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DISTRICT OF COLUMBIA COURT OF APPEALS
No. 21-CV-0543
DISTRICT OF COLUMBIA, APPELLANT,
V.
TERRIS, PRAVLIK & MILLIAN, LLP, APPELLEE.
Appeal from the Superior Court of the
District of Columbia
(2020-CA-003087-B)
(Hon. Heidi M. Pasichow, Motions Judge)
(Argued September 28, 2022 Decided June 5, 2025)
Caroline S. Van Zile, Solicitor General, with whom Karl A. Racine, Attorney
General for the District of Columbia at the time the brief was filed, Loren L. AliKhan,
Solicitor General at the time the brief was filed, and Ashwin P. Phatak, Deputy
Solicitor General, and Richard S. Love, Senior Assistant Attorney General were on
the brief, for appellant.
Todd A. Gluckman, with whom Kathleen L. Millian and Nicholas Soares were
on the brief, for appellee.
Adina H. Rosenbaum, with whom Allison M. Zieve was on the brief as amici
curiae on behalf of D.C. Open Government Coalition, American Civil Liberties
Union of the District of Columbia, D.C. Fiscal Policy Institute, Public Citizen,
Reporters Committee for Freedom of the Press, and Washington, D.C. Professional
Chapter of the Society of Professional Journalists.
Daniel P. Golden, with whom Nicole L. Streeter and Wei Guo were on the
brief as amicus curiae on behalf of the Council of the District of Columbia.
Before BLACKBURNE-RIGSBY, Chief Judge, and BECKWITH and HOWARD,
Associate Judges.
HOWARD, Associate Judge: âThe generation that made the
nation . . . committed itself to the principle that a democracy cannot function unless
the people are permitted to know what their government is up to.â U.S. Depât of
Just. v. Reps. Comm. for Freedom of Press, 489 U.S. 749, 772-73 (1989) (emphasis
in original) (quoting EPA v. Mink, 410 U.S. 73, 80 (1973) (Douglas, J., dissenting));
see also Detroit Free Press v. Ashcroft, 303 F.3d 681, 683 (6th Cir. 2002)
(âDemocracies die behind closed doors.â). That principle has informed decades of
case law under the Federal Freedom of Information Act and informs our case law
under the District of Columbia Freedom of Information Act (D.C. FOIA).
This case concerns the Mayorâs disclosure and publication obligations under
the D.C. FOIA, primarily with respect to agency budget-request documents. The
Mayor appeals a Superior Court order compelling her to produce certain agency
budget-request documents requested by plaintiff/appellee Terris, Pravlik & Millian,
LLP (TPM), a public interest law firm, pursuant to D.C. Code § 2-532, and to post
those (and other) documents online as required by D.C. Code § 2-536(b) (often
2
referred to as the âpublication provisionâ). 1 On appeal, the Mayor argues that she is
entitled to withhold the budget-request documents due to executive privilege
afforded by the separation of powers doctrine. She further argues that TPM lacked
standing to seek enforcement of the publication provision; that the publication
provision is not enforceable via a private right of action; and that, even if disclosure
of the requested documents is required, the trial court exceeded its authority by
requiring disclosure of prospective documents.
For the reasons that follow, we reject the Mayorâs invocation of the executive
privilege arising out of the separation of powers doctrine here, but refrain from
considering whether to recognize executive privilege in other contexts. We further
conclude that the trial court did not err in ordering disclosure to TPM of the requested
budget documents or in ordering online publication of those documents for fiscal
years 2019 to the present. However, we vacate and remand the portions of the order
requiring publication of documents under section 2-536 that did not include the
budget-request documents that TPM sought.
1
We note that TPM named the District of Columbia as the defendant in its
complaint, and the District of Columbia remains the named appellant on appeal.
However, because the Mayor and amicus curiae the Council of the District of
Columbia (the Council) have taken different positions in the Superior Court and in
this appeal, we shall refer to the appellant as the Mayor.
3
I. Factual and Procedural Background
TPM serves as counsel for the plaintiff class of preschool-aged children with
disabilities in D.L. v. District of Columbia, No. 05-CV-1437 (RCL) (D.D.C.). In that
capacity, TPM is charged with monitoring the District of Columbiaâs compliance
with the injunction entered in that case, which requires the District to ensure that the
plaintiff class members receive the special education and related services guaranteed
to them under federal law and District of Columbia regulations. To that end, TPM
searched online for agency budget-request documents transmitted to the Mayor and
her Chief Financial Officer (CFO) by the D.C. Public Schools (DCPS) and the Office
of the State Superintendent of Education (OSSE).
Unable to find those documents online, TPM submitted a D.C. FOIA request
on October 18, 2019, to the Executive Office of the Mayor. It sought: â(1) actual
copiesânot summariesâof [DCPSâs and OSSEâs] budget requests for fiscal year
2019â; â(2) any similar documentation describing in detail the agenciesâ budget
needs or requests for fiscal year 2019â; and â(3) information identifying
corresponding totals from the final approved budget.â TPM expressed that it was
specifically interested in âfunding for special education oversight, policy
development and compliance issues impacting 3-5-year-olds,â and that it did ânot
object to the production being narrowed accordingly.â TPM also asserted that the
4
information it requested âshould be accessible to the publicâ under D.C. Code
§ 2-536(a)(6A). In December 2019, TPM was provided with a copy of OSSEâs final
budget that the Mayor proposed to the Council of the District of Columbia for fiscal
year 2019, but OSSEâs FOIA officer refused to produce its draft submission to the
Mayor because it was âdeliberativeâ and thus âprivileged.â TPM appealed this
decision to the Office of the Mayor.
After failed attempts to receive a response from the Office of the Mayor on
the status of its appeal, TPM filed a complaint in the Superior Court seeking
declaratory judgment and injunctive relief. TPM sought production of the
ârequested documents to TPM for fiscal year 2019 and all subsequent years until this
case is resolved,â and online publication of âall documents as required under D.C.
Code §§ 2-536(a)(6A) and 2-536(b).â The Mayor moved to dismiss, TPM opposed,
and the Council filed an amicus curiae memorandum in support of TPM. After the
trial court denied the Mayorâs motion to dismiss, TPM moved for summary
judgment, and the Mayor filed a cross-motion for summary judgment. The Superior
Court granted TPMâs motion for summary judgment, ordering that the Mayor
produce not only the specific budget-request documents requested by TPM but also
a broader set of documents it asked to be published (the required documents pursuant
5
to D.C. Code § 2-536 2). The court stayed enforcement of its order pending
resolution of the Mayorâs appeal to this court.
II. Legal Background
A. D.C.âs Annual Budget Process
The District of Columbia Charter, D.C. Code §§ 1-204.01 to 1-204.115,
enacted as part of the Home Rule Act, D.C. Code §§ 1-201.01 to 1-207.71, vests the
executive power of the District of Columbia âin the Mayor who shall be the chief
executive officer of the District government.â D.C. Code § 1-204.22. The Charter
directs the Mayor to âprepare and submit to the Council each year, and make
available to the public, an annual budget for the District of Columbia.â D.C. Code
§ 1-204.42(a).
During the budget development process, âthe Mayor solicits budget
information, recommendations, and adviceâ from District of Columbia
administrative agencies based on the Mayorâs policy and program priorities for the
2
This statutory section lists which âcategories of information are specifically
made public information, and do not require a written request for information . . .â
including public salary information, administrative staff and manuals, decisions in
adjudicated cases, and certain budgetary information âtransmitt[ed] to the Office of
Budget and Planning during budget development.â See D.C. Code § 2-536.
6
coming year. Each agency director then submits a proposed budget to the Mayor
through the Office of Budget and Planning (OBP) in the Office of the Chief Financial
Officer (OCFO). This begins what OBP describes as âan iterative process through
which the Office of the Mayor, OCFO and District agencies deliberate and make
changes to each agencyâs proposed submission.â âThe Mayor then uses the advice,
recommendations, and information that she receives from all District agencies to
create her annual budget proposal submission to the [] Council.â 3
Upon receipt of the Mayorâs proposed budget, the Council holds budget
hearings and may accept, reject, or modify any or all of the Mayorâs
recommendations. See D.C. Code § 1-204.46(a). Within seventy calendar days of
receipt of the proposed budget, the Council adopts by act âthe annual budget for the
District of Columbia government.â D.C. Code § 1-204.46(a). 4
3
The Mayor and OCFO must supplement the Mayorâs budget proposal âby
submitting to the Council simultaneously with the proposed budget submission[]
â[a]ctual copies . . . of all agency budget enhancement requestsâ and â[a]ny similar
documentation describing in detail agenciesâ budget needs or requests.ââ D.C. Code
§ 47-318.05a.
4
The Mayor âshall have power to disapprove any items or provisions, or bothâ
of the budget adopted by the Council. D.C. Code § 1-204.04(f). Any such
7
B. The D.C. Freedom of Information Act
The D.C. FOIA governs the disclosure of District of Columbia government
documents to the public. See D.C. Code §§ 2-531 to 2-540. Open records statutes
like the D.C. FOIA facilitate âpublic scrutiny and an informed citizenry,â which âare
vital to the functioning of a democratic society.â Animal Legal Def. Fund v. U.S.
Depât of Agric., 935 F.3d 858, 861 (9th Cir. 2019) (internal quotation marks and
citations omitted). Provisions of the D.C. FOIA must âbe construed with the view
toward expansion of public access and the minimization of costs and time delays to
persons requesting information.â Fraternal Ord. of Police v. District of Columbia,
79 A.3d 347, 354 (D.C. 2013). âBecause many provisions of the D.C. FOIA mirror
provisions in the federal Freedom of Information Act, we have found case law
interpreting the federal FOIA to be âinstructive authority with respect to our own
Act.ââ Id. (quoting Doe v. District of Columbia Metro. Police Depât, 948 A.2d 1210,
1220 (D.C. 2008)).
The statute contains three interrelated provisions that are relevant here:
(1) D.C. Code § 2-534, describing categories of documents that are exempt from
disapproval by the Mayor can be overridden by the Council with a two-thirds vote.
Id.
8
disclosure; (2) D.C. Code § 2-536(a), describing categories of information or
documents that âare specifically made public and do not require a written requestâ;
and (3) D.C. Code § 2-537(a)(2), authorizing a âperson seeking disclosure [to] bring
suit in the Superior Court . . . to enjoin the public body from withholding the record
and to compel the production of the requested record.â We provide background on
the first two sections, reserving discussion on the third for our analysis below.
Section 2-534 renders several categories of documents exempt from
disclosure, such as â[i]nter-agency or intra-agency memorandums or letters,
including memorandums or letters generated or received by the staff or members of
the Council, which would not be available by law to a party other than a public body
in litigation with the public body.â D.C. Code § 2-534(a)(4). This court has
recognized that â[e]xplicitly encompassed by th[e] exemption [in § 2-534(a)(4)] are
documents within the deliberative process privilege.â Fraternal Ord. of Police, 79
A.3d at 354; see also D.C. Code § 2-534(e) (âThe deliberative process privilege, the
attorney work-product privilege, and the attorney-client privilege are incorporated
under the inter-agency memoranda exemption listed in subsection (a)(4) of this
section[.]â).
Section 2-536(a) of the D.C. FOIA makes many types of information public
information that âmust be disclosed even in the absence of a written request.â Fiscal
9
Year 2023 Budget Support Act of 2022, D.C. Council, Report on Bill 24-714 at 9
(May 10, 2022). In 2004, the Council added a new paragraph to make public
Budget requests, submissions, and reports available
electronically that agencies, boards, and commissions
transmit to the Office of [ ] Budget and Planning during
the budget development process, as well as reports on
budget implementation and execution prepared by the
Office of the Chief Financial Officer, including baseline
budget submissions and appeals, financial status reports,
and strategic plans and performance-based budget
submissions[.]
D.C. Code § 2-536(a)(6A) (hereinafter, Paragraph 6A). The Council has written that
â[P]aragraph 6A has always required that the Mayor make these documents
public[.]â Report on Bill 24-714 at 9.
In 2022, the Council amended 5 the D.C. FOIA in response to this litigation
and what it called the Mayorâs âconsistently [failing] to make publicâ the documents
5
The amendments added two relevant subsections to D.C. Code § 2-536.
Subsection (d)(1) provides that â[n]otwithstanding any other provision of law, no
document or information described in [Paragraph 6A] of this section that was created
on or after December 7, 2004, shall be exempt from disclosure pursuant to
[§ 2-]204(a)(4) and (e).â Subsection (d)(2) provides that
â[i]n addition to making such document or information
public information pursuant to subsection (a) of this
section, a public body shall provide any document or
10
under Paragraph 6A. Id. As the Mayor acknowledged in her supplemental brief,
these amendments rendered the deliberative process privilege inapplicable to the
agency budget-request documents described in Paragraph 6A (and that TPM sought
through its D.C. FOIA request focused on OSSE and DCPS).
III. Standard of Review
âWe review a grant of summary judgment de novo.â Wong v. District of
Columbia, 314 A.3d 1236, 1240-41 (D.C. 2024); see also Fraternal Ord. of Police,
79 A.3d at 353 (stating same). âThe grant or denial of injunctive relief is
discretionary with the trial court and will be reversed on appeal only when that
discretion has been abused.â Albergottie v. James, 470 A.2d 266, 270 (D.C. 1983).
information described in [Paragraph 6A] of this section
that was created on or after December 7, 2004, to a person
who has requested to inspect or copy it pursuant to [D.C.
Code § 2-202], regardless of the date on which such
request may have been made.â
Agency Budget Request Freedom of Information Clarification Amendment Act of
2022, § 1042(b), D.C. Law 24-167, 69 D.C. Reg. 9223, 9229 (July 29, 2022).
11
IV. Analysis
We first discuss the Mayorâs separation of powers arguments, which relate to
both TPMâs request for documents and its request for online publication of âall
documents as required under D.C. Code § 2-536(a)(6A) and 2-536(b),â followed by
the Mayorâs arguments specific to the latter request.
A. Whether the Separation of Powers Doctrine Exempts the Agency
Budget-Request Documents from Disclosure
As a result of the 2022 amendment, the Mayor no longer contends that âthe
text of D.C. FOIA requires neither production nor publication of the agency
preliminary budget documents at issue in this case.â The Mayor, however, continues
to assert that the budget-request documents at issue are âprotected by the executive
communications privilege inherent in the constitutional separation of powers.â We
disagree and conclude that no such privilege or exemption from disclosure applies
to the documents involved in this case. To explain, we (1) review how courts have
evaluated when executive privilege implicates separation of powers concerns, before
turning to (2) whether the Mayor has exclusive authority over the budget and
(3) whether Paragraph 6A otherwise interferes with the Mayorâs functions in ways
that implicate separation of powers concerns.
12
1. Applicable Separation of Powers Principles
The executive privilege at issue here derives from separation of powers
principles. âThis court has long acknowledged that the separation-of-powers
principles âas are applicable to the three branches of government at the federal levelâ
likewise âgovern the exercise of [each branchâs powers] in the District Charter.ââ
Fraternal Ord. of Police Metro. Police Depât Lab. Comm. v. District of Columbia,
290 A.3d 29, 41 (D.C. 2023) (alteration in original) (quoting Wilson v. Kelly, 615
A.2d 229, 231 (D.C. 1992)) (internal brackets omitted). Because the three branches
of government have âa degree of overlapping responsibility,â â[t]he separation of
powers is not implicated where one branch of government merely exercises power
in an area in which there is an overlap of responsibility.â Id. (quoting Mistretta v.
United States, 488 U.S. 361, 381 (1989)). Rather, a party alleging a separation of
powers violation has a âdifficult burdenâ to show that an action results in âthe whole
power of one department being exercised by the same hands which possess the whole
power of another department.â Id. (quoting Mistretta, 488 U.S. at 380-81 (alteration
in original) (quoting THE FEDERALIST NO. 47, at 325-26 (James Madison) (J.
Cooke ed., 1961))); see also District of Columbia v. Fitzgerald, 953 A.2d 288, 292
(D.C. 2008) (quoting same), opinion amended on denial of rehâg, 964 A.2d 1281
(D.C. 2009).
13
At the federal level, the âsupremacy of the Executive Branch within its
assigned area of constitutional responsibilities,â then, leads to an âimplied executive
privilege.â Trump v. Thompson, 20 F.4th 10, 26 (D.C. Cir. 2021) (quoting Nixon v.
Admâr of Gen. Servs., 433 U.S. 425, 447 (1977)). âThat privilege allows a President
to protect from disclosure âdocuments or other materials that reflect presidential
[decision making] and deliberations and that the President believes should remain
confidential.ââ Id. at 25 (quoting In re Sealed Case, 121 F.3d 729, 744 (D.C. Cir.
1997)). âBecause âa President and those who assist him must be free to explore
alternatives in the process of shaping polices and making decisions and to do so in a
way many would be unwilling to express except privately,â the privilege âsafeguards
the public interest in candid, confidential deliberations within the Executive
Branch.ââ Thompson, 20 F.4th at 26 (quoting United States v. Nixon, 418 U.S. 683,
708 (1974); Trump v. Mazars USA, LLP, 591 U.S. 848, 864 (2020)).
As the Mayor points out, a number of jurisdictions have recognized a similar
executive communications privilege as to their local executive. See, e.g., Killington,
Ltd. v. Lash, 572 A.2d 1368, 1373 (Vt. 1990) (âFederal and state courts have
accorded to the chief executive of the nation or of a state a privilege which is
âfundamental to the operation of Government and inextricably rooted in the
separation of powers.ââ) (quoting Nixon, 418 U.S. at 707), overruled on other
grounds by Energy Polây Advoc. v. Attây Gen.âs Off., 308 A.3d 456 (Vt. 2023); Guy
14
v. Jud. Nominating Commân, 659 A.2d 777, 783 (Del. Super. Ct. 1995) (observing
that state courts considering the existence of an executive privilege âhave been
nearly unanimous in holding that a governor, in the discharge of official duties, is
entitled to an executive privilege to protect the governorâs deliberative and mental
processesâ). While an executive communications privilege is âinextricably rooted
in the separation of powers under the Constitution,â Nixon, 418 U.S. at 708, it is ânot
mentioned in the text of the Constitution,â and is âqualified,â not âabsolute.â
Thompson, 20 F.4th at 26.
We have not, however, had occasion to decide whether the Mayor enjoys an
executive communications privilege and, if so, what the scope of that privilege may
be. We need not decide either question in this case, where we disagree with the
Mayor about the two separation of powers concerns that she raises. 6
6
In declining to discuss the scope of an executive communications privilege,
we make no holding as to the trial courtâs conclusion that the Mayor failed to meet
her burden to show that the privilege could apply to agencies outside the Office of
the Mayor involved in the budgetary process. See Citizens for Resp. & Ethics in
Wash. v. U.S. Depât of Homeland Sec., 592 F. Supp. 2d 111, 118 (D.D.C. 2009)
(holding that the executive communications privilege should âapply only to
communications authored or solicited and received by those members of an
immediate White House adviserâs staff who have broad and significant
responsibility for investigating and formulating the advice to be given the Presidentâ
because only those communications are âclose enough to the President . . . to pose a
risk to the candor of his advis[o]rs.â).
15
2. Whether the Mayor Has Exclusive Authority Over the
Budget
The Mayor argues that âthe Mayorâs duty under the Charter to prepare and
submit an annual budget to the Council is explicit and exclusive,â but we disagree.
As this court has said, â[t]he separation of powers is not implicated where one branch
of government merely exercises power in an area in which there is an overlap of
responsibility.â Fraternal Ord. of Police Metro. Police Depât Lab. Comm., 290 A.3d
at 41 (internal quotation marks and brackets omitted). The D.C. Charter provisions
establishing the Districtâs budgetary process create such an overlap. As described
above, the Mayor must present a proposed budget to the Council, and the Council
must act within seventy calendar days of its receipt. D.C. Code § 1-204.46(a).
Following initial presentation of the budget, the Mayor can make further
modifications, subject to the Councilâs two-thirds vote override. D.C. Code
§ 1-204.04(f). These provisions of the D.C. Charter make clear that the budget is
not an exclusive function of either the executive or the legislative branch. Rather,
the procedural back-and-forth in these provisions shows that authority over the
budgetary process is vested in both the Mayor and the Council. The Mayor initiates
the budgetary process but, as we have stated, it is âthe Council, not the Mayor, [that
has] ultimate authority (subject to congressional review) over the Districtâs annual
budget.â Convention Ctr. Referendum Comm. v. D.C. Bd. of Elections & Ethics, 441
16
A.2d 889, 906 n.31 (D.C. 1981). Unlike federal FOIA cases that have allowed
withholding of documents under executive privilege because those documents have
concerned powers within the exclusive purview of the Executive Branch, the Mayor
does not have an exclusive function here that Paragraph 6A could implicate. See,
e.g., Loving v. Depât of Def., 550 F.3d 32, 38-40 (D.C. Cir. 2008) (holding that
executive privilege covered recommendations from Army and Defense Secretaries
and Judge Advocate General to President advising him in his statutorily required
review of Army privateâs death sentence because the recommendations ââdirectly
involve[d]â the President and their confidentiality âensure[s] that presidential
decision-making is of the highest caliber, informed by honest advice and full
knowledge.ââ (quoting In re Sealed Case, 121 F.3d at 750) (alterations in original).
3. Whether Paragraph 6A Interferes with the Mayorâs
Functions
The Mayor further argues that forcing her to reveal her preliminary budget
documents pursuant to Paragraph 6A interferes with her executive functions.
Specifically, she contends, it impinges on her prerogative, as the Mayor, to âfire the
opening [budget] shotâ that will have an âanchoring effectâ on the budget process,
limiting her in submitting the annual budget of her choosing. For the reasons that
follow, we disagree that Paragraph 6A impermissibly limits the Mayor.
17
Under the separation of powers doctrine, the âencroachment or
aggrandizement of one branch of government at the expense of the other . . . does
not occur where, under a particular measure, the responsibility conferred on a branch
of government by [the legislature] is left essentially intact.â Fraternal Ord. of Police
Metro. Police Depât Lab. Comm., 290 A.3d at 41 (internal quotation marks, citations,
and brackets omitted); see, e.g., id. at 41-42 (dismissing suit against Council
legislation that removed some mayoral discretion over releases of police body-worn
camera footage since legislation did not remove âall of the Mayorâs discretion and
power over the release of BWC footage and the identities of officers.â) (emphasis in
original); Hessey v. Burden, 584 A.2d 1, 6 (D.C. 1990) (upholding creation by ballot
initiative of an Office of Public Advocate for Assessments and Taxation since
establishment of office would not âimpermissibly burden[]â or âunduly interfere[]
withâ the Mayorâs responsibility for tax assessments).
Here, we do not see how the Mayorâs responsibility to develop and submit a
budget is encroached upon by requiring the Mayor to disclose initial agency budget-
submission documents. First, that budgetary responsibility appears limited by the
Home Rule Act. As the Council points out in its amicus brief, the D.C. Charter
requires the Mayorâs proposed budget to include an analysis that âconsider[s] the
cost and benefits of alternatives and the rationale behind action recommended or
adopted[.]â D.C. Code § 1-204.42(a)(6). By requiring this analysis, the language
18
itself seems to require the Mayor to shed light on agenciesâ budget
recommendations, the merits of those recommendations, and the rationales behind
adopting or not adopting those recommendations. (It also seems like that light would
reach to the types of documents Paragraph 6A requires, like âreports on budget
implementation and execution prepared by the Office of the Chief Financial Officer,
including baseline budget submissions and appeals, financial status reports, and
strategic plans and performance-based budget submissions[.]â).
Second, we do not see how those disclosures stop the Mayor from being free
âto submit to the Council the annual budget of her choosing.â Agency directors
submit their proposed budgets âbased on the Mayorâs directions.â Even with the
disclosures that Paragraph 6A requires, the Mayor remains free to set those initial
parameters and free to reject or modify the agenciesâ budget recommendations to
promote her policy priorities through the budget she submits to the Council.
Paragraph 6A thus does not âimpermissibly burden or unduly interfere withâ the
Mayorâs exercise of her executive-branch responsibilities. 7 Fraternal Ord. of Police
Metro. Police Depât Lab. Comm., 290 A.3d at 36.
7
The Mayor analogizes her argument to the reasoning set forth in a 1982
federal Office of Legal Counsel (OLC) opinion mentioned during oral argument.
19
The Mayor concedes that the 2022 D.C. FOIA amendment means that the
budget information described in Paragraph 6A is âno longer exempt from DC
FOIAâs disclosure requirement under the deliberative process privilege,â but we take
the Mayor to still press her remaining arguments that an executive communications
privilege applies. One of the Mayorâs arguments is that âknowledge that
subordinatesâ assessments and recommendations [can] be disclosed in the
future . . . [would] chill[] an executiveâs ability to obtain candid assessments and
recommendations.â As an initial matter, the Mayor does not explain how this
That opinion reasons that since separation of powers requires the president to have
ultimate control over subordinate officials, including the right to supervise and
review their work, disclosure of âunreviewed [agency] recommendationsâ âwould
disrupt the normal . . . decision-making process and interfere with the Presidentâs
ability to supervise[.]â 6 Op. O.L.C. 632, 640 (1982). The opinion concludes that
such disruption should be permitted only where there is a âspecific or compelling
congressional need for the information[.]â Id. at 632. It further concludes that
Congressâs desire to âobtain more information to assist it in carrying out its review
of the budgetâ is not such a specific or compelling need. Id. at 641-42.
We find the analogy unpersuasive. The federal budget process, as described
at 31 U.S.C. § 1105, does not have a similar provision to the D.C. Charter provision
requiring the Mayor to disclose âthe cost and benefits of alternatives and the
rationale behind [the particular] action recommended.â D.C. Code
§ 1-204.42(a)(6)âa requirement that seems to necessarily entail disclosure of non-
adopted proposals. We are also skeptical of the OLC opinionâs conclusion that the
Council, in exercising its ultimate authority over the Districtâs budget, has no
compelling need to know agency directorsâ assessments of the budget needs of their
agencies.
20
chilling effect would interfere with her budgetary duties. After all, the documents
are not authored by her close advisors, but rather by District agencies and OCFO.
See D.C. Code § 2-536(a)(6A) (including â[b]udget requests, submissions, and
reports . . . that agencies, boards, and commissions transmit [to OBP] . . . , as well
as reports on budget implementation and execution prepared by the Office of the
Chief Financial Officer[.]â (emphasis added)); Loving, 550 F.3d at 38-40
(concluding that documents prepared by close advisors to facilitate a responsibility
in the executiveâs purview are covered by the executive communication privilege).
Nor do we perceive such a chilling effect based on this record. OBP Director
Jennifer Reed stated â[e]ach year in September or October, the Mayor solicits budget
information, recommendations, and advice from her agencies for the upcoming
fiscal year.â Based on the information provided by Ms. Reed, TPMâs October 2019
request came, as the trial court reasoned, âa full year after the initial solicitation for
information and at least six months after the Mayor submits her budget proposal to
the Council.â We agree with the trial court that a request for budget information
âmade after budget deliberations occurred, and not during the Mayorâs discussions
with agency leaders and the CFO, and subsequent submission to the Council, does
not interfere with the Mayorâs . . . ability to obtain candid and informed opinions
from her advisors [in real time].â
21
This conclusion makes particular sense when we consider that, despite the
Mayorâs use of the word âpreliminary,â the budget-request documents at issue were
not internal, pre-submission-to-the-Mayor agency communications or drafts. The
parties appear to agree that TPMâs requested budget documents are, as described in
the declaration of Eric M. Cannady, the Deputy Chief Financial Officer for OBP,
âdocuments that are transmitted to the OCFO in the earliest stages of the budget
process and include financial requests, along with the underlying policy
recommendations and rationales from senior agency officials.â In other words, the
requested documents are âinitialâ budget-request documents that are officially
transmitted beyond the executive, but not documents that reflect the âiterative
processâ 8 involving back-and-forth with OCFO and the Mayor, which occurs after.
8
As Ms. Reed explained,
Around November, each Agency Director submits a
proposed budget based on the Mayorâs directions, working
closely with the agency fiscal officers from the Office of
the Chief Financial Officer (OCFO), which includes
financial information, as well as budget advice and
recommendations. This is the beginning of an iterative
process through which the Office of the Mayor, Office of
the Chief Financial Officer and District agencies
deliberate and make changes to each agencyâs proposed
submission. The budget proposals go through several
22
For that and the foregoing reasons, we reject the Mayorâs separation of powers
argument as to the facts of this case. And we thus decline to address the applicability
of the executive privilege doctrine more broadly.
B. Whether TPM Can Seek to Enforce Sections 2-536(a) and (b)
We turn now to the Mayorâs arguments that relate to TPMâs request for âall
documents as required under D.C. Code § 2-536(a)(6A) and 2-536(b).â We first
consider the Mayorâs argument that TPM lacked standing to sue for documents that
were not part of its original D.C. FOIA request. We then turn to the Mayorâs
arguments that even if TPM had standing, the Superior Court exceeded its authority
in ordering the Mayor to make a disclosure beyond that requested by TPM in its
D.C. FOIA request.
1. Whether TPM Has Standing
The Mayor argues that âTPMâs standing to obtain directly the OSSE and
DCPS budget documents it specifically requested does not confer standing to obtain
rounds of discussion and vetting during the deliberation
process. As new information becomes available, it can
change the outcomes of final decisions and final costs.
Moreover, during this process, policy decisions are
adjusted and changed based on the latest information,
policy priorities and discussion.
23
prospective publication of all documents listed in D.C. Code § 2-536.â 9 Because
courts considering FOIA cases have ânever suggested that those requesting
information . . . need show more than that they sought and were denied specific
agency records,â we disagree. Pub. Citizen v. U.S. Depât of Just., 491 U.S. 440, 449
(1989).
âEven though Congress created the District of Columbia court system under
Article I of the Constitution, rather than Article III, this court has followed
consistently the constitutional standing requirement embodied in Article III.â
Moeller v. District of Columbia, 253 A.3d 165, 168 (D.C. 2021) (quoting Grayson
v. AT&T Corp., 15 A.3d 219, 224 (D.C. 2011) (en banc)). â[T]o satisfy the
requirements for constitutional standing, a plaintiff must allege facts demonstrating:
(1) an injury in fact, meaning an invasion of a legally protected interest that is
(a) concrete and particularized and (b) actual or imminent; (2) a causal connection
between the injury and the conduct complained of; and (3) a likelihood that the
injury will be redressed by a favorable decision.â Kalorama Citizens Assân v.
9
Our discussion does not address TPMâs standing to obtain the DCPS and
OSSE documents it specifically requested because it is well-established that when
an agency denies a FOIA request, the requestor has standing to sue. See, e.g.,
Grayson v. AT&T Corp., 15 A.3d 219, 231 n.24 (D.C. 2011) (en banc) (âA FOIA
plaintiffâs standing does not turn on whether the Act, as correctly construed,
ultimately requires the government to disclose the agency records being sought.â).
24
SunTrust Bank Co., 286 A.3d 525, 532 (D.C. 2022) (internal quotation marks,
citations, and brackets omitted). We address the injury in fact requirements as they
relate to denial-of-information cases like this one before discussing how those
requirements, along with traceability and redressability, apply here to TPM.
The injury in fact requirements may be met when a plaintiff alleges either a
procedural or informational injury. As the Supreme Court has explained, âthe
violation of a procedural right granted by statute can be sufficient in some
circumstances to constitute injury in fact,â such that a plaintiff may not need to
âallege any additional harm beyond the one Congress has identified.â Spokeo, Inc.
v. Robins, 578 U.S. 330, 342 (2016); see also Fed. Election Commân v. Akins, 524
U.S. 11, 21 (1998) (holding that a group of votersâ âinability to obtain informationâ
under statute formed concrete and particular injury); Pub. Citizen, 491 U.S. at 449
(holding that two advocacy organizationsâ failure to obtain information subject to
disclosure under the Federal Advisory Committee Act âconstitutes a sufficiently
distinct injury to provide standing to sueâ).
âA plaintiff sustains a cognizable informational injury in fact when agency
action cuts [them] off from âinformation which must be publicly disclosed pursuant
to a statute.ââ Animal Legal Def. Fund, 935 F.3d at 867 (quoting Akins, 524 U.S. at
21); see, e.g., N.Y. Legal Assistance Grp. v. Bd. of Immigr. Appeals, 987 F.3d 207,
25
216 n.18 (2nd Cir. 2021) (NYLAG) (â[NYLAG] alleges that the agencyâs failure to
make unpublished [Board of Immigration Appeals] decisions publicly
available . . . impairs NYLAGâs ability to represent clients in immigration
proceedings. This type of injury has been found to satisfy the constitutional
requirements of standing.â) (internal quotations and citations omitted); see also
Waterkeeper All. v. Envât Prot. Agency, 853 F.3d 527, 533 (D.C. Cir. 2017)
(concluding that when an agencyâs action âreduces the information that must be
publicly disclosedâ and means people who âsought that information no longer have
a statutory right to access it,â â[f]or the purpose of standing, thatâs injury enoughâ).
A cognizable informational injury exists even âabsent the denial of a request
for particular information.â Animal Legal Def. Fund, 935 F.3d at 867. In Animal
Legal Defense Fund v. U.S. Department of Agriculture, the Ninth Circuit concluded
that animal rights groups suffered an injury in fact when an agency changed its
policies and declined to post records related to enforcement activities under the
Animal Welfare Act. 935 F.3d at 863-64, 868-69. Despite an applicable provision
of the federal FOIA that requires agencies to âpost certain categories of documents
without a request,â the plaintiffs had not been able to obtain records from the
agencyâs online reading roomâaffecting the plaintiffsâ abilities to identify areas of
animal welfare concern. Id. at 865, 867 (emphasis in original). The Ninth Circuit
declined to decide whether a âbare statutory violationâ could cause a âcognizable
26
injury in factâ since the plaintiffs had suffered âreal[,] as opposed to purely legalâ
harms. Id. at 867. These included allegations that plaintiff organization members
lacked information to âinform their daily lives, (such as whether they are about to
purchase a pet from a puppy mill known for abuses),â the time and cost of submitting
FOIA requests, and the staleness of information that can occur after waiting for an
agency to produce records. Id. âTheir inability to inspect documents in virtual
reading rooms harmed them in real-world ways[,]â and the harm was âfairly
traceableâ to the agencyâs decision not to produce records and likely to be redressed
through the requested relief. Id. at 869. Moreover, given that Congress designed
the applicable provision âto reduce the need for individual requests . . . [y]et the
change of policy has required Plaintiffs to make requests for copies of the records
previously publicly available,â the court concluded that the plaintiffs had suffered
âthe kind of harm Congress sought to prevent.â Id. at 868.
Like the plaintiffs in Animal Legal Defense Fund, TPM has also asserted real
harms that flow from the harm caused by the Mayorâs withholding of information
that had to be disclosed under Section 2-536. TPMâs counsel explained at oral
argument that TPM needs to know, for each fiscal year, what funding OSSE and
DCPS believe they need in order to comply with the D.L. injunction, and it is
apparent to us that the Mayorâs failure to disclose documents required under
section 2-536 hindered TPMâs efforts. To be sure, the Mayor contends that when it
27
comes to âall documents listed in D.C. Code § 2-536,â TPM âhas articulated no
concrete injury from the absence of . . . publicationâ and has asserted only an
âabstract and generally available grievance.â But TPM has pointed to its series of
failed attempts to find and retrieve documents needed to monitor the Districtâs
compliance with the injunction issued in D.L. Especially for a plaintiff like TPM,
which is charged with monitoring an agencyâs compliance efforts, making
documents freely available online in compliance with law and without a request is
plausibly necessary to avoid delayed and more burdensome access to records. And
just as the Ninth Circuit found an injury where a plaintiff had to make requests for
documents under a FOIA provision âspecifically designed to reduce the need for
individual requests,â 935 F.3d at 868, we conclude that section 2-536 was similarly
designed to reduce requestsâand that TPM has suffered the type of harm the
Council meant to prevent. Finally, we agree with TPM that since standing hinges
âon the claims and form of the relief sought in the Complaint, not the scope of the
relief awarded,â the trial courtâs award of broader relief than what TPM sought in
its initial D.C. FOIA request does not now impact its standing.
In short, TPM suffered an actual injury. That injury, along with the
undisputed traceability of that injury to the actions the Mayor took in withholding
that information and the likelihood of the injury being redressed with the disclosure
of information required under sections 2-536(a) and (b), gave TPM standing to
28
challenge the decision of the Mayor not to produce documents required under
sections 2-536(a) and (b).
2. Whether the Superior Court Exceeded Its Authority in
Requiring Disclosure Under Section 2-536
Next, the Mayor contends that while the D.C. FOIA statutory scheme
âprovides a remedy if the District fails to provide documents to an individual
requester, it does not authorize a private party to sue to force, let alone authorize the
court to order, the publication of documents online pursuant to D.C. Code § 2-536.â
We disagree and hold that under the D.C. FOIA, a party may seek injunctive relief
to order the publication of documents online.
A requester who is âdenied the right to inspect a public recordâ and has
exhausted administrative remedies may file suit for declaratory or injunctive relief
in Superior Court. D.C. Code §§ 2-537(a)(1), (2). In âany suitâ filed by a person
denied the right to inspect a public record, âthe Superior Court for the District of
Columbia may enjoin the public body from withholding records and order the
production of any records improperly withheld from the person seeking disclosure.â
D.C. Code § 2-537(b) (emphasis added). The Mayor reads these provisions to
contend that while a court may âorder production of improperly withheld documents
29
to an individual requester, there is no similar provision that authorizes it to require
documents to be published on the internet.â
Courts considering similar language to ours in the federal FOIA, however,
have âinterpret[ed] the words âto enjoin the agency from withholding agency
recordsâ to mean what they say: FOIA authorizes district courts to stop the agency
from holding back records it has a duty to make available, which includes requiring
an agency to post [those] documents online.â Animal Legal Def. Fund, 935 F.3d at
869 (quoting 5 U.S.C. § 552(a)(4)(B)). That authorization particularly matters
where there has been a ârepeated failure to disclose documentsâ and a âneed to
pursue successive . . . successful challenges every time it sought such documents[.]â
Citizens for Resp. & Ethics in Wash. v. U.S. Depât of Just., 846 F.3d 1235, 1242
(D.C. Cir. 2017) (internal quotation marks omitted) (CREW). To be sure, federal
circuits have differed on the scope of that authorization. As the Mayor correctly
points out, the D.C. Circuit has held that under the federal FOIAâs âreading room
provision,â which requires federal agencies to make certain agency records
âavailable for public inspection in an electronic format,â 5 U.S.C. § 552(a)(2),
district courts âlack authority under FOIA to order agencies to make [records]
available for public inspection,â CREW, 846 F.3d at 1246 (internal quotation marks
omitted). But that holding, which involved a public interest groupâs attempt to force
OLC to make available for public inspection certain documents and indexes, was
30
governed by an earlier D.C. Circuit case that seemed to limit the scope of
§ 552(a)(4)(B). See id. at 1243 (discussing the holding that, âit might seem strangeâ
for Congress to require agencies to publish without giving courts power to order
publication, but § 552 only allows a district court to order âproduction of any agency
records improperly withheld from the complainant[,]â in Kennecott Utah Copper
Corp. v. U.S. Depât of Interior, 88 F.3d 1191, 1202 (D.C. Cir. 1996) (emphasis in
original)); see also Animal Legal Def. Fund, 935 F.3d at 875-76 (discussing history).
But we are not bound by that precedent and decline to adopt such a holding because
D.C. FOIA declares that âall persons are entitled to full and complete information
regarding the affairs of government. . .â and requires that the âprovisions of this
subchapter shall be construed with the view toward expansion of public access and
the minimization of costs and time delays to persons requesting information.â D.C.
Code § 2-531.
We find more persuasive the Ninth Circuitâs analysis of the shared language
between D.C. Code § 2-537 and 5 U.S.C. § 552. It declined to render the âprovision
into precatory language, despite § 552(a)(2) imposing a mandatory duty for agencies
to make certain records âavailable for public inspectionâ and § 552(a)(4)(B) granting
âjurisdiction to enjoin the agency from withholding agency records.ââ Animal Legal
Def. Fund, 935 F.3d at 875. Contrary to the D.C. Circuit, the Ninth Circuit held that
district courts can âcompel an agency to make documents available to the general
31
publicâ as injunctive relief sought by FOIA plaintiffs. See id. at 865. That court
focused its analysis on the text and structure of § 552(a)(4)(B), reasoning that
â[i]f . . . Congress only authorized federal courts to âorder the productionâ of records
to a particular complainant, then the judicial-review provision would not need the
words âjurisdiction to enjoin the agency from withholding agency records[,]â
because the [âorder the productionâ] phrase would do all of the necessary work.â Id.
at 870. Thus, that court rejected an interpretation under which, âif an agency shrugs
th[e] congressional command [to post a certain record], the statute forces plaintiffs
right back into the requests and backlogs Congress sought to avoid in the first place.â
Id. at 872.
The Second Circuit reached the same conclusion in NYLAG. 987 F.3d at 207.
It held that a district court had authority under the federal FOIA to order the Board
of Immigration Appeals to make its unpublished decisions available to the publicâ
not just the requester. Id. The Second Circuit reasoned that Congressâs use of the
word âandâ in § 552(a)(4)(B) âsuggest[s] that Congress meant to authorize courts to
exercise two independent powers [(1) enjoining the withholding of records and
(2) compelling the production of records], only the second of which would be
modified by the [âimproperly withheld from the complainantâ] phrase[.]â Id. at 215-
16. The context of § 552(a)(4)(B) also mattered âgiven that both parties agree that
Congress intended courts to review agenciesâ compliance with the affirmative
32
obligations in § 552(a)(2).â Id. at 221. The Second Circuit concluded that, âit makes
little sense to suggest that the remedy for failing to comply with those obligations is
limited to the one embodied in the provision itself, which operates outside the scope
of that judicial review.â Id. And that court declined to adopt an interpretation that
would âhave such records be made available only to those individual members of
the public who have the resources to seek them outâ because that would be
âantitheticalâ to Congressâs goals of disclosure. Id. at 224 & n.27.
We decline to adopt a similarly antithetical interpretation when it comes to
the D.C. FOIA. For starters, we have observed that the D.C. FOIA declares âthe
public policy of the District of Columbiaâ to be âthat all persons are entitled to full
and complete information regarding the affairs of government and the official acts
of those who represent them.â Fraternal Ord. of Police, 79 A.3d at 353-54 (quoting
D.C. Code § 2-531). In light of that public policy and mandate, we think the better
reading is to construe section 2-537(a) as authorizing a Superior Court judge, at the
request of an individual complainant that satisfies the requirements of standing, to
enjoin public agencies from holding back records that they have a duty to make
available to the public without request under section 2-536. To conclude otherwise
would ârender the proactive disclosure requirementsâ of section 2-536 to be âmerely
precatory.â NYLAG, 987 F.3d at 220. Thus, we conclude that the trial court did not
exceed its authority in requiring the Mayor not only to produce the OSSE and DCPS
33
budget-request documents TPM sought, but also to post those documents online as
required by Section 2-536(b).
3. Whether the Superior Court Erroneously Granted
âProspective Reliefâ
The last question we address is whether the Superior Court erred in granting
TPMâas the Mayor puts itââprospective reliefâ for âdocuments not yet in
existence.â Humane Socây of the U.S. v. U.S. Fish & Wildlife Serv., 838 F.Appâx
721, 731 (4th Cir. 2020). We think the Mayorâs claim mischaracterizes the nature
of the trial courtâs order, but we remand for the trial court to specify what relief is
due here under Section 2-536.
Of course, courts fashioning relief must âtake into account the potentially
significant burden on the agency of complying with any such order, and work with
the parties to establish realistic timelines for compliance.â NYLAG, 987 F.3d at 225.
But courts may grantâand, in the federal context, have grantedâinjunctive relief
that comes with an affirmative duty to disclose. Compare id. (declining to require
agency to produce twenty-five yearsâ worth of immigration decisions, but suggesting
that ârequiring compliance going forwardâ or posting a âsmaller subset of
unpublished decisionsâ could âprovide complete reliefâ), and CREW, 846 F.3d at
1242 (âFollowing Renegotiation Board, Payne, and [other D.C. Circuit] decisions,
34
we have little trouble concluding that a district court possesses authority to grant the
first two categories of relief CREW seeksâa prospective injunction with an
affirmative duty to disclose.â), with Humane Socây, 838 F.Appâx at 726, 731
(affirming dismissal of a FOIA action that sought an injunction to make agency
records âavailable on an ongoing basis electronically . . . after the receipt or creation
of such recordsâ because records were ânot yet in existenceâ). We adopt that
reasoning because, namely, we âcannot square our precedents with the agencyâs
position that courts have no authority beyond ordering the agency to produce a copy
of a requested document to the requester.â Animal Legal Def. Fund, 935 F.3d at
874.
Here, as an initial matter, the trial court does not appear to have ordered the
publication of âprospectiveâ documents, but does appear to have found that the
Mayor had not produced documents under Section 2-536(a)(6A). After TPMâs
complaint sought the publication of documents that the Mayor was statutorily
required to produce, the trial court concluded in its summary judgment order that
â[t]he documents that the District states are predecisional and deliberative are listed
in [Section 2-536(a)(6A)] as documents that need to be produced and published.â
The trial court then ordered:
As the Court grants TPMâs Motion for Summary
Judgment in its entirety but denies the Districtâs Motion
35
for Summary Judgment, the District has fourteen (14) days
from the instant Order, on or before August 5, 2021, to
produce the documents requested [sic] TPMâs FOIA
request and to comply with D.C. Code
§ 2-536(a)(6A). . . . it is this 20 day of August 2021,
th
hereby, . . . FURTHER ORDERED that the Defendant
SHALL PUBLISH the required documents pursuant to
D.C. § 2-536 on or before August 5, 2021.
(Emphasis added). After summary judgment and upon a consent motion from both
parties, the court clarified that the order:
means exactly as it is written. D.C. Code § 2-536
specifically enumerates certain documents that the D.C.
Council required the government to publish not just the
2019 documents that the Plaintiffâs requested. Thus, the
Court . . . clarifies the July 23, 2021 Order in that the
District was required [sic] publish the documents pursuant
to § 2-536 which necessarily encompasses the documents
requested by the Plaintiff.
In short, as a form of equitable relief, the trial court ordered the publication of
documents under section 2-536.
We cannot tell from the trial courtâs order, however, what is covered by the
required publication of âdocuments pursuant to § 2-536.â Read a number of
different ways, the trial courtâs order could include budget requests, submissions,
and reports just for 2019; for 2019 and all fiscal years after this litigation
commenced; for all provisions under section 2-536 or just sections 2-536(a)(6A) and
2-536(b), as TPM sought; or, as the Mayor frames it, âprospectiveâ documents
36
moving forward. So we remand for clarification on the scope of relief. But we note,
as the Second Circuit did, that âsuch considerations are the stuff of decisions about
the scope of equitable relief, and rest in the sound discretion of the [trial] court.â
NYLAG, 987 F.3d at 225-26.
V. Conclusion
For the foregoing reasons, we affirm the order of the Superior Court requiring
online publication and production to TPM of DCPS and OSSE budget-request
documents for fiscal years 2019 through the present. We vacate and remand the
portion of the order that requires publication of all other documents that are subject
to D.C. Code § 2-536.
So ordered.
Case Information
- Court
- D.C.
- Decision Date
- June 5, 2025
- Status
- Precedential