Caven West v. Wayne County

 NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 16a0632n.06 Case No. 16-1419 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT FILED Nov 30, 2016 CAVEN WEST, ) DEBORAH S. HUNT, Clerk ) Plaintiff-Appellant, ) ) ON APPEAL FROM THE UNITED v. ) STATES DISTRICT COURT FOR ) THE EASTERN DISTRICT OF WAYNE COUNTY; CATHY M. GARRETT, ) MICHIGAN Individually and in her capacity as Wayne ) County Clerk, ) ) Defendants-Appellees. ) BEFORE: DAUGHTREY, CLAY, and COOK, Circuit Judges. COOK, Circuit Judge. Caven West sued Wayne County (“County”) and its County Clerk, Cathy Garrett, alleging that their termination of his employment violated the Family and Medical Leave Act (“FMLA” or “Act”), his First Amendment free speech and political association rights, and Michigan’s Whistleblowers Protection Act. The district court granted summary judgment in favor of Garrett and the County on all three counts. West appeals. For the reasons set forth below, we AFFIRM. I. Before his termination, West served as Chief of Staff and Chief Deputy Clerk to Wayne County’s elected Clerk, Cathy M. Garrett. His work consisted of managing projects and running the day-to-day operations for the Clerk’s office. Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett In October 2013, Garrett demanded that West fire Lynn Wade, another County employee, when Wade returned from FMLA leave. West refused because he believed firing her would violate Wade’s FMLA rights. When Garrett renewed her command weeks later, West again rebuffed her. Garrett then learned that Wade was negotiating with the County to settle a potential employment suit. The day before the County Commissioners’ vote on the settlement, Garrett ordered West to attend the Commissioners’ meeting and oppose the resolution. West rejected her directive, and the Commissioners approved the settlement on December 5, 2013. Shortly after, West left for a pre-approved vacation. Upon West’s return in January 2014, Garrett fired him. West sued the Country and Garrett, alleging that his termination for opposing Wade’s firing violated the FMLA, 29 U.S.C. §§ 2601–2654; infringed upon his First Amendment free speech and political association rights pursuant to 42 U.S.C. § 1983; and contravened Michigan’s Whistleblowers Protection Act, Mich. Comp. Laws § 15.361. Garrett and the County moved for summary judgment, and the district court granted their motion. West timely appealed. II. “We review de novo the district court’s grant of summary judgment.” Thomas M. Cooley Law Sch. v. Kurzon Strauss, LLP, 759 F.3d 522, 526 (6th Cir. 2014) (citing Geiger v. Tower Auto., 579 F.3d 614, 620 (6th Cir. 2009)). “Summary judgment is appropriate if, after examining the record and drawing all inferences in the light most favorable to the non-moving party, there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law.” Renfro v. Ind. Mich. Power Co., 497 F.3d 573, 575 (6th Cir. 2007) (citing Martin v. Ind. Mich. Power Co., 381 F.3d 574, 578 (6th Cir. 2004)). The non-moving party must -2- Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett set forth more than a mere “scintilla of evidence” to rebut a summary judgment motion. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986). A. The FMLA Claim West alleges that Garrett fired him because he defended Wade’s FMLA rights, thereby violating the FMLA’s prohibition against retaliation. Garrett and the County assert that his claim fails because the FMLA plainly excludes the personal staff of elected officials from the category of employees eligible to sue. West offers two counterarguments. First, he urges this court to go beyond the plain language of the statute and expand the class of plaintiffs entitled to sue. Second, he disputes whether he falls under the FMLA’s “personal staff” exclusion. We reject West’s reasoning on both points and agree with the district court that he is not entitled to sue under the FMLA. i. Cause of action under the FMLA The FMLA forbids an employer from firing or otherwise “discriminat[ing] against any individual for opposing any practice made unlawful by this subchapter.” 29 U.S.C. § 2615(a)(2). For a person to recover damages or equitable relief under the Act, however, he or she must be an “eligible employee.” See 29 U.S.C. § 2617(a)(1); see also id. § 2617(a)(2); Horen v. Cook, 546 F. App’x 531, 533–4, 537 (6th Cir. 2013) (affirming summary judgment against plaintiff because she did not qualify as “an eligible employee” under the FMLA). The FMLA draws its definition of “employee” from the Fair Labor Standards Act (“FLSA”). See 29 U.S.C. § 2611(3) (referring to § 203(e) of the FLSA for definition of “employee”). The FLSA generally defines “employee” as “any individual employed by an employer,” but then outlines several exceptions. 29 U.S.C. § 203(e)(1). Of relevance to West, -3- Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett “employee” excludes any individual “selected by the holder of . . . an [elective] office to be a member of his personal staff.” Id. § 203(e)(2)(C)(ii)(II). Garrett and the County argue that the statute disallows a suit by West because, as a member of Garrett’s personal staff, West is not an “employee” eligible to sue under the FMLA. Perhaps recognizing that the plain language of the FMLA precludes his suit, West makes several attempts to evade § 2617. First, West proposes to “harmoniz[e]” a supposed incongruity between “the broad, remedial goals of the FMLA anti-retaliation provision [in § 2615]” and § 2617’s restriction on who can bring suit. Noting that § 2615 prohibits unlawful discrimination against “any individual,” he posits that Congress would not protect an individual from retaliation without giving that same individual a right of action with which to protect himself. He then proposes that the court read a right of action into § 2615 by ignoring the exceptions (including the “personal staff” exception) built into the definition of “employee.” Under West’s rendering, “any individual employed by an employer” could bring suit under § 2615. § 203(e)(1) (emphasis added). West’s interpretation falls flat because it relies on a false conflict for its opening premise. Congress could reasonably intend to broaden who would be protected against retaliation while simultaneously restricting which parties may seek damages or equitable relief for that retaliation. Cf. Roberts v. Hamer, 655 F.3d 578, 582–84 (6th Cir. 2011) (denying children of lessee statutory standing to sue where statutory language explicitly gives standing only to a “purchaser or lessee”). Following West’s reading of the statute would mean disregarding the plain and unambiguous language of § 2617, which expressly reserves a private right of action only for “eligible employees.” See Hartford Underwriters Ins. Co. v. Union Planters Bank, N.A., 530 -4- Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett U.S. 1, 6 (2000) (“[W]hen “the statute’s language is plain, the sole function of the courts . . . is to enforce it according to its terms” (citation and internal quotation marks omitted)). We accord the statutory language its plain meaning. Second, West argues that the Department of Labor’s regulation in 29 C.F.R. § 825.220 supports a broad interpretation of § 2615 that encompasses a right of action for “individuals” like West. Section 825.220(e) declares that “[i]ndividuals, and not merely employees, are protected from retaliation for opposing . . . any practice which is unlawful under the Act.” West asserts that we must give Chevron deference to this interpretation. His argument fails here for reasons similar to the ones articulated above. Chevron’s doctrine of deference to reasonable agency interpretation applies only where “the statute is silent or ambiguous with respect to the specific issue.” Chevron, U.S.A., Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 842 (1984) (emphasis added). Although § 2615—and the Labor Department’s interpretation—speaks to broad protection against retaliation, it says nothing about the specific issue of whether § 2617 gives West a right to sue. Additionally, West has identified no silence or ambiguity in the term “individual” or “employee” that warrants turning to an agency interpretation. Finally, West attempts to graft Title VII’s allowance of “third-party claims” onto the FMLA. He points to Thompson v. North American Stainless, LP, 562 U.S. 170 (2011), where the Supreme Court held that Title VII allows a third-party to sue when that party falls within the “zone of interests sought to be protected by Title VII.” Id. at 178. Although we often apply Title VII frameworks to FMLA cases, the difference in statutory language here bars us from treading that worn path. See Hunter v. Valley View Local Sch., 579 F.3d 688, 691 (“Title VII decisions do not automatically control the construction of other employment discrimination statutes.” (citing Gross v. FBL Fin. Servs., Inc., 557 U.S. 167, 173 (2009))). The statutory language of -5- Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett Title VII gives a right of action to “persons aggrieved,” 42 U.S.C. § 2000e-5(b), (f)—a term broad enough to encompass third parties—while the FMLA limits recovery to “employee[s],” a term it defines specifically. 29 U.S.C. §§ 2611(3); 2617(a); 203(e). Thus, based on the plain language and facts before us, we find Title VII’s third-party analysis inapplicable to the right-of- action question under § 2617. ii. The FMLA’s “personal staff” exception Faced with the unambiguous language of the statute, West contends that he does not fall under the personal-staff exclusion. Garrett and the County argue that West functioned as a member of Garrett’s personal staff and therefore has no cause of action. West disagrees. We find the appellees’ arguments more persuasive. To determine whether West was a part of Garrett’s personal staff, we analyze a non- exhaustive list of six factors: (1) whether the elected official has plenary powers of appointment and removal, (2) whether the person in the position at issue is personally accountable to only that elected official, (3) whether the person in the position at issue represents the elected official in the eyes of the public, (4) whether the elected official exercises a considerable amount of control over the position, (5) the level of the position within the organization’s chain of command, and (6) the actual intimacy of the working relationship between the elected official and the person filing the position. Birch v. Cuyahoga Cty. Prob. Ct., 392 F.3d 151, 158 (6th Cir. 2004). Although we must construe the personal staff exception narrowly and conduct a fact-intensive inquiry, “summary judgment nevertheless may be appropriate when there is no genuine issue of material fact as to the applicability of the relevant factors.” Id. West challenges only factors (1), (2), and (6). We analyze each in turn. -6- Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett a. Plenary powers of appointment and removal Garrett and the County identify several facts proving that Garrett had plenary power over West’s appointment and removal. First, West admits that Garrett appointed him to serve “at the pleasure of the Clerk,” and Garrett believed that she could fire West at any time for any reason or no reason at all. In fact, Garrett confirmed that she alone made the decision to fire West and did so without consulting anyone. In response, West flags two letters from Garrett: one requesting approval from the County to appoint West as Chief Deputy County Clerk, and another seeking a raise for him. Unfortunately for West, neither persuades us that Garrett lacked plenary authority over his employment. The pay-raise letter does not touch on the power to appoint or remove. And the appointment letter—consisting of three sentences to the County Clerk’s personnel director— reflects a procedural formality rather than meaningful control over West by another County official. b. Personally accountable to only the elected official West contends that because he performed work for the Third Circuit Court—a government entity separate from the County Clerk’s Office—he was not personally accountable to Garrett alone. He draws this inference from Garrett’s deposition, where she avers that West “was instrumental in accomplishing” a project for the Third Circuit. Even accepting that West did such work, a one-off project for another entity hardly proves accountability to someone else. Hemminghaus v. Missouri, 756 F.3d 1100, 1108 (6th Cir. 2014) (holding that a court reporter’s sporadic transcription for other judges or attorneys did not disprove accountability to her judge). His argument also contradicts his own deposition, in which he admits that Garrett was his only supervisor, and that he was solely accountable to her; the Wayne County Clerk Organizational -7- Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett Chart, which shows West subordinate only to Garrett; and his sworn statement explaining his position in the organizational chart as being “second in command” and “report[ing] directly to the Clerk.” c. Actual intimacy of the working relationship West asserts that he did not share an intimate working relationship with Garrett because they lacked regular contact on “day-to-day” matters. Garrett’s testimony reinforces that she hardly involved herself with “day-to-day” matters “because that’s [West’s] charge.” West also points out that Garrett worked on a different floor. The intermittent communication on “day-to-day” matters, however, does not disprove intimacy because Garrett delegated such duties to West precisely so she could avoid handling them herself. See Birch, 392 F.3d at 159 (holding that a “necessary degree of autonomy . . . such that [plaintiff] and [her supervisor] need not interact on a daily basis” did not undermine finding an intimate working relationship). Moreover, West admits that they texted and emailed almost every day about work issues. Given this frequency of communication, the physical distance between their offices does not alter the intimacy of their working relationship. Because he has set forth no more than a scintilla of evidence to support his arguments on these three factors—and has conceded the other factors—West has failed to demonstrate a genuine dispute of material fact about his role as a member of Garrett’s personal staff. We therefore conclude that West cannot raise an FMLA claim.1 1 West argues that the Price Waterhouse burden-shifting framework applies to his FMLA claim. Under Price Waterhouse, West would need to produce sufficient evidence that Garett and the County discriminated against him because he defended Wade’s FMLA rights. The burden of proof would then shift to Garrett and the County “to prove by a preponderance of the evidence that [they] would have [terminated West] absent the impermissible motive.” Hunter, 579 F.3d at -8- Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett B. First Amendment Claim West asserts in his complaint that Garrett violated his “First Amendment rights to Free Speech and Freedom of Political Association.” Although the complaint alleges facts to substantiate a free-speech violation, he offers no facts to support his political association claim. In his response brief to the appellee’s summary judgment motion below, he abandoned the free speech theory and advanced the political association theory. On appeal, West pursues only his allegation of a violation based on political association. Our precedent bars West from “rais[ing] a new legal claim for the first time in response to the opposing party’s summary judgment motion” because it denies a defendant sufficient notice of what claims to investigate. Tucker v. Union of Needletrades, Indus. & Textile Emps., 407 F.3d 784, 788 (6th Cir. 2005) (quoting 10A Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice and Procedure § 2723 (3d ed. Supp. 2005)). Such a restriction is even more relevant at the summary judgment stage of proceedings, after a plaintiff has conducted discovery and has had the opportunity to amend the complaint and raise additional theories. See Desparois v. Perrysburg Exempted Vill. Sch. Dist., 455 F. App’x 659, 665 (6th Cir. 2012) (citing Tucker, 407 F.3d at 787–88). West contends that he gave proper notice to the appellees when he informed them in his complaint that they violated his “Freedom of Political Association.” Even if this wisp of a mention constituted acceptable notice at the outset of the case (which is debatable), it no longer sufficed as the case proceeded through discovery and edged closer to summary judgment. See 692 (quoting Daugherty v. Sajar Plastics, Inc., 544 F.3d 696, 707 (6th Cir. 2008)). Because § 2617 bars West from raising an FMLA claim, we do not address his application of the Price Waterhouse framework. -9- Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett Tucker, 407 F.3d at 788. For West to give proper notice to Garrett and the County at such a late stage of the litigation, he should have amended his complaint to elaborate on the political retaliation theory. See Fed. R. Civ. P. 15(a). By neglecting to do so, he did not properly notify Garrett and the County of the nature of his claim. We therefore cannot consider it on appeal. Even if we could, West lays out no evidence that would create a genuine dispute of material fact. “The First Amendment prohibits government officials from making employment decisions . . . based on the employee’s political beliefs, affiliation, or support.” Lucas v. Monroe Cty., 203 F.3d 964, 975 (6th Cir. 2000) (citations omitted). According to West, Garrett requested a pay raise to reward a coworker for attending a press conference in support of Garrett’s favored mayoral candidate; at the same time, she terminated him for refusing to go. West props up this political retaliation theory with an email chain in which he asks Garrett to justify her pay-raise requests for two employees (one of whom was the coworker). She supplied no explanation other than “we have discussed [this] before.” Based on the vagueness and timing of Garrett’s response, West surmises that Garrett intended to reward the coworker for the coworker’s political support. West stakes his entire claim on this timing theory. But “[w]hen a defendant moves for summary judgment on the ground that the plaintiff lacks evidence of an essential element of the plaintiff’s claim . . . Rule 56 requires the plaintiff to present evidence of evidentiary quality that demonstrates the existence of a genuine issue of material fact.” Bailey v. Floyd Cty. Bd. of Educ. By & Through Towler, 106 F.3d 135, 145 (6th Cir. 1997) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986)). Merely highlighting that one occurrence (a pay-raise request) followed another occurrence (the political event) cannot defeat a summary judgment motion. See id. - 10 - Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett Perhaps sensing the flimsiness of his proof, West refers to our pronouncement that “circumstantial evidence . . . would allow [a] jury to infer . . . [the defendant] sought to reward political supporters at the expense of those who did not contribute to his campaign.” Lucas, 203 F.3d at 976 (citing Acosta-Orozco v. Rodriguez-de-Rivera, 132 F.3d 97, 103 (1st Cir. 1997)). However, as the district court explained, the plaintiff in Lucas amassed a substantial amount of circumstantial proof, id. at 968–71; the sum of West’s evidence is Garrett’s avowed support of the mayoral candidate and her requests to raise an employee’s pay. Together, they amount to nothing more than speculation. Moore v. Chesapeake & Ohio Ry. Co., 340 U.S. 573, 577 (1951). C. Michigan Whistleblowers Claim To establish a prima facie case under Michigan’s Whistleblowers Act, Mich. Comp. Laws § 15.362, West “must show that (1) [he] was engaged in protected activity as defined by the act, (2) [he] was discharged or discriminated against, and (3) a causal connection exists between the protected activity and the discharge or adverse employment action.” West v. Gen. Motors Corp., 665 N.W.2d 468, 471–72 (Mich. 2003) (citing Chandler v. Dowell Schlumberger, Inc., 572 N.W.2d 210, 212 (Mich. 1998); Shallal v. Catholic Soc. Servs. of Wayne Cty., 566 N.W.2d 571, 574–75 (Mich. 1997)). For the first prong, West showed he engaged in protected activity when he opposed Wade’s firing, fearing that it would violate the FMLA. In addition, West’s termination constitutes an adverse employment action that satisfies the second prong. But for the causal element, West’s circumstantial evidence leads nowhere. To establish causation, West “must show [s]omething more than merely a coincidence in time between protected activity and an adverse employment action.” West, 665 N.W.2d at 473. He can do this through circumstantial evidence, but “the circumstantial proof must facilitate reasonable - 11 - Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett inferences of causation, not mere speculation.” Shaw v. City of Ecorse, 770 N.W.2d 31, 40–41 (Mich. Ct. App. 2009) (quoting Skinner v. Square D Co., 516 N.W.2d 475, 480 (Mich. 1994)). An “explanation consistent with known facts or conditions, but not deducible from them as a reasonable inference” furnishes us with nothing more than speculation. Id. (quoting Skinner, 516 N.W.2d at 480). West tenders circumstantial evidence to show a causal connection between his protected activity and his termination: an end-of-the-year email from Garrett to West discussing five work issues, with the Wade firing “t[aking] up the most space”; Garrett’s statement in her deposition that she considered “a combination of things” when deciding to fire West; and a change in “Garrett’s attitude and demeanor to [West]” after he defended Wade. Additionally, West alleges that Garrett lied in her testimony about attending a meeting where she discussed firing Wade. Even accepting all the above as true, West’s evidence remains speculative. The attention Garrett gave to Wade’s settlement with the County—only a few lines out of a nearly 20-line email—does not link West’s defense of Wade to his ultimate termination. As Garrett herself explained, the “combination of things” reasonably refers to the reasons she offered for firing West—his poor performance, his inappropriate intimate relationship with a subordinate, his failure to notify her about his acceptance into an executive MBA program that would take substantial time away from his work, and his demand for a higher salary. And West’s perception that Garrett changed her attitude and behavior toward him after he spoke out is not enough for us to infer causation. See Cooney v. Bob Evans Farms, Inc., 645 F. Supp. 2d 620, 632 (E.D. Mich. 2009), aff’d, 395 F. App’x 176 (6th Cir. 2010) (“Plaintiff’s testimony that [his supervisor] appeared ‘mad’ when Plaintiff threatened to file a complaint is insufficient to support a causal connection.” (citing Goodman v. Genesee County, No. 266955, 2006 WL 2270411, at *8 (Mich. - 12 - Case No. 16-1419 Caven West v. Wayne County & Cathy M. Garrett Ct. App. Aug. 8, 2006))). Finally, as to West’s contention that Garrett lied in her deposition testimony, a court does not weigh evidence or make credibility judgments when assessing a summary judgment motion. Left with nothing but the coincidental timing of his opposition to Wade’s firing and his own termination, West has failed to make a prima facie whistleblower protection claim. III. For the reasons discussed above, we AFFIRM the district court’s ruling. - 13 -