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RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit Rule 206 File Name: 07a0099p.06 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT _____________ X Plaintiff-Appellant, - JAMES DIXON, JR., - - - No. 05-2216 v. , > ALBERTO GONZALES, United States Attorney - General and ROBERT S. MUELLER, III, FBI Director, - Defendants-Appellees. - - N Appeal from the United States District Court for the Eastern District of Michigan at Detroit. No. 02-74476âJohn Feikens, District Judge. Argued: December 11, 2006 Decided and Filed: March 14, 2007 Before: MOORE and COLE, Circuit Judges; MARBLEY, District Judge.* _________________ COUNSEL ARGUED: Benjamin Whitfield, Jr., Detroit, Michigan, for Appellant. William L. Woodard, ASSISTANT UNITED STATES ATTORNEY, Detroit, Michigan, for Appellees. ON BRIEF: Benjamin Whitfield, Jr., Detroit, Michigan, for Appellant. William L. Woodard, ASSISTANT UNITED STATES ATTORNEY, Detroit, Michigan, for Appellees. _________________ OPINION _________________ ALGENON L. MARBLEY, District Judge. I. INTRODUCTION Plaintiff-Appellant James Dixon, Jr. (âDixonâ) appeals the district courtâs order granting summary judgment for Defendant-Appellee Alberto Gonzales, sued in his official capacity as Attorney General of the United States and Defendant-Appellee Robert S. Mueller, III, sued in his official capacity as the Director of the Federal Bureau of Investigation (âFBIâ) (collectively, the * The Honorable Algenon L. Marbley, United States District Judge for the Southern District of Ohio, sitting by designation. 1 No. 05-2216 Dixon v. Gonzales, et al. Page 2 âAttorney Generalâ). Dixon alleges that he was denied reinstatement as a Special Agent with the FBI as a result of unlawful retaliation by a former supervisor, about whose racially discriminatory conduct Dixon had previously complained. After this Court reversed and remanded the district courtâs initial order dismissing the case, Dixon v. Ashcroft, 392 F.3d 212 (6th Cir. 2004) (âDixon Iâ), the Attorney General brought a second motion for summary judgment arguing that Dixon had failed to exhaust his administrative remedies and that Dixon had failed to establish a prima facie case of retaliation. The district court rejected the Attorney Generalâs failure-to-exhaust argument but granted summary judgment on the grounds that Dixon did not establish a prima facie case. For the reasons set forth herein, we AFFIRM the district courtâs judgment. II. BACKGROUND James Dixon, Jr. is an African-American male who worked as a Special Agent for the FBIâs Detroit field office between 1978 and 1988. Between 1981 and 1982, Dixon served as the Applicant Coordinator for the Detroit officeâs Applicant Program. In this position, Dixon was responsible for all aspects of recruiting new agents to the FBI for the Detroit office. From November 1981 to February 1982, Assistant Special Agent in Charge Robert Reutter oversaw the Applicant Program, and directly supervised Dixonâs work. Dixon alleges that Reutter exhibited racial animus towards him and Henry Glaspie, Dixonâs colleague and assistant in managing the Applicant Program, who is also African-American. For instance, Dixon testified that Reutter expressed concern to him and Glaspie about two African-American agents running the Applicant Program and, therefore, required them to report their work-related activities on a weekly basis. Reutter also allegedly stated that he did not want the three-person boards that interviewed prospective new agents to consist of three African-American agents when minority applicants were being interviewed. Dixon also testified that while Reutter was âjovial and socialâ with white agents, he was âchilling and coldâ to him, that Reutter condescended to African-American agents, and that he treated African-American agents as though he thought they were incompetent. In December 1981, Dixon complained about Reutterâs discriminatory behavior to Special Agent in Charge Anthony Davis, who is also African-American. According to Dixon, Davis said that Dixonâs allegations about Reutter concerned him and that he would take care of the problem. In February 1982, Davis relieved Reutter of his position overseeing the Applicant Program and Davis himself took over those duties. The Attorney General concedes that Reutterâs dismissal from the Applicant Program was âapparently as a result of Dixonâs complaints.â In approximately June 1982, Dixon transferred from the Applicant Program to the White Collar Crime unit. A few months later, in November 1982, Reutter became the head of the White Collar Crime unit and remained in that post until he left the Detroit field office in 1986. During this period, Reutter and Dixon did not have direct contact, but Reutter was Dixonâs second-line supervisor. As part of his responsibilities, Reutter reviewed the annual performance evaluations prepared by Dixonâs immediate supervisor and approved them. Dixon testified that Reutter had the authority either to approve or disapprove of these performance evaluations. During his tenure in the White Collar Crime unit, Dixon testified that his evaluations were always favorable, and included ratings of âsuperiorâ and âexcellent.â In 1988, Dixon resigned from the FBI to assist his wife in a business venture. In 1991, Dixon applied for reinstatement. The FBI initiated the reinstatement process by interviewing Dixon and references provided by Dixon as âfriends or acquaintances employed by the FBI,â which included Carey Thornton (âThorntonâ), John Anthony (âAnthonyâ), and Larry Kuhl (âKuhlâ). No. 05-2216 Dixon v. Gonzales, et al. Page 3 The FBI interviewed Anthony, and he recommended against reinstating Dixon. Anthony based his negative review on an alleged incident that occurred in the early 1980s, when Dixon was assigned to applicant recruitment in Detroit, and Anthony was the principal FBI-Detroit legal advisor. The two men, along with Special Agent Robert Nelson (âNelsonâ), sat on an interview panel together. Dixon was the lead interviewer on this panel and was responsible for submitting the panelâs opinion of the interviewee. As Anthony recalled the incident, the panel voted to reject a minority applicant, but Dixon subsequently changed the results to a favorable determination without Nelsonâs or Anthonyâs permission or knowledge. According to Anthony, he confronted Dixon, and Dixon acknowledged that he had changed the rating, and apologized. Because of the incident, however, Anthony questioned Dixonâs integrity and honesty, opining that Dixon was not sufficiently trustworthy to work for the FBI. Given this incident, Bureau investigators also interviewed Nelson. Nelson essentially conveyed to investigators what they heard from Anthony, although Nelson added that, when it happened, he reported Dixonâs conduct to then Assistant Special Agent in Charge Reutter. Apparently, a formal report of the incident was never made, as evidenced by the fact that Dixonâs personnel file with the FBI contained no mention of it. In Nelsonâs opinion, the FBI would make a âgrave mistakeâ by rehiring Dixon because Nelson believed Dixon lacked integrity and fidelity, and could not be trusted. The FBI then contacted Reutter and asked for his views on whether Dixon should be reinstated. By 1992, when he was solicited for his opinion, Reutter was serving as Special Agent in Charge of the Philadelphia division. Reutter recalled that two agents had accused Dixon of changing an applicantâs score, and he recalled that Dixon had admitted doing so. Based upon this incident and Reutterâs recollection that Dixon had poor work habits, a poor work ethic, and little enthusiasm for his job during his early years with the FBI, Reutter described Dixonâs efforts as mediocre at best and recommended against reinstating Dixon. Another of Dixonâs former supervisors, David Ries (âRiesâ), supervised him in 1987 and 1988, and Riesâ opinion was that Dixon demonstrated a lack of commitment, although Ries believed Dixon was capable of performing his duties. Ries also questioned Dixonâs dedication and refused to make a recommendation concerning Dixonâs reinstatement. Kuhl, a former supervisor and one of the referrals provided by Dixon, described Dixon as competent and articulate and commented favorably on his character, abilities, reputation and loyalty. He recommended Dixon for reinstatement, although he commented that he would have liked to have interviewed Dixon to discern his motivations for seeking reinstatement. Finally, Thornton, the last of Dixonâs referrals and one of his former co-workers, recommended in favor of reinstating him. Thornton opined that Dixon was an effective investigator, âwho conducted his business in an appropriate manner.â After reviewing these various recommendations, on April 14, 1992, the FBI wrote Dixon a letter informing him that he would not be reinstated. Dixon maintains that he did not receive this letter and that he did not learn about the FBIâs decision until 1994 when he called the Detroit field office to inquire about the status of his application. During this call, the FBI would reveal only that its refusal to reinstate Dixon was predicated upon negative evaluations from some of Dixonâs former colleagues and supervisors. Following this telephone conversation, Dixon submitted a request under the Freedom of Information Act (âFOIAâ) to receive his personnel file from the FBI. Dixon received the requested documents in May 1997, which included a copy of Reutterâs negative recommendation. On July 8, 1997, Dixon contacted an EEO counselor. He filed a formal EEO complaint on August 20, 1997. After the agency adjudication process was completed, Dixonâs complaint for No. 05-2216 Dixon v. Gonzales, et al. Page 4 discriminatory retaliation ultimately was dismissed. Dixon, 392 F.3d at 216. On November 12, 2002, Dixon filed suit in the Eastern District of Michigan asserting, among other things, that Reutterâs negative appraisal constituted retaliation in response to Dixonâs complaints about Reutterâs racially discriminatory behavior, and that this unlawful retaliation formed the basis for the FBIâs decision not to reinstate Dixon. The district court dismissed Dixonâs case on March 12, 2003 on the grounds that he had failed to exhaust his administrative remedies because, although he brought suit under Title VII for unlawful retaliation, he did not include these allegations in his EEO complaint. In an opinion issued on December 16, 2004, we reversed the district courtâs judgment. We held that in a statement attached to his EEO complaint, Dixon set forth sufficient factual detail to apprise the EEOC of his retaliation claim. Dixon, 392 F.3d at 217-18. On remand, the Attorney General moved to dismiss or, in the alternative, for summary judgment, arguing that Dixon failed timely to seek EEO counseling and therefore had failed to exhaust his administrative remedies or, in the alternative, that Dixon failed to make out a prima facie case of retaliation. The district court granted the motion on July 18, 2005. The court held that the forty-five-day limitations period for seeking EEO counseling was equitably tolled and did not bar Dixonâs retaliation claim. The district court further held that Dixon failed to make out a prima facie case of retaliation because he had not shown a causal connection between the protected Title VII activity and the adverse employment decision. On August 5, 2005, Dixon timely appealed. III. ANALYSIS A. Standard of Review We review a district courtâs grant of summary judgment de novo, employing the same standard as the district court. Farhat v. Jopke, 370 F.3d 580, 587 (6th Cir. 2004). Summary judgment is appropriate where the record shows that âthere is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.â Fed. R. Civ. P. 56(c). The movant has the burden of proving the absence of any genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317 (1986). In response, the nonmoving party must present âsignificant probative evidenceâ to show that âthere is [more than] some metaphysical doubt as to the material facts.â Moore v. Phillip Morris Cos., 8 F.3d 335, 339-40 (6th Cir. 1993). In determining whether the movant has met his burden, we view the evidence in the light most favorable to the nonmoving party. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574 (1986). B. Equitable Tolling Is Warranted The Attorney General argues that Dixonâs case should be dismissed because he failed timely to avail himself of administrative remedies. Dixon argues that he is entitled to the benefit of equitable tolling. A plaintiff who alleges that a federal agency has engaged in race discrimination must initiate contact with an EEO counselor within forty-five days of the date of the alleged discriminatory act. 29 C.F.R. § 1614.105(a)(1); Steiner v. Henderson, 354 F.3d 432, 435 (6th Cir. 2003). A district court may dismiss a case where a plaintiff has failed to comply with this requirement. Id. Because the forty-five-day limitations period is a prerequisite to filing suit and not a jurisdictional requirement, it is subject to equitable tolling, waiver, and estoppel. Mitchell v. Chapman, 343 F.3d 811, 820 (6th Cir. 2003). The equitable tolling doctrine does not delay the start of the limitations clock, but rather halts its ticking after the limitations period has accrued. Amini v. Oberlin College, 259 F.3d 493, 498-500 (6th Cir. 2001). Thus, in the Title VII context, the limitations period begins to run when the adverse employment decision is communicated to the plaintiff, but may be tolled by equitable circumstances. No. 05-2216 Dixon v. Gonzales, et al. Page 5 Id.; EEOC v. United Parcel Serv., Inc., 249 F.3d 557, 561-62 (6th Cir. 2001) (per curiam) (stating that âthe United States Supreme Court has held that the limitations period does not begin to run on a claim for employment discrimination until an employer makes and communicates a final decision to the employeeâ). The Supreme Court has observed that equitable tolling is typically applied âonly sparingly.â Irwin v. Dep't of Veterans Affairs, 498 U.S. 89, 96 (1990). The following five factors are relevant to a determination of whether tolling should be allowed: (1) lack of notice of the filing requirement; (2) lack of constructive knowledge of the filing requirement; (3) diligence in pursuing oneâs rights; (4) absence of prejudice to the defendant; and (5) the plaintiffâs reasonableness in remaining ignorant of the particular legal requirement. Seay v. Tennessee Valley Auth., 339 F.3d 454, 469 (6th Cir. 2003). The foregoing factors are not exclusive and the tolling decision should be made on a case-by-case basis. Id.; Amini, 259 F.3d at 500. We review a district courtâs equitable tolling decision for an abuse of discretion. Dunlap v. United States, 250 F.3d 1001, 1007 n.2 (6th Cir. 2001) (stating that a de novo standard of review applies âwhere the facts are undisputed or the district court rules as a matter of law that equitable tolling is unavailableâ and that an abuse of discretion standard applies âin all other casesâ). The district court concluded that Dixon failed to meet the first, second, and fifth factors set forth above. Nonetheless, the district court permitted equitable tolling of the forty-five day limitations period because it determined that this Courtâs decision in Dixon I mandated such a ruling and that Dixonâs delay in initiating EEO counseling âwas due to the FBIâs lag in delivering Plaintiffâs personnel file to him.â We agree with the district court that equitable tolling should apply in this case, but disagree with the logic behind the district courtâs decision. This Courtâs decision in Dixon I did not compel the district court to apply the doctrine of equitable tolling.1 Rather, we conclude that Dixonâs delay in seeking EEO counseling was due to circumstances beyond his control, namely, the lack of a prompt response to his FOIA request. Accordingly, equitable tolling is warranted here. The Attorney General challenges the district courtâs equitable tolling ruling. See El Paso Nat. Gas Co. v. Neztsosie, 526 U.S. 473, 479 (1992) (â[a]bsent a cross-appeal, an appellee may urge in support of a decree any matter appearing in the record, although his argument may involve an attack upon the reasoning of the lower courtâ). The Attorney General insists that Dixon had a duty to initiate EEO counseling within forty-five days of learning, in 1994, that the FBI had denied his application for reinstatement. At this point, says the Attorney General, Dixon should have surmised that Reutter played a role in the reinstatement process and that Dixon was rejected due to Reutterâs racist attitudes. Instead, according to the Attorney General, Dixon impermissibly waited to seek EEO counseling until approximately three years later, on July 8, 1997, after he had requested and received his FBI personnel file. The Attorney Generalâs argument is without merit. The law does not demand that Dixon exercise clairvoyance. Dixon learned for the first time in 1994 that his request for reinstatement had been denied when he called the Detroit field office to check on the status of his application. The record reflects that all Dixon knew, because it was all the FBI would tell him, was that the negative reinstatement decision was due to ânegative comments from coworkers and supervisors.â Such 1 Dixon I is inapposite because the issue there was whether exhaustion had not occurred because Dixon had not filed an EEOC charge for retaliation, not whether, as here, exhaustion had not occurred because Dixon failed timely to seek EEO counseling. As such, our decision in Dixon I did not compel the district court to apply equitable tolling in this case. No. 05-2216 Dixon v. Gonzales, et al. Page 6 cursory information was hardly sufficient to apprise Dixon of the potential taint of racial animus in the FBIâs review process. Equitable tolling âpermits a plaintiff to avoid the bar of the statute of limitations if despite all due diligence he is unable to obtain vital information bearing on the existence of his claim.â Seay, 339 F.3d at 469 (quoting Cada v. Baxter Healthcare Corp., 920 F.2d 446, 451 (7th Cir. 1990)). The forty-five-day limitations period for seeking EEO counseling accrued in 1994 when Dixon learned of the FBIâs adverse employment action, but at that time Dixon did not have a basis for believing that his denial was attributable to unlawful discrimination. In Seay, this Court held that equitable tolling was proper where the defendant omitted âcritical information Plaintiff needed to raise his suspicions about [the defendantâs] possible racially discriminatory motive in rejecting him.â Id. at 469. Similarly, in Cada, the Seventh Circuit stated, If a reasonable man in Cadaâs position would not have known until July 7 that he had been fired in possible violation of the age discrimination act, he could appeal to the doctrine of equitable tolling to suspend the running of the statute of limitations for such time as was reasonably necessary to conduct the necessary inquiry. Id. at 451. In Amini, this Court declined to apply equitable tolling where it concluded that the plaintiff college professor failed diligently to pursue his rights. The Court found that the plaintiff could have discovered that he had a possible employment discrimination claim by directly asking the defendant college who it had hired instead of him. Rather, the plaintiff only endeavored to learn the identity of his competitor by checking the collegeâs web site and scanning a departmental announcement board. Amini, 259 F.3d at 501. The Amini court stated that â[t]he case for equitable tolling relief would be different had [the defendant] refused or delayed Aminiâs efforts to learn whom the College had hired for its statistics position.â Id. at 502. In this case, the FBI both refused and delayed Dixonâs attempts to uncover the basic facts surrounding its rejection of his reinstatement request. When Dixon telephoned the FBI in 1994, the agency refused to disclose any information to him other than the fact that its adverse decision turned on the negative appraisals of unspecified coworkers and supervisors. Confronted with the FBIâs silence, Dixon filed a FOIA request to obtain his personnel file. Although there is no evidence suggesting that the FBI improperly delayed responding to Dixonâs FOIA request, the fact remains that the FBI did not release Dixonâs personnel file until May 15, 1997, nearly three years after Dixon submitted his FOIA application. It was only by reviewing these documents that Dixon learned about Reutterâs unfavorable evaluation, and therefore suspected that Reutterâs comments were driven by a desire to retaliate against him for his 1981-82 complaints about Reutterâs allegedly discriminatory behavior. Dixon did not wait to seek EEO counseling until he was certain that racial discrimination played a role in the FBIâs reinstatement decision, but only until he was âaware of the possibility that he had suffered an adverse employment action because of illegal discrimination.â Beamon v. Marshall & Ilsley Trust Co., 411 F.3d 854, 860-61 (7th Cir. 2005). Accordingly, we AFFIRM the district courtâs judgment that equitable tolling applies in this case. C. Dixon Has Failed to Make Out Prima Facie Case of Retaliation The 1964 Civil Rights Act protects from retaliation employees who have opposed discriminatory employment practices. 42 U.S.C. § 2000e-3(a) (2006). Courts analyzing retaliation claims apply the McDonnell Douglas/Burdine framework of shifting burdens of production and proof. Harrison v. Metro. Gov't of Nashville and Davidson County, Tennessee, 80 F.3d 1107, 1118 No. 05-2216 Dixon v. Gonzales, et al. Page 7 (6th Cir. 1996). In order to make out a prima facie case of retaliation, a plaintiff must establish that: (1) he engaged in activity protected by Title VII; (2) this exercise of protected rights was known to the defendant; (3) the defendant thereafter took adverse employment action against the plaintiff; and (4) there was a causal connection between the protected activity and the adverse employment action. Morris v. Oldham County Fiscal Court, 201 F.3d 784, 792 (6th Cir. 2000). If the plaintiff succeeds in making out the elements of a prima facie case, âthe burden of production of evidence shifts to the employer to âarticulate some legitimate, nondiscriminatory reasonâ for its actions.â Morris, 201 F.3d at 792-93 (quoting McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973)). If the defendant satisfies its burden of production, the burden shifts back to the plaintiff to demonstrate âthat the proffered reason was not the true reason for the employment decision.â Texas Depât of Cmty. Affairs v. Burdine, 450 U.S. 248, 256 (1981). Although the burden of production shifts between the parties, the plaintiff bears the burden of persuasion throughout the process. Morris, 201 F.3d at 793. The Attorney General does not dispute that Dixon has established the first three elements of a prima facie case of retaliation. The only question is whether Dixon has demonstrated a causal connection between the protected activity (his complaints that Reutter discriminated against African-American employees) and the adverse employment action (the FBIâs decision to not reinstate Dixon). To establish a causal connection, a plaintiff must ââproffer evidence sufficient to raise the inference that her protected activity was the likely reason for the adverse action.ââ EEOC v. Avery Dennison Corp., 104 F.3d 858, 861 (6th Cir. 1997) (quoting Zanders v. National R.R. Passenger Corp., 898 F.2d 1127, 1135 (6th Cir. 1990) (citations omitted)). The burden of proof at the prima facie stage is minimal; all the plaintiff must do is put forth some credible evidence that enables the court to deduce that there is a causal connection between the retaliatory action and the protected activity. Avery, 104 F.3d at 861. Proof of temporal proximity between the protected activity and the adverse employment action, âcoupled with other indicia of retaliatory conduct,â may give rise to a finding of a causal connection. Randolph v. Ohio Dep't of Youth Servs., 453 F.3d 724, 737 (6th Cir. 2006) (âalthough temporal proximity itself is insufficient to find a causal connection, a temporal connection coupled with other indicia of retaliatory conduct may be sufficient to support a finding of a causal connectionâ); Johnson v. Univ. of Cincinnati, 215 F.3d 561, 582 (6th Cir. 2000) (âtemporal proximity alone does not support an inference of retaliatory discrimination in the absence of other evidenceâ); Nguyen v. City of Cleveland, 229 F.3d 559, 565 (6th Cir. 2000) (rejecting the plaintiffâs argument that âtemporal proximity between the protected activity and the alleged discriminatory act is alone sufficient to establish a causal connectionâ). In this case, such temporal proximity does not exist. Ten years elapsed between Dixonâs complaints to Davis regarding Reutterâs discriminatory treatment of African-Americans and the FBIâs decision to not reinstate Dixon. The Attorney General argues that the absence of temporal proximity between the protected activity and the alleged retaliation eliminates the possibility of a causal connection between the two. Dixon does not point to any authority holding that a causal connection exists where there has been a gap of multiple years, let alone ten years, between the protected activity and the adverse employment action. In Clark County School District v. Breeden, 532 U.S. 268, 273-74 (2001) (per curiam), the Supreme Court held that a finding of causal connection was not warranted where, among other things, almost two years elapsed between the employeeâs participation in protected activity and the adverse employment decision. Id. at 273. The Supreme Court commented that â[t]he cases that accept mere temporal proximity between an employerâs knowledge of protected activity and an adverse employment action as sufficient evidence of causality to establish a prima facie case uniformly hold that the temporal proximity must be âvery close.ââ Id. Similarly, this Court has typically found the causal connection element satisfied only where the adverse employment action occurred within a matter of months, or less, of the protected activity. See, e.g., Randolph v. Ohio No. 05-2216 Dixon v. Gonzales, et al. Page 8 Depât of Youth Servs., 453 F.3d 724, 737 (6th Cir. 2006) (holding that a causal connection was established where the plaintiff employee was placed on leave within the same month that she complained about workplace sexual assaults and was terminated six months later); Singfield v. Akron Metro. Hous. Auth., 389 F.3d 555, 563 (6th Cir. 2004) (three months sufficient); Smith v. City of Salem, 378 F.3d 566, 571 (6th Cir. 2004) (less than a week sufficient); DiCarlo v. Potter, 358 F.3d 408, 421-22 (6th Cir. 2004) (three weeks sufficient); but see Hafford v. Seidner, 183 F.3d 506, 515 (6th Cir. 1999) (two to five months insufficient). Dixon argues that the district court erred by focusing narrowly on the ten-year period that elapsed here and failing to take into account the surrounding facts. In particular, Dixon argues that a finding of causal connection is not foreclosed because Reutter did not have the ability to retaliate against him until Reutterâs views on Dixon were solicited during the FBIâs reinstatement investigation. Dixon claims that from the time Reutter was removed from his position in the Applicant Program in 1982 until Dixon left the FBI in 1988, Reutter âhad no authority or supervisory power over [Dixon] and was not in a position to legitimately interfere with [his] employment.â Dixon argues that Reutter retaliated against him at the first opportunity he had and as such, the lack of temporal proximity between Dixonâs 1982 complaint and Reutterâs 1992 recommendation does not break the causal link between Dixonâs protected activity and the denial of his reinstatement to the FBI. We agree with Dixon insofar as a mere lapse in time between the protected activity and the adverse employment action does not inevitably foreclose a finding of causality. This is especially true in the context of a reinstatement case, in which the time lapse between the protected activity and the denial of reinstatement is likely to be lengthier than in a typical employment-discrimination case. Dixonâs argument finds support in applicable case law. In Ford v. General Motors Corp., 305 F.3d 545, 552 (6th Cir. 2002), the plaintiff alleged that his supervisor retaliated against him as a result of the plaintiffâs filing of a race-discrimination charge with the EEOC. For a five-month period following his EEOC filing, the plaintiff voluntarily worked in a different position and was not within his supervisorâs sphere of authority. Id. at 550. When the plaintiff was placed back under his supervisor's direction, however, the supervisor allegedly retaliated by imposing an increased workload on plaintiff, subjecting his performance to heightened scrutiny, and threatening to terminate him. Id. at 550-51. This Court determined that the five-month interval between the protected activity and the adverse employment actions did not foreclose a finding of a causal connection because the plaintiff was under the control of a different supervisor during this period. Id. at 554-55. In Porter v. California Depât of Corr., 419 F.3d 885 (9th Cir. 2005), the Ninth Circuit employed a similar analysis. The plaintiff in Porter brought suit alleging that she was retaliated against because she complained about sexual harassment. Id. at 887. The plaintiff reported her complaints in 1995 but the alleged retaliationâthe denial by the plaintiffâs alleged harasser of her various requests for transfersâdid not occur until 1998. Id. at 887-89. In rendering its decision, the Ninth Circuit first cited approvingly from the Third Circuitâs decision in Kachmar v. SunGard Data Sys., Inc., 109 F.3d 173, 177 (3d Cir. 1997), in which the Third Circuit emphasized that causation is a fact-specific inquiry and is not reducible merely to a measurement of temporal proximity: It is important to emphasize that it is causation, not temporal proximity itself, that is an element of plaintiffâs prima facie case, and temporal proximity merely provides an evidentiary basis from which an inference can be drawn. The element of causation, which necessarily involves an inquiry into the motives of an employer, is highly context-specific. When there may be valid reasons why the adverse No. 05-2216 Dixon v. Gonzales, et al. Page 9 employment action was not taken immediately, the absence of immediacy between the cause and effect does not disprove causation. Porter, 419 F.3d at 895 (quoting Kachmar, 109 F.3d at 177). The Ninth Circuit then went on to conclude that the multi-year gap between the plaintiffâs protected activity and the adverse employment actions did not defeat a finding of a causal connection because the plaintiffâs harasser did not have the opportunity to retaliate until he was given responsibility for making personnel decisions. Id. Although Ford and Porter support Dixonâs argument that the ten-year gap in time is not dispositive of the causation requirement, Dixonâs argument fails in light of the undisputed record evidence. As described above, Reutter was Dixonâs second-line supervisor for four years when both worked in the White Collar Crime unit. The parties agree that Reutter and Dixon never directly interacted during this period, but Dixon concedes that Reutter reviewed and signed off on the positive performance evaluations prepared by Dixonâs immediate supervisor. Dixon seeks to minimize the significance of these facts by arguing on reply that Reutter was deterred from retaliating against him because Davis allegedly warned Reutter to refrain from causing any trouble for Dixon. Reutter was removed from his duties overseeing the Applicant Program by Davis and Reutter admits in his reinstatement assessment of Dixon that Davis told Reutter that he âwas to have nothing more to do withâ the Applicant Program. Nonetheless, Dixon has not pointed to any record evidence showing that Davis effectively prevented Reutter from taking any negative actions concerning Dixon when Dixon was within Reutterâs supervisory chain-of-command in the White Collar Crime unit. There is no evidence suggesting that Davis instructed Reutter to distance himself permanently from Dixon, or that Davis made an open-ended threat to take disciplinary action against Reutter if Dixon ever again lodged any complaints about Reutter. Whether Davisâ purported omnipresence prevented Reutter from retaliating before 1992 is also irrelevant. As Dixonâs second-line supervisor, Reutter clearly had the opportunity to retaliate, which is all the law requires. See, e.g., Porter, 419 F.3d at 895. Reutter could have easily exercised his authority either as Dixonâs superior, or as the last person to sign off on Dixonâs evaluations, to attempt to torpedo Dixonâs career. He did not. Even Dixon concedes that his argument as to why Reutter did not retaliate during this period is mere speculation. (Plaintiffâs reply at 2). Davisâs own testimony reinforces the conclusion that a causal connection is lacking between Dixonâs protected activity and the FBIâs negative reinstatement decision. Davis testified that he relieved Reutter of his responsibilities over the Applicant Program because he did not believe that Reutterâs management style was consistent with maintaining the programâs high degree of success. (Joint Appendix âJAâ 709-13.) Davis further testified that although he had very little memory of Dixon, he did not recall any complaints about Reutter behaving in a racially invidious way, that he did not recall being informed about any racially pejorative remarks made by Reutter, and that he could not say that he felt Reutter was insensitive to Dixon and Glaspie as minority agents. (JA 710; 714; 715.) Moreover, Dixon has failed to establish the causation element of his prima facie case because he has not proffered sufficient evidence to raise the inference that Reutterâs negative recommendation likely caused the denial of his reinstatement to the FBI, or that it even was retaliatory in nature. By failing to show this, the causal link between Dixonâs protected activity and the denial of his reinstatement collapses. There is no evidence that Reutter sought to retaliate against Dixon. In fact, the agents reviewing Dixonâs request for reinstatement solicited Reutterâs opinion, not the other way around. Furthermore, Reutter was not the first, but rather the third person to give Dixon a negative review. No. 05-2216 Dixon v. Gonzales, et al. Page 10 Only after Dixon received negative assessments from both Anthony and Nelson, did Dixonâs reviewers solicit Reutterâs opinion. Moreover, the record reflects that Anthony, Nelson, and Reutter all based their negative assessments on the same incidentâDixon unilaterally changing an applicantâs admission recommendation. Given the presence of other negative assessments that occurred before Reutterâs, the Court cannot reasonably draw the inference, based on the record evidence, that Dixonâs 1982 complaint against Reutter was likely the reason that he did not get reinstated. Thus, even drawing all reasonable inferences in Dixonâs favor, Dixon has failed to show that there are any genuine issues of material fact regarding the causation element of the prima facie case. Therefore, we AFFIRM the district courtâs judgment that the Attorney General is entitled to summary judgment as a matter of law. IV. CONCLUSION For the foregoing reasons, we AFFIRM the judgment of the district court.
Case Information
- Court
- 6th Cir.
- Decision Date
- March 14, 2007
- Status
- Precedential