responded rudely, stating, âWhat do we look like, the potty police?â, and âpiss in the park.â Id. The plaintiff walked away and the officers exited their cruiser, requesting the plaintiffâs identification. The plaintiff refused the request, and one of the officers threatened to place her under arrest if she did not comply. Id. at 96-97. The plaintiff again refused. The officers âthen grabbed her arm, held it behind her back, and attempted to apply handcuffs. An officer kicked her legs out from under her, and she fell to her knees.â Id. at 97. The officers were able to apply one of the handcuffs to the plaintiffâs right wrist âbefore she was thrown to the ground.â Id. The plaintiffâs left arm âwas under her as she fell to the ground,â and âofficers endeavored to take hold of [it] and bring it behind her to complete the handcuffing.â Id. at 101. The plaintiff âdid not offer 10 her arms for handcuffing,â in part because âshe was trying to keep hold of her phone and wallet and reach for the scattered contents of her purse.â Id. One of the officers âtwice administered a burst of pepper spray directly to [the plaintiffâs] face.â Thereafter, the officers were able to complete the handcuffing and placed the plaintiff into the police car. The plaintiff was later charged with disorderly conduct. Id. at 97. The Second Circuit concluded that, at summary judgment, the plaintiff presented sufficient evidence to state a viable claim for excessive force. The court noted that âwhether the force used is excessive is to be analyzed under [the Fourth] Amendment's âreasonablenessâ standard,â which includes consideration of three factors: (1) the severity of the crime at issue; (2) âwhether the suspect poses an immediate threat to the safety of the officers or othersâ; and (3) âwhether he is actively resisting arrest or attempting to evade arrest by flight.â Id. at 100 (citing Graham v. Connor, 490 U.S. 386 (1989)). Reasonableness is judged âfrom the perspective of a reasonable officer on the scene.â Id. As to the first factor, the court noted that âthe severity of the crime [was] unquestionably slight,â since a âdisorderly conduct offense is subject to a maximum penalty of fifteen days in jail,â and the underlying facts consisted of âloud banging on the door of a closed store by someone wanting to use a bathroom, plus the use of loud and nasty language.â Id. at 102. On the second factor, the plaintiff âposed no threat whatever to the safety of the officers or others.â Id. On the third factor, the court noted that the plaintiff âwas not fleeing,â attacking, or physically threatening either officer. Id. The plaintiffâs âresistanceâ was âa refusal to permit the easy application of handcuffs by placing her hands behind her back.â Id. The court rejected the notion that such âresistanceâ permitted the officers to âuse substantial force, including taking a person to the ground and incapacitating her with pepper [spray], to accomplish handcuffing.â Id. The plaintiff was a 11 120-pound woman and the officers significantly outweighed her, which suggested that the officers could have, instead of using pepper spray, âsimply held one of her arms, brought it behind her, and put handcuffs on her wrists.â Id. at 102-03. Reviewing these factors, the Second Circuit concluded that a jury would âhave to decide whether Fourth Amendment reasonableness was exceeded when [the plaintiff] was taken to the ground after refusing to put her hands behind her back and when officers struggled with her on the ground and used pepper spray to accomplish handcuffing.â Id. at 103. In light of Brown I, it could be argued that Bradley has a cognizable excessive force claim based on Bongiovanniâs use of pepper spray. There are some similarities between the facts in Brown I and the present case. Like the Brown plaintiff, Bradleyâs âcrimesâ were âunquestionably slightââa few traffic violations. See Brown I, 798 F.3d at 102. In addition, as in Brown I, Bradley posed no threat to the safety of Bongiovanni or others: while he evaded restraint and fled, Bradley did not threaten or attack Bongiovanni or others. But there a several considerations which the Second Circuit found significant in Brown I that are not present here. In assessing the third factor, the Second Circuit noted that the plaintiffâs âresistanceâ to arrest was merely a ârefusal to permit the easy application of handcuffs by placing her hands behind her back.â Id.; see also id. at 103 (stating that the plaintiffâs was a ânon- threatening form of resistanceâ that amounted to an âunwillingnessâ to âoffer hands for handcuffingâ). Furthermore, at the time the officers applied the pepper spray, the plaintiff was already restrained on the ground and held down by two officers who significantly outweighed her. The degree of force they employed could be found to be disproportionate to the type of resistance they encountered. See Brown I, 798 F.3d at 102-03 (questioning why officers did not employ a âless aggressive way of accomplishing [the] arrestâ). 12 The situation presented here is materially different. For one thing, Bradleyâs resistance was more egregiousâhe actively evaded Bongiovanniâs attempts to restrain him, ran away, and repeatedly refused to obey commands to get on the ground and to place his hands behind his back. He was not simply making the task of handcuffing more difficult, but actively resisting any and all attempts to be restrained. In addition, Bongiovanni had less control over the situation than the officers in Brown I. He was effectuating the arrest alone. He had not taken Bradley to the ground or otherwise already restrained him at the time he applied the pepper spray. In contrast to Brown I, it cannot be said that âless aggressive technique[s]â were readily available to Bongiovanni. Brown I, 798 F.3d at 102-03 (suggesting that each officer could have grabbed one of the plaintiffâs arms to effectuate the handcuffing, or could have âsimply surrounded herâ to âmak[e] clear that she could not leave until she submitted to handcuffingâ). For present purposes, the Court need not definitively decide whether Bongiovanniâs use of pepper spray actually constituted excessive force in light of Brown I. It suffices to make two observations. First, Brown I clearly establishes that, in some circumstances, application of pepper spray may constitute a disproportionate response to a suspectâs resistance to arrest and/or handcuffing. Second, prior to Brown I, that principle was not clearly established. The Second Circuit reached this latter conclusion in a companion case, Brown v. City of New York, 862 F.3d 182 (2d Cir. 2017) [hereinafter âBrown IIâ]. In Brown II, the Second Circuit upheld a grant of qualified immunity to the officers in Brown I on the plaintiffâs excessive force claim. The court could find no precedential decision establishing that it was unreasonable for the officers to use the force they did in response to the plaintiffâs ârepeated[] refus[al] to follow the instructions of police officers who were attempting to apply handcuffs to accomplish an arrest.â Brown v. City of New York, 862 F.3d 182, 190 (2d Cir. 2017) [hereinafter âBrown IIâ]. The critical 13 fact distinguishing the plaintiffâs situation from prior cases was that officers applied pepper spray âprior to, and in furtherance of, [their] attempts to accomplish the handcuffing.â Id. at 191. This was unlike, for example, Tracy v. Freshwater, 623 F.3d 90 (2d Cir. 2010), in which the plaintiff alleged that a police officer used pepper spray against him while he was âalready in handcuffs and offering no further active resistance.â Tracy, 623 F.3d at 98. The Tracy court found that âno reasonable officer could have believed that he was entitled to use pepper spray gratuitously against a restrained and unresisting arrestee.â Tracy, 623 F.3d at 99 n.5 (emphasis added). Because â[n]o precedential decision of the Supreme Court or [the Second Circuit] clearly establishe[d] that the [officersâ] actions [], viewed in the circumstances in which they were taken, were in violation of the Fourth Amendment,â qualified immunity was appropriate. Brown II, 862 F.3d at 190. In sum, it could be said that Brown I established a new legal principleâthat an arresteeâs mere ârefusal to permit the easy application of handcuffsâ does not necessarily justify the application of pepper spray. Brown I, 798 F.3d at 102; see also Brown II, 862 F.3d at 190. But even though that legal principle may govern Bradleyâs excessive-force claim,3 Bongiovanni is still entitled to qualified immunity unless that legal principle clearly prohibited Bongiovanniâs conduct âin the particular circumstances before him.â Dist. of Columbia v. Wesby, 138 S. Ct. 577, 590 (2018) (emphasis added). Brown I must have âplaced the conclusionâ that Bongiovanni acted unreasonably âbeyond debate.â Mullenix v. Luna, 577 U.S. 7, 14 (2015). This is because, if the 3 Bradley does not identify any other decision that clearly establishes his right to be free from excessive force under these circumstances. Cases like Tracy v. Freshwater, 623 F.3d 90 (2d Cir. 2010) and Jones v. Treubig, 963 F.3d 214 (2d Cir. 2020), are distinguishable because they involve arrestees who were no longer resisting arrest at the time the officers applied the pepper spray (as in Tracy) or used the taser (as in Jones). See Tracy, 623 F.3d at 99 n.5; Jones, 963 F.3d at 238; see also Lennox v. Miller, 968 F.3d 150, 157 (2d Cir. 2020) (contrasting Jones with Brown II and noting that Brown II involved an âactively resisting, non-handcuffed arresteeâ); Muschette v. Gionfriddo, 910 F.3d 65, 71 n.2 (2d Cir. 2018) (upholding qualified immunity award, where police officer tased twelve-year old deaf student whom he reasonably believed was disobeying his orders). 14 âright at issueâ has âbeen addressed only in a factual context that is distinguishable in a fair wayâ from the present case, âa reasonable officer might not have known that the challenged conduct was unlawful.â Walczyk v. Rio, 496 F.3d 139, 166 (2d Cir. 2007) (Sotomayor, J., concurring) (internal quotation marks omitted). So it is here: while the holding in Brown I may apply, its facts are not so analogous to Bradleyâs situation as to place the constitutional question beyond debate. Indeed, the Brown I court made clear that its analysis was fact-sensitive and did not imply any bright-line rule. See, e.g., Brown I, 798 F.3d at 102 (âAll that can realistically be expected is to make some assessment as to the extent to which each relevant factor is present and then somehow make an aggregate assessment of all the factors.â); id. at 103 (âThe continuum along which the excessiveness of force in making an arrest is assessed is not marked by visible signposts.â). As discussed above, the situation Bongiovanni faced was materially different from that faced by the officers in Brown Iâ he was by himself, attempting to arrest a suspect who had actively evaded restraint, fled, and flouted commands. At the time he was pepper sprayed, Bradley was refusing to place his hands behind his back. Brown I simply cannot be read to settle the question of whether pepper spray may be appropriately used in response to these more active forms of resistance and flight, especially where the officer is by himself and has not otherwise been able to restrain the suspect. Because Brown I does not place the issue beyond debate, Bongiovanni is entitled to qualified immunity. Therefore, summary judgment is granted. II. Kicks, Punches, and Baton For similar reasons, the Court concludes that Bongiovanni is entitled to qualified immunity, and therefore summary judgment, to the extent Bradleyâs claims are premised on the kicks, punches, and/or baton strikes Bongiovanni employed once Bradley moved off his front porch. The 15 undisputed factsâi.e., the bodycam footageâestablish that Bongiovanni struck Bradley with kicks, punches, and his baton only after Bradley shook Bongiovanniâs hand off of him, again attempted to flee, and repeatedly refused to obey Bongiovanniâs commands to put his hands behind his back. That is, Bradley was still actively resisting arrest and making attempts to flee when Bongiovanni struck him. The Court can find no precedential decision that clearly establishes Bradleyâs right to be free, under these circumstances, from the force Bongiovanni used against him. To the contrary, courts have permitted this kind of force to be employed against an actively resisting suspect. In Tracy, the Second Circuit agreed that an officer used a reasonable degree of force during a nighttime traffic stop when he struck the plaintiff four times with a metal flashlight. Tracy, 623 F.3d at 93. The officer had ordered the plaintiff out of the vehicle and commanded him to place his hands on his head. According to the plaintiff, as he turned around, he slipped on a patch of ice and âgrabbed the car to prevent himself from falling.â Id. The officer struck the plaintiff twice with the flashlight. The plaintiff then attempted to run, but the officer grabbed him, the âtwo struggled,â and the officer âhit him twice more with the flashlight.â Id. The Second Circuit found that the officerâs actions were reasonable. Although the plaintiff asserted he had only slipped on ice, from the officerâs perspective, it appeared that the plaintiff had âmade a quick and sudden movement.â Id. at 97. Because the officer was attempting to âeffect an arrest without the assistance of other officers,â his decision âto use his flashlight to protect himself and subdue an arrestee he perceived to be actively resistingâ was a âreasonable response.â Id. The court emphasized that the plaintiffâs âslip and fallâ looked like a âfail[ure] to comply with a direct orderâ and âactive[]â resistance to arrest, which ânecessitate[ed] a forceful response.â Id. 16 Tracy teaches that a police officer may âforcefullyâ respond to active resistance to arrest, and that such response may include strikes from a blunt object to the extent such force is otherwise proportionate and reasonable. See Sullivan v. Gagnier, 225 F.3d 161, 165-66 (2d Cir. 2000) (noting that, although resistance to arrest âno doubt justifies the officerâs use of some degree of force,â it does not âgive the officer license to use force without limitâ). Much like the use of pepper spray, with respect to the use of strikes or blunt force, courts in the Second Circuit have drawn a distinction between using such force to quell active resistance to arrest and using such force on a non-resisting or compliant arrestee, the former tending to be constitutionally permissible. Compare Tracy, 623 F.3d at 97, Husbands v. City of New York, 335 F. Appâx 124, 129 (2d Cir. 2009) (summary order) (officerâs punch to arresteeâs torso was not excessive force because it âwas necessary to subdue [the arrestee] and apply handcuffsâ), and Gutierrez v. New York, No. 18-CV-3621, 2021 WL 681238, at *15 (E.D.N.Y. Feb. 22, 2021) (collecting cases and concluding that âtackling or shoving a plaintiff down to the ground can be an objectively reasonable response to a plaintiff resisting arrestâ), with OâHara v. City of New York, 570 F. Appâx 21, 24-25 (2d Cir. 2014) (summary order) (â[N]o reasonable officer confronting the circumstances of this case . . . could have thought that the law authorized him repeatedly to punch an unarmed, non-menacing 17 year old in effecting an arrest.â), Cox v. Fischer, 248 F. Supp. 3d 471, 481 (S.D.N.Y. 2017) (finding excessive force where officer âpunched [the plaintiff] in the jaw with a closed fist and pushed him to the groundâ even though the plaintiff was not âactively resisting arrestâ), and Outlaw v. City of Hartford, No. 07-CV-1769, 2016 WL 591753, at *6 (D. Conn. Feb. 12, 2016) (â[A] reasonable officer . . . would have little doubt about the unlawfulness of repeatedly striking an unresisting man with his baton.â). 17 Here, it cannot be disputed (given the bodycam footage) that Bradley was actively resisting arrest, so the case law pertaining to excessive force against a compliant or non-resisting arrestee is inapplicable. Instead, given Bradleyâs active resistance to arrest, Bongiovanni was permitted to use some degree of force to effectuate the arrest. See Sullivan, 225 F.3d at 165-66. Still, the issue of whether Bongiovanniâs chosen means of force was excessive may be debatable given the surrounding circumstances, including Bradleyâs non-threatening behavior and the minor violations he committed. But for purposes of qualified immunity, what is evident is that the Court has before it no precedential decision that places the issue âbeyond debate.â Mullenix, 577 U.S. at 14 (emphasis added). At most, the Court can discern from the case law that an officer may use some degree of force to quell resistance to arrest, and said case law provides a general architecture for assessing the reasonableness of force in that context. More is required to overcome qualified immunity, however. See City of Escondido, Cal. v. Emmons, 139 S. Ct. 500, 504 (2019) (stressing the âneed to identify a case where an officer acting under similar circumstances was held to have violated the Fourth Amendmentâ (emphasis added)). Accordingly, Bongiovanni is entitled to qualified immunity as to these uses of force. III. Neighborâs Front Porch The Court reaches the opposite conclusion with respect to Bongiovanniâs uses of force against Bradley once he was apprehended on his neighborâs front porch. As the Court has discussed, the Second Circuit has drawn a sharp distinction between force used to respond to and quell active resistance to arrest, and force used after such resistance has been overcome. See Lennox, 968 F.3d at 157; Jones, 963 F.3d at 230; Brown II, 862 F.3d at 191-92. As of September 2017, it was clearly established that âit is impermissible to use significant force against a restrained 18 arrestee who is not actively resisting.â Lennox, 968 F.3d at 157. This is so even if the arrestee had previously been resisting arrest before being apprehended. See Jones, 963 F.3d at 230; Tracy, 623 F.3d at 98-99 & n.5 (â[T]he use of entirely gratuitous force is unreasonable and therefore excessive.â); see also Depalma v. New York State, No. 14-CV-58, 2016 WL 1305972, at *4-5 (N.D.N.Y. Mar. 31, 2016) (no qualified immunity to officer who slammed his knee into plaintiffâs face after plaintiff âhad stopped resistingâ); Whitfield v. City of Newburgh, No. 08-CV-8516, 2015 WL 9275695, at *21-22 (S.D.N.Y. Dec. 17, 2015) (collecting cases). In this case, there is a genuine dispute of material fact as to whether Bradley had stopped resisting once he was apprehended on his neighborâs porch. Unlike Bradleyâs earlier resistance to arrest, the bodycam footage does not offer a clear picture of what Bradley was doing once he was apprehended. Because this is not a case where the âvideotape leaves no doubt as to what occurred,â Paul, 904 F.3d at 203, the Court must accept Bradleyâs narrative to the extent it is not blatantly contradicted by the bodycam footage. That means that the Court must accept Bradleyâs claim that he was no longer resisting once officers apprehended him on his neighborâs porch. ECF No. 25-3 at 88, 105, 108-11. Despite this alleged lack of resistance, officers used a significant degree of force against Bradley, either several knee strikes (as Bongiovanni claims), or kicks, punches, and stomps (as Bradley alleges). See ECF No. 25-3 at 89-90, 116 (deposition of Bradley) (stating that, after he was arrested, he was unable to walk, his shoulder and back hurt âreally bad,â and he later suffered from chronic leg, rotator-cuff, and back issues); see also Tracy, 623 F.3d at 98 (stating that a use of force that inflicts âincapacitating and painful effectsâ constitutes a âsignificant degree of forceâ); Hicks v. Craw, 405 F. Supp. 3d 374, 381 (N.D.N.Y. 2019) (noting that knee strikes to plaintiffâs body were âa substantial amount of forceâ). 19 In light of these facts, Bradley has a viable excessive force claim and Bongiovanni is not entitled to qualified immunity at this stage. At least since Tracy, it has been âclearly established that an officerâs significant use of force against an arrestee who was no longer resisting and who posed no threat to the safety of officers or others . . . violates the Fourth Amendment.â Jones, 963 F.3d at 226. This is true even if Bradley had yet to be handcuffed; a reasonable jury could find that officers used a degree of force that was disproportionate to what was needed to complete the handcuffing. See Jones, 963 F.3d at 238 (agreeing that âthe fact that a previously resisting arrestee had not yet been handcuffed may be an important factor in assessing the reasonableness of an officerâs forceâ but rejecting the notion that âthe need to complete the arrest authorizes an additional level of force which would not be reasonably necessary to allow the officers to handcuff that arrestee safely and without further incidentâ). Accordingly, Bradleyâs claims as they relate to the force used on the neighborâs porch will not be dismissed. IV. Dog Bite Finally, the Court cannot conclude that Defendants are entitled to summary judgment on Bradleyâs claims relating to the police dog. The parties appear to agree that Bongiovanni did not command a police dog to bite Bradley, ECF No. 39 ¶ 29, but Bradley contends that Bongiovanni may be held liable for his failure to intervene. ECF No. 32 at 14-16. In response, Defendants argue that this claim fails because there is no evidence that (1) any officer âinstructed, commanded or directed a police dog to bite [Bradley],â (2) Bongiovanni knew the dog was biting Bradley; (3) Bongiovanni had an opportunity to intervene; or (4) Bongiovanni intentionally refused to take 20 reasonable measures to end the use of force.4 ECF No. 33 at 5-6. The Court is not persuaded that any of these arguments merits dismissal. Viewed in the light most favorable to Bradley, the evidence is sufficient to allow a reasonable factfinder to conclude that the police dogâs handler commanded the dog to attack Bradley and that Bongiovanni was aware that the dog was biting Bradley but did not take any steps to stop the dog. The video reveals that Bongiovanni called for backup when Bradley initially ran around his house. When Bradley subsequently fled towards his neighborâs home, other officers arrived at the scene and converged on Bradley. Because of the bodycamâs angle during the altercation on the neighborâs porch, the video evidence does not resolve whether or to what extent a police dog bit Bradley. See Paul, 904 F.3d at 203. But it clearly shows that, once Bradley was handcuffed, a police dog and its handler were standing just a few feet away from the porch. Furthermore, Bradley alleges that a dog bit him on the wrist and âshookâ his leg during the altercation on the neighborâs porch. ECF No. 25-3 at 107, 111-12. From such evidence, a reasonable jury could conclude that the police dogâs handler directed the dog to bite or otherwise restrain Bradley. Even without the handlerâs direct testimony, such an inference may be drawn from the circumstantial evidence. A K-9 handler took a trained police dog to the scene of a fleeing suspect. The fleeing suspect was taken down and restrained, and the police dog grabbed the suspectâs leg and bit his armâthe exact sort of behavior one would expect a police dog to perform on command in such circumstances. Given the dogâs training and its behavior, it would be reasonable to conclude that the dog acted at the command of the handler. 4 In passing, Defendants also state that Bradley failed to plead a âfailure to interveneâ claim in his complaint. ECF No. 33 at 5. Because they do not develop this argument, the Court declines to address it. See United States v. Zannino, 895 F.2d 1, 17 (1st Cir. 1990) (âIt is not enough merely to mention a possible argument in the most skeletal way, leaving the court to do counselâs work, create the ossature for the argument, and put flesh on its bones.â). 21 Similarly, a reasonable jury could conclude that Bongiovanni was aware that the dog bit Bradley at the handlerâs command. Although Bongiovanni denies that he even saw the dog bite Bradley, ECF No. 25-4 at 181, one could reasonably infer that a police officer who is actively restraining a suspect would be aware of a police dog immediately next to him biting the suspect. By extension, a reasonable jury could infer that Bongiovanni failed to take steps to intervene, insofar as he âstood by and did nothingâ while the dog attacked Bradley with the handler nearby. Mayo v. Doe, 480 F. Supp. 3d 395, 401 (D. Conn. Aug. 2020). The Court must also reject Defendantsâ argument that Bongiovanni was incapable of intervening because he was not âtrained in or capable of [] dog handling.â ECF No. 33 at 6. Even if Bongiovanni could not command the dog himself, the Court can discern no reason why Bongiovanni could not have simply asked the dogâs handler to order the dog away. See Moya v. City of Clovis, No. 18-CV-494, 2019 WL 6255217, at *9 n.7 (D.N.M. Nov. 22, 2019) (noting that, where officer could not have commanded or controlled police dog, his âability to intervene and stop the force . . . was necessarily limited to orders he could have given to [the handler]â). This was not an unruly mutt but a trained police dog that, presumably, would have followed the handlerâs orders. See Priester v. City of Riviera Beach, Fla., 208 F.3d 919, 925 (11th Cir. 2000) (officer could be held liable for failing to intervene when police dog attacked suspect, where officer âwatched the entire event and was in voice contact with [the handler]â); Nuzzo v. Devine, 494 F. Supp. 3d 232, 238 (D. Conn. 2020) (rejecting argument that officers âhad no legal authority to second-guess the dog handlersâ decisions about when and how to deploy their dogsâ). Accordingly, none of Defendantsâ arguments justifies dismissal of the claims premised on the alleged dog bites. 22 CONCLUSION For the foregoing reasons, Defendantsâ motion for summary judgment (ECF No. 25) is GRANTED IN PART AND DENIED IN PART. Bradleyâs state and federal claims are dismissed except insofar as they relate to (1) Bongiovanniâs uses of force on the neighborâs porch, and (2) Bongiovanniâs failure to intervene to stop the dog attack. IT IS SO ORDERED. Dated: August 17, 2021 Rochester, New York H NK P. GE _ JR. United States District Judge Western District of New York 23
Case Information
- Court
- W.D.N.Y.
- Decision Date
- August 17, 2021
- Status
- Precedential