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UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT : ARNOLD DEVALDA, : Plaintiff, : Case No. 3:21-cv-1274 (OAW) : v. : : WARDEN FAUCHER, et al, : Defendants. : : RULING ON DEFENDANTSâ MOTION FOR SUMMARY JUDGMENT THIS ACTION is before the court upon Defendantsâ Motion for Summary Judgment. See ECF No. 53. The court has reviewed the memorandum of law in support of the motion, the facts contained in Defendantsâ Local Rule 56(a)(1) statement, Defendantsâ exhibits, and the record in this matter. Despite the order to show cause issued by the court over four months ago at ECF No. 55, Plaintiff has not filed a response. Finding that Plaintiff has been given more than adequate opportunity to respond to the summary judgment motion, the court rules upon it without Plaintiffâs response thereto. For the reasons discussed herein, the motion is GRANTED. I. BACKGROUND Plaintiff Arnold Devalda filed a complaint under 42 U.S.C. § 1983 against officials at Brooklyn Correctional Institution (âBCIâ) and Northern Correctional Institution (âNCIâ)â both of which are facilities within the Connecticut Department of Correction (âDOCâ). Compl. 2, ECF No. 1. In his complaint, Plaintiff alleges that the prison officials deprived him of basic life necessities such as showers and toilet paper during the early days of the 1 COVID-19 pandemic. See id. at 7, 9. He further claims that they denied him needed medical care, housed him in hazardous living conditions, and failed to mitigate the spread of the virus, see id. at 9â11, and that this allowed him to contract COVID-19. See id. Further, Plaintiff maintains that prison officials deliberately failed to protect him from COVID-19 and intentionally exposed him to it by failing to keep sick staff at home. See id. at 3. He asserts that prison officials did not enforce a state mask mandate, intentionally housed sick inmates with healthy ones, and denied access to cleaning supplies. See id. at 8. Prison officials permitted staff to work when they had low-grade fevers or were asymptomatic. See id. at 4â5. When Plaintiff was sent to NCI, he was placed in a dirty cell with another inmate who had COVID-19 and was denied medical care. See id. at 7, 9, 11. Through its initial review order, the court dismissed Plaintiffâs First, Fourth, and Fourteenth Amendment claims and his claim for intentional infliction of emotional distress against Defendants in their official capacities. See Initial Review Order 16, ECF No. 13. However, the court permitted Plaintiffâs Eighth Amendment claim and state law claim of intentional infliction of emotional distress to proceed against Warden Faucher, Deputy Warden Blanchard, Captain John Doe, Captain Jane Doe, Dr. John Doe, in their personal capacities. See id. at 16â17. The court also permitted Plaintiffâs Eighth Amendment conditions of confinement and deliberate indifference claims to proceed against Warden Bowles. See id. at 17. After engaging in discovery, Defendants filed the instant summary judgment motion, arguing that Plaintiff failed to exhaust his administrative remedies. See Defs.â 2 Mem. of Law in Supp. of Mot. for Summ. J. 1, ECF No. 53-1 (âDefs.â Mot.â). Alternatively, they contend Plaintiff cannot establish the elements of his Eighth Amendment and state law claims, and they raise a qualified immunity defense. See id. Because the first defense (failure to exhaust administrative remedies) is dispositive, the court recites only those facts necessary to rule upon it. II. FACTUAL BACKGROUND The relevant facts are taken from Defendantsâ Local Rule 56(a) statement and supporting exhibits. See Local Rule 56(a)(1) Statement, ECF No. 53-2.1 Although Plaintiff is unrepresented, he is not excused him from complying with the courtâs procedural and substantive rules. See Evans v. Kirkpatrick, No. 08-cv-6358T, 2013 WL 638735, at *1 (W.D.N.Y. Feb. 20, 2013) (citing Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 477 (2d Cir. 2006)); see also Jackson v. Onodaga Cnty., 549 F. Supp. 2d 204, 214 (N.D.N.Y. 2008) (â[W]hen a plaintiff is proceeding pro se, âall normal rules of pleading are not absolutely suspended.ââ) (footnote omitted). Thus, Defendantsâ facts, where supported by evidence of record, are admitted. See D. Conn. L. Civ. R. 56(a)3 (âFailure to provide specific citations to evidence in the record as required by this Local Rule may result in the Court deeming admitted certain facts that are supported by the evidence in accordance with Local Rule 56(a)1. . . .â). 1 Local Rule 56(a)(2) requires the party opposing summary judgment to submit a Local Rule 56(a)(2) statement which contains separately numbered paragraphs corresponding to the Local Rule 56(a)(1) statement and indicating whether the opposing party admits or denies the facts set forth by the moving party. Each denial must include a specific citation to an affidavit or other admissible evidence. See D. Conn. L. Civ. R. 56(a)(3). Defendants informed Plaintiff of this requirement. See Notice to Self- Represented Litigant Concerning Mot. for Summ. J. as Required by Local R. of Civ. Pro. 56(b)ECF No. 53-3. Plaintiff did not submit a submit a Local Rule 56(a)(2) statement. 3 Plaintiff was housed at BCI from February 10, 2014, to May 21, 2020. See Local Rule 56(a)(1) Statement ¶ 1, ECF No. 53-2. Plaintiff was housed in the COVID-19 medical unit at NCI from May 21, 2020, until June 2, 2020. Id. ¶ 2. Plaintiff returned to BCI on June 2, 2020, and remained there until he was discharged to special parole on November 29, 2021. Id. ¶¶ 3â4. Inmates in DOC custody are encouraged to use the prisonâs grievance system for complaints about other inmates, staff, or safety concerns. Id. ¶¶ 6â7. Section 6 of Administrative Directive 9.6 provides grievance system procedures. Id. ¶ 8 (referencing Administrative Directive, Ex. A., at 7, ECF No. 53-6). Before a prisoner files a grievance, they must first attempt informal resolution. Id. ¶ 9. If their request cannot be resolved informally or if the prisoner does not receive a timely response, they may file a grievance, id. ¶ 10, within thirty calendar days of discovering the subject of the grievance. Id. ¶ 11. This grievance process was open and available to all inmates during the operative time frame in the complaint. Id. ¶ 12. Correctional Counselor Collins, the Administrative Remedies Coordinator for BCI, id. ¶ 5, reviewed BCI grievance records to determine whether Plaintiff filed any pandemic-related grievances during that time frame. Id. ¶ 13. BCI grievance records showed no such grievances filed by Plaintiff while at BCI. Id. ¶ 14. Janine Brennan is the Health Service Administrative Remedy Coordinator for BCI and Corrigan Correctional Center. Id. ¶ 21. Ms. Brennan reviewed health service records to determine if Plaintiff had filed any health service reviews under Administrative Directive 8.9 while housed at BCI. See id. ¶¶ 22, 24. No such records were found. Id. ¶ 25. NCI had a similar protocol for filing grievances. See id. ¶ 18. Captain Congelos 4 of the DOC central office previously ran the COVID-19 unit at NCI. Id. ¶¶ 16â17. He reviewed NCI grievance records and determined that Plaintiff filed no grievances while housed there between May 21, 2020, and June 2, 2020. Id. ¶ 19â20. III. LEGAL STANDARD Summary judgment may be granted only where there is no genuine dispute as to any material fact and the court finds that the moving party is entitled to judgment as a matter of law. See Fed. R. Civ. P. 56(a); see also Nickâs Garage, Inc. v. Progressive Cas. Ins. Co., 875 F.3d 107, 113â14 (2d Cir. 2017). âA genuine issue of material fact exists if âthe evidence is such that a reasonable jury could return a verdict for the nonmoving party.ââ Nickâs Garage, 875 F.3d at 113â14 (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). Substantive law determines which facts are material. Anderson, 477 U.S. at 248. âThe same standard applies whether summary judgment is granted on the merits or on an affirmative defense . . . .â Giordano v. Mkt. Am., Inc., 599 F.3d 87, 93 (2d Cir. 2010) (citing Buttry v. Gen. Signal Corp., 68 F.3d 1488, 1492 (2d Cir. 1995)). The moving party bears the initial burden of establishing the legal basis for its motion and demonstrating that there are no genuine issues of material fact. See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Once the moving party meets this burden, the nonmoving party must set forth specific facts showing that there is a genuine issue for trial. See Wright v. Goord, 554 F.3d 255, 266 (2d Cir. 2009). In doing so, they cannot ârely on conclusory allegations or unsubstantiated speculationâ but âmust come forward with specific evidence demonstrating the existence of a genuine dispute of material fact.â 5 Robinson v. Concentra Health Servs., 781 F.3d 42, 44 (2d Cir. 2015) (quotation marks and citation omitted). The nonmoving party must present evidence that would allow a jury to find in its favor. See Graham v. Long Island R.R., 230 F.3d 34, 38 (2d Cir. 2000). The court resolves all ambiguities and draws all permissible factual inferences in favor of the nonmoving party. See Donnelly v. Greenburgh Cent. Sch. Dist. No. 7, 691 F.3d 134, 141 (2d Cir. 2012). Although the court is required to read a self-represented âpartyâs papers liberally and interpret them to raise the strongest arguments that they suggest,â Willey v. Kirkpatrick, 801 F.3d 51, 62 (2d Cir. 2015), âunsupported allegations do not create a material issue of factâ and do not overcome a properly supported motion for summary judgment, Weinstock v. Columbia Univ., 224 F.3d 33, 41 (2d Cir. 2000). IV. DISCUSSION A. General Principles of Exhaustion Defendants argues that Plaintiff failed to exhaust his administrative remedies before filing his § 1983 complaint. See Defs.â Mem. of Law in Supp. of Mot. for Summ. J. 5, ECF No. 53-1 (âDefs.â Mot. for Summ. J.â). The Prison Litigation Reform Act (âPLRAâ) requires a prisoner pursuing a federal lawsuit to exhaust available administrative remedies before a court may hear his case. See 42 U.S.C. § 1997e(a); see also Ross v. Blake, 578 U.S. 632, 635 (2016) (confirming the need for inmates to exhaust administrative remedies before bringing suit to challenge prison conditions). â[T]he PLRAâs exhaustion requirement applies to all inmate suits about prison life, whether they 6 involve general circumstances or particular episodes, and whether they allege excessive force or some other wrong.â Porter v. Nussle, 534 U.S. 516, 532 (2002). The PLRA requires âproper exhaustionâ: the inmate must properly use all steps required by the administrative review process applicable to the institution in which they are confined. Jones v. Bock, 549 U.S. 199, 218 (2007) (citing Woodford v. Ngo, 548 U.S. 81, 88 (2006)); see also Amador v. Andrews, 655 F.3d 89, 96 (2d Cir. 2011) (exhaustion necessitates âusing all steps that the [government] agency holds out, and doing so properlyâ). âExhaustion is mandatoryâunexhausted claims may not be pursued in federal court.â Amador, 655 F.3d at 96 (citing Johnson v. Rowley, 569 F.3d 40, 45 (2d Cir. 2009)). Prisoners âcannot satisfy the PLRAâs exhaustion requirement solely by . . . making informal complaintsâ to prison officials. Macias v. Zenk, 495 F.3d 37, 44 (2d Cir. 2007); see also Day v. Chaplin, 354 F. Appâx 472, 474 (2d Cir. 2009) (summary order) (holding that informal letters sent to prison officials does not satisfy exhaustion requirement). The Supreme Court of the United States has held that the requirement for proper exhaustion is not met when a grievance is not filed in accordance with the deadlines established by the administrative remedy policy. See Jones, 549 U.S. at 217â18 (citing Woodford, 548 U.S. at 93â95). In addition, exhaustion of administrative remedies must be completed before the inmate files suit. See Baez v. Kahanowicz, 278 F. Appâx 27, 29 (2d Cir. 2008). Exhaustion subsequent to filing suit therefore is âinsufficient.â Neal v. Goord, 267 F.3d 116, 122â23 (2d Cir. 2001). Special circumstances will not excuse an inmateâs exhaustion obligation. Failure to exhaust administrative remedies is excusable only if the remedies are unavailable. See 7 Ross, 578 U.S. at 642. The Supreme Court has determined that âavailabilityâ in this context means that âan inmate is required to exhaust those, but only those, grievance procedures that are âcapable of useâ to obtain âsome relief for the action complained of.ââ Id. (quotation marks and internal citations omitted). The Supreme Court has clarified three circumstances in which a court may find that internal administrative remedies are unavailable. See id. at 643â44. First, âan administrative procedure is unavailable when (despite what regulations or guidance materials may promise) it operates as a simple dead endâwith officers unable or consistently unwilling to provide any relief to aggrieved inmates.â Id. at 643 (citing Booth v. Churner, 532 U.S. 731, 736 (2001)). âNext, an administrative remedy scheme might be so opaque that it becomes, practically speaking, incapable of use.â Id. Finally, an administrative remedy is not âavailableâ when âprison administrators thwart inmates from taking advantage of a grievance process through machination, misrepresentation, or intimidation.â Id. at 644. While these circumstances might not be exhaustive, Williams v. Priatno, 829 F.3d 118, 123 n.2 (2d Cir. 2016), they are instructive as in guiding the courtâs understanding of administrative remedies which are available, see Mena v. City of New York, No. 13-cv-2430(RSJ), 2016 WL 3948100, at *4 (S.D.N.Y. July 19, 2016). Because exhaustion is an affirmative defense, the defendant bears the burden of proof. See Jones, 549 U.S. at 216. Once so established, the burden shifts to the plaintiff, who must then âcounterâ by showing âexhaustion, unavailability, estoppel or special circumstances.â Smith v. Kelly, 985 F. Supp. 2d 275, 284 (N.D.N.Y. 2013) (citing Messa v. Goord, 652 F.3d 305, 308â10 (2d Cir. 2011)). 8 B. Application of General Principles of Exhaustion 1. DOC Grievance Procedures2 DOC ârequires inmates to submit grievances in accordance with Administrative Directive 9.6 (âAD 9.6â),â which provides procedural rules and deadlines for processing general inmate requests. Riles v. Buchanan, 656 F. Appâx 577, 579 (2d Cir. 2016); see also Gaston v. Doe, No. 3:19-CV-3(AWT), 2021 WL 66434, at *3 (D. Conn. Jan. 7, 2021) (âThe general inmate grievance procedure is set forth in Administrative Directive 9.6 and can be found at portal.ct.gov/DOC . . . .â). Administrative Directive 9.6(6) requires an aggrieved inmate to seek informal resolution before filing a grievance. State of Conn., Depât of Corr., Administrative Directive 9.6, Inmate Administrative Remedies (2021), https://portal.ct.gov/-/media/doc/pdf/ad/ad9/ad_0906_effective_04302021.pdf [https://perma.cc/WJP7-NQ79] (âAdministrative Directive 9.6â). It holds that âthe inmate shall submit a written request via CN 9601, Inmate Request Formâ in the event that âthe verbal option does not resolve the issue.â Administrative Directive 9.6.6(a)(i)(2). The Level 1 Grievance must be filed within thirty calendar days from the date of the occurrence or discovery of its cause. See Administrative Directive 9.6.6(a)(ii)(4). It should include a copy of the response to the written request for informal resolution or explain why the response is not attached. See Administrative Directive 9.6.6(a)(ii)(2)(a). 2 Defendants submitted an exhibit to the motion for summary judgment, Administrative Directive issued by Connecticutâs Department of Corrections from August 15, 2013. See Administrative Directive 9.6, Ex. A, ECF No. 53-7. However, this is not the most recent iteration of Administrative Directive 9.6. An updated directive, which became effective on April 30, 2021, supersedes the Directive to which Defendants cite. State of Conn., Depât of Corr., Administrative Directive 9.6, Inmate Administrative Remedies (2021), https://portal.ct.gov/-/media/doc/pdf/ad/ad9/ad_0906_effective_04302021.pdf [https://perma.cc/WJP7- NQ79] (âAdministrative Directive 9.6â). Plaintiff filed the underlying complaint on September 23, 2021. See Compl., ECF No. 1. As the complaint was filed when the more recent version of Administrative Directive 9.6 was in effect, the court considers this latest version. 9 The Unit Administrator shall respond in writing within thirty business days of receipt of the Grievance. See Administrative Directive 9.6.6(b)(i)(1)â(3). The inmate may appeal the Unit Administratorâs disposition of the Level-1 Grievance (or failure to dispose of it) by submitting an Inmate Grievance Appeal Form â Level 2. See Administrative Directive 9.6.6(b)(ii). A grievance returned without disposition due to a failure to comply with procedural requirements of Administrative Directive 9.6 may not be appealed. See Administrative Directive 9.6.6(b)(i)(2)(a)(i)(1). A Level-2 Grievance must be filed within five calendar days from the inmateâs receipt of the Level-1 Grievance decision. See Administrative Directive 9.6.6(b)(ii)(1). The appropriate District Administrator must respond in writing within thirty business days of receipt of the Level-2 Grievance. See Administrative Directive 9.6.6(b)(ii)(4). An inmate also may file a Level-2 Grievance for the Unit Administratorâs failure to dispose of the Level-1 Grievance, see Administrative Directive 9.6.6(b)(ii)(2)â(3), within 65 days from the date the Level-1 Grievance was filed. See Administrative Directive 9.6.6(b)(ii)(2). Level 2 reviews are considered the âfinal level of reviewâ of grievances unless they meet the requirements for a Level 3 review. See Administrative Directive 9.6.6(b)(ii)(6) Level-3 Grievances are restricted to challenges to department policy, the integrity of the grievance procedure, or Level-2 Grievances to which there has been an untimely response by the District Administrator. See Administrative Directive 9.6.6(b)(ii)(6). A Level-3 Grievance must be filed within five calendar days from the inmateâs receipt of the Level-2 Grievance decision. See Administrative Directive 9.6.6(b)(iii)(2). A Level-3 Grievance of the District Administratorâs failure to dispose of the Level-2 Grievance in a 10 timely manner must be filed within sixty-five days of the filing of the Level-2 Grievance. See Administrative Directive 9.6.6(b)(iii)(2)(a). A Level-3 Grievance is reviewed by the DOC Commissioner or their designee. See Administrative Directive 9.6.6(b)(iii)(3). 2. DOC Health Services Administrative Remedies3 Administrative Directive 8.9 outlines the process to address two types of claims related to the medical, dental or mental health care of an inmate: (1) diagnosis and treatment issues and (2) administrative health care issues involving a procedure, practice, policy, or the improper conduct of a health services provider. See State of Conn., Depât of Corr., Administrative Directive 8.9, Health Services Administrative Remedies (2021), https://portal.ct.gov/-/media/doc/pdf/ad/ad0809pdf.pdf [https://perma.cc/E7ZS-GA6R] (âAdministrative Directive 8.9â). An inmate seeking review of such a medical issue first must attempt informal resolution via verbal request to the appropriate staff member. See Administrative Directive 8.9.6(b)(ii)(2). If that does not resolve the issue, the inmate must submit a written request. See Administrative Directive 8.9.6(b)(ii)(3). The supervisor must respond to the written informal request within fifteen calendar days of receipt. See Administrative Directive 8.9.6(b)(ii)(7). If informal resolution is unsatisfactory or unsuccessful, the inmate may apply for a Health Services Review via the Health Services Administrative Remedy Form, CN 8901, checking off either the Diagnosis/Treatment box or the All Other Health Care Issues box (for an administrative issue). Id. at 8.9(11) & (12). 3 3 Defendants also submitted an outdated version of Administrative Directive 8.9. See Administrative Directive 8.9, Ex. A, ECF No. 53-6. The most recent version is effective April 30, 2021, and superseded the previous Directive. See State of Conn., Depât of Corr., Administrative Directive 8.9, Health Services Administrative Remedies (2021), https://portal.ct.gov/-/media/doc/pdf/ad/ad0809pdf.pdf [https://perma.cc/E7ZS-GA6R] (âAdministrative Directive 8.9â). As Plaintiffâs original complaint was filed after the latest Directive went into effect, the court considers the latest version of the Directive. 11 If the inmate seeks review of a diagnosis or the treatment (or lack thereof) of a medical, dental or mental health condition, the Health Services Review Coordinator must schedule a Health Services Review Appointment with a physician, dentist, psychologist, psychiatrist, or advanced practice registered nurse (âAPRNâ), as appropriate, as soon as possible. Id. at 8.9(11)(A). If, after the appointment, the reviewer concludes that the existing diagnosis or treatment is appropriate, the inmate is deemed to have exhausted their health services review remedy. Id. If the reviewer reaches a different conclusion with regard to the appropriate diagnosis or course of treatment for the inmateâs condition, they either may provide the appropriate diagnosis or treatment or refer the case to the Utilization Review Committee for authorization, indicating the need for different treatment. Id. at 8.9(11)(B). If the inmate seeks review of an administrative health care issue, including the improper conduct of a health care provider, the Health Services Coordinator must evaluate, investigate and decide the matter within thirty days. Id. at 8.9(12)(A). If the inmate is not satisfied with such response, they may appeal the decision within ten business days of receipt. Id. at 8.9(12)(B). The health services provider or the designated facility health services director must decide the appeal âwithin fifteen business days of receiving the appeal.â Id. at 8.9(12)(C). If the issue raised ârelates to a health services policy of the Department, the inmate may appeal to the DOC Director of Health Services within ten business days ofâ receipt. Id. at 8.9(12)(D). C. Plaintiffâs Utilization of DOC Grievance Procedures 12 Defendantsâ Local Rule 56(a)(1) Statement4 maintains that Plaintiff âhad not filed any grievances regarding COVID-19 while at BCI,â Local Rule 56(a)(1) Statement ¶ 14, ECF No. 53-2, that Plaintiff âhad not filed any [Health Service Reviews (âHSRsâ)] while at BCI,â id. ¶ 25, and that Plaintiff âdid not file any grievances or HSRs while he was housed in the COVID unit at Northern,â id. ¶ 20. Without any contradicting evidence, the court considers Plaintiffâs complaint, ECF No. 1, âas an affidavit to the extent that the statements it contains are based on plaintiffâs personal knowledge and/or are supported by the record.â Taylor v. City of Rochester, 458 F. Supp. 3d 133, 140 (W.D.N.Y. 2020) (citing Jamison v. Metz, 541 F. Appâx. 15, 18â 19 (2d Cir. 2013)). Plaintiff alleges therein that he âhad written requests to the defendants and requested the correctional staff to follow the mask mandates which . . . was ignored.â Compl. ¶ 11, ECF No. 1. He claims he âpersonally [spoke] to the defendants in person,â but that Defendants âignore[d] [his] pleas for help to enforce mask mandate.â Id. Plaintiff states he ârepeatedly complained about [his] breathing to Warden Bowles and the medical staff,â id. ¶ 24, and that he âspoke to Warden Bowles on two occasions about conditionsâ to which Warden Bowles allegedly replied that âhe does not care about [Plaintiffâs] complaints or grievancesâ and that Plaintiff should âdeal with it.â Id. After being rejected by Defendant Bowles, Plaintiff says he âpersonally spoke and complained to Warden 4 Defendants Rule 56(a)(1) Statements was accompanied by a notice warning Plaintiff that if he disputed these facts, he must provide contrary evidence, such as an affidavit, deposition transcript, discovery response, or other evidence. See Notice to Self-Represented Litigant 1, ECF No. 53-3. Despite being provided with this notice on February 8, 2024, Plaintiff has yet to file any Local Rule 56(a)(2) Statements or to submit any contrary evidence. 13 Faucher and Blanchard about the conditionsâ but âwas ignored by those two defendants as though the corona virus is a common cold.â Id. ¶ 26. Although Plaintiff expressed fear for his life, the prison allowed âsick correctional officersâ to work while failing to separate âsick inmatesâ from the general population. Id. ¶ 27. Under DOCâs Administrative Directives, these statements are enough to establish that Plaintiff sought informal resolution prior to filing a grievance. See Administrative Directive 9.6.6(a)(i)(1). However, when Plaintiffâs attempt at informal resolution was unsuccessful, he had to âsubmit a written request via CN 9601, Inmate Request Formâ Administrative Directive 9.6.6(a)(i)(1). The parties differ on what happened next. Plaintiff maintains that he âfiled complaints against both facilities,â Compl. ¶ 24, ECF No. 1, while Defendants present affidavits claiming Plaintiff did not submit any written grievances while at BCI or NCI. See Local Rule 56(a)(1) Statement ¶¶ 14, 20, ECF No.53-2. Even after drawing all inferences in the light most favorable to Plaintiff, the court concludes that no reasonably jury could find that Plaintiff complied with the grievance procedure under Administrative Directives 9.6 or 8.9. â[T]here is no issue for trial unless there is sufficient evidence favoring the nonmoving party for a jury to return a verdict for that party.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). âAlthough the evidence is viewed in favor of the non- moving party, âthe mere existence of a scintilla of evidence in support of the plaintiffâs position will be insufficient; there must be evidence on which the jury could reasonably find for the plaintiff.ââ Hockenjos v. MTA Metro-North R.R., 695 F. Appâx 15, 16 (2d Cir. 2017) (quoting Jeffreys v. City of New York, 426 F.3d 549, 554 (2d Cir. 2005)). The only 14 evidence on the record that supports Plaintiffâs position that he satisfied the exhaustion requirement are his own allegations in the original complaint. Compl. ¶ 24, ECF No. 1. He has not submitted any arguments or evidence to contradict Defendantsâ position that there are no records to suggesting Plaintiff ever filed a written complaint while at BCI or NCI. See Mem. of Law in Supp. of Defs.â Rule 41(b) Mot. to Dismiss 2, ECF No. 54-1 (alleging that email communication on November 16, 2022, was the âlast communicationâ between the parties). In all, there is simply no evidence for this court to favorably construe, let alone to rebut the evidence forwarded by Defendants. Failure to plead exhaustion is fatal to Plaintiffâs claims. However, for the sake of completeness, the court briefly addresses whether Plaintiff has demonstrated that the administrative procedures were unavailable to him. See Smith, 985 F. Supp. 2d at 284. He may show the unavailability of administrative relief by demonstrating that the administrative procedure is âa simple dead endâwith officers unable or consistently unwilling to provide any relief to aggrieved inmates,â that âan administrative remedy scheme might be so opaque that it becomes, practically speaking, incapable of use,â or that âprison administrators thwart[ed] inmates from taking advantage of a grievance process through machination, misrepresentation, or intimidation.â Ross, 578 U.S. at 643. Defendants presented evidence the grievance process was available while Plaintiff was at BCI and NCI. See Local Rule 56(a)(1) Statement ¶¶ 12, 18, ECF No.53-2. However, Plaintiff maintains in his complaint Defendants âhad actively frustrated and impeded the grievance process so that [he] could not use the grievance procedures.â 15 Compl. ¶ 29, ECF No. 1. Because he alleges affirmative misconduct, his argument falls under the third Ross circumstance: thwarting inmates from using the grievance process. While âcourts have held that administrative remedies may not be available when prison officials engage in affirmative misconduct,â such cases involved âthreats or intimidation . . . to deter or impede a prisoner from filing a grievance.â Hill v. Donoghue, No. 08-CV-1045(JS)(AKT), 2010 WL 3924858, at *1 (E.D.N.Y. Sept. 30, 2010); see Ross, 578 U.S. at 643 (holding that prison officials may âthwartâ inmates from using the grievance process âthrough machination, misrepresentation, or intimidationâ). Plaintiffâs vague, inconsistent, and unsupported statement in his complaint that officials âactively frustrated and impeded the grievance process,â Compl. ¶ 29, ECF No. 1, fails to raise a genuine issue of material fact regarding officialsâ affirmative misconduct. See Jowers v. Family Dollar Stores, 455 F. Appâx 100, 101 (2d Cir. 2012) (citing Jeffreys, 426 F.3d at 554) (holding that evidence which allows the jury to âreasonably find for the plaintiffâ). Plaintiffâs statement does not specify that officials thwarted him from using the grievance process through threats, intimidation, machination, or misrepresentation, as other plaintiffs have.5 See Hill, 2010 WL 3924858, at *1. Because Plaintiff has failed to provide any evidence of exhaustion or that administrative remedies were unavailable to him, summary judgment must be granted. 5 Even taking a step back, Plaintiffâs statement that Defendants âactively frustrated and impeded the grievance process,â Compl. ¶ 29, ECF No. 1, contradicts his own statement that he âgrieved and filed complaints against both facilitiesâ and âexhausted all administrative remedies with respect to all claims, and all defendants,â id. ¶¶ 24, 29. If Plaintiff maintains he filed complaints against both facilities and exhausted his administrative remedies, he cannot also maintain Defendants prevented him doing so. There is no genuine issue of material fact as to whether administrative remedies were available to Plaintiff. 16 See Riles, 656 F. Appâx at 579 (affirming district courtâs dismissal based on inmateâs failure to exhaust, under Administrative Directive 9.6, his excessive force claim against correctional staff). V. CONCLUSION Because there is no genuine issue of material fact regarding Plaintiffâs failure to exhaust his administrative remedies, the court GRANTS Defendantsâ summary judgment motion, ECF No. 53, and DISMISSES the Complaint, ECF No. 1, with prejudice. Doing so, the court also finds as moot Defendantsâ motion to dismiss, ECF No. 54. IT IS SO ORDERED at Hartford, Connecticut, this 29th day of October, 2024. /s/ Omar A. Williams United States District Judge 17
Case Information
- Court
- D. Conn.
- Decision Date
- October 29, 2024
- Status
- Precedential