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Full Opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
_______________________________________
DAIQUANA COLES,
DECISION & ORDER
Plaintiff,
22-CV-6407EAW
v.
CITY OF ROCHESTER,1 et al.,
Defendants.
_______________________________________
Plaintiff DaiQuana Coles filed this action pro se against defendants City of
Rochester and the Rochester Public Library pursuant to the Americans with Disability Act of
1990, 42 U.S.C. §§ 12112, et seq., the New York State Human Rights Law, N.Y. Exec. Law
§§ 290, et seq., and the City of Rochester Human Rights Law. (Docket ## 1, 25). Currently
pending before this Court is Colesâs motion for appointment of counsel and defendantsâ motions
to compel and to extend the scheduling order. (Docket ## 30, 34, 37). For the reasons discussed
below, Colesâs motion for appointment of counsel is denied, and defendantsâ motions to compel
and to extend the scheduling order are granted.
I. Motion to Appoint Counsel
It is well-settled that there is no constitutional right to appointed counsel in civil
cases. Although the Court may appoint counsel to assist indigent litigants pursuant to 28 U.S.C.
§ 1915(e), see, e.g., Sears, Roebuck and Co. v. Charles W. Sears Real Estate, Inc., 865 F.2d 22,
1 By Stipulation and Order dated January 29, 2024, the Amended Complaint became the operative
complaint in this matter. (Docket # 27). The Clerk of the Court is directed to amend the caption of this case to
reflect the parties named in the Amended Complaint.
23 (2d Cir. 1988), such assignment of counsel is clearly within the judgeâs discretion. In re
Martin-Trigona, 737 F.2d 1254, 1260 (2d Cir. 1984). The factors to be considered in deciding
whether or not to assign counsel include the following:
1. Whether the indigentâs claims seem likely to be of
substance;
2. Whether the indigent is able to investigate the crucial facts
concerning [her] claim;
3. Whether conflicting evidence implicating the need for
cross-examination will be the major proof presented to the
factfinder;
4. Whether the legal issues involved are complex; and
5. Whether there are any special reasons why appointment of
counsel would be more likely to lead to a just
determination.
Hendricks v. Coughlin, 114 F.3d 390, 392 (2d Cir. 1997); see also Hodge v. Police Officers, 802
F.2d 58, 61-62 (2d Cir. 1986).
The Court must consider the issue of appointment carefully because âevery
assignment of a volunteer lawyer to an undeserving client deprives society of a volunteer lawyer
available for a deserving cause.â Cooper v. A. Sargenti Co., Inc., 877 F.2d 170, 172 (2d Cir.
1989). Therefore, the Court must first look to the âlikelihood of meritâ of the underlying
dispute, Hendricks v. Coughlin, 114 F.3d at 392; Cooper v. A. Sargenti Co., Inc., 877 F.2d at
174, and âeven though a claim may not be characterized as frivolous, counsel should not be
appointed in a case where the merits of the . . . claim are thin and [plaintiffâs] chances of
prevailing are therefore poor.â Carmona v. United States Bureau of Prisons, 243 F.3d 629, 632
(2d Cir. 2001) (denying counsel on appeal where petitionerâs appeal was not frivolous but
nevertheless appeared to have little merit).
This Court previously appointed pro bono counsel to Coles for the limited
purpose of assisting her to amend her complaint and participate in mediation. (Docket ## 23, 24,
29). Coles now maintains that full-scope appointment of counsel is warranted due to her limited
financial resources, as well as her disabilities. (Docket # 30). The Court has reviewed the facts
presented herein in light of the factors required by law and finds, pursuant to the standards stated
by Hendricks, 114 F.3d at 392, and Hodge v. Police Officers, 802 F.2d at 61-62, that
appointment of counsel is not warranted at this time. At this time it is unclear whether Colesâs
claims likely have merit, the legal issues are not especially complex, and Coles has not
demonstrated that she is unable to investigate the relevant facts of her of claims.
Although Coles alleges that she suffers from disabilities, she has not demonstrated
that those impairments limit her ability to litigate this case. To the contrary, review of the docket
demonstrates that she drafted the original complaint, has corresponded with the Court to update
her address2 and request extensions of deadlines, and has submitted an opposition to defendantsâ
pending motions. (Docket ## 1, 19, 32, 36). Appointment of counsel is thus not warranted on
this basis. See, e.g., Perez v. Cnty. of Monroe, 2012 WL 4052470, *2 (W.D.N.Y. 2012) (denying
appointment of counsel where pro se plaintiff was âcapable of prosecuting his caseâ and
âequipped to understand the litigation processâ despite âmental health disabilitiesâ); Lewis v.
Turco, 2010 WL 2287509, *1 (W.D.N.Y. 2010) (appointment of counsel denied where pro se
plaintiff had not demonstrated that mental health issues would hinder his ability to litigate his
claims); Byng v. Campbell, 2008 WL 4662349, *6 (N.D.N.Y. 2008) (denying appointment of
counsel where pro se plaintiff was âable effectively to litigateâ his claims notwithstanding
2 In one of her submissions to the Court, Coles requested assistance with filing a motion to compel.
(Docket # 32). By separate letter dated March 28, 2024, Coles has been provided with a copy of the Pro Se
Litigation Guidelines and information regarding the Pro Se Assistance Program.
various âmedical and mental health issuesâ). Finally, Colesâs case does not present any special
reasons justifying assignment of counsel.
On this record, Colesâs request for appointment of counsel (Docket # 30) is
DENIED without prejudice. It is plaintiffâs responsibility to hire an attorney or continue with
this lawsuit pro se. 28 U.S.C. § 1654.
II. Motion to Compel
On February 28, 2024, defendants filed the pending motion to compel seeking a
an order requiring plaintiff to provide HIPPA-compliant authorizations permitting defendants to
obtain copies of plaintiffâs medical records. (Docket # 34). Specifically, defendants request that
plaintiff provide the following authorizations:
1) âa properly executed HIPAA-compliant authorization for release (to
Defendantsâ attorney) of any and all records of medical or mental health
care or treatment received by [Coles] by any Medical Care Provider from
February 10, 2019 to presentâ;
2) âa properly executed HIPAA-compliant authorization for release (to
Defendantsâ attorney) of any and all records of medical or mental health
care or treatment of [Coles] by Jack OâConnor, NP from February 10,
2021 to presentâ; and
3) âa properly executed HIPAA-compliant authorization for release (to
Defendantsâ attorney) of any and all records of medical or mental health
care or treatment of [Coles] by Tonya Girard from February 10, 2021 to
present.â
(Docket # 34-1 at ¶¶ 7-9). Defendants note that Coles identified OâConnor and Girard as treating
providers in her initial disclosures. (Id. at ¶ 6). According to defendants, plaintiffâs medical
records are relevant to her disability discrimination claims, as well as to her claimed damages,
specifically, that she suffered severe emotional damages as a result of defendantsâ actions.
(Docket ## 34 at ¶¶ 4-5; 34-2 at 3-4). Defendants contend that the temporal scope of their
request is appropriately limited to three years prior to Colesâs date of hire through the present.
(Docket # 34-2 at 4-5).
Coles opposes the motion on the grounds that her medical records are not relevant
to her claims because defendants âhave already regarded [p]laintiff as disabled.â (Docket # 36 at
41, ¶ 3). In addition, she maintains that the request is an âunnecessary intrusionâ into her privacy
and is unduly burdensome. (Id. at 41, ¶¶ 3-5). Coles has already produced some redacted
medical records in connection with her initial disclosures and argues that any additional relevant
information may be obtained through witness testimony or other âdocumentary evidence.â
(Docket ## 36 at 7, ¶ 5; 42 at ¶ 6).
âFederal common law recognizes âa privilege protecting confidential
communications between a psychotherapist and her patient.ââ Powers v. Colonial Toyota, Inc.,
2019 WL 13291994, *5 (D. Conn. 2019) (quoting Jaffee v. Redmond, 518 U.S. 1, 9 (1996)).
Moreover, although there is no general physician-patient privilege under federal law, Coles does
maintain a privacy interest in her medical records. See Fresh Air for Eastside, Inc. v. Waste
Mgmt. of N.Y., LLC, 2023 WL 6121169, *7 (W.D.N.Y. 2023) (â[a] bar against discoverability of
ordinary physician-patient records does not existâ); Manessis v. N.Y.C. Depât of Transp., 2002
WL 31115032, *2 (S.D.N.Y. 2002) (citing Olszewski v. Bloomberg L.P., 2000 WL 1843236, *2
(S.D.N.Y. 2000)) (recognizing âa privacy interest in keeping oneâs medical and mental health
records confidentialâ); Gill v. DeFrank, 2000 WL 270854, *12 (S.D.N.Y.) (recognizing that
plaintiff has a right to privacy in his medical records), modified on other grounds, 2000 WL
897152 (S.D.N.Y. 2000). Nevertheless, such privileges and interests are waived when âa litigant
puts [her] physical or mental condition into issue in the litigation.â Manessis v. N.Y.C. Depât of
Transp., 2002 WL 31115032 at *2; see Powers v. Colonial Toyota, Inc., 2019 WL 13291994 at
*5 (â[w]aiver occurs when a plaintiff puts his or her mental condition at issue in the caseâ)
(quotations omitted).
In this case, Coles claims that defendants discriminated against her based upon
her medical impairments, including autism and attention deficit hyperactivity disorder. (Docket
# 25 at ¶ 16). In addition, plaintiff alleges that she was excused from work on May 12, 2022,
pursuant to a letter from her physician advising that plaintiff was attending a mental health
recovery program. (Id. at ¶ 91). In addition, the damages that Coles seeks in this litigation
include compensation for âsevere mental anguish and emotional distress, including but not
limited to, depression, humiliation, embarrassment, stress and anxiety, loss of self-esteem and
self-confidence, and emotional pain and suffering.â (Id. at ¶ 98).
I find that Coles has placed her medical health and medical history at issue in this
case, entitling defendants to discovery of her medical treatment records both before and after her
employment. See Cordero v. United States, 2021 WL 568079, *2 (S.D.N.Y. 2021) (rejecting
argument that medical releases are objectionable solely because they seek medical records
predating the automobile accident and finding that defendant is entitled to three years of medical
records); Morales v. Pepsi Co. Inc., 2018 WL 3853390, *4 (W.D.N.Y. 2018) (â[t]o the extent
[plaintiff] seeks damages for non-garden variety emotional distress, I agree with defendant that
any medical records reflecting mental health treatment provided to [plaintiff] to address such
distress would be relevant and discoverableâ); Cherkaoui v. City of Quincy, 2015 WL 4504937,
*2 (D. Mass. 2015) (âplaintiff advances four causes of action explicitly alleging discrimination
on the basis of her alleged mental health related disability[, and] [s]he . . . alleges that she
suffered âsevere emotional distressâ as a result of the discrimination[;] . . . [o]n these facts, there
is no question that the plaintiff has based a significant part of her case on her mental health and
she therefore has unequivocally and unambiguously placed her mental health at issueâ);
Melendez v. Falls, 2010 WL 811337, *2 (W.D.N.Y. 2010) (defendants entitled to inspect records
â from a reasonable period before and after the alleged injuries â âthat reveal medical conditions
or injuries . . . that could have contributed to or aggravated the injuries [plaintiff] claims resulted
from th[e] incidentâ); Julicher v. Town of Tonawanda, 2008 WL 4415226, *4 (W.D.N.Y. 2008)
(ordering authorizations for release of medical and mental health records from two years prior to
relevant event).
Because Coles alleges that defendants discriminated against her on the basis of
her disability, she must provide defendants with an authorization to obtain her relevant medical
treatment records; in this case, those records are medical records from any provider who treated
her for any of the disabilities alleged in her complaint at any time during the period of three years
prior to her hiring and continuing to the present. In addition, because Coles claims that she
suffered severe emotional distress as a result of defendantsâ actions, defendants are permitted to
obtain her mental health treatment records for a period of three years prior to her hiring and
continuing to the present. The scope of production includes records predating Colesâs hiring
because âa defendant is entitled to learn whether the emotional distress suffered by a plaintiff
was caused by something other than [d]efendantâs conduct.â Powers, 2019 WL 13291994 at *6
(internal quotations omitted); Green v. St. Vincentâs Med. Ctr., 252 F.R.D. 125, 129 (D. Conn.
2008) (â[d]efense counsel has a right to inquire into plaintiffsâ pasts for the purpose of showing
that their emotional distress was caused at least in part by events and circumstances that were not
job relatedâ).
On this record, defendantsâ motion to compel (Docket # 34) is GRANTED. On
or before April 11, 2024, Coles must provide defendants with a list of every medical treatment
provider who has provided her treatment for any of the disabilities alleged in the complaint or
who has provided her with mental health treatment between 2019 and the present. On or before,
April 18, 2024, defendants must provide Coles with HIPAA-compliant authorizations for the
release of Colesâs medical records for each of the providers identified by Coles. On or before,
April 30, 2024, Coles must execute and return the authorizations to the defendants.
III. Motion to Extend the Scheduling Order
Defendants also request an extension of the Courtâs scheduling order in order to
obtain Colesâs medical records prior to conducting her deposition. (Docket ## 34-2 at 5-7; 37).
Coles opposes the request, contending that defendants have not diligently pursued the requested
discovery.
The current scheduling order was issued on July 11, 2023, following the Rule 16
conference. (Docket # 10). Since that time, the parties have engaged in written discovery, and
pro bono counsel was appointed for the limited purpose of amending the complaint, which was
filed on January 22, 2024, and assisting Coles with mediation, which was completed on January
31, 2024. (Docket ## 24, 25, 28). Within a month following the mediation and more than a
month prior to the close of fact discovery, defendants filed the pending motion. (Docket ## 10,
34). I find that good cause exists to extend the scheduling order in order to permit defendants to
obtain the relevant medical records prior to conducting Colesâs deposition. Accordingly,
defendantsâ motion for an extension of the scheduling order (Docket ## 34, 37) is GRANTED.
The Court will issue an amended schedule by separate order.
CONCLUSION
For the reasons discussed above, Colesâs motion for appointment of counsel
(Docket # 30) is DENIED without prejudice, and defendantsâ motions to compel and for an
extension of the scheduling order (Docket ## 34, 37) are GRANTED. The Clerk of the Court is
directed to amend the caption to reflect the parties identified in the Amended Complaint.
(Docket # 25). On or before April 11, 2024, Coles must provide defendants with a list of every
medical treatment provider who has provided her treatment for any of the disabilities alleged in
the complaint or who has provided her with mental health treatment between 2019 and the
present. On or before, April 18, 2024, defendants must provide Coles with HIPAA-compliant
authorizations for the release of Colesâs medical records for each of the providers identified by
Coles. On or before, April 30, 2024, Coles must execute and return the authorizations to the
defendants.
IT IS SO ORDERED.
s/Marian W. Payson
MARIAN W. PAYSON
United States Magistrate Judge
Dated: Rochester, New York
March 28, 2024 Case Information
- Court
- W.D.N.Y.
- Decision Date
- March 28, 2024
- Status
- Precedential