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UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK -------------------------------------------------------x EBIN NEW YORK, INC., Plaintiff, MEMORANDUM & ORDER - against - 19-CV-1017 (PKC) (TAM) SIC ENTERPRISE, INC.; JOHN DOES 1-10 (said names being fictitious); and JOHN ROE CORPS. (said names being fictitious),1 Defendant. -------------------------------------------------------x PAMELA K. CHEN, United States District Judge: Big disputes come in small containers. While the parties in this action have litigated a number of claims over multiple years, the main question remaining for the Court is whether a small, clear, double-layered plastic container constitutes protectable trade dress under the Lanham Act. Defendant SIC Enterprise, Inc. (âDefendantâ) has moved for summary judgment against Plaintiff EBIN New York, Inc. (âPlaintiffâ), arguing that, based on the undisputed material facts, Plaintiff cannot prove that its container is protectable trade dress. Plaintiff opposes Defendantâs motion for summary judgment and in turn seeks partial summary judgment on Defendantâs affirmative defenses to this lawsuit. 1 The Clerk of Court is respectfully directed to terminate Defendant Cleo Beauty from the docket because all claims against this defendant were dismissed by stipulation dated July 6, 2022 (Dkts. 107, 108; see also 7/8/2022 Docket Order.) The âJohn Doeâ and âJohn Roeâ defendants are dismissed without prejudice and should also be terminated from the docket. See Cox v. Vill. Of Pleasantville, 271 F. Supp. 3d 591, 618 (S.D.N.Y. 2017) (âIt is well settled that where a plaintiff has made no attempt to amend its complaint to include the real identities of John Doe Defendants and discovery has closed, the proper course is to dismiss the John Doe Defendants without prejudice.â). For the reasons set forth below, the Court grants summary judgment in favor of Defendant and dismisses Plaintiffâs Lanham Act claim. Therefore, Plaintiffâs cross-motion on Defendantâs affirmative defenses is denied as moot. Additionally, the Court declines to exercise supplemental jurisdiction over Plaintiffâs state-law claim. BACKGROUND I. Relevant Facts2 A. Plaintiffâs Product and Container Plaintiff is a hair products company formed in October 2014 by brothers Joon S. (âJohnâ) and Joon O. (âJamesâ) Park. (Def.âs 56.1 Statement, Dkt. 136-2 (hereinafter âDkt. 136-2â), ¶ 31.) John Park is the President of Plaintiff and James Park is the Vice President and CEO of Plaintiff. (Plâs. Counter-Statement of Material Fact, Dkt. 125 (hereinafter âDkt. 125â), ¶ 3.) Plaintiffâs first products were hair extensions and hair styling products. (Dkt. 136-2, ¶ 32.) In its first year as a company, Plaintiff began selling what is considered its âclassicâ productâa hair product commonly referred to as edge controlânamed 24 Hour Edge Tamer (âEdge Tamerâ), which initially came in a four-ounce container. (Id. ¶ 33.) Edge control is a hair product akin to a pomade, wax, or gel used for the purpose of slicking and controlling the hairs along a personâs hairline, 2 Unless otherwise noted, a standalone citation to a partyâs 56.1 statement denotes that this Court has deemed the underlying factual allegation undisputed. Any citation to a 56.1 statement incorporates by reference the documents cited therein; where relevant, however, the Court may cite directly to an underlying document. The Court construes any disputed facts in the light most favorable to Plaintiff, as the non-moving party, for purposes of Defendantâs summary judgment motion. See Adickes v. S.H. Kress & Co., 398 U.S. 144 (1970). However, where Plaintiff either (i) admits or (ii) denies without citing to admissible evidence certain of the facts alleged in Defendantsâ Local Rule 56.1 Statement (Dkt. 136-2), the Court may deem any such facts undisputed. See Local Rules of the United States District Courts for the Southern and Eastern Districts of New York 56.1(c)â(d). sometimes referred to as âbaby hairs.â? (/d. § 34.) After releasing its four-ounce Edge Tamer product in 2014, Plaintiff expanded the Edge Tamer line to include three different sizes: .5 ounce, 2.7 ounces, and 8.5 ounces. (/d. 435.) Of the four sizes of Edge Tamer, only the 2.7-ounce product uses the clear, double-layered container (âCDLCâ) at issue in this lawsuit. (/d. § 36.) The CDLC prominently displays Plaintiff's registered 24 Hour Edge Tamer mark. (See id. 36-37.) Images of Plaintiff's CDLC are below: Cr eee a al iy maT) h Cee a ne i PEL ee (Defâs. Br. Summ. J., Dkt. 136-1 (hereinafter âDkt. 136-1â), at ECF 9; Dkt. 125, § 14.) Plaintiffâs Fourth Amended Complaint describes the âAlleged Trade Dressâ as: a âdouble- layered container, the outer layer being transparent and clear in color and made of polyethylene terephthalate, also known as PET or PETE, and the inner layer being opaque and varying in color > Plaintiff urges the Court to employ an excessively narrow definition of edge control productsâdiscussed further infra at Il.A.âin place of this formulation. The Court need not adopt Plaintiffs proffered definition because it is a legal conclusion masquerading as a fact. (See Park Decl., Dkt. 127, 9] 33-35 (proffered definition of edge control appears in a section of Plaintiffs Presidentâs declaration called âEdge Control is a Distinctive Product Categoryâ).) In essence, Plaintiff offers a restrictive definition of edge control products in an effort to narrow the relevant market in which the Court will evaluate whether Plaintiffs trade dress is generic or distinctive. The Court does not accept Plaintiffâs legal conclusion. See Congregation Rabbinical Coll. of Tartikov, Inc. v. Vill. of Pomona, 138 F. Supp. 3d 352, 394 (S.D.N.Y. 2015) (â[T]he Court can [] disregard legal conclusions or unsubstantiated opinions in a [] Rule 56.1 statement.â (collecting cases)). Furthermore, the Court finds that this statement is âconclusory and argumentativeâ and declines to adopt it on that basis. See Epstein v. Kemper Ins. Cos., 210 F. Supp. 2d 308, 314 (S.D.N.Y. 2002). (e.g. grape-purple, lemon-yellow, orange, and chocolate), made of a similar plastic substance.â (Dkt. 136-2, ¶ 54.) Plaintiff ceased selling Edge Tamer in the âgrape-purple, lemon-yellow, [and] orangeâ packaging mentioned in the product description at some point in 2016. (Id. ¶ 55.) Though Plaintiff retained lawyers to âprovide legal counsel [] in connection with Trademark [sic] registration of the container used for 24-Hour Edge Tamer,â Plaintiff has never filed an application to register the CDLC. (Id. ¶¶ 65, 66.) Plaintiff selected the CDLC from containers made by Royol Wong of Bingo Cosmetic Manufacture Ltd. (âBingoâ), Plaintiffâs Chinese manufacturing company. (Def.âs Ex. G, Dkt. 136- 13, 145:8â24.) During the selection process, John Park stated that Bingo had around one hundred containers to choose from and Park selected the CDLC from an âactual sampleâ that he could pick up and touch. (Id.) Since 2014, Edge Tamer has enjoyed commercial success, selling 62,744 units in the 2.7- ounce size (that comes in the CDLC) in 2015 and 242,045 units in 2016, which equated to $196,107.52 and $866,665.59 in annual revenue, respectively. (Dkt. 125, ¶¶ 37â40.) Plaintiff spent $52,000 in 2015 and $67,000 in 2016 on its advertising budget for all of its products. (Dkt. 136-2, ¶ 51.) B. Defendantâs Product and Container Defendant is a competitor of Plaintiff and began selling its trademarked EDGE BOOSTER (âEdge Boosterâ) edge control product in November 2016, which uses a similar CDLC to the 2.7- ounce Edge Tamer, approximately two years after Edge Tamer hit the market. (Dkt. 136-2, ¶ 85; see also Dkt. 40-1, at ECF4 25 (Defendantâs Edge Booster trademark registration certificate).) 4 Citations to âECFâ refer to the pagination generated by the Courtâs CM/ECF docketing system and not the documentâs internal pagination. Defendantâs products have vibrant-colored interiors that are paired with various flavors. (/d. ⥠86.) Images of Defendantâs Edge Booster are below: (Id.) Defendant sourced its CDLC from Perfect Link Cosmetic Co. in China (âPerfect Linkâ). âĄâĄâĄâĄ 4 88.) Defendantâs founder and CEO Joel Lee had seen a number of clear or opaque double-layer containers used in the hair style products market before having Edge Booster packaged in the same type of container. (/d. § 91.) In his outreach to Perfect Link, Lee referred the company to other products packaged in a CDLC, including the 2.7-ounce Edge Tamer product, to serve as benchmarks during the manufacturing process. (/d. § 90, see also Plâs. Ex. C, Dkt. 126-3.) Communications between Lee and Perfect Link regarding the packaging and the Edge Booster product lasted from at least February to November 2016 and included numerous messages regarding packaging. (See Plâs. Ex. C, Dkt. 126-3.) C, Use of CDLCs in the Marketplace Clear, double-layered plastic containers are commonly used for cosmetics products, including many products that are specifically geared toward hair care. (Dkt. 136-2, § 30.) For example, Bingo, the company that manufactures Plaintiff's CDLC, itself has a haircare brand called Posa that sells a hair product in a similar container. (Dkt. 136-2, at J 46.) (Dkt. 136-1, at ECF 14.) Posa is far from the only cosmetics or haircare brand to use a CDLC. Some examples are StyleSexyHairâs Control Maniac hair wax product, ColorProof RuleBreaker hair wax product, and Rene Furterer Paris Absolute Keratin Ultimate Repairing Mask products. (Dkt. 136-2, 1, 4, 16, 17.) Images of these products follow: Abe 0) Ez2 i. ââ | So Amid the deep market for haircare products, Defendant introduced Edge Booster contemplating that this product would compete with Plaintiff's Edge Tamer. (See, e.g., Plâs. Ex. O, Dkt. 126-16, at ECF 4 (text from Lee to the owner of one of Defendantâs retail outlets asking, âWhat if Style Factor makes a big hit like Ebin[?]â). Lee also sent a message to Perfect Link with his request for a container, attaching âsample picturesâ of Plaintiff's CDLC. (Dkt. 126-3, at ECF 4.) It was not just Defendant who studied Plaintiff's product, however. Both parties to this lawsuit were observing one another. For example, in 2020, Plaintiff sought to create an acrylic display case for its Edge Tamer products and sent photos of Defendantâs acrylic display case to its manufacturer to be âused as referenceâ during the manufacturing process. (Def?s. Ex. O, Dkt. 136- 21, John Park Dep. 201:8â202:13.) Additionally, Plaintiff mentioned Defendantâs Edge Booster in intra-company market research materials to study its sales and other trends related to the product. (Dkt. 136-2, ¶ 96; see also Plâs. Ex. G, Dkt. 26-8, John Park Dep. 161:10â15.) * * * In sum, the evidence shows that the CLDCâwhich is, in essence, a prefabricated containerâwas a commonly used container in the market for hair products. II. Procedural History Plaintiff sued Defendant on February 20, 2019, alleging three causes of action: (1) Trade Dress Infringement (Lanham Act, 15 U.S.C. § 1125(a), N.Y. Gen. Bus. § 360-k); (2) Trade Dress Dilution (Lanham Act, 15 U.S.C. § 1125(c), N.Y. Gen. Bus. § 360-l); and (3) New York Common Law Unfair Competition. (Compl., Dkt. 1.) On April 1, 2019, Plaintiff amended its complaint to include an aiding and abetting claim and a contributory infringement claim against various distributor defendants who contracted or engaged in wholesale or distribution business with Defendant. (Am. Compl., Dkt. 11.) On April 22, 2019, Defendant filed a pre-motion conference (âPMCâ) request regarding its anticipated motion to dismiss. (Dkt. 33.) The Court granted the PMC request and met with the parties on May 23, 2019. (See 5/23/2019 Minute Entry.) Thereafter, Plaintiff filed its Second Amended Complaint, which no longer contained a trade dress dilution claim against Defendant. (Dkt. 40.) Certain distributor defendants were dismissed in the intervening months. (See Dkt. 45.) On October 1, 2020, Defendant filed three counterclaims against Plaintiffâone for Trade Dress Infringement in violation of 15 U.S.C. § 1125(a); one for Trademark Infringement in violation of 15 U.S.C. §§ 1114(1), 1125(a), and the common law; and one for âunfair competition in violation of the common law.â (Dkt. 73, 15â18.) These claims stemmed from Plaintiffâs use of an acrylic display case similar to the one used by Defendant, Plaintiffâs rollout of âfruityâ 24- Hour Edge Tamer in the disputed CDLC with varying colors similar to Defendantâs colorful Edge Booster products, and Plaintiffâs use of â#edgeboosterâ to promote 24-Hour Edge Tamer on Plaintiffâs Instagram page. (Id. ¶¶ 11, 14, 20.) On October 5, 2020, Plaintiff filed a Third Amended Complaint against Defendant and distributor defendant CLEO Beauty to include information on the acrylic display case used for the products in issue. (Dkt. 75.) By stipulation dated June 6, 2022, the parties agreed to several actions relating to this case, including: (1) dismissing Plaintiffâs third and fourth causes of action from the Third Amended Complaintâthe distributor aiding and abetting claim and the distributor contributory infringement claimsâas moot; (2) dismissing portions of Defendantâs counterclaims against Plaintiff; and (3) dismissing five of Defendantâs eleven affirmative defenses. (Dkt. 107.) The parties also agreed that these actions rendered moot Plaintiffâs trade dress claims with respect to the design of its acrylic display cases and Plaintiffâs claims for actual damages. (Id.) By Order and Judgment dated July 21, 2022, the Court entered the stipulation and also entered judgment in favor of Defendant on its remaining counterclaims against Plaintiffâ(1) trademark infringement based on Plaintiffâs use of the Edge Booster mark in social media posts; and (2) common law unfair competition. (Dkt. 108.)5 On July 22, 2022, Plaintiff filed a Fourth Amended Complaint, which is the operative complaint before the Court. (Dkt. 109.) 5 The day after the Court ruled on the remaining counterclaims, Defendant submitted amended counterclaims (Dkt. 111) that appear to be the same claims that the Court ruled on in its July 21, 2022 Judgment and Order. Defendant is directed to file a status report within two weeks of this Memorandum and Order informing the Court as to the status of its amended counterclaims. On August 12, 2022, Defendant moved for summary judgment on Plaintiffâs remaining trade dress infringement and unfair competition claims, arguing that the alleged trade dress is not inherently distinctive nor has it acquired secondary meaning (Dkts. 113, 136-1), and Plaintiff moved for partial summary judgment on Defendantâs remaining affirmative defenses (Dkts. 114, 123). The partiesâ respective motions were fully briefed on October 18, 2022. (Dkts. 123â39.) DISCUSSION I. Legal Standard To obtain summary judgment, the moving party must establish that âthere is no genuine dispute as to any material fact,â and, thus, that it is âentitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). In making this determination, the Court must view all facts âin the light most favorableâ to the non-moving party. Holcomb v. Iona Coll., 521 F.3d 130, 132 (2d Cir. 2008). âWhere the undisputed facts reveal that there is an absence of sufficient proof as to one essential element of the claim, any factual disputes with respect to other elements of the claim become immaterial and cannot defeat a motion for summary judgment.â See Champagne v. Diblasi, 36 F. Appâx 15, 17 (2d Cir. 2002) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 322â23 (1986)). Where the defendant is the moving party, it bears the initial burden to show that the evidence does not give rise to a âgenuineâ dispute over the facts legally relevant to the plaintiffâs claim, or any element thereofâin essence, a dispute that would allow a âreasonable juryâ to âreturn a verdict forâ the plaintiff. Gerffert Co., Inc. v. Dean, 41 F. Supp. 3d 201, 209 (E.D.N.Y. 2014) (granting summary judgment for defendants on trade dress claim). There is âno express or implied requirementâ that the defendant ânegat[e] [the plaintiffâs] claimâ with evidence of its own, as long as it âpoint[s] out to the district court . . . that there is an absence of evidence to support [the plaintiffâs] case.â Celotex Corp., 477 U.S. at 323, 325 (emphasis omitted). Once Defendant has met this burden, the plaintiff must âdo [ ] more than simply rely on the contrary allegation[s] in [its] complaint,â and âgo beyond the pleadingsâ to âdesignate specific facts showing that there is a genuine issue for trial.â Adickes, 398 U.S. at 160; Celotex Corp., 477 U.S. at 324 (quotations omitted); see also DâAmico v. City of N.Y., 132 F.3d 145, 149 (2d Cir. 1998) (explaining that non- moving party âmay not rely on mere conclusory allegations nor speculation, but instead must offer some hard evidenceâ to defeat summary judgment) (collecting cases), cert. denied, 524 U.S. 911 (1998). That is, âa plaintiff opposing summary judgment may not rely on his complaint to defeat the motion[.]â Champion v. Artuz, 76 F.3d 483, 485 (2d Cir. 1996) (per curiam). II. Federal Trade Dress Claim Under the Lanham Act â[a]ny person who, on or in connection with . . . any container for goods, uses in commerce any word, term, name, symbol, or device . . . which . . . is likely to cause confusion . . . shall be liable in a civil action by any person who believes that he or she is likely to be damaged by such act.â 15 U.S.C. § 1125(a). The Lanham Act protects trademarks for products and their trade dress. See Wal-Mart Stores v. Samara Bros., 529 U.S. 205, 209 (2000) (noting that trade dress constitutes âsymbolâ or âdeviceâ for Lanham Act purposes). âTrade dress includes the âdesign or packaging of a product.ââ Gerffert, 41 F. Supp. 3d at 210 (quoting TrafFix Devices, Inc. v. Mktg. Displays, Inc., 532 U.S. 23, 28 (2001)).6 Trade dress is a ânebulous category that refers to the âoverall design and appearance that makes the product identifiable to consumers.ââ 6 Defendant argues that the CDLC in question âfalls somewhere on the border of product design and product packagingâ as contemplated by the Supreme Court in Wal-Mart. (529 U.S. at 215; Dkt. 136-1, at ECF 26 n.16.) In Wal-Mart, the Supreme Court held that product design cannot be inherently distinctive (and thus protectible) absent a showing of secondary meaning, unlike product packaging, which can be inherently distinctive. 529 U.S. at 216. Courts since Wal-Mart have not policed the fuzzy boundary between product packaging and product design, so here, the Court elects to analyze the CDLC as product packaging and undertakes both inherent distinctiveness and secondary meaning analyses. Kaufman & Fisher Wish Co., Ltd. v. F.A.O. Schwartz, 184 F. Supp. 2d 311, 316 (S.D.N.Y. 2001) (quoting Nora Beverages, Inc. v. Perrier Group of Am., Inc., 269 F.3d 114, 118 (2d Cir. 2001)); see also Two Pesos, Inc. v. Taco Cabana, Inc., 505 U.S. 763, 764 n.1 (1992) (trade dress consists of the âtotal image and overall appearance . . . of a product and may include features such as size, shape, color or color combinations, texture, graphics, or even particular sales techniquesâ (citation omitted)). â[P]rotection for trade dress exists to promote competition.â TrafFix, 532 U.S. at 28. As such, â[t]rade dress protection must subsist with the recognition that in many instances there is no prohibition against copying goods and products.â Id. at 29. Assessing a trade dress claim âwill always require a look at the product and the market in which it competesâ and must be âconstrued in the light of strong federal policy in favor of vigorously competitive markets[.]â FC Online Mktg., Inc. v. Burkeâs Martial Arts, LLC, No. 14-CV-3685 (SJF) (SIL), 2015 WL 4162757, at *9 (E.D.N.Y. July 8, 2015) (quoting Landscape Forms, Inc. v. Columbia Cascade Co., 113 F.3d 373, 379 (2d Cir. 1997)). To prevail on a federal trade dress claim, Plaintiff has the burden of proving that its trade dress is (1) inherently distinctive or has acquired distinctiveness through secondary meaning; (2) there is a likeliness of confusion between Plaintiffâs trade dress and the Defendantâs allegedly infringing trade dress; and (3) the trade dress is non-functional. Gerffert, 41 F. Supp. at 211. The distinctiveness and non-functionality prongs relate to protectability of the trade dress while the likelihood of confusion prong relates to Defendantâs liability for trade dress infringement. Two Pesos, 505 U.S. at 769â70.7 7 The infringement analysis is the same in trademark and trade dress cases when the same or analogous concepts are involved. The Court therefore cites to cases and principles that derive from trademark infringement disputes in addition to trade dress cases. See, e.g., River Light V, âThe general rule regarding distinctiveness is clear: an identifying mark is distinctive and capable of being protected if it either (1) is inherently distinctive or (2) has acquired distinctiveness through secondary meaning.â Mana Prods., Inc. v. Columbia Cosms. Mfg., Inc., 65 F.3d 1063, 1069 (2d Cir. 1995) (quoting Two Pesos, 505 U.S. at 769). âIf a trade dress is inherently distinctive, it is not necessary to establish that a product has acquired secondary meaning in the marketplace because the packaging itself âis capable of identifying products or services as coming from a specific source.ââ Id. (quoting Two Pesos, 505 U.S. at 773). To establish that a trade dress is distinctive, the item is assessed based on four classifications along a spectrum of increasing distinctiveness that Judge Henry Friendly articulated for trademark claims in the Second Circuitâs decision in Abercrombie & Fitch Co. v. Hunting World, Inc. (âAbercrombieâ): (i) generic, (ii) descriptive, (iii) suggestive, and (iv) arbitrary or fanciful. 537 F.2d 4, 9 (2d Cir.1976); see also Paddington Corp. v. Attiki Imps. & Distribs., Inc., 996 F.2d 577, 583 (2d Cir. 1993) (holding that âthe Abercrombie classifications apply to trade dressâ). âArbitrary or fancifulâ and âsuggestiveâ trade dress are âinherently distinctiveâ; âdescriptiveâ trade dress is distinctive only if it acquires âsecondary meaningâ; and âgenericâ trade dress is never distinctive, even if accompanied by a showing of secondary meaning. Paddington Corp., 996 F.2d at 583. The arbitrary/fanciful classification extends to trade dress âapplied in an unfamiliar way,â or âinvented solely,â to designate specific goods. See Abercrombie, 537 F.2d at 11 n.12. The suggestive classification extends to trade dress that ârequires imagination, thought and perception to reach a conclusion as to the nature of [the] goods.â Id. at 11 (quoting Stix Prods., Inc. v. United L.P. v. Olem Shoe Corp., No. 20-CV-7088 (LGS), 2022 WL 4484575, at *3 (S.D.N.Y. Sept. 27, 2022) (applying trademark cases to discuss an alleged trade dress violation). Merchs. & Mfrs. Inc., 295 F. Supp. 479, 488 (S.D.N.Y. 1968)). The descriptive classification extends to trade dress that âforthwith conveys an immediate idea of the ingredients, qualities or characteristics of the goods.â Id. (quoting Stix Prods., Inc., 295 F. Supp. at 488). Finally, the generic classification extends to trade dress that simply ârefers . . . to the genus of which the [goods] [are] a species.â Id. at 9. For the reasons that follow, the Court finds that the CDLC which Plaintiff uses for its 2.7- ounce Edge Tamer product is neither inherently distinctive nor has it acquired distinctiveness through secondary meaning. A. Inherent Distinctiveness or Non-Distinctiveness Defendant argues that the CDLC is genericâand thus can never be distinctiveâbecause it has âlong been presented to the purchasing publicâ and similar containers are available from multiple wholesale manufacturers. (Dkt. 136-1, at ECF 28.) Indeed, the fact that Plaintiff and Defendant purchased their containers from different manufacturers supports the conclusion that the CDLC is widely available product packaging. Further to this point, Defendantâs manufacturer noted that the CDLC is âvery common in China, even in Guangzhou, thereâre [sic] not less than 50 suppliers have made this jar.â (Dkt. 138, at 3.) And itâs not only the parties in this case who use a CDLC. Defendant has pointed to several other companies that manufacture and/or market hair products that use containers remarkably similar to the CDLC, including StyleSexy Hair, ColorProof, and Rene Furterer. (Dkt. 136-2, ¶¶ 1, 4, 16.) This is compelling evidence given that third-party use for similar or related goods weighs against a finding of distinctiveness. See Regal Jewelry Co., v. Kingsbridge Intâl., Inc., 999 F. Supp. 477, 489 (S.D.N.Y. 1998) (rejecting an inherent distinctiveness argument because Plaintiffâs packaging was âextremely commonâ); see also Lever Bros. v. Mattel, Inc., 609 F. Supp. 1395, 1402 (S.D.N.Y. 1985) (finding no âlikelihood of confusionâ because the mark âSnuggleâ was âweakâ given that it was âcommonly usedâ by third parties, especially âin the same or closely related fields[.]â). To rebut what the naked eye perceives, Plaintiff argues that it is not appropriate to compare Edge Tamer to the products sold by StyleSexy Hair, ColorProof, and Rene Furterer, among others. Rather, Plaintiff claims that the proper universe of products with which to compare Edge Tamer are edge control products only (Dkt. 124, at 9), which Plaintiff then narrowly defines as âa water based highly viscous clear hair styling product, specifically formulated for smoothing, laying down or sculpting the delicate hair around the perimeter or edges of the hairline most typically found in African American women.â (Dkt. 125, ¶ 2.) The Court will not adopt such an artificially cramped and self-serving definition of the product at issueâfor which Plaintiff proffers solely on the basis of its Presidentâs testimony (id.). See Congregation Rabbinical Coll. of Tartikov, Inc, 138 F. Supp. 3d at 394. The Court agrees with Defendant that consumers do not view product categories so âmyopically.â (Dkt. 138, at 2.) Indeed, the United States Patent and Trademark Office places Plaintiffâs Edge Tamer products in the broad category of â[h]air care preparations; [h]air pomades[.]â (Defâs. Ex. TT, Dkt. 136-51.) Furthermore, courts generally apply broader boundaries when defining the relevant universe of consumer products in Lanham Act cases. See, e.g., Giggle, Inc. v. netFocal, Inc., 856 F. Supp. 2d 625, 631 (S.D.N.Y. 2012) (finding that plaintiffâs âGIGGLEâ marks did not acquire secondary meaning when compared to those of Defendant within the âchildrenâs goodsâ market); id. (âPlaintiff has failed to show that its marks resonate with more than a limited audience.â); Nabisco v. Warner-Labert Co., 32 F. Supp. 2d 690, 698â99 (S.D.N.Y. 1999) (finding the plaintiffâs âIce Breakersâ mark comparatively weak when compared to other products bearing similar names âwithin the confections fieldâ). The Court therefore considers the CDLC used by Plaintiff for its 2.7-ounce Edge Tamer product in the market for hair products, as it strikes the appropriate balance between larger and smaller (i.e., product- specific) categories of cosmetics items. When viewed in the hair products market, it is clear that Plaintiffâs Edge Tamer CDLC is not inherently distinctive. As the defense argues, the fact that Plaintiffâs and Defendantâs respective containers were purchased from independent manufacturersâone of which noted that ânot less than 50 suppliers have made this jarâ (Dkt. 138, at 3)âclearly shows that the CDLC Plaintiff uses for its Edge Tamer product is widely available to companies in the hair products field. Defendant has also demonstrated that other companies in the hair products industry use essentially the same CDLC. (See Dkt. 136-2, ¶¶ 1, 4, 16, 17 (images of StyleSexyHairâs Control Maniac, ColorProof RuleBreaker, and Rene Furterer Paris Absolute Keratin Ultimate Repairing Mask products).) Indeed, even the manufacturing company from which Plaintiff sourced its CDLC, Bingo, uses the same container for its Posa hair product (see Dkt. 136-1, at ECF 14). Based on this evidence, it would âdef[y] simple logicâ for the Court to conclude that Plaintiffâs 2.7-ounce Edge Tamer CDLC is inherently distinctive. Mana Prods., Inc., 65 F.3d at 1070. Given that Plaintiffâs CDLC is not inherently distinctive, the Court considers whether it otherwise qualifies as distinctive pursuant to the standards set forth in Abercrombie. Plaintiffâs CDLC is certainly not âfancifulâ or âarbitrary,â as Plaintiff haphazardly argues, because it was not âinventedâ solely for marketing Edge Tamer. Abercrombie, 537 F.2d at 11 n.12. Rather, as discussed, the same type of CDLC used by Plaintiff for its Edge Tamer product is regularly used in the hair product market. Nor is Plaintiffâs CDLC suggestive because the alleged trade dress does not require âimagination, thought and perceptionâ to discern what the CDLC contains, i.e., a hair styling product. Id. at 11. However, whether Plaintiffâs CDLC is âgeneric,â or crosses the threshold into âdescriptiveâ trade dress is a closer question.8 Trade dress is generic if it is a âgeneralized idea,â Jeffrey Milstein, Inc. v. Greger, Lawlor, Roth, Inc. (âMilsteinâ), 58 F.3d 27, 34 (2d Cir. 1995); it is âdescriptiveâ if it âforthwith conveys an immediate idea of the ingredients, qualities or characteristics of the goods[,]â Abercrombie, 537 F.2d at 11. The Court concludes that no jury could find, based on the undisputed evidence, that Plaintiffâs CDLC meets the definition of descriptive trade dress. Given the near-ubiquitous presence of CDLCs to package a variety of products in the haircare market, Plaintiffâs CDLC simply does not âforthwith convey[] an immediate idea of the ingredients, qualities or characteristics of the goods.â Id. A consumer in that market could believe that the contents of a CDLC like Plaintiffâs could be anything from a hair wax like StyleSexyHairâs Control Maniac to a hair mask like Rene Furtererâs Absolute Keratin product. Plaintiff, however, argues that its Edge Tamer CDLC is descriptive when viewed in the far more circumscribed market of edge control products only. (Dkt. 124, at 1.) Aside from the Courtâs finding that defining the market so narrowly is unjustified (see supra note 2), this argument is otherwise unavailing. The Court finds Milstein instructive on this issue. In Milstein, the plaintiff, a greeting card manufacturer, sought trade-dress protection for its die-cut photographic greeting cards, arguing that its use of this technique was inherently distinctive because it had never been used before in the greeting card industry, which the plaintiff maintained was the relevant consumer market. Milstein, 58 F.3d at 33. The Second Circuit rejected this argument, finding that the plaintiffâs use of die-cut photography for its greeting cards was a âgeneralized ideaâ and thus 8 Defendant, for its part, seemingly concedes that the CDLC is âproperly classified as generic or descriptive.â (Dkt. 136-1, at ECF 28 (emphasis altered).) âgeneric.â Id. at 34. As the panel explained: âJust as the first company to depict a heart and an arrow on Valentineâs cards or to produce cards depicting tabby cats could not seek protection for those designs because they are concepts, defined abstractly, so [the plaintiff] cannot obtain protection for its general idea of creating cards out of die-cut photographs.â Id. at 33. In other words, defining the relevant market narrowly did not save the alleged trade dress from being an unprotectable âgeneralized idea.â The same reasoning applies here. It does not matter that Plaintiff is seeking protection only in the market for edge control products. Even if the Court were to confine the relevant market to these products, Plaintiff still could not demonstrate that its use of the CDLC for its 2.7-ounce Edge Tamer product is anything more than a âgeneralized idea.â Indeed, as Defendants have demonstrated, Plaintiff was not the first or only edge control manufacturer to use CDLCs to package its product. Defendant has submitted undisputed evidence of StyleSexyHairâs Control Maniacâwhich has packaging quite similar to the CDLC (see supra p. 6)âbeing used as an edge control product. A Youtube video posted on May 26, 2016 shows a consumer demonstrating the Control Maniac product and stating in the description appearing below the video, âI have been loving the product[,] it has been so helpful with taming my baby hairs.â (Dkt. 136-2, ¶ 17 (emphasis added).) Thus, as in Milstein, defining the relevant market more narrowly does not save Plaintiffâs CDLC from being generic. In sum, there is nothing to suggest that Plaintiffâs CDLC is distinctive, i.e. âcapable of identifying a particular source of the product,â Two Pesos, 505 U.S. at 771, or that the CDLC is anything more than generic trade dress. Nonetheless, recognizing the inherent imprecision of this endeavor, see, e.g., Regal Jewelry Co., 999 F. Supp. at 489â90 (finding that plaintiffâs âbox designsâ used to package its novelty items were descriptive because novelty items came in a variety of packages and there was no âsingular custom in the industryâ), the Court assumes for the sake of argument that Plaintiffâs CDLC could qualify as descriptive trade dress, and conducts a secondary meaning analysis. See Paddington Corp., 996 F.2d at 583 (finding that âdescriptiveâ trade dress is distinctive only if it acquires âsecondary meaningâ). B. Secondary Meaning As indicated, âin an abundance of caution,â the Court considers whether a jury could find that the Edge Tamer CDLC acquired secondary meaning in the market for hair products, which would entitle it to trade dress protection. See Conte v. Newsday, Inc., No. 06-CV-4859 (JFB) (ETB), 2013 WL 978711, at *19 (E.D.N.Y. Mar. 13, 2023). Whether trade dress has acquired secondary meaning in the minds of consumers is a question of fact that turns on the holistic consideration of six non-dispositive factors: (1) consumer studies, (2) length and exclusivity of use, (3) sales success, (4) advertising expenditures, (5) unsolicited media coverage, and (6) attempts to plagiarize. See C.M.B. Prods., Inc. v. SRB Brooklyn, LLC, No. 19-CV-2009 (ENV) (CLP), 2022 WL 2704506, at *4 (E.D.N.Y. July 12, 2022) (citing Bristol-Myers Squibb Co. v. McNeil-P.P.C., Inc., 973 F.2d 1033, 1041 (2d Cir. 1992)). Summary judgment in favor of Defendant is appropriate if Plaintiff has failed to show that a reasonable trier of fact could conclude that the Edge Tamer CDLC had acquired secondary meaning at the time Defendant began selling Edge Booster (in a CDLC) in November 2016. Id. And while district courts should be cautious in weighing the secondary meaning factors at the summary judgment stage, summary judgment is nonetheless warranted in cases where the proponent of the alleged trade dress has failed to raise a material issue of fact on the question of secondary meaning. See Jewish Sephardic Yellow Pages, Ltd. v. DAG Media, Inc., 478 F. Supp. 2d 340, 344 (E.D.N.Y. 2007) (finding a mark had not acquired secondary meaning (citing Mana Prods., Inc., 65 F.3d at 1071)). Here, the Court finds that the secondary-meaning factors, on balance, weigh against Plaintiff, and that no jury could find that Plaintiffâs 2.7-ounce Edge Tamer CDLC had acquired secondary meaning by November 2016. 1. Consumer Surveys With respect to the consumer-survey factor, Plaintiff has offered no evidence of consumer surveys, which are âthe most direct and persuasive evidence of secondary meaning.â9 Black & Decker Corp. v. Dunsford, 944 F. Supp. 220, 227 n.9 (S.D.N.Y. 1996) (internal citations omitted). Instead, Defendant offers two consumer surveys it conducted in 2020 and 2022 showing that consumers associated the CDLC with a specific brand or company only 4.4% or 4.2% of the time. (Dkt. 136-2, ¶¶ 105â106.) Plaintiff argues that Defendantâs consumer surveys were âhampered by serious flawsâ and are therefore âunreliable.â (Dkt. 125, Resp. to ¶¶ 105â106.)10 The Court need not make a determination of the reliability of Defendantâs studies because, in the absence of evidence proffered by Plaintiff, this factor weighs against a finding of secondary meaning. See C.M.B. Prods., 2022 WL 2704506, at *4 (â[T]he absence of any evidence as to marketplace perception weighs against a finding of secondary meaning.â). 9 Plaintiff conducted a âlikelihood of confusionâ survey and suggests that, â[t]hough likelihood of confusion has not been raised[,] this Court can find, sua sponte, that [Defendantâs] intentional or direct copying gives rise to a presumption of a likelihood of confusion.â (Dkt. 124, at 21.) Plaintiff, however, cites no case law for this proposition. For this reason and others, the Court declines to sua sponte consider Plaintiffâs likelihood of confusion survey. 10 Plaintiffâs brief provides no specific support for its attacks on Defendantâs consumer surveys, (Dkt. 124, at 13â14), but its Counter Statement of Material Facts asserts that Defendantâs 2020 survey sourced its participants from the wrong geographic and demographic market, (Dkt. 125, ¶ 107), and that the 2022 consumer survey âfailed to adequately replicate the marketplace for [Plaintiffâs] productâ by improperly redacting certain stimuli from the packaging at issue. (Id. ¶ 113.) As mentioned, the Court need not opine on the reliability of these surveys because it is the absence of this type of evidence proffered by Plaintiff that guides the Courtâs analysis on this factor. See C.M.B. Prods., 2022 WL 2704506, at *4. 2. Length and Exclusivity of Use Plaintiff used the CDLC for its 2.7-ounce Edge Tamer starting in April 2015. (Dkt. 125, ¶ 11.) Because Defendant began selling Edge Booster in November 2016, the maximum amount of time during which Plaintiff had âexclusive useâ of the CDLC at issue was 18 months.11 However, a far longer period of exclusive use is generally required to show acquired distinctiveness. See Bubble Genius LLC v. Smith, 239 F. Supp. 3d 586, 600 (E.D.N.Y. 2017) (âSecondary meaning has been found when continuous exclusive usage of a trade dress occurred over a five-year period.â (citing Landscape Forms, Inc., 113 F.3d at 381)). Indeed, the Lanham Act sets a five-year benchmark of exclusive and continuous use of a mark as constituting prima facie evidence of acquired distinctiveness, see 15 U.S.C § 1052(f), and âcourts within this circuit adhere closelyâ to that five-year benchmark when analyzing this factor. C.M.B. Prods., 2022 WL 2704506, at *6 (collecting cases). Thus, given the short length of Plaintiffâs usage of the CDLC and the non- exclusivity of its use in the hair products industry, this factor weighs against a finding of secondary meaning for Plaintiffâs CDLC. 3. Sales Success In assessing the sales-success factor, courts have considered, inter alia, sales volume, Easy Spirit, LLC v. Sketchers U.S.A., Inc., 515 F. Supp. 3d 47, 64â65 (S.D.N.Y. 2021); market share, Conn. Cmty. Bank v. Bank of Greenwich, 578 F. Supp. 2d 405, 414â15 (D. Conn. 2008); and whether sales grew or declined over time, RVC Floor Decor, Ltd. v. Floor and Decor Outlets of Am., Inc., 527 F. Supp. 3d 305, 320 (E.D.N.Y. 2021). See Capri Sun GmbH v. Am. Beverage 11 The Court puts âexclusive useâ in quotation marks because other hair product suppliers were using the CDLC or similar containers at this time as well. (See Dkt. 136-2, ¶ 15 (noting that StyleSexyHair was using a CDLC for its Control Maniac product âsince at least as early as 2010â and during the relevant time period here).) Corp., 595 F. Supp. 3d 83, 155 (S.D.N.Y. 2022), mot. to certify appeal denied, No. 19-CV-1422 (PAE) (VF), 2022 WL 3137131 (S.D.N.Y. Aug. 5, 2022). To begin, Plaintiff provides data showing the sales volume of the 2.7-ounce Edge Tamer grew significantly in the relevant time frame. In 2015, the product in the CDLC sold 62,744 units (Dkt. 125, ¶ 37), and in 2016, the number of units sold rose to 242,045 (id. ¶ 39). Additionally, Plaintiff has provided evidence that an increasing share of Plaintiffâs revenue was coming from its Edge Tamer line of productsâbeginning at 25% in 2014 and growing to 70% in 2020. (Id. ¶¶ 49- 56.) Plaintiffâs evidence regarding the increasing success of the Edge Tamer product would be compelling if it specified that the amount of the âcompanywide salesâ from Edge Tamer products were due to the 2.7-ounce product instead of the entire Edge Tamer line. Unfortunately, Plaintiffâs evidence is not so tailored. See 2 J. Thomas McCarthy, McCarthy on Trademarks and Unfair Competition (âMcCarthyâ) § 15:49 (5th ed. 2023) (âRaw sales figures need to be put into context to have any meaning. That is, if a company says that its sales of goods or services under the mark are $x, that number cannot be said to be âimpressiveâ or âpersuasiveâ evidence of secondary meaning without knowing how $x compares with the norms of that industry.â). Therefore, because Plaintiff has shown an upward trajectory in the volume of sales of the CLDC product at issue during a two-year period, but lacks more conclusive evidence regarding the market share or growth and decline of its 2.7-ounce Edge Tamer product over time, this factor weighs only slightly in favor of Plaintiff. 4. Advertising Expenditures Plaintiff has provided evidence that it spent $52,000 in 2015 and $67,000 in 2016 on advertising expenses âfor all productsâ exclusive of travel expenses. (Dkt. 136-2, ¶ 51â52.) Defendant argues that Plaintiffâs advertising focused on the Edge Tamer and EBIN New York brands, not the specific CDLC at issue. (Dkt. 136-1, at ECF 32.) Plaintiff, in turn, asserts that much of its advertising occurred through âpersonal visits to retail storesâ in which Plaintiffâs representatives â[w]hen introducing [Edge Tamer] to [the retailers and customers], . . . highlighted the Trade Dress packaging.â (Dkt. 125, ¶¶ 27, 29, 30.) Plaintiffâs conclusory assertion that the 2.7-ounce CDLC was highlighted during visits to retailers is undermined by Plaintiffâs President, who elaborated on Plaintiffâs advertising efforts in a November 16, 2021 deposition, noting the practice of Plaintiffâs representatives to provide retailers with a poster containing images of all Edge Tamer products for display in the storesâ entrances or near their cash registers. (Plâs. Ex. F., Dkt. 126-7, at 115â16; see also McCarthy § 8:8.50 (âSecondary meaning cannot be proven by advertising that merely pictures the claimed trade dress and does nothing to emphasize it or call attention to it.â).) The fact that Plaintiffâs âclassic,â four-ounce product does not come in the CDLC further undercuts the conclusion that Plaintiffâs advertising specifically highlighted the alleged trade dress or reached the level of expenditure necessary for a finding of secondary meaning.12 Therefore, the advertising expenditures factor also weighs against a finding of secondary meaning. 5. Unsolicited Media Coverage Plaintiff submitted evidence of two industry periodicalsâBNB Magazine and CosmoBizâthat published articles about Plaintiffâs products. Whether these articles were unsolicited, however, is unclear. 12 That Plaintiff dedicated approximately 13% of its revenue toward advertising does not alter the Courtâs analysis, as this figure is still devoid of any specific ties to the CDLC. For example, when asked at his November 16, 2021 deposition whether Plaintiff had done anything to solicit the interview of him for the feature article in BNB Magazine in October 2015, Plaintiffâs President Park said, âIf you[âre] advertising every single month then they do something, interview the company that is doing [the] advertising.â (Plâs. Ex. F, Dkt. 126-7, at 130.) Upon closer inspection, the article offered by Plaintiff appears to be a promotional package that is more fairly characterized as marketing or advertising and not unsolicited coverage. (See Plâs Ex. L, Dkt. 126-13, at ECF 9â10.) As for the June 2016 interview of Plaintiffâs CEO James Park in CosmoBiz magazine, this coverage actually undermines Plaintiffâs case. First, Plaintiff represents that this article âintroduced [Plaintiffâs] 2.7 oz 24 Hour Edge Tamer as its best selling item.â (Plâs. Counter Statement of Material Fact, Dkt. 125, ¶ 44.) While the article in question does feature a photograph of the 2.7-ounce CDLC, the article broadly touts â24 Hour Edge Tamerâ as Plaintiffâs âbest selling item,â and does not specifically mention or focus on its 2.7-ounce product. (Plâs. Ex. AA, Dkt. 128-1.) Plaintiffâs attempt to narrow the statement contained in the article is therefore unavailing. Second, the article itself notes that â[o]nly 3-4 brands of edge control were available a few years ago, but now [i.e., June 2016] almost all the major chemical companies have released edge control products.â (Dkt. 128-1, at ECF 3.) This confirms that edge control products had begun to saturate the market by June 2016, which further undermines the uniqueness of Plaintiffâs product and demonstrates that the parties were functioning in a competitive marketplace. FC Online Mktg., Inc., 2015 WL 4162757, at *9 (explaining that trade dress claim must be âconstrued in the light of strong federal policy in favor of vigorously competitive marketsâ) (quoting Landscape Forms, Inc., F.3d at 379). Finally, the Court notes that if the article were helpful to Plaintiffâs position, the Court likely would not consider it, because, according to Defendant, Plaintiff did not produce it until well after discovery had closed (see Dkt. 138-1, at 2). See Town & Country Linen Corp. v. Ingenious Designs LLC, 556 F. Supp. 3d 222, 268 (S.D.N.Y. 2021) (stating that a document that was not produced in response to the defendantsâ document requests was not properly considered on summary judgment). In any event, to the extent the Court has considered the article, it shows that the unsolicited media factor does not weigh in Plaintiffâs favor. 6. Attempts to Plagiarize Coming to the sixth and final secondary-meaning factor, Plaintiff vigorously asserts that Defendant intentionally copied Plaintiffâs CDLC with the purpose of confusing the purchasing public into buying Defendantâs product. (Dkt. 124, at 17.) There is some evidence in the record to support Plaintiffâs position that Defendant copied Plaintiffâs CLDC. To begin with, Defendantâs CEO Lee had extensive conversations with Defendantâs Chinese manufacturer about finding a container that was the âsameâ as Plaintiffâs CDLC. (Dkt. 125, ¶ 64.) Additionally, one of Defendantâs distributors texted Lee a photograph of Edge Booster on a shelf next to Plaintiffâs CDLC in what appears to be a retail store. (Dkt. 126-17.) Lee responded over a series of texts, âWhere is this[?] That was really harsh[.] They made it look like they were selling it while confusing others on purpose[.]â (Id.) Leeâs reaction to the photograph does not evidence an intent on Defendantâs part to confuse the purchasing public into buying Defendantâs product, but it does reflect Leeâs acknowledgement that a consumer might confuse the partiesâ products based on their appearance side by side. What these messages clearly show, however, is Defendantâs desire for Edge Booster to compete with Plaintiffâs product. Unfortunately for Plaintiff, the law does not preclude imitative intent in Lanham Act actions. See Easy Spirit, 515 F. Supp. 3d at 67 (â[I]t is well-established in this Circuit that âimitative intent . . . does not necessarily mandateâ a finding of secondary meaning.â (quoting Bristol-Myers Squibb Co., 973 F.2d at 1042)). Indeed, â[i]t cannot automatically be inferred that intentionally copying a plaintiffâs trade dress is for the purpose of deceiving consumers as to the source of the product.â FunâDamental Too, Ltd. v. Gemmy Indus. Corp., 111 F.3d 993, 1005 (2d Cir. 1997).13 Therefore, this factor also does not weigh in favor of finding secondary meaning because evidence of Defendantâs intent to compete with Plaintiff by imitating the CDLCâwhich is a common container in the hair products industryâis not the same as the intent to deceive buyers as to the source of the product. Cf. Streetwise Maps, Inc. v. VanDam, Inc., 159 F.3d 739, 745 (2d Cir. 1998) (affirming district courtâs finding in favor of defendants on a trademark claim). To conclude otherwise would undermine the goals of the Lanham Act to construe trade dress claims âin the light of strong federal policy in favor of vigorously competitive markets.â Landscape Forms, Inc., 223 F.3d at 378. * * * 13 Even in the face of a defendant who âdeliberately copied elementsâ of a plaintiffâs trade dress, courts in this circuit have declined to make a finding of secondary meaning. See Kind LLC v. Clif Bar & Co., No. 14-CV-770 (KMW) (RLE), 2014 WL 2619817, at *4â5 (finding that, though the plagiarism factor weighed in favor of plaintiff, its trade dress nevertheless had not acquired secondary meaning). In finding that the plaintiffâs packaging had not acquired secondary meaning, the Kind court noted that Kind was seeking trade dress protection for packaging that excluded its logo. Id. But because Kind had not shown that its packagingâwithout the logoâhad acquired secondary meaning, Kindâs claim for trade dress protection failed. Id. at *5. So, too, here. Even if the parties in this action used the same or highly similar CDLC, their logos are dissimilar. There is no evidence that Defendant attempted to copy Plaintiffâs product so closely as to replicate both the container and the marks contained on Plaintiffâs container. Defendantâs CDLC prominently features Defendantâs Edge Booster trademark. At most, then, Plaintiff can point to the sales-success factor as slightly supporting the position that its CDLC acquired secondary meaning by the time Defendant released Edge Booster. While every factor âneed not be proved,â Thompson Med. Co., Inc. v. Pfizer Inc., 753 F.2d 208, 217 (2d Cir. 1985), where âonly one of the factors probative of secondary meaningâ is proved, such proof cannot sustain a finding of secondary meaning. See Mana Prods., Inc., 65 F.3d at 1070 (affirming summary judgment for defendant where only factor pointing in claimantâs favor was advertising); see also Easy Spirit, 515 F. Supp. 3d at 68 (S.D.N.Y. 2021) (finding that only the sales success factor weighed in favor of plaintiff and dismissing plaintiffâs trade dress claim); Gerffert, 41 F. Supp. at 217 (finding no secondary meaning where âPlaintiffs may only point, tenuously at best, to one of the six factors in arguing that [plaintiffsâ] catalogues acquired secondary meaning.â (emphasis in original)). Thus, even assuming arguendo that Plaintiffâs alleged trade dress, its 2.7-ounce CDLC, is descriptive, Plaintiff cannot show that the CDLC acquired secondary meaning,14 so as to make it distinctive and protectable under the Lanham Act. Defendant is therefore entitled to summary judgment on Plaintiffâs Lanham Act claim of trade dress infringement. III. Plaintiffâs State-Law Claims The Court âmay decline to exercise supplemental jurisdictionâ over Plaintiffâs related state-law claims, if, among other things, it has already âdismissed all claims over which it has original jurisdiction,â i.e., its federal Lanham Act claim of trade dress infringement. 28 U.S.C. § 1367(c)(3). In the âusual case in which all federal-law claims are eliminated before trial,â the 14 Because Plaintiff has not shown that the CDLC has acquired secondary meaning, âthere is no need to explore in any detail the issue of functionality.â MZ Wallace Inc. v. Fuller, No. 18- CV-2265 (DLC), 2018 WL 6715489, at *12 (S.D.N.Y. Dec. 20, 2018) so-called Gibbs factors of âjudicial economy, convenience, fairness, and comity,â which the Court should also consider before declining to exercise supplemental jurisdiction under 28 U.S.C. § 1367(c), will âpoint toward declining to exercise jurisdiction over the remaining state-law claims.â CarnegieâMellon Univ. v. Cohill, 484 U.S. 343, 350 n.7 (1988) (citing United Mine Workers of Am. v. Gibbs, 383 U.S. 715 (1966)); see also Gibbs, 383 U.S. at 726 (âCertainly, if the federal claims are dismissed before trial, even though not insubstantial in a jurisdictional sense, the state claims should be dismissed as well.â). In Blau Plumbing, upon affirming the dismissal of the plaintiffâs advertisement-based trade dress claim on summary judgment, Seventh Circuit Judge Richard Posner concluded that the district court was âwrong to go on and decide the merits of [the plaintiff's] state law claim for false advertising.â Blau Plumbing, Inc. v. S.O.S. Fix-It, Inc., 781 F.2d 604, 611 (7th Cir. 1986). âState law claims should not be retained for adjudication in federal court when the sole remaining basis for federal jurisdiction is the judge-made doctrine of pendent jurisdiction, unless there are pressing reasons for retention; none has been shown here.â Id. at 612. This case is no different. Because the Court is dismissing the sole federal claim in this suit, and because the values of judicial economy and comity would be best served by this outcome, the Court dismisses the state law claims without prejudice. See N.Y. Mercantile Exch., Inc. v. IntercontinentalExchange, Inc., 497 F.3d 109, 118â19 (2d Cir. 2007) (dismissing plaintiffâs state-law claims, after dismissing its federal copyright claim, where adjudication of state-law claims would require âresolving additional issues of factâ), cert. denied, 552 U.S. 1259 (2008).15 15 Given that there are no remaining claims in this matter, there is no need for the Court to address Defendantâs motion for summary judgment as to Plaintiffâs punitive damages request or Defendantâs motion to strike Plaintiffâs equitable claims. Both of those motions are denied as moot. CONCLUSION For the reasons set forth above, the Court (i) dismisses Plaintiffâs federal Lanham Act claim of trade dress infringement with prejudice and (ii) dismisses its related state-law claims without prejudice to be re-filed in state court. Because the Court grants summary judgment in favor of Defendant, Plaintiffâs cross-motion on Defendantâs affirmative defenses is denied as moot. The Clerk of Court is directed to enter judgment accordingly. SO ORDERED. /s/ Pamela K. Chen Pamela K. Chen United States District Judge Dated: September 20, 2023 Brooklyn, New York
Case Information
- Court
- E.D.N.Y
- Decision Date
- September 20, 2023
- Status
- Precedential