AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY RAHIM CALDWELL, Plaintiff, No. 1:22-cv-7251 v. OPINION AMAZON.COM SERVICES LLC, et al., Defendants. APPEARANCES: Rahim Caldwell PO Box 29660 Providence, RI 02909 Pro Se. Jason Joseph Ranjo Richard G. Rosenblatt Carlyle Wayne Edwards-Balfour MORGAN, LEWIS & BOCKIUS LLP 502 Carnegie Center Princeton, NJ 08540 On behalf of Defendants. OâHEARN, District Judge. This matter comes before the Court on Motions for Summary Judgment1 (âMotionsâ), by Defendants Amazon.com Services LLC2 (âAmazonâ), Rebecca Preston3 (âPrestonâ), and Cori Konopka (âKonopkaâ) (collectively, âDefendantsâ), (ECF Nos. 60, 74), and Defendantsâ Motion to Seal Portions of the Filings Related to the Motion for Summary Judgment (âMotion to Sealâ), (ECF No. 80). The Court did not hear oral argument pursuant to Local Rule 78.1. For the reasons that follow, Defendantsâ Motions are GRANTED, and Defendantsâ Motion to Seal is DENIED. I. BACKGROUND4 Plaintiff Rahim Caldwell (âCaldwellâ) is a former Amazon Fulfillment Center Associate. (Defs. SOMF, ECF No. 62 at ¶ 1). Caldwell was initially terminated on September 7, 2022 due to a computer system error which recorded his use of paid time off (âPTOâ) to cover extra breaks as unexcused attendance violations. (Id. at ¶¶ 2â3). Upon discovery of the error, Preston, in her capacity as a Human Resources (âHRâ) Business Partner, assisted in reinstating Caldwell effective October 2, 2022. (Id. at ¶ 4). Amazon agreed to pay Caldwell for the wages he lost during the 1 All citations to Defendantsâ substantive arguments refer to the Motion for Summary Judgment filed by Defendants Amazon and Preston (âMotionâ). (ECF No. 61). 2 This defendant is incorrectly identified in Plaintiffâs Complaint as âAmazonâ and âACY1 Amazon Fulfillment Center.â (Compl., ECF No. 1-1 at 2; Notice of Removal, ECF No. 1 at 1). âACY1 Amazon Fulfillment Centerâ is not a separate legal entity and is merely the location where Caldwell was stationed. (Motion, ECF No. 61 at 10 n.3). 3 This defendant was initially identified as âRebecca Doe.â (Compl., ECF No. 1-1 at 2). Caldwell later identified her as Rebecca Preston. (ECF No. 56 at 1). However, as of this date, Caldwell has not formally amended his Complaint to substitute Preston for Defendant Doe. 4 Caldwell failed to submit a response to Defendantsâ Statement of Material Facts, and thus they are deemed undisputed for purposes of the Motions pursuant to Local Rule 56.1. three-week period he was erroneously terminated and not scheduled to work (âlost wagesâ). (Id. at ¶ 5). On October 19, 2022, Caldwell went to AmCare, Amazonâs onsite occupational health and safety office, approached Morgan Douglas (âDouglasâ), an Onsite Medical Representative (âOMRâ), and complained that to date he had not yet received payment for his lost wages. (Id. at ¶¶ 6, 10, 13). He then stated that â[t]heyâre treating me like a [n*****] and a slave.â (Id. at ¶¶ 14, 16). Douglas informed Caldwell that she was unable to assist him but would request an HR representative come to AmCare and speak with him. (Id. at ¶¶ 15, 17). Caldwell insisted on speaking with Preston, but she was out of the office. (Id. at ¶¶ 18â19). Douglas then contacted Robin Lucci (âLucciâ), HR Business Partner, to assist Caldwell, but he refused to speak with her after she arrived at AmCare. (Id. at ¶¶ 19â20). As a result, Lucci contacted Amazonâs Loss Prevention department (âLPDâ) to investigate Caldwellâs âintimidating behavior and derogatory language.â (Id. at ¶ 21). While waiting for LPD to arrive, Caldwell continued to engage in disruptive and harassing behavior. He refused to sit down after being requested to do so, told Douglas that her attitude towards him was disrespectful, taunted her, and stared at her for an extended period of time. (Id. at ¶¶ 23â24, 45â46). Shortly thereafter, Konopka, an LPD Specialist, arrived and attempted to interview Caldwell regarding Douglasâs concerns about his behavior, but he refused to answer her questions. (Id. at ¶¶ 25, 27). Vincent Sampoli (âSampoliâ), an LPD Manager, then arrived to assist, but Caldwell again refused to answer any questions. (Id. at ¶¶ 28, 30). Konopka then contacted the West Deptford Police Department, and Caldwell eventually left the building. (Id. at ¶¶ 31â32). Later that day, Amazon paid Caldwell the lost wages. (Id. at ¶¶ 9, 34). Following the October 19, 2022 incident, Sampoli conducted an investigation, collected witness statements, and prepared a report. (Id. at ¶ 50). Sampoli concluded that Caldwell âfailed to comply with the investigation process and would not answer questions being askedâ by HR or LPD. (Id. at ¶ 52). Failure to participate in an investigation is a Category 1 violation under Amazonâs Standards of Conduct, which is a terminable offense.5 (Id. at ¶ 39). After reviewing Sampoliâs report, Henry Vaca (âVacaâ), Amazon Senior HR Manager, terminated Caldwell on October 28, 2022 for failing to cooperate in the LPD investigation. (Id. at ¶¶ 53, 55). Vaca also concluded that Caldwell âcommitted a Category 2 offense by using â[a]busive, vulgar, or harassing languageâ in the workplace.â (Id. at ¶¶ 41, 56). II. PROCEDURAL HISTORY On October 31, 2022, Caldwell commenced this action pro se in the Superior Court of New Jersey, Gloucester County, asserting claims of unpaid wages and retaliatory discharge. (Notice of Removal, ECF No. 1 at ¶ 2; Compl., ECF No. 1-1 at 2). The sole claim asserted is a cause of action under the Conscientious Employee Protection Act (âCEPAâ), N.J. Stat. Ann. § 34:19-1, et seq. On December 13, 2022, Amazon removed the matter to this Court.6 (ECF No. 1). Defendants Amazon and Preston filed a motion for summary judgment on March 8, 2024, which Konopka joined on May 13, 2024. (ECF Nos. 60, 74). Caldwell filed his response on May 5 Amazonâs Standards of Conduct includes âa list of examples of infractions that may result in corrective actionâ including termination. (Defs. SOMF, ECF No. 62 at ¶ 36). Infractions are organized into two levels: Category 1 and Category 2. (Id. at ¶ 37). Category 1 infractions are deemed âextremely serious,â while Category 2 violations âare considered serious.â (Id. at ¶¶ 38, 40). The former may result in termination following a single offense, while the latter generally results in corrective action. (Id.). Caldwell received and acknowledged Amazonâs Standards of Conduct in October 2020. (Id. at ¶ 42). 6 At the time the Notice of Removal was filed, Defendants Preston and Konopka had not yet been served. 29, 2024, (ECF No. 75), to which Defendants replied on June 11, 2024, (ECF No. 77). Caldwell filed a sur-reply on June 14, 2024.7 (ECF No. 79). On June 25, 2024, Defendants filed the Motion to Seal, which is unopposed. (ECF No. 80). III. JURISDICTION This Court has original subject matter jurisdiction over this action under 28 U.S.C. §§ 1332(a)(1) and 1441(a) as there is complete diversity of citizenship and the amount in controversy exceeds $75,000, exclusive of interests and costs.8 On December 29, 2022, Caldwell filed a Motion for Remand arguing that Defendants failed to demonstrate that the amount in controversy exceeded $75,000. (ECF No. 6 at 3â4, 6). Defendants opposed remand arguing that because Caldwell failed to definitively state in the complaint that the amount in controversy was less than the jurisdictional minimum, the case could only âbe remanded if it appears to a legal certainty that [he could not] recover the jurisdictional amount.â (ECF No. 13 at 5 (citing Frederico v. Home Depot, 507 F.3d 188, 197 (3d Cir. 2007))). In the alternative, Defendants argued that if the Court granted remand âit should require Caldwell to acknowledge that he shall be judicially estopped from seeking or accepting more than $75,000 in total damages.â (Id. at 9). Caldwell filed a reply reiterating his prior arguments. (ECF No. 15). On February 3, 2023, the Court denied Caldwellâs Motion for Remand but stated if he âwishe[d] to enter into a stipulation with Defendants agreeing that he will not seek to recover more than $75,000.00 he can do so and thereafter seek remand.â (ECF No. 16 at 2â3). 7 Caldwell did not seek leave of the Court prior to filing the sur-reply in accordance with Local Rule 7.1. Nevertheless, the Court will consider the sur-reply considering his pro se status. 8 Caldwell is a citizen of Rhode Island. (Compl., ECF No. 1-1 at 2). Amazon is a limited liability company whose sole member is incorporated in Delaware, and whose principal place of business is in Washington. (Notice of Removal, ECF No. 1 at ¶ 15). Defendants Konopka and Preston are citizens of New Jersey. (Id. at ¶ 16; Preston Decl., ECF No. 82 at ¶ 3). On February 5, 2023, Caldwell filed a Motion for Reconsideration arguing he met his burden to show âthe maximum amount in controversy to a legal certaintyâ and only âvalued his case at $40,500.â (ECF No. 17 at 1â2). On February 16, 2023, the Court denied Caldwellâs Motion for Reconsideration and again entered an Order stating that unless Caldwell agreed that the âmaximum amount of his case is not in excess of $75,000 by stipulating to [the] sameâ the Court was unable to find with âlegal certainty that the maximum amountâ fell below the jurisdictional threshold. (ECF No. 22 at 2). Caldwell never did so. IV. LEGAL STANDARD Under Federal Rule of Civil Procedure 56, a court shall grant summary judgment when âa movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â FED. R. CIV. P. 56(a). A fact in dispute is material when it âmight affect the outcome of the suit under the governing law.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Disputes over irrelevant or unnecessary facts will not preclude granting a motion for summary judgment. Id. âIn considering a motion for summary judgment, a district court may not make credibility determinations or engage in any weighing of the evidence; instead, the non- moving partyâs evidence âis to be believed and all justifiable inferences are to be drawn in his favor.ââ Marino v. Indus. Crating Co., 358 F.3d 241, 247 (3d Cir. 2004) (quoting Anderson, 477 U.S. at 255). A courtâs role in deciding a motion for summary judgment is not to evaluate the evidence and decide the truth of the matter but rather âto determine whether there is a genuine issue for trial.â Anderson, 477 U.S. at 249. A party moving for summary judgment has the initial burden of showing the basis for its motion and demonstrating the absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Once met, the burden shifts to the nonmoving party to âgo beyond the pleadings and by h[is] own affidavits, or by the depositions, answers to interrogatories, and admissions on file, designate specific facts showing that there is a genuine issue for trial.â Id. at 324 (quotations and citation omitted). To withstand a properly supported motion for summary judgment, the non-moving party must identify specific facts and affirmative evidence that contradict the moving party. Anderson, 477 U.S. at 250. â[I]f the non-movantâs evidence is merely âcolorableâ or is ânot significantly probative,â the court may grant summary judgment.â Messa v. Omaha Prop. & Cas. Ins. Co., 122 F. Supp. 2d 523, 528 (D.N.J. 2000) (quoting Anderson, 477 U.S. at 249â50). Ultimately, there is âno genuine issue as to any material factâ if a party âfails to make a showing sufficient to establish the existence of an element essential to that partyâs case.â Celotex Corp., 477 U.S. at 322. V. DISCUSSION A. Defendantsâ Motions for Summary Judgment (ECF Nos. 60, 74) Caldwell alleges that Amazon terminated him because he complained that Amazonâs failure to pay him his lost wages made him feel as if he was being treated like a â[n*****] and a slaveâ. (Defs. SOMF, ECF No. 62 at ¶¶ 14, 16). Defendants argue summary judgment is appropriate because Caldwell fails to establish a prima facie case under CEPA and, even if he did, he fails to rebut Amazonâs proffered, non-retaliatory reason for his termination. The Court agrees. CEPA âprotects an employee from employer retaliation in cases where the employee âblows the whistleâ on illegal or unethical activity.â Reynolds v. TCM Sweeping, Inc., 340 F. Supp. 2d 541, 545 (D.N.J. 2004). To establish a prima facie CEPA case, a plaintiff must show that: (1) he or she reasonably believed that his or her employerâs conduct was violating either a law, rule, or regulation promulgated pursuant to law, or a clear mandate of public policy; (2) he or she performed a âwhistle-blowingâ activity described in [N.J. Stat. Ann. §] 34:19-3(a); (3) an adverse employment action was taken against him or her; and (4) a causal connection exists between the whistle-blowing activity and the adverse employment action. Lippman v. Ethicon, Inc., 119 A.3d 215, 226 (N.J. 2015). The burden shifting framework of McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973) applies to claims under CEPA. Walsh v. Bril-Jil Enters. Inc., No. 15-0872, 2016 WL 6246764, at *11 (D.N.J. Oct. 24, 2016). Thus, once a plaintiff establishes a prima facie case, the burden shifts to the employer to produce a legitimate, non-retaliatory reason for the adverse action. McDonnell Douglas, 411 U.S. at 802. Thereafter, the burden shifts back to the plaintiff, who, in order to survive summary judgment, must point to evidence from which a jury could find that the employerâs articulated reason for the adverse action is pretext for retaliation and the real reason was plaintiffâs whistle-blowing activity. Blackburn v. United Parcel Serv., Inc., 179 F.3d 81, 92 (3d Cir. 1999); Sempier v. Johnson & Higgins, 45 F.3d 724, 728 (3d Cir. 1995). Here, Defendants argue that (1) Caldwell cannot establish a prima facie case under CEPA; and (2) even if he can, Defendants have articulated a legitimate non-retaliatory reason for his termination which he has failed to rebut or point to evidence from which a jury could find pretext. (Motion, ECF No. 61 at 10â17). 1. Reasonable Belief There was a Violation of Law, Rule, Regulation, or Clear Mandate of Public Policy As to the first prong, Defendants contend Caldwell fails to identify a law, rule, regulation, or public policy he believed Defendants violated. (Motion, ECF No. 61 at 12; Reply, ECF No. 78 at 5, 7, 9). Moreover, Defendants argue that to the extent Caldwell contends that Amazonâs delay to pay him lost wages violated New Jersey wage and labor laws, this argument fails as there is no legal obligation to pay an employee for time âspent not working.â (Motion, ECF No. 61 at 12) (emphasis in original). Caldwell responds generally asserting that Defendantsâ failure to timely pay his lost wages was a violation of law. (Opp., ECF No. 75 at 2, 13). While a plaintiff is not required to ââset forth facts that, if true, would constitute a violation of [a statute],â . . . he must establish a âsubstantial nexus between the complained-of conduct and a law or public policy identified by the court or the plaintiff[.]ââ Bocobo v. Radiology Consultants of S. Jersey, P.A., 477 F. Appâx 890, 899 (3d Cir. 2012) (quoting Dzwonar v. McDevitt, 828 A.2d 893, 901 (N.J. 2003)). Further, the court âmust be alert to the sufficiency of the factual evidence and to whether the acts complained of could support the finding that the complaining employeeâs belief was a reasonable one, and must take care to ensure that the activity complained about meets this threshold.â Chiofalo v. State, 213 A.3d 900, 910 (N.J. 2019) (quotations omitted) (quoting Battaglia v. United Parcel Serv., Inc., 70 A.3d 602, 626 (N.J. 2013)). â[I]f the required substantial nexus is not shown, the case should not proceed to a jury.â Id. at 909. While Caldwell has not specifically identified a law, rule, regulation, or public policy he believed Defendants violated, the Court can do so based on the facts. Bocobo, 477 F. Appâx at 899. The New Jersey Wage Payment Law (âNJWPLâ), N.J. Stat. Ann. § 34:11-4.1, et seq., governs the time and mode of payment of wages due to employees.â Hargrove v. Sleepyâs LLC, 106 A.3d 449, 457 (N.J. 2015). The statute provides for a private cause of action. N.J. Stat. Ann. § 34:11- 4.7. Caldwell alleges that Amazon failed to pay his lost wages for the time period he was wrongfully terminated due to a computer error. (Opp., ECF No. 75 at 16; Defs. SOMF, ECF No. 62 at ¶ 3). He alleges that on October 19, he went to AmCare with the intention of blowing the whistle about ânot being paid for labor [he] performedâ and for his wrongful termination on September 2, 2022. (Opp., ECF No. 75 at 16). Thus, Caldwellâs complaints related to Amazonâs failure to pay him his lost wages, have a substantial nexus to the NJWPL. Caldwellâs belief that Amazon violated a law (i.e., NJWPL) by failing to pay him lost wages immediately upon his reinstatement was reasonable given the undisputed facts that he was terminated in error and Amazon agree to pay him for his lost wages. (Defs. SOMF, ECF No. 62 at ¶¶ 3, 5).9 Defendantsâ argument that Caldwellâs complaint did not have a substantial nexus to the NJWPL because there is no legal obligation to pay an employee for time spent not working misses the point. While Defendant may be correct that Amazon did not actually violate the NJWPL, under the first prong, a plaintiff is only required to demonstrate a reasonable belief that their employer violated a law. Dzwonar, 828 A.2d at 901. They are not required to demonstrate an actual violation of law. Id. (plaintiff is not required to show that a âlaw, rule, regulation, or clear mandate of public policy would be violated if all the facts he or she alleges [were found to be] trueâ). Here, Caldwell satisfies the first prong of a CEPA claim. 2. Whistle-Blowing Activity As to the second prong, Defendants argue that Caldwellâs claim fails because he did not engage in protected activity since he did not raise his concerns with a supervisor. (Motion, ECF No. 61 at 13â14). A plaintiff must establish that âhe or she performed a âwhistle-blowingâ activity described 9 Caldwell also argues that his complaints that the failure to pay his wages was discriminatory against him because of his race was protected activity under CEPA. (Opp., ECF No. 75 at 2). He does not identify a law, rule, regulation, or public policy that he reasonably believed Defendants violated in this regard. (See generally ECF Nos. 75, 79). Caldwellâs complaints in this regard may have a substantial nexus to the New Jersey Law Against Discrimination (âNJLADâ) which prohibits discrimination based upon race in employment. N.J. Stat. Ann. § 10:5-12(a). But Caldwell merely alleges that he felt as if he was being treated âlike a [n*****] and a slaveâ because of the failure to pay his lost wages and wrongful termination. He fails to proffer any facts to support a finding that his belief that he was subject to race discrimination was reasonable. Further, Caldwell cannot assert a race discrimination claim under CEPA as the statute does not independently prohibit race discrimination, Brown v. City of Long Beach, 380 F. Appâx 235, 238 n.3 (3d Cir. 2010), and he brings no independent NJLAD claim. (Pl. Mot. for Reconsideration, ECF No. 17 at 1). in [N.J. Stat. Ann. §] 34:19-3(c).â Lippman, 119 A.3d at 226. A whistle-blowing activity is a notification, or threat of notification, to an outside agency or a supervisor. Tartaglia v. UBS PaineWebber Inc., 961 A.2d 1167, 1181 (N.J. 2008). Here, Caldwell alleges that on October 19, he entered AmCare with the intention of blowing the whistle about ânot being paid for labor [he] performedâ and for his improper termination. (Opp., ECF No. 75 at 16). Indeed, Caldwell admitted that he avoided going to the HR office because he did not want to speak with Lucci, the HR Business Partner, and he went to the first office he could locate. (Defs. SOMF, ECF No. 62 at ¶ 12). Further, he also admitted that he knew Douglas was neither a manager nor a member of the HR department but rather a licensed medical professional. (Id.). Most importantly, even when presented with the opportunity to raise his concerns with an HR representative, Caldwell refused to speak to HR. (Defs. SOMF, ECF No. 62 at ¶¶ 13, 15, 19â20). Thus, Caldwell never notified a supervisor of his concerns and fails to satisfy the second prong of the CEPA claim. Sepulveda v. Twp. of N. Bergen, No. 795-20, 2022 WL 761182, at *7â*8 (N.J. Super. Ct. App. Div. Mar. 14, 2022) (finding plaintiff failed to satisfy the second prong as she failed to report the alleged violation to a supervisor); Watkins v. State of N. J., Off. of Attây Gen., No. 3387-99, 2005 WL 3711182, at *4 (N.J. Super. Ct. App. Div. Jan. 30, 2006) (finding plaintiff was not a whistleblower because he failed to disclose his concerns to a supervisor). 3. Adverse Employment Action The third prong requires Caldwell to demonstrate that he suffered an adverse employment action. Lippman, 119 A.3d at 226. Defendants concede Caldwell suffered an adverse employment action as he was terminated. (Motion, ECF No. 61 at 8). 4. Causation As to causation, Defendants contend even if Caldwell can meet the first three prongs, he fails to show a causal connection between his complaint and his termination. (Motion, ECF No. 61 at 15â16). To satisfy the fourth prong, a plaintiff must provide some evidence of a causal connection between the retaliatory action and the alleged âwhistle-blowingâ activity. Kolb v. Burns, 727 A.2d 525, 530 (N.J. Super. Ct. App. Div. 1999). A plaintiff may show causation by circumstantial evidence that justifies an inference of retaliation or direct evidence of retaliation. Zaffuto v. Wal- Mart Stores, Inc., 130 F. Appâx 566, 569 (3d Cir. 2005). Temporal proximity may be used to show causation in certain circumstances but alone it is generally not enough to establish causation unless it is unusually suggestive of retaliation. Kachmar v. SunGard Data Sys., Inc., 109 F.3d 173, 178 (3d Cir. 1997); LeBoon v. Lancaster Jewish Cmty. Ctr. Assân, 503 F.3d 217, 232 (3d Cir. 2007) (citing Clark Cty. Sch. Dist. v. Breeden, 532 U.S. 268, 273â74 (2001)). â[T]here is no bright line rule as to what constitutes unduly suggestive temporal proximity.â LeBoon, 503 F.3d at 232. However, courts in this Circuit have found that adverse action taken less than two weeks after the protected conduct may be âunusually suggestiveâ and thus sufficient to support an inference of retaliation. Yu v. U.S. Depât of Veteran Affs., 528 F. Appâx 181, 185 (3d Cir. 2013) (finding the temporal proximity is âunusually suggestiveâ when the termination occurs âwithin a few days but no longer than a monthâ of protected activity); Farrell v. Planters Lifesavers Co., 206 F.3d 271, 285 (3d Cir. 2000) (finding a period of three to four weeks between protected activity and termination was âsuggestiveâ of retaliation); Jalil v. Avdel Corp., 873 F.2d 701, 708 (3d Cir. 1989) (finding a period of two days between protected activity and adverse action suggestive of retaliation). However, âthe mere fact that [an] adverse employment action occurs after [the protected activity] will ordinarily be insufficient to satisfy the plaintiffâs burden of demonstrating a causal link between the two.â Young v. Hobart W. Grp., 897 A.2d 1063, 1073 (N.J. Super. Ct. App. Div. 2005) (quoting Krouse v. Am. Sterilizer Co., 126 F.3d 494, 503 (3d Cir. 1997)). Here, Caldwell must produce evidence which would permit a reasonable jury to find that it is âmore likely than notâ that his complaints of not receiving his wages was a âdeterminative or substantial motivating factorâ in Amazonâs decision to terminate his employment. Donofry v. Autotote Sys., Inc., 795 A.2d 260, 272 (N.J. Super. Ct. App. Div. 2001). The temporal proximity of his termination (i.e., less than two weeks after he made complaints regarding Amazonâs failure to pay his lost wages) alone might be âunusually suggestiveâ in some circumstances to support an inference of retaliation. Farrell, 206 F.3d at 285. However, that is not the case here. The undisputed facts show that Caldwell was terminated because he violated Amazonâs Standards of Conduct, specifically failing to cooperate in a company investigation, and no reasonable jury could find his termination was causally related to his complaints. Multiple witnesses and the LPD investigation report confirmed that Caldwell refused to participate in the investigation. (Defs. SOMF, ECF No. 62 at ¶¶ 25, 27â28, 30, 32). Further, Caldwell admits that he refused to participate in LPDâs investigation. (Id. at ¶¶ 30, 52). Thus, there are simply no facts from which a reasonable jury could find causation. For all these reasons, Caldwell fails to establish a prima facie case under CEPA. 5. Amazon Proffered a Legitimate, Non-Retaliatory Reason for Caldwellâs Termination Finally, even if Caldwell established a prima facie case, his claim nevertheless fails because Defendants have proffered a legitimate non-retaliatory reason for terminating him (i.e., his failure to cooperate with the LPD investigation) which Caldwell has failed to sufficiently rebut. Under McDonnell, once a defendant has set forth a legitimate, non-retaliatory reason for the adverse action, the burden shifts back to the plaintiff to submit evidence from which a fact finder could reasonably: â(1) disbelieve the employerâs articulated legitimate reasons; or (2) believe that an invidious discriminatory reason was more likely than not a motivating or determinative cause of the employerâs action.â Fuentes v. Perskie, 32 F.3d 759, 764 (3d Cir. 1994). Evidence relevant to pretext may include evidence that âdemonstrate[s] such weaknesses, implausibilities, inconsistencies, incoherencies, or contradictions in the employerâs proffered legitimate reasons for its action that a reasonable factfinder could rationally find them unworthy of credence.â Id. at 765 (internal quotations and citations omitted). Here, Plaintiff simply fails to proffer any evidence from which a jury could reject Amazonâs proffered reason and find pretext. See Marrin v. Cap. Health Sys., Inc., No. 14-2558, 2017 WL 2369910, at *21 (D.N.J. May 31, 2017) (plaintiff failed to point to evidence that defendantsâ legitimate business reason for terminating her was pretextual); Ward v. Ingersoll-Rand Co., No. 15-327, 2016 WL 2996769, at *3 (D.N.J. May 24, 2016) (plaintiff failed to proffer evidence sufficient for a reasonable factfinder to find that defendantsâ reasons for terminating him were âpost hoc fabrications or otherwise unworthy of credenceâ). Accordingly, Defendantsâ Motions for Summary Judgment, (ECF Nos. 60, 74), are GRANTED.10 B. Defendantsâ Motion to Seal (ECF No. 80) Defendants move to seal the names of witnesses who provided statements to LPD included 10 Preston and Konopka also argue Caldwell has failed to proffer evidence that their involvement in his termination was sufficient to impose individual liability. (Motion, ECF No. 60 at 18â19). Since the Court grants summary judgment on liability as to Amazon, the Court need not address whether these defendants could be subject to individual liability. in the documents filed in support of and in opposition to the Motions.11 (Motion to Seal, ECF No. 80-1 at ¶ 2). Defendants argue that the disclosure of the witness names would implicate Amazonâs significant interests in âmaintaining the confidentiality of witness identities to ensure that [its] employees continue to engage in candid discussions of sensitive issuesâ without the fear that their names would be publicly disclosed. (Id. at ¶ 5). Defendants argue that such public disclosure would âcause a chilling effect on employees reporting real concerns and participating in investigations.â (Id. at ¶ 7). Motions to seal are governed by Local Rule 5.3. See Medley v. Atl. Exposition Servs., Inc., 550 F. Supp. 3d 170, 203 (D.N.J. 2021). Local Rule 5.3 requires that motions to seal be made by a single, consolidated motion on behalf of all parties, and include an index providing with particularity (a) the nature of the materials or proceedings at issue, (b) the private or public interests warranting the relief sought, (c) the clearly defined and serious injury that would result without relief, (d) an explanation as to why less restrictive alternatives are unavailable, (e) any prior orders sealing the same materials, and (f) the identity of any objector. When there is an objection, Local Rule 5.3 requires that the index must also state the materials subject to the objection, the basis for the objection, and why materials or informationâif previously sealedâshould not remain under seal. Courts must make specific findings pursuant to the Local Rule 5.3(c)(3) factors when ruling on motions to seal or otherwise restricting public access. There is a presumption in favor of public access to judicial records that may be overcome only upon a showing of âgood causeâ which 11 Defendantsâ Motion to Seal states that it seeks to seal the name of witnesses involved in the LPD investigation. But the filed briefs and exhibits contain redactions beyond that and include redactions to related to Amazonâs internal policies and procedures and details regarding the LPD investigation. (See e.g., ECF No. 60 at 6â7). Defendants, however, do not discuss the propriety of sealing this information. in essence amounts to âa particularized showing that disclosure will cause a âclearly defined and serious injury.ââ See Medley, 550 F. Supp. 3d at 203â04 (quoting Pansy v. Borough of Stroudsburg, 23 F.3d 772, 786 (3d Cir. 1994)). Typically, courts will seal documents which incorporate proprietary information, trade secrets, information revealing details concerning a businessâs structure or contractual arrangements, personal identifiers, and medical information. Natâl Distrib. Ctrs., LLC v. BaronHR W., Inc., No. 22-554, 2023 WL 2159154, at *2 (D.N.J. Feb. 22, 2023); Blasucci v. Colvin, No. 13-5218, 2016 WL 4150844, at *6 (D.N.J. Aug. 3, 2016). Defendants argue that disclosure of the witness names may result in a âchilling effect on employees reporting real concerns and participating in investigations.â (Motion to Seal, ECF No. 80-1 at ¶ 7). However, such a general and conclusory assertion of harm is insufficient. Natâl Distrib. Ctrs., LLC, 2023 WL 2159154 at *3; Reilly v. Solar, No. 16-9446, 2021 WL 248872, at *5 (D.N.J. Jan. 26, 2021). Defendants fail to show the existence of a clearly defined injury that would result if their Motion to Seal is not granted. And the failure to do so is sufficient alone to deny a motion to seal. Pansy, 23 F.3d at 786 (a moving party must provide specific allegations of harm supported by specific examples). None of the cases relied upon by Defendants support a finding that a witnessâs name should be sealed simply because of an employerâs general fear that disclosure will create a chilling effect on investigations going forward. (Defs. Proposed Order, ECF No. 80-3 at ¶ 5). In Sullivan v. IBN Construction Inc., sealing the names and identifying information of the company employees was warranted âto protect the witnesses from possible retaliation by their employer.â 637 F. Supp. 3d 151, 154 n.1. (D.N.J. 2022). Defendants do not allege that the witnesses in this case have or may in the future experience retaliation due to their involvement in the investigation. Next, Davis v. Elywn is distinguishable as the rationale for granting the motion to seal there was to protect the medical information of nonparty individuals. No. 20-5798, 2021 WL 4902333, at *3â-4, *6 (E.D. Pa. Oct. 20, 2021). This Motion to Seal does not involve medical information. And while McCown v. City of Philadelphia involved allegations of harassment, the information subject to disclosure in this case is not nearly as serious or severe. No. 19-3326, 2021 WL 3737204, at *1 (E.D. Pa. Aug. 24, 2021). In McCown, the information sought to be sealed involved an internal affairs memoranda which contained âsensitive information about nonparty complainants, witnesses, and accused employees related to alleged incidents of race and gender discrimination, including allegations of highly offensive comments, treatment, and touching.â /d. at *4. That is not the case here. For all these reasons, Defendantsâ Motion to Seal, (ECF No. 80), is DENIED. CONCLUSION For the foregoing reasons, Defendantsâ Motions for Summary Judgment, (ECF Nos. 60, 74), are GRANTED and Defendantsâ Motion to Seal, (ECF No. 80), is DENIED. An appropriate Order accompanies this Opinion. 0% United States District Judge 17
Case Information
- Court
- D.N.J.
- Decision Date
- October 28, 2024
- Status
- Precedential