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IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF OHIO WESTERN DIVISION TINA BURRIS, CASE NO. 3:20 CV 1450 Plaintiff, v. JUDGE JAMES R. KNEPP II ETHICON, INC., et al., MEMORANDUM OPINION AND Defendants. ORDER INTRODUCTION Currently pending before the Court are Defendants Ethicon, Inc. and Johnson & Johnsonâs: (1) Motion and Supplemental Motion to Exclude the Case-Specific Opinions and Testimony of Niall Galloway, M.D. (Docs. 39, 95), (2) Motion to Exclude the Case-Specific Opinions and Testimony of Robert Tremp, Jr., MA, CRC, CLCP, LAC (Doc. 41), and (3) Supplemental Motion for Partial Summary Judgment (Doc. 96). Also pending is Defendantsâ Motion to Strike Dr. Gallowayâs Supplemental Affidavit. (Doc. 101). These matters are fully briefed and ripe for decision. For the reasons discussed below the Court grants Defendantsâ Motion to Strike (Doc. 101); grants Defendantsâ Supplemental Motion for Partial Summary Judgment (Doc. 96), grants in part and denies in part Defendantsâ Motion and Supplemental Motion to Exclude Dr. Gallowayâs Case-Specific Opinions and Testimony (Docs. 39, 95), and denies Defendantsâ Motion to Exclude Mr. Trempâs Case-Specific Opinions and Testimony. (Doc. 41). BACKGROUND Plaintiff is among a group of individuals who brought suits against Defendants for injuries allegedly stemming from Defendantsâ pelvic mesh medical devices. Specifically, on August 5, 2008, Ms. Burris underwent implantation of the Gynecare Prolift and Gynecare TVT- Secur (âTVT-Sâ) in a surgery performed by Dr. Desrene Brown in Bluffton, Ohio. (Doc. 15, Plaintiff Fact Sheet, at 6). The Prolift was intended to treat pelvic organ prolapse, and the TVT-S was intended to treat stress urinary incontinence. See id. Dr. Mark Walters removed a portion of the Prolift mesh in Cleveland in November 2011. Id. at 7-10. Plaintiff suffers from pelvic and buttock pain and she has difficulty walking, sitting, or standing for lengthy periods of time. Id. at 7. Dr. Niall Galloway, Plaintiffâs expert witness urologist, opines that Plaintiff suffers from âpudendal neuralgia and/or muscle damage causing groin, leg, and vaginal pain; chronic, long term and life altering pelvic pain; dyspareunia; and painful bladder filling syndromeâ. (Galloway Report, at 20)1. At this point, two legal claims remain under the Ohio Product Liability Act, directed at both the TVT-S and the Prolift: failure to warn (Count III) and design defect (Count V). The facts relevant to each pending motion will be discussed in conjunction with those motions. STANDARD OF REVIEW Summary judgment is appropriate where there is âno genuine issue as to any material factâ and âthe moving party is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(c). When considering a motion for summary judgment, the Court must draw all inferences from the record in the light most favorable to the nonmoving party. Matsushita Elec. Indus. Co. v. Zenith  1. Dr. Gallowayâs Report is located at numerous places in the record, including at ECF Doc. 39- 1, at 2-33. Dr. Gallowayâs deposition is similarly located at numerous places in the record, including at ECF Doc. 39-1, at 45-69. Radio Corp., 475 U.S. 574, 587 (1986). The Court is not permitted to weigh the evidence or determine the truth of any matter in dispute; rather, the Court determines only whether the case contains sufficient evidence from which a jury could reasonably find for the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248-49 (1986). The moving party bears the burden of proof. Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986). This burden âmay be discharged by âshowingââthat is, pointing out to the district courtâthat there is an absence of evidence to support the nonmoving partyâs case.â Id. DISCUSSION Defendants argue they are entitled to summary judgment on some of Plaintiffâs remaining claims. Related to these issues, Defendants move to strike Dr. Gallowayâs Supplemental Affidavit, filed with Plaintiffâs opposition to summary judgment. Defendants further contend this Court should exclude or limit the opinions of two of Plaintiffâs expert witnesses â Dr. Galloway and Mr. Tremp â at trial. The Court addresses these contentions in turn. Supplemental Motion for Partial Summary Judgment (Doc. 96) Defendants first argue they are entitled to summary judgment on Plaintiffâs failure to warn claim as it relates to the TVT-S because Plaintiff cannot prove an injury from that product. Second, they assert Plaintiffâs design defect claim fails in its entirety â both as it relates to the TVT-S and as to the Prolift â because Plaintiff has failed to present evidence of an alternative design. For the reasons discussed below, the Court grants Defendantsâ Motion. Defendantsâ Motion to Strike (Docs. 101, 102) The Court turns first to Defendantsâ Motion to Strike (Docs. 101, 102), as a determination thereon necessarily informs the Courtâs summary judgment rulings. Defendants move to strike the Affidavit of Dr. Galloway (Doc. 99-4) submitted by Plaintiff in conjunction with her opposition to Defendantsâ motion for partial summary judgment. They contend the Affidavit should be stricken because it is untimely, is not true âsupplementationâ, and Plaintiff has not shown excusable neglect or good cause. Plaintiff responds Dr. Gallowayâs Affidavit âserves to update Dr. Gallowayâs opinions based on the new information gleaned from the Dr. Conway medical records.â (Doc. 103, at 5). She argues it is proper and timely supplementation under Civil Rule 26. Alternatively, she argues any failure to timely supplement was substantially justified and harmless under Rule 37. The Federal Civil Rules provide â[a] party who has made a disclosure under Rule 26(a) . . . must supplement or correct its disclosure or response . . . in a timely manner if the party learns that in some material respect the disclosure or response is incomplete or incorrect, and if the additional or corrective information has not otherwise been made known to the other parties during the discovery process or in writing.â Fed. R. Civ. P. 26(e)(1)(A). Even setting aside preliminarily Defendantsâ additional arguments that Dr. Gallowayâs affidavit is not âsupplementationâ as envisioned by the rules, for the following reasons, the Court finds Dr. Gallowayâs Affidavit is not âtimelyâ supplementation. By way of background, in August 2020, after the case was remanded from the MDL to this Court, Plaintiff saw Mark Conway, M.D., for an examination. (Doc. 99-3). Dr. Conway summarized Plaintiffâs medical history, and on examination diagnosed: âpudendal neuralgia[,] possible left-sided ilioinguinal neuralgia, [and] some elements of obturator neuralgia as well.â Id. at 4. On examination he observed that âthe TVT mesh is very tender to palpationâ and opined the âTVT mesh is also a significant pain generator contributing to her bladder symptoms as well.â Id. He recommended complete removal of the TVT mesh. Id. Plaintiff asserts Dr. Gallowayâs Affidavit was based on new information, namely the two- page medical record from Dr. Conwayâs August 31, 2020 examination that Plaintiff obtained on November 11, 2020. See Doc. 99-3. However, Dr. Gallowayâs Affidavit is dated almost three full months later, on February 5, 2021. See Doc. 99-4. During this same time period, Defendants indicated to the Court (and to Plaintiff) their desire to file a supplemental partial summary judgment motion and the parties described the potential need for additional fact discovery. See Doc. 80 (August 17, 2020 Report of Partiesâ Planning Meeting); Doc. 83 (October 16, 2020 Joint Status Report in which Plaintiff advised a surgeon had recommended removal of the TVT-S). On November 20, 2020, Defendants filed a motion for leave to file a supplemental partial summary judgment motion (Doc. 85); they attached the proposed motion (Doc. 85-1). In the motion for leave itself, Defendants argued Plaintiff lacked necessary expert proof regarding a safer alternative design for either product and lacked any proof of injury regarding the TVT-S. See Doc. 85. These arguments were directed specifically at alleged gaps in proof from Dr. Gallowayâs original report and deposition testimony. On December 10, 2020, Plaintiff filed her opposition to the motion for leave. (Doc. 88). Therein, she raised only procedural arguments regarding the timing and appropriateness of such a supplemental motion. Id. Five days later, the parties filed a Court-ordered Joint Status Report regarding additional discovery. (Doc. 90). Therein, Plaintiff again noted a surgeon recommended removal of the TVT-S, but had been unable to follow up or have the recommended surgery due to the COVID-19 pandemic. Id. at 2. Defendants did not believe additional discovery was necessary and Plaintiff stated she âmay request leave to conduct discovery from the additional providers once their records have been reviewed.â Id. Plaintiff did not mention any intention to submit records to Dr. Galloway, or to ask Dr. Galloway to supplement his expert report based thereupon. On January 6, 2021, this Court granted Defendantsâ motion for leave to file a supplemental partial summary judgment motion; Defendants did so the following day â making the arguments previously outlined. (Docs. 94, 96). On February 5, 2021, Plaintiff filed a timely response to that motion, attaching the new Galloway Affidavit â dated the same day. (Docs. 99, 99-4). Given this sequence of events, the Court cannot find the Galloway Affidavit â submitted almost three full months after a two-page medical record was acquired â to be âtimelyâ supplementation under the Rule. See Fed. R. Civ. P. 26(e)(1)(A) (requiring supplementation âin a timely manner if the party learns that in some material respect the disclosure or response is incomplete or incorrectâ) (emphasis added). Although Plaintiff asserts Dr. Galloway âneeded time to review the records and supplement his opinion based on Dr. Conwayâs recordsâ, she does not explain why review and analysis of a two-page medical record would take from November 2020 to February 2021. Plaintiff next contends that even if the Court finds Dr. Gallowayâs Affidavit not a timely supplemental opinion, the failure to timely supplement was substantially justified and harmless under Federal Civil Rule 37. âIf a party fails to provide information or identify a witness as required by Rule 26(a) or (e), the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is harmless.â Fed. R. Civ. P. 37(c)(1).2 The Sixth Circuit counsels that a Court consider five factors to evaluate harmlessness:  2. â[T]he burden is on the potentially sanctioned party to show harmlessness.â U.S. ex rel. Tennessee Valley Auth. v. 1.72 Acres of Land In Tennessee, 821 F.3d 742, 752 (6th Cir. 2016); see also Saint Gobain Autover USA, Inc. v. Xinyi Glass N. Am., Inc., 666 F. Supp. 2d 820, 826 (N.D. Ohio 2009) (âThe party requesting exclusion under Rule 37(c)(1) need not show prejudice, (1) the surprise to the party against whom the evidence would be offered; (2) the ability of that party to cure the surprise; (3) the extent to which allowing the evidence would disrupt the trial; (4) the importance of the evidence; and (5) the nondisclosing partyâs explanation for its failure to disclose the evidence. Howe v. City of Akron, 801 F.3d 718, 748 (6th Cir. 2015) (quoting Russell v. Absolute Collection Servs., Inc., 763 F.3d 385, 396â97 (4th Cir. 2014)). The Court has âbroad discretion in applying these factors and need not apply each one rigidly.â Bisig v. Time Warner Cable, Inc., 940 F.3d 205, 219 (6th Cir. 2019) (internal quotation and citation omitted). âThe factors simply lend themselves to the task at the heart of Rule 37(c)(1): separating âhonest,â harmless mistakes from the type of âunderhanded gamesmanshipâ that warrants the harsh remedy of exclusion.â Id. (quoting Bentley v. Highlands Hosp. Corp., 2016 WL 5867496, at *10 (E.D. Ky.) (quoting Howe, 801 F.3d at 747, 749 (internal citations omitted))). The first factor â surprise â weighs against Plaintiff and in favor of excluding the Affidavit. Although Plaintiff asserts Defendants were aware of Dr. Conwayâs records since November 11, 2020, Defendants were not on notice that Plaintiff intended to submit that record to Dr. Galloway and obtain a supplemental expert opinion. This distinction is relevant because Defendants made clear in their November 20, 2020 motion for leave that they intended to seek summary judgment based on asserted gaps in proof in Dr. Gallowayâs expert opinion and deposition testimony. Knowing this, Plaintiff did not â despite numerous opportunities â provide Defendants any notice she planned to have Dr. Galloway supplement his expert opinions in a manner to address those asserted deficiencies. The second and third factors â ability to cure surprise and trial disruption â weigh in favor of permitting the Affidavit. This case was remanded from the MDL to this Court in July  rather the non-moving party must show that the exclusion was âharmlessâ or âsubstantially justified.ââ). 2020, and, in light of the pending supplemental partial summary judgment motion and the COVID-19 pandemic, this case is not yet set for trial. Plaintiff asserts Defendants can cure any surprise âby supplementing their own expertâs reportâ. (Doc. 103, at 11). The fourth factor â the importance of the evidence â cuts both ways to some degree. That is, the more important the proof, the greater the effect of preclusion, but also the greater the harm in an untimely disclosure. In particular, without Dr. Gallowayâs supplemental Affidavit â as Defendants identify in their motion for partial summary judgment â Plaintiffâs proof was allegedly lacking in several respects. Thus, from Plaintiffâs perspective (particularly as to her claim regarding the TVT-S), the evidence was important. From Defendantsâ perspective, however, permitting such a late disclosure results in wasted time preparing a motion, and possibly additional effort and expense required in seeking leave to file new motions based on the new evidence. Finally, the Court finds the fifth factor â the partyâs explanation for its failure to disclose the evidence â weighs against admitting the Affidavit. First, Plaintiffâs actions and timing, as described above, undermine their stated â otherwise somewhat reasonable â explanation. Plaintiffâs actions and timing appear more like the âgamesmanshipâ the Rule 37 exclusion remedy is designed to prohibit. Had Plaintiff sought leave to obtain a supplemental expert affidavit in light of the new records, or notified Defendants of her intent to do so earlier, the Court would have been inclined to permit her to supplement. Specifically, after receiving Defendantsâ Motion for Leave, Plaintiff could have informed Defendants and this Court that she wished to supplement her expert report, in an attempt to address some or all of the alleged defects in her case, rather than simply making procedural arguments against allowing leave. Instead, she simply submitted the Affidavit, without seeking leave, and without any notice to Defendants. The Affidavit also appears â at least to some extent â crafted in a way to address the potentially claim-ending defects first identified by Defendants almost three months earlier. As Defendants point out, Dr. Gallowayâs Affidavit goes beyond the allegedly new information provided by Dr. Conwayâs visit. That is â for the first time, Dr. Galloway states he has relied on expert Dr. Blaivasâs general causation opinions. (Doc. 99-4, at 2, 5). Dr. Blaivasâs report was issued prior to Dr. Gallowayâs original report, and Dr. Gallowayâs original report does not reference it as a basis for his opinions. Moreover, Dr. Galloway identifies new alternative designs to the Prolift that he had not previously identified â â[t]he Prosima or a cut to fit polypropylene mesh used in the treatment of [pelvic organ prolapse] would eliminate the risk of combined pudendal and obturator neuralgia which Ms. Burris suffersâ (Doc. 99-4), without a rationale for why these alternative designs could not have been identified in his original report. On balance, the consideration of these factors leads the Court to conclude Dr. Gallowayâs untimely supplemental Affidavit is less like an âhonest, harmless mistakeâ and more like âthe type of underhanded gamesmanship that warrants the harsh remedy of exclusion.â Bisig, 940 F.3d at 219 (internal quotation and citation omitted). Therefore, the Court finds it appropriate to exercise its discretion and grant Defendantsâ Motion to Strike Dr. Gallowayâs Affidavit. Failure to Warn Defendants contend they are entitled to summary judgment on Plaintiffâs failure to warn claim as it relates to the TVT-S because Plaintiff has no evidence of injury connected to the device. In response, Plaintiff relies on Dr. Gallowayâs supplemental Affidavit â based on Dr. Conwayâs examination â as proof that the TVT-S has caused Plaintiff injury. However, the Court has stricken that supplemental affidavit for the reasons described above. To prevail on a failure to warn claim under Ohio law, a plaintiff must prove three elements: (1) a duty to warn against reasonably foreseeable risks; (2) breach of this duty; and (3) an injury proximately caused by the breach. Graham v. Am. Cyanamid Co., 350 F.3d 496, 514 (6th Cir. 2003). A plaintiff must present expert medical testimony to establish causation when she asserts a specific physical injury, the cause for which is not within common knowledge. Conde v. Velsicol Chem. Corp., 24 F.3d 809, 814 (6th Cir. 1994); Laderer v. St. Ritaâs Med. Ctr., 122 Ohio App. 3d 587, 599 (1997) (finding âexpert testimony is needed on complex issues outside the area of common knowledge, such as an injuryâs cause and effectâ); see also Botnick v. Zimmer, Inc., 484 F. Supp. 2d 715, 724 (N.D. Ohio 2007) (âTo prove proximate causation for medical conditions or illnesses allegedly caused by a defective product, a plaintiff must show by a reasonable degree of medical certainty that the disease or injury was caused by the defective product.â) (citing cases). When questioned at his deposition, Dr. Galloway testified he could not âdirectly relateâ a specific symptom to the TVT-S, could not say the TVT-S âhas in the past caused problemsâ for Plaintiff, but believed âso long as that midurethral polypropylene mesh sling is in place, there is a potential in the future for it to cause problems.â (Galloway Depo., at 45-46). Without evidence of injury proximately caused by the TVT-S, Plaintiff has no claim regarding the TVT-S. Defendantsâ Motion for Summary Judgment on Plaintiffâs failure to warn claim â as it relates to the TVT-S â is therefore GRANTED. Design Defect The parties also dispute whether Plaintiff can satisfy the requirement to show a feasible alternative design to overcome summary judgment on her design defect claim. Defendants contend this claim fails â as to both the Prolift and the TVT-S â because the alternatives identified by Dr. Galloway are not alternative designs for the medical devices, but rather entirely different procedures. Plaintiff argues Dr. Gallowayâs identification of biologic tissue alternatives meet â or at least create an issue of material fact about â this element of the claim. Under Ohio design defect law, a plaintiff must prove âa practical and technically feasible alternative designâ to the product at issue was available. Ohio Rev. Code. § 2307.75(F) (âA product is not defective in design or formulation if, at the time the product left the control of its manufacturer, a practical and technically feasible alternative design or formulation was not available that would have prevented the harm for which the claimant seeks to recover compensatory damages without substantially impairing the usefulness or intended purpose of the product.â). âOhio law requires expert testimony where aspects of the defect or the proposed alternative designs are technically complex and outside the understanding of a lay juror.â Newell Rubbermaid, Inc. v. Raymond Corp., 676 F.3d 521, 529â30 (6th Cir. 2012) (citing Atkins v. Gen. Motors Corp., 132 Ohio App. 3d 556, 564 (1999) (explaining that expert testimony is âoften . . . necessary,â particularly where the product at issue is complex))). In his report, Dr. Galloway says: To a reasonable degree of medical certainty, Ms. Burrisâ injuries would not have occurred with alternative surgical intervention such as the Burch procedure, native tissue repair, or colpopexy. In addition, there were biologic materials, including autologous grafts, allografts and xenografts that would have been safer alternatives and would have alleviated the complications suffered by Ms. Burris. (Doc. 39-1, at 22) (Galloway Report, at 21). In his deposition, Dr. Galloway identified a paravaginal repair as the alternative surgical option to the Prolift. (Galloway Depo., at 65) (stating he would not perform a native tissue colporrhaphy in Plaintiffâs circumstances, but âyou would do a paravaginal repair that would restore normal pelvic support anatomy without sacrificing any of the vaginal capacity or function.â). Defendants assert the alternatives identified by Dr. Galloway â the Burch procedure, native tissue repair, and colpopexy â are not alternative designs, but rather, alternative medical procedures. Citing case law, they argue this is insufficient to show an alternative design. (Doc. 96-1, at 5-6). Plaintiff, in response, does not argue this point, but focuses on Dr. Gallowayâs identification of autologous grafts, allografts, and xenografts. She contends these are âslings constructed from an alternative material to polypropyleneâspecifically, biologic tissue.â (Doc. 99, at 5). She says that â[l]ike a synthetic mid-urethral sling, autologous, allograft, and xenograft slings are placed under the urethra to help support[] the pelvic floor muscles and help the urethra resist increases in abdominal pressure transmitted to the bladder.â Id.3 Defendants contend Dr. Gallowayâs opinions on biologic alternatives such as allografts and xenografts are insufficient for Plaintiff to proceed with her claim because (1) Dr. Galloway does not say these products would have prevented Plaintiffâs injuries, and (2) biologic alternatives do not qualify as an alternative design to polypropylene mesh products such as the TVT-S. (Doc. 96, at 6). They further contend Plaintiff has failed to provide any design alternative to the Prolift as the biologic slings identified are for the treatment of stress urinary incontinence, not pelvic organ prolapse. (Doc. 100, at 2). The Court finds Defendantsâ second argument dispositive. At base, the question is whether biologic alternatives can satisfy the standard for âa practical and technically feasible alternative designâ. Ohio Rev. Code § 2307.75(F). The MDL court explained âan alternative, feasible design must be examined in the context of productsânot surgeries or proceduresâ.  3. Plaintiff does not point to where this description exists in Dr. Gallowayâs report or his deposition, nor cite anything for these statements. Indeed, Dr. Gallowayâs report says only what is quoted above â that âthere were biologic materials, including autologous grafts, allografts and xenografts that would have been safer alternativesâ. (Doc. 39-1, at 22) (Galloway Report at 21). Nor has the Court found any further elaboration in Dr. Gallowayâs deposition regarding these proposed alternatives. Mullins v. Johnson & Johnson, 236 F. Supp. 3d 940, 942 (S.D.W. Va. 2017). Elaborating, the court explained: Evidence that a surgical procedure should have been used in place of a device is not an alternative, feasible design in relation to the TVT. Whether an alternative procedure could have been preformed [sic] without the use of the TVT does nothing to inform the jury on the issue of an alternative, feasible design for the TVT. Instead, alternative surgeries or procedures raise issues wholly within the context of what a treating physician has recommended for patients based on the individual needs and risk factors associated with individual patients. In other words, alternative surgeries or procedures concern the medical judgment of the doctors who use TVT devices to treat stress urinary incontinence (âSUIâ); other surgeries or procedures do not inform the jury on how the TVT's design could have feasibly been made safer to eliminate the risks that caused the plaintiffs' injuries. Id. Relying in part on this analysis, in Willet v. Johnson & Johnson, another district court examined the same issues and arguments presented to this Court â specifically the argument that biological alternatives are regulated differently than medical âproductsâ: The Willets concede that native tissue repairs do not qualify as âsafer alternative designs,â because they are not products, but they argue that allografts and xenografts do qualify, because they are products. See Pl.âs Brief [Dkt. No. 61], 4 n.1. The Willets argue that Dr. Zipperâs opinions about allografts and xenografts are relevant to the risk-utility analysis required under Iowa law and to counter any evidence from Ethicon that Prosima was the safest and most effective means of treating POP. They argue that the main difference between allografts or xenografts and Prosima is that such tissue grafts use a natural material rather than a synthetic material. This court agrees with the MDL court that, as a general matter, âalternative procedures/surgeries do not inform the issue of whether an alternative design for a product exists.â In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., No. MDL 2327, 2017 WL 1264620, at *3 (S.D.W. Va. Mar. 29, 2017); accord Mullins v. Johnson & Johnson, 236 F. Supp. 3d 940, 942 (S.D.W. Va. 2017) (âI am convinced that an alternative, feasible design must be examined in the context of productsânot surgeries or procedures.â) (citing Talley v. Danek Med., Inc., 179 F.3d 154 (4th Cir. 1999)). This is so, because â[w]hether an alternative procedure could have been performed without the use of the [device] does nothing to inform the jury on the issue of an alternative, feasible design for the [device].â Mullins, 236 F. Supp. 3d at 943. The choice of a surgery over a device is a matter of medical judgment of treating doctors, not whether there is a safer alternative design for the product. Id. Thus, the Willets must provide âsufficient evidence to identify a comparable product or design conceptâ to generate a jury question on the sufficiency of the alternative, feasible design. Id. at 944. I agree with the defendants that allografts and xenografts are not âcomparable productsâ or âcomparable design conceptsâ to the Prosima device, when, for example, allografts are regulated by the FDA as human tissues for transplantation, see 21 C.F.R. Part 1271, and xenografts are regulated as biological products for transplantation, see FDA Guidance Document: Source Animal, Product, Preclinical, and Clinical Issues Concerning the Use of Xenotransplantation Products in Humans at 7. Neither is classified as a medical device, like Prosima. Thus, Dr. Ripperâs opinions about allografts and xenografts are not relevant or reliable, because they do not relate to an alternative product or alternative design concept for a product. In re: Ethicon, Inc., 2016 WL 4493681, at *2â3. 465 F. Supp. 3d 895, 907â08 (S.D. Iowa 2020). Plaintiff points to no specific evidence â from Dr. Galloway or otherwise â explaining how Dr. Gallowayâs citation of âautologous grafts, allografts and xenograftsâ (Galloway Report, at 21), are a specific alternative design for the medical devices at issue here. Further, like many other courts have, this Court agrees with the above analysis from the MDL court and the Willet court regarding biologic alternatives, and alternative procedures. See, e.g., Lim v. Ethicon, Inc., 2021 WL 612399, at *5 (S.D. Miss.) (âFrom the record, it does not appear that the TVT-O could be modified to be an autologous fascial sling, as such a sling does not involve any implantation of a medical device.â); Moultrie v. Coloplast Corp., 2020 WL 1249354, at *11 n.20 (W.D. Pa.) (noting autologous fascia sling and Burch colposuspension âappear to be medical procedures rather than medical devicesâ and expert âdid not address the issue of how [defendant] could have âmodifiedâ its Aris device by abandoning it altogether in favor of a surgical procedureâ); Salinero v. Johnson & Johnson, 2019 WL 7753453, at *17 (S.D. Fla.), rehâg denied, 2019 WL 7753439 (finding surgical procedures such as biological grafts are not alternative designs to synthetic pelvic mesh products, and thus excluding testimony that autologous fascia lata and allografts are âsafer alternative designsâ); Cofresi v. Medtronic, Inc., 450 F. Supp. 3d 759, 766 (W.D. Tex. 2020) (âThe example of biomesh âmade from natural or compatible organic tissueâ is not an âalternativeâ to Prolene Mesh; it is an entirely different product. And the reality is that Plaintiffâs surgeon made the decision to use the Prolene Mesh; that Plaintiff now believes biomesh would have been a better choice does not mean that it is an âalternativeâ under the law.â) (internal citations omitted); Burton v. Ethicon Inc., 2020 WL 5809992, at *4 (E.D. Ky.) (âThe Court agrees that evidence regarding a surgical procedure not involving mesh has no bearing on the existence of a safer alternative design for the defendantsâ Prolift product. Accordingly, evidence regarding such procedures is not admissible to prove the existence of safer alternative designs.â); Owens v. Ethicon, Inc., 2020 WL 1976642, at *3 (E.D. Ky.) (âWhile the alternative procedures and treatment options identified by Dr. Fogelson may have been legitimate ways to address Ms. Owensâ condition, these alternatives have no bearing on the elements of a design defect claim.â). The Court finds the cases cited by Plaintiff to support a contrary finding distinguishable or unpersuasive. In Johns v. C.R. Bard (In re Davol, Inc.), the court found identification of specific porcine-based products that were âon the marketââ where the expert âcites to literature and studies in support of each proposed alternativeâ â sufficient to show an alternative design to polypropylene hernia mesh. 2020 WL 6605542, at *24 (S.D. Ohio) (identifying the âXenMatrixÂŽAB,187 comprised solely of noncrosslinked porcine acellular dermal matrix bioprostheticâ and the âZenaproÂŽ Hybrid Repair Device which combines a large pore lightweight polypropylene mesh sandwiched between two layers of porcine small intestinal submucosaâ). Plaintiff presents no such specific âproductâ or design alternative. And in Pizzitola v. Ethicon, Inc., the court found âalternatives . . . that were made of human or animal tissuesâ were sufficient alternative designs to survive summary judgment, but did not confront the argument presented above as to the differing regulations regarding medical products and human or animal tissue. 2020 WL 6365545, at *5 (S.D. Tex.). For this same reason, Christopher v. DePuy Orthopaedics, Inc. (In re DePuy Orthopaedics, Inc.) â finding a plastic hip implant and a metal hip implant were not substantially different products â is distinguishable. 888 F.3d 753, 767-68 (5th Cir. 2018). Nor is Plaintiffâs citation to Darwish v. Ethicon, 2020 WL 7129582 (N.D. Ohio) persuasive. There, in response to a motion to dismiss, the court found Plaintiff entitled to proceed on her design defect claim where âthe Complaint raise[d] a plausible inference that a practical and feasible alternative design does exist: a pelvic mesh product not containing polypropylene meshâ and asserted broadly that there were âavailable feasible alternatives that do not involve the same risks.â 2020 WL 7129582, at *5. That case was at the motion to dismiss stage, rather than the summary judgment stage and the plaintiff did not yet have to provide admissible evidence regarding a specific alternative design. Another district court in this circuit confronted a similar issue regarding polyester hernia mesh under Michigan law. It explained: The Michigan Supreme Court has not addressed when a proposed alternative is a different product rather than a feasible alternative production practice. But several other jurisdictions have addressed when a proposed alternative is too far removed from the challenged product to constitute an alternative design. See Hosford v. BRK Brands, Inc., 223 So. 3d 199, 205â08 (Ala. 2016) (collecting cases). In jurisdictions requiring plaintiffs to prove the existence of a safer alternative design, âa design for a different, albeit similar, productâ will not suffice, âeven if it serves the same purpose.â Id. at 208. Barnes v. Medtronic, PLC, 2019 WL 1353880, at *2 (E.D. Mich) (footnote omitted) (finding Plaintiffâs âproposed alternatives are alternative treatment methods or alternative types of mesh, not alternative production practices or designs for polyester hernia meshâ). Based on all of the above, this Court thus finds that the âautologous grafts[4], allografts and xenograftsâ identified by Dr. Galloway cannot satisfy the âpractical and technically feasible alternative designâ required by Ohio Rev. Code § 2307.75(F) because, at base, they are not different designs for the medical product polypropylene mesh products at issue here, but rather completely different procedures subject to completely different regulations. The Court finds Plaintiff has not presented evidence to create a genuine issue of material fact as to her design defect claim. Defendantsâ Motion for Summary Judgment on Plaintiffâs design defect claim is therefore GRANTED.5 Daubert Challenges Next, the Court turns to Defendantsâ challenges to Plaintiffâs expert witnesses. The admissibility of expert testimony is governed by Federal Rule of Evidence 702 and the Supreme Courtâs seminal cases of Daubert v. Merrell Dow Pharm., 509 U.S. 579 (1993) and Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137 (1999). See United States ex rel. Tenn. Valley Auth. v. 1.72 Acres of Land in Tenn., 821 F.3d 742, 748-49 (6th Cir. 2016). Rule 702 provides expert testimony is appropriate when it will âhelp the trier of fact to understand the evidence or to determine a fact in issue.â Fed. R. Evid. 702(a). Experts are only permitted to testify, however, when â(b) the testimony is based on sufficient facts or data; (c) the testimony is the product of  4. Indeed, Dr. Galloway himself characterizes an autologous facia sling as an âalternative surgical option[] that include[s] non-mesh-based techniquesâ. (Galloway Report, at 18). 5. In his supplemental Affidavit, Dr. Galloway says â for the first time â that â[t]he Prosima or a cut to fit polypropylene mesh used in the treatment of [pelvic organ prolapse] would eliminate the risk of combined pudendal and obturator neuralgia which Ms. Burris suffers.â (Doc. 99-4, at 5). Because the Court grants Defendantsâ Motion to Strike the Affidavit, the Court need not reach this issue, which Defendants address in Reply. See Doc. 100, at 2. Moreover, Plaintiff â in her brief opposing Defendantsâ motion for partial summary judgment â does not rely on these proposed alternatives (despite attaching the Affidavit), but points only to Dr. Gallowayâs opinions regarding autologous grafts, allografts, and xenografts. See Doc. 99, at 7-10. reliable principles and methods; and (d) the expert has reliably applied the principles and methods to the facts of the case.â Fed. R. Evid. 702. Under Rule 702, âa proposed expertâs opinion is admissible, at the discretion of the trial court, if the opinion satisfies three requirements. First, the witness must be qualified by âknowledge, skill, experience, training, or education.â Second, the testimony must be relevant, meaning that it âwill assist the trier of fact to understand the evidence or to determine a fact in issue.â Third, the testimony must be reliable.â In re Scrap Metal Antitrust Litig., 527 F.3d 517, 528â29 (6th Cir. 2008) (quoting Fed. R. Evid. 702). A courtâs inquiry should focus solely on principles and methodology, not on the conclusions they generate. Daubert, 509 U.S. at 595. Courts should confirm âthe factual underpinnings of the expertâs opinion [are] sound,â Greenwell v. Boatwright, 184 F.3d 492, 498 (6th Cir. 1999), but generally â[v]igorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidenceâ, Daubert, 509 U.S. at 596. âRule 702 should be broadly interpreted on the basis of whether the use of expert testimony will assist the trier of fact.â Morales v. Am. Honda Motor Co., 151 F.3d 500, 516 (6th Cir. 1998). âMere weaknesses in the factual basis of an expert witnessâs opinion . . . bear on the weight of the evidence rather than on its admissibility.â McLean v. 988011 Ontario, Ltd., 224 F.3d 797, 801 (6th Cir. 2000). Additionally, Daubert provided a non-exhaustive checklist of factors to determine the reliability of expert testimony. These factors include: âtesting, peer review, publication, error rates, the existence and maintenance of standards controlling the techniqueâs operation, and general acceptance in the relevant scientific community. . . .â United States v. Langan, 263 F.3d 613, 621 (6th Cir. 2001) (citing Daubert, 509 U.S. at 593â94). However, the Daubert factors âare not dispositive in every caseâ and are applied only âwhere they are reasonable measures of the reliability of expert testimony.â Gross v. Commâr, 272 F.3d 333, 339 (6th Cir. 2001). Finally, the district court may, but is not required to hold a hearing to address a Daubert issue. See Greenwell, 184 F.3d 492, 498 (6th Cir. 1999). Dr. Galloway Dr. Galloway is Plaintiffâs designated case-specific expert regarding causation. General Causation Opinions Defendants first ask the Court to exclude Dr. Gallowayâs âgeneral causationâ opinions because Dr. Galloway was disclosed as a case-specific expert, rather than a general causation expert. (Doc. 40, at 4-5). In conjunction, they ask the Court to exclude testimony by Dr. Galloway about complications not relevant to Plaintiffâs injuries. Id. Defendants specifically contend Dr. Gallowayâs opinion contains âapproximately 18 pages of general causation opinionsâ regarding defects in synthetic mesh devices, and complications associated therewith. (Doc. 40, at 4). Plaintiff does not dispute that a case-specific causation expert may not offer general causation opinions, but contends Dr. Galloway is providing the background scientific support for his ultimate differential diagnosis in this case and thus the content of his report should be admitted in full. (Doc. 51, at 6-8). Generally, â[t]he distinction between general and specific causation experts is a procedural tool to aid in the streamlining of discovery and the filing of Daubert motions.â In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 4958297, at *1 (S.D.W. Va.). Where an expert is designated as a case-specific causation expert, his expert testimony concerning causation must be tailored to only the specific causation opinions concerning the case at hand. That said, such testimony âmay necessarily include elements of general causation related to [the] specific causation opinions.â Id. Additionally, the MDL court explained that â[e]vidence of complications that a plaintiff did not experience is irrelevant and lacking in probative value.â In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 4500767, at *5 (S.D.W. Va.). The Court agrees with these principles set forth by the MDL court. At trial, Plaintiffâs counsel must tailor Dr. Gallowayâs expert testimony to only include his causation opinions applicable to Plaintiffâs case, consistent with the Courtâs below findings on Defendantsâ more specific challenges. See In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 7242550, at *2 (S.D.W. Va.) (âEthicon also argues that Dr. Galloway provided general causation testimony in addition to specific causation testimony regarding the individual plaintiff at bar. Dr. Galloway was not designated and disclosed as a general causation expert. . . . At trial, counsel must tailor Dr. Gallowayâs expert testimony to only his specific causation opinions applicable to Ms. Harterâs case.â). However, Dr. Galloway may offer testimony regarding the scientific basis for his differential diagnosis, so long as that testimony relates to injuries Plaintiff herself suffered. The Court reserves for trial ruling on more specific relevance objections Defendants may raise. Legal Conclusions, Terms of Art Second, Defendants ask the Court to exclude Dr. Gallowayâs opinions to the extent they contain legal conclusions, terms of art, and improper opinions regarding Ethiconâs state-of-mind. (Doc. 40, at 5-6). Specifically, they point to Dr. Gallowayâs statements in his report that introducing transvaginal mesh products into the marketplace violated the medical principle of âDo No Harmâ, and caused a âpredictableâ âpublic health crisisâ. (Galloway Report, at 2). They further object to Dr. Gallowayâs statements that (1) Plaintiffâs injuries âwere foreseeableâ, and (2) the products are âunreasonably dangerousâ because the risks outweighed the benefits and because Ethicon âmisrepresent[ed]â the potential complications. (Galloway Report, at 29-31). Plaintiff responds Dr. Gallowayâs expert report does not offer legal conclusions or improperly use legal terms of art. She further asserts she is âwell-aware of the Courtâs prior rulings on [state- of-mind] issues and does not intend for Dr. Galloway to offerâ any such opinions. (Doc. 51, at 10). The Court agrees with Defendants that Dr. Gallowayâs statements that Defendants violated the medical principle of âDo No Harmâ, and caused a âpredictableâ âpublic health crisisâ (Galloway Report, at 2) should be excluded as not relevant or helpful to the jury. See In re C.R. Bard, Inc., 948 F. Supp. 2d 589, 611 (S.D.W. Va. 2013) (âBardâs knowledge, state of mind, alleged bad acts, failures to act, or other matters related to corporate conduct and ethics are not appropriate subjects of expert testimony because opinions on these matters will not assist the jury.â). Similarly, Dr. Gallowayâs statement that a product was âunreasonably dangerousâ is excludable. See Sederholm v. Boston Sci. Corp., 2016 WL 3282587, at *2 (S.D.W. Va.) (âAn expert may not state his opinion using âlegal terms of art,â such as âdefective,â âunreasonably dangerous,â or âproximate cause.ââ); Wise v. C.R. Bard, Inc., 2015 WL 521202, at *5 n.4 (S.D.W. Va.) (âDr. Ostergard opines that the purported omissions in the Avaulta IFU ârendered [the device] not reasonably safe.â This opinion invades the province of the jury by stating a legal conclusion and will not be accepted at trial.â) (internal record citation omitted). On the other hand, Defendants do not explain why Dr. Galloway may not offer an opinion on the foreseeability of Plaintiffâs injuries. The Court agrees that if this opinion touches on Defendantsâ knowledge or state of mind, it is excludable. Although he may not testify to what Defendants did or did not know, Dr. Galloway may testify to why he believes Plaintiffâs injuries were foreseeable. Defendants argue broadly that Dr. Gallowayâs report âcontains numerous opinions stating legal conclusions and standards and using legal terms of art, as well as improper opinions regarding Ethiconâs state of mind and corporate conduct.â (Doc. 40, at 5) (citing, generally, Dr. Gallowayâs entire report). The Court has addressed the specific language identified by Defendants, and will not independently search through Dr. Gallowayâs report. Plaintiff acknowledges â and says she will follow â the MDL courtâs prior instructions regarding legal conclusions and state-of-mind, and Defendants can raise any additional objections at trial. Warnings / Informed Consent Third, Defendants ask the Court to exclude Dr. Gallowayâs opinions regarding warnings and informed consent. (Doc. 40, at 6-7). They contend Dr. Galloway is not qualified to render expert opinions regarding the adequacy of warnings, and his opinions on such are irrelevant and improperly touch on Defendantsâ state-of-mind. Defendants also argue Dr. Gallowayâs opinion improperly â and unhelpfully â addresses Plaintiffâs implanting physicianâs personal knowledge. Plaintiff responds Dr. Galloway âis more than qualified to testify as to whether the IFUs address the risk of injuries like those suffered by Plaintiff and whether a doctor is able to obtain informed consent in the absence of such information.â (Doc. 51, at 11). Defendants point specifically to the following statements from Dr. Galloway: (1) âI have reviewed the relevant Instructions for Use. In my opinion, the warnings provided in the IFUs do not provide doctors with the information needed to make treatment choices and obtain informed consent from their patients.â (Galloway Report, at 21). (2) âIn my opinion, the TVT-S and Prolift devices used in Ms. Tina Burris were unreasonably dangerous because the risks far outweighed the benefits, Ethicon did not warn doctors and patients of the serious risks, and Ethicon made inaccurate and misleading representations as to the safety of the devices. These devices were unreasonably dangerous because Ethicon did not provide Ms. Tina Burris or her doctors with accurate and complete information and warnings. (Galloway Report, at 30-31). The MDL Court explained: â[w]hile an expert who is a urologist may testify about the specific risks of implanting mesh and whether those risks appeared on the relevant IFU, the same expert must possess additional expertise to offer expert testimony about what information should or should not be included in an IFU.â In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 4961675, at *3 (S.D.W. Va.). However, âan expert who is a urogynecologist may testify about the specific risks of implanting mesh and whether those risks appeared on the relevant IFU.â In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 4536885, at *2 (S.D.W. Va.); see also In re Yasmin & Yaz (Drospirenone) Prods. Liab. Litig., 2011 WL 6301625, at *11 (S.D. Ill.) (â[D]octors are fully qualified to opine on the medical facts and science regarding the risks and benefits of drugs and to compare that knowledge with what was provided in the text of labeling and warnings . . . .â) (internal quotations omitted). Here, Plaintiff has not shown Dr. Galloway has additional expertise regarding the drafting of IFU documents. Rather, she argues only Dr. Gallowayâs experience as a urologist who âcounsels his patients in exactly this matter [risks versus benefits] on a daily basisâ renders him âmore than qualified to opine as to what information is necessary for his patients to have prior to consenting to treatment.â (Doc. 51, at 11-12). Other courts have rejected such reliance on an expertâs experience as a physician to provide the âadditional expertiseâ regarding what should be in an IFU document. See, e.g., Block v. Ethicon, Inc., 2020 WL 6440516, at *4 (S.D. Ind.) (âNone of Dr. Margolisâs admittedly extensive experience extends into the field of drafting IFU warnings, however. Without such expertise, he is not qualified to testify regarding what warnings, if any, are required relating to an IFU.â); Meade v. Ethicon, Inc., 2020 WL 6395814, at *6 (E.D. Ark.) (âWhile Dr. Walmsley has demonstrated his competency to testify about the risks associated with TVT-Os and related devices, that expertise does not equate to expertise regarding the product IFUs and the adequacy of the warning information contained therein.â); see also Wiltgen v. Ethicon, Inc., 2017 WL 4467455, at *8 (N.D. Ill.) (âDr. Elliott may give testimony on the TVTâs IFU, but the testimony must be limited to his area of expertise, and his opinions must not involve legal or regulatory matters.â). Therefore, Dr. Galloway, based on his experience, may testify to the risks of mesh as are relevant to this case â and whether those specific risks appeared on the IFU, but will not be permitted to testify as to what warnings are required to be included in an IFU. Relatedly, Defendants further contend Dr. Galloway should not be permitted to testify the warnings provided on the IFU prevented the implanting physician from obtaining informed consent from Plaintiff. They contend such an opinion is âsimply a restated opinion that Ethiconâs warning . . . were inadequateâ and âeffectively opin[es] as to the [implanting] physicianâs personal knowledge (or lack thereof) at the time of [Plaintiffâs] surgery.â (Doc. 40, at 7). Dr. Galloway opines in his report that the implanting physician could not obtain informed consent based on the warnings provided in the IFU. The Court agrees with Defendants that in these circumstances, such an opinion is tantamount to a restated opinion that the product warnings were inadequate, which is a legal conclusion and the province of the jury. Therefore, his opinion will be excluded in this regard. See Meade, 2020 WL 6395814, at *6 (holding testimony from a urologist regarding the informed consent process âwould operate to provide a restated opinion that Ethiconâs warnings for the TVT-O were inadequateâ); see also Simpson v. Johnson & Johnson, 2020 WL 5630036, at *4 (N.D. Ohio) (âDr. Brennanâs opinion that âthe mesh lacked adequate warnings to physiciansâ about risks of complications is an inadmissible legal conclusion.â) Dr. Galloway testified he had not spoken to Plaintiffâs implanting physician and had not read her deposition testimony. (Galloway Depo., at 66-67). The basis for his testimony about what risks the implanting physician â Dr. Brown â did or did not know was a conversation he had with Plaintiffâs attorneys summarizing Dr. Brownâs deposition. Id. at 67. Defendants argue that allowing such testimony effectively opines as to the physicianâs personal knowledge at the time of Plaintiffâs surgery, which is not helpful. See In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2016 WL 4493457, at *3 (S.D.W. Va.) (excluding testimony âon what âall physiciansâ know or should know or what âall physiciansâ rely on in making informed decisions); see also Arevalo v. Colplast Corp., 2020 WL 3958505, at *12 (N.D. Fla.), reconsideration denied, 2020 WL 6018933 (âDr. Rosenzweig is not qualified to opine on the state of mind of Plaintiff or her implanting surgeon, as he does in his specific causation report.â). This Court agrees that Dr. Galloway may not testify regarding the knowledge of other physicians. The jury is capable of listening to Dr. Brownâs testimony in conjunction with Dr. Gallowayâs testimony to determine the risks of which Dr. Brown was or was not aware. Harm from TVT-S Fourth, Defendants initially contended this Court should preclude Dr. Galloway from offering an opinion that Plaintiff has been harmed â or may be harmed â by the TVT-S. Because the Court above grants Defendantsâ Motion for Summary Judgment on all of Plaintiffâs claims regarding the TVT-S, Dr. Gallowayâs opinions regarding the device will be excluded as irrelevant. Alternative Surgical Procedures / Non-Mesh Alternatives Fifth, Defendants move to exclude Dr. Gallowayâs opinions and testimony regarding alternative surgical procedures because they cannot constitute feasible alternative designs under Ohio law and because these alternatives do not eliminate the risk of injuries Plaintiff suffered. (Doc. 95-1, at 4-11). For the reasons discussed, the Court grants Defendantsâ motion for summary judgment on Plaintiffâs design defect claims, therefore Dr. Gallowayâs opinions regarding such alternatives will be excluded as irrelevant. Infection in Prolift Mesh Finally, Defendants move to preclude Dr. Galloway from offering an opinion that exposed mesh is, by definition, colonized with bacteria and infected, or that Plaintiffâs Prolift mesh was itself infected or caused Plaintiff any infection. Defendants point to the following testimony from Dr. Galloway: Q: Do I understand correctly that the mesh exposure found on September 17th, 2008, you believe to have been the Prolift mesh? A: Yes. Q: Is that based on the location? A: Well, the location is not a given. And so we do not - - we do not have information about just exactly what this is. But we do know that subsequent to the problems of pain and dyspareunia became much more marked and we do know that on subsequent examination she had not one but two areas of exposure of the mesh within the anterior vaginal wall. And we have very detailed information about it from Dr. Walters at the Cleveland Clinic who was the surgeon who was responsible for trying to remove this infected, exposed anterior vaginal mesh, which was the anterior Prolift. Q: What evidence, if any, do you have suggesting that the mesh that Dr. Brown removed in September 2008 was infected? A: By definition, if the mesh is exposed on the surface, it is colonized and infected. And the - - the Defendant Exhibit Number 4 that I have brought with me today clearly lays out the natural history of this problem and provides you with more than 150 references in the literature that relate to the mechanisms of candida infection, many of which have to do with prosthetic infections. Q: Do you believe that the mesh exposure was the result of an infection? A: No. I believe the mesh exposure is a complication of mesh placement that is directly related to the design of the anterior Prolift mesh and that it is capable, as in this case, of breaking the surface of the vagina. And when it breaks the surface of the vagina, it is equivalent, but much worse than having the product no longer wrapped and no longer sterile in the operating room. Germs like to be dark and warm and moist. And all of these conditions exist not only in the human mouth, but also in the human vagina. And it is impossible to have exposed mesh in the vagina as we have in this case and not have the underlying polypropylene mesh be colonized with organisms. And that results in deep tissue infection and that results in the surgical challenge of trying to remove this kind of infected, inflamed, vaginal mesh. (Galloway Depo., at 56-58). Defendants attack Dr. Gallowayâs opinion that exposed mesh in the vagina is âby definitionâ colonized and infected and that it is âimpossibleâ to have mesh exposure without colonization as unreliable. Specifically, they assert the article cited by Dr. Galloway at his deposition does not support his testimony. (Doc. 40, at 11) (âIndeed, the word âmeshâ is not even mentioned in the body of the article or its references section.â). Relatedly, they contend Dr. Galloway should be precluded from offering any testimony that Plaintiff suffered any mesh- related infection because â they assert â Dr. Galloway did not include such a conclusion in his expert report. (Doc. 40, at 13) (citing Fed. R. Civ. P. 26(a)(2)(B) (requiring an expert report contain âa complete statement of all opinions the witness will expressâ)). Plaintiff responds that the cited article supports Dr. Gallowayâs âgeneral proposition regarding the formation of biomaterial on exposed medical devices and resulting infection in such devicesâ and that Dr. Galloway cites other literature to support his infection opinion in his report. (Doc. 51, at 15-16). As Defendants point out, the MDL court addressed expert testimony on a related point. In Sanchez v. Boston Scientific Corp., an expert sought to offer an opinion that the infection rate in polypropylene mesh implantation is âup to 100%â. 2014 WL 4851989, at *11 (S.D.W. Va.). The Court explained its exclusion of such opinion evidence: However, as BSC points out, the study which Dr. Margolis cites to support his 100% figure is not directly applicable. The Boulanger study did not find that 100% of the mesh systems explanted for the study were infected; the study found that 100% of the mesh systems were contaminated with bacteria. (See Margolis Report [Docket 58â1], at 16; Boulanger et al., Bacteriological Analysis of Meshes Removed for Complications After Surgical Management of Urinary Incontinence or Pelvic Organ Prolapse, 19 Intâl Urogynecol J. 827, 827 (2008) [Docket 58â5]). The authors of the Boulanger study are not certain that bacteria contamination leads to infection. (See Boulanger, supra, at 827, 830) (stating that the âexact roleâ of bacterial contamination âis not yet clearâ and âmust be explored by other experimental studiesâ)). They even write that â[i]nfection is a rare complication of retropubic mid-urethral slings (0.7% of cases)â and that their âfindings concur with previously published dataâ on this subject. (Boulanger, supra, at 830). The Boulanger study does not support the opinion that there is a 100% infection rate in women who undergo mesh implantation surgery. Therefore, Dr. Margolisâs methodology of basing his opinion on this study is unreliable. As a result, Dr. Margolisâs opinion as to infection rates is EXCLUDED. Id. at *17. Plaintiff contends that â unlike in the Sanchez case â here âDr. Galloway did not make any such sweeping contention that 100% of all mesh implantation surgeries result in infection, and Defendantsâ efforts to characterize his opinion as such are misleading.â (Doc. 51, at 16). This is true. But Dr. Galloway did make a similarly âsweeping contentionâ that exposed mesh is âby definitionâ infected. And, similar to the Sanchez case, âthe study which [Dr. Galloway] cites to support his [exposure necessarily means infection] opinion is not directly applicable.â Id. The introduction to that study explains: A biofilm consists in a community of microorganisms that are irreversibly attached to a given surface, inert material, or living tissue, producing extracellular polymers that provide a structural matrix. The microorganisms in this type of community exhibit lower growth rates and higher resistance to antimicrobial treatment, behaving very differently from planktonic cells. The ability to adhere to different types of surfaces enables microorganisms to form biofilm on medical devices, such as intravascular catheters, prosthetic heart valves and joint replacements or in different tissues in the host, linking biofilms to persistent colonization and infections. Mafalda Cavalhiero & Miguel Cacho Teixeira, Candida Biofilms: Threats, Challenges, and Promising Strategies, 5 Frontiers in Medicine 28 (February 2018) (Doc. 39-1, at 71-85). Defendants are correct that this study does not address mesh specifically and does not, in and of itself, support Dr. Gallowayâs opinion that exposed mesh is necessarily infected. Plaintiffâs argument regarding Dr. Gallowayâs other cited sources is no more persuasive. She contends that â[w]hen specifically discussing potential contamination and infection of synthetic mesh devices, Dr. Galloway cites to no fewer than eight different sources in his report and overall, he cites to hundreds of medical articles in his reference materials.â (Doc. 51, at 16) (citing Galloway Report, at 3-4). But even Plaintiff herself characterizes this evidence as supporting âpotential contamination and infectionâ. She explains, citing Dr. Gallowayâs opinion, that the cited studies show synthetic mesh is âresistant to antibiotics and host defensesâ and that infection âhas been found in as few as 31% and as high as 96% of cases involving the vaginal implantation of propylene mesh. â Id. She then concludes that âDr. Gallowayâs opinion regarding infection is based on his own clinical experience and supported by multiple studies and relevant medical literature, including many that discuss infection in polypropylene mesh specifically.â Id. While Dr. Gallowayâs opinion certainly cites literature regarding the risk of infection in polypropylene mesh and the reasons therefor, nowhere does Plaintiff explain how this literature supports Dr. Gallowayâs deposition testimony that â[b]y definition, if the mesh is exposed on the surface, it is colonized and infected. (Galloway Depo., at 57). As such, Dr. Galloway may not offer such an opinion at trial.6 Defendants also seek to preclude Dr. Galloway from testifying Plaintiffâs Prolift mesh was infected, or that she suffered any infection as a result of the Prolift, citing Federal Civil Rule 26âs requirement that an expert report contain âa complete statement of all opinions the witness will expressâ, and Dr. Gallowayâs summary of Plaintiffâs âmesh related injuriesâ as including âpudendal neuralgia and/or muscle damage causing groin, leg, and vaginal pain; chronic, long term and life altering pelvic pain; dyspareunia; and painful bladder filling syndromeâ, but not âinfectionâ specifically (Galloway Report, at 20). Plaintiff responds that â[a]s Dr. Galloway discussed in his deposition, Plaintiffâs medical records indicate that she was treated for vaginal infection on August 20, 2008, only two weeks after she was implanted with the polypropylene mesh products. As established in his Report, Dr. Galloway testified that such infection is likely caused by erosion and mesh exposure through the wall of the vagina.â (Doc. 51, at 17-18) (citing Galloway Report, at 3-4; Galloway Depo., at 55-58). Preliminarily, the Court finds Plaintiffâs description inaccurate. Although Plaintiff cites Dr. Gallowayâs deposition testimony regarding a vaginal infection two weeks after her surgery, Dr. Galloway testified he believed that infection was caused by pre-surgery antibiotics: Q: You mentioned, I believe, that Dr. Brown treated Miss Burris on August 20th, 2008, for what she believed was an active vaginal infection; is that right? A: Thatâs correct. Q: And [to] what, if anything, do you attribute that vaginal infection?  6. As such, the Court need not reach Defendantsâ argument that Dr. Gallowayâs opinion should be excluded because it fails to account for contradictory literature regarding mesh infection. However, to the extent Dr. Galloway testifies â as he describes in his report â to the risk of infection, Defendants may certainly cross-examine him regarding any such contrary literature. A: Well, itâs very common when antibiotics are given that the antibiotics kill off not only pathogenic or disease-causing organisms, but it will also kill off the friendly organisms that effectively take up space on the coverings of the skin and the vagina. So, for example, if an antibiotic is given for a urinary tract infection, which is commonly the situation, itâs not uncommon for some patients having lost the normal organisms in the vagina which are called lactobacilli. There will be an overgrowth of the competing organisms which are not sensitive to the antibiotic and that would be the population that make up yeast and other nonbacterial organisms. So in this case the most likely cause for her overgrowth of vaginal candida is having been subject to the administration of antibiotics for her surgical procedure two weeks before. (Galloway Depo, at 54). That is, he did not testify âthat such infection is likely caused by erosion and mesh exposure through the wall of the vaginaâ as Plaintiff asserts. (Doc. 51, at 17-18). However, Dr. Gallowayâs testimony â also cited by Plaintiff â is illuminating as to his analysis of infection as it relates to this case: And when these products come into the operating room, they come double- wrapped with sterile labels on them and warnings that the mesh should not be used if the packaging has been disturbed, because these permanent implantable meshes have to be used in a sterile field. If they are not used in a sterile field, or if they subsequently become exposed on the surface, they become colonized with particularly the candida organism, which then creates a biofilm that travels on the mesh product and goes deeply into the tissues over time and causes a very well- known pattern of pain and inflammation and scarring and distortion of the tissues. And this is true whether the implant is a pacemaker or a hip replacement or vaginal mesh. And it is this constellation of events in this case where we have mesh placement, we have a vaginal candida infection, we have an in-office procedure where the mesh is trimmed[.] [T]hat is like taking a piece of a splinter in your skin and taking the scissors and cutting the tip of it off, the part thatâs protruding from the skin â the part that causes the problems, the part that is deep in the tissues and that marks the start of natural history with which weâre very familiar, which leads to chronic pain and a pattern of problems that is very clearly seen here in Miss Tina Burris. (Galloway Depo., at 55-56). Although Dr. Galloway did not specifically list âinfectionâ as one of Plaintiffâs âmesh related injuriesâ in the summary paragraph cited by Defendants, he did elsewhere list ârecurrent vaginal mesh exposuresâ (Galloway Report, at 29) as one of Plaintiffâs âmesh-related complicationsâ, and elsewhere described the risk of infections and complications associated with infections related to such exposures (e.g., chronic inflammation, pain, functional bladder problems) (Galloway Report, at 3-4). And in his summary of Plaintiffâs âinjuriesâ, he states that these injuries âare the direct result of the defects/features/properties of the TVT-S and/or Prolift devices discussed in this report.â (Galloway Report, at 20); see also Galloway Report, at 29 (âThese injuries are the direct result of the defects inherent in these devices, including source of chronic inflammation, foreign body reaction, shrinkage, deformation, scarring and fibrosis, hardening, nerve damage, and degradation of the polypropylene meshâ). This, combined with Dr. Gallowayâs explanation in his opinion regarding the vaginal environment, and the properties of polypropylene mesh and infection risk, provides a sufficient basis for Dr. Galloway to offer an opinion that he believed Plaintiff to have suffered an infection and the Court finds this opinion is reasonably read as contained in his Report. However, as above, he will not be permitted to opine that Plaintiffâs mesh was necessarily infected because it was exposed in the vagina. Mr. Tremp Next, Defendants move to exclude the report of Robert Tremp, Jr., MA, CRC, CLCP, LAC in its entirety as unreliable, beyond the scope of his qualifications, and not helpful to the jury. (Doc. 42). Plaintiff responds that Defendantsâ challenges go to the weight, rather than admissibility of Mr. Trempâs opinion. Mr. Tremp has a Masterâs Degree in Special Education and Rehabilitation Counseling. (Doc. 41-1, at 116). He is a Certified Life Care Planner, Certified Rehabilitation Counselor, and Licensed Associate Counselor. Id. He reviewed Plaintiffâs medical records, Dr. Gallowayâs report, and interviewed Plaintiff before offering a Vocational Report outlining Plaintiffâs ability to work and loss of earning capacity, and a Life Care Plan regarding Plaintiffâs future needs. See Doc. 41-1. Mr. Tremp describes a Life Care Plan as follows: A Life Care Plan is a dynamic document based upon published standards of practice, comprehensive assessment, data analysis, and research, which provides an organized and precise plan for current and future needs with associated costs for individuals who have experienced a catastrophic injury or have chronic health care needs. The goals of a Comprehensive Life Care Plan are to improve and maintain the clinical state of the patient, prevent secondary complications, provide support for the family, and to provide a disability management program aimed at preventing unnecessary complications and minimizing the long-term care needs of the patient. Id. at 20. Defendants first contend Mr. Trempâs vocational opinion â that Plaintiff is unable to work â lacks a reliable foundation because Dr. Galloway (upon whose medical opinion Mr. Tremp relies in part), âdoes not opine, to a reasonable degree of medical certainty, that [Plaintiff] is unable to work solely [due] to the injuries that he attributes to the Profift.â (Doc. 42, at 4). They contend that without such an opinion, Mr. Tremp cannot opine that Plaintiffâs mesh-related injuries alone have rendered her completely and permanently unable to work. But, as Plaintiff argues, Defendants point to no authority for the assertion that a vocational opinion must be based on a medical opinion that an individual is disabled. Mr. Tremp relied on Plaintiffâs medical records â including Dr. Gallowayâs case-specific report â as well as an interview with Plaintiff to evaluate her vocational abilities and limitations. Defendants do not directly challenge Mr. Trempâs methodology or his qualifications to opine on vocational issues, but rather the underlying facts he considered (or did not consider). The Court finds these challenges go to the weight or persuasiveness of Mr. Trempâs testimony, not its admissibility. See Daubert, 509 U.S. at 596 (âVigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence.â); see also McLean, 224 F.3d at 801 (âMere weaknesses in the factual basis of an expert witnessâs opinion . . . bear on the weight of the evidence rather than on its admissibility.â). Second (and relatedly), Defendants contend Mr. Trempâs vocational opinions are unreliable âdue to his failure to consider directly relevant evidence that contradicts the opinions set forth in his Vocational Report.â (Doc. 42, at 5). Specifically, they contend Mr. Tremp failed to consider (1) Plaintiffâs other medical conditions and the extent to which Plaintiffâs inability to work may be based in part thereon, and (2) the Social Security Administrationâs contrary determination that Plaintiff was capable of alternate employment. But again, the Court finds this question goes to the weight and persuasiveness of Mr. Trempâs opinion, rather than its reliability. See Smith v. Carbide & Chems. Corp., 2009 WL 5184342, *2 (W.D. Ky.) (the existence of potentially contrary facts are âa proper matter for cross-examination, but do[] not render [the expertâs] opinions unreliable.â); United States v. Davis, 103 F.3d 660, 674 (8th Cir. 1996) (noting defendant was âfree to challenge the expertâs conclusions and point out the weaknesses of the [expertâs] analysis to the jury during cross-examinationâ but â[w]eight and credibility are the province of the jury.â). Third, Defendants contend Mr. Trempâs opinion regarding Plaintiffâs loss of earning capacity is not helpful to the jury because the resulting calculation is a mere âcommon sense estimateâ. (Doc. 42, at 8) (âMr. Trempâs opinion regarding lost earning capacity is an estimate based on common senseâshe earned approximately $24,960 per year before she quit her job; she is no longer able to work, so she earns $0 per year; therefore, her âloss of earning capacityâ is $24,960 per year.â). Plaintiff contends that it is âcommon and acceptable practice for plaintiffs to rely on an experienced vocational rehabilitation expert to present evidence as to future earningsâ. (Doc. 50, at 8). The Court will permit Mr. Tremp to testify about Plaintiffâs lost earning capacity. Although the resulting calculation may be a simple one, it is connected to Mr. Trempâs expertise and explanation regarding his opinion that Plaintiff cannot work, and that her prior job salary was her pre-injury earning capacity. See WWP, Inc. v. Wounded Warriors Fam. Support, Inc., 628 F.3d 1032, 1040 (8th Cir. 2011) (âThere is not, as WWFS suggests, an implicit requirement in Fed. R. Evid. 702 for the proffered expert to make complicated mathematical calculations.â) (citing In re Prempro Prods. Liab. Litig., 514 F.3d 825, 831 (8th Cir. 2008) (holding district court did not abuse its discretion in failing to exclude expert testimony that represented âan exercise in basic math using simple deductive reasoningâ)). Fourth and finally, Defendants contend Mr. Trempâs Life Care Plan is unreliable due to lack of foundation and should be excluded. Plaintiff responds that Mr. Trempâs Life Care Plan is well-founded and reliable. She further asserts that although Defendants seek to exclude Mr. Trempâs Life Care Plan entirely for lack of medical foundation, much of that Plan does not include care of the type that must be prescribed by a medical doctor. Finally, she notes that where Mr. Trempâs Plan addresses future medical care, he makes clear that those assessments are based on Dr. Gallowayâs report and Plaintiffâs medical records. The MDL court explained, regarding life care plans specifically: To be admissible, Ms. Lathamâs opinions and life care plan must be based on âreliable principles and methodsâ reliably applied to the facts of this case. Fed.R.Evid. 702. Because much of Ms. Lathamâs life care plan describes particular medical procedures and services, there must be a medical foundation for her recommendations. In other words, a doctor or medical expert must opine to a reasonable degree of medical certainty that the items listed in the life care plan are necessary. In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2014 WL 186872, at *12 (S.D.W. Va.). Mr. Trempâs Life Care Plan includes descriptions and cost estimates for items and services he asserts Plaintiff will require including: rehabilitation/long-term needs assessment, psychological evaluation, physical therapy evaluation, individual counseling, a power scooter and accompanying maintenance and equipment, a rollator/walker, home safety equipment (tub and toilet safety rails, stander security poles, bed rail, power lift recliner), incontinence supplies, over-the-counter medication, home care assistance (housekeeping and lawn care/maintenance, treatment and evaluation by a primary care physician, urologist, urogynecologist, and pain management specialist. (Doc. 41-1, at 41-49). For his recommendations for future medical care (including physical therapy and physician treatment and evaluations), Mr. Tremp notes he bases these recommendations on Dr. Gallowayâs statement that Plaintiff âwill require life-time medical and non-medical services throughout her life expectancyâ combined with his own research. See id.; Galloway Report, at 21. Preliminarily, the Life Care Plan in this case differs â at least in degree â from the one addressed by the MDL court. In that case: Ms. Lathamâs report provides a comprehensive summary of services that she opines that Ms. Lewis will require. For example, Ms. Latham projects that Ms. Lewis and her husband will require psychological and sexual therapy evaluations for the next twenty-four years. (See id. at 117). Ms. Latham also projects that Ms. Lewis will require various medical supplies; drugs, such as Ambien, Citalopram, Hydrocodone, and Valium; and specific surgical procedures, such as Botox injections to the bladder, Coaptite injections to the bladder and sphincter, and âfuture mesh related surgery interventions for incontinence.â (Id. at 117â18). Ms. Latham originally opined that Ms. Lewis will need an ATV with a rifle mount and a truck ramp for the ATV, (id. at 31), but she has since removed this item from her amended report. In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2014 WL 186872, at *11. By contrast here, Mr. Tremp does not offer an opinion that Plaintiff will require any specific ongoing medical treatment, specific prescription drugs, or specific surgery.7 Rather, he offers opinions regarding various medical evaluations to then determine future treatment â based on his own experience, Plaintiffâs medical records, Dr. Gallowayâs report, and specifically on Dr. Gallowayâs opinion that Plaintiff will require lifetime care. The Court finds generally that Mr. Tremp is qualified to give these opinions and Defendants objections go to the weight of the testimony rather than its admissibility. Defendants argue broadly that â[b]ecause no doctor has opined that the services and items in Mr. Trempâs Life Care Plan are medically necessary, his Life Care Plan and related opinions should be excluded as unreliable.â (Doc. 42, at 9). However, other than objecting to the line item regarding a power scooter and related costs (âFor example, Dr. Galloway has not opined that [Plaintiffâs] injuries have rendered her immobile.â (Doc. 42, at 9)), Defendants have not offered specific arguments regarding each item in the Life Care Plan and why it requires a âmedical necessityâ determination. Defendants do not challenge Mr. Trempâs resulting calculations for each item on the Life Care Plan, only â again, broadly â the underlying foundation for the Plan in its entirety.  7. Mr. Trempâs Life Care Plan includes line items âfor information purposes onlyâ regarding the cost of radiofrequency ablation of the pudendal nerve, and âAdditional Surgical Intervention (To Be Determined).â (Doc. 41-41, at 48-49). These are certainly âspecific medical proceduresâ and Mr. Tremp will not be permitted to testify regarding their cost absent evidence adduced at trial that they are medically recommended. See In re Ethicon, Inc., Pelvic Repair Sys. Prod. Liab. Litig., 2014 WL 186872, at *12 The Court finds the items listed in Mr. Trempâs Life Care Plan sufficiently within his expertise and grounded in the record. Mr. Trempâs determination that Plaintiff may need a rehabilitation assessment, psychological evaluation, individual counseling, a scooter and rollator walker and various accessories, home safety items, incontinence supplies, a housekeeper, lawn care/maintenance assistance, and over-the-counter medication are within Mr. Trempâs areas of expertise as a Certified Life Care Planner, Certified Rehabilitation Counselor, and Licensed Associate Counselor. See, e.g., Smithers v. C&G Custom Module Hauling, 172 F. Supp. 2d 765, 773 (E.D. Va. 2000) (overruling objection to life care planning expertâs inclusion of home and yard maintenance, and home assistance, even when some of those items were described as merely being âreally good forâ the plaintiff, and finding â[s]uch arguments may have merit, but on balance they go to the weight, not the admissibility of the proposed evidenceâ); Roach v. Hughes, 2015 WL 3970739, at *3 (W.D. Ky.) (permitting life care planner to testify where she âbased her opinions on sufficient facts and data, including Ms. Roachâs medical records, the opinions and recommendations of Ms. Roachâs multiple treating medical providers, her consultation with Ms. Roach, and her own research on Ms. Roachâs conditionâ); Boden v. United States, 2019 WL 6883813, at *5 (W.D. Va.) (â[C]ourts . . . have found that life-care plans can be admissible without a physician review, so long as they are reliable.â); Burress v. Winters, 2010 WL 2090090, at *1 (D. Md.) (permitting a life care plan without physician review and finding that ânumerous courts have permitted non-physicians to opine about future medical needs, even when their opinions are not supported by the recommendations of a physicianâ); Deramus v. Saia Motor Freight Line, LLC, 2009 WL 1664084, at *2 (M.D. Ala.) (permitting life care planner testimony where life care Planner âtestified that her proposed life care plan was based on a review of Plaintiffâs medical records, depositions taken from Plaintiffâs physicians, and numerous meetings with Plaintiffâ and finding âany objection to [the] opinions must go to the weight the jury should give to her testimony rather than its admissibilityâ). Mr. Trempâs other opinions â regarding the need for evaluations by a pain management specialist, primary care physician, physical therapist, urogynecologist, and urologist, are sufficiently based in Dr. Gallowayâs (admittedly broad) opinion that Plaintiff will require lifetime medical care, the medical record documenting Plaintiffâs treatment and ongoing conditions, and Mr. Trempâs interview with Plaintiff. Mr. Tremp expressly acknowledges that any ongoing future treatment is dependent upon physician recommendations following those evaluations. The only Circuit Court to address life care planner testimony found no abuse of discretion where a life care planner offered projections regarding future medical needs without a physicianâs review âbased on a review of records from the agency providing [plaintiff] with skilled nursing care, a letter from her physician, and an interview with [her] family and caregiver.â Rivera v. Turabo Med. Ctr. Pâship, 415 F.3d 162, 170-71 (1st Cir. 2005). As cited above, other courts have permitted similar testimony. The Court is confident Defendants can address their concerns with Mr. Trempâs testimony through vigorous cross-examination. As such, Defendantsâ motion to exclude Mr. Trempâs opinion is denied. (Doc. 41) CONCLUSION For the foregoing reasons, good cause appearing, it is hereby ORDERED that Defendantsâ Motion to Strike (Doc. 101), be and the same hereby is, GRANTED; and it is FURTHER ORDERED that Defendantsâ Supplemental Motion for Partial Summary Judgment (Doc. 96) be, and the same hereby is, GRANTED; and it is FURTHER ORDERED that Defendantsâ Motion and Supplemental Motion to Exclude the Case-Specific Opinions and Testimony of Niall Galloway, M.D. (Docs. 39, 95) be, and the same hereby are, GRANTED IN PART and DENIED IN PART as described herein; and it is FURTHER ORDERED that Defendantsâ Motion to Exclude the Case-Specific Opinion and Testimony of Robert Tremp, Jr. (Doc. 41) be, and the same hereby is DENIED. s/ James R. Knepp II UNITED STATES DISTRICT JUDGE
Case Information
- Court
- N.D. Ohio
- Decision Date
- July 28, 2021
- Status
- Precedential