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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK --------------------------------------------------------------X VALENTIN CONCHA, Plaintiff, OPINION AND ORDER -against- 17 Civ. 8501 (JCM) PURCHASE COLLEGE STATE UNIVERSITY OF NEW YORK, THOMAS J. SCHWARZ, GEORGE HALLIDAY, KATHLEEN FARRELL, RICARDO ESPINALES, EDWARD TIGHE, JOEL AURE, with all individuals in their individual capacity, Defendants. --------------------------------------------------------------X Plaintiff Valentin Concha (âPlaintiffâ) brings this action pursuant to Titles VI and VII of the Civil Rights Act of 1964, 42 U.S.C. § 1983, and the New York State Human Rights Law (âNYSHRLâ) against Defendants Purchase College State University of New York (âSUNY Purchaseâ), Thomas J. Schwarz, George Halliday, Kathleen Farrell, Ricardo Espinales, Edward Tighe, and Joel Aure (collectively, the âDefendantsâ) alleging employment discrimination and retaliation. (Docket No. 1). Before the Court is Defendantsâ motion for judgment on the pleadings pursuant to Rule 12(c) and for summary judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure (the âMotionâ). (Docket No. 40). Plaintiff opposed Defendantsâ Motion, (Docket No. 50), and Defendants replied, (Docket No. 53). For the reasons set forth below, Defendantsâ Motion is granted.1 1 This action is before this Court for all purposes on the consent of the parties, pursuant to 28 U.S.C. § 636(c). (Docket No. 27). I. BACKGROUND A. Procedural Background On November 2, 2017, Plaintiff commenced this action against Defendants seeking damages for race and national origin discrimination and retaliation relating to his probationary employment at SUNY Purchase. (Docket No. 1). Following the completion of discovery, Defendants filed a motion for judgment on the pleadings and for summary judgment, (Docket No. 40), accompanied by a memorandum of law, (âDef. Br.â) (Docket No. 45), four declarations with exhibits, (Docket Nos. 41â44), and a statement of facts pursuant to Local Civil Rule 56.1, (âDef. 56.1â) (Docket No. 46). Plaintiff filed a memorandum of law in opposition to Defendantsâ Motion, (âPl. Br.â) (Docket No. 50), accompanied by two declarations with exhibits, (Docket Nos. 48â49), and a counterstatement of facts pursuant to Local Civil Rule 56.1, (âPl. 56.1â) (Docket No. 47). Defendants filed a reply memorandum of law, (âDef. Replyâ) (Docket No. 53), and a response to Plaintiffâs counterstatement, (âDef. 56.1 Replyâ) (Docket No. 54). B. Facts The following facts are gathered from the partiesâ Rule 56.1 statements and counterstatements, the exhibits attached to the partiesâ submissions, and the declarations submitted by the parties in support of their contentions.2 The facts are construed in the light most favorable to Plaintiff as the non-moving party. Wandering Dago, Inc. v. Destito, 879 F.3d 20, 30 (2d Cir. 2018). The following facts are not in dispute, unless otherwise noted. 2 All page number citations to the record refer to the ECF page number unless otherwise noted. i. The Parties Plaintiff, who self-identifies as Peruvian, worked at SUNY Purchase from November 7, 2015 to February 17, 2016 in the Grounds Department. (Def. 56.1 at ¶ 1). During Plaintiffâs employment, Thomas Schwarz was the President of SUNY Purchase. (Id. at ¶ 3). At all relevant times, Kathleen Farrell was the Director of Human Resources, (id. at ¶ 5), Ricardo Espinales was the Assistant Director of Human Resources, (id. at ¶ 6), and Edward Tighe was a Human Resources Labor Relations Specialist at SUNY Purchase, (id. at ¶ 7). Joel Aure was the Chief Diversity Officer, Title IX Coordinator, and Affirmative Action Officer at SUNY Purchase. (Id. at ¶ 8). George Halliday was the Supervisor of the Grounds Department during Plaintiffâs employment. (Id. at ¶ 4). ii. Plaintiffâs Employment at SUNY Purchase In February 2015, Plaintiff applied to be a Campus Worker in the Grounds Department at SUNY Purchase. (Def. 56.1 at ¶ 9). The position entailed performing a variety of unskilled tasks related to the operation of the campus, including grounds, parking, and maintenance services. (Id. at ¶ 10). Assistant Director Ricardo Espinales offered the Campus Worker position to Plaintiff, (id. at ¶ 15), and Plaintiff started working at SUNY Purchase on a probationary basis on November 7, 2015, (id. at ¶ 16).3 Probationary employees served a probationary period of up to 52 weeks and received evaluations approximately every two months. (Id. at ¶¶ 28â29). Halliday was responsible for performing evaluations of Grounds Department employees, including Plaintiff. (Id. at ¶ 30). During Plaintiffâs employment at SUNY Purchase, there were thirteen employees in the Grounds Department, eight of whom were Hispanic. (Def. 56.1 at ¶ 18). Halliday testified that 3 At the time, Plaintiff also held a full-time position at the Westchester Hilton Hotel. (Def. 56.1 at ¶ 17). Plaintiffâs co-workers characterized Plaintiffâs work performance negatively and complained about him. (Halliday Dep.4 at 83â84). For example, Santiago Linares, who was a Senior Grounds Worker, told Halliday that Plaintiff was not a good worker and was unwilling to perform the typical work that employment in the Grounds Department entailed.5 (Linares Dec.6 at ¶¶ 3â4). Another Senior Grounds Worker, Joseph Esposito, informed Halliday that Plaintiffâs performance was lacking, and that Plaintiff did not want to work.7 (Halliday Dep. at 86â87). Furthermore, Michael Koran, one of Plaintiffâs co-workers, testified that Plaintiff threw a leaf blower at him and âtold [him] to go fuck [him]self.â8 (Def. 56.1 at ¶ 22). Koran notified Halliday about this incident. (Pl. 56.1 at ¶ 18); (Def. 56.1 at ¶ 23). Esposito also told Halliday about Plaintiff âcursing, fighting, and throwing equipment at [Koran].â (Def. 56.1 at ¶ 22). In response, Halliday instructed Koran to report the incident to Human Resources. (Def. 56.1 at ¶ 23). Koran met with Espinales on January 4, 2016 and told him about the leaf blower incident with Plaintiff. (Id. at ¶ 24). At Espinalesâ direction, (id. at ¶ 25), Koran prepared a letter, which stated, inter alia, that Plaintiff âpractically threw the blower on the ground and told me to go fuck myself.â (Id. at ¶ 26). On January 5, 2016, Koran e-mailed the letter to Espinales. (Id.). On January 27, 2016, Halliday sent Espinales a draft Probationary Evaluation Report (âEvaluation Reportâ) regarding Plaintiffâs employment. (Def. 56.1 at ¶ 31); (Docket No. 41-14). 4 Refers to George Hallidayâs deposition transcript. (Docket No. 41-3). Citations to deposition transcripts refer to the deposition page rather than the ECF page number. 5 Plaintiff disputes Linaresâ characterization of his work performance. (Pl. 56.1 at ¶ 2). However, he does not dispute that Linares told Halliday that he was not a good worker. (Pl. 56.1 at ¶ 19). 6 Refers to the Declaration of Santiago Linares. (Docket No. 42). 7 Plaintiff disputes this contention as inadmissible hearsay to the extent it is relied upon for the truth of the matter asserted. (Docket No. 47 at ¶ 21). The Court does not rely on this statement for the truth of the matter asserted, but rather to show that Halliday was aware of this statement. 8 Plaintiff denies doing this, but admits that Halliday was informed of this alleged incident. (Pl. 56.1 at ¶ 21). Under the categories, âQuality of Work,â âQuantity of Work,â âAbility to be Trained,â âAttitude Toward Job,â and âRelations with Other[s],â Halliday noted that Plaintiffâs performance was âUnsatisfactory.â (Def. 56.1 at ¶ 32); (Docket No. 41-14). Under the categories, âAppearance,â âAttendance,â and âPunctuality,â Halliday indicated that Plaintiffâs performance was âSatisfactory.â (Id.). Halliday also wrote in the âCommentsâ section, âMisconduct, [Plaintiff] disrupts Dept. with abusive behavior and language affecting morale and performance of others. Questions work duties to supervisor as to why he has to perform them.â (Id.). The âmisconductâ referred to Koranâs allegation that Plaintiff threw a leaf blower at him. (Pl. 56.1 at ¶ 43). In Section III of the draft Evaluation Report, Halliday recommended that Plaintiff be terminated. (Def. 56.1 at ¶ 32); (Docket No. 41-14). After reviewing Hallidayâs draft, Human Resources requested that Halliday revise the âCommentsâ section because the level of detail provided was not required to terminate a probationary employee. (Def. 56.1 at ¶ 33); (Pl. 56.1 at ¶ 48). Rather, the unsatisfactory rankings were enough to terminate Plaintiff. (Def. 56.1 at ¶ 33). Moreover, Human Resources would be required to investigate the allegations of abusive behavior if it was listed in the Evaluation Report. (Farrell Dep.9 at 15, 22). In accordance with this request, Halliday revised the âCommentsâ section to state, âQuestion [sic] work duties to supervisor as to why he has to perform them.â (Def. 56.1 at ¶ 34); (Docket No. 41-15). On February 1, 2016, Plaintiff met with Halliday to discuss his Evaluation Report. (Def. 56.1 at ¶ 35). The meeting lasted approximately 45 minutes to one hour. (Concha Dep.10 at 75). At the end of the meeting, Plaintiff signed and dated the Evaluation Report. (Def. 56.1 at ¶ 35). 9 Refers to Kathleen Farrellâs deposition transcript. (Docket No. 41-4). 10 Refers to Plaintiffâs deposition transcript. (Docket No. 41-8). The parties dispute whether the Evaluation Report was completely filled out when Plaintiff signed it. (Id.). Defendants maintain that the box in Section III recommending Plaintiffâs termination was checked. (Id. at ¶ 34). Plaintiff denies this claim, arguing that Halliday gave him an incomplete Evaluation Report, (Pl. 56.1 at ¶¶ 65â67), devoid of any checkmarks indicating an unsatisfactory overall evaluation or a recommendation of termination, (Concha Dep. at 92â94). Moreover, Plaintiff claims that Halliday never told him there were complaints about his job performance. (Pl. 56.1 at ¶ 63). Halliday did not have the authority to unilaterally terminate Plaintiffâs employment. (Def. 56.1 at ¶ 36). Ultimately, Kathleen Farrell or another member from Human Resources had to obtain the approval of Thomas Schwarz, the President of SUNY Purchase, to terminate probationary employees. (Schwarz Dep.11 at 7â8, 15). On February 9, 2016, Ricardo Espinales and Edward Tighe met with Plaintiff and informed him that he was being terminated effective February 17, 2016. (Def. 56.1 at ¶ 38). Additionally, Plaintiff received a letter from Kathleen Farrell notifying him of the conditions of his termination. (Docket No. 41-16). Plaintiff contends that there was favoritism within the Grounds Department during his employment.12 (Pl. 56.1 at ¶¶ 5â12). Plaintiff claims that: (i) Halliday and other supervisors did not reprimand non-Hispanic employees for arriving late, (id. at ¶ 5); (ii) Halliday would direct Hispanic employees to work outside in cold weather, while non-Hispanic employees remained inside, (id. at ¶ 6); (iii) Hispanic employees were required to clean the non-Hispanic employeesâ work areas in addition to their own, (id. at ¶ 7); (iv) Hispanic employees were given harder work 11 Refers to Thomas Schwarzâs deposition transcript. (Docket No. 41-2). 12 Defendants dispute this contention and argue that Plaintiff relies solely on his own deposition testimony and declaration, both of which âare âtoo incredible to be believed by reasonable minds.ââ (Def. 56.1 Reply at 3) (quoting Schmidt v. Tremmel, No. 93-CV-8588(JSM), 1995 WL 6250, at *3 (S.D.N.Y. Jan. 4, 1995)). assignments and provided with older tools than the non-Hispanic employees, (id. at ¶¶ 8â10); and (v) Koran, a non-Hispanic employee, acted as if he was Plaintiffâs superior even though they held the same job title, (id. at ¶ 12). iii. Plaintiffâs Application for a Position as a Plant Utilities Helper While still a probationary employee with the Grounds Department, Plaintiff applied for a position as a Plant Utilities Helper at SUNY Purchase. (Def. 56.1 at ¶ 39). Plaintiff was selected for an interview with Tom Kelly, Corey Dawkins, and Henryk Konys, who were members of the Plant Utilities Helper search committee. (Id. at ¶¶ 40â41). Following Plaintiffâs interview, the committee did not recommend Plaintiff for the position. (Id. at ¶ 42). Dawkins and Konys noted that Plaintiff had another job that conflicted with the open Plant Utilities position. (Id. at ¶¶ 43â 44). Kelly indicated he did not recommend Plaintiff for the position because he was recently released by the Grounds Department. (Id. at ¶ 45). iv. Investigation of an Anonymous Discrimination Complaint On December 2, 2015, Human Resources received an anonymous complaint alleging Halliday and two other employees discriminated against Hispanic employees in the Grounds Department. (Def. 56.1 at ¶ 47); (Docket No. 41-19); (Docket No. 41-22). Plaintiff claims that he did not make the complaint. (Def. 56.1 at ¶ 48). Human Resources forwarded the complaint to Joel Aure, SUNY Purchaseâs Affirmative Action Officer, to investigate the allegations. (Id. at ¶ 49). Aure interviewed all available employees in the Grounds Department, (id. at ¶ 53), including Plaintiff on February 1, 2016, (id. at ¶ 54). Thereafter, Aure interviewed Halliday. (Id. at ¶ 52). During the meeting with Aure, Plaintiff did not convey any concerns about retaliation. (Id. at ¶ 56). Furthermore, Aure did not discuss the investigation with anyone while it was pending to maintain the privacy and integrity of the investigation. (Id. at ¶ 51). Nor did Aure share anything that Plaintiff disclosed during their meeting with anyone until after the instant action was commenced. (Id. at ¶ 61). After the investigation was completed, Aure prepared a report summarizing his findings for President Schwarz, dated April 1, 2016. (Def. 56.1 at ¶ 57). The report noted that many of the Hispanic employees felt they did not have access to certain equipment or an opportunity to be trained to use the equipment. (Docket No. 41-22). A few of the interviewees additionally stated that the Hispanic employees in the Grounds Department seemed to be segregated from the non- Hispanic employees. (Id.). The report further indicated that certain employees felt that Halliday favored two non-Hispanic employees over others. (Id.). Ultimately, the report recommended further review by Human Resources, but concluded that â[t]here is no evidence to suggest that Halliday intended to treat any of his supervisees differently from others due to race, ethnicity, or English fluency.â (Id.). In addition, the report concluded that Hallidayâs âknowledge of these matters, inaction, and possible inadvertent contribution to them . . . are problematic and warrant further review.â (Id.). On May 10, 2016, Espinales and Tighe met with Halliday, Steven Dorso, who was the Director of Facilities, and Corey Dawkins, who was SUNY Purchaseâs Business Manager, to discuss the anonymous complaint. (Def. 56.1 at ¶ 60). During this meeting, Espinales and Tighe discussed recommendations made to address issues uncovered during the investigation. (Docket No. 41-23). These recommendations included establishing an equipment training program and ensuring that employees were âroutinely cross pairedâ with other employees on job assignments. (Id.). On May 19, 2016, Espinales sent a summary of the meeting to Farrell. (Id.). II. SUMMARY JUDGMENT STANDARD Under Rule 56 of the Federal Rules of Civil Procedure, the moving party bears the burden of demonstrating that it is entitled to summary judgment.13 See Huminski v. Corsones, 396 F.3d 53, 69 (2d Cir. 2005). The Court must grant summary judgment âif the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). A genuine dispute as to a material fact âexists for summary judgment purposes where the evidence is such that a reasonable jury could decide in the non-movantâs favor.â Beyer v. Cnty. of Nassau, 524 F.3d 160, 163 (2d Cir. 2008); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247â48 (1986). âA fact is material if it might affect the outcome of the suit under the governing law.â Casalino v. N.Y. State Catholic Health Plan, Inc., No. 09 Civ. 2583(LAP), 2012 WL 1079943, at *6 (S.D.N.Y. Mar. 30, 2012) (internal quotation and citation omitted). In reviewing a motion for summary judgment, the Court âmust draw all reasonable inferences in favor of the [non-moving] partyâ and âmust disregard all evidence favorable to the moving party that the jury is not required to believe.â Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133, 150â51 (2000). The Court may not weigh the evidence or determine the truth of the matter, but rather conducts âthe threshold inquiry of determining whether there is the need for a trial.â Anderson, 477 U.S. at 250. The moving party bears the initial burden of âdemonstrating the absence of a genuine issue of material fact.â Holcomb v. Iona Coll., 521 F.3d 130, 137 (2d Cir. 2008) (citing Celotex, 477 U.S. at 323). If the moving party meets this initial burden, the burden then shifts to the non- 13 Defendants alternatively move for judgment on the pleadings pursuant to Fed. R. Civ. P. 12(c). Defendantsâ Motion, however will be treated as one for summary judgment under Fed. R. Civ. P. 56 because âmatters outside the pleading have been presented to and considered by the Court.â Seabrook v. City of New York, No. 99 Civ. 9134 (HB), 2001 WL 40767, at *1 (S.D.N.Y. Jan. 16, 2001) (internal quotation marks and citation omitted). moving party to âpresent evidence sufficient to satisfy every element of the claim.â Id. âThe non-moving party is required to âgo beyond the pleadingsâ and âdesignate specific facts showing that there is a genuine issue for trial,ââ id. (citing Celotex, 477 U.S. at 324; Anderson, 477 U.S. at 249â50), and âmust do more than simply show that there is some metaphysical doubt as to the material facts,â Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). If the non-moving party fails to establish the existence of an essential element of the case on which it bears the burden of proof at trial, summary judgment must be granted. Celotex, 477 U.S. at 322â23. Parties moving for and opposing summary judgment in the Southern District of New York must also submit short and concise statements of facts, supported by evidence that would be admissible at trial. Local Civ. R. 56.1. The opposing party must specifically controvert the moving partyâs statement of material facts, or the moving partyâs facts will be deemed admitted for purposes of the motion. Local Civ. R. 56.1(c); T.Y. v. N.Y.C. Depât of Educ., 584 F.3d 412, 418 (2d Cir. 2009) (âA nonmoving partyâs failure to respond to a Rule 56.1 statement permits the court to conclude that the facts asserted in the statement are uncontested and admissible.â). However, uncontested facts cannot be deemed true simply by their assertion in a Local Rule 56.1 statement; the Court is free to disregard the assertion in the absence of citations or where the cited materials do not support the factual assertions in the statements. Holtz v. Rockefeller & Co., 258 F.3d 62, 73 (2d Cir. 2001). Nevertheless, the Court is ânot required to consider what the parties fail to point out.â Monahan v. N.Y.C. Depât of Corr., 214 F.3d 275, 292 (2d Cir. 2000) (internal quotation marks and citation omitted). III. DISCUSSION Plaintiff brings eight causes of action against Defendants: (1) discrimination pursuant to Title VI and 42 U.S.C. § 2000(d); (2) discrimination pursuant to Title VII and 42 U.S.C. § 2000(e); (3) discrimination pursuant to 42 U.S.C. § 1983; (4) discrimination pursuant to the NYSHL and New York State Executive Law § 296; (5) retaliation pursuant to Title VI and 42 U.S.C. § 2000(d); (6) retaliation pursuant to Title VII and 42 U.S.C. § 2000(e); (7) retaliation pursuant to 42 U.S.C. § 1983; and (8) retaliation pursuant to the NYSHL and New York State Executive Law § 296. (Docket No. 1). A. Abandoned Claims Defendants argue that Plaintiff has abandoned some of his claims by failing to respond to six grounds on which Defendants moved for dismissal. (Def. Reply at 5â7). The Court finds that Plaintiff did not oppose five of the six grounds highlighted by Defendants in their Reply, (see generally Pl. Opp.); (Def. Reply at 6â7). âFederal courts may deem a claim abandoned when a party moves for summary judgment on one ground and the party opposing summary judgment fails to address the argument in any way.â Taylor v. City of N.Y., 269 F. Supp. 2d 68, 75 (E.D.N.Y. 2003); see Douglas v. Victor Capital Group, 21 F. Supp. 2d 379, 393 (S.D.N.Y.1998) (collecting cases). Given that Plaintiff did not oppose or address some of Defendantsâ grounds for dismissal, the following claims are dismissed from this action: (1) Plaintiffâs Title VI claims in their entirety; (2) Plaintiffâs Title VII discrimination claims against the individual defendants; (3) Plaintiffâs § 1983 and NYSHRL claims against SUNY Purchase;14 (4) Plaintiffâs discrimination claim based on the denial of his application for the position of Plant Utilities 14 Plaintiff responded to the applicability of the Eleventh Amendmentâs bar against individual defendants, but not SUNY Purchase. (Pl. Br. at 7). Helper; and (5) Plaintiffâs Title VII and NYSHRL retaliation claims against all the individual defendants.15 Accordingly, Plaintiffâs remaining claims are: (1) § 1983 and NYSHR discrimination against the individual defendants based on Plaintiffâs termination; (2) Title VII discrimination against SUNY Purchase based on Plaintiffâs termination; and (3) § 1983 retaliation against the individual defendants. B. Discrimination under Title VII, § 1983 and NYSHRL Title VII makes it unlawful âto fail or refuse to hire or to discharge any individual, or otherwise discriminate with respect to his compensation, terms, conditions, or privileges of employment, because of such individualâs race, color, religion, sex, or national origin.â 42 U.S.C. § 2000e-2(a)(1). The NYSHRL covers analogous discriminatory acts by employers, see N.Y. Exec. Law § 296(1)(a), and â[e]mployment discrimination claims brought under the NYSHRL are analyzed identically to claims under . . .Title VII.â Cooper v. N.Y. State Depât of Labor, 819 F.3d 678, 680 n.3 (2d Cir. 2016). Additionally, â[i]n order to establish individual liability under § 1983, a plaintiff must show (a) that the defendant is a âpersonâ acting âunder the color of state law,â and (b) that the defendant caused the plaintiff to be deprived of a federal right.â Back v. Hastings On Hudson Union Free Sch. Dist., 365 F.3d 107, 122 (2d Cir. 2004) (citation omitted). Plaintiffâs § 1983 discrimination claim âparallels his Title VII claimâ where, as here, the color of law requirement is met.16 Vega v. Hempstead Union Free School District, 15 Moreover, Defendantsâ arguments seeking dismissal of these claims were meritorious and grounded in well settled case law in this Circuit. See, e.g., Def. Br. at 21 (correctly noting that individual defendants cannot be sued under Title VII) (citing Schiano v. Quality Payroll Sys., Inc., 445 F.3d 597, 608 n.8 (2d Cir. 2006)). 16 There is no dispute that the individual defendants were acting under color of state law. See Vega, 801 F.3d at 88 (âA state employee acting in his official capacity is acting âunder color of state law.ââ); Hayut v. State Univ. of N.Y., 352 F.3d 733, 744 (2d Cir. 2003) (âAs a general rule, state employment is ... sufficient to render the defendant a state actor.â) (internal quotation marks and citation omitted). 801 F.3d 72, 88 (2d Cir. 2015). Thus, the three-part burden-shifting test laid out in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-04 (1973), applies to Plaintiffâs discrimination claim under all three statutes. Plaintiff bears the initial burden of establishing a prima facie case of discrimination. To do this, Plaintiff must show: â(1) that he belonged to a protected class; (2) that he was qualified for the position he held; (3) that he suffered an adverse employment action; and (4) that the adverse employment action occurred under circumstances giving rise to an inference of discriminatory intent.â Holcomb v. Iona Coll., 521 F.3d 130, 138 (2d Cir. 2008). âOnce a plaintiff has established a prima facie case . . . [the] burden then shifts to the employer to âarticulate some legitimate, nondiscriminatory reasonâ for the disparate treatment.â Vega, 801 F.3d at 83 (quoting McDonnell Douglas, 411 U.S. at 802). âIf the employer articulates such a reason for its actions, the burden shifts back to the plaintiff to prove that the employerâs reason âwas in fact pretextâ for discrimination.â Id. i. Prima Facie Case Defendants do not contest that Plaintiff has met the first three elements of a prima facie case: (i) he belonged to a protected class; (ii) he was qualified for the position he held within the Grounds Department; and (iii) he suffered an adverse employment action when he was terminated. Defendants, however, argue that Plaintiff cannot show any facts giving rise to an inference of discrimination. (Def. Br. at 26). To satisfy the fourth element of a prima facie case, Plaintiff must present evidence that gives rise to an inference of discrimination. âA plaintiff can support such an inference by (a) demonstrating that similarly situated employees of a different race or national origin were treated more favorably, (b) showing that there were remarks made by decisionmakers that could be viewed as reflecting a discriminatory animus, or (c) proving that there were other circumstances giving rise to an inference of discrimination on the basis of [the] plaintiffâs race or national origin.â Nguyen v. Depât of Corr. & Cmty. Servs., 169 F. Supp. 3d 375, 388 (S.D.N.Y. 2016) (internal quotation marks and citation omitted). âConclusory and speculative allegations will not suffice to demonstrate discriminatory intent. Rather, a plaintiff must point to facts that suggest that the adverse employment action was motivated, at least in part, by discriminatory animus.â Id. (internal quotation marks and citation omitted). Although, âPlaintiffâs burden in establishing a prima facie case is de minimis . . . a partyâs bald assertions, without more, are insufficient to overcome a motion for summary judgment.â Hill v. Rayboy-Brauestein, 467 F. Supp. 2d 336, 350 (S.D.N.Y. 2006) (internal quotation marks and citation omitted). Plaintiff alleges race and national origin discrimination based on disparate treatment between Hispanic and non-Hispanic Grounds Department employees. (Docket No. 1 at 10). To establish this claim, Plaintiff relies on: (i) his own testimony regarding his experience as a Hispanic employee; (ii) the investigation of the anonymous complaint against Halliday; and (iii) the claim that Esposito was subject to disciplinary proceedings concerning the use of a racial slur. (Pl. Br. at 11â12). At the outset, the Court notes that Espositoâs alleged racial slur is not probative of racial animus because there is nothing in the record that suggests that Esposito, who was a Senior Grounds Worker, was a decisionmaker involved in Plaintiffâs termination. See Quinby v. WestLB AG, No. 04âCVâ7406, 2007 WL 3047111, at *1 (S.D.N.Y. Oct.18, 2007) (âGenerally speaking, comments by nondecisionmakers cannot be used to establish discriminatory animus.â). Moreover, Plaintiff fails to both identify the nature of the alleged slur and demonstrate whether it reflected a discriminatory animus. See id. (âcomments by decisionmakers that do not bear on the decisionmaking process itself, are not pro[b]ative of discriminatory animus.â). However, Plaintiffâs remaining contentions satisfy the de minimis burden of proof needed to demonstrate a prima facie discrimination claim. âA showing of disparate treatmentâthat is, a showing that an employer treated plaintiff âless favorably than a similarly situated employee outside his protected groupââis a recognized method of raising an inference of discrimination for the purposes of making out a prima facie case.â Mandell v. Cty. of Suffolk, 316 F.3d 368, 379 (2d Cir. 2003). Here, Plaintiff provides examples of favoritism and disparate treatment between the Hispanic and non-Hispanic employees within the Grounds Department. (Pl. 56.1 at ¶¶ 5â12); see Village of Freeport v. Barrella, 814 F.3d 594, 613 (2d Cir. 2016) (holding that Title VII does not âforbid[ ] favoritism, nepotism, or cronyism, so long as it is not premised on animus against a protected class.â) (emphasis added). Plaintiff testified that Hispanic employees received harder work assignments and inferior tools than the non-Hispanic employees. (Pl. 56.1 at ¶¶ 5â 12). In addition, Plaintiff claimed that Halliday did not reprimand the non-Hispanic employees for arriving late and fostered a work environment where Hispanic employees were not afforded the same opportunities as the non-Hispanic employees. (Id.). SUNY Purchaseâs investigation of the anonymous complaint corroborates Plaintiffâs allegations. Aureâs report noted that the Hispanic employees in the Grounds Department felt segregated from the non-Hispanic employees. (Docket No. 41-22). Furthermore, the report concluded that Halliday favored certain employees over others. (Id.); Norville v. Staten Island Univ. Hosp., 196 F.3d 89, 95 (2d Cir. 1999) (âA plaintiff may support an inference of race discrimination by demonstrating that similarly situated employees of a different race were treated more favorably.â). Thus, viewing the record in a light favorable to Plaintiff, the Court concludes that Plaintiff has met his burden of âestablishing a prima facie [case of discrimination by] showing that he was terminated under circumstances that create an inference of discrimination.â Baguer, 2010 WL 2813632 at *7. ii. Legitimate, Non-Discriminatory Reason for Plaintiffâs Termination The Court next considers whether Defendants have proffered a legitimate, nondiscriminatory reason for Plaintiffâs termination. Under the second step of the McDonnell Douglas analysis, it is the âemployerâs burden [] to âclearly set forth, through the introduction of admissible evidence, reasons for its actions which, if believed by the trier of fact, would support a finding that unlawful discrimination was not the cause of the employment action.ââ Nguyen, 169 F. Supp. 3d at 392 (quoting St. Maryâs Honor Ctr. v. Hicks, 509 U.S. 502, 507 (1993)). âThis âburden of showing a legitimate[,] non-discriminatory reason for its actions is not a particularly steep hurdle.ââ Id. (quoting Brierly v. Deer Park Union Free Sch. Dist., 359 F. Supp. 2d 275, 291 (E.D.N.Y. 2005)) (alteration in original). Defendants have met their burden of articulating a legitimate, non-discriminatory basis for terminating Plaintiff. Defendants put forward sufficient evidence showing that Plaintiffâs termination was motivated by complaints about his unsatisfactory work performance. See OâKane v. Lew, No. 10-CV-5325(PKC), 2013 WL 6096775, at *10 (E.D.N.Y. Nov. 20, 2013) (âPoor work performance is well-established as a legitimate, nondiscriminatory reason for firing an employee.â). At least three of Plaintiffâs colleagues complained to Halliday regarding Plaintiffâs work performance prior to Plaintiffâs termination. Santiago Linares told Halliday that: (i) Plaintiff was a bad worker; (ii) he complained about his co-workers; and (iii) he was unwilling to perform the typical tasks that Grounds Department employees performed. (Linares Dec. at ¶¶ 3â5). Linares further stated that Plaintiff did not want to report back to the Grounds Department after completing tasks. (Id.). Michael Koran testified that Plaintiff shouted expletives and threw a leaf blower at him while working. (Def. 56.1 at ¶ 22). Koran disclosed this incident to Halliday and Espinales well before Halliday recommended terminating Plaintiff. Esposito also informed Halliday that Plaintiffâs performance was deficient and that he did not want to work. (Halliday Dep. at 86â87). Complaints of this nature provide a legitimate, non- discriminatory basis for terminating Plaintiffâs probationary employment. See Johnson v. Schmid, 750 F. Appâx 12, 17 (2d Cir. 2018) (holding that poor job performance is a legitimate, non-discriminatory reason for firing an employee); Yu v. N.Y.C. Hous. Dev. Corp., 494 Fed. Appx. 122, 126 (2d Cir. 2012) (summary order) (holding that defendants proffered legitimate, non-discriminatory reasons for plaintiffâs termination, including that âhe spoke to his coworkers and his supervisor in an unprofessional manner;â âhe did not work well with others, particularly on team projects;â and âhe failed to follow instructions and often deviated from assigned tasks and questioned the work of others, while failing to complete his own.â); Meiri v. Dacon, 759 F.2d 989, 997 (2d Cir. 1985) (citing âprofound inability to get along with her co-workersâ as a legitimate non-discriminatory reason for discharge); Bogdan v. N.Y. City Transit Auth., No. 02 Civ. 09587(GEL), 2005 WL 1161812, at *8, (S.D.N.Y. May 17, 2005) (multiple complaints of poor job performance were legitimate, non-retaliatory reasons for employeeâs termination). Accordingly, Defendants have satisfied their burden of establishing a legitimate, non- discriminatory reason for Plaintiffâs termination. iii. Evidence of Pretext Since Defendants have set forth legitimate, non-discriminatory reasons for their actions, the burden shifts back to Plaintiff to establish that Defendantsâ grounds for terminating Plaintiff are âmere pretext for actual discrimination.â Weinstock v. Columbia Univ., 224 F.3d 33, 42 (2d Cir. 2000). This burden is higher than the burden to establish a prima facie case. Nguyen, 169 F. Supp. 3d at 393 (quoting Geoghan v. Long Is. R.R., No. 06âCVâ1435, 2009 WL 982451, at *21 (E.D.N.Y. Apr. 9, 2009)).ââ[P]laintiff must produce not simply âsomeâ evidence, but sufficient evidence to support a rational finding that the legitimate, non-discriminatory reasons proffered by the defendant were false, and that more likely than not discrimination was the real reason for the employment action.ââ Id. at 394 (quoting Weinstock, 224 F.3d at 42). Plaintiffâs subjective disagreement with his co-workersâ characterization of his job performance does not create a material issue of fact as to whether Defendantsâ asserted reasons for Plaintiffâs termination were pretextual. See Baguer v. Spanish Broad. Sys., Inc., No. 04 Civ. 8393 (RJS), 2010 WL 2813632, at *8 (S.D.N.Y. July 12, 2010), affâd, 423 F. Appâx 102 (2d Cir. 2011) (holding that plaintiffâs argument that he, in fact, âperformed his job well does not create a material question of fact as to whether [Defendantâs] asserted reasons for his termination were pretextual.â); Soderberg v. Gunther Intâl, Inc., 124 F. Appâx 30, 32 (2d Cir. 2005) (ââit is not the function of a fact-finder to second-guess business decisionsâ regarding what constitutes satisfactory work performance.â) (quoting Dister v. Contâl Group, Inc., 859 F.2d 1108, 1116 (2d Cir. 1988)). Where, as here, âplaintiffâs own testimony is the only basis for contesting otherwise strong evidence of valid, non-discriminatory reasons for termination, the evidence of âpretextâ cannot alone support a reasonable inference of prohibited discrimination.â Rodriguez v. Am. Friends of Hebrew Univ., Inc., No. 96 Civ. 0240(GEL), 2000 WL 1877061, at *5 (S.D.N.Y. Dec. 26, 2000). In addition, the record establishes that Halliday recommended Plaintiffâs termination based on Plaintiffâs poor work performance and issues with his co-workers. Plaintiff received an âUnsatisfactoryâ score in almost every category in his Evaluation Report, including âAttitude Toward Job,â âQuality of Work,â and âRelations with Other[s].â (Docket No. 41-15). Hallidayâs draft of the Evaluation Report specifically referenced reports of Plaintiffâs disruptive and abusive behavior towards his co-workers. (Docket No. 41-14). This language was removed from the final Evaluation Report at the request of the Human Resources Department because the level of detail provided was not required to terminate a probationary employee under state law. (Def. 56.1 at ¶ 33); (Pl. 56.1 at ¶ 48). While Plaintiff refutes the accuracy of the Evaluation Report, his self-serving statements are not âthe concrete evidence necessary to give rise to a reasonable inference that poor performance evaluations were suspect.â Mattera v. JPMorgan Chase Corp., 740 F. Supp. 2d 561, 577 (S.D.N.Y. 2010). Moreover, Plaintiffâs denials â[do] not alter this analysis because â[i]n a discrimination case . . . we are decidedly not interested in the truth of the allegations against plaintiff. We are interested in what âmotivated the employer;â the factual validity of the underlying imputation against the employee is not at issue.ââ Dasrath v. Stony Brook Univ. Med. Ctr., No. 12-CV-1484 SJF SIL, 2015 WL 1223797, at *13 (E.D.N.Y. Mar. 17, 2015) (quoting McPherson v. New York City Depât of Educ., 457 F.3d 211, 216 (2d Cir. 2006)). Plaintiff further identifies alleged inconsistencies in Defendantsâ proffered reasons for his termination. (Pl. Br. at 13â16). Plaintiff argues that Defendantsâ reliance on the leaf blower incident is problematic because there is a discrepancy between Koranâs testimony and his written report. Koran testified that Plaintiff threw the leaf blower at him and told him to go fuck himself, (Def. 56.1 at ¶ 22), whereas his written statement states that Plaintiff âpractically threw the blower on the ground and told me to go fuck myself,â (id. at ¶ 26). The Court disagrees that Koranâs characterizations of the incident are so inconsistent that they are âunworthy of credence.â Droutman v. New York Blood Ctr., Inc., No. 03-CV-5384(DRH/ARL), 2005 WL 1796120, at *8 (E.D.N.Y. July 27, 2005) (internal quotation marks and citation omitted). Even if Plaintiff did not throw the leaf blower or commit the other acts complained of by his co-workers, the record is devoid of any evidence that these grounds were pretextual. âAn employerâs good faith belief that an employee engaged in misconduct is a legitimate reason for terminating [him], and the fact that the employer is actually wrong is insufficient to show that the alleged misconduct is a pretext for discrimination.â Id. at *9 (emphasis in original) (citing Agugliaro v. Brooks Bros., Inc., 927 F. Supp. 741, 747 & n. 5 (S.D.N.Y.1996)). Plaintiff also claims that Hallidayâs recollection of Plaintiffâs performance record is too weak to be relied upon because he is unable to pinpoint when he received reports of Plaintiffâs poor work performance and whether he documented the complaints. This argument is belied by the sworn testimony of the employees who confirmed that they relayed these reports to Halliday. (See Linares Dec. at ¶¶ 3â 5); (Koran Dep.17 at 19â21). Thus, Plaintiff has failed to show that Defendantsâ proffered basis for Plaintiffâs termination was pretextual. Accordingly, Plaintiffâs discrimination claims pursuant to Title VII, NYSHRL and § 1983 are dismissed. C. Retaliation Under § 1983 Plaintiff alleges that Defendants retaliated against him for cooperating with Aureâs investigation into the anonymous complaint against the Grounds Departmentâs supervisors. (Docket No. 1 at 13). Defendants seek dismissal of this claim on the grounds that the Equal Protection Clause does not support a claim for retaliation under § 1983. (Def. Br. at 26). Defendants ignore the Second Circuitâs authority on this issue. In Vega v. Hempstead Union Free School District, the Second Circuit settled the ambiguity in its case law with respect to the viability of § 1983 retaliation claims and held that âretaliation claims alleging an adverse action because of a complaint of discrimination are actionable under § 1983.â 801 F.3d 72, 82 (2d Cir. 2015). The Second Circuit recognized that âretaliation is a form of discrimination,â and when an employer âretaliates against an employee because he complained of discrimination, the 17 Refers to Michael Koranâs deposition transcript. (Docket No. 41-12). retaliation constitutes intentional discrimination against him for purposes of the Equal Protection Clause.â Id. Evaluating Plaintiffâs retaliation claim under the controlling case law, the Court finds that Plaintiffâs § 1983 retaliation claim fails. â[O]nce action under color of state law is established, âthe elements of a retaliation claim based on an equal protection violation under § 1983 mirror [the elements of a retaliation claim] under Title VII.ââ Anderson v. City of New York, Health & Hosp. Corp., No. 16-CV-01051(GBD)(KHP), 2017 WL 9538862, at *14 (S.D.N.Y. Jan. 19, 2017), report and recommendation adopted, 2017 WL 3251603 (S.D.N.Y. July 31, 2017) (quoting Vega, 801 F.3d at 91). Thus, retaliation claims are subject to the McDonnell Douglas burden shifting framework. See Kirkland v. Cablevision Sys., 760 F.3d 223, 225 (2d Cir. 2014). To establish a prima facie case of retaliation, Plaintiff must prove that â(1) he was engaged in protected activity; (2) the employer was aware of that activity; (3) the employee suffered a materially adverse action; and (4) there was a causal connection between the protected activity and that adverse action.â Rivera v. Rochester Genesee Regâl Transp. Auth., 743 F.3d 11, 24 (2d Cir. 2014) (citation and internal quotation marks omitted). Here, the record fails to establish a prima facie case of retaliation. Plaintiff argues that he participated in a protected activity when Aure interviewed him as a part of his investigation into the anonymous complaint. (Docket No. 1 at ¶ 72). However, the record does not establish that any of the Defendants were aware of Plaintiffâs meeting with Aure. (See Def. Br. at 37â38). Aure testified that he did not discuss the investigation with anyone while it was pending, nor did he disclose the substance of Plaintiffâs interview until well after Plaintiffâs termination. (Def. 56.1 at ¶¶ 51, 61). Plaintiffâs conclusory allegation that Defendants were aware of his participation in the investigation is not supported by any evidence in the record. Thus, because Plaintiff failed to demonstrate that Defendants, except Aure, were made aware of the alleged protected activity, Plaintiff has failed to establish a prima facie case of retaliation against Defendants Halliday, Schwarz, Farrell, Espinales and Tighe. See Mendoza v. SSC & B Lintas, New York, 913 F. Supp. 295, 301 (S.D.N.Y.1996) (dismissing retaliation claim where supervisor was unaware of plaintiffâs complaint at the time the adverse employment action was taken). Moreover, because Defendants Halliday, Schwarz, Farrell, Espinales and Tighe were unaware of Plaintiffâs cooperation with the investigation, Plaintiff has not established a causal connection between the protected activity and his termination. See Uddin v. City of New York, 427 F. Supp. 2d 414, 433 (S.D.N.Y. 2006) (finding no causal connection where the defendant was not aware of the protected activity prior to the adverse action). Although Defendant Aure knew about Plaintiffâs participation in a protected activity, there is no evidence that Aure had any involvement in Plaintiffâs termination. â[L]iability for an Equal Protection Clause violation under § 1983 requires personal involvement by a defendant, who must act with discriminatory purpose.â Reynolds v. Barrett, 685 F.3d 193, 204 (2d Cir. 2012). To hold an individual liable for retaliatory conduct under § 1983, there must be ââsome affirmative link to causally connect the actor with the discrimination action,â such that the claim is âpredicated on the actorâs personal involvement.ââ Hagan v. City of New York, 39 F. Supp. 3d 481, 514 (S.D.N.Y. 2014) (quoting Whidbee v. Garzarelli Food Specialties, Inc., 223 F.3d 62, 75 (2d Cir. 2000)). âPersonal involvement includes not only direct participation but also âan officialâs (1) failure to take corrective action after learning of a subordinateâs unlawful conduct, (2) creation of a policy or custom fostering the unlawful conduct, (3) gross negligence in supervising subordinates who commit unlawful acts, or (4) deliberate indifference to the rights of others by failing to act on information regarding the unlawful conduct of subordinates.ââ Id. (quoting Hayut, 352 F.3d at 744). Here, the Complaint does not allege that Aure was involved in terminating Plaintiff's probationary employment. Nor does the record suggest that Aure participated in Plaintiffs termination proceedings, directly or indirectly. At the time, Aure was the Chief Diversity Officer, Title [IX Coordinator, and Affirmative Action Officer at SUNY Purchase. (Def. 56.1 at {] 8). In that capacity, he was not responsible for recommending or reviewing Plaintiffâ s employment status or termination. (See Aure Dep.'Âź at 7); (Aure Dec.'? at J 6). Thus, Plaintiff's retaliation claim against Aure must be dismissed for lack of personal involvement. Accordingly, Plaintiff's § 1983 retaliation claim against the individual defendants is dismissed. IV. CONCLUSION For the foregoing reasons, Defendantsâ motion for summary judgment is granted. The Clerk is respectfully requested to terminate the pending motion, (Docket No. 40), and close the case. Dated: July 17, 2019 White Plains, New York SO ORDERED: aan CM âCastig JUDITH C. McCARTHY United States Magistrate Judge '8 Refers to Joel Aureâs deposition transcript. (Docket No. 41-7). 19 Refers to the Declaration of Joel Aure. (Docket No. 44). 23 Case Information
- Court
- S.D.N.Y.
- Decision Date
- July 17, 2019
- Status
- Precedential