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UNITED STATES DISTRICT COURT Rowe OMiCALLY âĄâĄâĄâĄâĄâĄ ⥠SOUTHERN DISTRICT OF NEW YORK a . Le voltae? ARMANDO COLON, ome Plaintiff, -against- NEW YORK STATE DEPARTMENT OF CORRECTIONS AND COMMUNITY SUPERVISION; WLADYSLAW SIDOROWICZ, No. 19 Civ. 7432 (NSR) Sullivan Correctional Facility Medical Director; SULLIVAN CORRECTIONS OFFICERS âJOHN OPINION & ORDER and/or JANE DOESâ 1, 2, 3, ete.; SULLIVAN CORRECTIONAL FACILITY MEDICAL OFFICIALS âJOHN and/or JANE DOESâ 1, 2, 3, etc.; ASHIT PATEL, M.D., all of whom are sued in their individual capacities, and ALBANY MEDICAL CENTER, Defendants. NELSON S. ROMAN, United States District Judge Plaintiff Armando Colon brings this action pursuant to, inter alia, 42 U.S.C. § 1983 (âSection 1983â) and New York state tort law, against the New York State Department of Corrections and Community Supervision (âDOCCSâ),! Sullivan Correctional Facility (âSullivanâ) Medical Director Wladyslaw Sidorowicz, unknown âJohn or Jane Doeâ Sullivan Correctional Officers (âSullivan CO Doesâ), and unknown âJohn or Jane Doeâ Sullivan Medical Officials (âSullivan Medical Doesâ) (collectively, âState Defendantsâ); Albany Medical Center (âAMCâ), and Ashit Patel, M.D. (collectively, âMedical Defendantsâ). Presently before the Court are (1) Defendant Sidorowiczâs motion for summary judgment pursuant to Fed. R. Civ. P. 56 dismissing Plaintiffs Section 1983 claims as against him, (ECF No. 123), (2) Medical ! Pursuant to the Courtâs Opinion and Order granting in part and denying in part Defendantsâ motions to dismiss, dated September 13, 2019, no claims remain against DOCCS. (See ECF No. 79.) Defendantsâ motion for summary judgment pursuant to Fed. R. Civ. P. 56 dismissing Plaintiffâs medical malpractice claims against them, (ECF No. 137), and (3) Plaintiffâs motion for leave to serve a late certificate of merit, (ECF No. 139). For the reasons that follow, Defendantsâ motions for summary judgment are GRANTED, and Plaintiffâs motion for leave to serve a late certificate of merit is DENIED. BACKGROUND I. Factual Allegations The following facts are taken from the partiesâ respective Rule 56.1 Statements, the pleadings, and a review of the record. The Court notes that a significant amount of discovery as to the factual allegations supporting Plaintiffâs claims remains outstanding. (See Declaration of Adam T. Mandell, Esq. in Support of Medical Defendantsâ Summary Judgment Motion (âMandell Decl.â) (ECF No. 138) ¶ 10.) a. Plaintiffâs Assault and Surgeries Plaintiff, who at all relevant times was an incarcerated inmate at Sullivan Correctional Facility, alleges that on September 22, 2013, he was assaulted by an unknown inmate as he was being escorted from his cell in the Sensorial Disabled Unit to the Sullivan infirmary. (Am. Compl. (ECF No. 41) ¶ 2.)2 At the time of the incident, Plaintiff, who is legally blind, was being escorted by Sullivan Corrections Officer Juan Martinez and an inmate at Sullivan, Martin Hodge, who âassisted visually impaired inmates through the facility.â (Id.) As Plaintiff was being 2 The Court notes that Medical Defendants continue to dispute most of the factual recitation in the Amended Complaint. (Medical Defendantsâ Reply to Plaintiffâs Counter-Statement Pursuant to Local Rule 5.1 (ECF No. 148).) escorted to the infirmary, he was âapproached, punched, and knocked unconscious by an unknown incarcerated person.â (Id. ¶ 25.) As a result of the attack, Plaintiff sustained a number of injuries, including multiple facial fractures, and was taken to Catskill General Hospital (âCatskillâ). (Id. ¶¶ 26â28.) After receiving a CT scan at Catskill, Plaintiff was transferred to Defendant Albany Medical Center. (Id. ¶ 29.) Doctors at AMC informed Plaintiff that his injuries would require surgery, but the surgery could not be performed until the swelling to his face was reduced. (Id. ¶ 31.) Plaintiff was then transferred back to Sullivan. Plaintiff returned to AMC on September 27, 2013, five days after the incident, so that Defendant Patel could perform facial reconstructive surgery. (Id. ¶ 34.) The reconstructive surgery included âimplantation in Plaintiffâs right eye-socket and right cheekbone.â (Id.) The following day, Plaintiff was discharged from AMC and returned to the Sullivan infirmary, where he stayed for an extended period of time. (Id. ¶ 35.) Plaintiff alleges that he complained to Defendant Sidorowicz several weeks after the surgery about âexcruciating pain on the right side of his face, swelling to the right side of his face, and difficulty chewing food on the right side of his mouth.â (Id. ¶ 37.) Two months after his surgery, in December 2013, Plaintiff was transferred to Coxsackie Correctional Facilityâs Regional Medical Unit to be examined by Dr. Richard Agag. (Id. ¶¶ 39â40.) During that examination, Dr. Agag discovered that the metallic hardware installed by Patel in Plaintiffâs cheekbone âhad ripped through the upper right side of Plaintiffâs mouth.â (Id. ¶ 41.) Dr. Agag then recommended an emergency surgery in order to remove the protruding hardware. (Id. ¶ 42.) On January 29, 2014, Defendant Patel performed a second surgery to remove the hardware. (Id. ¶ 43.) After that surgery, Plaintiff contends that he continued to complain to Sullivan Corrections Officers and Medical Officers, including Defendant Sidorowicz, about âexcruciating pain on the right side of his face, swelling to the right side of his face, and difficulty chewing food on the right side of his mouth.â (Id. ¶ 45.) In April 2014, Plaintiff returned to AMC where he received a CT scan and, allegedly, was informed by Defendant Sidorowicz that a bone inside his mouth was âexposed and had become infected.â (Id. ¶¶ 47â 48.) Thereafter, on May 10, 2014, a third surgery was performed by Defendant Patel where he covered the exposed bone inside Plaintiffâs mouth with a skin graft. (Id. ¶ 50.) Several days later, Plaintiff was discharged and returned to Sullivan. (Id. ¶ 51.) After the May 2014 surgery, Plaintiff underwent two additional oral surgeries in order to remove excessive and overlapping tissue inside of his mouth. (Id. ¶ 52.) Plaintiff alleges that to this day he continues to âexperience extreme pain on the right side of his face and has difficulty chewing food on the right side of his mouth.â (Id. ¶ 53.) b. Plaintiffâs Inmate Grievance Filings Sullivan is a correctional facility maintained by the New York State Department of Corrections and Community Supervision (âDOCCSâ). (Defendant Sidorowiczâs Rule 56.1 Statement (âState Defs. 56.1â) (ECF No. 126) ¶ 2.) Pursuant to DOCCS Directive #4040, 7 N.Y. Comp. Codes R. & Regs. § 701, inmates in DOCCS facilities are permitted to file grievances with the facilityâs Inmate Grievance Resolution (âIGRâ) Committee (âIGRCâ), appeal an IGRC decision to the Inmate Grievance Resolution Program (âIGRPâ or âIGPâ) Superintendent of the facility (the âSuperintendentâ), and appeal the Superintendentâs decision to the Central Office Review Committee (âCORCâ). (Declaration of Shelley Mallozzi (âMallozzi Decl.â) (ECF No. 127) ¶ 2.) Plaintiff was aware of the foregoing procedures and, in fact, filed and appealed more than 300 grievances to CORC over the course of his incarceration between February 1992 through December 2017. (State Defs. 56.1 ¶¶ 5,7.) i. Grievance 21235 On or about March 5, 2014, Plaintiff filed Grievance SUL 21235/14, dated February 27, 2014 (âGrievance 21235â). (State Defs. 56.1 ¶ 8; Declaration of Bruce J. Turkle in Support of Defendant Sidorowiczâs Motion for Summary Judgment (âTurkle Decl.â) (ECF No. 124) Ex. 3.) As relevant to this case, Plaintiff made allegations in Grievance 21235 concerning complications arising from his first two facial surgeries with Defendant Patel. (Turkle Decl. Ex. 3 at Bates No. COLON 00908â09.) Specifically, Plaintiff recounted his first facial reconstruction surgery, Dr. Agagâs discovery that the hardware implanted in Plaintiffâs palate had caused an opening in Plaintiffâs mouth, and his second surgery. (Id. at Bates No. COLON 00908.) Plaintiff stated that the second surgery did not adequately address the opening in his mouth, and that he continued to experience drainage through his right nostril. (Id.) He further opined, â[T]his medical mishap has obviously caused me a great deal of mental anguish and anxiety attacks including headaches, nausea, dizzy spells and pain to the right side of my face which remains swollen for nearly half a year.â (Id. at Bates No. COLON 00909.) In the section of Grievance 21235 entitled âAction Requested by Inmate,â Plaintiff sought a referral from the dentist at Sullivan to an oral surgeon at Sing Sing Correctional Facility âas was previously attempted.â (Id.) In the alternative, Plaintiff sought a referral from Dr. Patel to a more knowledgeable reconstructive surgeon in the New York City area for the purpose of closing the opening in his palate and âwhatever the reconstructive surgeon deems appropriate with the approval of the facility health service director Dr. Wladyslaw Sidorowicz.â (Id.) The IGRC responded to Grievance 21235, stating that Plaintiffâs medical concerns could be addressed with a specialist âas he was provided for follow-up with reconstruction plastic surgeon.â (Id. at Bates No. COLON 00905.) Plaintiff disagreed with the response and appealed to the Superintendent. (Id.) On March 18, 2014, the Superintendent accepted Grievance 21235 to the extent of stating, âInvestigation reveals grievant is receiving proper medical care at this facility and is approved for outside specialist medical care. Grievant is advised to address his medical concerns with facility and/or outside specialist.â (Id. at Bates No. COLON 00912.) Plaintiff timely appealed the Superintendentâs disposition to CORC. (Id.) On August 6, 2014, CORC upheld the determination of the Superintendent. (Id. at Bates No. COLON 00913.) CORC explained, inter alia, that with respect to the appeal, Plaintiff had not presented âsufficient evidence to substantiate improper medical care or malfeasance by staff.â (Id.) CORC advised Plaintiff to address concerns regarding outside medical care to that entity, mental health issues to the Office of Mental Health (âOMHâ), and medical concerns via sick call. (Id.) CORC rejected Plaintiffâs complaints regarding medical care prior to 2014 as untimely. (Id.) ii. Grievance 21389 Following his third surgery, on or about August 7, 2014, Plaintiff filed Grievance SUL 21389/14, dated August 5, 2014 (âGrievance 21389â). (State Defs.â 56.1 ¶ 14; Turkle Decl. Ex. 5.) Grievance 21389 included, in relevant part, further allegations related to Plaintiffâs assault and the surgeries performed by Defendant Patel. (Turkle Decl. Ex. 5 at Bates No. COLON 00944â45.) Plaintiff noted that in May of 2014, he underwent a third surgery âas a result of [Dr. Patelâs] failure to notice and close the opening in Grievantâs right-side palate area.â (Id. at Bates No. COLON 00945.) Plaintiff asserted that such failure âfell far below professional medical standardsâ and âborders on medical negligence and malpractice.â (Id.) He further complained that Dr. Patelâs actions resulted in a serious bone infection and continuous excruciating pain.â (Id.) Plaintiff stated that the right side of his face continued to be âswollen, non-symmetrical and distorted, and causing Grievant bouts of depression and anxiety attacks making same known to Mental Health Services Personnel to no avail.â (Id.) In the section entitled âAction Requested by Inmate,â Plaintiff sought a fourth surgical procedure to correct his right-side facial features, which he said âremain[ed] non-symmetrical and distorted.â (Id.) In the alternative, Plaintiff sought a recommendation from Dr. Patel and Dr. Sidorowicz that Plaintiff âbe transported to a New York City area hospital that specializes in repairing and correcting facial features.â (Id.) The IGRC responded to Grievance 21389, stating, inter alia, with respect to Plaintiffâs face-related complaints that Plaintiffâs medical concerns could be addressed with a specialist âas he was provided for follow-up with reconstruction plastic surgeon.â (Id. at Bates No. COLON 00947.) The Grievance was forwarded to the Superintendent for action by the Grievance Clerk. (Id.) On August 26, 2014, the Superintendent accepted Grievance 21389, again, to the extent of stating, âInvestigation reveals grievant is receiving proper medical care at this facility. Grievant is approved for surgery and will be evaluated for medical needs again after surgery is completed.â (Id. at Bates No. COLON 00946.) Plaintiff timely appealed the Superintendentâs disposition to CORC. (Id.) On January 21, 2015, CORC rejected Plaintiffâs medical complaints through May 2014 as untimely, and otherwise upheld the determination of the Superintendent. (Id. at Bates No. COLON 00948.) CORC again explained, inter alia, that with respect to the appeal, Plaintiff had not presented âsufficient evidence to substantiate improper medical care or malfeasance by staff,â and advised Plaintiff to address concerns regarding outside medical care to that entity, mental health issues to OMH, and medical concerns via sick call. (Id.) iii. Other Grievances Other than Grievances 21235 and 21389, Plaintiff admits that he did not file any other inmate grievances relating to medical treatment for his face and jaw injuries sustained as a result of the September 22, 2013, assault prior to commencing this action. (State Defs. 56.1¶ 25; Plaintiffâs Rule 56.1 Counter-Statement (ECF No. 130) ¶ 25.) Nonetheless, in his Memorandum of Law in Opposition to Defendant Sidorowiczâs Motion for Summary Judgment, Plaintiff references a third grievance filed on April 27, 2015, âthat further described his ongoing serious medical condition . . ., [wherein he alleged] that even after three reconstructive surgeries, the âright side of his face continues [sic] swollen and sore causing grievant to experience periodic anxiety attacks and many sleepless nights.ââ (Plaintiffâs Memorandum in Opposition to Defendant Sidorowiczâs Motion for Summary Judgment (âPl. Mem. Opp. Sidorowicz Mot.â) (ECF No. 129) 7 (quoting Turkle Decl. Ex. 10 at Bates No. COLON 01046).). Grievance SUL 21696/15 (âGrievance 21696â) declared that Plaintiffâs medical issues arising from his reconstructive surgeries âneed to be addressed and resolved by reconstructive surgeons at AMC, or elsewhere.â (Turkle Decl. Ex. 10 at Bates No. COLON 01046.) Plaintiff asked that Defendant Sidorowicz âseriously consider and request for approval and medical intervention from DOCCS Central Office Division of Health Services and evaluate grievant for possible corrective surgery.â (Id. at Bates No. COLON 01047.) Grievance 21696 was denied by the IGRC and the Superintendent, and Plaintiff appealed to CORC. (Id. at Bates No. COLON 01048â51.) On February 10, 2016, after the commencement of this action, CORC rejected as untimely Plaintiffâs claims prior to 2015 and otherwise upheld the determination of the Superintendent. (Id. at Bates No. COLON 01045.) II. Procedural History Plaintiff commenced this lawsuit in forma pauperis and pro se on September 18, 2015. (See Compl., ECF No. 2.) Counsel appeared on his behalf on February 16, 2016. (ECF No. 34.) Plaintiff, assisted by counsel, amended his complaint on August 15, 2016. (See Am. Compl., ECF No. 41.) State Defendants and Medical Defendants subsequently moved to dismiss the Amended Complaint pursuant to Rules 12(b)(1) or 12(b)(6). (See ECF Nos. 58 (State Defendants), 68 (Medical Defendants).) By Opinion and Order dated September 15, 2017 (â9/15/17 Orderâ), the Court granted Defendantsâ motions to dismiss in part and denied them in part. (ECF No. 79.) The Court dismissed Plaintiffâs federal claims brought against the State Defendants pursuant to Title II of the Americans with Disabilities Act, 42 U.S.C. §§ 12101 et seq., and the Rehabilitation Act of 1973, 29 U.S.C. §§ 701 et seq., for failure to state a claim. (9/15/17 Order 22.) The Court also dismissed Plaintiffâs state law claims as asserted against the State Defendants pursuant to New York Correction Law § 24 for lack of subject-matter jurisdiction. (Id.) However, Plaintiffâs Section 1983 claims alleging violations of his Eighth and Fourteenth Amendment rights by Sidorowicz and the Sullivan Medical Does survived in their entirety. (Id.) As to the Medical Defendants, while the Court dismissed Plaintiffâs claim against them for ordinary negligence as duplicative of Plaintiffâs medical malpractice claim, the medical malpractice claim and Plaintiffâs request for punitive damages survived. (Id.) The Court determined that it could, and did, exercise supplemental jurisdiction pursuant to 28 U.S.C. § 1367(a) over Plaintiffâs state law claims against Medical Defendants. (Id. 19.) After the 9/15/17 Order, the only remaining claims in this action are (1) Plaintiffâs Section 1983 claim against Defendant Sidorowicz and the Sullivan Medical Does, who have not been identified or served, and (2) Plaintiffâs medical malpractice claim against the Medical Defendants. In the 9/15/17 Order, the Court declined to consider documentary evidence submitted by the State Defendants on the issue of whether Plaintiff had exhausted his claims through the prison grievance process prior to bringing a suit in federal court, as required under the Prison Litigation Reform Act of 1995 (âPLRAâ). (Id. 11.) The Court noted that Defendants would be permitted to request that discovery commence with issues such as exhaustion, and that they could seek leave to move for summary judgment on that discrete issue, should such a motion be non-frivolous, once that portion of the discovery process had been completed. (Id. 11 n.6.) Accordingly, by letter dated May 2, 2018, State Defendants sought leave to move for summary judgment dismissing Plaintiffâs Section 1983 claims against Defendant Sidorowcz on the grounds that Plaintiff failed to exhaust such claims. (ECF No. 111.) Briefing of the motion was completed on February 1, 2019. (ECF Nos. 123â132.) On March 5, 2019, Medical Defendants separately moved for summary judgment seeking dismissal of Plaintiffâs medical malpractice claims against them on jurisdictional grounds, should the Court grant State Defendantsâ motion and dismiss the only federal cause of action remaining in this case. (ECF No. 137.) Also on March 5, 2019, Plaintiff moved to serve a late certificate of merit on Medical Defendants in connection with his state law medical malpractice claim. (ECF No. 139.) LEGAL STANDARDS I. Summary Judgment Pursuant to Rule 56 of the Federal Rules of Civil Procedure, summary judgment is appropriate âif the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). The moving party bears the initial burden of pointing to evidence in the record, âincluding depositions, documents . . . [and] affidavits or declarations,â see Fed. R. Civ. P. 56(c)(1)(A), âwhich it believes demonstrate[s] the absence of a genuine issue of material fact,â Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The moving party may support an assertion that there is no genuine dispute of a particular fact by âshowing . . . that [the] adverse party cannot produce admissible evidence to support the fact.â Fed. R. Civ. P. 56(c)(1)(B). If the moving party fulfills its preliminary burden, the onus shifts to the nonmoving party to raise the existence of a genuine issue of material fact. Fed. R. Civ. P. 56(c)(1)(A); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986). A genuine dispute of material fact exists when âthe evidence is such that a reasonable jury could return a verdict for the nonmoving party.â Anderson, 477 U.S. at 248; accord Gen. Star Natâ l Ins. Co. v. Universal Fabricators, Inc., 585 F.3d 662, 669 (2d Cir. 2009). Courts must âdraw all rational inferences in the non-movantâ s favor,â while reviewing the record. Kirkland v. Cablevision Sys., 760 F.3d 223, 224 (2d Cir. 2014) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). Importantly, âthe judgeâ s function is not himself to weigh the evidence and determine the truth of the matter,â nor is it to determine a witnessâ s credibility. Id. at 249. Rather, âthe inquiry performed is the threshold inquiry of determining whether there is the need for a trial.â Id. at 250. Summary judgment should be granted when a party âfails to make a showing sufficient to establish the existence of an element essential to that partyâ s case.â Celotex, 477 U.S. at 322. Critically, in an opposition to a motion for summary judgment â[s]tatements that are devoid of any specifics, but replete with conclusionsâ will not suffice. Bickerstaff v. Vassar Coll., 196 F.3d 435, 452 (2d Cir. 1999); see also Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986) (nonmoving party âmust do more than simply show that there is some metaphysical doubt as to the material factsâ); FDIC v. Great Am. Ins. Co., 607 F.3d 288, 292 (2d Cir. 2010) (nonmoving party âmay not rely on conclusory allegations or unsubstantiated speculationâ (quoting Scotto v. Almenas, 143 F.3d 105, 114 (2d Cir. 1998)). II. The New York Certificate of Merit Requirement Under New York law, â[i]n any action for medical . . . malpractice, the complaint shall be accompanied by a certificate, executed by the attorney for the plaintiff, declaring that: (1) the attorney has reviewed the facts of the case and has consulted with at least one physician . . . who is licensed to practice in this state or any other state and who the attorney reasonably believes is knowledgeable in the relevant issues involved in the particular action, and that the attorney has concluded on the basis of such review and consultation that there is a reasonable basis for the commencement of such action . . .â N.Y. C.P.L.R. § 3012-a(a)(1). This requirement is inapplicable to plaintiffs who are proceeding pro se. Id. § 3012-a(f). The Second Circuit has not yet determined whether the requirement of a certificate of merit in a medical malpractice action is a substantive or procedural requirement. However, a number of district courts in this Circuit have held that â[a] state statute requiring a certificate of meritâsuch as N.Y. C.P.L.R. § 3012-a(a)âis substantive law that applies in a federal diversity action.â Crowhurst v. Szczucki, 16-cv-00182(JGK), 2017 WL 519262, at *3 (S.D.N.Y. Feb. 8, 2017) (citing Finnegan v. Univ. of Rochester Med. Ctr., 180 F.R.D. 247, 249 (W.D.N.Y. 1998)); see E.L.A. v. Abbott House, 16-cv-1688(RMB), 2018 WL 3104631, at *5 (S.D.N.Y. March 27, 2018); Sanchez v. New York Correct Care Solutions Med. Servs., P.C., 16-cv-6826(CJS), 2018 WL 6510759, at *12 (W.D.N.Y. Dec. 11, 2018); see also Frierson v. United States, 5:17-cv-247, 2019 WL 2601692, at *2 (D. Vt. June 25, 2019) (holding that similar Vermont statute requiring filing of certificate of merit with complaint in medical malpractice actions created a substantive requirement equally applicable in the context of medical malpractice claims under the Federal Tort Claims Act). DISCUSSION I. Defendant Sidorowiczâs Motion Plaintiff alleges that he made complaints to Defendant Sidorowicz and the Sullivan Medical Does following his facial surgeries, and that their âresponse to Plaintiffâs complaints of serious medical needs were not reasonable to the pain and suffering he experienced.â (Am. Compl. ¶¶ 37â38, 45â46.) Based on the foregoing, Plaintiff states that Defendant Sidorowicz and the Sullivan Medical Does were âdeliberately indifferent to the physical and emotional pain and suffering Plaintiff experienced.â (Id. ¶ 57.) These Defendantsâ alleged deliberate indifference forms the basis of Plaintiffâs claim that he was deprived of his rights under the Eighth and Fourteenth Amendment, in violation of Section 1983. (Id. ¶¶ 58â59.) Defendant Sidorowicz seeks summary judgment dismissing Plaintiffâs federal claims under Section 1983 against him on the ground that Plaintiff failed to exhaust his claims through the prison grievance process prior to bringing a suit in federal court. Plaintiff argues (1) that by filing and appealing Grievances 21235, 21389, and 21696, he exhausted his administrative remedies, and (2) that to the extent he did not exhaust, he must be excused because no grievance procedure was available to him. For the reasons that follow, the Court grants Defendant Sidorowiczâs motion. a. Exhaustion within DOCCSâ Inmate Grievance System Under the PLRA, â[n]o action shall be brought with respect to prison conditions under [42 U.S.C. § 1983] or any other federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.â 42 U.S.C. § 1997e(a). âThe PLRAâs exhaustion requirement âapplies to all inmate suits about prison life, whether they involve general circumstances or particular episodes, and whether they allege excessive force or some other wrong.ââ Giano v. Goord, 380 F.3d 670, 675 (2d Cir. 2004) (quoting Porter v. Nussle, 534 U.S. 516, 532 (2002)). Exhausting all remedies âmeans using all steps that the agency holds out, and doing so properly (so that the agency addresses the issues on the merits).â Washington v. Chaboty, No. 09 Civ. 9199, 2015 WL 1439348, at *6 (S.D.N.Y. Mar. 30, 2015) (quoting Hernandez v. Coffey, 582 F.3d 303, 305 (2d Cir. 2009) (internal quotation marks and citations omitted). â[B]ecause âit is the prisonâs requirements, and not the PLRA, that define the boundaries of proper exhaustion[,] . . . [t]he exhaustion inquiry . . . requires that [the court] look at the state prison procedures and the prisonerâs grievance to determine whether the prisoner has complied with those procedures.ââ Espinal v. Goord, 558 F.3d 119, 124 (2d Cir. 2009) (quoting Jones v. Bock, 549 U.S. 199, 218 (2007)). Similarly, â[t]he level of detail necessary in a grievance to comply with the grievance procedures will vary from system to system and claim to claim,â because âit is the prisonâs requirements, and not the PLRA, that define the boundaries of proper exhaustion.â Jones, 549 U.S. at 218. In order to properly exhaust his claims, a plaintiff must invoke all available administrative mechanisms, including appeals, âthrough the highest level for each claim.â Varela v. Demmon, 491 F. Supp. 2d 442, 447 (S.D.N.Y. 2007). An inmateâs filing of a grievance rejected as untimely does not constitute proper exhaustion. Woodford v. Ngo, 548 U.S. 81, 83â84 (2006). A court may not excuse a failure to exhaust, even to take âspecial circumstancesâ into account. Ross v. Blake, 136 S. Ct. 1850, 1856 (2016). However, a prisoner cannot be required to exhaust administrative remedies that are not available to him. Id. at 1858. â[A]n inmate is required to exhaust those, but only those, grievance procedures that are âcapable of useâ to obtain âsome relief for the action complained of.ââ Id. at 1859 (quoting Booth v. Churner, 532 U.S. 731, 738 (2001)). An administrative procedure is âunavailableâ in this respect (1) when it operates as a simple dead end, with officers unable or consistently unwilling to provide any relief to aggrieved inmates; (2) when it is so opaque that no ordinary prisoner can discern or navigate it; and (3) when prison administrators thwart inmates from taking advantage of a grievance process through machination, misrepresentation, or intimidation. Ross, 136 S. Ct. at 1859â60; see also Williams v. Priatno, 829 F.3d 118, 123 n.2 (2d Cir. 2016) (opining that the foregoing circumstances âdo not appear to be exhaustive,â but declining to describe what other circumstances might render an otherwise available administrative remedy actually incapable of use). It is the defendantâs burden to demonstrate that a plaintiffâs claim is not properly exhausted. Key v. Toussaint, 660 F. Supp. 2d 518, 523 (S.D.N.Y. 2009). Where a prisoner has failed to exhaust some, but not all, of the claims included in the complaint, the PLRA does not require dismissal of the entire complaint. Tafari v. Hues, 539 F. Supp. 2d 694, 697 (S.D.N.Y. 2008) (citing Jones, 549 U.S. at 219â24); see also Arnold v. Goetz, 245 F. Supp. 2d 527, 531 (S.D.N.Y. 2003) (âthe PLRAâs exhaustion requirement is not jurisdictional in natureâ); accord Richardson v. Goord, 347 F.3d 431, 434 (2d Cir. 2003). Instead, the court dismisses the unexhausted claims and proceeds to adjudicate the ones that are exhausted. Jones, 549 U.S. at 224. For purposes of the PLRA, a person detained or incarcerated at a DOCCS facility must exhaust all of the steps of the IGRP. See Robinson v. Henschel, No. 10 Civ. 6212, 2014 WL 1257287, at *10 (S.D.N.Y. Mar. 26, 2014) (âthe PLRA requires complete exhaustionâ) (internal quotation marks and citations omitted). As the Court has noted, the IGRP provides a three-tiered process for adjudicating inmate complaints: (1) the prisoner files a grievance with the IGRC, (2) the prisoner may appeal an adverse decision by the IGRC to the Superintendent of the facility, and (3) the prisoner may appeal an adverse decision by the Superintendent to CORC. See Espinal, 558 F.3d at 125; see also 7 N.Y. Comp. Codes R. & Regs. § 701.5; but see Williams, 829 F.3d at 126 (âthe process to appeal an unfiled and unanswered grievance is prohibitively opaque, such that no inmate could actually make use of it,â making that portion of the process, âpractically speaking, incapable of useâ pursuant to the Supreme Courtâs guidance in Ross, 136 S. Ct. at 1859). Grievances must be filed within 21 days of the complained of conduct. N.Y. Comp. Codes R. & Regs., tit. 7, § 701.5(a)(1). The IGP regulations provide that a grievance submitted by an inmate should âcontain a concise, specific description of the problem and the action requested and indicate what actions grievant has taken to resolve the complaint.â N.Y. Comp. Codes R. & Regs., tit. 7, § 701.5(a)(2). âThe mere fact that plaintiff has filed some grievance, and fully appealed all decisions on that grievance, does not automatically mean that he can now sue anyone who was in any way connected with the events giving rise to that grievance.â Turner v. Goord, 376 F. Supp. 2d 321, 324 (W.D.N.Y. 2005). However, â[b]ecause New Yorkâs IGP does not articulate an identification requirement, it is plain that a New York State prisoner is not required to name responsible parties in a grievance in order to exhaust administrative remedies.â Espinal, 558 F.3d at 126. Moreover, âa claim may be exhausted when it is closely related to, but not explicitly mentioned in an exhausted grievance.â Barnes v. Annucci, No. 9:15-CV-0777 (GLS/DEP), 2019 WL 1387460, at *10 (N.D.N.Y. March 12, 2019) (quoting Simmons v. Robinson, No. 07-CV-7383, 2011 WL 31066, *4 (S.D.N.Y. Jan. 4, 2011)). Ultimately, in order to exhaust under the PLRA, a prisoner must allege facts sufficient to allow DOCCS to take appropriate responsive measures. See Johnson v. Testman, 380 F.3d 691, 697 (2d Cir. 2004), overruled on other grounds by Woodford, 548 U.S. 81; see also Espinal, 558 F.3d at 126 (âThe point is that prison officials ha[ve] the necessary information to investigate the complaints and the opportunity to learn which officers were involved in the alleged incident.â); Brownell v. Krom, 446 F.3d 305, 310 (2d Cir. 2006) (noting that a grievance âmay not be so vague as to preclude prison officials from taking appropriate measures to resolve the complaint internallyâ). b. Availability of Administrative Remedies to Plaintiff As a preliminary matter, the Court rejects Plaintiffâs argument that he was excused from exhausting his administrative remedies because the DOCCS grievance process was not available to him. (See Pl. Mem. Opp. Sidorowicz Mot. 9â10.) There is no record evidence that the IGP is a âsimple dead endâ and âunableâ to provide relief to Plaintiff, Ross, 136 S. Ct. at 1859, or that it is âso opaque that itâ is âincapable of useâ such that âno ordinary prisoner can discern or navigate it,â id. Plaintiff presents no serious argument to the contrary. Rather, Plaintiff asserts (1) that he was physically unable to file grievances while he recovered from his first reconstructive surgery in the Sullivan infirmary, (Pl. Mem. Opp. Sidorowicz Mot. 10), and (2) that he was thwarted from taking advantage of the IGP by the machinations of Gary Terbush, Sullivanâs IGRP coordinator, (id. 9â10). As to Plaintiffâs first assertion, Plaintiff, who is legally blind, testified that he relied on others to draft his grievances for him. (Declaration of Keith Szczepanski in Opposition to Defendant Sidorowiczâs Motion for Summary Judgment (âSzczepanski Decl. Opp. Sidorowicz Mot.â) Ex. 2 at 27, 55, 192.) Law clerks were purportedly unavailable to Plaintiff while he was in the Sullivan infirmary, and no other inmate was available to assist Plaintiff in drafting his grievances. (Id. at 27, 55.) Plaintiff does not explain why law clerks could not be made available in the infirmary or state that he ever requested one in order to file a grievance while confined to the infirmary. In any event, Plaintiff averred in his deposition that he was released from the infirmary in late October or early November of 2013, and that he could not file a grievance until after that. (Id. at 55â56.) However, the Courtâs review of administrative records submitted by Defendant Sidorowicz reveals that Plaintiff was able to, and did in fact, file a grievance as early as October 4, 2013, approximately one week after his surgery. (Mallozzi Decl. Ex. B at Bates No. COLON 00819.)3 Moreover, even if Plaintiffâs assertion that he could not file grievances from the infirmary were true, he provides no explanation as to why he waited until nearly five months after his release, after a second facial surgery had been performed, to formally complain about the medical treatment he received following his first facial surgery. (See Turkle Decl. Ex. 3.) Plaintiff also states that he attempted to file ânumerousâ grievances regarding his medical complaints and Defendant Sidorowiczâs alleged deliberate indifference to them, but was precluded from doing so by Gary Terbush, Sullivanâs IGRP coordinator, who allegedly refused to accept Plaintiffâs grievances and would regularly âtrashâ grievances made against medical or correctional staff. (Szczepanski Decl. Opp. Sidorowicz Mot. Ex. 2 at 27â28.) On February 12, 3 The October 4, 2013, grievance is entitled âNot Provided with Mobility Guidanceâ in the IGP records. (Mallozzi Decl. Ex. B at Bates No. COLON 00819.) 2015, Plaintiff filed Grievance SUL 21579/15 (âGrievance 21579â), complaining that Terbush maintained an âunofficial custom, policy and practice of not allowing the inmate grievance clerk to process inmate grievance complaints that are not to his liking.â (Szczepanski Decl. Opp. Sidorowicz Mot. Ex. 1 at 2.) Plaintiff did not elaborate on this assertion, but included a list of five other inmates that he alleged were âjust a few of Mr. TerBushâs many victims.â (Id.) However, neither in Grievance 21579 nor at his deposition does Plaintiff identify a single specific grievance, on any subject, that was not processed by Terbush. (See Reply Declaration of Bruce J. Turkle in Further Support of Defendant Sidorowiczâs Motion for Summary Judgment Ex. 1 78â80, 84, 159, 160, 162â63.) Plaintiffâs allegations are not rendered more convincing by the fact that Plaintiff properly adhered to the IGPâs exhaustion requirements in some 320 other instances, (Mallozzi Decl. ¶ 8), both before and after the period at issue in this action, in which he filed and fully appealed grievances to CORC. See King v. Puershner, No. 17-CV-1373 (KMK), 2019 WL 4519692, at *9â*10 (S.D.N.Y. Sept. 19, 2019) (holding that there was no dispute of fact as to whether grievance process was âavailableâ to plaintiff where he successfully filed and appealed to CORC 48 other grievances during his time in prison); Davis v. Grant, No. 15-CV-5359 (KMK), 2019 WL 498277, at *9â*10 (S.D.N.Y. Feb. 8, 2019) (holding that plaintiffâs assertions that his grievances and appeals were somehow lost or destroyed were insufficient to establish a genuine issue of fact as to availability of IGP where plaintiff had successfully used IGP on 39 previous occasions); Mckinney v. Prack, 170 F. Supp. 3d 510, 517 (W.D.N.Y. 2016) (holding that plaintiffâs allegation that IGP Deputy Superintendent refused to process his grievances did not create issue of fact as to availability of IGP where the record showed that he appealed and exhausted approximately 20 grievances during his 29 years of incarceration). From the date of his assault, September 22, 2013, through the date when he commenced this action, September 18, 2015, alone, plaintiff filed and fully appealed 27 grievances to CORC. (Mallozzi Decl. ¶ 10.) Plaintiffâs self-serving and unsupported assertion that he filed additional grievances that Terbush refused to process is insufficient to establish a genuine issue of material fact as to the availability of the IGP to Plaintiff. See Davis, 2019 WL 498277, at *10 (plaintiffâs statements that his grievance was lost or destroyed, which stood alone and unsupported, did not warrant exception to exhaustion requirement); Engles v. Jones, No. 13-CV-6461, 2018 WL 6832085, at *10 (W.D.N.Y. Dec. 28, 2018) (granting summary judgment to defendants for failure to exhaust where there was no record of plaintiff filing his grievance and plaintiff merely alleged without any documentary support that his grievance was lost or destroyed); Scott v. Kastner-Smith, 298 F. Supp. 3d 545, 555 (W.D.N.Y. 2018) (â[C]ourts have consistently held . . . that an inmateâs general claim that his grievance was lost or destroyed does not excuse the exhaustion requirement.â). In addition, even assuming that Plaintiff filed other grievances that were not processed, he âcould have re-filed any grievance or sought to appeal his grievance when he did not receive a favorable responseâ after filing his initial grievance. Mckinney, 170 F. Supp. 3d at 517; see King, 2019 WL 4519692, at *9; Parker v. McIntyre, No. 11-CV-865, 2014 WL 5432153, at *3 (W.D.N.Y. Oct. 27, 2014); see also N.Y. Comp. Codes R. & Regs., tit. 7, § 701.8(g) (âIf the superintendent fails to respond within the required 25 calendar day time limit the grievant may appeal his/her grievance to CORC.â). Considering Plaintiffâs unsupported allegations of interference by Superintendent Terbush, along with evidence that Plaintiff has successfully used the IGP to its fullest extent on 320 other occasions, and Plaintiffâs failure to re-file or appeal the purportedly âtrashedâ grievances, the Court concludes that no exception to the exhaustion requirement applies. c. Exhaustion of Section 1983 Claims The only question remaining is whether Plaintiff exhausted his claims against Defendant Sidorowicz by filing Grievances 21235, 21389, and 21696. As to the first of these, Plaintiff contends that Grievance 21235, dated February 27, 2014, âdocumented the continued serious medical conditions ignored by Sullivanâs medical staff, including Dr. Sidorowicz.â (Pl. Mem. Opp. Sidorowicz Mot. 6.) However, the issue before the Court is not whether Plaintiff merely documented his serious medical condition, but whether he alleged sufficient facts with respect to the alleged inadequate medical treatment provided by Sullivan medical staff to allow DOCCS to take appropriate responsive measures. Grievance 21235 describes Plaintiffâs assault, first surgery, and the subsequent discovery by Dr. Agag that the hardware Defendant Patel installed in Plaintiffâs mouth had caused an opening, necessitating a second surgery. (Turkle Decl. Ex. 3 at Bates No. COLON 00908â09.) It also describes the serious medical complications Plaintiff continued to have following his surgeries, and Plaintiffâs wish for further surgical intervention to resolve these complications. (Id.) It does not, however, describe any complaint against Sullivan medical staff relating to the treatment they provided him with following his surgeries. Plaintiffâs only reference to any Sullivan medical staff appears in the âAction Requested by Inmateâ section, wherein Plaintiff seeks a referral from the dentist at Sullivan to an oral surgeon at Sing Sing Correctional Facility âas was previously attempted,â and in the alternative, a referral from Dr. Patel to a more knowledgeable reconstructive surgeon for the purpose of closing the opening in his palate and âwhatever the reconstructive surgeon deems appropriate with the approval of the facility health service director Dr. Wladyslaw Sidorowicz.â (Id.) Plaintiff is correct in asserting that he was not required to name Defendant Sidorowicz in his grievances in order to exhaust his administrative remedies. Nonetheless, Plaintiff was required to provide the information necessary for prison officials to investigate his complaints of deliberate indifference âand the opportunity to learn which officers were involved in the alleged incident[s].â Espinal, 558 F.3d at 126. Nothing in the relevant sections of Grievance 21235 suggests that Plaintiff ever complained of his injuries to Defendant Sidorowicz or any other Sullivan employee and was ignored or received an inadequate response. See Turner, 376 F. Supp. 2d at 325 (dismissing inmateâs claims sounding in deliberate indifference against prison medical staff where âgrievance alleged nothing more than one discrete instance of maltreatmentâ at the hands of a single nurse); Sanchez v. Fischer, 03-cv-4433(GBD), 2005 WL 1021178 (S.D.N.Y. May 2, 2005) (dismissing inmateâs Eighth Amendment claim against doctor who erroneously prescribed AZT to inmate, who did not have HIV, after inmate ingested a used bandage where grievance did not allege that doctor failed to treat him properly); Evan v. Manos, 336 F. Supp. 2d 255, 259 (W.D.N.Y. 2004) (dismissing inmateâs claims against dentist for failure to exhaust because âthere [wa]s simply no suggestion anywhere in plaintiffâs grievance that [the dentist] . . . had failed to provide him with adequate dental careâ). This is consistent with Plaintiffâs testimony that the allegations contained in Grievance 21235 did not concern the conduct of Defendant Sidorowicz that is the subject of the amended complaint. (Turkle Decl. Ex. 1 103â104.) In contrast, numerous grievances submitted by Plaintiff on other occasions specifically reference medical decisions made by, and actions taken by, Defendant Sidorowicz. (See Turkle Decl. Ex. 4 at Bates No. COLON 00922â23 (âDr. Sidorowicz [sic] decision to discontinue grievant [sic] pain management medication amounts to Cruel and Unusual Punishment . . .â); Id. Ex. 5 at Bates No. COLON 00942â43 (âTo this date, Dr. Wladyslaw Sidorowicz has done nothing to accommodate grievantâs medical eyesight needs . . .â); Id. Ex. 6 at Bates No. COLON 01030 (requesting that âDr. Sidorowicz reconsider his decision to deny grievant possession of his asthmatic inhalant,â among other things).) That Plaintiff was apparently well-versed in grieving inadequate medical care on the part of Defendant Sidorowicz suggests that he was aware that he could make such specific complaints but declined to do so in Grievance 21235. In any event, contrary to Plaintiffâs assertions, no straightforward reading of Grievance 21235 permits the conclusion that Plaintiff was âdescribing the deliberate indifference of Sullivan . . . medical officials, including [D]efendant Sidorowicz, to his serious medical condition.â (Pl. Mem. Opp. Sidorowicz Mot. 1.) Nor is the Court persuaded that the content of Grievance 21235 would trigger any investigation into the deliberate indifference of Sullivan medical staff. See Robinson v. Knibbs, No. 16-cv-03826 (NSR), 2019 WL 2578240, at *8 (S.D.N.Y. June 24, 2019) (plaintiffâs grievances did not provide enough information for officials to investigate his claim that the defendant denied the Percocet prescribed by his orthopedist by threatening him with confinement in the Solitary Housing Unit where such forms complained only that prison health staff had not done anything to treat his pain and that certain medical personnel failed to properly administer sufficient medical attention). Grievance 21389, filed on August 5, 2014, is similar in many respects to Grievance 21235. It contains the same recitation of Plaintiffâs assault and first surgery, his December 2013 examination by Dr. Agag, and his second surgery. (Turkle Decl. Ex. 5 at Bates No. COLON 00944.) Plaintiff then proceeds to describe the complications that remained after his second surgery, and his third surgery in May of 2014, which Plaintiff contends he had to undergo due to Defendant Patelâs substandard medical care. (Id. at Bates No. COLON 00944â45.) For the reasons discussed above, these allegations do not suffice to exhaust Plaintiffâs deliberate indifference claim. Grievance 21389 contains three additional allegations that distinguish it from Grievance 21235. First, Plaintiff describes the pain he was in following his first surgery and states that such pain was â[a] fact made well known to the Sullivan Correctional Facility medical staff.â (Id. at Bates No. COLON 00944.) Second, Plaintiff says that he was examined by Dr. Agag in December 2013 only âafter months of complaining to medical staffâ at Sullivan. (Id.) Finally, Plaintiff says that as a consequence of his facial injuries, he has suffered âbouts of depression and anxiety attacks making same known to Mental Health Services Personnel to no avail.â (Id. at Bates No. COLON 00945.) In the Amended Complaint, Plaintiff alleges that Defendant Sidorowicz and the Sullivan Medical Does were deliberately indifferent to his medical needs following his first facial surgery on September 27, 2013, (Am. Compl. ¶¶ 37â38), and his second surgery on January 29, 2014, (Am. Compl. ¶¶ 45â46.) Plaintiff states that his third surgery took place on May 10, 2014, but he makes no allegations of deliberate indifference following that date. In its decision disposing of Grievance 21389, CORC specifically notes that Plaintiffâs claims regarding medical care âfrom 2013 to May 2014â were untimely, and âwould not be addressed in the instant complaint.â (Turkle Decl. Ex. 5 at Bates No. COLON 00948.) Plaintiffâs argues that in spite of this plain language, CORC ârendered decisions [on the merits] regarding plaintiffâs ongoing serious medical condition,â thus exhausting Plaintiffâs claims dating back to September of 2013. (Pl. Mem. Opp. Sidorowicz Mot. 12.) Given CORCâs explicit rejection of the portion of Plaintiffâs grievance preceding May 2014, this argument is meritless. Moreover, while Plaintiff cites to Johnson v. Killian, 680 F.3d 234 (2d Cir. 2012), for the proposition that âa single grievance identifying two years of a âspecific and continuing complaint that ultimately becomes the basis of a lawsuitâ meets the requirements of the PLRA,â (Pl. Mem. Opp. Sidorowicz Mot. 8 (citing Johnson, 680 F.3d at 238â39)), Johnsonâs holding applied to a complaint that continued after Plaintiff had timely filed a grievance. The plaintiff in Johnson did not attempt to argue that complaints predating his grievance by several months should be deemed timely because they arose from the same nucleus of facts as those complaints timely asserted in his grievance. Furthermore, the Second Circuit cautioned that it did not hold âthat generalized complaints regarding the conditions of an inmateâs confinement will suffice to shortcut the administrative remedy process.â Johnson, 680 F.3d at 239. Plaintiff may not bootstrap untimely complaints regarding his medical treatment following his first and second surgeries to related, but distinct, complaints following his third surgery by declaring that all such complaints comprised one specific and continuing grievance. Since CORC declined to address the merits of Plaintiffâs claims prior to May 10, 2014, and rejected such claims as untimely, Plaintiff failed to properly exhaust his claims arising from complaints he made prior to 2014, to the extent such claims can be deemed to assert that Sullivan medical staff did not appropriately respond to his medical needs. See Colon v. Annucci, No. 17- cv-4445, 2018 WL 4757972, at *17 (S.D.N.Y. Sept. 28, 2018) (dismissing claim for failure to exhaust where âPlaintiff attached an exhibit to the Complaint clearly stating that the CORC found that âhis allegations of false misbehavior reports [we]re untimelyâ and declined to address themâ) (citing Woodford, 548 U.S. at 83â84). In sum, Plaintiff did not exhaust the deliberate indifference claims in this action by filing and fully appealing Grievance 21389. Grievance 21696, dated April 27, 2015, includes a recitation of Plaintiffâs assault and three facial surgeries. (Turkle Decl. Ex. 10 at Bates No. COLON 01046.) The remainder of Grievance 21696 describes Plaintiffâs continued medical complaints following his surgeries and demands that Plaintiffâs medical issues be addressed and resolved by a reconstructive surgeon. (Id. at Bates No. Colon 01046â47.) Nothing in Grievance 21696 describes deliberate indifference on the part of Defendant Sidorowicz and Sullivan medical staff. Moreover, upon Plaintiffâs appeal of Grievance 21696, CORC rejected âgrievantâs 2013 and 2014 allegations of assault and medical negligence [as] untimely.â Thus, Grievance 21696 did not properly exhaust any of the deliberate indifference claims included in the Amended Complaint. Because Plaintiff did not exhaust his Section 1983 claims against Defendant Sidorowicz, and because administrative remedies were available to Plaintiff, Defendant Sidorowiczâs motion for summary judgment dismissing the Amended Complaint as against him is granted in its entirety. II. Medical Defendantsâ Motion for Summary Judgment In light of the Courtâs dismissal of Plaintiffâs claims against Defendant Sidorowicz, Medical Defendants seek summary judgment dismissing Plaintiffâs medical malpractice claims against them. Since Defendant Sidorowiczâs motion has been granted, there are no remaining federal claims in this action and a lack of complete diversity. (See Medical Defendantsâ Memorandum in Support of Motion for Summary Judgment (âMedical Defsâ Mem.â) (ECF No. 146) 1â2.) Accordingly, Medical Defendants argue that the Court should decline to exercise supplemental jurisdiction over Plaintiffâs medical malpractice claims, which are the only claims remaining in this action. (Id. 2.) Pursuant to the 9/15/17 Order, the Court possesses supplemental jurisdiction over Plaintiffâs medical malpractice claims. Thus, the relevant inquiry is whether the Court should exercise its discretion to discontinue its jurisdiction. See 28 U.S.C. § 1367(c) (providing that a district court âmay decline to exercise supplemental jurisdictionâ if one of four circumstances applies); Catzin v. Thank You & Good Luck Corp., 899 F.3d 77, 83 (2d Cir. 2018) (after dismissing federal claims, the âDistrict Court only faced the discretionary inquiry of whether to discontinue that jurisdictionâ). Pursuant to 28 U.S.C. § 1367(c)(3), a federal court may properly dismiss a claim for which it originally had supplemental jurisdiction if âthe district court has dismissed all claims over which it has original jurisdiction.â âUnder this prong, and in a great many cases, the evaluation will usually result in the dismissal of state-law claims.â Catzin, 899 F.3d at 83. However, the fact that all federal law claims have been eliminated prior to trial does not automatically render dismissal of state law claims appropriate. Id. Courts should not decline to exercise supplemental jurisdiction based on any of the enumerated factors in 28 U.S.C. § 1367 unless they also determine that exercising supplemental jurisdiction would not promote the values of âeconomy, convenience, fairness and comity.â Jones v. Ford Motor Credit Co., 358 F.3d 205, 214 (2d Cir. 2004) (citing United Mine Workers of America v. Gibbs, 383 U.S. 715, 726 (1966)); see also Kolari v. New York-Presbyterian Hosp., 455 F.3d 118, 122 (2d Cir. 2006). With these considerations in mind, the Second Circuit has found that where a case has been long-pending and presents no novel issues of state law, and where discovery has been completed, dispositive motions have been submitted, and the case would soon be ready for trial, the exercise of supplemental jurisdiction in the absence of surviving federal law claims is appropriate. Catzin, 899 F.3d at 83; see Kroshnyi v. U.S. Pack Courier Servs., Inc., 771 F.3d 93, 102 (2d Cir. 2014) (citing Raucci v. Town of Rotterdam, 902 F.2d 1050, 1055 (2d Cir. 1990)) (affirming exercise of supplemental jurisdiction where case had been before the district court for over six years, discovery was completed, dispositive motions had been submitted, and the case was nearly trial-ready); Valencia ex rel. Franco v. Lee, 316 F.3d 299, 305â06 (2d Cir. 2003) (collecting cases). Conversely, where federal claims are dismissed at a relatively early stage and the remaining claims involve issues of state law that are unsettled, the Second Circuit has concluded that the exercise of supplemental jurisdiction is an abuse of discretion. Valencia ex rel. Franco, 316 F.3d at 306 (collecting cases). Here, although Plaintiff commenced his action on September 18, 2015, over four years ago, his case has progressed slowly. After obtaining counsel, Plaintiff filed the Amended Complaint on August 15, 2016, (ECF No. 41), and Defendants filed motions to dismiss on December 16, 2016, and January 17, 2017, respectively, (ECF Nos. 58, 68.) On September 15, 2017, the Court issued the 9/15/17 Order granting the motions in part and denying them in part. (ECF No. 79.) Defendants filed answers to the Amended Complaint in late October of 2017. (ECF Nos. 81, 83.) By Plaintiffâs own account, while the parties have made Rule 16 disclosures, served and answered interrogatories, and exchanged preliminary paper discovery including Plaintiffâs medical and prison records, the only deposition that has been conducted thus far was of plaintiff by counsel for State Defendants and was limited to issues related to the PLRA exhaustion requirements. (Plaintiffâs Memorandum in Opposition to Medical Defendantsâ Motion for Summary Judgment (âPl.âs Mem. Opp. Medical Defs. Mot.â) (ECF No. 150) 6.) Accordingly, the parties have yet to complete party depositions, potential non-party depositions, and expert discovery. (Medical Defs.â Mem. 3; Mandell Decl.¶ 10.) Moreover, discovery has been stayed since October 15, 2018, pending the submission and disposition of the motions presently before the Court. (ECF No. 117.) Plaintiff complains that having to re-file his claims in state court would constitute a âsignificant setback,â asserting that he is already almost 81-years-old. (Pl.âs Mem. Opp. Medical Defs. Mot. 6.) While the Court is sympathetic to Plaintiffâs desire for an expeditious resolution to his claims given his age, the fact remains that this case is far from trial-ready. Plaintiff does not dispute this. In addition, to the extent that Plaintiff is concerned about the amount of paper discovery that has already been exchanged, there is no reason that such discovery cannot be used in state court, without the necessity of making duplicative disclosures. In light of the dismissal of all federal claims from this action, the substantial discovery that remains outstanding, and the fact that Plaintiffâs âmedical malpractice claims against [Medical Defendants] involve quintessential state law issues best resolved in a state forum,â Weathers v. Millbrook Central Sch. Dist., 486 F. Supp. 2d 276 (S.D.N.Y. 2007), the Court, in its discretion, declines to exercise supplemental jurisdiction over Plaintiffâs medical malpractice claims. Accordingly, those claims are dismissed, without prejudice to Plaintiff bringing the same claims in state court. III. Plaintiffâs Motion for Leave to File a Certificate of Merit Since the Court dismisses the Amended Complaint against Medical Defendants, it need not decide Plaintiffâs motion for leave to a file a belated certificate of merit pursuant to N.Y. C.P.L.R. § 3012-a(a). Accordingly, Plaintiffâs motion is denied as moot. CONCLUSION For the foregoing reasons, Defendant Sidorowicz and Medical Defendantsâ respective motions for summary judgment are GRANTED, and the Amended Complaint is dismissed as against them. The Courtâs dismissal of Plaintiffâs claims against Defendant Sidorowicz is with prejudice. The Courtâs dismissal of Plaintiffâs medical malpractice claims is without prejudice to properly refiling those claims in state court. Plaintiffâs motion for leave to serve a late certificate of merit is DENIED as moot. The Clerk of the Court is respectfully directed to terminate the motions at ECF Nos. 123, 137, and 139 and close the case. Dated: October [7], 2019 SO ORDERED: White Plains, New York NELSON S. ROMAN United States District Judge 30
Case Information
- Court
- S.D.N.Y.
- Decision Date
- October 17, 2019
- Status
- Precedential