AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
ORDER NEIL V. WAKE, District Judge. Table of Contents I. Factual Background.1129 NationsBank.1130 < 1. The Underlying Employment Dispute .1130 2. Retaining Lawyer Newman .1130 3. Mitigation of Damages.1130 4. Litigation Strategy.1131 NASD Arbitration.1131 Cecalaâs Relationship with Newman.1132 Malpractice Litigation.1132 II. Summary Judgment Standard.1132 III. Legal Malpractice in Arizona.1133 A. Two Theories of Malpractice Liability.1133 B. A Prima Facie Case.1134 1. Cognizable Injury.1134 2. Attorney Negligence Malpractice.1134 3. Fiduciary Breach Malpractice.1134 C. Trial Methodology.1135 D. Causation.. 1136 1136 1. âBut-Forâ Causation. 1137 2. Proximate Causation and Foreseeability of the Injury_ 3. Bub-For Causation and Proximate Causation in Litigation Malpractice . oo co H i â i i. Subversion of the But-For Causation Requirement.. co co H T â i ii. The Judgment Error Rule, Speculativeness, and Lack of Foreseeability. co T â I i â I 4. Fiduciary Breach Malpractice o ^ T â I r-d Tv. Cecalas Second Amended Complaint.1140 V. Negligent Supervision.1141 VI. Statute of Limitations.1142 A. The Amfac Cases: Errors in Litigation.1142 B. Amfac Does Not Apply to Non-Litigation Injury.1143 C. âUnsound Mindâ Tolling Does Not Apply.1144 *1129 1. The Meaning of âUnsound Mindâ...................................1144 2. Quantum of Evidence to Defeat Summary Judgment..................1144 3. Insufficient Evidence of Inability to Understand Legal Rights .........1146 4. Insufficient Evidence of Inability to Manage Daily Affairs.............1147 i. Expert Affidavits............................................1148 a. Dr. Rutter...............................................1148 b. Dr. Harrison............................................1148 c. Dr. Wilson..............................................1149 ii. Declarations of Family and Friends............................1149 a. 1999....................................................1150 b. 2000....................................................1150 c. 2001....................................................1151 d. 2002....................................................1151 ni. Rule 56(c) Declarations.......................................1151 5. Conclusion......................................................1152 D. Equitable Tolling Is Unwarranted.....................................1153 VII. Causation...............................................................1153 A. Cecalaâs Theory of Causation Is Insufficient.............................1153 B. Procedural Issues....................................................1155 1. Newman Carried His Initial Burden under Rule 56(c).................1155 2. Cecalaâs Supplemental Expert Affidavit Was Untimely................1156 C. Causation Evidence from Elliotâs Affidavits.............................1158 1. Newmanâs âIneffective Representationâ.............................1158 2. Improper Selection of and Hostile Attitude Toward the NASD Arbitrators....................................................1159 3. Inadequate Discovery: Failure to File with the EEOC................1160 4. Loss of a Procedural Advantage: Foregoing Litigation................1161 5. Termination of the Representation.................................1162 D. Other Evidence of Causation..........................................1163 1. Hostile Work Environment Sexual Harassment Claim ................1163 2. Disparate Treatment Claim........................................1164 3. Evidence of Litigation Injury from Sexual Relationship...............1164 VIII. Failure to Assert Retaliation..............................................1165 A. Retaliatory Acts.....................................................1165 B. Constructive Discharge...............................................1166 1. Prima Facie Case for Constructive Discharge........................1167 2. The Omitted Alegation of Constructive Discharge Is Not Economically Viable............................................1168 C. Failure to Mitigate...................................................1169 D. Lost Opportunity to Recover Nominal Damages at a Net Loss to the Client Is Not Actionable Malpractice.................................1169 Pending before the court are Defendantsâ Motion for Summary Judgment and Statement of Facts, as amended (âDSOFâ) (Doc. ##171, 172, 246); Plaintiffs Response and Statement of Facts, as amended (âPSOFâ) (Doc. ## 193, 188, 220); and Defendantsâ Reply (Doc. # 206). Also before the court are Plaintiffs Notice of Filing (Doc. # 224) and Defendantsâ Motion to Strike Cecala Declaration and Elliot Supplemental Affidavit (Doc. # 227). The court has reviewed the partiesâ supplemental memoranda (Doc. ## 228, 229, 230) and the responses thereto (Doc. ##236, 237, 238). I. Factual Background Construing the evidence in the light most favorable to Plaintiff, and drawing all reasonable inferences in her favor, the admissible evidence shows the following. *1130 A. NationsBank This is an action for legal malpractice arising out of an employment dispute between Plaintiff Renee Cecala (âCecalaâ) and her former employer, NationsBank (âBankâ), now Bank of America. Cecala began working for NationsBank in Charlotte, North Carolina in June 1994. (PSOF 19-20; DSOF Ex. 3, 4.) Cecala worked at various times in the capital markets, mortgage financing, and mortgage sales divisions of the Bank. (PSOF 19-20.) 1. The Underlying Employment Dispute Cecala contends that NationsBank discriminated against her because of her sex. (Id. at 20.) She âwas not compensated fairly, compared to others similarly situated at the Bank, and at other like institutions,â and was denied promotions and deprived of human resources by Bank management. (Id. at 20-23; Ex. 18 at 2.) Cecala believes that she âflourished and even fostered growth and prosperity within two distinct departmentsâ despite the âwoefully inadequate support and resources she received.â (Id. Ex 18 at 2.) In addition to general underpayment and lack of resources, Cecala alleges that she was âvictimized by sexual harassment [and] a hostile work environmentâ at NationsBank. (Doc. # 193 at 3; PSOF 23-24.) The Bankâs âoppressive and hostile work environment ... caused her great physical and emotional distress.â (Id. Ex. 18 at 2.) From 1994 through 1996, Cecala lodged complaints with senior Bank management about âcompensation, promotions, and resources,â but NationsBank did not address her concerns. (Id. at 21.) 2. Retaining Lawyer Newman In January 1997, Cecala hired New York attorney David B. Newman of the law firm of Cooperman Levitt Winikoff Lester & Newman, P.C. (âCooperman Levittâ), to represent her in negotiations with Nations-Bank. (Doc. # 171 at 3.) Newman sent a letter to the president of NationsBank Capital Markets on February 20, 1997, briefly describing Cecalaâs concerns and expressing his desire âto discuss this matter with you with the hope of resolving these issues short of further legal action.â (DSOF Ex. 5.) The Bank replied: âWe view this is an internal matter and will work with Ms. Cecala to address any concerns she may have.â (Id. Ex. 6.) Bank officials did meet with Cecala on several occasions. (DSOF Ex. 1, RC-00368-72 (arbitration transcript hereinafter referenced by Bates number).) In an effort to resolve Cecalaâs allegations of gender discrimination, the Bank promised her a âmeaningful roleâ in the mortgage finance department, and offered a $10,000 increase in compensation to match her alleged male comparator. (RC-00370.) Cecala refused the offer as unresponsive to her concerns, unreasonable, and unfair. (RC-00371.) Cecala alleges that Nations-Bank retaliated by, among other things, âinterrogat[ing],â âembarrassing],â âostracizing],â âignoring]â and â[freezing her] out of the work she had been doing.â (Doc. # 193 at 3; PSOF 18.) âThese conditions became so intolerable that, in March 199[7], she resigned.â (Doc. # 193 at 3.) Cecala did not seek legal advice from Newman before making this decision. Whether Cecala voluntarily resigned or was âconstructively dischargedâ for complaining about her working conditions is disputed by the parties, as discussed below. (Doc. # 229 at 3-7.) 3.Mitigation of Damages Cecala interviewed for an investment banking job at Goldman Sachs, New York, shortly after resigning from NationsBank. (PSOF 1.) Although she now denies it (Id. *1131 at 1-2), Cecala originally testified that Goldman Sachs offered to hire her as an investment banker. (RC-00748-49.) Cecala declined the offer upon learning that her salary and benefits at Goldman Sachs would not exceed the compensation provided by NationsBank, which she viewed as âbelow market,â âdiscriminatory,â and âone of the reasons [she] resigned from NationsBankâ in the first instance. (RC-00749; PSOF 2.) Cecala does not recall discussing the Goldman Sachs offer or any other issue related to mitigation of damages with her attorney. (Id. at 2.) 4. Litigation Strategy Lawyer Newman commenced arbitration under the auspices of the National Association of Securities Dealers (âNASDâ) in September 1997. (Doc. # 171 at 5.) Newmanâs choice of forum was influenced by the arbitration agreement executed by Cecala in connection with her employment at NationsBank (Id. at 5.) The Statement of Claim alleges, among other things, a right of action under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq, for disparate pay and career advancement relative to Cecalaâs male colleagues, and hostile work environment sexual harassment. (DSOF Ex. 9.) Newmanâs initiatory pleading did not include a claim for retaliation or an allegation of constructive discharge. (Doc. # 193 at 16.) Newman and his associate Kenneth Rubinstein also contemplated filing a charge against NationsBank with the Charlotte District Office of the Equal Employment Opportunity Commission (âEEOCâ). In the summer of 1997, Newman and Mr. Rubinstein drafted an affidavit and sought local North Carolina counsel for that purpose. (Doc. # 171 at 6; 182 Ex. B Attach. 1-2.) Cecalaâs lawyers never lodged a charge with the EEOC. (PSOF 4; Ex. 14 at 12.) B. NASD Arbitration Pursuant to NASD procedure, a three-member panel convened in Charlotte, North Carolina, for 18 full days (36 half-day sessions) of arbitration between August 6, 1998, and October 20, 1999 (Case No. 97-04551). (DSOF Ex. 14 at 3-4.) Newman represented Cecala before the tribunal for 34 of the half-day sessions, until June 21, 1999, when Cecala formally discharged him under disputed circumstances. (Doc. # 193 at 5.) Cecala demanded her client file shortly thereafter, but Newman refused to return it until 2000 because of a billing dispute. (Doc. # 171 at 6; Cecala Dep. Jan. 5, 2007 p. 302.) Cecala attempted to retain a new lawyer in July 1999. (Doc. # 182 Ex. B, 1.) She was unsuccessful, and Cecala represented herself during the last two arbitration hearings in October 1999. (DSOF Ex. 14 at 2; Doc. # 246; Doc. # 171 at 6.) Cecalaâs testimony in the arbitration hearing was contradicted by witness after witness from the Bank. She suffered a withering cross-examination gravely injurious to specific assertions and to her credibility in general. (E.g., RC-00479-81; RC-00658; RC-00664; RC-007611-13; RC-01129-34.) The NASD arbitrators rendered their award on February 10, 2000, finding in favor of NationsBank on all claims. Ceca-la attempted to vacate the adverse decision of the arbitral tribunal in the federal courts pursuant to Section 10(a) of the Federal Arbitration Act, 9 U.S.C. (Doc. # 182 Ex. B at 2.) She was unsuccessful. Cecala v. NationsBank Corp., No: 3:00-mc-00039 (D.N.C. Apr. 4, 2001) (denying the motion to vacate); Cecala v. Nations-Bank Corp., 40 Fed.Appx. 795, 796 (4th Cir.2002) (upholding the district courtâs decision). The NASD award became finally enforceable on November 21, 2002. (Doc. # 65 at 2.) *1132 C. Cecalaâs Relationship with Newman Cecala alleges that she had a non-consensual, sexual relationship with lawyer Newman. She contends further that their ârelationship ... adversely affect[ed] [Newmanâs] legal representation.â (Doc. # 193 at 4.) Cecala submits that Newman âengaged in sexual conduct, including sexual contactâ with her on multiple occasions and in various locations from August 1998, through June 14, 1999, âas a condition to perform legal servicesâ and without her effective consent. (Id. at 15-17.) Cecala terminated her sexual relationship with Newman on the eve of the June 1999, arbitration hearing. âJust before the hearing date Ms. Cecala reached her breaking point. She became so distraught and upset with Newman that she fired him â or, more accurately, his conduct caused her to fire him' â preferring to go it alone rather than continue to endure his demands for sex.â (Id. at 5.) Newman denies that he had a sexual relationship with Cecala, and he offers an alternative explanation for his discharge in a June 17, 1999 memorandum. (DSOF Ex. 3 at 2; Ex. 10.) Cecala was severely affected by her relationship with Newman and her litigation losses both in the NASD arbitration and in the federal courts. (PSOF 25-29.) D. Malpractice Litigation Cecala first considered taking legal action against her former attorney between December 1999 and January 2000. (DSOF Cecala Dep. 163.) Cecala contacted the North Carolina law firm of Ferguson Stein Chambers in âearly 2002, to discuss representation in pursuing Mr. Newman for malpractice,â but she did not retain counsel at that time. (Doc. # 182 Ex. B, 2.) Cecala filed a pro se lawsuit for malpractice against Newman and his law partners at Cooperman Levitt in the Maricopa County Superior Court on April 18, 2003. (DSOF Ex. 16.) The case was dismissed for lack of prosecution. (Doc. # 171 at 7.) After she retained counsel, Cecala resumed legal action against her former attorney and his firm in federal court on November 21, 2004. (Doc. # 1.) The court has jurisdiction over this action pursuant to 28 U.S.C. § 1332 (a)(1). II. Summary Judgment Standard Rule 56(c), Fed.R.Civ.P., provides that summary judgment is proper when âthe pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.â The court must evaluate a partyâs motion for summary judgment construing the alleged facts with all reasonable inferences favoring the nonmoving party. See Baldwin v. Trailer Inns, Inc., 266 F.3d 1104, 1117 (9th Cir.2001). The evidence presented by the parties must be admissible. Fed.R.Civ.P. 56(e). Conclusory and speculative testimony in affidavits and moving papers is insufficient to raise genuine issues of fact and to defeat summary judgment. Thornhill Publâg Co., Inc. v. GTE Corp., 594 F.2d 730, 738 (9th Cir.1979). The party seeking summary judgment bears the initial burden of informing the court of the basis for its motion and identifying those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of any genuine issue of material fact. See Celotex Corp. v. Catrett, 477 U.S. 317, 323 , 106 S.Ct. 2548 , 91 L.Ed.2d 265 (1986). The nature of this responsibility varies, however, depending on whether the legal issues are ones on which the movant or the non-movant would bear *1133 the burden of proof at trial. If the burden of persuasion at trial would be on the non-moving party, the party moving for summary judgment may carry its initial burden of production under Rule 56(c) by producing âevidence negating an essential element of the nonmoving partyâs case,â or by showing, âafter suitable discovery,â that the ânonmoving party does not have enough evidence of an essential element of its claim or defense to carry its ultimate burden of persuasion at trial.â Nissan Fire & Marine Ins. Co. v. Fritz Cos., 210 F.3d 1099 , 1105-06 (9th Cir.2000); High Tech Gays v. Defense Indus. Sec. Clearance Office, 895 F.2d 563 , 574 (9th Cir. 1990). Where the moving party has met its initial burden with a properly supported motion, the party opposing the motion âmay not rest upon the mere allegations or denials of his pleading, but ... must set forth specific facts showing that there is a genuine issue for trial.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 , 106 S.Ct. 2505 , 91 L.Ed.2d 202 (1986). Summary judgment is appropriate against a party who âfails to make a sufficient showing to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trial.â Celotex Corp., 477 U.S. at 322 , 106 S.Ct. 2548 ; Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 , 106 S.Ct. 1348 , 89 L.Ed.2d 538 , (1986) (nonmovantâs showing of âsome metaphysical doubtâ as to material facts insufficient); see also Citadel Holding Corp. v. Roven, 26 F.3d 960, 964 (9th Cir.1994). Summary judgment is not appropriate when the non-moving party identifies or produces evidence from which a reasonable juror, drawing all inferences in favor of the non-moving party, could return a verdict in the nonmoving partyâs favor. United States v. Shumway, 199 F.3d 1093, 1103-04 (9th Cir.1999). III. Legal Malpractice in Arizona The court has not been favored with any briefing as to whether the substantive law of Arizona or that of any other jurisdiction in which Newmanâs conduct occurred supplies the rule of decision in this diversity action. The court therefore takes it that Arizona law applies and that Cecala and Newman have waived any different position. (Doc. ## 171, 193.) Arizona adheres in all significant respects to the majority view of legal malpractice. Therefore, it is unlikely that application of the law of New York or North Carolina would lead to a different result. A. Two Theories of Malpractice Liability In Arizona, âan attorney must act for his client in a reasonably careful and skillful manner in light of his special professional knowledge.â Martin v. Burns, 102 Ariz. 341, 343 , 429 P.2d 660, 662 (1967). A lawyer is also a fiduciary with a duty of loyalty, confidentiality, and obedience to the client. In re Estate of Shano, 177 Ariz. 550, 557 , 869 P.2d 1203, 1210 (Ct.App.1993). Indeed, â[t]he Arizona courts have long held that an attorney is bound to discharge his duties to his client with strictest fidelity and to observe the highest and utmost good faith.â Talbot v. Schroeder, 13 Ariz.App. 230, 231 , 475 P.2d 520, 521 (1970); see Meinhard v. Salmon, 249 N.Y. 458, 464 , 164 N.E. 545, 546 (1928) (Cardozo, J.). The duties of care and loyalty, though coextensive, create two independent bases of tort liability in Arizona. See Barmat v. John & Jane Doe Partners AD, 155 Ariz. 519, 522 , 747 P.2d 1218, 1221 (1987); Schroeder v. Hudgins, 142 Ariz. 395 , 690 P.2d 114 (Ct.App.1984). A duly licensed attorney may be liable in Arizona for departing from the applicable standard of care under the law of negligence. As a *1134 fiduciary, the lawyer may also be liable for breaching his duties of loyalty and confidentiality. Leading commentators distinguish the bases of malpractice liability as follows: â[A]n attorneyâs duties to a client include two obligations: (1) competent representation and (2) compliance with fiduciary obligations. The fiduciary obligations set a standard of âconduct,â analogous to the standard of âcare,â which pertains to the requisite skill, knowledge and diligence. Thus, the standard of care concerns negligence and the standard of conduct concerns breach of loyalty or confidentiality.â 2 Ronald E. Mallen & Jeffery M. Smith, Legal Malpractice § 14:2 at 585-86 (2007) (hereinafter âLegal Malpractice â); Restatement (Third) of the Law Governing Lawyers § 49 (2000) (tracking this distinction). It follows that an attorney may be liable for malpractice under Arizona law for departing from the standard of care, for breaching the standard of conduct, or both. See Smith v. Mehaffy, 30 P.3d 727, 733 (Colo.Ct.App.2000) (distinguishing, in a practical manner, between the dual bases of malpractice liability). B. A Prima Facie Case Although held to standards of care and loyalty, lawyers are not guarantors of successful litigation outcomes. Talbot, 13 Ariz.App. at 231 , 475 P.2d at 521 . Malpractice liability attaches only when the breach of the applicable standard of care or conduct is the cause in fact and legal cause of a cognizable injury to the client. 1.Cognizable Injury In an action for legal malpractice, âinjuryâ means âthe loss of a right, remedy or interest, or the imposition of liability.â 3 Legal Malpractice § 20:1 at 3. A cause of action for legal malpractice, whether sounding in negligence or fiduciary breach, will not lie where âmental injury is the sole complaint.â Id. § 20:11 at 31; Deno v. Transamerica Title Ins. Co., 126 Ariz. 527, 530 , 617 P.2d 35, 38 (Ct.App.1980). âDamages,â in contrast, concern âthe measure of that injury.â Id. at 3; Commercial Union Ins. Co. v. Lewis & Roca, 183 Ariz. 250 , 255 n. 4, 902 P.2d 1354 , 1359 n. 4 (Ct.App.1995). As discussed in further detail below, economic damages proximately caused by malpractice are recoverable, and mental injury damages may also be awarded pursuant to Arizona law if they are a consequence of the attorneyâs âwillful fiduciary breach.â Reed v. Mitchell & Timbanard, P.C., 183 Ariz. 313, 318 , 903 P.2d 621, 626 (Ct.App.1995). 2. Attorney Negligence Malpractice The âbasic elementsâ of a prima facie case for attorney negligence are the same âas in any negligence action.â Phillips v. Clancy, 152 Ariz. 415, 418 , 733 P.2d 300, 303 (Ct.App.1986). To make a prima facie case, the plaintiff must establish: â(1) the existence of an attorney-client relationship which imposes a duty on the attorney to exercise that degree of skill, care, and knowledge commonly exercised by members of the profession, (2) breach of that duty, (3) that such negligence was the proximate cause of resulting injury, and (4) the fact and extent of the injury.â Id. at 418 , 733 P.2d at 303 . 3. Fiduciary Breach Malpractice The Arizona courts have not specifically addressed the elements of a claim of malpractice sounding in fiduciary breach. As a general matter, this cause of action entitles âa protected person (such as a beneficiary of an express trust or a client), commonly referred to as the principal, to recover against a person (such as a trustee or a lawyer), commonly called the *1135 agent, for a violation of the duties of the fiduciary.â Charles W. Wolfram, A Cautionary Tale: Fiduciary Breach as Legal Malpractice, 34 Hofstra L.Rev. 689, 705 (2005). âThat concept has a long history in decisions finding a lawyer liable to a client for fiduciary breach, and it remains the base of all such claims.â Id. The Arizona Supreme Court would likely conclude, in line with the majority view, that âthe essential elements of legal malpractice based on breach of fiduciary duty include the following: (1) an attorney-client relationship; (2) breach of the attorneyâs fiduciary duty to the client; (3) causation, both actual and proximate; and (4) damages suffered by the client.â Kilpatrick v. Wiley, Rein & Fielding, 909 P.2d 1283, 1290-93 (Utah Ct.App.1996); accord 2 Legal Malpractice § 14:2 at 589; Restatement (Third) of the Law Governing Lawyers § 49 cmt. e (2000) (â[T]he rules concerning causation, damages, and defenses that apply to lawyer negligence actions also govern actions for breach of fiduciary duty.â). Proof of a cognizable injury is required to state a claim for malpractice, whether sounding in negligence or fiduciary breach. See Schweizer v. Mulvehill, 93 F.Supp.2d 376, 395-96 (S.D.N.Y.2000) (âThe loss attributable to malpractice must be real and not hypothetical, and the damages must be readily measurable in economic terms.â) The clientâs after-the-fact emotional suffering from a consensual sexual relation with her attorney is not actionable without more. âIntangibles such as shame, humiliation, and emotional distressâ do not constitute âinjuryâ for fiduciary breach malpractice, as â[pjermitting ... intangible injury in the form of emotional distress to replace proof of actual damages would circumvent the statutory limitations on such claims as criminal conversation and alienation of affections.â Margit Livingston, When Libido Subverts Credo: Regulation of Attorney-Client Sexual Relations, 62 Fordham L.Rev. 5, 28 (1993). A New York trial court recently applied this rule to deny recovery to a plaintiff-client who entered into a consensual sexual relationship with her attorney without any independently inappropriate conduct on the part of the lawyer, such as coercion. Guiles v. Simser, 9 Misc.3d 1083 , 804 N.Y.S.2d 904 (Sup.Ct.2005), aff'd, 35 A.D.3d 1054 , 826 N.Y.S.2d 484 (2006). âUnlike the typical case ... there is no evidence here that defendant misused information disclosed by the client in any manner resulting in a detriment to her legal position or that he bartered his services for sex. Nor is there any proof of damages to the client by reason of erroneous, inadequate or laggardly legal advice or dilatory tactics by the lawyer in dealing with the matter entrusted to him.... In short, plaintiff has shown no injury to her position in relation to her case.â Id. at 908; Vallinoto v. DiSandro, 688 A.2d 830, 835 (1997) (same); cf. McDaniel v. Gile, 230 Cal.App.3d 363 , 281 Cal.Rptr. 242 (Cal. Ct.App.1991) (attorneyâs withholding of legal services to gain sexual favors, where the quid pro quo caused clientâs legal position in divorce action to suffer, was a cognizable injury for purposes of breach of fiduciary duty and constituted outrageous conduct for claim of intentional infliction of emotional distress). C. Trial Methodology The âcase-within-a-caseâ method is the âaccepted and traditional means of resolving the issues involved in the underlying proceeding in a legal malpractice action,â whether sounding in negligence or breach of fiduciary duty. 4 Legal Malpractice § 33:9 at 1046. Under this approach, âthe allegedly negligent attorney becomes the proxy for or steps into the *1136 shoes of the original offending defendant.â Arciniega v. Bank of San Bernardino, 52 Cal.App.4th 213, 230 , 60 Cal.Rptr.2d 495, 506 (Ct.App.1997). The Arciniega court observed that the âmisperforming lawyer is deemed to constitute the same âtarget,â legally speaking, as the original offending defendant. Because of the legal malpractice, the original target is out of range; thus, the misperforming attorney must stand in and submit to being the target instead of the former target which the attorney negligently permitted to escape. This is the essence of the case-within-a case doctrine.â Id. at 230 , 60 Cal.Rptr.2d at 506 . âIn a jury trial, the court examines the elements of a cause of action for legal malpractice or of an asserted defense to determine what issues the court will decide and what issues will be submitted to the jury.â 4 Legal Malpractice § 33:12 at 1079. In Phillips , the Arizona Court of Appeals considered the issue of the âappropriate arbiter,â and concluded that the resolution of âlegal issues ... is reserved for the exclusive province of judges,â while âthe jury in the malpractice case should decide the disputed factual issues pertaining to the original suit.â 152 Ariz. at 421 , 733 P.2d at 306 ; Molever v. Roush, 152 Ariz. 367, 374 , 732 P.2d 1105, 1112 (Ct.App.1986). The division of responsibility between the judge and the jury is âfounded on the premise that the object of the second trial is not to determine what the original judge would actually have done. Rather, the issue in the malpractice case is what the outcome should have been if the issue had been properly presented.â Phillips, 152 Ariz. at 421-22 , 733 P.2d at 306-07 (citation and internal quotations omitted) (emphasis in original). âA jury is fully capable of replicating the judgment of another fact-finding tribunal, whatever its composition.â Id. at 421-22 , 733 P.2d at 306-07 (citation and internal quotations omitted). However, âno matter the factual issue, the ... rule is that, if the evidence is undisputed or so conclusive that reasonable persons would not disagree, the resolution presents a question of law for the court.â 4 Legal Malpractice § 33:12 at 1080; Talbot, 13 Ariz.App. at 231 , 475 P.2d at 521 (same). D. Causation 1. âBut-Forâ Causation When the malpractice sounds in negligence, âthe plaintiff must prove that but for the attorneyâs negligence, he would have been successful in the prosecution or defense of the original suit.â Phillips, 152 Ariz. at 418 , 733 P.2d at 303 . âConversely, âbut-forâ causation does not exist if the event would have occurred without the lawyerâs conduct.â 1 Legal Malpractice § 8:5 at 984. âWhere the attorneyâs error was an omission, the inquiry is, assuming the attorney performed the act, would the plaintiff have achieved the claimed benefit?â Id. at 984. To prove âbut-forâ causation, the plaintiff must show that causation by the defendantâs act or omission is reasonably likely, not merely possible. This is the holding of Purcell v. Zimbelman, 18 Ariz. App. 75 , 500 P.2d 335 (1972), a case involving medical rather than legal malpractice. See Mann v. GTCR Golder Rauner, L.L.C., 351 B.R. 685 (D.Ariz.2006) (applying Purcell to a claim of legal malpractice). The Purcell court held that â[a]n essential element of the plaintiffs cause of action for negligence is that there must be some reasonable connection between the act or omission of the defendant and the damage which the plaintiff has suffered.â 18 Ariz. App. at 82 , 500 P.2d at 342 . Thus, the plaintiff âmust introduce evidence which affords a reasonable basis for the conclusion that it is more likely than not that the *1137 conduct of the defendant was a substantial factor in bringing about the result.â Id. at 82 , 500 P.2d at 342 . âAlthough a mere possibility of such causation is not enough, the plaintiff is not required to prove his case beyond a reasonable doubt and he need not negate entirely the possibility that defendantâs conduct was not a cause.â Id. at 82 , 500 P.2d at 342 . âAll that is required in negligence cases is for the plaintiff to present probable facts from which negligence and causal relations may reasonably be inferred.â Id. at 82 , 500 P.2d at 342 ; Thompson v. Sun City Cmty. Hosp., 141 Ariz. 597, 606 , 688 P.2d 605, 614 (1984) (â[p]laintiff fails in his burden of proof and a verdict is directed if the evidence does not warrant a finding that the chance of recovery ... absent defendantâs negligence, was over 50%â); Salt River Valley Water Usersâ Assân v. Blake, 53 Ariz. 498, 503-04 , 90 P.2d 1004, 1007 (1939) (âjuries may not return verdicts on surmise or speculationâ as to the cause-in-fact of the injury). The meaning of âbut-forâ causation in the context of legal malpractice is addressed in Hyatt Regency Phoenix Hotel Co. v. Winston, 184 Ariz. 120, 137 , 907 P.2d 506, 523 (Ct.App.1995), an action for attorney negligence. The court endorsed a jury instruction that â[mjalpractice causes economic loss if it helps to produce the loss and the economic loss would not have happened without the malpractice, â observing that the âemphasized language has the same meaning as the âbut forâ formulation, and it is the preferred instruction in negligence cases.â Id. at 137 , 907 P.2d at 523 (emphasis in original). The case-within-a-case methodology requires the appropriate arbiter to determine what the result âshould have been,â not what it âcould have been.â Phillips, 152 Ariz. at 421 , 733 P.2d at 306 (emphasis in original). Determining what âcould haveâ or âmight haveâ been decided in the underlying action is speculative and is not the objective of an action for legal malpractice. 4 Legal Malpractice § 33:8 at 1044. âThose allegations are not sufficient for sustaining causation in a complaint.â Id. at 1044. âWhere proof of causation would be left to the juryâs speculation, a directed verdict is properly entered.â Tennen v. Lane, 149 Ariz. 94, 97 , 716 P.2d 1031, 1034 (1986). 2. Proximate Causation and Foreseeability of the Injury The malpractice plaintiff must also show that the attorneyâs departure from the standard of care was the legal or proximate cause of her injury. Standard Chartered PLC v. Price Waterhouse, 190 Ariz. 6, 32 , 945 P.2d 317, 345 (Ct.App. 1996); Rogers v. Retrum, 170 Ariz. 399, 401 , 825 P.2d 20 (Ct.App.1991) (distinguishing between cause in fact and legal cause); Phillips, 152 Ariz. at 418 , 733 P.2d at 303 (requiring both âbut-forâ and âproximateâ causation); see Royal Ins. Co. of Am. v. Miles & Stockbridge, P.C., 133 F.Supp.2d 747, 758 (D.Md.2001) (distinguishing between cause in fact and legal cause in attorney-negligence malpractice). In McDowell v. Davis, 104 Ariz. 69, 71 , 448 P.2d 869, 871 (1968), a case involving the negligent operation of an automobile, the court observed that âproximate causeâ has been unvaryingly defined in this State as follows: The proximate cause of an injury is that which, in a natural and continuous sequence, unbroken by any efficient intervening cause, produces an injury, and without which the injury would not have occurred. Id. at 71 , 448 P.2d at 871 . This definition of proximate causation subsumes the separate requirement of cause in fact. âA prerequisite to any determination of proximate cause is a showing of cause in fact; *1138 the defendantâs wrongful conduct must be a cause in fact of the plaintiffs injury before there can be liability.â Jefferson L. Lankford & Douglas A. Blaze, 1-4 The Law of Negligence in Arizona § 4.02 (3d ed.2005) (citation and internal quotations omitted) (hereinafter âNegligence in Arizonaâ ). In Robertson v. Sixpence Inns of America, Inc., 163 Ariz. 539 , 789 P.2d 1040 (1990), a failure-to-warn case, the court explained that proximate cause focuses on the foreseeability of the injury, not the degree of culpability of the defendant or the amount of harm caused by his particular act or omission. âThe defendantâs act or omission need not be a âlargeâ or âabundantâ cause of the injury,â the court explained. Id. at 546 , 789 P.2d at 1047 . â[E]ven if the defendantâs conduct contributes âonly a littleâ to plaintiffs damages, liability exists if the damages would not have occurred but for the conduct.â Id. at 546 , 789 P.2d at 1047 (citations and internal quotations omitted). The concept was illustrated with a discussion of intervening causes. Under Arizonaâs formulation of âproximate cause,â an âefficient intervening causeâ can absolve a tortfeasor from liability even if he was the cause in fact of the injury. McDowell, 104 Ariz. at 71 , 448 P.2d at 871 âAn intervening cause is an independent cause that intervenes between defendantâs original negligent act or omission and the final result and is necessary in bringing about that result.â Robertson, 163 Ariz. at 545 , 789 P.2d at 1047 . âNot all intervening acts are superseding causes,â cautioned the court. Id. at 545 , 789 P.2d at 1047 . âA superseding cause sufficient to become the proximate cause of the final result and relieve defendant of liability for his original negligence, arises only when an intervening force was unforeseeable and may be described, with the benefit of hindsight, as extraordinary.â Id. at 545 , 789 P.2d at 1047 . It would be unfair to hold a defendant liable under such âextraordinaryâ circumstances. Rossell v. Volkswagen of Am., 147 Ariz. 160, 164 , 709 P.2d 517, 521 (1985); Gipson v. Kasey, 496 Ariz. Adv. Rep. 41 , 214 Ariz. 141 , 150 P.3d 228 (2007); Thompson v. Better-Bilt Aluminum Prods. Co., 171 Ariz. 550, 554 , 832 P.2d 203, 207 (1992); 1-4 Negligence in Arizona § 4.02. âIn order to hold an actor liable for negligence, a plaintiff must prove that the plaintiff was in the foreseeable range of the negligent conduct, and that one of the dangers or risks that made the actorâs conduct negligent brought about the injury.â Barrett v. Harris, 207 Ariz. 374, 382 , 86 P.3d 954, 962 (Ct.App.2004). Determining whether a defendantâs conduct was a but-for cause of the plaintiffs injury is logically distinct from, and a condition precedent to, analysis of whether plaintiff was âwithin the foreseeable rangeâ of her lawyerâs negligent conduct. Id. at 382 , 86 P.3d at 962 . âNegligence,â the Barrett court emphasized, âis not actionable in the abstract.â Although a âtortfeasor can be liable if its conduct contributed âonly a littleâ to the plaintiffs damages,â the plaintiff must prove that the defendantâs act or omission is both a but-for cause and a legal cause of the complained-of injury before she may recover. Id. at 382 , 86 P.3d at 962 . 3. But-For Causation and Proximate Causation in Litigation Malpractice i. Subversion of the But-For Causation Requirement Cecala attempts to elide her burden of proof regarding cause in fact. In a summary judgment posture, the record evidence must allow a fair-minded juror to reasonably infer that, but for Newmanâs negligence, Cecala should have prevailed in the NASD arbitration. Purcell, 18 Ariz. *1139 App. at 82, 500 P.2d at 342 . Cecala contends, in contrast, that âcause-in-factâ exits if Newmanâs act or omission contributed âonly a littleâ to the plaintiffs injuries. (Doc. ## 193 at 13-14; 230 at 1; 236 at 2.) This fundamentally misstates the law. The âonly a littleâ language upon which Cecala so heavily relies has no bearing on the cause-in-fact inquiry. The quoted language means only that, upon proof of but-for and legal causation, a defendant may be liable for the foreseeable results of his actions even if he was not the only or even the predominant cause of that injury. This confusion permeates Cecalaâs theory of her case, and the error is fatal to her. By this confusion, she would absolve herself of the burden of showing how any reasonable trier of fact should have found for her in the arbitration, but for Newmanâs negligent acts. Instead, she would empower a malpractice jury to find against her former attorney merely if his negligence contributed âonly a littleâ to the arbitration loss that would have been lost anyway. This would abolish the âbut-forâ causation requirement. ii. The Judgment Error Rule, Speculativeness, and Lack of Foreseeability The foreseeability requirement of proximate causation is also pertinent and fatal to Cecalaâs case. Proximate causation is addressed only after the plaintiff establishes that she should have prevailed but for the defendant-attorneyâs malpractice. 1-4 Negligence in Arizona § 4.02. After crossing the but-for threshold, Ceca-la is required to show, by a preponderance of the evidence, that the litigation injury was foreseeable in the sense that the attorney-defendant should have anticipated the harm from the negligent act or omission. 1 Legal Malpractice § 8:5 at 984-85; see TIG Ins. Co. v. Giffin Winning Cohen & Bodewes, P.C., 444 F.3d 587, 592 (7th Cir. 2006) (holding that a law firmâs failure to produce documents in discovery was not the legal cause of the ensuing $1.2 million in attorney fees for discovery and sanctions). Under the judgment error rule, malpractice liability will not attach for tactical decisions made in good faith in the course of preparing or trying a case. Injury flowing from such errors in attorney judgment is not foreseeable as a matter of law. âGood faith,â explain leading commentators, âis based on an objective standard of whether the lawyerâs decisions were intended to benefit the client in the representation.â 4 Legal Malpractice § 30:8 Mallen and Smith explain the concept as follows: Some alleged errors that should not be the basis for legal malpractice consideration involve inherently judgmental decisions. Thus, considerations, such as the choice of the trier of fact, selection of venue, the style of presentation, should not support a legal malpractice claim. Although lawyers do make tactical decisions, a fundamental policy is that the result should not vary for such reasons. The standard for the case-within-a-case methodology is determining what the result âshould have been,â not what it âcould have been.... â In hind sight, even the defendant-attorney probably would agree with the unhappy client that a different approach might have been more productive. Thus, the rule than attorney is not liable for a mere error in judgment is extremely appropriate and necessary to protect the attorney engaged in the conduct of a trial, who must continuously select between alternatives, none of which are necessarily wrong or right. 4 Legal Malpractice §§ 30:6 at 401; 30:40 at 601 (emphasis added). The rule of no liability for good faith litigation judgments can be viewed as a lack of proof of proximate causation or *1140 lack of proof of âbut-forâ causation. The speculativeness is fatal under either category. See Estate of Re v. Kornstein, Veisz & Wexler, 958 F.Supp. 907, 921, 924 (S.D.N.Y.1997) (Plaintiffs failed to show that there should have been a different result in arbitration if the attorneys adopted the strategies urged by them. âThere is no evidence from which a trier of fact could infer that the same argument ... would have been dispositive if delivered with a different gloss and with greater zeal.... In short, plaintiffsâ hindsight determination that defendants were not rigorous enough or quick enough in advancing the disputed position is precisely the sort of second-guessing of counselâs strategic judgment that does not rise to the level of legal malpractice.â) (citations and internal quotations omitted). 4. Fiduciary Breach Malpractice The same standards of actual and legal causation that govern an action for attorney negligence apply with equal force in an action for fiduciary breach, which is also tried under the âcase-within-a-caseâ methodology. Kilpatrick, 909 P.2d at 1290-93 ; Weil Gotshal & Manges, LLP v. Fashion Boutique of Short Hills, Inc., 10 A.D.3d 267, 271 , 780 N.Y.S.2d 593, 596 (N.Y.App.Div.2004) (âWe have never differentiated between the standard of causation [required] for a claim of legal malpractice and one for breach of fiduciary duty in the context of attorney liability. The claims are coextensive.â); cf. Milbank, Tweed, Hadley & McCloy v. Chan Cher Boon, 13 F.3d 537, 543 (2d Cir.1994) (relaxing the but-for causation standard for fiduciary breach under a now discredited interpretation of New York law); see I Legal Malpractice § 33:10 at 1073-74. IV. Cecalaâs Second Amended Complaint Cecalaâs Second Amended Complaint asserts four bases of attorney and law firm liability: 1) legal malpractice, 2) breach of fiduciary duty, 3) intentional infliction of emotional distress, and 4) negligent supervision. (Doc. # 67.) The first count challenges two discrete patterns of illicit conduct: 1) the mishandling of Cecalaâs Title VII claims against NationsBank both prior to and during the NASD arbitration; and 2) the sexualization of the attorney-client relationship, which in Cecalaâs view âimpaired Newmanâs judgmentâ and precluded dispassionate, objective representation. (Id. at 25.) Cecala avers that these patterns of tortious conduct converged to âcause[ ] or contribute[ ] to the loss of Cecalaâs underlying employment claims,â leading to the forfeiture of money and equitable damages against NationsBank, the loss of âsalary and benefits commensurate with her abilities and qualifications,â and injury to her reputation. (Id. at 26.) Though somewhat inartfully plead, Ceealaâs claim for âmalpracticeâ sounds in negligence because it targets Newmanâs multiple departures from the standard of care, and further alleges that these patterns of misconduct proximately caused Cecala to suffer pecuniary damages. (PSOF 14,17.) Count two, in contrast, asserts malpractice liability on a theory of fiduciary breach. Cecala submits that her former lawyer breached his duties of âloyalty, confidentiality, and disclosureâ by âbecoming sexually involvedâ with Cecala and âfailing to terminate the representation in a responsible manner.â (Doc. # 67 at 28.) The gravamen of this claim is that Newman willfully abused the relationship of trust and confidence that exists between an attorney and his client by engaging in a pattern of âself-serving, manipulative and predatoryâ sexual conduct with Cecala without her effective consent. (Doc. # 193 at 8; PSOF 5-6.) *1141 Cecala avers that Newmanâs willful violation of his fiduciary duties negatively impacted the quality of her legal representation, causing both economic and psychological injury. âIn addition to the pecuniary damagesâ that she suffered âas a result of the loss of her monetary claims and equitable remedies against Nations-Bank, [Djefendant Newmanâs conduct in sexualizing the attorney-client relationship caused further emotional, psychological, and physical damage to [P]laintiff.â (Doc. # 67 at 32.) Cecalaâs causes of action for attorney negligence and breach of fiduciary duty complain, in part, of the same fundamental litigation injury: the loss of her otherwise meritorious claims against NationsBank. However, Cecalaâs claim for breach of fiduciary duty seeks relief for psychological injury in addition to litigation injury. Y. Negligent Supervision Cecalaâs fourth theory of recovery, which targets Newmanâs law firm, need not detain the court for long. Cecala avers in her Second Amended Complaint that Cooperman Levitt âbreached its duty of supervisionâ as well as âapplicable attorney ethical rules to exercise reasonable care in supervising Newman.â (Doc. # 67 at 35.) Cecala alleges that she suffered pecuniary and psychological damages as a direct result of Cooperman Levittâs failure âto supervise [Newman] adequately.â (Id.) This claim is plagued by numerous deficiencies. First, Cecala has failed to offer any evidence as to the standard of care from which the firm is alleged to have deviated. While a professional corporation may be liable under New York law for the torts of its employees under a theory of respondeat superior, Connell v. Hayden, 83 A.D.2d 30 , 443 N.Y.S.2d 383 (1981), Cecala has cited no authority in support of the proposition that Cooperman Levitt owed her an affirmative duty of supervision on the facts of this case, nor has she provided any insight as to what that duty might command. State ethics rules do not, of course, create private rights of action for aggrieved clients. âWith few exceptions, the courts agree that the violation of an ethics rule alone does not create a cause of action, constitute legal malpractice per se or necessarily create a duty.â 2 Legal Malpractice § 19:7 at 1208. The Arizona Supreme Court expressly aligned itself with this majority view when it âdeclined to use the courtâs own ethical standards as a basis upon which to impose legal malpractice liability.â Stanley v. McCarver, 208 Ariz. 219 , 225 n. 6 92 P.3d 849 , 855 n. 6 (2004) (citing Ariz. R. Sup.Ct. 42, R. Prof. Resp., Preamble, Scope ¶ 20 (noting that rules of professional responsibility âare not designed to be a basis for civil liabilityâ)); Elliott v. Videan, 164 Ariz. 113, 116 , 791 P.2d 639, 642 (Ct.App.1989) (discussing jury instructions). Cecala attempts to support her theory of negligent supervision with the affidavit of her legal ethics expert, Professor Geoffrey C. Hazard, Jr. (PSOF Ex. 11.) Professor Hazard opines that Cooperman Levitt failed to supervise Newman or take remedial action against Newman in violation of a legal duty. But his opinion is wholly speculative. First, Professor Hazard assumes that Cooperman Levittâs failure to adhere to a New York Disciplinary Rule is actionable negligence. (Id. Ex. 11 at 7.) Stanley is directly to the contrary. Second, taking âthe facts alleged by [Cecala] concerning sexual relations between her and [Newman] ... as trueâ Professor Hazard simply âassumesâ that âone or more ofâ Newmanâs law partners knew or reasonably should have known of the sexual relationship between Newman and Cecala. (Id Ex. 11 at 2, 7.) There is no factual or *1142 evidentiary foundation for this assumption. (Id. Ex. 11 at 2.) Finally, even assuming that Cooperman Levitt did owe some âduty of supervisionâ to its client, Cecala has failed to adduce any evidence tending to show that, but for the breach of that legal duty, the firm would have detected and would have stopped the inappropriate relationship between Newman and his client. Professor Hazard cannot manufacture a genuine issue of fact by assuming facts without evidence and liability without law. (Id. Ex. 11 at 8.) Summary judgment will be granted against Cecalaâs claim for negligent supervision for failure âto establish the existence of an element essential to [her] case, and on which [Cecala] will bear the burden of proof at trial.â Celotex, 477 U.S. at 322 , 106 S.Ct. 2548 . VI. Statute of Limitations Section 12-542, Arizona Revised Statutes, prescribes a two-year limitations period âfor injuries done to the person of another including causes of action for ... malpractice.â âThe determination of when a cause of action accrues on a claim for legal malpractice is governed by the discovery rule.â Commercial Union, 183 Ariz. at 254 , 902 P.2d at 1358 . Under that rule, the statute of limitations does not begin to run until a plaintiff has actual or constructive knowledge that she has suffered an âactionable wrong,â defined as a âtort that results in appreciable non-speculative harm.â Manterola v. Farmers Ins. Exch., 200 Ariz. 572, 576 , 30 P.3d 639, 643 (Ct.App.2001) (citations and internal quotations omitted). âCommencement of the statute of limitations will not be put off until one learns the full extent of his damages. Rather, the statute commences to run when the plaintiff incurs some injury or damaging effect from the malpractice.â Commercial Union, 183 Ariz. at 255 , 902 P.2d at 1359 . The parties agree that Cecalaâs three remaining theories of recovery are subject to this two-year limitations period. (Doc. # 171 at 9.) Newman urges the court to dismiss âall claims, however denominated,â for failure to comply with A.R.S. § 12-542. (Id. at 7.) However, Cecalaâs litigation malpractice claims were timely filed pursuant to an exception to that limitations period. The claims for intentional infliction of emotional distress and for psychological injury from breach of fiduciary duty are entitled to no such exception, and therefore are out-of-time. A. The Amfac Cases: Errors in Litigation In the litigation context, âthe injury or damaging effect on the unsuccessful party [in an action for litigation legal malpractice] is not ascertainable until the appellate process is completed or is waived by failure to appeal.â Amfac Distrib. Corp. v. Miller, 138 Ariz. 152, 153-54 , 673 P.2d 792, 794 (1983) (âAmfac Iâ); Amfac Distrib. Corp. v. Miller, 138 Ariz. 155, 157 , 673 P.2d 795, 797 (Ct.App.1983) (âAmfac IIâ) (âit is only when the litigation is terminated and the clientâs rights are âfixedâ that it can safely be said that the lawyerâs misdeeds resulted in injury to the clientâ). Because âapparent damage may vanish with successful prosecution of an appeal and ultimate vindication of the attorneyâs conduct by an appellate court,â and in order to âpreserve the essential element of trust in the attorney-client relationship,â a cause of action for malpractice in the litigation context does not accrue until judicial review is exhausted or waived. Amfac II, 138 Ariz. at 156, 159, 673 P.2d at 796, 799; see Glaze v. Larsen, 207 Ariz. 26 , 83 P.3d 26 (2004) (articulating *1143 the practical and policy rationales for the âerrors-in-litigationâ rule of accrual). In its October 11, 2005 Order, the court held Amfac I and its progeny applicable to malpractice in arbitration, stating that âaccrual of a legal malpractice claim arising in arbitration begins when the judicial review of the arbitration award is concluded and the appellate process is completed or is waived by a failure to appeal.â (Doc. # 65 at 9.) Although Newmanâs allegedly negligent representation was complete on or around June 21, 1999, the date he was formally discharged by Cecala, the statute of limitations did not begin to run as to his departures from the standard of care until November 21, 2002, when Cecala abandoned further judicial review of the adverse arbitral award. (Id. at 2.) Thus, Cecalaâs count of attorney negligence was timely filed on November 21, 2004. Cecalaâs fiduciary breach claim, having been filed in November 2004, is untimely under A.R.S. § 12-542 unless it is sheltered by the Amfac cases or some other exception to the two-year limitations period. Though it is a novel question, the court also finds that, to the extent it claims injury to her case against NationsBank, Cecala's claim for fiduciary breach was timely filed under Amfac I and its progeny. As explained in the courtâs prior Order, the Amfac cases delay the accrual of a cause of action for malpractice when the tangible injury upon which that claim is founded could âvanish with successful prosecution of an appeal.â Amfac II, 138 Ariz. at 156, 159, 673 P.2d at 796, 799. The litigation-injury component of Cecalaâs claim for fiduciary breach is predicated upon the adverse decision of the arbitral tribunal. Setting aside that award would likely have cured that injury. B. Amfac Does Not Apply to Non-Litigation Injury Cecala alleges that Newmanâs âoutrageousâ sexual conduct began on August 1998, and continued until June 1999. (Doc. # 193 at 9.) Assaying the facts in the light most favorable to her, Cecalaâs claim for intentional infliction of emotional distress accrued, at the latest, on June 21, 1999, when she discharged her lawyer and ended their sexual relationship. See Floyd v. Donahue, 186 Ariz. 409, 413 , 923 P.2d 875, 879 (Ct.App.1996) (discussing the doctrine of âcontinuing tortsâ). Therefore, absent an exception to A.R.S. § 12-542, Cecalaâs claim for intentional infliction of emotional distress was out-of-time by three years and five months when filed on November 21, 2004. Cecala first contends that her intentional tort claim should be sheltered under Amfac I and its progeny because âMr. Newmanâs outrageous conduct cannot be separated from its adverse consequences that constitute malpractice.â (Doc. # 193 at 9.) Cecala has marshaled no authority for the proposition that the special rule for âerrors in litigationâ has any application to any tort where the injury is fixed when the tort is committed. No policy interest would be furthered by permitting a plaintiff to sleep on her rights when her attorney causes injury to her personhood rather than to her right to competent representation. Mindful of this, the reported decisions make clear that Amfac I and its progeny do not apply where, as here, the injury occurs contemporaneously with the malpractice, but the injury cannot be corrected by the successful prosecution of an appeal. Commercial Union, 183 Ariz. at 256 , 902 P.2d at 1360 (citation omitted). Because it did not âarise in arbitrationâ within the meaning of the courtâs prior Order, Cecalaâs claim for intentional inflic *1144 tion of emotional distress accrued no later than June 21, 1999. (Doc. # 65 at 9.) Cecalaâs fiduciary breach damages that stand free of her litigation injury, such as emotional suffering from Newmanâs âpredatory,â quid pro quo sexualization of the attorney-client relationship, also were fixed on June 21, 1999, the date she discharged Newman. Therefore, the accrual of that injury was on June 21, 1999, and was not delayed by Amfac I and its progeny. C. âUnsound Mindâ Tolling Does Not Apply Cecala submits that her non-litigation claims are tolled by A.R.S. § 12-502, which provides, âIf a person entitled to bring an action ... is at the time the cause of action accrues ... of unsound mind, the period of such disability shall not be deemed a portion of the period limited for commencement of the action.â âThe statutory provision for tolling is premised on equitable principles similar to those that underlie the discovery rule: it is unfair to bar an action in which the plaintiff is mentally disabled and thus unable to appreciate or pursue his or her legal rights.â Doe v. Roe, 191 Ariz. 313, 325 , 955 P.2d 951, 963 (1998) (emphasis in original). A litigant need not be institutionalized nor be adjudged legally incompetent to qualify for tolling under A.R.S. § 12-502. Riley v. Jennings, Strouss & Salmon, 187 Ariz. 136, 141 , 927 P.2d 796, 801 (Ct.App.1996). Cecala concedes that her claim for intentional infliction of emotional distress accrued on June 21, 1999, at the latest, five years and five months before filing this action. (Doc. # 193 at 11.) 1. The Meaning of âUnsound Mindâ Section 12-502, Arizona Revised Statutes, does not supply a definition for the term âunsound mind,â so the courts have filled the gap. The leading cases are Doe and Florez v. Sargeant, 185 Ariz. 521 , 917 P.2d 250 (1996). A person is of unsound mind when he is âunable to manage his daily affairs or to understand his legal rights or liabilities.â Doe, 191 Ariz. at 326 , 955 P.2d at 964 (citation and internal quotations omitted). The definition is disjunctive: âFacts permitting ... Cecala is entitled to have the jury consider both alternatives.â Id. at 328 , 955 P.2d at 966 . The plaintiffs in Florez and Doe alleged that they had suffered sexual abuse during childhood and adolescence and, as a result of the enduring psychological ramifications of those injuries, remained fundamentally unaware of their right to sue, both at and after the time their claims accrued. Florez, 185 Ariz. at 521 , 917 P.2d at 250 ; Doe, 191 Ariz. at 330 , 955 P.2d at 968 . The Doe court explained, âOne who recalls ... repressed memories may not be able to connect the images in a fashion sufficiently coherent to allow an understanding of the incident or the resulting injury. Such a person may not be able to articulate events so as to pursue her rights.â Id. at 320 , 955 P.2d at 958 . However, in light of the countervailing policies implicated by the suspension of the limitations period, the Arizona Supreme Court held in Florez , as in Doe , that to defeat summary judgment a plaintiff must muster âhard evidenceâ to create a genuine issue of material fact as to her inability to appreciate or pursue her legal rights. In most cases, âthe best guide to whether somebody can understand and pursue his legal rights is how that person behaves, not what that person says he or she cannot do.â Doe, 191 Ariz. at 332 , 955 P.2d at 970 (Martone, J., concurring). 2. Quantum of Evidence to Defeat Summary Judgment âIn the context of determining unsound mind as evidenced by an inability *1145 to manage daily affairs, the question [on a defense motion for summary judgment] is whether there is credible evidence of the plaintiffs inability to manage daily affairs.â Doe, 191 Ariz. at 327 , 955 P.2d at 965 (emphasis in original). âThe plaintiff is not required to discredit all evidence of ability to manage her affairs-sueh controverting evidence merely establishes that there is a jury question on an issue of material fact.â Id. at 328 , 955 P.2d at 965 . âIt is not [for the trial court] to weigh conflicting evidence to determine whether the plaintiff was capable of functioning on a day-to-day basis. That role would encroach upon the juryâs function.â Id. at 328 , 955 P.2d at 965 . The same is true for the second prong of the test for unsound mind, where the burden is on the plaintiff to create a genuine issue of material fact as to her inability to understand and assert legal rights. Id. at 329 , 955 P.2d at 967 . âIf there is hard evidence that a person is simply incapable of carrying on the day-to-day affairs of human existence, then the statute is tolled. Otherwise it is not. These are empirical facts easily verifiable and ... difficult to fabricate.â Florez, 185 Ariz. at 521 , 917 P.2d at 255 . âThe purpose of the statute of limitations is to protect defendants and courts from stale [and fraudulent] claims where plaintiffs have slept on their rights.â Doe, 191 Ariz. at 322 , 955 P.2d at 960 (citation and internal quotations omitted). This âpolicy cannot be overcome by conclusory averments such as assertions that one was unable to manage daily affairs or understand legal rights and liabilities. The plaintiff instead must set forth specific facts â hard evidence â supporting the conclusion of unsound mind.â Id. at 326 , 955 P.2d at 964 ; Florez, 185 Ariz. at 526 , 917 P.2d at 255 . These statements from the Arizona Supreme Court, though couched in terms of Arizona procedure, apply with equal force in the context of a Fed.R.Civ.P. 56(c) motion. Thornhill Publâg Co., Inc. v. GTE Corp., 594 F.2d 730, 738 (9th Cir. 1979) (conclusory and speculative testimony in affidavits and moving papers is insufficient to raise genuine issues of fact and to defeat summary judgment). Florez and Doe illustrate what is insufficient and what is sufficient to defeat summary judgment on the issue of unsound mind, respectively. The plaintiffs in Florez were an adult male and an adult female who accused a priest and a male parent of sexually molesting them during childhood. They were capable of maintaining employment, taking care of financial affairs, attending school part-time, and working full-time. Florez, 185 Ariz. at 526 , 917 P.2d at 255 . Their experts opined that the plaintiffs suffered disabling psychological disorders, depression, and post-traumatic stress disorder. These diagnoses provided the sole bases for the expertsâ âunsound mindâ conclusions. The court held the expertsâ opinions insufficient to survive summary judgment. In one case, the expert opined that a plaintiff was of âunsound mindâ because he âsuffered from depression and stress,â among other emotional maladies. Id. at 527 , 917 P.2d at 256 . The court said, âIf these facts, and others listed in [plaintiffs expertâs] affidavit, were sufficient to support a legal finding of âunsound mind,â then all those who have less than satisfactory lives would be of âunsound mind.â â Id. at 527 , 917 P.2d at 256 . Although the affidavits âmay [have] created a scintilla of doubt,â they were insufficient to create a triable issue of material fact in light of the uncontradicted evidence of the plaintiffsâ ability to manage their day-to-day affairs. Id. at 527 , 917 P.2d at 256 . The motion for summary judgment was granted because of the absence of facts â hard evidence â to support their claim. In Doe , the plaintiff accused her father of sexually abusing her during her child *1146 hood. Summary judgment was denied because the plaintiff provided factual substantiation of her disability for the entirety of the period of unsound mind. The experts averred that recollection of the plaintiffs sexual abuse rendered her incapable of performing her duties at a brokerage firm. She was unable to seek employment after voluntarily resigning from her job, she had suicidal ideation, was in denial of the abuse she suffered, and required both psychological and psychiatric therapy and treatment, as well as institutionalization for her mental condition. Id. at 327 , 955 P.2d at 965 . As to the second prong of the disability standard, plaintiff adduced evidence that she repressed her memories of abuse, was in denial that any abuse took place, was unable to accept that the events had occurred, was unable to articulate them, experienced feelings of complicity with her abuser, and experienced feelings of responsibility and guilt for the abuse. Id. at 329 , 955 P.2d at 967 . The expert affidavits, being grounded in facts, were âmore than sufficient to raise a genuine issue of material fact on whether [the plaintiff] was unable to carry on the day-to-day affairs of life.â Id. at 328 , 955 P.2d at 966 . â[T]here [were] facts in the record that detracted] from [the plaintiffs] claim of inability to manage daily affairs,â however. Id. at 328 , 955 P.2d at 966 . Although âthose findings would preclude summary judgment in favor of [p]laintiff if she moved for summary judgment on the unsound mind issue,â they did not require the opposite conclusion. Id. at 328 , 955 P.2d at 966 . 3. Insufficient Evidence of Inability to Understand Legal Rights Cecala has repeatedly and conclusively demonstrated not only that she was aware of her intentional tort claim as of June 21, 1999, the date she discharged lawyer Newman, but also that she was able to âarticulate events so as to pursue her rights,â both as to the arbitration with NationsBank and as to her claims against Newman, from the date of accrual to the present day. Doe, 191 Ariz. at 320 , 955 P.2d at 958 (emphasis added). In her February 27, 2007 Declaration, submitted in connection with her Motion to Disqualify Newmanâsâ standard of care expert (Doc. # 182 Ex. B), Cecala describes â and documents â her multiple attempts during the claimed period of âunsound mindâ to retain counsel for (1) the NASD arbitration, (2) the motion to vacate the adverse award, (3) the appeal of the denial of that motion, and (4) her malpractice claims against Newman. On July 21, 1999, just one month after her intentional infliction of emotional distress and fiduciary breach claims accrued, Cecala used the Martindale-Hubbell lawyer locator service to search for North Carolina counsel in the area of employment law. (Id. Ex. B. Attach. 3.) Having selected the North Carolina law firm of Ferguson Stein, Cecala telephoned John W. Gresham, a member of that firm, to discuss her claims against NationsBank. (Id. Ex. B. at 2.) Cecala discloses that âthe general topic of my conversation was [Ferguson Steinâs] taking over my representation in the NationsBank arbitration.â (Id. Ex. B at 2.) She further avers that â[w]e talked about my case, my claims, and my need of representation. After hearing about the case, and its procedural status, the firm declined to take over the case.â (Id. Ex. B. at 2.) Cecalaâs recollection of subsequent conversations with Ferguson Stein attorneys demonstrates a similar, if not greater, ability to articulate and pursue her legal rights throughout the claimed period of unsound mind. The declarations from Cecalaâs friends and family, discussed in further detail below, also illustrate Cecalaâs ability to perform indepen *1147 dent legal research on her employment and malpractice claims. (PSOF Ex. 23 at 6; Ex. 25 at 3-4.) Cecalaâs ability not only to recognize but also to assert her legal rights during the claimed period of disability is further illustrated by the arbitration transcript from the two sessions in October 1999 where, having failed to retain new trial counsel, she prosecuted her claims on her own. (Id. Ex. 28; Doc. # 246.) Nevertheless, Cecala asserts that âshe did not have the mental, emotional, or physical ability to assert her legal rights, including bringing this action in a timely manner.â (PSOF 25.) This bare conclusion cannot stand in light of Cecalaâs own detañed admission of her ability to both understand and pursue her legal rights. Whether Cecala was ultimately successful in persuading the arbitrators to rule in her favor, in overturning the adverse award in the federal courts, or in bringing suit against Newman in the Maricopa Superior Court, is irrelevant. The focus of the unsound mind inquiry is on cognition, not competency. Doe, 191 Ariz. at 332 , 955 P.2d at 970 (Martone, J., concurring). Unlike the plaintiff in Doe , Cecala has not adduced evidence to create a genuine issue of material fact as to her inability to understand her legal rights against NationsBank or lawyer Newman. She has submitted no hard evidence of denial or inability to articulate the wrongs perpetrated by Newman, feelings of complicity with her abuser, or feelings of guĂŒt for the abuse that would show that she did not understand that a wrong had occurred. Id. at 329 , 955 P.2d at 967 . Quite the opposite. The uncontroverted evidence adduced by Cecala demonstrates not only recognition of her legal rights, but the pursuit of those rights throughout the claimed period of disability. 4. Insufficient Evidence of Inability to Manage Daily Affairs Cecalaâs relationship with Newman caused her profound physical and psychological suffering. The declarations of her family and friends, in particular, present a picture of her emotional instability and mental anguish. The declaration of Ceca-laâs father, Don Cecala, is illustrative: For over two years, the roller coaster of emotions and healing appeared to be headed nowhere. One minute there were flashbacks to the healthy, happy daughter we once had, followed by anxiety episodes, or emptiness, or lifelessness, somewhere in between. I endeavored to use the financial dependency as a tool to help with repair. I experimented frequently with the assignment of responsibility in financial detail, such as bill preparation and paying. It sometimes worked but usually didnât. The inconsistency of Reneeâs personality and capability defied belief. She would be brilliant one minute, and anxiety stricken the next.... Tasks could be accomplished individually and they would appear to reflect the total pattern, but they did not. (PSOF Ex. 23 at 11-12.) That Cecala often needed assistance from her friends and family is insufficient to support a claim of unsound mind where, as here, the uncontroverted evidence shows that Cecala was not only able to care for herself at least some of the time, but that she also had the higher degree of mental ability required to research and pursue her legal rights in the underlying case against NationsBank and against attorney Newman for the entirety of the claimed period of functional disability. Cecala has failed to carry her burden to create a triable issue of material fact as to whether she was âsimply incapable of carrying on the day-to-day affairs of human existenceâ from June 21, *1148 1999, through at least November 21, 2002. Florez, 185 Ariz. at 526 , 917 P.2d at 255 . i. Expert Affidavits The court will examine the opinions of the experts who, in Cecalaâs view, tell âthe real storyâ of her legal disability. (Doc. # 193 at 10 n. 5.) a. Dr. Rutter The first such expert is Dr. Peter Rutter, M.D., a psychiatrist who specializes in the study of âsexual exploitation by attorneys ... holding a position of trust to act in the best interests of those they were serving.â (PSOF Ex. 9 at 3.) Although he interviewed Cecala to familiarize himself with the facts of this case, Dr. Rutter is not Cecalaâs treating psychiatrist, and his opinion is therefore limited to the record now before the court. (Id. Ex. 9 at 2.) In his affidavit and deposition testimony, Dr. Rutter describes a phenomenon known as âtransference,â whereby the receiver of professional services, such as Cecala, has an expectation of being able to trust the provider of those services, Defendant Newman in this case, to act in her best interests. (Id. Ex. 9 at 4; Ex. 10 at 12.) âUnder such conditions, the receiver of services is known and expected to have certain psychological dependency needs and foreseeable vulnerabilities ... that restrict independent and informed judgment regarding both the professional and personal behavior of the professional.â (Id. Ex. 9 at 4.) When that relationship of trust is exploited, as Cecala alleges here, âthere is a deeper and more pervasive level of injury that sets up in the injured individual a condition in which they now often fear, rather than trust, the very professional they must rely on to help them with their vulnerability.â (Id. Ex. 9 at 4.) This is the foundation for Dr. Rutterâs opinion that Cecala suffered âlong-lasting and severeâ damages from the sexualization of the attorney-client relationship, to which she did not effectively consent. (Id. Ex. 9 at 5.) He opined further that â[depression and post-traumatic injuriesâ inured, âresulting in extremes both in terms of emotional suffering and loss of previous functional capacity in work, socialization and personal relationships.â (Id. Ex. 9 at 5.) Dr. Rutterâs opinion does not create a triable issue as to whether Cecala was âincapable of carrying on the day-to-day affairs of human existenceâ from June 21, 1998, through at least November 21, 2002. Doe, 191 Ariz. at 328 , 955 P.2d at 964 . He asserts bare medical conclusions without support in the âspecific factsâ or pertinent time periods. Florez, 185 Ariz. at 526 , 917 P.2d at 255 . His opinion as to Cecalaâs âlong-lasting and severeâ psychological injury is totally devoid of supporting âhard evidence,â and therefore does not satisfy the threshold standard articulated in both Florez and Doe. Id., 185 Ariz. at 521 , 917 P.2d at 255 . Furthermore, Florez expressly held that a diagnosis of post-traumatic stress disorder is not sufficient to toll under A.R.S. § 12-502. 185 Ariz. at 526 , 917 P.2d at 255 . Dr. Rutterâs affidavit and deposition testimony do not, whether standing alone or taken together with the balance of Cecalaâs evidence, create a triable issue of material fact as to Cecalaâs inability to manage the day-to-day affairs of human existence. b. Dr. Harrison Cecala next directs the courtâs attention to the affidavit of Sheryl W. Harrison, Ph.D., a psychologist who treated Cecala for âmajor depressionâ on an âirregular basisâ from February 15, 1999, until February 17, 2000. (PSOF Ex. 22 at 1.) She also âsaw Renee a few times in 2003,â and began seeing her âregularlyâ in 2005. (Id. Ex. 22 at 1.) During that period, Dr. Harrison referred Cecala to a psychiatrist, Dr. *1149 Stonnington, âso that Renee could obtain the benefit of psychological counseling from [Dr. Harrison] and medications from Dr. Stonnington.â (Id. Ex. 22 at 2.) Dr. Harrison believes that she would have seen Cecala more often if, while living in Arizona, Cecala had been able to leave her home. (Id. Ex. 22 at 1.) In her affidavit, Dr. Harrison expresses a variety of medical conclusions. The affidavit does not, however, include âspecific factsâ or any other âhard evidenceâ of Cecalaâs functional incapacity. For example, Dr. Harrison opines, without reference to facts, that between February 1999 and February 2000, she observed that Cecala displayed and expressed âsuicidal ideation.â (Id. Ex. 22 at 2.) Dr. Harrison also expresses the view that Cecala âwas unable ... to maintain any type of employment,â âunable to care for herself adequately,â â[unable] to maintain basic hygiene,â and â[unable] to make decisions about things as simple as what to wear.â (Id. Ex. 22 at 2.) This is the only foundation for Dr. Harrisonâs conclusion that Cecala âlacked the ability to pursue her legal rights.â (Id. Ex. 22 at 2.) The affidavit fails to defeat Newmanâs Motion under Arizona substantive and federal procedural law. Furthermore, Dr. Harrisonâs observations are limited to the one-year period of treatment between February 1999 and February 2000. Even if her conclusory averments did create a genuine issue of material fact as to Cecalaâs inability to manage her daily affairs during that one-year period, they fail to create a triable issue as to the balance of the disability period. c. Dr. Wilson C. Brady Wilson, Ph.D., assessed Cecalaâs psychological status in light of the litigation record, a psychological examination, one face-to-face interview on November 29, 2006, and two telephonic interviews on December 11, 2006, and December 13, 2006. (PSOF Ex. 30 at 3.) This is the foundation for Dr. Wilsonâs conclusion that Cecala suffers various cognitive impairments and that this condition âdeteriorated most significantlyâ between 1999 and 2003. (Id. Ex. 30 at 14.) He eonclusorily avers, without recitation of the supporting facts, that âthe degree of [this] impairment establishes that she was ânot of sound mindâ during the operative period.â (Id. Ex. 30 at 14.) This unsubstantiated conclusion is insufficient to create a genuine issue of material fact as to Cecalaâs inability to manage the day-to-day affairs of human existence as to that period of time. ii. Declarations of Family and Friends Cecalaâs father, mother, brother, sister, first cousin, and close friend have submitted declarations in support of Cecalaâs claim of unsound mind. (Id. Ex. 23; 24; 25; 17; 27; 26.) These poignant declarations show that Cecala was deeply troubled from June 1999, through November 2002, and that her mental health did not begin to improve until 2003. However, the declarations, whether standing alone or read in conjunction with Cecalaâs expertâs affidavits, fail to create a triable issue of material fact as to whether Cecala was âsimply incapable of carrying on the day-to-day affairs of human existenceâ from June 21, 1999, through at least November 21, 2002. Florez, 185 Ariz. at 526 , 917 P.2d at 255 . The proffered evidence of unsound mind shows, at most, that Cecala suffered from depression and post-traumatic stress disorder during the operative period, and that Cecalaâs iragile psychological state often made it difficult, but not impossible, for her to perform some of the every-day tasks of human existence. The declarations do not create a genuine issue of material fact as to Cecalaâs total inability *1150 to perform those tasks throughout the operative three year and five month period. In reviewing these declarations, the court does not consider testimony lacking in foundation as to the date of the conduct. a. 1999 Having discharged her lawyer, Cecala herself declared that she actively pursued new representation from Ferguson Stein in July 1999, where she âtalked about my case, and my need of representation.â (Doc. 182 Ex. B at 1.) Cecala did not succeed in retaining new counsel, and she began to prepare the case on her own. (PSOF Ex. 23 at 6) (âThere was a sea of yellow note paper. I recall being sick with worry that Renee was having to do or least trying to do so much for her case.â) As a threshold matter, Cecalaâs testimony fails to create a triable issue as to whether Cecala was unable to perform day-to-day activities at the time that her intentional tort and non-litigation fiduciary breach claims accrued in June 1999. In August 1999, Cecala telephoned her brother, Randal Cecala, in an effort to explain the traumatic events of the past year. (Id. Ex. 25 at 3.) Randal Cecala decided to travel to Phoenix to comfort his sister at that time. He âfound the house she had been living in littered with stacks of papers and books,â relating to Cecalaâs pro se representation before the arbitral tribunal, and he was âshocked at how she looked.â (Id. Ex. 25 at 3.) He decided to ask Cecala to move in with him and his wife, Christine Cecala, in St. George, Utah. Randal Cecala helped Cecala to pack her things, and Cecala âseemed to fade in and out.â (Id. Ex. 25 at 4.) Although she âseemed tired and weak,â Cecala was able to assist with the packing and the moving process. (Id. Ex. 27 at 4.) Cecala suffered psychologically while living at his brotherâs Utah home in 1999; she had nightmares and battled depression. (Id. Ex. 25 at 4.) However, it is also undisputed that Cecala was able to perform basic legal research relating to her underlying employment claim against NationsBank during that time. (E.g., Id. Ex 25 at 4 (âwhen she had energy to work, it was usually at night when everyone else had left the buildingâ).) Having failed to retain counsel, Cecala went on to prepare for the final arbitration hearing scheduled for October 1999 on her own. With the assistance of her father, Don Cecala, and her brother Randal, Cecala was also able to write checks and exercise some control over her financial affairs. (DSOF 171; Ex. 17.) She was also able, by her own admission, to go shopping for basic necessities at Wal-Mart on her own, schedule and keep appointments for personal grooming, and purchase airplane reservations for travel to Phoenix for medical appointments. (Id. 171-72; PSOF Ex. 23 at 9.) Cecala was not able to work at this time. b. 2000 In late 1999 to January 2000, after conducting legal research on the subject, Cecala decided to investigate the possibility of suing Newman for malpractice. (DSOF 163.) As evidenced by her personal notes, Cecala also called Ferguson Stein around that time to discuss âavoiding any decision of the arbitratorsâ in the underlying employment dispute against NationsBank. (Doc. # 182 Ex. B at 1.) She directed her friends and family to copy exhibits for that purpose. (PSOF Ex. 27 at 5.) Cecalaâs mental condition appears to have been improving at this time. (Id. Ex. 25 at 5.) The February 10, 2000 decision of the NASD tribunal caused Cecala to slip âback into isolationâ and depression. (Id. Ex. 25 at 5.) She âwent through periods where sometimes she would spend days in the office,â in a futile effort to vacate the ad *1151 verse decision. (Id. Ex. 25 at 5.) After making multiple telephone calls, Cecala was able to obtain some limited legal advice from attorney Mickey Abraham, who subsequently represented Cecala at the Court of Appeals for the Fourth Circuit. (Doc. # 182 Ex. B at 2.) Cecala moved in with her father and mother in the fall of 2000, where, although able to âvisit with family and a few select friends,â she âwould otherwise keep to herself with minimal social contact.â (PSOF Ex. 25 at 6.) Her father avers that âshe was unable to care for herself without a lot of helpâ at this time. (Id. Ex. 23 at 10.) c. 2001 Cecala traveled from Utah to Phoenix for appointments with her psychiatrist throughout 2001. (Id. Ex. 27 at 5.) She also applied for Social Security with the assistance of her family. (DSOF 194.) Around April 2001, âRenee suffered a major setback when [the district] [c]ourt ruled against her in an attempt to try to overturn the arbitration award.â (PSOF Ex. 25 at 6.) Cecala had represented herself before the federal district court. Although her depression deepened, Cecala admits that she continued to independently perform basic tasks outside her parentsâ home, such as shopping, throughout 2001. (DSOF 187.) d. 2002 Cecala âagain contacted [Ferguson Stein] in early 2002, to discuss representation in pursuing Mr. Newman for malpractice.â (Doc. # 182 Ex. B at 2.) Cecala also retained Mickey Abraham to represent her on appeal of the district courtâs decision upholding the arbitral award. (Id. Ex. B at 2.) The July 12, 2002 decision of the Court of Appeals for the Fourth Circuit sent Cecala into yet another period of âextreme depression.â (PSOF Ex. 25 at 8.) Yet even while despairing of the most recent of her multiple litigation losses, the undisputed evidence shows that Cecala remained capable of independent action. Cecala went on vacation with her friend Maureen Tatum, during which time she remained quiet and reserved but otherwise was able to take care of herself. (Id. Ex. 27 at 6.) In late 2002, she began drafting a complaint against Newman and his law firm for malpractice, which she filed pro se on April 18, 2003. (Doc. # 171 at 11.) Cecala moved from Utah back to the Phoenix area with her parents at the end of 2002. (PSOF Ex. 23 at 12.) iii. Rule 56(c) Declarations The court heard oral argument on Newmanâs Motion on March 28, 2007. After the close of business on March 27, 2007, on the eve of that hearing, Cecala submitted six new declarations in opposition to Newmanâs Motion for Summary Judgment. (Doc. # 224.) The declarations of Cecala and her friend Diann Draeger were offered in support of Cecalaâs unsound mind claim. (Id. Ex. 1-2.) Cecala contends that her declarations were justified by Fed.R.Civ.P. 56(c), which provides in relevant part, âThe adverse party prior to the day of hearing may serve opposing affidavits.â Newman objected to the admissibility of Cecalaâs declaration, but did not challenge any of the other submissions. (Doc. # 227 at 2.) The authority marshaled by Newman against and Cecala in support of the challenged declaration is inapposite. (Doc. ## 227 at 2; 224 at 1; 238 at 3-4.) Radobenko v. Automated Equip. Corp., 520 F.2d 540, 544 (9th Cir.1975), and Kennedy v. Allied Mut. Ins. Co., 952 F.2d 262 (9th Cir.1991), were predicated upon district court factual determinations that the non-moving parties were attempting to fabricate material issues of fact by resort to a âshamâ affidavit contradicting their own deposition testimony. Cecala does no such *1152 thing. Provenz v. Miller, 102 F.3d 1478 (9th Cir.1996), deals with new evidence presented by the movant in a reply to a motion for summary judgment. That case is of little moment here. Cecalaâs March 27, 2007 declaration was untimely under LRCiv 56.1(d), a local rule setting time limits for filing an opposition to summary judgment. Neither Newman nor the court had an opportunity to read Cecalaâs declaration before the commencement of oral argument on the morning of March 28, 2007. This is the evil to which LRCiv 56.1(d) is directed. Newman could have objected to the Cecala declaration on this ground. Marshall v. Gates, 44 F.3d 722, 725 (9th Cir.1995) (Rule 56(c) âdoes not unconditionally require a district court to accept affidavits up to the date set for hearing on the motion for summary judgmentâ where a valid local rule âplaces a condition on that right.â); Transamerica Corp. v. Transamerica Bancgrowth Corp., 627 F.2d 963, 966 (9th Cir.1980) (enforcement of local rules subject to review for abuse of discretion only). Having failed to do so, Cecalaâs Rule 56(c) declaration will be admitted into evidence. However, neither unsound mind declaration bolsters Cecalaâs claim for statutory tolling. Cecala contends that she did ânot have the mental, emotional, or physical capacity to pursue a lawsuit against the defendants any earlier than November 2004.â (Id. Ex. 1 at 5.) However, the uncontroverted evidence discussed above proves just the opposite. She contends that there were âalways trade-offsâ regarding her ability to concentrate and âattend to very discrete daily tasks,â but does not deny that she could manage her personal grooming, attend to financial affairs, and travel to Arizona for medical appointments during at least some of the claimed period of disability. (Id. Ex. 1 at 5-6.) The declaration of Diann Draeger is similarly unavailing. Ms. Draeger offers no hard evidence of functional disability. She merely elaborates upon the now familiar averments of Cecalaâs experts, friends, and family as to Cecalaâs unkempt appearance, depression, and general malaise in the summer of 1999. (Id. Ex. 2 at 11-13.) 5. Conclusion Cecalaâs expert testimony fails to create a triable issue because it is lacking in factual and temporal foundation, and asserts, with few exceptions, unsubstantiated conclusions rather than âhard evidenceâ of functional disability. Florez, 185 Ariz. at 526 , 917 P.2d at 255 . Although they are also lacking in temporal foundation in some instances, the declarations from Cecalaâs family and friends are generally grounded in facts rather than conclusory averments. However, when viewed in the light most favorable to Cecala, these declarations at most portray a picture of a woman who, while suffering varying degrees of psychological trauma relating to her litigation loss and the sexualization of the attorney-client relationship, was consistently able to carry on the day-to-day affairs of human existence, such as shopping, managing her financial affairs, and traveling from Utah to Arizona for medical appointments. The Cecala and Draeger Rule 56(c) declarations are also insufficient. The âtradeoffsâ in attending to everyday activities, depression, and the lack of concentration testified to by them, whether standing alone or read in conjunction with the supporting declarations of her experts, friends, and family, do not create an issue of fact as to Cecalaâs inability to manage her day-to-day affairs or recognize her legal rights and liabilities from June 21, 1999, through at least November 21, 2002. Finally, the courtâs complete review of Cecalaâs own evidence shows that at the relevant times she actually did the ulti *1153 mate thing the unsound mind exception aims to prove she could not do: pursue litigation. She prosecuted, directly and later with counsel, the Nations Bank arbitration and litigation. She conferred with counsel, researched, and prepared litigation against Newman. She now asks the court to allow a jury to find that she could not do the very thing she was doing. This defiance of plain facts and plain meaning would make foolery of the unsound mind exception. Cecalaâs claims for intentional infliction of emotional distress and non-litigation damages for breach of fiduciary duty are barred by A.R.S. § 12-542. D. Equitable Tolling Is Unwarranted Cecala alternatively contends that the statute of limitations governing her intentional tort and non-litigation fiduciary breach claims should be equitably tolled âto prevent Defendants from benefitting from their own misconduct.â (Doc. # 193 at 11.) Cecala urges the court to invoke its âinherent powerâ to disregard the statutory limitations period so as to resolve Cecalaâs claims-which target âsevere, outrageous and prejudicial attorney misconductâ â on the merits. (Id. at 11.) Although Cecala alleges grave departures from the standards of conduct governing the attorney-client relationship, neither the egregiousness of the breach nor the seriousness of the resulting injury are alone sufficient to justify equitable tolling. Cecala has cited no authority for the proposition that the two-year limitations period, which is designed to âprotect defendants and courts from stale [and fraudulent] claims where plaintiffs have slept on their rights,â may be overcome on such a showing. Doe, 191 Ariz. at 322 , 955 P.2d at 960 (citation and internal quotations omitted). Nor has she referred the court to any authority in support of her contention that the limitations period may be tolled to protect a plaintiff who, though aware of her right of action, knowingly âslept on her rightsâ so as to avoid prejudicing a decision-maker in an independent, though admittedly related, judicial proceeding by suing a lawyer she had discharged long before. (Doc. # 193 at 11.) Hosogai v. Kadota, 145 Ariz. 227, 231 , 700 P.2d 1327, 1331 (1985), does not support Cecalaâs argument for equitable tolling. The plaintiff in Hosogai filed a wrongful death action within the limitations period, but the action was dismissed for defective service of process. The court permitted the plaintiff to bring a new action against the same defendant for the same tortious conduct despite the fact that the limitations period had run because (1) the plaintiff had timely noticed the defendant by filing a claim within the limitations period; (2) the defendant was not prejudiced in the second action; and (3) plaintiff acted reasonably and in good faith in prosecuting the first action and diligently filing the second action. Id. 145 Ariz. at 233 , 700 P.2d at 1333 . None of those circumstances applies here. VII. Causation Newman next urges summary judgment against Cecalaâs remaining causes of action for attorney negligence and litigation-injury fiduciary breach for failure to prove a prima facie case of malpractice under Arizona law. Newman more specifically contends that Cecala has failed to present a triable issue as to the âcausative linkâ between the alleged misconduct and the loss of Cecalaâs claims against NationsBank. (Doc. # 171 at 11-12.) A. Cecalaâs Theory of Causation Is Insufficient Cecala proposes to prove âcausation in this caseâ with testimony from *1154 North Carolina employment attorney Robert M. Elliot (âElliotâ). (Doe. ## 230 at 3; 236 at 7.) Cecala submits that Elliot will âguide [the jury] through the arbitration transcript and related facts that he opines caused or contributed to Newman losing the case.â (Doc. #230. at 7.) Elliotâs opinion as to âthe adverse effect of [Newmanâs] conduct on the outcome of the [underlying] caseâ was disclosed in his December 14, 2006 affidavit. (Id. at 3.) Elliot devotes essentially all of that 26-page affidavit to describing Newmanâs breaches of the standards of care and conduct. (PSOF Ex. 14.) Finally, Elliot states, âIn my opinion ... all of [Defendant's failures in combination, caused or contributed to the loss of Ms. Cecalaâs underlying employment claims.â (Id. Ex. 14 at 25.) Depending on the causation issues to be resolved by the malpractice jury, expert testimony on causation may be impermissible, permissible, or even necessary. As phalt Engineers v. Galusha, 160 Ariz. 134 , 770 P.2d 1180 (Ct.App.1989) (discussing the use of expert testimony in legal malpractice actions); 4 Legal Malpractice § 33:17 at 1118-19 (âExpert testimony may be essential for the plaintiff to establish causation. The trier of fact must be able to determine what the result should have been, if the lawyer had not been negligent.... [U]nless the causal link is obvious or can be established by other evidence, expert testimony may be essential to prove what the lawyer should have done.â); see Rebel Oil Co. v. Atl. Richfield Co., 51 F.3d 1421 , 1435 (9th Cir.1995) (citing cases on expert affidavits in opposition to summary judgment). The court need not decide whether such expert evidence is permissible or necessary in this case because neither Cecala nor her experts have presented any evidence or reasoned explanation as to why she should have won her arbitration but for Newmanâs alleged negligence and fiduciary breach. âNet opinionsâ of the type advanced by Elliot are insufficient. 4 Legal Malpractice § 33.18 at 1141 (a ânet opinionâ is âan opinion that does little more than restate the allegations of the complaintâ); (PSOF Ex. 14 at 6) (âIn reaching this opinion, I have assumed the facts stated in Ms. Cecalaâs First Amended Complaint.â). Elliotâs December 14, 2006 affidavit fails to present any evidence of causation as a matter of law. Without factual foundation, Elliot would simply tell the jury that Ceca-la would have prevailed if Newman had done things differently. (Doc. # 230 at 7.) Elliot asks the court to take his word for it. This he may not do. Hansen v. United States, 7 F.3d 137, 138 (9th Cir.1993) (âWhen the nonmoving party relies on its own affidavits to oppose summary judgment, it cannot rely on conclusory allegations unsupported by factual data to create an issue of material fact.â); LeapSource, 351 B.R. at 704 (summary judgment for defendant-attorney under Arizona law where plaintiff-clientâs expert testimony on causation lacked foundation in specific facts and admissible evidence). If Elliot has more to tell the jury than he has told the court, he may not hold back now and thus exempt Cecala from the summary judgment process. Elliotâs December 14, 2006 affidavit says that the result in the underlying action would have been different if Newman had been admitted to practice law in North Carolina, or prepared more assiduously for trial, or volunteered legal advice that his client did not seek, or filed a charge of discrimination with the Charlotte division of the EEOC, or challenged the enforceability of the arbitration agreement in a judicial forum, or exercised greater care in the selection of the arbitrators, or obtained some unspecified documentary evidence from NationsBank by pursuing a more aggressive discovery strategy, or abstained from sexual intercourse with his client, or *1155 adopted a more cohesive trial strategy, or returned Cecalaâs client file after he was discharged by her and before the arbitration concluded. (PSOF Ex. 14.) But the expert makes no attempt to substantiate any of these claims with any facts or reasoned analysis. He does not discuss any missing evidence or say how it would have changed Cecalaâs fate. It is specifically fatal to his conclusion that Elliot avoids any discussion of the numerous legal, factual, and credibility problems that plagued Cecalaâs arbitration claims, problems that are apparent from even the most cursory perusal of the arbitration transcript. Cecalaâs opposition papers also include ânet opinionsâ on loss causation from fiduciary breach from Professor Hazard, an expert on legal ethics, and Dr. Rutter, Cecalaâs consulting psychiatrist. These opinions assume everything and help the jury with nothing. See Fed.R.Evid. 702 (expert opinions must assist the trier of fact). Though they merit little discussion, the Hazard and Rutter affidavits will be addressed for the sake of completeness below. B. Procedural Issues The Motion puts Cecala âon notice that [Defendants] are putting her to her Celotex burden as to all her theories, not just those raised in this Motion.â (Doc. # 171 at 12.) Cecala objects to Newmanâs motion practice, claiming that she had âno notice or opportunity to brief any specific objectionâ relating to the sufficiency of her causation evidence. (Doc. # 230 at 5 n. 4.) This argument lacks merit. Newman has carried his initial burden of production, and causation for each of Cecalaâs malpractice claims is properly before the court in a summary judgment posture. High Tech Gays, 895 F.2d at 574. 1. Newman Carried His Initial Burden Under Rule 56(c) â[A] party seeking summary judgment always bears the responsibility of informing the district court of the basis for its motion, and identifying those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of material fact.â Celotex, 477 U.S. at 328 , 106 S.Ct. 2548 (internal quotations omitted). In Nissan Fire & Marine, the Ninth Circuit interpreted Celotex as follows: [U]nder ... Celotex , a moving party without the ultimate burden of persuasion at trial may carry its initial burden of production by either of two methods. The moving party may produce evidence negating an essential element of the nonmoving partyâs case, or, after suitable discovery, the moving party may show that the nonmoving party does not have enough evidence of an essential element of its claim or defense to carry its ultimate burden of persuasion at trial. The first method ... may be more commonly employed ... [b]ut this does not mean that the second method, at issue in Celotex , is legally disfavored. The Supreme Court has clearly indicated that, in appropriate cases, a moving party may carry its initial burden of production by showing that the nonmoving party does not have enough evidence to carry its ultimate burden of persuasion at trial. 210 F.3d at 1105-06. The nonmovant âmust have had sufficient time and opportunity for discovery before a moving party may be permitted to carry its initial burden of production by showing that the nonmoving party has insufficient evidence.â Id. at 1105-06. This requirement prevents the movant *1156 from ârailroadingâ the opposing party with a premature âno evidenceâ motion for summary judgment. See Fed.R.Civ.P. 56(f). Newman satisfied his initial burden of production. He contends that Cecalaâs evidence fails to create a genuine issue of material fact as to whether Cecala should have prevailed at the NASD but for her attorneyâs malpractice. (Doc. # 171 at 12-17.) He explains why the claims of negligence in the selection of the arbitral forum and negligence in the prosecution of the Title VII case are insufficient as a matter of law. (Doc. # 171 at 13-17.) Newman also noted the insufficiency of evidence of causation in general. No more is required of him under Celotex and Nissan Fire & Marine. In her Response, Cecala avers that â[a]ll of her claims are fully supported by the evidence, reasonable inferences, and expert witness testimony,â and she attempts to substantiate that claim by reference to her Statement of Facts. (Doc. # 193 at 1.) Cecalaâs later contention that she âhad no notice or opportunity to briefâ the causation issues (Doc. #230 at 5 n. 4) is also belied by her statements during the March 28, 2007 oral argument. E.g., (Doc. # 239 at 35-39) (âWe laid out why there was causation. We laid out why there was a winning ease.â). Finally, the court invited supplemental briefing on the legal standards governing proof of causation in an action for legal malpractice. Cecala responded with 14 pages of briefing. (Doc. ## 230, 236.) Cecala may not proceed on the âmere hope that trial would produce evidence she was unable to garner at the state of summary judgment.â Parker v. Federal Natâl Morg. Assân, 741 F.2d 975 (7th Cir.1984). âThe very mission of the summary judgment procedure is to pierce the pleadings and to assess the proof in order see whether there is a genuine need for trial.â Fed.R.Civ.P. 56, Advisory Comm, note to 1963 amend. Cecalaâs opposition papers do not point to any admissible evidence ignored or overlooked by Newman. Cecalaâs responsive memorandum does not contain any reasoned analysis from which a reasonable juror, drawing all reasonable inferences in her favor, could find that Cecala should have prevailed against NationsBank but for Newmanâs malpractice. Shumway, 199 F.3d at 1103-04 . There is no basis for trial here because Cecala has failed to link any allegation of malpractice contained in the Second Amended Complaint to the loss of her claim in the arbitral forum. 2. Cecalaâs Supplemental Expert Affidavit Was Untimely The second procedural issue is the timeliness of Elliotâs Supplemental Affidavit. (PSOF Ex. 16.) The March 6, 2006 Case Management Order, as amended, (Doc. ## 94, 148) set a December 14, 2006 deadline for the disclosure of Cecalaâs expert witnesses required by Fed.R.Civ.P. 26(a)(2)(B). The court has repeatedly emphasized that the deadlines prescribed by Case Management Order are not precatory. The opinion of Cecalaâs standard of care expert was first disclosed on December 14, 2006, in compliance with the Case Management Order. (PSOF Ex 14.) Included in Cecalaâs March 5, 2007 opposition papers, however, were sixteen pages of new testimony from attorney-expert Elliot. (Id. Ex. 16.) Although styled as a âSupplemental Affidavit,â and offered for âclarification purposes,â Elliotâs submission is in fact a belated attempt to provide some foundation for his previous wholly unsubstantiated assertion that Newmanâs multiple âfailures in combination, caused or contributed to the loss of Ms. Cecalaâs underlying employment claims.â (Doc. # 238 at 4; PSOF Ex. 14 at 25.) *1157 Elliot does not contend that supplementation was required to account for new information not known to him at the time of his original report. Nor does the expert attempt to justify his untimely report on any other ground contemplated by Fed. R.Civ.P. 26(e)(1) or 37(c)(1). Instead, Elliot submits that his additional testimony was necessitated by Newmanâs counselâs failure to inquire during his February 6, 2007 deposition as to the undisclosed foundation for his original opinion on the subject of causation. (PSOF Ex. 16 at 2.) That argument is without merit. It is the obligation of the party making belated disclosure to show justification or harmlessness. Wilson v. Bradlees of New England, Inc., 250 F.3d 10, 21 (1st Cir.2001) (quoted in Yeti By Molly, Ltd. v. Deckers Outdoor Corp., 259 F.3d 1101, 1107 (9th Cir.2001)). Elliotâs March 5, 2007 submission was two and a half months late. The Supplemental Affidavit is prejudicial to Newman and, having been filed after the applicable deadline without substantial justification, it will be excluded pursuant to Fed.R.Civ.P. 37(c)(1). In her opposition memorandum, Cecala contends that Newmanâs March 30, 2007 Motion to Strike Elliotâs Supplemental Affidavit was unauthorized and untimely in its own right. (Doc. # 238 at 1-2.) Newmanâs Reply on the Motion for Summary Judgment objected to the legal sufficiency of Elliotâs Supplemental Affidavit, but did not challenge its untimely disclosure. (Doc. # 206 at 10-11.) At oral argument, Newman objected more specifically to the belated supplementation, followed by a written objection to the same effect. (Doc. # 227.) Though one could view it different ways, the court concludes that the timeliness objection raised at oral argument was sufficient. First, the timeliness objection to late expert testimony could be raised at trial even if it was lost for summary judgment. Absent some other unfairness to Cecala on summary judgment, there is no purpose to denying summary judgment based on evidence that would be excluded at trial, resulting in judgment as a matter of law and a wasted trial. Second, Cecala is not prejudiced by Newmanâs raising the timeliness objection at oral argument because Cecala could have done nothing to save the affidavit if Newman had objected more clearly in their reply brief. Third, the courtâs authority to enforce case management deadlines is well established. â[T]he district court has an interest in the efficient management of its docket. Whenever a party, without good cause, neglects to comply with reasonable deadlines, the courtâs ability to manage its docket is compromised. Courts are entitled to take sensible measures to guard against such debilitating occurrences.â Santiago-Diaz v. Laboratorio Clinico, 456 F.3d 272, 277 (1st Cir.2006). It would be unfair to force Newman to respond with any specificity to the opinions first disclosed in Elliotâs Supplemental Affidavit. See Yeti By Molly, 259 F.3d at 1107 (litigant not required to depose opposing partyâs damages expert when that expertâs report was not timely disclosed); Santiago-Diaz, 456 F.3d at 277 (â[Plaintiffs foot-dragging in ... providing his report deprived defendants of the opportunity ... to prepare their defenses.â). Newmanâs Motion to Strike Elliot Supplemental Affidavit (Doc. # 227) will be treated as an objection and will be granted as such. The Motion may have been proper as a motion to strike since the very filing of the document was challenged, but in any event its function as an objection was clear. Newman is entitled to summary judgment on Cecalaâs claims for loss of her arbitration claims. For the sake of thoroughness and to further show the general *1158 lack of actionable negligence itself, the specifics of both Elliotâs Original and Supplemental Affidavits will be addressed below. C. Causation Evidence from Elliotâs Affidavits Even if it were admitted, Elliotâs Supplemental Affidavit fails to supply a causal nexus between the allegations of attorney malpractice and the loss of Cecalaâs arbitration claims. Elliot elaborates upon his original, summary conclusion, but his out-of-time averments offer no reasoned analysis of the Bankâs evidence or explanation how every reasonable trier of fact should have disregarded the Bankâs cumulative controverting evidence, Cecalaâs concessions on cross-examination, and her general failure of credibility at the arbitration hearing. When stripped of its extra words without extra content, Elliotâs Supplemental Affidavit, like its predecessor, asserts causation by faith alone. 1. Newmanâs âIneffective Representationâ Elliot ignores the pervasive contradictory evidence and credibility problems in the arbitration transcript and confirmed by the courtâs own review of that record and instead asserts that âthrough [Newmanâs] ineffective presentation, facts which would have supported Ms. Cecalaâs claims were lost or buried in a mass of irrelevant and repetitive evidence.â (PSOF Ex. 16 at 4.) Elliot also asserts that Cecalaâs lack of credibility can somehow be attributed to Newmanâs ineffective witness preparation, rather than upon the multiple instances in which her testimony was directly impeached by opposition witnesses and contradictory facts. (Id. Ex. 14 at 18.) He avers that âMr. Newmanâs presentation of Ms. Cecalaâs case, both through Ms. Ceca-laâs testimony and the testimony of other witnesses on direct and cross examination was extremely disjointed.â (Id. Ex. 14 at 22.) He adds that the âclarity, focus, and priority of the most important and favorable evidence which are indispensable to an effective presentation to the fact finder was sacrificed through Mr. Newmanâs lack of preparation.â (Id. Ex. 14 at 22.) Elliot then concludes that effective presentation of the record evidence would have led the arbitrators to find in Ceealaâs favor. (Id. Ex. 16 at 11; Doc. # 280 at 7.) âIn a suit complaining of the manner in which proof was presented and the manner of examination and cross-examination of witnesses, only by pure guesswork can the verdict of a jury be examined and a so-called cause for that verdict be determined. No man shall suffer a judgment against him based on guess.â Stricklan v. Koella, 546 S.W.2d 810, 813 (Tenn.Ct.App. 1976); McKnight v. Dean, 270 F.3d 513, 518 (7th Cir.2001) (Legal malpractice is ânot a synonym for undistinguished representation.â It is not âa failure to be brilliant, but a failure to come up to even a minimum standard of professional competence.â). Elliotâs conclusory opinion as to the dispositive effect of more zealous representation is entirely speculative. Elliot provides no specific explanation why a jury in this action could conclude that Cecalaâs testimony should have been believed and the phalanx of contradicting witnesses all disbelieved if she had been favored with more diligent preparation and more âeffective presentation to the fact finderâ by her lawyer. (PSOF Ex. 14 at 22.) He simply asks the court to take his word for it. (E.g., id. Ex. 16 at 7 (âMr. Newmanâs failure to prepare for Ms. Ceca-laâs arbitration hearing [ ] permeated every aspect of his performance. Undoubtedly, his departures in this respect contributed to or caused the loss of Ms. Cecalaâs claims.â).) This is not sufficient. See Estate of Re, 958 F.Supp. at 907, 921, 924 (plaintiffs failed to show that there should *1159 have been a different result in arbitration if the attorneys adopted the litigation strategies urged by them). 2. Improper Selection of and Hostile Attitude Toward the NASD Arbitrators Similarly unavailing is Elliotâs attack on Newmanâs selection of and behavior toward the NASD arbitrators. (PSOF Ex. 14 at 15; Ex. 16 at 7-8.) Elliot states, âThe transcript of [the arbitration] proceedings in May-June 1999, reflects that the panel members were becoming more and more impatient with Mr. Newmanâs long and repetitive questioning of witnesses on matters of which the witnesses claimed no knowledge, or matters consistent with Mr. Newmanâs pleadings, or matters which the panel had ruled were objectionable for one reason or another.â (Id. Ex. 16 at 8.) When the panel objected to Newmanâs line of questioning, Cecalaâs expert avers that âMr. Newman became rude, sarcastic and insulting to the panel members,â which in turn drew stern admonishments from the tribunal. (Id. Ex. 16 at 8.) Newmanâs display of âcontemptâ toward the fact finders who held âhis clientâs legal fateâ led Elliot to conclude that Newmanâs behavior âprobably destroyedâ Cecalaâs case and extinguished any chance of recovery. (Id. Ex. 16 at 9.) Taking these premises as true, they would not permit a reasonable jury to conclude that Cecala otherwise should have won and that the arbitrators put aside law and evidence to punish her for her lawyerâs tactlessness. A finding of causation from lawyer demeanor would be grounded in speculation about how a âbetterâ result should have occurred. 4 Legal Malpractice § 30:40 at 611-12. Such an inference would run counter to public policy. âAllowing proof of whether a jury was prejudiced [by attorney demeanor] is inconsistent with the assumption that the trier of fact acted impartiallyâ and âpresupposes an improper response by the trier of fact.â Id. at 611-12. This is illustrated in Holley v. Massie, 100 Ohio App.3d 760 , 654 N.E.2d 1293 (Ct.App. 1995), where the attorney repeatedly fell asleep at deposition and trial, allegedly leading the jury to formulate a prejudicial inference about the merits of the plaintiffs case. In upholding summary judgment for failure to prove causation of cognizable injury, the court emphasized that the jury was presumed to have deliberated on evidence, not the conduct of counsel. âTo permit the sanctity of the jury room to be broken to determine how jurors reacted to the demeanor of counsel during the trial would seriously undermine the stability and continued efficacy of trial by jury.â Id. at 767 , 654 N.E.2d at 1297 . Furthermore, there is a âliberal federal policy favoring arbitration agreements.â Moses H. Cone Memâl Hosp. v. Mercury Constr. Corp., 460 U.S. 1, 24 , 103 S.Ct. 927 , 74 L.Ed.2d 765 (1983). That policy is served in part by the presumption that arbitral tribunals are fully capable of adjudicating statutory claims in a neutral and unbiased manner. See Gilmer v. Interstate/Johnson Lane Corp., 500 U.S. 20 , 111 S.Ct. 1647 , 114 L.Ed.2d 26 (1991); EEOC v. Luce, Forward, Hamilton & Scripps, 345 F.3d 742 , 747 (9th Cir.2003); Koveleskie v. SBC Capital Mkts., Inc., 167 F.3d 361, 368 (7th Cir.1999); Rosenberg v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 170 F.3d 1, 15 (1st Cir.1999). Cecala cites Berkeley v. Liddle, 247 A.D.2d 231 , 668 N.Y.S.2d 354 (App.Div. 1998), in support of her contention that Newmanâs âunwarranted, angry and belligerent behavior in arguing his clientâs case to the trier of fact is alone, without anything more, sufficient evidence of malpractice to go to the jury.â (Doc. # 193 at 17.) That case held, without any recitation of operative facts, that âissues of fact exist *1160 precluding summary judgment, including whether the demeanor of the attorney who represented the client in arbitration was so belligerent as to be offensive to the panel and prejudice the clientâs case.â Berkeley, 247 A.D.2d at 231 , 668 N.Y.S.2d at 354 . The emphasis of the courtâs summary decision was not on the lawyerâs belligerent attitude, but rather his negligence in developing expert witness testimony. Id at 231, 668 N.Y.S.2d 354 , 688 N.Y.S.2d at 354-55. Nevertheless, in submitting the case to a jury in part upon a showing of attorney belligerency, the court failed to account for the speculation inherent in the inference of causation from âoffensiveâ lawyer demeanor, and disregarded the policy considerations implicated by a challenge to the impartiality of the finder of fact. The case is also inconsistent with the requirement of proof of what any reasonable trier should have found, not what the original trier of fact would have found. Phillips, 152 Ariz., at 418 , 733 P.2d at 303 . The Berkeley decision, which has been criticized by at least one commentator, 4 Legal Malpractice § 30:40 at 611-12, is contrary to Arizona law and finds no support in the New York cases. Elliotâs related averment that Newman âdeparted from the standard of care in failing to investigate, evaluate and exercise professional judgment as to the selection of the arbitrators who served on the arbitration panelâ must also be rejected. This conclusion is inherently speculative and contrary to public policy. As summarized by one commentator, âCausation issues and important public policy considerations usually preclude a cause of action ... for error concerning the selection, voir dire, or general jury process. Since basic policy dictates that either trier of fact should be equally fair, a lawyer should not be liable for choosing one over the other.â 4 Legal Malpractice § 30:39 at 595-96. It follows that â[ajllowing proof that a judge is not fair, less reasonable or less generous is contrary to the concept of judicial impartiality.â Id at 596. Permitting âsuch a contention to be made, expressly or impliedly, in a legal malpractice action is antithetical to sound public policy.â Id at 596; see Estate of Re, 958 F.Supp. at 923 (criticizing the position, abandoned by plaintiffs themselves, that the selection of an arbitrator could be actionable malpractice). Moreover, even if an inference of injury were permissible on this ground, Elliot advances no rationale for gainsaying Newmanâs choice of arbitrators. (PSOF Ex. 14 at 15.) 3. Inadequate Discovery: Failure to File with the EEOC Yet another theory of causation advanced by Elliot is that Newman would have discovered additional supportive evidence if he had filed a charge of discrimination with the Charlotte Division of the EEOC. (PSOF Ex. 14 at 11-13.) Newman observes that âthrough the EEOC procedures, the attorney for the employee will ultimately have access to preliminary âdiscoveryâ in the factual record developed by EEOC, regardless of EEOCâs disposition of the charge; and under EEOCâs mediation procedures, there is a more effective opportunity for early settlement, avoiding the time and expense of litigation.â (Id Ex. 14 at 12.) He further asserts that foregoing the discovery opportunities and âroadmapâ for trial preparation that would have been generated by the EEOC process led to the âdestructionâ of Cecalaâs claims. (Id Ex. 16 at 4.) However, this conclusory averment does not provide a sufficient basis for a jury to conclude that Cecala should have won in the underlying action. Elliotâs opinion as to the practical effect of Newmanâs strategic decision to forego the EEOC process is entirely speculative. He does not specify, for example, *1161 what evidence Newman might have disgorged from NationsBank with the assistance of the EEOC, or how those additional facts, if discovered, should have led to a different outcome. He avers only that the filing of a charge with the EEOC would have facilitated discovery, creating âleverageâ against the employer, and the âopportunity for early settlement,â thereby âavoiding the time and expense of litigation.â (Id. Ex. 14 at 12.) But such abstract pronouncements cannot take the place of actual proof. Causation must be inferred from facts, not from bare expert endorsement. See Allbritton v. Gillespie, Rozen, Tanner & Watsky, P.C., 180 S.W.3d 889, 892 (Tex.App.2005) (rejecting â[t]ake my word for it, I knowâ affidavits from attorney-experts in legal malpractice actions). Cecala has the burden of establishing not only what Newman should have uncovered during the discovery processes, but also that use of the information should have produced a better result. See Ross v. Adelman, 725 S.W.2d 896, 897 (Mo.Ct.App. 1987) (âThe record is ... totally devoid of any proof that [the result would have been different] had respondent made the investigation [urged by appellants].... That proof by appellants is essential to their claim. This lack of evidence is fatal to appellantsâ case because there is no showing that any acts or omissions complained of caused appellants to sustain damage.â). Elliotâs testimony provides no basis from which a juror could reasonably conclude that Cecala should have prevailed against NationsBank if her lawyer had actually engaged the EEOC and employed that legal process to his clientâs advantage. Elliotâs lost opportunity for discovery theory fails, as a matter of law, to support a reasonable jury inference of loss causation. 4. Loss of a Procedural Advantage: Foregoing Litigation Elliot next avers that Newmanâs decision to proceed directly to arbitration itself caused Cecala to lose her claim. He contends that the âwaiver of any opportunity of litigationâ had âserious repercussionsâ because it resulted âin some loss in the rights of discoveryâ and also led to âthe loss of a trial by jury.â (PSOF Ex. 14 at 13.) This too is insufficient for a jury to find causation and insufficient as a matter of law for legal malpractice. Elliot provides no factual support for his contention that Cecala lost her claim in the arbitral forum simply because her lawyer opted to litigate there. See Stroock & Stroock & Lavan v. Beltramini, 157 A.D.2d 590, 591 , 550 N.Y.S.2d 337, 338 (App.Div.1990) (âCounselâs decision to proceed before the courts rather than in arbitration at worst amounts to an error in professional judgment which does not rise to the level of malpractice.â) (emphasis in original). Elliot also opines, âIn any event, even if [Newman was] correct that arbitration was mandatory, the worst that could have happened was that NationsBank would have filed a motion to require arbitration; and in that event, NationsBank would have had the burden of proving the necessity of arbitration.â (PSOF Ex. 14 at 1.) Elliot thus urges that, believing the arbitral agreement to be enforceable, Newman should have filed in a judicial forum anyway, in the hopes that NationsBank would somehow fail or least expend considerable sums of money to specifically enforce the clause. (Id. Ex. 14 at 13.) Elliot does not aver that Cecala would have prevailed if her lawyer had followed this course of action. Aside from the fact it does not bolster Cecalaâs prima facie case for causation, this line of reasoning also is insuffi *1162 cient as a matter of law for legal malpractice. In Jones Motor Co. v. Holtkamp, Liese, Beckemeier & Childress, P.C., 197 F.3d 1190 (7th Cir.1999), the court considered the issue of whether âthe loss of a procedural advantage can give rise to a malpractice suit even if the advantage was not essential to the protection of the clientâs substantive rights.â Judge Posner answered in the negative. The insurance company plaintiff sued its former counsel for negligently failing to obtain a jury trial in the underlying personal injury action, allegedly leading to a higher damage award. The court upheld dismissal for failure to prove damages. Through the defendantsâ negligence Jones and its insurer lost their right to a jury trial and were forced to submit to a bench trial â which means they got a trial before an authorized tribunal. They allege no error in the conduct of the trial by the judge whom they did not want to try the case, and they did not appeal from the judgment that he rendered, large as it was. The plaintiffs thus got a fair trial and there is no basis for supposing that the judgment was excessive. [W]e think ... a malpractice plaintiff cannot prevail merely by showing that his claim had some nuisance value. To impose malpractice liability for booting a nuisance suit would ... simply encourage nuisance suits, of which we have enough already. Id. at 1192-92 . Cecala is asking the court to hold an attorney liable on the very theory rejected in Jones Motor Company. 5. Termination of the Representation Elliot finally contends that Cecala would have won if she had not been forced to discharge lawyer Newman prior to the conclusion of the arbitration. According to Elliot, the termination of the attorney-client relationship prejudiced the merits of Cecalaâs case in three ways. First, Cecala was forced to represent herself during the October 1999 hearing dates. Although she presented evidence, Cecala was âno matchâ for the Bankâs lawyer. (PSOF Ex. 16 at 10.) Second, Cecalaâs pro se representation was hamstrung by Newmanâs refusal to return the client file until 2000. {Id. at 12; Ex. 14 at 23; Doc. # 193 at 7.) Finally, Cecala was âunable to provide a closing argument or brief to the arbitration panel.â (PSOF Ex. 16 at 10.) As a result, âthe evidence in the record which could have provided a basis for a strong response to the bankâs briefâ went undiscovered. (Id. Ex. 16 at 10.) Elliot concludes, without more, âThe failure to present a closing argument or brief insured the loss of Ms. Cecalaâs claims.â (Id. Ex. 16 at 10.) Like Elliot, the court is deeply troubled by Cecalaâs allegations of attorney misconduct. However, Elliotâs untimely arguments fail as a matter of law to create a triable issue of loss causation because they are wholly lacking in foundation and are speculative to boot. The court takes it as true that Cecala was outgunned by the Bankâs attorney during the October 1999 hearings. But the mere fact that Cecala appeared pro se does not suggest that the result on the merits would have been different if Newman had stayed on. Elliot is merely speculating about the harmful effect of Cecalaâs untrained presentation and legal argumentation upon neutral decision-makers, and this is insufficient as a matter of law to permit a jury to draw a reasonable inference of loss causation. In fact, the transcript from the final two hearings suggests that the panel went to great lengths to accommodate Cecala. They granted her a recess on October 19, 1999, for example, so that she could retrieve documents from the Charlotte airport, and *1163 allowed her wide latitude in putting on her case in chief in innumerable other ways. (Doc. # 246 Ex. 2 at 100-10.) Nor does Elliot articulate any specific reason why Cecala would have prevailed on the merits if Newman had returned the client file in time for the October hearing dates. He simply notes that Newmanâs demand for unpaid legal fees was unethical. (PSOF Ex. 14 at 23.) Cecala herself failed to identify anything in the client file that, if made available to her, would have changed the outcome of her case. (DSOF Cecala Dep. Jan. 5, 2007 p. 305.) Finally, Elliot provides absolutely no factual support of his contention that Ceca-laâs failure to present a closing argument or post-hearing brief âinsuredâ the loss of her claims. He identifies no evidence that, if located and presented to the arbitrators at the close of the hearing, would have changed the outcome of the arbitration. The lack of substantiation is fatal to Elliotâs claim. A fair-minded jury could not conclude that a reasonable arbitrator would have disregarded the substantive flaws in Cecalaâs case in favor of unidentified but supposedly dispositive evidence after 18 full days of litigation. D. Other Evidence of Causation 1. Hostile Work Environment Sexual Harassment Claim Cecalaâs Statement of Facts contains the following specific allegations of a hostile work environment: (1) vulgar language used by NationsBank employees that was demeaning to women, and Bank acquiescence to that conduct; (2) a visit from a male stripper in âlate 1994 or early 1995â; (3) lack of Bank sensitivity training; and (4) unwelcome sexual advances by Mike Malone, a NationsBank executive. (PSOF 23-24.) Cecala supports these allegations primarily by citation to the transcript of the NASD arbitration. In its closing brief, the Bank identified multiple factual inconsistencies in Cecalaâs claims of hostile work environment and sexual harassment, noted the lack of corroborating evidence to support the foregoing allegations, impeached Cecalaâs credibility as a witness, and raised an affirmative employer defense. (DSOF Ex. 11 at 25-47.) Other than the Elliot affidavits considered and rejected above, Cecala marshals only one piece of evidence in support of her conclusion that reasonable arbitrators should have found in her favor on the claim of hostile work environment but for Newmanâs malpractice: the corroborating declaration from her cousin Teri Borton, whose testimony was excluded from the arbitration proceeding. (PSOF 24.) Ms. Bortonâs testimony is insufficient to create a triable issue of causation. Cecala contends that her cousin Teri Borton was âon the witness list for the arbitration, was available to testify at the arbitration hearing, and had information about the Bankâs executivesâ unwelcome advances towards Renee.â (PSOF 24.) âThe determination of whether the attorneyâs omission caused injury is tested by whether the omitted evidence should have provided a more advantageous result in the underlying action.... Omitted evidence must have a causal relationship to the claimed loss.â 4 Legal Malpractice § 30:40 at 605-06; see Rubens v. Mason, 417 F.Supp.2d 262, 276 (S.D.N.Y.2006) (As to negligent failure to call a witness on summary judgment, âThe argument fails, as a matter of law, for [defendantâs] failure to call these witnesses was one of reasonable trial strategy, and in any event, a reasonable jury could not find that either witness would have changed the outcome of the arbitration.â). Failure to call Ms. Borton could not have caused the loss. The omitted evi *1164 dence was almost entirely self-serving hearsay â Ms. Bortonâs recitation of Ceca-laâs statements that Mike Malone tried to manipulate her into a sexual relationship, and that Tom Neary, another NationsBank executive, made unwelcome sexual advances toward her. (PSOF Ex. 27 at 2.) This lacked independent evidentiary value. Ms. Borton recounts hearing Cecalaâs side of a phone call from Mike Malone after Cecala resigned in which he proposed a date. That was not evidence of hostile environment. It follows that Ms. Bortonâs declaration does not offer a âreasonable connection between the act or omission of the defendant and the damage which the plaintiff has suffered.â Purcell, 18 Ariz. App. at 82 , 500 P.2d at 342 . 2. Disparate Treatment Claim Cecala claimed that she was paid less than her male comparators, deprived of resources, and not promoted by Nations-Bank because of her sex. (DSOF Ex. 9 at 5; PSOF at 20-23.) Cecala substantiates this claim only by reference to Elliotâs untimely affidavit and citation to the transcript from the underlying litigation. (Id. at 20-23.) The flaws in Elliotâs ânet opinionâ need not be rehearsed here. Elliot simply takes the facts alleged by Cecala to be true and concludes on that basis alone that âthe above facts establish [a] claim[ ] for ... hostile work environment.â (Id. Ex. 16 at 16.) Cecalaâs reliance on the arbitration transcript is also misplaced. The arbitration transcript demonstrates that, upon complaining of what she perceived to be discriminatory pay, a Nations-Bank executive offered to remedy Cecalaâs concerns by raising her compensation $10,000, placing her at the exact same pay level as Jim Sherrill, a male colleague whose educational background and work experience were in fact superior to that of Cecala. (RC-00988-99.) Cecala failed to identify any similarly situated male Bank employees who were paid more than she was. (RC-00480.) Additionally, Cecala provided no credible support for her contention that the Bank failed to promote or withheld resources because of her sex. (RC-00565.) Cecalaâs Notice of Filing Rule 56(c) Declarations included submissions from Jason Budd and Patrick Tadie. (Doc. # 224 Ex. 4-5.) Jason Budd says nothing about what he might have testified to if he had been called (Id. Ex. 4.) Patrick Tadie was prepared to testify in the NASD arbitration as to Cecalaâs skills as a deal manager, and also to the difference between Cecalaâs compensation and that of other investment bankers. (Id. Ex. 5 at 21-22.) But he says nothing about any male comparators. In short, Cecala has identified no evidence in opposition to Newmanâs Motion that could lead a fair-minded jury to conclude that Newmanâs alleged malpractice, rather than the inherent weakness of Ceealaâs disparate treatment claim, caused the adverse arbitral award. 3. Evidence of Litigation Injury from Sexual Relationship Cecala also contends that Newmanâs âself-serving, manipulative and predatoryâ sexual relationship caused her to lose her otherwise meritorious Title VII claims because it âinterferedâ with and âadversely affectedâ Newmanâs representation. (Doc. # 193 at 4-5.) But Cecala provides no factual support for this claim. Cecala has told the court when and where the sexual contact was alleged to have occurred. (PSOF 5-6) She then relies on Dr. Rutter and Professor Hazard to substantiate the causal connection between that conduct and the claimed litigation injury. Dr. Rutterâs testimony must be rejected at the outset as irrelevant. Dr. Rutterâs affidavit speaks only to the fear, shame, loss of self-esteem, depression and post-traumatic stress experienced by Cecala as *1165 a result of Newmanâs sexual misconduct. (Id. Ex. 9.) These conclusions are relevant only to the time-barred claim of psychological injury from willful fiduciary breach. Causation of litigation injury cannot be inferred from Dr. Rutterâs testimony. Professor Hazardâs affidavit fares no better. According to him, Cecalaâs allegations of non-consensual sex, if true, may subject Newman to professional discipline in multiple jurisdictions. (Id. Ex. 11 at 2-6.) Professor Hazardâs testimony may have some evidentiary value as to whether Newman breached the applicable standards of care and conduct. But Newmanâs Motion is directed to the absence of causation, and Professor Hazard provides nothing from which a jury could draw that critical inference. For example, on the final page of his submission, Professor Hazard opines that Newman directed his attention to pursuing a sexual relationship rather âthan preparing his client for testimony,â which âdirectly affected his ability to represent [Cecala] competently and directly harmed Cecalaâs ability to participate in her case, both as a client and as a key witness.â (Id. Ex. 11 at 8.) But he provides no factual foundation for this bare conclusion. See Leap-Source, 351 B.R. at 705 . Apart from its lack of foundation, Professor Hazardâs affidavit is insufficient as a matter of law to generate a triable issue of material fact on causation. Malpractice liability does not attach for undistinguished representation, whatever its cause. See McKnight, 270 F.3d at 518 . Professor Hazardâs conclusion that Cecala should have prevailed in the underlying action but for Newmanâs sexual misconduct is inadmissible speculation about the effect of better trial preparation upon the merits of Cecalaâs case, and would be unhelpful to a malpractice jury. VIII. Failure to Assert Retaliation Cecala finally contends that Newmanâs failure to bring a claim for retaliation against NationsBank deprived her of an opportunity to recover damages against NationsBank under Title VII. (Doc. # 67 ¶ 43; PSOF at 16, 18-19.) This argument does not survive summary judgment. Even if Newman was negligent in failing to urge Title VII retaliation, Cecala has failed to show that Newmanâs omission caused her to sustain much more than nominal damages, which it could not have been negligent to fail to pursue at a cost in attorneyâs fees that would dwarf any recovery. The Supreme Court of Maine defined the elements of a âfailure to pleadâ malpractice claim in Niehoff v. Shankman & Assoc. Legal Center, P.A., 2000 ME 214 , 763 A.2d 121 (2000). To survive summary judgment, the plaintiff-client must âdemonstrate that there are facts in dispute which are sufficient to allow a jury to conclude that (1) the defendant-attorney was negligent in representation of the plaintiff; and (2) the attorneyâs negligence caused the plaintiff to lose an opportunity to achieve a result, favorable to the plaintiff, which (i) the law allows; and (ii) the facts generated by plaintiff ... would support, if the facts were believed by the jury.â 763 A.2d at 124 . A. Retaliatory Acts After lodging complaints about discriminatory pay, lack of resources, and a hostile work environment with NationsBank executives, Cecala contends that she (1) was interrogated about her grievances âwithin earshot of her coworkersâ by Mr. Ellison, her supervisor, making her feel âembarrassedâ and âuncomfortableâ; (2) endured âaggressive, extremely rude, and extremely intimatingâ comments from Mr. Ellison and other Bank executives, such as an *1166 admonition to âstop whiningâ about her compensation, and a command to âsit down, shut up, and sellâ mortgage bonds; (3) received undeserved poor performance reviews from Bank executives; (4) rebuffed inquiries from male colleagues about her sexual involvement with other NationsBank employees and other sexual innuendo, which led her to request and receive a transfer to another department of the Bank; (5) felt that Bank management was refusing to redress her grievances; and (6) was ânot given any accountsâ and âwent to work every day with nothing to doâ for approximately two weeks, which left her feeling âfrozen outâ of the workplace and led her to tender her resignation. (PSOF 12, 18, Ex. 16 at 3-16; Doc. ## 193 at 3; 237 at 6; RC-00539-44.) Most of this evidence falls short of the standard for adverse employment action under Title VII. Cecalaâs allegations of verbal abuse and work-place hostility do not, as a matter of law, constitute retaliatory adverse employment actions. See Oncale v. Sundowner Offshore Servs., 523 U.S. 75, 81 , 118 S.Ct. 998 , 140 L.Ed.2d 201 (1998) (Title VII does not establish a âgeneral civility codeâ for the American workplace). Undeserved poor performance reports may state a claim for retaliation, if tangible harm results. Yartzoff v. Thomas, 809 F.2d 1371, 1376 (9th Cir.1987). No such harm from bad reviews is shown here. Cecala has offered no proof that she lost any pay from the undeserved poor performance evaluations, or that NationsBank disseminated them to other financial institutions. (RC-00754.) Significant denial of work opportunities may state a claim for retaliation. See Williams v. R.H. Donnelley, Corp., 368 F.3d 123, 128 (2d Cir.2004) (adverse employment action where employee endures âsignificantly diminished material responsibilitiesâ); Strother v. So. Cal. Permanente Med. Group, 79 F.3d 859 , 869 (9th Cir.1996) (noting that âmere ostracism in the workplace is not enough to show an adverse employment action,â but finding that total exclusion of employee who opposed unlawful employment practices from everyday work activities presented a jury question). Elliot opines that Newman breached the applicable standard of care in failing to assert the retaliation claim in the underlying action. (PSOF Ex. 14 at 14; Ex. 16 at 5-6, 16.) Cecala has made a prima facie case for retaliation, at least as to her contentions that the Bank âfroze Renee out of the workplace.â (Id. at 18.) If this were the end of the analysis, Cecalaâs prima facie showing would entitle her to trial on this malpractice claim. However, this is not the end of the analysis. Any damage from the Bankâs retaliatory adverse employment action was short-lived. Cecala had ânothing to doâ for only two weeks before she voluntarily resigned in March 1997. Cecalaâs resignation is a supervening cause that limits her damages to the two-week period of retaliation testified to by her. Therefore, Cecala is entitled to little more than nominal damages on this omitted claim. See 5-39 Larson on Employment Discrimination § 93.09 (2d ed.1999); Katz v. Dole, 709 F.2d 251, 253 (4th Cir.1983) (Title VII claimants entitled to nominal damages). B. Constructive Discharge Cecala also charges Newman with negligence for failing to assert that Cecala was constructively discharged by Nations-Bank. (PSOF Ex. 14 at 14; Ex. 16 at 6-7.) Elliot opines that Newmanâs failure to allege constructive discharge caused Ceca-la to lose the opportunity to âseek damages for her terminationâ in the underlying action. (Id. Ex. 16 at 16) The constructive discharge is founded on the same unjustified performance evaluations and forced *1167 isolation underlying Cecalaâs retaliation claim. (Id. Ex. 16 at 16.) Employee resignation in response to objectively unreasonable and intolerable retaliation on the part of the employer is the functional equivalent of a formal discharge for remedial purposes. Pa. State Police v. Suders, 542 U.S. 129, 141 , 124 S.Ct. 2342 , 159 L.Ed.2d 204 (2004). âWhether a plaintiff quit or was constructively discharged will determine whether he or she will be entitled to back pay and perhaps other remedies for the period following termination of employment.â 1-15 Larson on Employment Discrimination § 15.08 (2d ed.1999). Thus, if Cecala were constructively discharged, her retaliation damages would not necessarily have been cut off by her resignation in March 1997. (PSOF Ex. 14 at 14.) Whether Newman breached a legal duty in failing to assert claims for retaliation and constructive discharge, and whether Cecala would have prevailed if these arguments had been presented, must be assessed under the law of the Court of Appeals for the Fourth Circuit as of December 15, 1999, the deadline for filing post-hearing briefs with the NASD arbitrators. (Doc. #246 Ex. 4 at 383.) â[T]he standard of care is not established by hindsight, but by the skills, knowledge and diligence that were appropriate at the time of the alleged act or omissions, not at the time of trial.â 2 Legal Malpractice § 19:10 at 1230; accord Smith v. Lewis, 13 Cal.3d 349 , 118 Cal.Rptr. 621, 625 , 530 P.2d 589, 593 (1975) (â[T]he crucial inquiry is whether [the defendant-attorneyâs] advice was ... legally deficient when it was given. We must, therefore, examine the indicia of the law which were readily available to defendant at the time he performed the legal services in question.â) (citations omitted). 1. Prima Facie Case for Constructive Discharge In his untimely affidavit, Elliot acknowledges that constructive discharge is more difficult to prove than retaliation. (PSOF Ex. 16 at 16.) A prima facie case for retaliatory constructive discharge requires âsomething moreâ than actionable retaliation. Suders, 542 U.S. at 147 , 124 S.Ct. 2342 ; Munday v. Waste Mgmt. of N. Am., 126 F.3d 239 , 243 (4th Cir.1997) (retaliatory constructive discharge requires more than prima facie case of retaliatory adverse employment action); see Brooks v. City of San Mateo, 229 F.3d 917, 930 (9th Cir.2000) (âWhere a plaintiff fails to demonstrate the severe or pervasive harassment necessary to support a hostile work environment claim, it will be impossible for her to meet the higher standard of constructive discharge: conditions so intolerable that a reasonable person would leave the job.â). A constructive discharge claimant in the Fourth Circuit in late 1999 was also required to show that the employer âdeliberately made his working conditions intolerable in an effort to induce him to quit.â Amirmokri v. Baltimore Gas & Elec. Co., 60 F.3d 1126, 1132 (4th Cir.1995) (citation and internal quotations omitted); Andrade v. Mayfair Mgmt., 88 F.3d 258 , 262 (4th Cir.1996) (same). The Fourth Circuit articulated the âdeliberatenessâ and âintolerabilityâ requirements as follows. âDeliberateness,â defined as the specific intent to force the employee to leave, could be âshown by evidence that an employeeâs resignation was the reasonably foreseeable consequence of the employerâs conduct. For example, intent may be inferred from a failure to act in the face of known intolerable conditions.â Amirmokri, 60 F.3d at 1132-33 (citation omitted). The Fourth Circuit subscribed to a minority view in requiring proof of âdeliberatenessâ as part of a prima facie case of constructive dis *1168 charge. Martin v. Cavalier Hotel Corp., 48 F.3d 1343, 1354 (4th Cir.1995) (comparing Fourth Circuit precedent to that of other federal circuits). The Supreme Court overruled the deliberateness requirement in 2004, but the Suders decision is irrelevant to the issue of Newmanâs malpractice in 1998 and 1999. The Fourth Circuitâs definition of âintolerabilityâ reflected the majority view adopted by all federal circuits. âIntolerability of working conditions ... is assessed by the objective standard of whether a âreasonable personâ in the employeeâs position would have felt compelled to resign.â Bristow v. Daily Press, Inc., 770 F.2d 1251, 1255 (4th Cir.1985). Constructive discharge cannot be triggered by the employeeâs subjective beliefs, no matter how sincerely held. Id. at 1255 . The constructive discharge doctrine protects an employee âfrom a calculated effort to pressure him into resignation through the imposition of unreasonably harsh conditions, in excess of those faced by his coworkers.â Id. at 1255 . Recognizing that â[e]very job has its frustrations, challenges and disappointments,â the Fourth Circuit, like all the courts of appeal, resisted attempts by claimants to transform the âemployment discrimination laws ... into a palliative for every workplace grievance, real or imagined, by the simple expedient of quitting.â Id. at 1255 . Thus, constructive discharge had no bearing on âuniversal workaday frustrations,â which employees were expected to work out within the context of the employment relationship. Id. at 1255-56 ; see Bourque v. Powell Elec. Mfg. Co., 617 F.2d 61, 66 (5th Cir. 1980). 2. The Omitted Allegation of Constructive Discharge Is Not Economically Viable Elliotâs contention that Cecala would have recovered post-termination damages against NationsBank if Newman had alleged constructive discharge fails in light of these precedents. To prevail, Cecala would first have to surmount the Fourth Circuitâs âdeliberatenessâ requirement. The record shows that NationsBank executives affirmatively requested that Cecala not resign. (Doc. # 229 at 6 (citing Ceca-laâs testimony regarding Bank supervisorsâ attempts to persuade her to stay on and resolve grievances internally).) It would have been difficult for Cecala to prove a specific intent to compel her to quit in the face of this direct evidence to the contrary. Paroline v. Unisys Corp., 879 F.2d 100, 114 (4th Cir.1989) (Wilkinson, J., dissenting), vacated in part, 900 F.2d 27 (4th Cir.1990) (en banc) (adopting panel dissenting opinion). Even if Cecala could establish deliberateness, the working conditions described by her do not rise to the level of objective âintolerability.â âDissatisfaction with work assignments, a feeling of being unfairly criticized, or difficult or unpleasant working conditions are not so intolerable as to compel a reasonable person to resign.â Carter v. Ball, 33 F.3d 450, 459 (4th Cir.1994) (citations and internal quotations omitted). Furthermore, the court has located no authority from the Fourth Circuit or any other federal circuit, whether prior to or post-Shtcfers, where the denial of work opportunities for a relatively short period of time was considered so intolerable as to compel a reasonable person to resign. See Matvia v. Bald Head Island Mgmt., 259 F.3d 261, 273 (4th Cir. 2001) (Denying a claim for constructive discharge and noting that âco-worker ostracism [and] denial of management position ... would not have compelled the reasonable person to resign. These incidents might have made the workplace less enjoyable for the reasonable person, but not intolerable.â). Coffman v. Tracker Marine L.P., 141 F.3d 1241 (8th Cir.1998), is particularly instructive. The court held that the employeeâs ostracism and denial of *1169 work opportunities did not rise to the level of constructive discharge. There was no constructive discharge because the Title VII claimant was not totally precluded from seeking redress within the context of her existing employment. âAlthough the proposed solution may not have been prompt and appropriate when viewed with the 20/20 lens of hindsight, [the employee] had an obligation to not jump to the conclusion that the attempt would not work and that her only reasonable option was to quit. Nor did she have the right to dictate how [the employer] would try to solve the problem.â Id. at 1247-48 . The two-week denial of work opportunities and undeserved negative evaluations of which Cecala primarily complains were not so intolerable as to lead a reasonable person to the conclusion that quitting was the only way out. Newman cannot be liable for negligently failing to make an untenable argument for constructive discharge. Niehoff, 763 A.2d at 124 . C. Failure to Mitigate Furthermore, even assuming that a claim for continuing lost pay was available under the doctrine of constructive discharge, post-termination damages would nevertheless be foreclosed as a matter of law because Cecala failed to mitigate. It is no answer to say that the statutory duty to mitigate, 42 U.S.C. § 2000e â 5(g)(1), does not apply because Newman never told Cecala about that duty. Cecala did not ask, so Newman had no obligation to tell her to âbe reasonably diligent in seeking and accepting new employment substantially equivalent to that from which [she] was discharged.â Brady v. Thurston Motor Lines, Inc., 753 F.2d 1269, 1273 (4th Cir.1985); Ford Motor Co. v. E.E.O.C., 458 U.S. 219, 231 , 102 S.Ct. 3057 , 73 L.Ed.2d 721 (1982). Cecala never told Newman anything about the Goldman Sachs mortgage finance position rejected by her shortly after her resignation from NationsBank. (PSOF 2.) Cecala testified to the lost opportunity to mitigate during the arbitration: [T]hey said yes, we [really] want you to join [Goldman Sachs] .... [but] they made the compensation offer at the level that I got paid previously.... [W]hen we had the discussion about compensation, I had such strong feelings of what happened to me at NationsBank. I felt very taken advantage of. I felt mistreated. And I felt like if you did nothing else, [ ] at least compensate me fairly for what I contributed, and that didnât happen.... [Goldman Sachs was not] willing to make up the difference ... [and] it was a further punishment for me.... To this day, [Goldman Sachs has] invited me to work on whatever basis-they know Iâm self-employed â [i]f I want to work on deals or what have you.... Iâm not going to kid anybody â that was a huge possibility for me. But I felt like after what had just happened, I wasnât going to go in with that understanding, that I was going to be paid below ... what I was worth. I just felt like Iâd had enough. (RC-00748-49, 00755.) Whether an actual job offer was extended (Doc. # 224 Ex. 3) is of little moment where Cecalaâs own testimony establishes that she would not have accepted the equivalent position at Goldman Sachs without an increase in compensation. A Title VII claimant âforfeits his right to back pay if he refuses a job substantially equivalent to the one he was denied.â Brady, 753 F.2d at 1273 . That is exactly what happened here. D. Lost Opportunity to Recover Nominal Damages at a Net Loss to the Client Is Not Actionable Malpractice The court has located no authority for the proposition that an attorney may be *1170 liable in negligence for failing to assert a theoretically viable claim that would cost far more to prosecute than it would yield. Niehoff conditions âfailure to pleadâ malpractice liability upon a lost opportunity to achieve a âfavorableâ result. 763 A.2d at 124 . The Maine Supreme Court did not define the term âfavorable,â but it must be more than Pyrrhic victory. Negligence-based malpractice liability inures only if, in addition to establishing duty and breach of that duty by failing to assert a viable claim, the plaintiff-client demonstrates that the defendant-attorneyâs omission caused her to sustain economic damages. Reed, 183 Ariz. at 318 , 903 P.2d at 626 . The loss of an opportunity to assert an economically futile claim falls short of the damages required by settled legal malpractice doctrine. â[I]f there is no injury, there is no tort.â McKnight, 270 F.3d at 519 ; Schweizer, 93 F.Supp.2d at 395-96 (damages from malpractice must be readily measurable in economic terms). As it turns out, in the current posture of this malpractice litigation, the omitted claim for retaliation is uneconomic. It would be improper to put Newman into the Bankâs shoes without reason to believe that Cecala sustained meaningful economic injury from Newmanâs failure to plead a retaliation claim. As the Supreme Court noted in a different context, âit follows from ... settled principles [of Rule 56(c), Fed.R.Civ.P.] that if the factual context renders respondentsâ claim implausible-if the claim is one that simply makes no economic sense-respondents must come forward with more persuasive evidence to support their claim than would otherwise be necessary.â Matsushita, 475 U.S. at 587 , 106 S.Ct. 1348 . It is one of the services of lawyers to clients to counsel them against litigation without practical benefit to the client, even if the litigation has theoretical merit. A lawyer who led a client into major legal fee expenditures without prospect of net benefit to the client would be subject to ethical censure for doing so. Adding a retaliation claim would have been proper and strategically justified at the outset. But with the loss of the economically viable claimsâ in the arbitration and now in this malpractice litigation â -Newman is left to be judged by his duties concerning non-economic claims. Omitting a claim for which the recovery could not match the expense of litigation cannot be negligence â nor could there be any net damage from it. IT IS THEREFORE ORDERED that Defendantsâ Motion to Strike Cecala Declaration and Elliot Supplemental Affidavit (Doc. # 227) is treated as an objection to admission and is granted in part and denied in part. The Elliot Supplemental Affidavit is excluded, and the Cecala Declaration is not excluded. IT IS FURTHER ORDERED that Defendantsâ Motion for Summary Judgment (Doc. # 171) is granted. The court will delay ordering entry of judgment until conclusion of the previously ordered settlement conference (Doc. # 250). Case Information
- Court
- D. Ariz.
- Decision Date
- May 2, 2007
- Status
- Precedential