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IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF OKLAHOMA BILLY D. CLOUD, Plaintiff, vs. Case No. 20-cv-4-EFM CHRISTINE WORMUTH, SECRETARY OF THE U.S. ARMY, Defendant. MEMORANDUM AND ORDER Before the Court is Defendant Christine Wormuth, Secretary of the U.S. Armyâs Motion for Summary Judgment (Doc. 77). Defendant seeks summary judgment on Plaintiff Billy D. Cloudâs claims for discriminatory compensation, hostile work environment, and retaliation all under the Age Discrimination in Employment Act (âADEAâ). Because genuine issues of material fact exist as to Plaintiffâs claims for discriminatory compensation and hostile work environment, the Court denies Defendantâs Motion as to the same. The Court grants summary judgment on Plaintiffâs ADEA retaliation claim because Plaintiff fails to substantively respond to Defendantâs Motion as to that claim. I. Factual and Procedural Background A. The partiesâ contentions regarding factual issues Before stating the facts of the case, the Court must address the partiesâ contentions about the admissibility of the otherâs evidence. First, Plaintiff argues that this Court should disregard all of Defendantâs declarations because they come from interested parties. He further contends that Defendant summary chart of night shift employees during the relevant period is inadmissible as hearsay. Finally, Defendant contends that Plaintiffâs own declaration is nothing but a âsham affidavit.â The Court will address each of these evidentiary arguments in turn. 1. Defendantâs declaration First, Plaintiff argues that Defendantâs multiple declarations are inadmissible under Reeves v. Sanderson Plumbing Prod., Inc.1 There, the Supreme Court declared that when ruling on a motion for judgment as a matter of law, âthe court should review the record as a whole [but] must disregard all evidence favorable to the moving party that the jury is not required to believe.â2 Thus, âthe court should give credence to the evidence favoring the nonmovant as well as that evidence supporting the moving party that is uncontradicted and unimpeached, at least to the extent that that evidence comes from disinterested witnesses.â3 The Tenth Circuit has applied this standard to motions for summary judgment without analysis.4 At least one Tenth Circuit case, 1 530 U.S. 133 (2000). 2 Id. at 151. 3 Id. (further citation and quotations omitted). 4 See Smothers v. Solvay Chemicals, Inc., 740 F.3d 530, 538 (10th Cir. 2014). however, has clarified that the rule only applies to âa matter [the moving party] must prove on the strength of its own evidence.â5 In the present case, the Court agrees with Defendant that Plaintiff bears the burden of proof to show either direct evidence of discrimination or to establish his prima facie case under the familiar McDonnell Douglas framework. However, even this implies a restrictive reading of Reeves, one potentially fatal to any employerâs motion for summary judgment.6 For example, the employer bears the burden of production on the second step of a McDonnell Douglas framework to articulate a legitimate, nondiscriminatory reason for the adverse action.7 If the Court could not consider the testimony of a defendant-employerâs witnesses, it is clear that many or most employers could never meet their burden at that stage.8 After all, articulating a reason is inherently reliant on the defendant-employers reasoning, something usually establish through their testimony. This reasoning is echoed and adhered to by the majority of circuits which conclude that, under Reeves, courts ruling on summary judgment motions may still consider uncontradicted testimony from interested witnesses.9 As mentioned above, the Tenth Circuit has not explicitly analyzed this issue. However, given the clear weight of authority and the logic of their reasoning, the Court is confident it would 5 Jackson v. Loftis, 189 F. Appâx 775, 778 (10th Cir. 2006). 6 See, e.g., Lopez-Hernandez v. Terumo Puerto Rico LLC, 64 F.4th 22, 30â31 (1st Cir. 2023) (holding that a court may consider uncontradicted testimony from interested witnesses because the opposite conclusion is illogical and would undermine an employerâs ability to ever obtain summary judgment). 7 See id. 8 See id. 9 Lopez-Hernandez, 64 F.4th at 30â31; accord Lauren W. ex rel. Jean W. v. DeFlaminis, 480 F.3d 259, 271â 72 (3d Cir. 2007); Luh v. J.M. Huber Corp., 211 F. Appâx. 143, 146 (4th Cir. 2006); Stratienko v. Cordis Corp., 429 F.3d 592, 597â98 (6th Cir. 2005); Sandstad v. CB Richard Ellis, Inc., 309 F.3d 893, 898 (5th Cir. 2002); Traylor v. Brown, 295 F.3d 783, 790â91 (7th Cir. 2002); Kidd v. Mando Am. Corp., 731 F.3d 1196, 1205 n.14 (11th Cir. 2013). arrive at a similar conclusion as its sister circuits. Thus, the Court holds that it may consider Defendantâs declarations insofar as they are uncontradicted by other evidence. 2. Plaintiffâs objections to Defendantâs summary chart Second, Plaintiff objects to an Excel spread sheet purporting to summarize the number of night shift employees that Plaintiff oversaw between November 3, 2014, and November 9, 2016. Plaintiff raises two specific objections to this evidence: hearsay and inadmissible summary evidence because the underlying records were not provided to the court. The Court has little hesitancy in concluding that the business records exception to hearsay under Fed. R. Evid. 803(6) applies to the summary chart. To satisfy this exception, the hearsayâs proponent must show that the records would: â(1) have been prepared in the normal course of business; (2) have been made at or near the time of the events recorded; (3) be based on the personal knowledge of the entrant or of a person who had a business duty to transmit the information to the entrant; and (4) indicate the sources, methods and circumstances by which the record was made were trustworthy.â10 Defendant submits an affidavit from William Morgan, who claims to have created the original rosters on which the summary is based. Morganâs affidavit establishes that as a part of his duties as a clerk, he prepared the rosters on or shortly after the night shift in question based on his personal knowledge. He further indicates that the sources, methods, and circumstances for those rosters is trustworthy. Therefore, to the extent the rosters themselves constitute hearsay, the Court finds that the business records exception applies. Thus, they are admissible. 10 United States v. Ary, 518 F.3d 775, 786 (10th Cir. 2008). As for the summary chart itself, Plaintiff offers no persuasive objection. Although Plaintiff claims that the summary cannot be admitted if the underlying records have not been submitted to the Court, this claim is without basis in either the Federal Rules of Evidence or caselaw. Rather, Fed. R. Evid. 1006 provides that parties âmay use a summary, chart, or calculation to prove the content of voluminous writings, recordings, or photographs that cannot be conveniently examined in court.â Furthermore, â[t]he proponent [of the summary evidence] must make the originals or duplicates available for examination or copying, or both, by other parties at a reasonable time and place. And the court may order the proponent to produce them in court.â11 This rule explicitly gives the court the discretion to order the party to produce the underlying evidence without requiring it to.12 The record establishes that Defendant provided the rosters to Plaintiff for review. Plaintiff raises no objection to the content of the rosters; nor does he contend that the summary inaccurately represents those contents. Therefore, the Court in its discretion will consider the summary chart for the purposes of this Order.13 3. Plaintiffâs declaration Finally, Defendant objects to Plaintiffâs affidavit submitted in support of his Response, characterizing it as a âsham affidavit.â Tenth Circuit caselaw makes clear that âan affidavit may 11 Fed. R. Evid. 1006 (emphasis added). 12 See United States v. Thompson, 518 F.3d 832, 858â59 (10th Cir. 2008) (âThe admission of summaries under Rule 1006 is within the sound discretion of the trial court.â) (quoting Harris Mkt. Research v. Marshall Mktg. & Commcâns, Inc., 948 F.2d 1518 (10th Cir. 1991)). 13 To the extent Plaintiff argues that Morganâs declaration differs from his prior EEO declaration, the Court disagrees. They do not contradict each other, nor does his later declaration create a shame issue of fact under the test outlined below. not be disregarded [merely] because it conflicts with the affiantâs prior sworn statements.â14 However, affidavits that only create a âsham issue of factâ are improper for a courtâs consideration on summary judgment.15 The Tenth Circuit has articulated a three-factor test to determine when conflicting affidavits create a sham issue of fact.16 These factors are: â[1] whether the affiant was cross-examined during his earlier testimony, [2] whether the affiant had access to the pertinent evidence at the time of his earlier testimony or whether the affidavit was based on newly discovered evidence, and [3] whether the earlier testimony reflects confusion which the affidavit attempts to explain.â17 Defendant identifies six factual statements in Plaintiffâs affidavit which she claims contradict his earlier testimony during his deposition. The most pertinent of these is where Plaintiffâs affidavit states that Buckner and Ross told him they would not pay him at a higher paygrade because they wanted to save that money for younger employees. In contrast, Plaintiff stated during his deposition that he did not know why Ross did not pay him more and never mentioned Bucknerâs reason at all. For all six of these statements, the factors favor finding that Plaintiffâs affidavit merely creates sham factual issues. First, Plaintiff was subjected to cross-examination during his deposition. Second, because the statements in both the affidavit and his deposition were based on his memory, he had access to that âpertinent evidenceâ at the time of his deposition. Finally, Plaintiffâs testimony during his deposition does not reflect confusion such that the affidavit 14 Ralston v. Smith & Nephew Richards, Inc., 275 F.3d 965, 973 (10th Cir. 2001) (further citations and quotations omitted). 15 See Sinclair Wyo. Ref. Co. v. A & B Builders, Ltd., 989 F.3d 747, 784 (10th Cir. 2021) (citing Burns v. Bd. of Cnty. Commârs of Jackson Cnty., 330 F.3d 1275, 1281â82 (10th Cir. 2003)). 16 Id. 17 Burns, 330 F.3d at 1282 (further citations and quotations omitted). explains that confusion. Rather, Plaintiff adds detailed facts that he could have easily shared at his deposition, several of which directly contradict his testimony there. These factors support finding that Plaintiff creates sham fact issues by asserting these extra facts in his affidavit. Thus, where contradictory, the Court will rely on Plaintiffâs testimony during his deposition instead of his affidavit. B. Uncontroverted facts This is an age discrimination case brought under the ADEA and stemming from Plaintiff Billy D. Cloudâs employment at McAlester Army Ammunition Plant (âMCAAPâ) between 2014 and 2016. In 2014, Plaintiff was 63 years old, working as an Explosives Operator Supervisor on the night shift in the âBomb and Mineâ section of MCAAPâs facility. Plaintiff received compensation as a âWS-06â employee, which is a pay level under the Federal Wage System. Plaintiffâs duties on the night shift included supervising multiple buildings and all the employees within those buildings. During the relevant period, Plaintiff oversaw between 20â50 employees on a given night, although that number dwindled as November 2016 approached.18 William Buckner was Plaintiffâs direct or first-level supervisor. Buckner, however, testified that he was the first-level supervisor to WS-09 positions but only the second-level supervisor to WS-06 positions. Although he did not directly control Plaintiffâs pay level, he could request that Plaintiff be promoted for a five-year term. On his own, he was able to give Plaintiff 120-day temporary promotions, something which never occurred during the relevant time period. 18 Plaintiff states that he oversaw between 100â150 employees each night. In context, this statement appears to refer to before the relevant time period, a conclusion bolstered by the fact that Plaintiff does not contradict the data contained in the summary affidavit, which is where this figure comes from. But since it is ultimately immaterial to the Courtâs decision, the Court need not consider this statement at this time. John Ross was Bucknerâs supervisor, i.e., Plaintiffâs second-level supervisor, and was responsible for compensation decisions involving Plaintiff. Ross is about 15 years younger than Plaintiff. The commanding officer at MCAAP was commonly referred as âthe Old Man,â although the parties do not name him here. At the same time, Jeremy Harris and Jerry Lovellâboth 43 years old in 2014âworked as Explosives Operations Supervisors on the day shift. Each supervised multiple buildings and roughly 100â135 employees. They received compensation at the WS-09 level. Two other employees, Billy Morgan and Lana Summers, averred in declarations to the Equal Employment Opportunity (âEEOâ) office that Plaintiff was performing the same duties as a WS-09 dayshift supervisor. Buckner, however, states that dayshift supervisors perform duties unique to the dayshift, such as attending meetings with all levels of leadership. During the relevant period, Buckner made numerous comments disparaging Plaintiffâs age. Examples include, âPops, you need to go home, youâre older[,]â19 and âYouâre one of the old dinosaurs, you need to leave here.â20 Buckner also instructed other supervisors to favor promoting younger employees, telling Plaintiff that he needed to retire and âtake your old ass home.â Additionally, Ross told Plaintiff that he needed to consider retiring because of his advanced age. At some point in 2016, Plaintiff decided to retire and informed Buckner that he intended to do so. Buckner then began soliciting resumes to replace Plaintiff while advertising that the new position would receive compensation at a WS-08 level. In his deposition, Buckner claims that the position would have only been paid at the WS-08 level for 120 days. Once Plaintiff discovered 19 Cloud Dep. Doc. 78-3, at 148:18. 20 Cloud Dep. Doc. 78-3, at 167:5â6. that Buckner was advertising the position at a higher pay grade, he rescinded his retirement paperwork. Buckner responded by withdrawing the open position. At that time, Plaintiff told Buckner and Ross that he wanted to be paid at the WS-09 level. Nevertheless, he continued to be paid as a WS-06 employee. Plaintiff first complained to the Army EEO office about not getting paid at the WS-09 level on November 2, 2016. On November 14, 2016, Plaintiff was reassigned to the Medium Caliber section of the MCAAP, which is separate from the Bombs and Mines section. Buckner stated that the reason for Plaintiffâs transfer was that Bomb and Mine had been completely shut down at the time, as evidenced by the dwindling number of employees working there in Fall 2016. Buckner also stated that Ross told him that â[Plaintiff] had just caught me downstairs and said he felt that he was working . . . our of his pay grade, so I need you to see that he gets moved to . . . a building.â21 At Medium Caliber, Plaintiff continued to work as a WS-06 on the night shift. However, he did not have supervisory duties and had very little to do there. While working at Medium Caliber, Plaintiff observed Buckner smirking at him, continuing to comment on his age, and pressuring him to retire. Plaintiff retired on April 2, 2018. He informed Buckner of his intent only a few days before he left. In late March 2018, however, Buckner initiated the process to hire on a WS-09 as an Explosives Operator Supervisor to head up a new night shift at the Bombs and Mine section. Buckner did not announce the new position until the day after Plaintiff officially retired. Lovell ended up receiving the position. As the night shift supervisor, he performed the same duties as 21 Buckner Dep. Doc. 78-1, at 149:21â25. Plaintiff, oversaw between four to 60 employees depending on the season, and continued to be paid as a WS-09. Plaintiff filed the instant suit on January 3, 2020. After nearly three and a half years of protracted litigation, Defendant has now moved for summary judgment. II. Legal Standard Summary judgment is appropriate if the moving party demonstrates that there is no genuine issue as to any material fact, and the movant is entitled to judgment as a matter of law.22 A fact is âmaterialâ when it is essential to the claim, and issues of fact are âgenuineâ if the proffered evidence permits a reasonable jury to decide the issue in either partyâs favor.23 The movant bears the initial burden of proof and must show the lack of evidence on an essential element of the claim.24 The nonmovant must then bring forth specific facts showing a genuine issue for trial.25 These facts must be clearly identified through affidavits, deposition transcripts, or incorporated exhibitsâconclusory allegations alone cannot survive a motion for summary judgment.26 Furthermore, the âcontent or substance of the evidence must be admissibleâ at trial.27 Inadmissible 22 Fed. R. Civ. P. 56(a). 23 Haynes v. Level 3 Commcâns, LLC, 456 F.3d 1215, 1219 (10th Cir. 2006) (citing Bennett v. Quark, Inc., 258 F.3d 1220, 1224 (10th Cir. 2001)). 24 Thom v. Bristol-Myers Squibb Co., 353 F.3d 848, 851 (10th Cir. 2003) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 322â23 (1986)). 25 Garrison v. Gambro, Inc., 428 F.3d 933, 935 (10th Cir. 2005) (citation omitted). 26 Mitchell v. City of Moore, 218 F.3d 1190, 1197 (10th Cir. 2000) (citing Adler v. Wal-Mart Stores, Inc., 144 F.3d 664, 670â71 (10th Cir. 1998)). 27 Swift-Eckrich, Inc. v. Advantage Sys., Inc., 55 F. Supp. 2d 1280, 1286 (D. Kan. 1999); Thomas v. IBM, 48 F.3d 478, 485 (10th Cir.1995) (further quotations and citations omitted). hearsay, for example, âis not suitable grist for the summary judgment mill.â28 The court views all evidence and reasonable inferences in the light most favorable to the non-moving party.29 III. Analysis A. Discriminatory compensation claim First, Defendant seeks summary judgment on Plaintiffâs claim for discriminatory compensation under 29 U.S.C. § 633a, the ADEA provision which applies specifically to federal employees. Section 633a(a) states that â[a]ll personnel actions affecting employees or applicants for employment who are at least 40 years of age . . . shall be made free from any discrimination based on age.â 1. Causation standard for Plaintiffâs claims. Before analyzing the issues of the case, the parties dispute the relevant causation standard. Plaintiff, relying on Babb v. Wilkie,30 broadly claims that a lesser causation standard applies to ADEA claims brought by federal employees. In Babb, the Supreme Court analyzed the part of § 633a(a) requiring that all personnel decisions regarding federal employees âshall be made free from any discrimination based on age.â31 Contrary to Plaintiffâs argument, the Supreme Court emphasized that âunder § 633a(a), age must be the but-for cause of differential treatment.â32 28 Rowe v. United Airlines, Inc., 62 F. Supp. 3d 1225, 1231 (D. Colo. 2014), affâd, 608 F. Appâx 596 (10th Cir. 2015) (further quotations and citations omitted). 29 LifeWise Master Funding v. Telebank, 374 F.3d 917, 927 (10th Cir. 2004) (citation omitted). 30 140 S. Ct. 1168 (2020). 31 See id. at 1172 (quoting 29 U.S.C. § 633a(a)). 32 Id. at 1174 (emphasis in original). However, age need not be the be âa but-for cause of the ultimate decision.â33 The Supreme Court gave the following example: Suppose that a decision-maker is trying to decide whether to promote employee A, who is 35 years old, or employee B, who is 55. Under the employerâs policy, candidates for promotion are first given numerical scores based on non- discriminatory factors. Candidates over the age of 40 are then docked five points, and the employee with the highest score is promoted. Based on the non- discriminatory factors, employee A (the 35-year-old) is given a score of 90, and employee B (the 55-year-old) gets a score of 85. But employee B is then docked 5 points because of age and thus ends up with a final score of 80. The decision-maker looks at the candidatesâ final scores and, seeing that employee A has the higher score, promotes employee A. This decision is not âmadeâ âfree from any discriminationâ because employee B was treated differently (and less favorably) than employee A (because she was docked five points and A was not). And this discrimination was âbased on ageâ because the five points would not have been taken away were it not for employee Bâs age. It is true that this difference in treatment did not affect the outcome, and therefore age was not a but-for cause of the decision to promote employee A. Employee A would have won out even if age had not been considered and employee B had not lost five points, since Aâs score of 90 was higher than Bâs initial, legitimate score of 85. But under the language of § 633a(a), this does not preclude liability.34 As demonstrated by the example above, the Supreme Court recognized that liability may attach in the absence of but-for causation between the adverse employment action and age discrimination.35 However, the Supreme Court went on to hold âbut-for causation is important in determining the appropriate remedy.â36 Accordingly, â§ 633a(a) plaintiffs who demonstrate only that they were subjected to unequal consideration cannot obtain reinstatement, backpay, compensatory damages, or other forms of relief related to the end result of an employment 33 Id. (emphasis in original). 34 Id. 35 See id. 36 Id. at 1177. decision.â37 Any plaintiff seeking such remedies âmust show that age discrimination was a but- for cause of the employment outcome.â38 Here, Plaintiff seeks as remedies âwage loss, including back, present and front pay along with the value of benefits associated with such wages, in addition to equitable relief including retroactively changing Mr. Cloudâs pay grade to that which he would have been paid but for his age.â39 All of these requested remedies relate to the âend resultâ of Defendantâs employment decision to pay Plaintiff at a WS-06 level. Thus, Plaintiff must still prove but-for causation to prevail on his claims for relief.40 2. Direct evidence The parties dispute whether Plaintiff has presented direct evidence of this claim. âDirect evidence is evidence, which if believed, proves the existence of a fact in issue without inference or presumption.â41 This includes âoral or written statements on the part of a defendant showing a discriminatory motivation.â42 However, even statements reflecting personal bias are irrelevant if not made by those with decision-making authority.43 Furthermore, the context and timing of the 37 Id. 38 Id. at 1177â78. In her concurrence, Justice Sotomayor speculated that additional, lesser remedies might be available to a plaintiff who fails to prove but-for causation, such as out-of-pocket expenses. See id. at 1178â79 (Sotomayor, J., concurring). However, Plaintiff has failed to cite to any caselaw where a court took up Justice Sotomayor on her offer to create additional remedies for plaintiffs who could not show but-for causation. 39 Pl.âs Complaint, ¶¶ 34, 35 (emphasis added). 40 Plaintiff mentions briefly that Defendant has not moved for summary judgment on his claims for monetary damages. This is incorrect, given that Defendant moves for summary judgment on each of Plaintiffâs claims. 41 Steele v. Kroenke Sports Enterprises, L.L.C., 264 F. Appâx 735, 744â45 (10th Cir. 2008) (further citations and quotations omitted). 42 Id. (further citations and quotations omitted). 43 Tabor v. Hilti, Inc., 703 F.3d 1206, 1216 (10th Cir. 2013); see also Power v. Koss Const. Co., 499 F. Supp. 2d 1194, 1201 (D. Kan. 2007) (recognizing that offering such statements showing personal bias is really just asking âthe fact-finder to infer that, because the defendant harbors personal opinions, the defendant acted with discriminatory intent toward the plaintiff.â). statements must be closely linked to the adverse decision.44 Regardless, âif the content and context of a statement allow it to be plausibly interpreted in two different waysâone discriminatory and the other benignâthe statement does not qualify as direct evidence.â45 In attempting to show direct evidence, Plaintiff relies solely on Bucknerâs and Rossâs commentsâalleged in his affidavitâthat they would not pay him more because they wanted to save that money for younger employees. As discussed above, the Court disregards this testimony as contradictory to Plaintiffâs deposition testimony where Plaintiff omitted any mention of Bucknerâs testimony and stated that he did not know why Ross had not raised his pay level. Given that these are the sole statements Plaintiff relies on as direct evidence, their omission necessarily means he cannot show direct evidence. Instead, he must attempt to show discrimination under the familiar McDonnel Douglas Corp. v. Green46 standard for circumstantial evidence. 3. McDonnell Douglas analysis Without direct evidence of age discrimination, a wage discrimination claim under the ADEA employs the familiar McDonnel Douglas burden-shifting framework as race or gender discrimination claims.47 First, the plaintiff must establish the elements of his prima facie case.48 If successful, the burden shifts to the defendant to articulate a legitimate nondiscriminatory reason 44 Tabor, 703 F.3d at 1216. 45 Id. 46 411 U.S. 792 (1973). 47 See Jones v. Okla. City Pub. Sch., 617 F.3d 1273, 1278 (10th Cir. 2010); Daniels, 701 F.3d at 636. It is notable that the Tenth Circuit has continued to apply the McDonnell Douglas analysis to ADEA discrimination claims brought by federal employees even after Babb. See Laber v. Austin, 2022 WL 17361437, *8 (D. Kan. 2022) (discussing application of Babb to ADEA claims andârelying on Tenth Circuit precedentâconcluding it did not eliminate application of McDonnell Douglas) (citing Cummings v. United States Postal Serv., 2021 WL 4592271, at *5 (10th Cir. 2021)). 48 Daniels, 701 F.3d at 636. for the disparity in pay.49 Upon making that showing, the burden shifts back to the Plaintiff to show that the defendantâs proffered reason is pretextual.50 a. Plaintiffâs prima facie case To state a prima facie case for discriminatory compensation under the ADEA, a plaintiff must show (1) he is a member of a protected class, i.e., over 40 years of age and (2) he performed similar work to younger employees who received greater compensation.51 âSimilar workâ remains relatively undefined by the Tenth Circuit, but it is clear that this standard is not so high as the âsubstantially equal workâ standard under the Equal Pay Act.52 Here, Plaintiff was undisputedly over 40 years during the relevant period, thus establishing the first element. For the second, Plaintiff has successfully shown that a genuine issue of material fact remains as to whether he performed âsimilar workâ as the dayshift supervisors being paid at the WS-09 level. Both Plaintiff and those supervisors oversaw employees throughout multiple buildings, with two EEO declarations averring that Plaintiff performed the same duties as the dayshift operators. Defendant points out that the number of employees Plaintiff usually oversaw during the time period, between 20 and 50, was less than the dayshift supervisors with 100 to 135 employees. She also offers evidence that dayshift supervisors have some additional responsibilities, such as attending extra leadership meetings. However, Plaintiffâs burden here is not heavyâhe need not show that he performed substantially equal work, only âsimilarâ work. 49 Id. 50 Id. 51 Daniels v. United Parcel Serv., Inc., 701 F.3d 620, 636 (10th Cir. 2012). 52 See id. at 636 n.4 (âThe district court concluded that because Daniels could not meet Title VIIâs requirement of showing she was paid less than males performing similar work, she also could not meet the EPAâs stricter standard of showing she was paid less than males performing âsubstantially equal work.â â) (quoting Mickelson v. N.Y. Life Ins. Co., 460 F.3d 1304, 1311 (10th Cir. 2006)). Given that there are conflicting accounts in the record as to whether Plaintiffâs work was similar to that of the dayshift supervisors, there remains a genuine issue of material fact as to this element. For the purposes of summary judgment, therefore, Plaintiff has established his prima facie case. b. Legitimate nondiscriminatory reason The parties do not dispute that Defendant has proffered evidence showing a legitimate, nondiscriminatory reason for not paying Plaintiff at the WS-09 level.53 All a defendant need do at this stage is offer proof of âa facially nondiscriminatory reason for the termination.â54 The defendant need not âlitigate the merits of its reasoning, nor does it need to prove that the reason relied upon was bona fide, nor does it need to prove that the reasoning was applied in a [nondiscriminatory] fashion.â55 Here, Defendant has offered uncontroverted evidence that Harris and Lowellâpaid as WS- 09sâsupervised more employees than Plaintiff between 2014 and 2016, and that they had extra duties as a part of working on the day shift. This is sufficient to shift the burden back to Plaintiff to show pretext. c. Pretext Because Defendant has proffered a legitimate, nondiscriminatory reason for Plaintiffâs wage status as a WS-06, the burden is on Plaintiff to show that Defendantâs reason is pretextual. âA plaintiff may show pretext by demonstrating the proffered reason is factually false, or that 53 See Reeves, 530 U.S. at 142 (stating defendantâs burden to show legitimate, nondiscriminatory reason is âone of production, not persuasionâ). 54 E.E.O.C. v. Flasher Co., 986 F.2d 1312, 1316 (10th Cir. 1992). 55 Gupta v. Okla. City Pub. Sch., 2022 WL 1742048, at *5 (10th Cir. 2022) (quoting Flasher Co., 986 F.2d at 1316. discrimination was a primary factor in the employerâs decision.â56 Thus, a plaintiff âmust produce evidence showing weakness, implausibility, inconsistency, incoherency, or contradiction in [the defendant]âs stated reasons, such that a reasonable jury could find them unconvincing.â57 This is not an onerous burden, butneither is it empty or perfunctory.58 Here, there is a genuine issue of material fact as to whether Defendantâs proffered reason for paying Plaintiff at a WS-06 was pretextual. Of course, âage-related comments by non- decisionmakers are not material in showing the [defendant]âs action was based on age discrimination.â59 Furthermore, â[i]solated remarks, unrelated to the disputed employment action, are insufficient to demonstrate discriminatory animus.â60 First, Plaintiff offers evidence of Bucknerâs numerous age-related comments telling Plaintiff how he should retire, go home, or that he was a dinosaur as circumstantial evidence of discrimination. Likewise, there is evidence that Buckner, while not ultimately responsible for Plaintiffâs pay grade, still had influence in that decision and the authority to initiate the promotion process. In that sense, there is an issue of fact as to whether Buckner was a âdecision-makerâ such that his comments are evidence of discrimination. Although Bucknerâs comments alone might be insufficient to show that discrimination was a primary factor in the decision to pay Plaintiff as a WS-06, they are certainly probative of that fact. 56 Markley v. U.S. Bank Natâl Assân, 59 F.4th 1072, 1081â82 (10th Cir. 2023) (further citation and quotations omitted). 57 Daniels, 701 F.3d at 639. 58 See Helmerichs v. Potter, 533 F. Supp. 2d 1137, 1150 (D. Kan. 2008) (citing Morgan v. Hilti, Inc., 108 F.3d 1319, 1323â24 (10th Cir.1997)). 59 Cone v. Longmont United Hosp. Assân, 14 F.3d 526, 531 (10th Cir. 1994). 60 Stover v. Martinez, 382 F.3d 1064, 1077 (10th Cir. 2004) (speaking in the context of antisemitic claim); see also Johnson v. Potter, 2004 WL 2823237, at *9 (D. Kan. 2004), affâd, 156 F. Appâx 61 (10th Cir. 2005) (quoting Stover in ADEA context). Ross is undisputedly a decisionmaker. However, Plaintiff relies on only one comment from him where Ross told Plaintiff he needed to consider retiring because of how old he was. This isolated comment is facially unrelated to the decision to pay Plaintiff as a WS-06. Accordingly, the Court does not consider it probative of a discriminatory animus. But other evidence favors finding a genuine issue of material fact as to pretext. Upon learning of Plaintiffâs forecasted retirement in 2016, Buckner advertised a replacement position as a WS-08, two grades higher than Plaintiff. When Plaintiff decided not to retire, Buckner rescinded the position and continued to pay Plaintiff at only a WS-06 level. This indicates a conscious decision to not pay Plaintiff at a higher level despite the responsibilities of his position and is circumstantial evidence of discrimination. Furthermore, the suspicious timing regarding when Buckner restarted the Bomb and Mine night shift in 2018 favors finding pretext. True, two years had passed between moving Plaintiff to Medium Caliber and Buckner creating the new Explosives Operator Supervisor position. However, Buckner announced the position the day after Plaintiff retired and hired Lovell at the WS-09 level to perform duties practically identical to those Plaintiff had during 2014 to 2016. The only recorded difference between Lowell and Plaintiff is that Lowell is much younger. For these reasons, the Court concludes that genuine issues of fact as to pretext exist, thus precluding summary judgment on Plaintiffâs discriminatory compensation claim. Based on the foregoing reasons, Defendantâs Motion as to Plaintiffâs claim for discriminatory compensation is denied. B. Plaintiffâs hostile work environment claim Plaintiff also asserts a hostile work environment claim under the ADEA. Defendant first moves for summary judgment with a perfunctory argument that the ADEA does not provide for hostile work environment claims. This flies in the face of a long line of Tenth Circuit caselaw allowing exactly what Defendant claims is impossibleâADEA hostile work environment claims.61 Defendantâs argument is without merit. Defendant goes on to argue that Plaintiff cannot establish an issue of fact as to whether he experienced an actionable hostile work environment. It is important to note that Plaintiffâs claim for a hostile work environment covers not only 2014 to 2016 but also the following two years during which Plaintiff was reassigned to Medium Caliber. âFor a hostile environment claim to survive a summary judgment motion, a plaintiff must show that a rational jury could find that the workplace was permeated with discriminatory intimidation, ridicule, and insult, that is sufficiently severe or pervasive to alter the conditions of the victimâs employment and create an abusive working environment.â62 Several factors are relevant to this analysis, namely: â[1] the frequency of the discriminatory conduct; [2] its severity; [3] whether it is physically threatening or humiliating, or a mere offensive utterance; and [4] whether it unreasonably interferes with an employeeâs work performance.â63 Courts must also assess whether the environment is subjectively and objectively hostile.64 Isolated comments are not enoughârather, a plaintiff must show a âsteady barrageâ of discriminatory remarks to rise to the level of a hostile environment.65 61 See, e.g., MacKenzie v. City & Cnty. of Denver, 414 F.3d 1266, 1280 (10th Cir. 2005), abrogated on other grounds by Lincoln v. BNSF Ry. Co., 900 F.3d 1166 (10th Cir. 2018); Harper v. Arrow Elecs., 2021 WL 6071625, at *5 (10th Cir. 2021) (implicitly recognizing availability of ADEA hostile work environment claim). 62 Cash v. Lockheed Martin Corp., 684 F. Appâx 755, 761 (10th Cir. 2017) (quoting MacKenzie, 414 F.3d at 1280). 63 Williams v. FedEx Corp. Servs., 849 F.3d 889, 897 (10th Cir. 2017) (further citation and quotations omitted). 64 See Lounds v. Lincare, Inc., 812 F.3d 1208, 1222 (10th Cir. 2015) (âIn other words, it is not enough that a particular plaintiff deems the work environment hostile; it must also be of the character that it would be deemed hostile by a reasonable employee under the same or similar circumstances.â). 65 See Chavez v. New Mexico, 397 F.3d 826, 832 (10th Cir. 2005). The parties agree that the sole issue for the Court to determine is whether there was severe or pervasive discrimination against Plaintiff. The Tenth Circuit, however, has made clear that â âthe severity and pervasiveness evaluation is particularly unsuited for summary judgmentâ because it is inherently fact-found by nature.â66 Furthermore, this determination must be made with an eye toward the totality of the circumstances, as even facially neutral conduct can support a finding of discriminatory animus.67 Here, there is a genuine issue of material fact as to whether Plaintiff can show a severe or pervasive hostile work environment sufficient to alter the conditions of his employment. In resisting Defendantâs Motion, Plaintiff relies primarily on Bucknerâs ageist comments. As to frequency, Plaintiff presents uncontroverted evidence that Buckner would âconstantlyâ pressure him to retire. Bucknerâs other statements were numerous, persistent, andâdrawing all reasonable inferences in Plaintiffâs favorâderogatory. For example, Buckner told Plaintiff to âtake your old ass homeâ and said, âYouâre one of the old dinosaurs, you need to leave here.â While Defendant argues that MCAAPâs commanding officer was called âthe Old Man,â this potentially affectionate term does not negate other multiple negative uses of ageist language against Plaintiff over the four years in question. Severity, the second factor, is less easily met. Still, whether âyouâre a dinosaur,â âtake your old ass home,â and like comments constitute severe discriminatory statements is a fact issue best left to a jury. The same goes for Bucknerâs âsmirking.â Taking away Plaintiffâs responsibilities and supervisory duties by moving him to Medium Caliber, however, seems like a 66 Lounds, 812 F.3d at 1222 (quoting OâShea v. Yellow Tech. Servs., Inc., 185 F.3d 1093, 1098 (10th Cir. 1999)). 67 See id. at 1224, 1226. more severe form of discriminatory conduct. Of course, that reassignment is facially neutral. Nevertheless, the Court must consider it in ruling on the present motion. In contextâand drawing all reasonable inferences in Plaintiffâs favorâthis reassignment and stripping of duties is probative of a hostile work environment based on age discrimination. The third factor here also favors finding a hostile work environment in that Bucknerâs comments were humiliating, not merely offensive.68 Plaintiff avers that he became frustrated, angry, embarrassed, and had insomnia due to Bucknerâs comments and the humiliation of being relegated to nonsupervisory duties. It also seems likely that a reasonable person in Plaintiffâs place would experience likewise consider Bucknerâs regular and repeated statements, along with the removal of authority, to be humiliating. Regarding the last factor, Plaintiff fails to present evidence that the allegedly hostile environment interfered with Plaintiffâs work performance. Thus, this factor weighs against finding that Plaintiff suffered from a hostile work environment. Nevertheless, fact issues remain as to two factors, and the third favors finding a hostile work environment. Therefore, it is clear that summary judgment on this claim is inappropriate. Thus, the Court denies Defendantâs Motion as to Plaintiffâs ADEA hostile work environment claim. C. ADEA retaliation claim Defendant also moves for summary judgment on Plaintiffâs ADEA retaliation claim. Plaintiff, however, makes no response to Defendantâs substantive arguments regarding this claim. In fact, he only mentions retaliation once when listing his own claims. Courts may presume that a party abandons its claims by failing to substantively address it when opposing summary 68 Plaintiff does not argue that he ever felt physically threatened by Buckner or Ross. judgment. Accordingly, the Court concludes that Plaintiff has abandoned his retaliation claim entirely, and grants Defendant summary judgment as to this claim. IT IS THEREFORE ORDERED that Defendantâs Motion for Summary Judgment (Doc. 77) is GRANTED in part and DENIED in part. IT IS SO ORDERED. Dated this 24th day of July, 2023. ERIC F. MELGREN CHIEF UNITED STATES DISTRICT JUDGE 6 See Tronsgard v. FBL Fin. Grp., Inc., 312 F. Supp. 3d 982, 1009 (D. Kan. 2018) (âAnd, more importantly, plaintiffs donât respond substantively to defendantsâ argument that Kansas law bars plaintiffsâ rescission claim. The court thus assumes that plaintiffs have abandoned their request for rescission.â); see also Hinsdale v. City of Liberal, 19 F. Appâx 749, 768-69 (10th Cir. 2001) (affirming district courtâs determination that plaintiff abandoned his equal protection claim by failing to address it in his response to defendantâs motion for summary judgment); see also Benge v. United Parcel Serv., Inc., 2022 WL 7484632, at *4â5 (D. Kan. 2022) (acknowledging Tronsgard and Hinsdale as supporting assumption of abandonment when plaintiff completely fails to defend a claim). -23-
Case Information
- Court
- E.D. Okla.
- Decision Date
- July 24, 2023
- Status
- Precedential