AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
MEMORANDUM OPINION ROYCE C. LAMBERTH, District Judge. Plaintiff, Carter, Fullerton & Hayes LLC, filed this suit pursuant to the Freedom of Information Act (âFOIAâ), 5 U.S.C. § 522 , against defendant, the United *137 States Federal Trade Commission (âFTCâ), requesting that FTC disclose and release various documents related to the regulation of alcohol. Presently before the Court is the defendantâs motion [5] for summary judgment. Upon consideration of the governmentâs motion, the plaintiffs opposition thereto, and the reply, defendantâs [5] motion for summary judgment shall be granted in part and denied in part without prejudice as to its renewal. I. BACKGROUND Plaintiff is a Virginia law firm that filed a FOIA request on behalf of a non-profit organization. Compl. ¶ 3. Defendant FTC is an independent administrative agency of the government of the United States. Id. at ¶ 4 . By letter dated, October 13, 2006, plaintiff submitted a FOIA request to the FTC for âall documents ... relating to malt beverages; malt beverage manufacturers; malt beverage wholesalers/distributors; wine and distilled spirits manufacturers; wine and distilled spirits wholesalers/distributors; malt beverage, wine and distilled spirits retailers; any organizations representing the aforementioned and any entity communicating with FTC or any division or office thereof ... on any aspect of the regulation of alcohol from January 2002 to present.â Id. at ¶ 5 . Defendant FTC acknowledged receipt of plaintiffs request by letter dated October 20, 2006. See Fina Deck, ¶ 6. Also on October 20, 2006, FTC initiated a search for responsive documents in the Agencyâs Office of Policy Planning, the Bureau of Consumer Protection, and the Records and Filing Office. Defendant FTC provided plaintiff with responsive documents on a rolling basis beginning on December 13, 2006. See Fina Deck, ¶ 14. Over a three-month period, the FTC provided plaintiff with four additional productions totaling 4,017 pages. See Compl. ¶ 10. The FTC withheld or redacted several hundred pages pursuant to FOIA Exemptions 2, 5, and 6, 5 U.S.C. §§ 552 (b)(2), (b)(5), and (b)(6). See Fina Deck, ¶ 14. By letter dated March 26, 2007, plaintiff appealed the FTCâs withholding and redaction of documents and sought an explanation as to the delays in the production. See Compl. at ¶ 15. The defendantâs general counsel granted plaintiffs appeal as to one document but otherwise affirmed the Agencyâs initial decision as to the documents that were withheld or redacted, and the cited exemptions. See Compl. at ¶ 15; Fina Deck, ¶ 17. Plaintiff filed the instant FOIA action on June 12, 2007, seeking, inter alia, an order requiring defendant to âdisclose the requested records in their entireties and make copies available to the plaintiff.â See Compl. at 4. In connection with the instant action, defendant discovered additional responsive pages and released twelve pages that had initially been withheld or redacted. See Fina Deck, n. 3. Defendant also discovered an additional seventy-one page responsive document, of which only one page was released. The remaining seventy pages were withheld pursuant to Exemption (b)(5). See id. at ¶ 18 . Defendant filed a motion for summary judgment on August 16, 2007. This was followed by a memorandum in opposition filed by plaintiff on August 27, 2007 and a subsequent reply by defendant filed September 14, 2007. According to the index produced by defendant pursuant to Vaughn v. Rosen, 484 F.2d 820 (D.C.Cir.1973) (see Vaughn Index, Attach. 6 to Fina Deck) as well as the declaration by Joan Fina (see Fina Deck), certain responsive documents to plaintiffs *138 FOIA request were redacted and/or withheld in full pursuant to Exemptions under 5 U.S.C. §§ 552 (b)(2), (b)(5), and (b)(6). Defendant asserts that it properly applied the FOIA Exemptions to these documents. See Def.âs Mot. for Summ. J. Plaintiff challenges the adequacy of the FTCâs search. See Pl.âs Oppân at 8-12. Plaintiff also asserts that defendant FTC âhas wrongfully withheld the requested records.â See Compl. at ¶ 21. 1 Plaintiff further alleges that the defendantâs Vaughn index fails to adequately describe the withheld documents to allow the Court to determine the FTCâs claims of exemption. See PLâs Oppân at 12-15. II. ANALYSIS A. Legal Standard Under Federal Rule of Civil Procedure 56(c), summary judgment is proper when the evidence in the record demonstrates that there are no disputed issues of material fact and that the moving party is entitled to judgment on the undisputed facts as a matter of law. Fed.R.Civ.P. 56(c). A genuine issue of material fact exists if the evidence, when viewed in light most favorable to the non-moving party, âis such that a reasonable jury could return a verdict for the nonmoving party.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 , 106 S.Ct. 2505 , 91 L.Ed.2d 202 (1986). However, a party must provide more than âa scintilla of evidenceâ in support of its position; the quantum of evidence must be such that a jury could reasonably find for the moving party. Id. at 252 , 106 S.Ct. 2505 . The burden is on the movant to make the initial showing of the absence of a genuine issue of material fact in dispute. Celotex Corp. v. Catrett, 477 U.S. 317, 323 , 106 S.Ct. 2548 , 91 L.Ed.2d 265 (1986). The moving party is then entitled to a judgment as a matter of law if the non-moving party âfails to make a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trial.â Id. at 322 , 106 S.Ct. 2548 . For an agency to prevail on a motion for summary judgment in a FOIA action, it must prove that no genuine issue of material fact exists, viewing the facts in the light most favorable to the requester. Weisberg v. U.S. Depât of Justice, 745 F.2d 1476, 1485 (D.C.Cir.1984). The agency must demonstrate that âit has conducted a search reasonably calculated to uncover all relevant documentsâ to satisfy this burden. Id. at 1485 (citations omitted). Whether or not the agencyâs search is reasonably *139 calculated depends on the adequacy of the search, not on the results; and the adequacy of an agencyâs search is determined on a case-by-case basis, guided by a standard of reasonableness. Id. As this Court has previously noted, reiterating the deemphasis on results, âin assessing the reasonableness of a search, a court is not guided by whether the search actually uncovered every document or whether the search was exhaustive.â Ferranti v. Bureau of Alcohol, Tobacco & Firearms, 177 F.Supp.2d 41, 47 (D.D.C.2001) (Lamberth, J.) (citation omitted). In order to prove this adequacy threshold has been met, the agency may rely upon âreasonably detailed, nonconelusory affidavits submitted in good faith.â Id. There is no set formula for a Vaughn index; so long as the agency provides the Court with materials providing a âreasonable basis to evaluate the claim of privilege,â the precise form of the agencyâs submission â whether it be an index, a detailed declaration, or a narrative â is immaterial. Gallant v. Natâl Labor Relations Bd., 26 F.3d 168, 173 (D.C.Cir.1994) (internal citations omitted). While Vaughn indices are generally discretionary, affidavits alone may not suffice once it is established that records and documents are in a governmental agencyâs possession. Miscavige v. Internal Revenue Serv., 2 F.3d 366, 368 (11th Cir.1993) (citing Stephenson v. Internal Revenue Serv., 629 F.2d 1140, 1144-45 (5th Cir.1980)). Therefore, it is in a governmental agencyâs best interest to provide a Vaughn index when claiming privilege, should it seek to satisfy its disclosure burden. Further, the agency must detail what proportion of the information in a document is non-exempt and how that material is dispersed throughout the document. Mead Data Cent., Inc. v. U.S. Depât of Air Force, 566 F.2d 242, 261 (D.C.Cir.1977). Any non-exempt information that is reasonably segregable from the requested records must be disclosed. See Oglesby v. U.S. Depât of Army, 79 F.3d 1172, 1178 (D.C.Cir.1996). In addition, district courts are required to consider segregability issues sua sponte even when the parties have not specifically raised such claims. See Trans-Pac. Policing Agreement v. U.S. Customs Serv., 177 F.3d 1022, 1028 (D.C.Cir.1999). In opposing a motion for summary judgment, a party must offer more than conclusory statements. See Broaddrick v. Exec. Office of President, 139 F.Supp.2d 55, 65 (D.D.C.2001) (Citing Laningham v. U.S. Navy, 813 F.2d 1236, 1241 (D.C.Cir. 1987)). Indeed, a plaintiff pursuing an action under FOIA must establish that either: (1) the Vaughn index does not establish that the documents were properly withheld; (2) the agency has improperly claimed an exemption as a matter of law; or (3) the agency has failed to segregate and disclose all non-exempt material in the requested documents. See Perry-Torres v. Depât of State, 404 F.Supp.2d 140, 142 (D.D.C.2005); Twist v. Ashcroft, 329 F.Supp.2d 50, 53 (D.D.C.2004) (citing Piper & Marburg, LLP v. U.S. Postal Serv., Civil No. 99-2383, 2001 WL 214217 , at *2 (D.D.C. Mar.6, 2001)). B. Reasonableness and Adequacy of Defendantâs Search In determining the adequacy of a FOIA search, the Court is guided by principles of reasonableness. Oglesby v. U.S. Depât of the Army, 920 F.2d 57, 68 (D.C.Cir.1990). To meet its summary judgment burden, âthe agency must demonstrate that it has conducted a search reasonably calculated to uncover all relevant documents.â Steinberg v. U.S. Depât of Justice, 23 F.3d 548, 551 (D.C.Cir.1994) (quoting Weisberg, 145 F.2d at 1485) (internal quotation marks *140 omitted). Under the FOIA, the agency is required to make a âgood faith effort to conduct a search for the requested records, using methods reasonably expected to produce the information requested.â Oglesby, 920 F.2d at 68 . Plaintiff challenges the basic adequacy of defendantâs search including the timing, the manner, the scope of the search, and the nature of the production. See PLâs Oppân at 8. Specifically, plaintiff asserts that defendantâs search was inadequate because defendant did not search for documents in the locations sought in plaintiffs FOIA request. See id. Plaintiffs FOIA request asked for documents relating to communications with the FTC or any division or office thereof, including without limitation, the FTCâs Bureaus of Competition, Economics, General Counsel and/or the FTCâs Office of Policy Planning. Id. Joan Fina, Supervisory Attorney of the FOIA Unit of the Office of the General Counsel within the FTC, determined that the Agencyâs Office of Policy Planning, the Bureau of Consumer Protection, and the Records and Filing Office were the most likely sources of documents responsive to plaintiffs FOIA request. See Fina Decl. ¶ 8. Her determination was based upon a search of the Agencyâs computerized information systems designed to identify likely repositories of documents and Ms. Finaâs knowledge of the functions and responsibilities of the Agencyâs various organizations. See Fina Suppl. Decl. ¶¶ 1-2; Fina Deck ¶ 9. The defendant also provided FOIA coordinators from each of the offices identified as likely to have responsive documents with a copy of plaintiffs FOIA request and instructions to return responsive documents to the FOIA office. See Fina Decl. ¶ 9. The coordinators were asked to notify the FOIA office if other divisions might have responsive records so that they may also be queried. Id. The coordinators did not identify any other organizations that might have responsive documents. Id. ¶ 10. âAn adequate search may be limited to places most likely to contain responsive documents.â Defenders of Wildlife v. U.S. Depât of Interior, 314 F.Supp.2d 1, 10 (D.D.C.2004) (citation omitted). In response to plaintiffs request, and in accordance with its internal procedures, it was perfectly reasonable for the FTC to limit its search to those offices determined most likely to contain responsive documents. The defendant was not required under the FOIA to search for records in offices other than those that were most likely to contain documents responsive to plaintiffs FOIA request. Plaintiff also challenges the reasonableness of FTCâs search on grounds that the number of e-mails produced is indicative an inadequate search. According to plaintiff, only thirty-four e-mails were identified as responsive to plaintiffs request, of which, only twenty-six were produced. See PLâs Oppân at 9. Plaintiff further asserts that missing records related to the FTCâs involvement with the âDonât Serve Teensâ initiative and corresponding website are further indication of an inadequate search. See id. The D.C. Circuit has made clear that a FOIA requester who challenges the reasonableness of a search âbecause the agency did not find responsive documents that [the requester] claims must existâ cannot sustain that challenge when he âprovides no proof that these documents exist and [offers only] his own conviction that [an event] was of such importance that records must have been created.â Oglesby, 920 F.2d at 67 n. 13. âSuch hypothetical assertions are insufficient to raise a material question of fact with respect to the adequacy of the agencyâs search.â Id. (citing Meeropol v. Meese, 790 F.2d 942, 952-53 (D.C.Cir. *141 1986)); see also Ferranti, 177 F.Supp.2d at 48 (finding that speculation that other documents might exist is âinsufficient to overcome summary judgmentâ). Further, the fundamental question for this Court in determining the adequacy of FDAâs search is not âwhether there might exist any other documents possibly responsive to the request, but rather whether the search for those documents was adequate.â Steinberg, 23 F.3d at 551 (quoting Weisberg, 745 F.2d at 1485 ). Moreover, even if this Court considered plaintiffs assertion that the number of emails produced is a possible indication of an inadequate search, declarations provided by defendant show otherwise. In a sworn affidavit by Ms. Janet Evans, an FTC employee primarily responsible for the Agencyâs âWe Donât Serve Teensâ website, Ms. Evans describes the process by which defendant responded to that portion of plaintiffs request. See Evans Decl. ¶¶ 1-2. According to her declaration, Ms. Evans conducted a search of her electronic and paper files, identified responsive documents, and sent those documents to the Agencyâs FOIA office. See id. ¶ 2. In light of the declaration by Ms. Evans as well as the initial and supplemental declaration of Ms. Fina, it is clear that defendant satisfied its burden under the FOIA to provide an adequate and reasonable search. Plaintiff further asserts that there were numerous inconsistencies between the defendantâs transmittal letters and the corresponding responsive documents that were produced by the defendant. See Pl.âs Oppân at 9-11. Plaintiff offers examples that show that the number of documents indicated in the defendantâs transmittal letter as having been disclosed in their entirety did not match the actual number of documents received. See id. at 11. According to plaintiff, the actual productions by the FTC were usually within approximately fifteen documents of the number reflected in the Agencyâs transmittal letter. Id. Plaintiff also points to a discrepancy between the number of documents withheld as privileged indicated in one of the defendantâs transmittal letters and the number indicated in Ms. Finaâs declaration. Based on this discrepancy, plaintiff believes that it has been short changed between 126 and 141 documents. To remedy plaintiffs concerns, on or about September 10, 2007, defendant provided plaintiff with a complete electronic copy of all documents contained in the FTCâs FOIA database related to plaintiffs request. See Fina Suppl. Decl. ¶4. In light of defendantâs September 10, 2007 release, this Court is satisfied that the FTCâs search was adequate and reasonable in response to plaintiffs FOIA request. Finally, plaintiff argues that defendantâs recent discovery of an additional document is further indication of its inadequate search. See PLâs Oppân at 12. Defendant admits that it overlooked the document during the administrative processing of plaintiffs FOIA request. The document was discovered as defendant was preparing a response to the instant action. Upon discovery, defendant released the non-exempt material. Plaintiff has provided no evidence that the defendantâs oversight or subsequent release occurred in bad faith. It is apparent from the defendantâs filings that it has made a âgood faith effort to conduct a search for the requested records, using the methods which reasonably can be expected to produce the information requested.â Moore v. Aspin, 916 F.Supp. 32, 35 (D.D.C.1996) (citing Oglesby, 920 F.2d at 68 ). The search that the FTC conducted in response to plaintiffs request was thus adequate to fulfil its obligations under FOIA. This Court now proceeds to consider the adequacy of defendantâs Vaughn index. *142 C. Adequacy of Defendantâs Vaughn Index 1. Sufficient Support for Defendantâs Claimed Exemptions In opposing defendantâs motion for summary judgment, plaintiff asserts that the defendantâs Vaughn index inadequately describes the documents for which exemptions are claimed. Plaintiff argues that since several of the items on defendantâs Vaughn index lack details about the staff attorneys who created the documents and/or the recipients, the plaintiff has no way of determining whether those documents are protected by the attorney-client or work product privilege or whether the documents constitute internal deliberation among FTC staff members. See PLâs Oppân at 12, 14. Plaintiff asserts that â[bjecause of the contacts between the FTC and outside third parties, any legal recommendation, memoranda, or legal advice which were not kept confidential or disclosed to third parties is not protected by attorney-client privilege or work product privilege.â Id. at 12-13. Plaintiff further argues that the vast majority of entries on the defendantâs Vaughn index fail to describe the factual content of the documents and are so repetitive that the Vaughn index is insufficient to enable this Court to conduct a de novo review. See PLâs Oppân at 13, n. 4. While there is no set formula for a Vaughn index, the agency must provide a ârelatively detailed justification, specifically identifying the reasons why a particular exemption is relevant and correlating those claims with the particular part of a withheld document to which they apply.â Mead Data, 566 F.2d at 251 (citation omitted). Furthermore, the agency may rely on detailed affidavits or declarations, or may submit documents for in camera review, because âthe materials provided by the agency may take any form as long as they give the reviewing court a reasonable basis to evaluate the claim of privilege.â Gallant, 26 F.3d at 172 -73 (quoting Delaney, Migdail & Young, Chartered v. Internal Revenue Serv., 826 F.2d 124, 128 (D.C.Cir.1987)). Typical entries in defendantâs Vaughn index are as follows: âInternal memo between staff attorneys of OPP deliberating/discussing whether to make recommendations to the Commission concerning the filing of an amicus brief,â Vaughn Index at 13, Attach. 6 to Fina Deck; âInternal agency memo from staff attorney to Commission setting our a recommendation as to whether to submit testimony to a congressional committee regarding e-commerce,â id. at 44. While there is some degree of repetition among entries within defendantâs Vaughn index, repetition is to be expected, especially when âeach redacted passage concerns the same ... subject.â Coldiron v. Depât of Justice, 310 F.Supp.2d 44, 52 (D.D.C.2004). Further, plaintiff offers no support for its assertions that defendant improperly withheld documents pursuant to the work product privilege and deliberative process privilege of FOIA Exemption 5. Typical entries on defendantâs Vaughn index identify document authors as âstaff attorneyâ or âFTC employeeâ and recipient as âthe Commission.â Defendantâs entries also describe documents as âinternal memos.â Plaintiff claims that defendantâs Vaughn index fails to adequately prove that such documents were kept confidential. Absent a specific showing that these communications were not kept confidential, this Court concludes that defendant has met its burden in establishing a basis for withholding these documents under Exemption 5. This Court finds that the defendantâs descriptions provide an adequate basis for determining whether an exemption applies. *143 2. Sufficient Segregation of Factual Content For reasons set forth below in the Courtâs analysis of segregability, this Court finds that defendantâs Vaughn index offers insufficient detail as to why deliberative factual content could not be segregated from exempt material contained in documents that defendant withheld in full. Having already found, however, that the remaining descriptions on defendantâs Vaughn index are sufficient to allow the court to analyze defendantâs claimed exemptions, the Court will first address the applicability of each exemption. D. Defendantâs Invocation of FOIA Exemption 5 Exemption 5 protects disclosure of âinter-agency or intra-agency memorandums or letters which would not be available by law to a party other than an agency in litigation with the agency.â 5 U.S.C. § 552 (b)(5). Courts have âconstrued this exemption to encompass the protections traditionally afforded certain documents pursuant to evidentiary privileges in the civil discovery context,â including âmaterials which would be protected under the attorney-client privilege, the attorney work-privilege, or the executive âdeliberative process privilege.â â Taxation With Representation Fund v. Internal Revenue Serv., 646 F.2d 666, 676 (D.C.Cir. 1981) (citations omitted). 2 Agencies invoking Exemption 5 most frequently rely upon the deliberative process privilege, the purpose of which âis to prevent injury to the quality of agency decisionsâ by allowing âthe withholding of all papers which reflect the agencyâs group thinking in the process of working out its policy and determining which its law shall be.â NLRB v. Sears, Roebuck & Co., 421 U.S. 132, 152-53 , 95 S.Ct. 1504 , 44 L.Ed.2d 29 (1975) (citation omitted). The privilege covers âdocuments reflecting advisory opinions, recommendations and deliberations comprising part of a process by which governmental decisions and policies are formulated.â Id. at 150 . In contrast, final statements of agency policy or statements explaining actions already taken by an agency are not protected by the deliberative process privilege. See id. at 153-54 . In applying the deliberative process privilege under Exemption 5, the documents to be withheld or redacted must be pre-decisional and deliberative. See Ma-pother v. Depât of Justice, 3 F.3d 1533, 1537 (D.C.Cir.1993). For the communication or document to be predecisional, it must be âactually antecedent to the adoption of an agency policy.â Jordan v. U.S. Depât of Justice, 591 F.2d 753, 774 (D.C.Cir.1978). For a communication or document to be deliberative, it must be a âdirect part of the deliberative process in that it makes recommendations or expresses opinions on legal or policy matters.â Vaughn v. Rosen, 523 F.2d 1136, 1143-44 (D.C.Cir.1975). Defendant has withheld documents in whole or in part on the basis of the deliberative process privilege (alone or in conjunction with the work product privilege). Plaintiff argues that certain documents relating to contacts between the FTC and representatives of alcohol-related *144 lobbying groups are not exempt from production because they are not pre-decisional or deliberative. See Pl.âs Oppân at 16. First, plaintiff challenges a group of documents that include handwritten notes and an outline created by a senior FTC employee in preparation for an industry speech. Defendant claims that these documents were used as âdeliberative aidsâ in deciding the final content of a Commission sanctioned speech. See Vaughn Index at 2-3, Attach. 6 to Fina Decl. Defendant maintains that the documents âare deliberative in nature and are antecedent to sanctioned Commission action, ie. presentation of a speechâ. Def.âs Reply at 9. As plaintiff has provided no factual evidence to the contrary, this Court finds that the documents were both deliberative a pre-decisional in nature and were therefore properly withheld under Exemption 5. Plaintiff also challenges the withholding of a set of handwritten notes of a senior FTC employee taken during meetings with Wine Institute retail representatives. See PLâs Oppân at 16. Defendant contends that the notes were created during Wine Institute meetings to aid in the employeeâs deliberation and formulation of recommendations to the Commission with respect to possible official action. See Def.âs Reply at 10. Further, defendantâs Vaughn index describes these notes as representing the employeeâs âthoughts and impressionsâ of the meeting. As such, defendant has demonstrated that the notes in question are covered by the deliberative process privilege because they reflect pre-decisional policy recommendations as well as âthe personal opinions of the writer rather than the policy of the agency.â Coastal States Gas Corp. v. Depât of Energy, 617 F.2d 854, 866 (D.C.Cir.1980). Accordingly, this Court holds that the FTC properly applied Exemption 5 to withhold documents and this Court shall grant summary judgment to the FTC with regard to its assertion of Exemption 5. E. Defendantâs Invocation of FOIA Exemption 6 FOIA Exemption 6 allows an agency to withhold information from âpersonnel and medical files and similar filesâ where such disclosure âwould constitute a clearly unwarranted invasion of personal privacy.â 5 U.S.C. § 552 (b)(6). To warrant protection under Exemption 6, information must first satisfy the threshold requirement of being a personnel, medical, or a âsimilar file.â Id. The Supreme Court has read âsimilar filesâ broadly to include any â[gjoverment records on an individual which can be identified as applying to that individual.â U.S. Depât of State v. Washington Post Co., 456 U.S. 595, 601-02 , 102 S.Ct. 1957 , 72 L.Ed.2d 358 (1982). The D.C. Circuit has read the statute âto exempt not just files, but also bits of personal information such as names and addresses, the release of which would âcreate[] palpable threat to privacy.â â Judicial Watch, Inc. v. FDA, 449 F.3d 141, 148 (D.C.Cir.2006) (citations omitted). However, âthe statute does not categorically exempt individualsâ identities ... because the âprivacy interest at stake may vary depending on the context in which it is asserted.â â Id. (citations omitted). To determine whether a disclosure would constitute a âclearly unwarranted invasion of personal privacy,â the Court employs a balancing test, weighing âthe private interest involved (namely, âthe individualâs right to privacyâ) against the public interest (namely, âthe basic purpose of the Freedom of Information Act,â which is âto open agency action to the light of public scrutinyâ).â Id. (citations omitted). Defendant has invoked Exemption 6 to withhold the names, addresses, and telephone numbers of consumers who filed *145 complaints with the FTC. 3 Defendant asserts that it released all information contained in the complaints except that it withheld (by redaction) the personal information described above. Since each piece of information withheld by defendants applies to specific individuals, defendant has met the threshold requirement for Exemption 6 protection. See Washington Post, 456 U.S. at 602 , 102 S.Ct. 1957 (holding that if the information sought applies to a particular individual, the threshold requirement is met and a court must next determine the extent of the intrusion on that personâs privacy). Plaintiff claims that the information withheld by defendant may be disclosed without defeating the purpose of any valid exemption. See PLâs Oppân at 16. This Court disagrees. The defendantâs release of the complainantsâ personal information would constitute an unwarranted invasion of personal privacy that is not outweighed by any public interest in this information. The Supreme Court has narrowed the scope of the public interest in FOIA cases to information which âsheds light on an agencyâs performance of its statutory duties.â U.S. Depât of Justice v. Reporters Comm. for Freedom of Press, 489 U.S. 749, 773 , 109 S.Ct. 1468 , 103 L.Ed.2d 774 (1989). Further, any public interest in the information âis not fostered by disclosure of information about private citizens that is accumulated in [FTC] files but that reveals little or nothing about [the][A]gencyâs own conduct.â Id. Plaintiff has failed to demonstrate that personal information withheld by the defendant pursuant to Exemption 6 would shed any light on the FTCâs performance of its statutory duties. 4 The D.C. Circuit has observed that âeven a modest privacy interest outweighs nothing every time.â Natâl Assân of Retired Fed. Employees v. Horner, 879 F.2d 873, 879 (D.C.Cir.1989). The court in Horner further stated that if, in light of the information withheld, âthe balance characteristically tips in one direction,â a court âneed not inquire into the extent to which each individual whose name would be disclosed would suffer invasions of his or her privacy.â Id. (citation omitted). This Court finds that in the instant case, the privacy interests of the individual consumers whose information was withheld by defendant clearly outweigh the narrowly construed public interest in disclosure. Consequently, this Court shall grant summary judgment to defendant with regard to its assertion of Exemption 6. F. Defendantâs Affidavit and Segregability Before the Court addresses plaintiffs claim that defendant improperly withheld segregable materials, the Court will *146 initially address plaintiffs challenge to the FTCâs affidavit. Plaintiff asserts that defendantâs affidavit, which is signed and affirmed by Joan Fina, provides little evidence to support defendantâs claim that the documents were reviewed for segregability. See Pl.âs Oppân at 17. Plaintiff argues that defendant has failed to prove Ms. Finaâs actual knowledge that a paralegal in her department personally reviewed each document. 5 See id. Defendant contends that Ms. Finaâs declaration is in fact based on her review of the official files and records, her personal knowledge, or on the basis of information acquired through the performance of her official duties. See Def.âs Reply at 12 (quoting Fina Decl. ¶ 3). Rule 56(e) of the Federal Rules of. Civil Procedure provides that an affidavit must be based upon the personal knowledge of the affiant, must demonstrate the affiantâs competency to testify as to the matters stated, and must set forth only facts that would be admissible in evidence. Fed. R.Civ.P. 56(e). The declaration of an agency official who is knowledgeable about the way in which information is processed and is familiar with the documents at issue satisfies the personal knowledge requirement. See Spannaus v. U.S. Depât of Justice, 813 F.2d 1285, 1289 (4th Cir.1987) (holding that declarantâs attestation âto his personal knowledge of the procedures used in handling [the] request and his familiarity with the documents in questionâ is sufficient). This Court is satisfied that Ms. Finaâs had personal knowledge of procedures used in handling plaintiffs FOIA request and will now move to plaintiffs claim that segregable information was improperly withheld. FOIA requires that â[a]ny reasonably segregable portion of a record shall be provided to any person requesting such a record after deletion of the portions which are exempt.â 5 U.S.C. § 552 (b). âBefore approving the application of a FOIA exemption, the district court must make specific findings of segregability regarding the documents to be withheld.â Sussman v. U.S. Marshals Serv., 494 F.3d 1106, 1116 (D.C.Cir.2007) (citations omitted). While â[a]gencies are entitled to a presumption that they complied with the obligation to disclose reasonably segregable material,â â[i]f the district court approves withholding without such a finding, remand is required even if the requester did not raise the issue of segregability before the court.â Id. at 1116-17 . The question of segregability is subjective based on the nature of the document in question, and an agency must provide a reasonably detailed justification rather than conclusory statements to support its claim that the non-exempt material in a document is not reasonably segregable. Mead Data, 566 F.2d at 261 . The justification need not be so detailed, however, so as to compromise the nature of the withheld information. See id. In this case, the segregability analysis applies to information withheld pursuant to Exemptions 2, 5, and 6. For the reasons stated below, this Court grants defendantâs motion for summary judgment as to its segregability analysis of information redacted pursuant to Exemptions 5 and 6, and information withheld in full pursuant to Exemption 2. The Court denies defendantâs motion for summary judgment as to its segregability analysis of documents withheld in full pursuant to Exemptions 5. *147 1. Segregability After Defendantâs Application of FOIA Exemption 2 Defendant claims that the four pages withheld pursuant to FOIA Exemption 2 consisted entirely of an e-mail exchange between FTC staff concerning who has the authority to sign a document and the procedures for obtaining an authorized signature. See Def.âs Mot. for Summ. J., at 12. In light of Ms. Finaâs declaration and defendantâs Vaughn index, this Court is satisfied that defendantâs segregability analysis for the pages withheld after its application of Exemption 2 was legally sufficient. 2. Segregability After Defendantâs Application of FOIA Exemption 5 Defendant redacted handwritten notes from approximately 11 documents pursuant to FOIA Exemption 5. These documents contained notes penned by FTC staff attorneys on otherwise public documents, such as maps, articles, and cases from legal reporters. See Fina Decl. ¶ 28. Defendant asserts that the notes were taken to aid in deliberation and used to make an ultimate recommendation to the Agency. See id. According to the descriptions on defendantâs Vaughn index, all factual portions of these documents, including the text of the public content, were released. In light of Ms. Finaâs declaration and defendantâs Vaughn index, this Court is satisfied that defendantâs segregability analysis for the documents redacted after its application of Exemption 5 was legally sufficient. Aside from the 11 documents that defendant redacted based upon its invocation of Exemption 5, defendant withheld a significant number of documents in full claiming deliberative process and work product privilege. 6 Defendant maintains that the majority of these documents were not segregable âbecause their factual content was inextricably intertwined with the staffs legal analysis, recommendations and deliberations.â Def.âs Mot. for Summ. J., at 21; Fina Decl. ¶ 28. According to defendant, â[rjevelation of any factual content would necessarily reveal the accompanying analysis or betray the staffs thought processes or the manner in which they weighed and considered the facts.â Id. These conclusory statements offer this Court no detail as to defendantâs inability to segregate the factual content from the exempt material. Moreover, defendantâs Vaughn index offers no additional aid for the Courtâs segregability analysis. Typical entries in defendantâs Vaughn index are as follows: âInternal agency memo from staff attorney of the FTC to the Commission deliberating/discussing the impact of the FTCâs reports on the Granholm decision to assist in formulating future recommendations to legislative officials. Deliberative factual content is inextricably intertwined with the basis for withholding and is, therefore, not segregable,â Vaughn Index at 6, Attach. 6 to Fina Decl.; âInternal agency memo from staff attorney of the FTC to the Commission setting out a recommendation concerning a draft letter to a Florida legis *148 lator concerning pending legislation. Deliberative factual content is inextricably intertwined with the basis for withholding and is, therefore, not segregable.â Id. at 9. Defendantâs justifications for withholding factual content fail to sufficiently explain why there was no reasonable means of segregating factual material from the exempt material. Further, defendantâs Vaughn entries fail to correlate claimed exemptions with the particular passages to which they apply. See King v. U.S. Depât of Justice, 830 F.2d 210, 224 (D.C.Cir.1987) (requiring the withholding agency to âsupply a relatively detailed justification, specifically identifying the reasons why a particular exemption is relevant and correlating those claims with the particular part of a withheld document to which they applyâ) (internal citation omitted). The defendantâs generic declaration that deliberative factual content is inextricably intertwined with the basis for withholding and is therefore, not segregable, does not constitute a sufficient explanation of segregability. See The Wilderness Socây v. U.S. Depât of the Interior, 344 F.Supp.2d 1, 19 (D.D.C.2004) (rejecting such a âblanket declarationâ (citing Animal Legal Def. Fund, Inc. v. Depât of the Air Force, 44 F.Supp.2d 295, 301-02 (D.D.C.1999))). Without the benefit of reasonably detailed justifications as to why there are no means of segregating the factual content, this Court shall deny defendantâs motion for summary judgment as to the adequacy of its segregability analysis for documents withheld in full pursuant to Exemption 5, without prejudice to its renewal. 3. Segregability After Defendantâs Application of FOIA Exemption 6 Defendant redacted personal information of individual consumers from documents released from defendantâs consumer complaint database. Aside from this personal information, the full text of all responsive documents from this database was released. See Def.âs Mot. for Summ. J., at 22; Fina Decl. ¶¶ 26-28. In light of Ms. Finaâs declaration and defendantâs Vaughn index, this Court is satisfied that defendantâs segregability analysis for the documents redacted after its application of Exemption 6 was legally sufficient. III. CONCLUSION For the foregoing reasons, defendantâs [5] motion for summary judgment is granted in part and denied in part without prejudice as to its renewal. This Court shall afford defendant the opportunity to correct its segregability analysis as to information withheld in full pursuant to Exemption 5 and shall allow it to refile a summary judgment motion in accordance with the attached Order. A separate Order shall issue this date. ORDER Upon consideration of the defendantâs [5] motion for summary judgment, the plaintiffs opposition thereto, the reply, and this Courtâs in camera review, it is hereby ORDERED that defendantâs [5] motion for summary judgment shall be GRANTED as to all claimed exemptions, but DENIED as to the defendantâs segregability analysis of the documents withheld in full pursuant to FOIA Exemption 5. It is further ORDERED that defendant has 30 days to submit a new motion for summary judgment containing a more detailed explanation as to why no factual portions can be segregated from the documents withheld in full under Exemption 5. SO ORDERED. 1 . Plaintiff challenges the defendant's withholding of documents based upon defendant's invocation of FOIA Exemptions 5 and 6. Plaintiff raises no specific challenge, however, to defendantâs withholding of documents pursuant to FOIA Exemption 2. FOIA Exemption 2 permits agencies to withhold documents ârelated solely to the internal personnel rules and practices of the agency.â 5 U.S.C. § 552 (b)(2). Exemption 2 applies both to trivial internal matters, referred to as "low 2â information, and substantial internal matters, the disclosure of which would facilitate circumvention of the law, referred to as "high 2â information. See Crooker v. ATF, 670 F.2d 1051, 1074 (D.C.Cir.1981). According to defendantâs filings, defendant withheld four pages under FOIA Exemption 2 that related to an internal agency practice. See Def.'s Mot. for Summ. J., at 12. Defendant maintains that these pages consisted entirely of an e-mail exchange between FTC staff concerning who has the authority to sign a document and the procedures for obtaining an authorized signature. See id. In light of this information and the defendant's Vaughn index, it is clear that defendant properly invoked Exemption 2 for this "low 2â information. Further, since plaintiff has neither challenged the defendantâs invocation of Exemption 2 or asserted that there is public interest in the information's disclosure, this Court is satisfied that defendant properly invoked Exemption 2. 2 . Plaintiffâs assertions in the previous section question whether defendant properly withheld certain documents pursuant to the work product privilege and deliberative process privilege of FOIA Exemption 5. Plaintiff claims that defendant's Vaughn index fails to adequately prove that such documents were kept confidential. Having already found defendant's Vaughn index to be sufficient, and absent a specific showing that these communications were not kept confidential, this Court concludes that defendant has met its burden in establishing a basis for withholding these documents under Exemption 5. 3 . Defendant's filings show that the consumer complaints in question were collected from the FTCâs consumer complaints database known as "Consumer Sentinel.â See Fina Decl. ¶ 11. Consumer Sentinel is a consumer fraud database accessible to law enforcement officials and shared with law enforcement partners in the United States and abroad. Public and private organizations contribute complaints to the database in an effort to combat illegal activities. See www.consumer. gov/'sentinel!âabout/htm. In providing complaints to the FTC, consumers routinely provide their home address and other identifying information. See Fina Deck ¶ 26. 4 . Even if plaintiff made such a showing, this Court would be skeptical. Consumers making complaints with the FTC have an expectation that it will protect their personal information. See The Lakin Law Firm v. FTC, 352 F.3d 1122, 1123 (7th Cir.2003) (finding in a FOIA case seeking the personal identities of consumers contained in the FTCâs Consumer Sentinel database that "[w]hen people feel so strongly about something that they actually complain about it to a federal agency, they probably think their names and address will not be releasedâ). 5 . To erase any doubt that plaintiff or this Court might have that the documents in question were reviewed for segregability, defendant points to a supplemental declaration confirming that both Ms. Fina and the paralegal assigned to plaintiffs FOIA request, personally reviewed each page of each document for segregability. See Fina Suppl. Decl. ¶3. 6 . Approximately 52 of the documents that defendant withheld in full are draft advocacy letters properly exempt for their deliberative and predecisional nature. The parties disagree however as to whether defendant is required to release the names of the state legislators of whom the letters were addressed. Plaintiff claims that disclosure of the names is necessary to âenable the plaintiff to obtain further disclosures through state FOIA statutes as well as other methods.â See Pl.âs Oppân at 17. Defendant counters that "[rjelease of a legislator's name on an otherwise redacted draft document would have minimal or no informational content.â Def.âs Reply at 12. Since the defendant has not offered an adequate segregability analysis as to the remaining information contained in the letters, this Court has no way to confirm defendantâs assertion.
Case Information
- Court
- D.D.C.
- Decision Date
- October 25, 2007
- Status
- Precedential