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Not for Publication UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY JAMES CORCORAN, Plaintiff, Civil Action No. 18-13875 (ES) (JSA) v. OPINION CHIEF GLEN CAUWELS, Defendant. SALAS, DISTRICT JUDGE This action arises from a New Jersey Open Public Records Act (âOPRAâ) request made by Plaintiff James Corcoran in 2007. (D.E. No. 1 (âComplaintâ or âCompl.â) at ¶ 16). Plaintiff brings a single claim against Defendant Chief Glen Cauwels for violating his First Amendment rights under 42 U.S.C. § 1983 in connection with his OPRA request. (Id. at ¶ 56). Before the Court is Defendantâs motion for summary judgment pursuant to Federal Rule of Civil Procedure 56. (D.E. No. 69). Having considered the partiesâ submissions, the Court decides this matter without oral argument. See Fed R. Civ. P. 78(b); Local Civ. R. 78.1(b). For the following reasons, the motion is DENIED. I. BACKGROUND A. Factual Background1 Unless otherwise noted, the following facts are not in dispute. Plaintiff and Defendant are police officers employed by the Fair Lawn Police Department (âFLPDâ). (Def. SMF ¶¶ 1â2; Pl. 1 The Court gathers the following facts primarily from Defendantâs statement of material facts not in dispute (D.E. No. 69-2 (âDef. SMFâ)), Plaintiffâs responses thereto (D.E. No. 72 (âPl. Resp. SMFâ)), Plaintiffâs supplemental statement of material facts (D.E. No. 71 (âPl. Supp. SMFâ)), Defendantâs responses thereto (D.E. No. 74-1 (âDef. Resp. Supp. SMFâ)), the Certification of Defendantâs counsel, Anthony J. Vinhal, Esq. (D.E. No. 69-3 (âVinhal Cert.â)), and the exhibits thereto, as well as the Certification of Plaintiffâs Counsel, Dylan T. Hastings, Esq. (D.E. No. 73 (âHastings Resp. SMF ¶¶ 1â2). Plaintiff has served as a police officer for the FLPD since February 2000. (Def. SMF ¶ 1; Pl. Resp. SMF ¶ 1). Defendant has served as Chief of Police for the FLPD since March 2013. (Def. SMF ¶ 2; Pl. Resp. SMF ¶ 2). In 2006, Plaintiff was Vice President of the local chapter of the Patrolmenâs Benevolent Association (âPBAâ), and Defendant was a union representative for the Superior Officers Association (âSOAâ). (Def. SMF ¶¶ 3â4, 5; Pl. Resp. SMF ¶¶ 3â4, 5). Through his role within the PBA, Plaintiff came to suspect that Lieutenant William Yirce (âLt. Yirceâ), an SOA member, was misappropriating PBA funds allocated for a âPolice Unity Tourâ charity bicycle ride. (Def. SMF ¶¶ 4, 13; Pl. Resp. SMF ¶¶ 4, 13; D.E. No. 69-3, Ex. 2 to Vinhal Cert. (âCorcoran Dep.â) at 68:5â13). Plaintiff testified that his suspicion arose while he was raising funds for a union event and was told by an unspecified individual that Lt. Yirce had used â$500â for âsteaks in Washington D.C.â (Corcoran Dep. at 49:14â 25). Plaintiff had also learned that other police union treasurers in New Jersey were being âchargedâ with âimproper disposition of donated funds.â (Pl. Supp. SMF ¶ 9; Def. Resp. Supp. SMF ¶ 9). âAs a resultâ of these concerns, âPlaintiff believe[d] that the PBA needed to ensure that its members were keeping a proper accounting of all solicited funds.â (Pl. Supp. SMF ¶ 10; Def. Resp. Supp. SMF ¶ 10). On March 14, 2007, during a PBA meeting, Plaintiff ârequested an accountingâ of the Police Unity Tour funds. (Def. SMF ¶ 6; Pl. Resp. SMF ¶ 6). On March 20, 2007, SOA member Sergeant Richard Schultz, who was also soliciting funds on behalf of the union, sent an email to then-PBA President David Boone, copying Lt. Yirce and Plaintiff, asking President Boone to âinvestigate [Plaintiffâs] statements,â and asserting that Plaintiffâs âallegations were of a criminal nature.â Cert.â)), and the exhibits thereto. Unless otherwise noted, pin cites to Docket Entry numbers 69-4, exhibit 5, and 69-5, exhibits 8 and 9 refer to the pagination automatically generated by the Courtâs electronic filing system. (Corcoran Dep. at 50:4â9 & 53:9â54:6).2 Although the exact context of Sergeant Schultzâs March 20, 2007 email is somewhat unclear, it appears to refer to Plaintiffâs accounting request made during the March 14, 2007 PBA meeting. At some point thereafter, according to Plaintiffâs testimony, Sergeant Schultz was âsecretiveâ and âresistantâ to providing the information Plaintiff requested. (Id. at 65:22â66:13). On March 26, 2007, Plaintiff made an OPRA request for any emails Lt. Yirce and Sergeant Schultz exchanged with their SOA representatives, John Annazone and Defendant. (Def. SMF ¶¶ 8â9; Pl. Resp. SMF ¶¶ 8â 9). According to Plaintiff, he made the OPRA request because he âwanted to find out what was being discussed, what was going on and why [Schultz was] so secretiveâ and âresistant to provid[ing] information.â (Corcoran Dep. at 65:22â66:13). Subsequently, Captain Anthony Serrao received a phone call from a PBA representative asking Captain Serrao to speak with Plaintiff about withdrawing his OPRA request because âthere was a chance it could cause problems for the PBA and the officers subject to the request.â (D.E. No. 73, Ex. A to Hastings Cert. (âSerrao Cert.â) ¶ 6). Captain Serrao then suggested to Plaintiff that he withdraw the request to âavoid conflict.â (Id. ¶ 7). On March 27, 2007, Plaintiff withdrew his OPRA request. (Def. SMF ¶ 16; Pl. Resp. SMF ¶ 16). Defendant testified that prior to Plaintiffâs OPRA request, he had never filed an Internal Affairs (âI.A.â) complaint against Plaintiff. (D.E. No. 69-5, Ex. 6 to Vinhal Cert. (âCauwels Dep.â) at 38:2â10). Shortly after the OPRA request, Defendant filed an I.A. complaint against Plaintiff for allegedly using âunlawful techniques during traffic stops.â (Serrao Cert. ¶ 14). Captain Serrao determined that the I.A. complaint was unfounded. (Id. ¶¶ 16â18).3 2 A copy of Sergeant Schultzâs March 20, 2007 email does not appear to be a part of the record before the Court. 3 The record includes a log listing 20 I.A. complaints lodged against Plaintiff from 2010 through 2017. (D.E. No. 69-4, Ex. 5 to Vinhal Cert. (âI.A. Complaint Logâ)). The I.A. complaints relevant to this matter are summarized in a chart below. Infra at 9. Neither the original copies of each I.A. complaints listed in the I.A. Complaint Log, nor of any I.A. complaints that pre-date 2010, appear in the record before the Court. Each I.A. complaint entry includes a case number, On April 4, 2007, Plaintiff became President of the PBA. (Def. SMF ¶ 17; Pl. Resp. SMF ¶ 17).4 During a PBA meeting that same day, the topic of Plaintiffâs accounting request arose. (Def. SMF ¶ 18; Pl. Resp. SMF ¶ 18; Corcoran Dep. at 82:20â83:10). Defendant then asked Plaintiff if he had made an OPRA request, to which Plaintiff responded that he did. (Corcoran Dep. at 83:3â10). During a âback and forth,â between Plaintiff and Defendant, Plaintiff said, â[t]hese motherfuckers are trying to get me fired.â (Id. at 83:11â17). While the context of Plaintiffâs comment is somewhat unclear, Plaintiff testified that he was referring to Sergeant Schultzâs March 20, 2007 email to former- PBA President Boone following Plaintiffâs accounting request. (Id. at 53:9â54:6 & 83:18â21). On June 6, 2007, Defendant, along with Annazone, brought what appear to be administrative charges against Plaintiff for violation of certain PBA by-laws. (D.E. No. 73, Ex. G to Hastings Cert.). The charges were based, in part, on Plaintiffâs OPRA request. (Id.). Plaintiff was subsequently removed as PBA President. (D.E. No. 73, Ex. B to Hastings Cert. (âSerrao Dep.â) at 44:11â17). Plaintiff was not disciplined in his capacity as a police officer in connection with the June 6, 2007 PBA charges. (Def. SMF ¶ 20; Pl. Resp. SMF ¶ 20). In or around 2009, a sergeant position became available within the FLPD, and Plaintiff had the highest score on the promotional examination. (Serrao Cert. ¶ 21). Shortly thereafter, Defendant filed an I.A. complaint against Plaintiff, again alleging that Plaintiff was using unlawful techniques during traffic stopsâthe same allegation Captain Serrao determined to be unfounded in 2007. (Id. ¶ 22). Serrao investigated the I.A. complaint, and although the exact resolution is unclear, Plaintiff did not face any consequences in connection with this I.A. complaint. (Def. SMF ¶¶ 31 & 33; Pl. Resp. SMF ¶¶ 31 & 33). In an internal memorandum dated May 19, 2009, Defendant recommended five other officers for the sergeant promotion, and wrote that he was not recommending Plaintiff because the name of the complainant, and the name of the investigating officer. (See generally I.A. Complaint Log). The I.A. complaints were brought and investigated by various individuals, including Defendant. (Id.). 4 Defendant appears to inadvertently note âApril 4, 2017â as the date Plaintiff became President of the PBA. he believed Plaintiff was ânot ready to hold a Supervisory positionâ and was âusing [p]olicing tactics that are legally questionable.â (D.E. No. 73, Ex. H to Hastings Cert.). Nonetheless, Plaintiff was ultimately promoted to sergeant. (Def. SMF ¶ 35; Pl. Resp. SMF ¶ 35). In 2010, the FLPD discovered that Sergeant Schultz had instructed a civilian to transport explosive material to the FLPD and attempted to diffuse the explosive using instructions he found on the internet, for which he became the subject of a separate I.A. investigation. (Serrao Cert. ¶ 32). Defendant overheard Plaintiff say, âI would be fired if I did what Schultz did,â which Plaintiff acknowledges saying. (Id.; see also Def. SMF ¶ 36; Pl. Resp. SMF ¶ 36). Defendant then informed Sergeant Schultz of Plaintiffâs comment. (Serrao Cert. ¶ 32). According to Plaintiff, Defendant âproddedâ then-Chief Eric Rose to open an investigation into Plaintiff in connection with this comment. (Def. SMF ¶ 37; Pl. Resp. SMF ¶ 37; Corcoran Dep. at 135:15â18). According to Captain Serrao, Defendant instructed Sergeant Schultz to file an I.A. complaint against Plaintiff. (Serrao Cert. ¶ 32). On February 3, 2010, Sergeant Schultz filed an I.A. complaint against Plaintiff, labeled under case number 10-01841, in connection with Plaintiffâs comment based on âharassment.â (I.A. Complaint Log at 33). The I.A. complaint was ultimately determined to be ânot sustained.â (Id.). On May 26, 2011, a civilian filed an I.A. complaint against Plaintiff, labeled under case number 11-07721, for allegedly falsely towing vehicles. (Def. SMF ¶ 49; Pl. Resp. SMF ¶ 49; I.A. Complaint Log at 34; Corcoran Dep. at 164:15â22). According to the I.A. Complaint Log, Defendant investigated the I.A. complaint. (I.A. Complaint Log at 34). Video evidence showed that there was no merit to the civilianâs complaint. (Corcoran Dep. at 165:6â12). Plaintiff was ultimately âexonerated,â meaning he âwas justified in his actions.â (I.A. Complaint Log at 34; Cauwels Dep. at 140:20â22). Defendant said to Plaintiff, as well as to others throughout the FLPD, statements to the effect that if not for the video, Plaintiff âwould have got in trouble.â (D.E. No. 73, Ex. D to Hastings Cert. (âFlax Dep.â) at 52:9â19; Corcoran Dep. at 280:11â281:2). In 2013, Defendant was promoted to Chief, and Plaintiff was promoted to Lieutenant (Pl. Supp. SMF ¶¶ 62 & 64; Def. Resp. Supp. SMF ¶¶ 62 & 64). On November 10, 2014, FLPD dispatcher Robert Luscombe brought an I.A. complaint against Plaintiff, labeled under case number 14-19841, for allegedly creating a hostile work environment. (I.A. Complaint Log at 37; D.E. No. 69-4, Ex. 4 to Vinhal Cert. (âPl. Interrog. Resp.â) at 9). Captain Ron Patterson investigated and interviewed Plaintiff in connection with this I.A. complaint. (I.A. Complaint Log at 37; Pl. Interrog. Resp. at 9). Plaintiff was ultimately âexonerated.â (I.A. Complaint Log at 37). During the investigation, Captain Patterson interviewed Plaintiff, and Plaintiff obtained permission to record the interview with a handheld recorder. (Pl. Interrog. Resp. at 9). Defendant testified that he gave Captain Patterson permission to seize the recorder. (Cauwels Dep. at 186:10â 12). Defendant was subsequently advised to return the recorder to Plaintiff, and Defendant did so. (Id. at 187:2â6). In 2015, Plaintiff filed what appears to be an internal complaint against Defendant for hostile work environment. (Def. SMF ¶¶ 117â18; Pl. Resp. SMF ¶¶ 117â18; Corcoran Dep. at 237:11â13). In an email dated February 22, 2015, Plaintiff detailed numerous instances, starting in 2001, which he felt constituted âworkplace harassment.â (D.E. No. 69-5, Ex. 9 to Vinhal Cert. at 101â06). For example, Plaintiff described an instance in 2004 where Defendant was âinforming other patrol supervisorsâ that Plaintiff âwas illegally searching vehiclesâ even though Defendant ânever requested to ride with [Plaintiff] to observe firsthand the techniques and tacticsâ he used, and Plaintiff had ânever received notification from the Bergen County Prosecutors office that [his] techniques or tactics were improper or illegal.â (Id. at 102â03). The outcome of Plaintiffâs hostile work environment claim is unclear. In or around 2017, Plaintiff became eligible for promotion to captain. (Corcoran Dep. at 295:8â14). On May 5, 2017, Defendant initiated an I.A. complaint against Plaintiff, labeled under case number 17-07649, in connection with a comment Plaintiff made to a civilian to the effect that Defendant may not be at work the next day because he liked to play golf. (Def. SMF ¶¶ 80â81; Pl. Resp. SMF ¶¶ 80â81; I.A. Complaint Log at 40; Cauwels Dep. at 232:1â234:15).5 In connection with this incident, Defendant recommended a 15-day suspension for insubordination. (Cauwels Dep. at 237:2â6). The complaint was found âsustainedâ and Plaintiff was suspended for 6 days. (Def. SMF ¶ 82; Pl. Resp. SMF ¶ 82; I.A. Complaint Log at 40; Cauwels Dep. at 237:2â238:5). Plaintiff also received a disciplinary notice in connection with the incident that was considered a âmajor discipline.â (Corcoran Dep. at 295:4â14). At some point thereafter, the hiring process began for two captain positions that would become available in 2018. (Def. SMF ¶ 86; Pl. Resp. SMF ¶ 86; Corcoran Dep. at 36:12â15; D.E. No. 69-5, Ex. 7 to Vinhal Cert. (âVan Kruiningen Dep.â) at 43:11â18 & 46:1â8). Borough Manager James Van Kruiningen was responsible for making the promotion decision. (Def. SMF ¶ 90; Pl. Resp. SMF ¶ 90). Plaintiff was ranked ânumber oneâ on the âpromotional listâ for the captain position. (Van Kruiningen Dep. at 43:3â10). Defendant testified that he thought Plaintiff âshould not beâ promoted to captain and that he did not âwantâ Plaintiff promoted to captain. (Cauwels Dep. at 241:5â13 & 275:19â22). After Van Kruiningen interviewed three candidates, including Plaintiff, he asked Defendant to provide his opinion as to each. (Def. SMF ¶ 91; Pl. Resp. SMF ¶ 91; Cauwels Dep. at 239:12â13; Van Kruiningen Dep. at 54:9â14). In a memorandum dated February 15, 2017, Defendant âspecifically did not recommend the promotion of [Plaintiff]â and âspecifically recommendedâ the two other candidates. (Def. SMF ¶ 92; Pl. Resp. SMF ¶ 92; Van Kruiningen Dep. at 55:5â18; D.E. No. 69-5, Ex. 8 to Vinhal Cert. (the âMemorandumâ) at 97â99). 5 Although the âcomplainantâ for this I.A. complaint is redacted from the I.A. Complaint Log, Defendant testified that he was the âcomplainant.â (Cauwels Dep. at 233:19â21). Ultimately, the two other candidates were promoted, and Plaintiff was denied the promotion. (Pl. Interrog. Resp. at 10; D.E. No. 73, Ex. K to Hastings Cert.). Van Kruiningen testified that, as far is he was aware, Defendant has only not recommended an individual for a promotion in one other instance, which involved a candidate who was facing a 30-day suspension. (Van Kruiningen Dep. at 31:3â22 & 37:10â18). Plaintiff was the only officer who was denied a promotion after ranking number one on the promotional list. (Id. at 33:22â34:4). Of the twenty I.A. complaints listed in the I.A. Complaint Log, seven are marked âsustained,â three are marked ânot sustained,â six are marked âexonerated,â three are marked âconfidential,â and one is marked âadministratively closed.â (See generally I.A. Complaint Log). The I.A. complaints relevant to this matterâthose in which Defendant is listed as either the investigating officer or the complainant, and those that otherwise relate to the facts outlined aboveâare summarized in the chart below. In short, Defendant is listed as either the investigating officer or the complainant in eight of the I.A. complaints, four of which are marked âsustained.â (Id.). Case Date Complainant Type of Disposition Investigating Number Complaint Officer 10-01841 2/3/2010 Sergeant Schultz Harassment Not sustained âUttelâ 10-17988 12/14/2010 Redacted Other Sustained Defendant 11-06181 4/28/2011 âFLPDâ Excessive Force Not sustained Defendant 11-07721 5/26/2011 âFLPDâ Other Exonerated Defendant 11-13688 9/18/2011 âFLPDâ Other Exonerated Defendant 14-19841 11/10/2014 Luscombe Demeanor Exonerated Captain Patterson 15-09041 6/13/2015 Defendant Insubordination Sustained Captain Patterson 16-01966 2/22/2016 Defendant Other Sustained âKneerâ 16-14395 8/14/2016 Defendant Misconduct Sustained âDawickiâ 17-07649 5/5/2017 Redacted Insubordination Sustained Captain Patterson 17-10506 6/19/2017 Defendant âRuleâ Not sustained âDawickiâ B. Procedural History On September 13, 2018, Plaintiff filed the Complaint pursuant to 42 U.S.C. § 1983, alleging that Defendant retaliated against him in violation of his First Amendment rights by failing to promote him based on his union activity, including the 2007 OPRA request. (Compl. ¶¶ 1â56). On October 26, 2018, Defendant moved to dismiss the Complaint, which the parties fully briefed. (D.E. Nos. 5, 9 & 10). On August 9, 2019, the Court denied the motion, finding that, among other things, Defendant was not entitled to qualified immunity at that time. (D.E. No. 17 at 9â16). The parties engaged in discovery from February 2019 through approximately July 2022. (D.E. Nos. 12 & 63). On June 27, 2022, the parties attended a settlement conference which was unsuccessful. (D.E. No. 65). On August 29, 2022, Defendant filed the instant motion for summary judgment, which has been fully briefed. (D.E. No. 69-1 (âMov. Br.â); D.E. No. 70 (âOpp.â); D.E. No. 74 (âReplyâ)). Defendant argues, among other things, that he is entitled to qualified immunity. (Mov. Br. at 20â23). The Court is prepared to rule. II. LEGAL STANDARD Summary judgment is appropriate âif the movant shows there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). A genuine issue of material fact exists whenâin viewing the evidence and all reasonable inferences drawn from it in the light most favorable to the nonmovantâa reasonable jury could return a verdict for the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). An issue is âgenuineâ if it is supported by evidence such that a reasonable jury could return a verdict in the non- moving partyâs favor. Id. A fact is âmaterialâ if it âmight affect the outcome of the suit under the governing law.â Id. At the summary judgment stage, the Courtâs function is not to weigh the evidence and determine the truth of the matter, but rather to determine whether there is a genuine issue for trial. Id. at 249. The movant bears the burden of establishing that no genuine issue of material fact exists. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The burden then shifts to the nonmoving party to present evidence that a genuine issue of material fact compels a trial. Id. at 324. To meet its burden, the nonmoving party must offer specific facts that establish a genuine issue of material fact. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586â87 (1986). The non-moving party may rely on its own affidavits or on the âdepositions, answers to interrogatories, and admissions on fileâ to designate these facts, but may not rely solely on its own pleadings. Celotex, 477 U.S. at 324; see also Williams v. Borough of W. Chester, 891 F.2d 458, 460 (3d Cir. 1989). III. DISCUSSION The elements of a First Amendment retaliation claim are: â(1) constitutionally protected conduct, (2) retaliatory action sufficient to deter a person of ordinary firmness from exercising his constitutional rights, and (3) a causal link between the constitutionally protected conduct and the retaliatory action.â Thomas v. Indep. Twp., 463 F.3d 285, 296 (3d Cir. 2006). On the instant motion for summary judgment, Defendant argues that Plaintiff cannot establish the first and third elements of his retaliation claim. Specifically, Defendant argues that (i) he is entitled to qualified immunity because Plaintiff cannot establish that he engaged in constitutionally protected activity, and, alternatively, (ii) Plaintiff cannot establish causation between the constitutionally protected activity and the alleged retaliatory act, namely, the decision not to promote Plaintiff to captain. (Mov. Br. at 6â19 & 20â22). Plaintiff opposes, arguing that summary judgment should be denied because (i) Defendant has not met his burden to show entitlement to qualified immunity, and (ii) a reasonable jury could infer causation based on the record. (Opp. at 6â19). For the reasons that follow, the Court agrees with Plaintiff. A. Qualified Immunity Qualified immunity insulates government officials from the burdens of litigation and civil liability. Walter v. Pike Cnty., 544 F.3d 182, 190 (3d Cir. 2008). The burden of establishing entitlement to qualified immunity rests with the movant asserting the defense. Halsey v. Pfeiffer, 750 F.3d 273, 288 (3d Cir. 2014). âThe qualified immunity inquiry contains two prongs: (1) whether the facts alleged by the plaintiff show the violation of a constitutional right, and (2) whether the law was clearly established at the time of the violation.â Jefferson v. Lias, 21 F.4th 74, 80 (3d Cir. 2021). While both prongs are required, courts may address them in any order. Pearson v. Callahan, 555 U.S. 223, 236 (2009). Defendant relies on the first prong of the qualified immunity analysisâarguing that there was no constitutional violationâand does not provide any argument as to the second prong of the qualified immunity analysis. (Mov. Br. at 20â22). Specifically, Defendant argues that there was no constitutional violation because Plaintiff cannot establish the first element of his retaliation claim: whether he engaged in constitutionally protected activity. (Id. at 22; see also id. at 6â10). The speech of a public employee is constitutionally protected when â(1) in making it, the employee spoke as a citizen, (2) the statement involved a matter of public concern, and (3) the government employer did not have âan adequate justification for treating the employee differently from any other member of the general publicâ as a result of the statement he made.â Hill v. Borough of Kutztown, 455 F.3d 225, 241â42 (3d Cir. 2006) (quoting Garcetti v. Ceballos, 547 U.S. 410, 418 (2006)).6 The third element asks, in other words, whether the employeeâs interest in engaging in such speech outweighs the employerâs interest in promoting the efficiency of the public service it performs. Dougherty v. Sch. Dist. of Philadelphia, 772 F.3d 979, 991 (3d Cir. 2014). Whether the employee engaged in protected speech is a question of law. Watters v. City of Philadelphia, 55 F.3d 886, 892 (3d Cir. 1995). âThe outcome of [the] analysis is not determined by the source of the speech or the merit of its content.â Brennan v. Norton, 350 F.3d 399, 414 (3d Cir. 2003). âRather, the issue is whether it is important to the process of self-governance that communications on this topic, in this form and in this context, take place.â Id. (quoting Azzaro v. County of Allegheny, 110 F.3d 968, 977 6 Defendant does not contest whether Plaintiffâs OPRA request may generally constitute speech for purposes of the First Amendment. Indeed, speech under the First Amendment includes âthe spoken or written wordâ as well as âconduct [that] possesses sufficient communicative elements.â Texas v. Johnson, 491 U.S. 397, 404 (1989). Rather, Defendant contests whether the OPRA request in that case constitutes protected speech. (Mov. Br. at 8). (3d Cir. 1997)). Defendant rests his argument on the first two elements of constitutionally protected speech and does not raise any argument with respect to the third element. (Mov. Br. at 22). Specifically, Defendant argues that Plaintiffâs OPRA request was not protected speech because (i) it was made in his capacity as âPBA Vice Presidentâ and thus not in his capacity as a private citizen and (ii) it âdoes not touch upon a matter of public concern.â (Id.; see also id. at 8 & 10). Plaintiff opposes each argument, arguing that (i) because Plaintiff made the OPRA request in his capacity as a union member, such activity constitutes speech as a private citizen and (ii) because Plaintiffâs OPRA request was made pursuant to his concern regarding misappropriation of donated funds, his speech involved a matter of public concern. (Opp. at 6â10). Plaintiff also notes that the Court previously addressed the legal questions at issue in determining that Plaintiff had plausibly pled a constitutional violation. (See id. at 6). Specifically, the Court noted that union activities are generally considered protected acts of a private citizen, and that âwrongdoing by police officers in any capacityâ is a matter of public concern. See Corcoran v. Cauwels, No. 18-13875, 2019 WL 3774591, at *6â8 (D.N.J. Aug. 9, 2019). In his reply brief, Defendant does not respond to Plaintiffâs position as to the first elementâwhether Plaintiff spoke as a private citizenâbut only focuses on the second elementâwhether Plaintiffâs speech involved a matter of public concernâreiterating his position that Plaintiffâs OPRA request, specifically as it pertained to Defendantâs emails, did not involve a matter of public concern because Plaintiff has not shown that Defendant actually engaged in misappropriation of funds. (Reply at 13â 14). a. Private Citizen As previously noted, whether an employee spoke as a private citizen is a question of law. See Watters, 55 F.3d at 892. A public employee does not speak as a private citizen when the statement is made âpursuant to their official duties.â Palardy v. Twp. of Millburn, 906 F.3d 76, 81 (3d Cir. 2018) (quoting Garcetti, 547 U.S. at 421), cert. denied, 139 S. Ct. 2011 (2019). A statement âpursuant toâ oneâs official duties does not merely concern those duties but is part of a public employeeâs âordinary job responsibilities.â Flora v. Cnty. of Luzerne, 776 F.3d 169, 178 (3d Cir. 2015) (quoting Lane v. Franks, 573 U.S. 228, 237 (2014)). In other words, a public employee speaks as a private citizen when making a statement that is not part of âthe tasks he was paid to perform.â Id. (quoting Lane, 573 U.S. at 239); see also Janus v. Am. Fedân of State, Cnty., & Mun. Emps., Council 31, 138 S. Ct. 2448, 2471 (2018) (â[E]mployee speech is largely unprotected if it is part of what the employee is paid to do.â). The Third Circuit has held that union membership is a protected activityâin other words, that it is not a part of a public employeeâs ordinary job responsibilities but is undertaken by a public employee as a private citizen. Palardy, 906 F.3d at 84 (âunion membership is worthy of constitutional protectionâ); see also id. at 83 (âit is hard to imagine a situation where a public employeeâs membership in a union would be one of his âofficial dutiesââ) (quoting Garcetti, 547 U.S. at 421). Although it appears that the Third Circuit has not explicitly determined whether union speechâas opposed to union membershipâis categorically protected or unprotected, other Courts of Appeals have used similar reasoning to establish a bright-line rule that union activities, including speech, are protected from retaliation under the First Amendment.7 See, e.g., Boulton v. Swanson, 795 F.3d 526, 534 (6th Cir. 2015) (holding that speech in connection with union activities is made âas a citizenâ because job responsibilities do not include acting as a union member); Swetlik v. Crawford, 738 F.3d 818, 826 (7th Cir. 2013) (holding that statements made as a union representative are not part of official police duties and thus are afforded First Amendment protection); Ellins v. City of Sierra Madre, 710 F.3d 1049, 1060 (9th Cir. 2013) (âGiven the inherent institutional conflict of interest between an 7 When the Third Circuit has not yet addressed a right asserted by a plaintiff, a district court âroutinely considers decisions by other Courts of Appeals.â Schmidt v. Creedon, 639 F.3d 587, 598 (3d Cir. 2011) (quoting Williams v. Bitner, 455 F.3d 186, 192â93 (3d Cir. 2006)). employer and its employeesâ union, we conclude that a police officer does not act in furtherance of his public duties when speaking as a representative of the police union.â); Corcoran, 2019 WL 3774591, at *6 (collecting cases). Defendant argues that Plaintiff did not speak as a private citizen because he made the OPRA request pursuant to his âofficial dutiesâ as Vice President of the PBA. (Mov. Br. at 8). Thus, Defendantâs argument appears to overlook the caselaw, as previously outlined by the Court, that considers speech in connection with union activities to be protected under the First Amendment. See Corcoran, 2019 WL 3774591, at *6. Here, the record suggests, and Defendant does not dispute, that Plaintiff made the OPRA request while he was acting as PBA Vice President. (Def. SMF ¶¶ 3â4 & 8; Pl. Resp. SMF ¶ 3â4 & 8; Corcoran Dep. at 68:5â13). Further, the record suggests, and Defendant does not dispute, that Plaintiff only came to suspect the misappropriation of funds through his involvement with the PBA. (Def. SMF ¶ 13; Pl. Resp. SMF ¶ 13). Therefore, the record supports Plaintiffâs position that he acted in his capacity as a union member when he made the OPRA request, and thus was acting as a private citizen. See, e.g., Flora, 776 F.3d at 178; Boulton, 795 F.3d at 534; Watters, 55 F.3d at 892. b. Public Concern As previously noted, whether a statement addresses a matter of public concern is a question of law. See Watters, 55 F.3d at 892; see also Curinga v. City of Clairton, 357 F.3d 305, 310 (3d Cir. 2004). There is no bright-line rule dictating whether speech is a matter of public concern. Montone v. City of Jersey City, 709 F.3d 181, 194 (3d Cir. 2013). Rather, the Court must engage in a âcase- and fact-specific inquiryâ in making this determination. Id. âAn employeeâs speech addresses a matter of public concern when it can be âfairly considered as relating to any matter of political, social, or other concern to the community.ââ Holder v. City of Allentown, 987 F.2d 188, 195 (3d Cir. 1993) (quoting Connick v. Myers, 461 U.S. 138, 147 (1983)). A court conducts a public-concern inquiry by examining the âcontent, form, and contextâ of the speech. Id. (quoting Connick, 461 U.S. at 147â48). In making this determination, no single factor is dispositive, and the court must examine the entire record. Snyder v. Phelps, 562 U.S. 443, 453â54 (2011); see also Zamboni v. Stamler, 847 F.2d 73, 78 (3d Cir. 1988) (ââ[c]omplete relianceâ on the employeeâs motivation in speaking is inappropriateâ) (quoting Rode v. Dellarciprete, 845 F.2d 1195, 1201 (3d Cir. 1988)). The content of speech may be a matter of public concern if it is âa subject of legitimate news interestsâ that addresses a subject of general interest and concern to the public. Snyder, 562 U.S. at 453 (quoting City of San Diego v. Roe, 543 U.S. 77, 83â84 (2004)). For example, a public employeeâs speech addresses a matter of public concern if it âseeks to âbring to light actual or potential wrongdoing or breach of public trustâ on the part of government officials.â Holder, 987 F.2d at 195 (quoting Connick, 461 U.S. at 148). Under this framework, the Third Circuit has found a public employeeâs criticism of internal office operations to be a matter of public concern. Zamboni, 847 F.2d at 77; see also Lane, 573 U.S. at 240 (â[S]peech by public employees on subject matter related to their employment holds special value precisely because those employees gain knowledge of matters of public concern through their employment.â). Likewise, some union activitiesâfor example, criticism of managementâmay address matters of public concern. Thomas v. Del. State Univ., 626 F. Appâx 384, 388 (3d Cir. 2015); accord Clue v. Johnson, 179 F.3d 57, 61 (2d Cir. 1999). The record supports Plaintiffâs position that his OPRA request sought to determine if donated funds were being misappropriated. (Opp. at 8â10). To start, Defendant does not dispute that Plaintiff came to suspect that Lt. Yirce was misappropriating PBA funds allocated for a Police Unity Tour charity bicycle ride. (Def. SMF ¶ 4; Pl. Resp. SMF ¶ 4). Defendant also does not dispute that Plaintiff became concerned after he learned that other police union treasurers in New Jersey were being âchargedâ with âimproper disposition of donated funds.â (Pl. Supp. SMF ¶ 9; Def. Resp. Supp. SMF ¶ 9). Finally, Defendant does not dispute that â[a]s a resultâ of these concerns, âPlaintiff believe[d] that the PBA needed to ensure that its members were keeping a proper accounting of all solicited funds.â (Pl. Supp. SMF ¶ 10; Def. Resp. Supp. SMF ¶ 10). In addition, Plaintiff testified that he âfelt that we needed to ensure that members of our police department and [union] were accounting for anything we were solicitingâ and âmaking proper disposition of funds.â (Corcoran Dep. at 45:17â 46:10). Plaintiff testified that he included Defendant and Annazone in the request because they were SOA representatives for Lt. Yirce and Sergeant Shultz. (Def. SMF ¶ 9; Pl. Resp. SMF ¶ 9; Corcoran Dep. at 63:19â64:6 & 66:14â22). Plaintiff further testified that he made the OPRA request because he âwanted to find out what was being discussed, what was going on and why [Sergeant Schultz was] so secretiveâ and âresistant to provid[ing] information.â (Corcoran Dep. at 65:22â66:13). Further, Captain Serrao testified that many members of the PBA had become concerned with how the funds were being used, and âwanted to know where that money was going.â (Serrao Dep. at 27:21â28:13, 30:12â17, 32:13â18 & 40:15â21). Accordingly, insofar as Plaintiffâs OPRA request sought to bring to light potential wrongdoing by public officials, the record supports Plaintiffâs position that his speech involved a matter of public concern. See Watters, 55 F.3d at 892. Defendantâs arguments do not lead to a contrary conclusion. While Defendant argues that the OPRA request did not involve a matter of public concern because Plaintiff has not shown that Defendant actually engaged in misappropriation of funds (Reply at 13â14), the law does not require Plaintiff to prove the âmeritsâ of the speech. See Brennan, 350 F.3d at 414. Defendant further argues that Plaintiffâs OPRA request did not involve a matter of public concern because it sought information regarding funds raised for the Police Unity Tour, and the Police Unity Tour âdoes not affect the public, as these are not public funds at issue.â (Mov. Br. at 10). The Court notes that it addressed and rejected this argument on Defendantâs motion to dismiss the Complaint. See Corcoran, 2019 WL 3774591, at *7. As set forth above, the record shows that Plaintiff made the OPRA request in connection with his concern that police officers were misappropriating funds for personal gain. And, as the Court previously noted, members of the public would be interested to learn of corruption or other âwrongdoing by police officers in any capacity.â See id. (citing Baldassare v. New Jersey, 250 F.3d 188, 198 (3d Cir. 2001)). In sum, Plaintiff has established the first two elements of protected speechâspecifically, that his OPRA request was made in his capacity as a private citizen and involved a matter of public concern. As previously noted, Defendant does not present any argument as to the third element of protected speechâwhether Plaintiffâs interest in engaging in such speech outweighs the FLPDâs interest in promoting the efficiency of the public service it performs. See Dougherty, 772 F.3d at 991. As such, the Court deems the argument waived. The Court notes that the Third Circuit has consistently held, with respect to the third element, that âthe publicâs interest in exposing potential wrongdoing by public employees is especially powerful,â and, to outweigh such interest, the employer âbear[s] a truly heavy burden.â See id. (first quoting Baldassare, 250 F.3d at 198, then quoting McGreevy v. Stroup, 413 F.3d 359, 365 (3d Cir. 2005)). Because Defendant relies on his position that Plaintiffâs speech was not constitutionally protected to argue that there was no constitutional violation for purposes of qualified immunity (Mov. Br. at 22), it therefore follows that Defendant has not met his burden of establishing that he is entitled to summary judgment as a matter of law with respect to qualified immunity. Accordingly, Defendantâs motion for summary judgment as to qualified immunity must be DENIED.8 B. Causation Defendant alternatively argues that Plaintiff has not presented sufficient evidence to support an inference of causation, the third element of Plaintiffâs retaliation claim. (Mov. Br. at 12â15). In 8 Defendant appears to further argue that he is entitled to qualified immunity because he âwas not responsible for Plaintiff[â]s failure to be promoted to Captain in 2018, as the Chief of Police does not have authority over promotions.â (Mov. Br. at 22). Because this argument appears to speak to the causation element of Defendantâs retaliation claim, rather than any element of qualified immunity, the Court does not address it here. The Court addresses Defendantâs causation argument in Section III.B., below. response, Plaintiff argues that genuine issues of material fact exist as to causation that must be decided by a jury. (Opp. at 10â16). For the following reasons, the Court agrees with Plaintiff. The Third Circuit has consistently held that the causation element of a First Amendment retaliation claim is âa question of fact for the jury.â Falco v. Zimmer, 767 F. Appâx 288, 310 (3d Cir. 2019) (quoting McGreevy, 413 F.3d at 364); see also Green v. Philadelphia Hous. Auth., 105 F.3d 882, 889 (3d Cir. 1997), as amended (Mar. 13, 1997). The plaintiff has the initial burden of showing that his constitutionally protected conduct was a âsubstantialâ or âmotivating factorâ in the allegedly retaliatory decision. Suppan v. Dadonna, 203 F.3d 228, 235 (3d Cir. 2000) (citing Mount Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 287 (1977)); see also Conard v. Pa. State Police, 902 F.3d 178, 184 (3d Cir. 2018). âOnce the plaintiff carries this burden, the burden shifts to the defendant to show âby a preponderance of the evidence that it would have reached the same decision even in the absence of the protected conduct.ââ Suppan, 203 F.3d at 235 (quoting Mount Healthy, 429 U.S. at 287). Each step of the causation inquiry involves questions of fact that âshould be submitted to the jury.â Watters, 55 F.3d at 892 n.3 (quoting Johnson v. Lincoln University, 776 F.2d 443, 454 (3d Cir. 1985)). âTo establish the requisite causal connection a plaintiff usually must prove either (1) an unusually suggestive temporal proximity between the protected activity and the allegedly retaliatory action, or (2) a pattern of antagonism coupled with timing to establish a causal link.â Lauren W. ex rel. Jean W. v. DeFlaminis, 480 F.3d 259, 267 (3d Cir. 2007). âIn the absence of that proof the plaintiff must show that from the âevidence gleaned from the record as a wholeâ the trier of the fact should infer causation.â Id. (quoting Farrell v. Planters Lifesavers Co., 206 F.3d 271, 281 (3d Cir. 2000)). A wide temporal gap can be narrowed by evidence that suggests a âpattern of antagonism.â See Conard, 902 F.3d at 184â85 (quoting Watson v. Rozum, 834 F.3d 417, 422 (3d Cir. 2016)) (holding that there is no bright-line rule regarding proximity and allowing complaint to survive a motion to dismiss despite a nearly nine-year gap between the alleged protected conduct and retaliation). Plaintiff argues that he can establish causation âeither through the unduly suggestive timeline of events beginning with Plaintiffâs OPRA request in 2007 and concluding with Plaintiff being denied the promotion to [c]aptain in 2018, or through Defendantâs retaliatory animus towards Plaintiff which was quite obviously triggered following Plaintiffâs OPRA request.â (Opp. at 16). Plaintiff further argues that â[a]t the very least, there is a dispute of fact that must be decided by a jury.â (Id.). To support his position, Plaintiff points to several pieces of evidence in the record. (Id. at 12â16). To start, Plaintiff points to evidence, including the testimony of Plaintiff, as well as Captain Serrao and Andrew Flax, an FLPD telecommunicator at the time, that suggests Plaintiff and Defendantâs relationship became strained following Plaintiffâs OPRA request. (Id. at 12; Serrao Cert. ¶¶ 8â9; Corcoran Dep. at 92:18â93:6; Flax Dep. at 39:24â44:4). Indeed, Plaintiff testified that his relationship with Defendant âchangedâ after he submitted the OPRA request, and that Defendant treated him like he âdidnât exist.â (Corcoran Dep. at 92:18â93:6). According to Captain Serrao, â[i]t was well[-] known throughout the Departmentâ that Defendant âhad it out for [Plaintiff] following his OPRA request.â (Serrao Dep. at 37:24â38:2). Defendant âtook exception with [Plaintiffâs] request and was vocal within the Department about the same.â (Serrao Cert. ¶ 8). Flax testified that Defendant â[b]asically . . . ignore[ed]â Plaintiff following the OPRA request. (D.E. No. 73, Ex. C to Hastings Cert. (âFlax Cert.â) at ¶ 1; Flax Dep. at 39:24â44:4). Next, Plaintiff points to at least ten specific instances in the record that he argues âculminated in Plaintiff being denied a promotion to [c]aptain.â (Opp. at 12â16). First, Plaintiff points to the June 2007 PBA charge that Defendant, among others, filed against Plaintiff, which was based in part on Plaintiffâs OPRA request. (Id. at 12; D.E. No. 73, Ex. G to Hastings Cert.). The PBA charge provides that the OPRA request was made âwithout any fact to believe thatâ the individuals whose emails Plaintiff sought âha[d] done anything wrongâ and that the request âviolate[s] both their privacy interests and would send a chilling message to the members of their collective bargaining unit with regards to grievance processing as well as collective negotiations.â (D.E. No. 73, Ex. G to Hastings Cert.). The PBA charge further provides that Plaintiffâs OPRA request âimpl[ied] that the SOA Officers were involved in improper activity.â (Id.). Finally, the PBA charge references Plaintiffâs âmotherfuckersâ comment made during the April 4, 2007 meeting, describing the comment as âhardly . . . befitting a PBA President.â (Id.). Second, Plaintiff points to evidence regarding the 2007 I.A. complaint Defendant filed against Plaintiff, shortly after he made the OPRA request, for allegedly using âunlawful techniques during traffic stops.â (Opp. at 12â13; Serrao Cert. ¶ 14; Cauwels Dep. at 38:2â10). As Plaintiff argues, Captain Serrao determined that the I.A. complaint was unfounded because it was comprised of general allegations and lacked legal support, and he confirmed his finding with the Bergen County Prosecutorâs Office. (Opp. at 12â13; Serrao Cert. ¶¶ 16â18). The Court additionally notes that when Captain Serrao informed Defendant of his finding that Plaintiff was acting within his authority, Defendant âargue[d]â with him, but was still unable to provide any factual or legal support for the complaint. (Serrao Cert. ¶ 16). According to Captain Serrao, despite explaining his findings to Defendant, Defendant continued to âquestion anything [Plaintiff] did.â (Id. ¶ 20). Third, Plaintiff points to Defendantâs 2009 recommendation that Plaintiff not be promoted to sergeant because he was âusing [p]olicing tactics that [were] legally questionableââalthough Plaintiff scored the highest on the promotional examination. (Opp. at 13; Serrao Cert. ¶ 21; D.E. No. 73, Ex. H to Hastings Cert.). The Court additionally notes that Plaintiff was ultimately promoted to sergeant. (Def. SMF ¶ 35; Pl. Resp. SMF ¶ 35). Fourth, Plaintiff points to Defendantâs 2009 I.A. complaint against Plaintiff, for which Plaintiff did not face consequences, alleging that he was using the same techniques that Captain Serrao had found to be lawful in 2007. (Opp. at 13; Serrao Cert. ¶ 22; Def. SMF ¶ 33; Pl. Resp. SMF ¶ 33). The Court notes that Serrao testified that other officers were employing the same techniques Defendant complained of, but no other officer was the subject of the I.A. complaint. (Serrao Cert. ¶ 23). Fifth, Plaintiff points to the 2010 incident in which Schultz instructed a civilian to transport explosive material to the FLPD and Defendant overheard Plaintiff say, âI would be fired if I did what Schultz did.â (Opp. at 13; Serrao Cert. ¶ 32). The record suggests that Defendant either âproddedâ Chief Rose to open an investigation in connection with Plaintiffâs comment (Def. SMF ¶ 37; Pl. Resp. SMF ¶ 37; Corcoran Dep. at 133:20â135:18), or that Defendant instructed Sergeant Schultz to file the I.A. complaint labeled under case number 10-01841 (Serrao Cert. ¶ 32), which was determined to be ânot sustained.â (I.A. Complaint Log at 33). Sixth, Plaintiff points to Defendantâs comments following the 2011 civilian I.A. complaint, labeled under case number 11-07721, for allegedly falsely towing vehicles, where video evidence exonerated Plaintiff. (Opp. at 14; I.A. Complaint Log at 34). Specifically, Defendant told Plaintiff that âhad it not been for the video . . . [Defendant] would have no choice but to find [the complaint] sustained.â (Corcoran Dep. at 280:11â281:2). In addition, Flax testified that âthroughout the department, it was saidâ that Defendant said something to the effect that if not for the video, Plaintiff âwould have got in trouble.â (Flax Dep. at 52:9â19). Seventh, Plaintiff points to evidence surrounding dispatcher Luscombeâs 2014 I.A. complaint, labeled under case number 14-19841, for allegedly creating a hostile work environment, of which Plaintiff was ultimately exonerated. (Opp. at 14; I.A. Complaint Log at 37; Pl. Interrog. Resp. at 9). Plaintiff points to his interrogatory response in which he states that Defendant âinitiated and/or approvedâ of the 2014 I.A. complaint. (Pl. Interrog. Resp. at 9). During the investigation, Captain Patterson interviewed Plaintiff, and Plaintiff obtained permission to record the interview with a handheld recorder. (Id.). Defendant testified that Captain Patterson seized the recorder with his âpermissionââalthough the context of the conversation between Defendant and Captain Patterson, including whether Captain Patterson sought such permission, is unclear. (Cauwels Dep. at 186:10â 12). According to Defendant, he provided such permission following âa conversation between [him] and Captain Pattersonâ regarding âthe integrity of the investigationâ and how it âwould be compromised if other people [who] still had to be interviewed were able to listen to that tape.â (Id. at 181:20â24). Defendant was advised to return the recorder to Plaintiff, although the record is unclear as to who he was advised by. (Id. at 187:2â6). Defendant returned the recorder to Plaintiff. (Id. at 187:5â6). Eighth, Plaintiff points to evidence surrounding the 2017 incident, which occurred around the time Plaintiff became eligible for promotion to captain, in connection with a comment Plaintiff made to a civilian to the effect that Defendant may not be at work the next day because he liked to play golf. (Opp. at 15; I.A. Complaint Log at 40; Corcoran Dep. at 238:21â23; Cauwels Dep. at 232:1â 234:15). Defendant testified that he initiated an I.A. complaint, labeled under 17-07649, in connection with the comment. (Def. SMF ¶ 82; Pl. Resp. SMF ¶ 82; I.A. Complaint Log at 40; Cauwels Dep. at 232:1â234:15). The I.A. complaint was sustained, and Defendant recommended a 15-day suspension for insubordination, which was ultimately reduced to a 6-day suspension by a hearing officer. (Def. SMF ¶ 82; Pl. Resp. SMF ¶ 82; I.A. Complaint Log at 40; Cauwels Dep. at 237:2â238:5). Plaintiff received a disciplinary notice in connection with the incident that was considered a âmajor discipline.â (Corcoran Dep. at 295:4â14). In comparison, according to Flax, Detective Steve Cannici had said that Defendant was âprobably out golfingâ while in the presence of âthe Mayor and Borough Managerâ and âjoked about this to [Defendant] and others in the Department . . . on several occasionsâ and was not disciplined. (Flax Cert. ¶ 5). Ninth, Plaintiff points to evidence surrounding the hiring process for the two vacant captain positions in or around 2017. (Opp. at 15). Specifically, Plaintiff was ranked ânumber oneâ on the âpromotional listâ for the captain position. (Van Kruiningen Dep. at 43:3â10). According to Plaintiff, only he and one other individual intended to apply for the two available positions, but Defendant asked a third individual to also apply for the promotion. (Pl. Interrog. Resp. at 10). The third individual did apply for and ultimately received the promotion. (Id.). Tenth, Plaintiff points to the February 15, 2017 Memorandum, in which Defendant âspecifically did not recommend the promotion of [Plaintiff].â (Opp. at 16; Def. SMF ¶ 92; Pl. Resp. SMF ¶ 92; Memorandum at 97â99; Van Kruiningen Dep. at 55:5â18). Defendant wrote that Plaintiff âhas been involved in approximately (27) Internal Affairs Investigations,â asking âwhat kind of message would it send to officers and the public, if the officer who has the most internal affairs complaints against him is now conducting investigations against other officers?â (Memorandum at 98). Defendant detailed certain I.A. complaints against Plaintiffâspecifically, one from 2010 for âOther Rule Violation,â one from 2012 for âdemeanor,â and one from 2013, also for âdemeanor,â all of which were âsustained.â (Id.; I.A. Complaint Log at 33 & 35â36). Defendant wrote that Plaintiff is âinsubordinate,â âdisrespectful,â and âhas failed to show the positive examples of leadership.â (Memorandum at 99). Finally, Defendant wrote that if Plaintiff were promoted, officers would believe that âall you have to do is score high on a promotional exam and you will be promoted.â (Id.). The Court notes that, after Van Kruiningen received the Memorandum, he discussed his decision with Defendant. (Van Kruiningen Dep. at 77:16â20). Van Kruiningen testified that, as far is he was aware, Defendant has only not recommended an individual for a promotion in one other instance, which involved a candidate who was facing a 30-day suspension. (Id. at 31:3â22 & 37:10â 18). Additionally, as far is he was aware, Plaintiff was the only officer who was denied a promotion after ranking number one on the promotional list. (Id. at 33:20â34:4). Additionally, Defendant testified that he thought Plaintiff âshould not beâ promoted to captain and that he did not âwantâ Plaintiff promoted to captain. (Cauwels Dep. at 241:5â13 & 275:19â22). Taken together and viewed in a light most favorable to Plaintiff, the Court finds that Plaintiff has sufficiently shown that the âevidence gleaned from the record as a wholeâ could lead the trier of the fact to find a âpattern of antagonismâ sufficient to infer causation between the OPRA request and the decision not to promote Plaintiff to captain. See Lauren W. ex rel. Jean W., 480 F.3d at 267; see also Conard, 902 F.3d at 184â85; Mrazek v. Stafford Twp., No. 13-1091, 2016 WL 5417197, at *12 (D.N.J. Sept. 28, 2016), affâd sub nom. Smith McVey v. Twp. of Stafford, 704 F. Appâx 114 (3d Cir. 2017) (finding plaintiff met his burden with respect to causation on summary judgment where the record suggested that the defendant improperly influenced the promotion process based on the plaintiffâs union activity). While Defendant contests the significance of some of this evidence (Mov. Br. at 13), the Courtâs function at the summary judgment stage is not to weigh the evidence, but rather to determine whether there is a genuine issue for trial. See Anderson, 477 U.S. at 248. And here, the partiesâ dispute turns on whether a jury could infer causation based on the record before the Court. Defendantâs remaining arguments do not lead to a contrary conclusion. Specifically, Defendant argues that Plaintiff has not presented sufficient evidence to give rise to an inference of causation. In particular, Defendant points to eight I.A. complaints from the I.A. Complaint Log. (Mov. Br. at 13). Defendant appears to represent that Plaintiff relies on these I.A. complaints and argues that none of them show that Defendant retaliated against Plaintiff because they were either sustained or did not involve Defendant. (Id. at 13â17). However, as outlined above, Plaintiff does not rely on any single I.A. complaint to infer causation, but rather points to various evidence to argue that an inference of causation may be gleaned from the record as a whole. In fact, Plaintiffâs argument involves only three of the I.A. complaints Defendant lists: (i) the 2010 I.A. complaint, labeled under case number 10-01841, filed by Sergeant Schultz in connection with his comment that he âwould be fired if [he] did what Schultz did,â (ii) the 2011 civilian I.A. complaint, labeled under case number 11-07721, for allegedly falsely towing vehicles, and (iii) the 2017 I.A. complaint, labeled under case number 17-07649, which Defendant initiated against Plaintiff in connection with his comment that Defendant may not be at work the next day because he liked to play golf. And, as also outlined above, the record contains evidence, including evidence surrounding the above-mentioned I.A. complaints, that, when viewed as a whole, may lead a reasonable jury to find a pattern of antagonism sufficient to infer causation. Defendant additionally points to Plaintiffâs 2015 internal complaint against Defendant for hostile work environment as âfurther evidence that there is no causal linkâ between Plaintiffâs 2007 OPRA request and the decision not to promote him. (Mov. Br. at 15; Reply at 3â4). Defendant specifically argues that Plaintiffâs basis for the 2015 internal complaint included instances of âretaliationâ that occurred prior to his 2007 OPRA request, and thus, according to Defendant, âPlaintiffâs allegations regarding a pattern of retaliation have no merit and no causal link exists.â (Mov. Br. at 15). As previously noted, causation is generally a question appropriate for a jury, and the parties shall each have an opportunity to present their competing arguments at trial. See, e.g., Falco, 767 F. Appâx at 310. Therefore, Plaintiff has met his initial burden of demonstrating that sufficient record evidence exists for a jury to find that there was a pattern of antagonism, and thus to infer causation. In the next step of the analysis, Defendant may show by a preponderance of the evidence that the same decision not to promote Plaintiff would have been reached even in the absence of the constitutionally protected activity. See Suppan, 203 F.3d at 235. For the following reasons, the Court finds that the inquiry here involves factual disputes for a jury. See Watters, 55 F.3d at 892 n.3 To argue that Plaintiff would not have been promoted even if he had not made the OPRA request, Defendant primarily relies on the fact that he was not responsible for the promotion decision, and that Van Kruiningen, as the Borough Manager, had sole authority regarding the promotion decision. (Mov. Br. at 16â17). He further argues that Van Kruiningen testified that had Defendant not provided him with the February 15, 2017 Memorandum, in which he did not recommend Plaintiff for the promotion, Van Kruiningen still would not have promoted Plaintiff based upon certain unsatisfactory responses in his interview. (Id. at 17). In response, Plaintiff argues that a dispute of fact exists because Van Kruiningen offered conflicting testimony as to whether he would have promoted Plaintiff absent Defendantâs Memorandum, and thus his testimony raises a credibility issue for a jury. (Opp. at 17â18). According to Plaintiff, the Memorandum âcompletely influencedâ Van Kruiningenâs decision not to promote him. (Id. at 18). In his reply brief, Defendant does not address the conflicting testimony to which Plaintiff points, but argues that even if Van Kruiningenâs decision was based solely on the Memorandum, âthere is no evidence that the [M]emorandum itself was written by [Defendant] in retaliation for the alleged protected act occurring 11 years prior.â (Reply 10â12). The Third Circuit in Suppan explained that the burden of showing that the same decision would have been reached in the absence of the constitutionally protected activity may be carried by demonstrating that: (1) a fair evaluation by [the plaintiffâs] superiorsâi.e., one in which retaliation played no role, would have ranked the plaintiff[] sufficiently low on the list that they would not be contenders for any promotions that would be made; or (2) a fair evaluation by those supervisors would have resulted in the same decision . . . not to promote anyone; or (3) assuming promotions would have been made, a fair evaluation by those supervisors would have resulted in the . . . [selection of] other contenders. Suppan, 203 F.3d at 237. With the framework set forth in Suppan in mind, the relevant question as applied to this case appears to be whether âa fair evaluationââin other words, an evaluation made in the absence of the OPRA requestâwould have resulted in Van Kruiningen making the same decision not to promote Plaintiff. However, Defendant has failed to set forth a comprehensive argument under the Suppan framework or otherwise point to evidence that would tend to show that âa fair evaluationâ would have resulted in the same promotion decision. Defendant does not argue that the Memorandum constituted a âfair evaluationâ not influenced by Plaintiffâs OPRA request, as that conclusion is tied up in the partiesâ dispute regarding whether the record demonstrates a pattern of antagonism. Defendant does not argue that he would still have written the Memorandum even if Plaintiff had not made the OPRA request. Defendant merely states that he âprovided reasons for his opinionâ in the Memorandum and argues that even if Plaintiff meets his burden to show causation, the Memorandum did not affect Van Kruiningenâs decision not to promote Plaintiff. (Mov. Br. at 16â17). Even accepting Defendantâs reliance on Van Kruiningenâs testimony that the Memorandum did not affect his decision, summary judgment would still be inappropriate because, consistent with Plaintiffâs position, Van Kruiningenâs testimony appears contradictory. For example, Van Kruiningen testified that he took Defendantâs Memorandum into consideration, but that he would have made the same decision without it based on certain unsatisfactory responses Plaintiff provided during his interview. (Van Kruiningen Dep. at 56:10â22). However, he also testified that in making the promotion decision, he was conscious of the fact that Defendant would have to work with the individual he promoted to captain âon a day-to-day basis.â (Id. at 82:2â9). He further testified that if Defendant had recommended Plaintiff for the promotion, he would have taken the recommendation into consideration, and that each individual who Defendant has recommended for a promotion in the past has been promoted. (Id. at 38:3â5 & 81:4â82:9). Defendant does not address this testimony and relies instead on his position that the Memorandum was not written in retaliationâa conclusion which, as previously discussed, is precluded at this juncture by factual issues. Thus, the parties dispute whether Defendantâs Memorandum influenced the decision not to promote Plaintiff. As such, whether the same promotion decision would have been reached in the absence of the protected activity is a question for the jury. See Watters, 55 F.3d at 892 n.3; see also Mrazek, 2016 WL 5417197, at *12 (denying summary judgment where defendant failed to set forth any argument in accordance with the burden-shifting framework set forth in Suppan, and explaining that, even if defendant had done so, relevant factual disputes precluded summary judgment). C. Individual Liability Lastly, Defendant argues that Plaintiff âcannot establish that [Defendant] played an âaffirmative partâ in the decision not to promote Plaintiff to Captain in 2018â and so he cannot be held liable for that decision. (Mov. Br. at 18â19).9 Specifically, on the instant motion for summary judgment, Defendant argues that he is not individually liable because Plaintiff âfailed to pleadâ that the OPRA request was a âsubstantial or motivating factor in the decision not to promote him,â and that local ordinances delegate promotional authority to the Borough Manager, not to Defendant. (Id.). In response, Plaintiff incorporates the same argument discussed in Section III.B., supra, namely, that Van Kruiningenâs testimony creates a dispute as to whether Defendant influenced the 2018 promotion decision. (Opp. at 18 n.2). Defendantâs argument fails for two reasons. First, on a motion for summary judgment, the Court is concerned with evidence as opposed to pleadings in the complaint. See Celotex, 477 U.S. at 324. Second, as the Court discussed in its previous opinion, Defendant âmischaracterizes the law regarding individual liability.â Corcoran, 2019 WL 3774591, at *4. As noted above, the âsubstantial or motivating factorâ standard applies to causation, not to individual liability. See, e.g., Suppan, 203 F.3d at 235; Conard, 902 F.3d at 184. And the Court has already found that genuine issues of material fact exist as to causation. See Section III.B., supra. The Court recognizes that â[a] defendant in a civil rights action must have personal involvement in the alleged wrongs.â Rode, 845 F.2d at 1207; see also Alexander v. Fritch, 396 F. 9 Defendant largely repeats the same argument that the Court addressed and rejected under the pleading standard in denying Defendantâs motion to dismiss. (Compare Mov. Br. at 18â19 with D.E. No. 5-1 at 14â15). Appâx 867, 874 (3d Cir. 2010) (âIndividual liability can be imposed under § 1983 only if the defendant played an âaffirmative partâ in the alleged misconduct.â). A plaintiff in a civil rights action can demonstrate a defendantâs individual liability by showing âparticipation or actual knowledge and acquiescenceâ in the retaliatory action. Rode, 845 F.2d at 1207; see also Mrazek, 2016 WL 5417197, at *12 (finding record evidence suggesting that the defendant improperly influenced the promotion process based on the plaintiffâs union activity sufficient to defeat summary judgment). Consistent with Plaintiffâs position, the record creates a genuine dispute of fact as to whether Defendant improperly influenced the decision not to promote Plaintiff. Accordingly, summary judgment is inappropriate. IV. CONCLUSION For the foregoing reasons, the Court DENIES Defendantâs motion for summary judgment. An appropriate Order accompanies this Opinion. Dated: April 5, 2023 s/Esther Salas Esther Salas, U.S.D.J.
Case Information
- Court
- D.N.J.
- Decision Date
- April 5, 2023
- Status
- Precedential