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[[COURTLISTENER_SUBOPINION {"id":"10864148","type":"100trialcourt","part":"other","author":null,"source_field":"html_with_citations"}]]
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF MISSISSIPPI
WESTERN DIVISION
EMMERICH NEWSPAPERS, INC. and PLAINTIFFS
HOWARD JONES
V. CIVIL ACTION NO. 5:24-CV-87-KS-BWR
MISSISSIPPI RIVER COMMISSION DEFENDANT
ORDER
Before the Court is the Motion to Dismiss [18] filed by Defendant Mississippi River
Commission (âMRCâ) pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil
Procedure. Plaintiffs Emmerich Newspapers, Inc. (âEmmerichâ), and Howard Jones (âJonesâ)
have filed a Response [20], and Defendant has filed a Reply [21]. In short, Plaintiffs allege that
Defendant Mississippi River Commission has failed to keep proper records, give adequate notice,
and conduct certain meetings in public, contrary to the Government in the Sunshine Act (âSunshine
Actâ), 5 U.S.C. § 552b, the Federal Advisory Committee Act (âFACAâ),
5 U.S.C. § 1001
, et seq.,
and related regulations. Having reviewed the partiesâ submissions, the First Amended Complaint,
and the relevant legal authority, and otherwise being duly advised in the premises, the Court finds
that the Motion [18] should be granted in part and denied in part.
I. PROCEDURAL BACKGROUND
Plaintiffsâ original Complaint alleged that, since 2010, Defendant MRC has violated (1)
the Sunshine Act,1 5 U.S.C. § 552b, and (2) the related regulation, 33 C.F.R § 209.50, by failing
to âprovide notice of and access to meetings at which its conducts its business of prosecuting the
[Mississippi River and Tributaries Project].â Compl. [1] at ¶ 56. The MRC responded with a
1 Government in the Sunshine Act, ch. 409,
90 Stat. 1241
(1976).
Motion to Dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure, arguing that
neither the MRC nor the meetings described in the Complaint are subject to the Sunshine Act. See
Motion [11]; Mem. [13]. More specifically, the MRC argued that it does not meet the Actâs
definition of âagency,â and the alleged meetings are not covered by the Act. [13] at p. 13.2
Instead of responding to the Motion to Dismiss [11], Plaintiffs exercised their Rule
15(a)(1)(B) option to amend their complaint within 21 days of service of the Motion [11]. See
Am. Compl. [15]; see also Order [14] (setting briefing schedule pursuant to Fed. R. Civ. P.
15(a)(1)(B)). In Count One of their First Amended Complaint, Plaintiffs re-allege that Defendant
has violated (1) the Sunshine Act, 5 U.S.C. § 552b, and (2) its regulations promulgated pursuant
to the Sunshine Act, as found at 33 C.F.R § 209.50. [15] at ¶¶ 63-75. In Count Two of the First
Amended Complaint, Plaintiffs alternatively allege that the MRC qualifies as an advisory
committee under the FACA,
5 U.S.C. § 1001
, et seq., that tracks the transparency requirements of
the Sunshine Act. As such, Plaintiffs assert that the MRC has failed to adhere to FACAâs statutory
scheme for open meetings, notices of meetings, records maintenance, and the specific provisions
regarding closure of meetings.
Id. at ¶¶ 76-87
. Plaintiffs seek a declaratory judgment, injunctive
relief, mandamus relief, and other relief as may be appropriate to require the MRC to remedy its
past non-compliance and to comply prospectively with the provisions of the Sunshine Act, FACA,
and related regulations.
Id. at ¶¶ 63-88
.
Thereafter, the Court entered an Order mooting the Motion to Dismiss [11]. See Text Only
Order (1/3/2025). The MRC responded to the First Amended Complaint with the present Motion
to Dismiss [18]. Echoing its previous arguments, the MRC argues that Count Oneâs Sunshine Act
claim should be dismissed pursuant to Rule 12(b)(6) because it is not an âagencyâ under the Act.
2 When referring to documents filed in the Courtâs CM/ECF system, the page numbers indicate pagination assigned
by CM/ECF.
Additionally, the MRC posits that the meetings at issue do not qualify as Sunshine Act âmeetingsâ
because they do not involve the deliberations of a quorum of agency members âwhere such
deliberations determine or result in the joint conduct or disposition of official agency business.â 5
U.S.C. § 552b(a)(2).
Turning to Count Twoâs FACA allegations, the MRC argues that it should be dismissed
for lack of subject matter jurisdiction because FACA does not provide a private right of action.
See Fed. R. Civ. P. 12(b)(1). The MRC further asserts that Plaintiffs are not entitled to relief under
the Mandamus Act,
28 U.S.C. § 1361
, because Plaintiffs have not made the extraordinary showing
required to obtain that form of relief. Defendant argues that FACA does not apply to the MRC
because its nature is primarily operational, with only secondary advisory functions. Finally, the
MRC argues that even if FACA applies, it would not apply to the meetings at issue because they
are largely preparatory, and, under the applicable regulations, preparatory meetings need not
comply with FACA. Thus, the MRC concludes that because Plaintiffs have not shown a clear
right to relief under FACA, this Court is without jurisdiction to award mandamus relief.
II. FACTUAL BACKGROUND
With its enactment of
33 U.S.C. § 641
in 1879, Congress created Defendant Mississippi
River Commission (âMRCâ) to, among other things, conduct surveys and develop âplans to protect
the banks of the river, improve navigation of the river, and prevent flooding.â Harrison Cnty.,
Miss. v. Mississippi River Commân, No. 1:19cv986-LG-RPM,
2021 WL 4164679
, at *5 (S.D.
Miss. Sept. 13, 2021)(citing
33 U.S.C. § 647
). âThe MRC is required to submit [its] reports to the
Secretary of the Army, who transmits the reports to Congress.â
Id.
The MRC is composed of
seven commissioners appointed by the President of the United States.3
33 U.S.C. § 642
. âThree
3 As a part of the Presidential Appointment Efficiency and Streamlining Act,
Pub. L. No. 112-166, 126
Stat. 1283
(2012), Congress deleted the Senate confirmation requirement for MRC Commissioners.
members of the MRC are selected from the United States Army Corps of Engineers, one from the
National Ocean Survey and three âfrom civil life, two of whom shall be civil engineers.ââ Harrison
Cnty.,
2021 WL 4164679
, at *5. According to statute,
Any funds which are appropriated by Congress for improving the Mississippi River
. . . may be expended, under the direction of the Secretary of the Army, in
accordance with the plans, specifications, and recommendations of the [MRC], as
approved by the Chief of Engineers, for levees upon any part of said river . . . in
such manner as, in their opinion, shall best improve navigation and promote the
interest of commerce at all stages of the river.
33 U.S.C. § 650
. In the aftermath of the Great Flood of 1927, Congress gave increased
responsibility to the MRC to investigate and make recommendations for flood control in the
Mississippi River Basin as a part of the Mississippi River and Tributaries project, created by the
1928 Flood Control Act. See 33 U.S.C. §§ 702a, 702h.4
As required by statute, the MRC holds meetings on government boats during its semiannual
inspection trips on the Mississippi River.
33 U.S.C. § 646
. Otherwise, according to statute, the
MRCâs meetings âshall be held at said headquarters and general offices, the times of said meetings
to be fixed by the president of the commission, who shall cause due notice of such meetings to be
given members of the commission and the public.â
Id.
According to the First Amended Complaint, Plaintiff Emmerich is a parent and holding
company which owns 100% of the stock in twenty-two subsidiary companies that publish
4 Section 702h states, in relevant part that:
The project herein authorized shall be prosecuted by the Mississippi River Commission under the
direction of the Secretary of the Army and supervision of the Chief of Engineers and subject to
[certain] provisions . . . of this title. It shall perform such functions and through such agencies as
they shall designate after consultation and discussion with the president of the commission. For all
other purposes the existing laws governing the constitution and activities of the commission shall
remain unchanged. The commission shall make inspection trips of such frequency and duration as
will enable it to acquire first-hand information as to conditions and problems germane to the matter
of flood control within the area of its jurisdiction; and on such trips of inspection ample opportunity
for hearings and suggestions shall be afforded persons affected by or interested in such problems.
newspapers in print and digital forms across Mississippi, Arkansas, and Louisiana. Am. Compl.
[15] at ¶¶ 16-22. Emmerich alleges that â[o]pen meetings and governmental transparency are
fundamentalâ to its business.
Id. at ¶ 18
. Emmerich further alleges that flooding of the Mississippi
River is a significant story that affects its own properties, as well as that of the residents of and the
state of Mississippi, resulting in lost revenues and higher insurance premiums.
Id. at ¶¶ 19-20
. It
argues that lack of access to MRC meetings undermines its ability to serve its customers and fulfill
its role as a news organization.
Id. at ¶ 21
.
Plaintiff Howard Jones lives in Natchez, Mississippi, and is the principal owner of a lumber
company that owns nearly three hundred acres in two locations on the Mississippi River in
southwest Mississippi and âmanages about 150,000 acres up and down the Mississippi River.â
Id.
at ¶¶ 23, 33
. Through his business, Jones is âimpacted by flooding on the Mississippi batture,[5]
to the extent that flooding destroys or damages timber or impacts his ability to harvest timber.â
Id. at ¶ 23
.
In this case, Plaintiffs allege that for many years, and at least since 2010, Defendant MRC
violated provisions of the Sunshine Act, 5 U.S.C. § 552b, its related regulations at 33 C.F.R §
209.50, and the FACA,
5 U.S.C. § 1001
, et seq., by holding secret, non-public meetings.
Id. at ¶
8
. According to Plaintiffs, the non-public meetings were different from the public forums
announced in the Federal Register and on its web site, which were principally used for public
5 The term âbattureâ ârefers to the lands and waters remaining between federal levees or bluffs along the eastern and
western banks of the [Mississippi] river. It is what remains of the riverâs active floodplain. The batture covers
approximately 2 million acres between Cairo, Illinois, and Baton Rouge, Louisiana.â See
https://www.lmrcc.org/habitat/the-batture-what-is-it-and-why-is-it-important/ (last visited Apr. 22, 2025) (citing to
D.S. Biedenharn, K.J. Killgore, C.D. Little, Jr., C.E. Murphy, and B.A. Kleiss, Attributes of the Lower Mississippi
River Batture, MRG&P Technical Note No. 4, March 2018 (a report prepared for the MRC by the Mississippi River
Geopmorphology & Potamology Program, a part of the Engineer Research and Development Center of the U.S. Army
Corps of Engineers)). âDownstream of Baton Rouge, the area between levees or high banks averages less than 1 mile
wide. Upstream of Baton Rouge, the batture averages 6.5 miles wide and is up to 15 miles wide in some places.â
Id.
relations purposes.
Id. at ¶¶ 30-40
. Instead, the MRC does not provide public notice of the non-
public meetings, which are utilized for engineering briefings, technical and policy presentations
by Corps of Engineer personnel, and other issues related to management of the waterway.
Id. at
¶¶ 41-55
. Public records of topics, agendas, and/or transcripts of these meetings do not exist.
Id.
Contrary to the MRCâs current practice, Plaintiffs allege that from 1977 to 2010, the MRC
provided public notices of meetings with identified subject matter related to waterway
management, which were labeled as âSunshine Act Meeting[s].â
Id. at ¶ 56
. However, Plaintiffs
allege that since 2010, the public has been, in effect, denied access to MRC meetings in which
actual waterway management has been discussed and, in short, nearly all of the MRCâs work since
2010 has been done in secret.
Id. at ¶¶ 56-62
. Of chief concern to Plaintiffs is the impact the
decisions made by the MRC in these meetings have had on flood control and the resulting damage
(both short- and long-term) to Plaintiff Jonesâs property and other properties.
Id. at ¶¶ 58-59
. And
without access to the meetings, Plaintiffs allege that they cannot ascertain the bases and
motivations for the MRCâs decisions.
Id.
Plaintiffs seek a declaratory judgment, injunctive relief,
and other appropriate relief requiring the MRC to comply with the Sunshine Act, its related
regulations, and/or FACA, and to remedy its prior alleged non-compliance.
Id. at ¶ 88
.
III. DISCUSSION
A. Count One â Sunshine Act
1. Rule 12(b)(6) Legal Standard
The Federal Rules of Civil Procedure require that each claim in a complaint include a âshort
and plain statement . . . showing that the pleader is entitled to relief.â Fed. R. Civ. P. 8(a)(2). Each
claim must include enough factual allegations âto raise a right to relief above the speculative level.â
Bell Atl. Corp. v. Twombly,
550 U.S. 544, 555
(2007).
Defendant MRC has moved to dismiss Count Oneâs Sunshine Act claim, see 5 U.S.C. §
552b, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure. To survive a motion to
dismiss under Rule 12(b)(6), the âcomplaint must contain sufficient factual matter, accepted as
true, to state a claim to relief that is plausible on its face.â Great Lakes Dredge & Dock Co. LLC
v. La. State,
624 F.3d 201, 210
(5th Cir. 2010). âTo be plausible, the complaintâs factual
allegations must be enough to raise a right to relief above the speculative level.â
Id.
(punctuation
omitted). Facial plausibility exists âwhen the plaintiff pleads factual content that allows the court
to draw the reasonable inference that the defendant is liable for the misconduct alleged.â Ashcroft
v. Iqbal,
556 U.S. 662, 678
(2009). This is a âcontext-specific task that requires the reviewing
court to draw on its judicial expertise and common sense.â
Id. at 679
.
The Court must âaccept all well pleaded facts as true and construe the complaint in the
light most favorable to the plaintiff.â Great Lakes,
624 F.3d at 210
. But the Court will not accept
as true âconclusory allegations, unwarranted factual inferences, or legal conclusions.â
Id.
Likewise, âa formulaic recitation of the elements of a cause of action will not do.â PSKS, Inc. v.
Leegin Creative Leather Prods., Inc.,
615 F.3d 412, 417
(5th Cir. 2010)(punctuation omitted.
âWhile legal conclusions can provide the framework of a complaint, they must be supported by
factual allegations.â Iqbal,
556 U.S. at 679
. âThis standard âsimply calls for enough fact to raise
a reasonable expectation that discovery will reveal evidence ofâ the necessary claims or elements.â
In re S. Scrap Material Co., LLC,
541 F.3d 584, 587
(5th Cir. 2008)(citing Twombly,
550 U.S. at
556
). Ultimately, the Courtâs task âis to determine whether the plaintiff has stated a legally
cognizable claim that is plausible, not to evaluate the plaintiffâs likelihood of success.â In re
McCoy,
666 F.3d 924, 926
(5th Cir. 2012)(citing Lone Star Fund V (U.S.), L.P. v. Barclays Bank
PLC,
594 F.3d 383, 387
(5th Cir. 2010)).
âThe courtâs review is limited to the complaint, any documents attached to the complaint,
and any documents attached to the motion to dismiss that are central to the claim and referenced
by the complaint.â Ironshore Europe DAC v. Schiff Hardin, LLP,
912 F.3d 759, 763
(5th Cir.
2019). The Court may also consider matters of public record, Davis v. Bayless,
70 F.3d 367
, 372
n.3 (5th Cir. 1995), and any other matters of which it may take judicial notice. Funk v. Stryker
Corp.,
631 F.3d 777, 783
(5th Cir. 2011).
2. Analysis
Plaintiffs allege that MRC has (1) violated the Sunshine Act, and (2) violated the
regulations promulgated pursuant to the Sunshine Act, found at
33 C.F.R. § 209.50
. Congress
passed the Sunshine Act âto open the deliberations of multi-member federal agencies to public
view. It believed that increased openness would enhance citizen confidence in government,
encourage higher quality work by government officials, stimulate well-informed public debate
about government programs and policies, and promote cooperation between citizens and
government.â Common Cause v. Nuclear Reg. Commân,
674 F.2d 921
, 928 (D.C. Cir. 1982).
Subject to certain exceptions not applicable to this action,6 Congress mandated that âevery portion
of every meeting of an agency shall be open to public observation.â 5 U.S.C. § 552b(b). In sum,
Congress âsought to make government more fully accountable to the people.â Common Cause,
674 F.2d at 928.
Defendant MRC argues that Plaintiffsâ First Amended Complaint fails to state a claim
6 Exceptions include, broadly speaking, matters related to national defense and foreign policy, internal personnel rules
and practices of an agency, non-discretionary matters, privileged or confidential trade secrets and commercial or
financial information obtained from a person, crimes or formal censuring of a person, information of a personal nature
where disclosure would be an unwarranted invasion of personal privacy, certain law enforcement investigatory
records, information related to regulation and supervision of financial institutions, premature disclosure of information
that could lead to significant speculation in the financial markets or endanger the stability of any financial institution,
information regarding proposed agency action (with delineated exceptions), and certain legal proceedings. 5 U.S.C.
§ 552b(c). The MRC admits in its Memorandum that these exceptions are not applicable here. [19] at p. 22.
under the Sunshine Act because it is not an âagencyâ as defined by the Act. The Sunshine Act
incorporates the Freedom of Information Actâs7 (âFOIAâ) definition of an agency and states that
an âagencyâ under the Act âmeans any agency, as defined in section 552(e)[8] of this title, headed
by a collegial body composed of two or more individual members, a majority of whom are
appointed to such position by the President with the advice and consent of the Senate . . . .â 5
U.S.C. § 552b(a)(1). Likewise, for reasons explained below, it is instructive that FOIAâs definition
of âagencyâ has been employed to interpret that term as used in the Administrative Procedure Act
(âAPAâ),
5 U.S.C. § 701
(b). See Soucie v. David,
448 F.2d 1067, 1073
(D.C. Cir. 1971)(using
FOIAâs definition of âagencyâ to find that, for purposes of the APA, the Office of Science and
Technology was an âagency.â).
That distinction is relevant to the present case because, drawing on Soucieâs clarification
of the term âagencyâ as found in FOIA, this Court has previously concluded that âthe MRC does
not qualify as an âagencyâ under
5 U.S.C. § 701
(b)(1)â of the APA, and, therefore, could not be
sued under the APA. Harrison Cnty.,
2021 WL 4164679
, at *5.9 In that case, the Court examined
the MRCâs work, noting that its âduties include conducting surveys and developing plans to, inter
alia, protect the banks of the river, improve navigation of the river, and prevent flooding.â
Id.
Explaining its rationale, this Court stated that â[t]he MRC does not have decision-making
authority. Instead, it merely provides recommendations for flood control to the Corps [of
Engineers]. It does not make binding rules of general application. Ultimately, it is the decisions
7
5 U.S.C. § 552
.
8 Section 552(e) was subsequently redesignated as
5 U.S.C. § 552
(f).
9 See also Electronic Privacy, 466 F. Supp. 3d at 107 (observing that Congress expanded FOIAâs definition of agency
with 1974 amendments to FOIA ââto encompass entities that might have eluded the APAâs definition [of agency] in
§ 551(1).ââ)(citations omitted). Thus, the court concluded that Congress âallowed for something to be an âagencyâ
under § 552(f)(1) [of FOIA] but not an âagencyâ under § 551(1) or § 701(b)(1) [of the APA]. In other words, because
of the 1974 amendment [to FOIA], all APA agencies are FOIA agencies, but not vice-versa.â Id. (emphasis in
original).
of the Corps, which may be based upon recommendations by the MRC, that are reviewableâ under
the APA. Id.
Likewise, because this Court has previously determined that the MRC is not an âagencyâ
under the APA based on FOIAâs definition of the term, it logically follows that it is not an agency
under the Sunshine Act, which also uses FOIA to define âagency.â Moreover, its members are no
longer subject to Senate confirmation, which is a requirement of an âagencyâ under the Sunshine
Act. See 5 U.S.C. § 552b(a)(1). Accordingly, the Court hereby grants MRCâs Rule 12(b)(6)
Motion to Dismiss Plaintiffâs claim based on the Sunshine Act itself.
This does not, however, extinguish the portion of Plaintiffsâ claim seeking enforcement of
the MRCâs regulations promulgated pursuant to the Sunshine Act, as found at
33 C.F.R. § 209.50
.
Am. Compl. [15] at ¶¶ 71-75, 88. Plaintiffs allege that the âMRC has violated the Sunshine Act
and the MRCâs own regulations since approximately 2010 by failing to provide notice of and
access to meetings at which it conducts its business of prosecuting the MR&T Project.â
Id. at ¶
75
. Furthermore, after quoting from 5 U.S.C. § 552b(a)(2) regarding the definitions of âmeetingsâ
and âdeliberations,â Plaintiffs further allege that the âvarious MRC meetings discussed in this
Amended Complaint are all in furtherance of the MRCâs disposition of official agency business
and subject to the Sunshine Act, as was long understood by the Corps prior to approximately
2010.â Id. at ¶ 67.
Based on the deposition testimony of Corps personnel and citing specific types of meetings,
Plaintiffs point to four categories of meetings as examples of meetings from which they have been
wrongly excluded: (1) detailed engineering briefings by District Commanders, id. at ¶¶ 44-47; (2)
technical and policy presentations and related presentations by Corps of Engineers Personnel, id.
at ¶¶ 48-50; (3) information or issues presented by the District Engineer, Corps experts, or other
sources, id. at ¶ 51; and (4) the âwinter meetingsâ held at MRC Headquarters in Vicksburg,
Mississippi. Id. at ¶¶ 53-55. Plaintiffs seek a writ of mandamus to compel the MRCâs compliance
with
33 C.F.R. § 209.50
, thereby providing them access to the foregoing categories of meetings.
Under the Mandamus Act, a district court has âjurisdiction [over] any action in the nature
of mandamus to compel an officer or employee of the United States or any agency thereof to
perform a duty owed to the plaintiff.â
28 U.S.C. § 1361
. â[M]andamus jurisdiction exists if the
action is an attempt to compel an officer or employee of the United States or its agencies to perform
an allegedly nondiscretionary duty owed to the plaintiff.â Wolcott v. Sebelius,
635 F.3d 757, 766
(5th Cir. 2011). However, the Court must be mindful to ââavoid tackling the merits under the ruse
of assessing jurisdiction.ââ
Id. at 763
(citation omitted).
Section 209.50 incorporates the language of the Sunshine Act and provides that its purpose
is to:
afford to the public, to the fullest possible extent, information regarding the
decisionmaking processes of the Mississippi River Commission and to open all
meetings of the Mississippi River Commission to public observation except in
instances where a portion or portions of a meeting may be closed to the public in
accordance with this regulation in order to protect the rights of individuals and/or
in order to permit the Mississippi River Commission to carry out its statutory and
assigned functions and responsibilities.
33 C.F.R. § 209.50
(a)(1)(2025). Under the regulation, a âmeetingâ is defined as âthe deliberations
of at least a majority of the Commissioners where such deliberations determine or result in the
joint conduct or disposition of official Commission business,â with certain exclusions related to
deliberations regarding closure of meetings.
Id.
at § 209.50(b)(6).
The MRC does not directly address the continued viability of the regulations. However,
in the section of its brief addressing the statute, the MRC labels Plaintiffsâ allegations regarding
the meetings as âconclusory.â See Mem. [19] at p. 23. The MRC argues that Plaintiffs have
insufficiently pleaded their claim with regard to the meetings that are subject to the Sunshine Act
because the First Amended Complaint does not specifically allege that the meetings included
âdeliberationsâ and fails to provide specific facts from the closed meetings.
Although the Court has held that the MRC no longer falls under the Sunshine Act, the
regulations promulgated for the MRC pursuant to the Sunshine Act are still in force. âSo long as
a regulation is extant it has the force of lawâ and must be followed as written until it is rescinded
or amended. United States v. Nixon,
418 U.S. 683, 695-696
(1974). âWhere the rights of
individuals are affected, it is incumbent upon agencies to follow their own procedures.â Gulf
States Mfrs., Inc. v. N.L.R.B.,
579 F.2d 1298
, 1308â1309 (5th Cir. 1978), on reh'g,
598 F.2d 896
(5th Cir. 1979). A regulation âis binding law governing the agencyâs decisions in this realm and,
as long as it is on the books, it must be followed.â Center for Auto Safety v. Dole,
828 F.2d 799,
803
(D.C. Cir. 1987), on rehâg,
846 F.2d 1532
(D.C. Cir. 1988).
Thus, because
33 C.F.R. § 209.50
is still âon the books,â it has the force of law, and the
MRC is duty-bound to follow it. The MRCâs argument that the First Amended Complaint falters
because it fails to allege specifically that the meetings at issue include âdeliberationsâ is
disingenuous. The First Amended Complaint invoked both 5 U.S.C. § 552b(a)(2) regarding the
definitions of âmeetingsâ and âdeliberations,â as well as the regulation,
29 C.F.R. § 209.50
.
Plaintiffs alleged that the âMRC has violated the Sunshine Act and the MRCâs own regulations
since approximately 2010 by failing to provide notice of and access to meetings at which it
conducts its business of prosecuting the MR&T Project.â
Id. at ¶ 75
(emphasis added). The First
Amended Complaint proceeds to set out, in detail, the various categories of meetings from which
Plaintiffs have been excluded. However, because Plaintiffs have been excluded from the subject
meetings, and there are no transcripts or records regarding the subject meetings due to the MRCâs
practice of conducting the meetings in private, Plaintiffs are at an obvious disadvantage with regard
to their ability to allege specific underlying facts regarding whether âdeliberationsâ occurred at the
meetings. This disadvantage can be cured during the course of discovery. See In re S. Scrap
Material Co., LLC,
541 F.3d at 587
(âThis standard âsimply calls for enough fact to raise a
reasonable expectation that discovery will reveal evidence ofâ the necessary claims or
elements.â)(citation omitted).
As is well-settled, the Rules only require a âshort and plain statement . . . showing that the
pleader is entitled to relief.â Fed. R. Civ. P. 8(a)(2). Moreover, a complaint needs to plead âonly
enough facts to state a claim to relief that is plausible on its faceâ to nudge its claim âacross the
line from conceivable to plausible.â Twombly,
550 U.S. at 570
. The First Amended Complaint
exceeds those standards with regard to its claim based on
33 C.F.R. § 209.50
, and the related non-
discretionary duties created by the regulation. Accordingly, because Plaintiff has alleged a
âplausibleâ claim for enforcement of
33 C.F.R. § 209.50
, the regulation governing public access
to meetings of the MRC, this aspect of Defendant MRCâs Motion to Dismiss is denied.
B. Count Two â FACA
1. Rule 12(b)(1) Legal Standard
Defendant MRC has moved to dismiss Plaintiffsâ FACA claim under Rule 12(b)(1),
arguing that the court lacks jurisdiction over the claim. In this Rule 12(b)(1) facial attack on the
complaint, the Court is required âmerely to decide if the plaintiff has correctly alleged a basis for
subject matter jurisdiction.â United States ex rel. Academy Health Ctr., Inc. v. Hyperion
Foundation, Inc., No. 3:10cv552-CWR-LRA,
2014 WL 3385189
, at *40 (S.D. Miss. July 9, 2014).
âFor purposes of the motion, the allegations in the complaint are taken as true.â
Id.
(citation
omitted). In so doing, the Court must ââassume the truth of all material factual allegations in the
complaint and construe the complaint liberally, granting plaintiff the benefit of all inferences that
can be derived from the facts alleged.ââ Electronic Privacy Info. Ctr. v. National Sec. Commân on
Artificial Intelligence,
466 F. Supp. 3d 100
, 106 (D.D.C. 2020)(quoting American Natâl Ins. Co.
v. FDIC,
642 F.3d 1137, 1139
(D.C. Cir. 2011)). ââA Rule 12(b)(1) motion should be granted only
if it appears certain that the plaintiff cannot prove a plausible set of facts that establish subject
matter jurisdiction.ââ Staten v. Harrison Cnty., Miss., No. 1:19cv560-KS-RHW,
2020 WL
1644991
, at *4 (S.D. Miss. Apr. 2, 2020)(quoting Davis v. United States,
597 F.3d 646, 649
(5th
Cir. 2009)). Additionally, the Court may take judicial notice of matters of public record.
Id.
(citing
Martinez v. McLane,
792 F. Appâx 282
, 284 (5th Cir. 2019)(citing Fed. R. Evid. 201)).
2. Analysis
Turning to the statute, indeed, ââFACA does not create a private right of action.ââ America
First Legal Found. v. Cardona,
630 F. Supp. 3d 170
, 177 (D.D.C. 2022)(quoting Freedom Watch,
Inc. v. Obama,
807 F. Supp. 2d 28, 32
(D.D.C. 2011)). Therefore, plaintiffs seeking relief under
FACA must bring their claims under another right of action.
Id.
It is common for plaintiffs seeking
similar relief to assert a cause of action under the APA, but that avenue is foreclosed because this
Court has held, as stated above, that the MPC is not an agency under the APA. See also
id.
Instead, Plaintiffs seek to employ the Mandamus Act,
28 U.S.C. § 1361
, and the
Declaratory Judgment Act,
28 U.S.C. § 2201
, to bootstrap their FACA claims into existence. Their
attempt to use the Declaratory Judgment Act fails, however, as â[i]n general, a count for [relief
under the Declaratory Judgment Act] âis not cognizable as a separate cause of action, but it is more
properly included in the [] prayer for relief.ââ Walpin v. Corporation for Nat. and Cmty. Serv.,
718
F. Supp. 2d 18, 24
(D.D.C. 2010)(alteration in original).
On the other hand, as discussed supra in Section III(A)(2), the Mandamus Act âgrants
district courts original jurisdiction over âany action in the nature of mandamus to compel an officer
or employee of the United States or any agency thereof to perform a duty owed to the plaintiff.ââ
Baptist Memâl Hosp. v. Sebelius,
603 F.3d 57, 62
(D.C. Cir. 2010) (quoting
28 U.S.C. § 1361
).
ââMandamus is [often] the only vehicle for FACA claims against an advisory committee itself,
âbecause an advisory committee is not an agency subject to the APA and FACA provides no private
right of action.ââ America First, 630 F. Supp. 3d at 177 (quoting NAACP Legal Def. and Educ.
Fund v. Barr,
496 F. Supp. 3d 116
, 145 (D.D.C. 2020)).
Accordingly, the Court looks at the requirements of the Mandamus Act. âIf a federal
official . . . has a clear obligation to perform a duty, the plaintiff has a clear right to relief, and there
is no other adequate remedy available to the plaintiff, a court may grant mandamus relief.â
Freedom Watch,
807 F. Supp. 2d at 34
(citations omitted). â[I]f there is no clear and compelling
duty under the statute as interpreted, the district court must dismiss the action. To this extent,
mandamus jurisdiction under § 1361 merges with the merits[,]â and will be evaluated by whether
the claim is sufficiently pled. In re Cheney,
406 F.3d 723, 729
(D.C. Cir. 2005). Even so, the
Fifth Circuit has counseled that district courts should be mindful to ââavoid tackling the merits
under the ruse of assessing jurisdiction.ââ Wolcott,
635 F.3d at 763
(citation omitted).
A bit of background about FACA is in order. âFACA was born of a desire to assess the
need for the ânumerous committees, boards, commissions, councils, and similar groups which have
been established to advise officers and agencies in the executive branch of the Federal
Government.ââ Public Citizen v. U.S. Depât of Justice,
491 U.S. 440, 445-446
(1989)(quoting 5
U.S.C. App. 2 § 2(a)10). âFACA's requirement that advisory committee meetings be open to the
10 The Appendix has since been repealed and recodified at
5 U.S.C. § 1000
, et seq. See
Pub. L. No. 117-286, § 7
,
136
Stat. 4361
(2022). Congress stated that the restatement of the law and its recodification did ânot change the meaning
or effect of the existing law or impair the precedential value of earlier judicial decisions or other interpretations.â
Id.
public, at issue here, âfacilitate[s] public monitoring of advisory committees, thereby reducing the
likelihood that advisory committees can serve as secretive channels for special-interest access to
agencies.ââ Holy Cross Neighborhood Ass'n v. Julich,
106 F. Supp. 2d 876, 881
(E.D. La. 2000)
(citations omitted).
FACA defines âadvisory committee,â as follows:
[a] committee, board, commission, council, conference, panel, task force, or other
similar group, or any subcommittee or other subgroup thereof (hereafter in this
paragraph referred to as âcommitteeâ) that is established or utilized to obtain advice
or recommendations for the President or one or more agencies or officers of the
Federal Government and that is â
(i) established by statute or reorganization plan;
(ii) established or utilized by the President; or
(iii) established or utilized by one or more agencies.
5 U.S.C. § 1001
(2)(A). An âadvisory committeeâ excludes a committee âthat is composed wholly
of full-time, or permanent part-time, officers or employees of the Federal Government,â as well as
committees established by the National Academy of Sciences or the National Academy of Public
Administration.
5 U.S.C. § 1001
(2)(B). FACA also provides that âthe function of advisory
committees should be advisory only, and all matters under their consideration should be
determined, in accordance with law, by the official, agency, or officer involved.â
Id.
at §
1002(b)(6). Likewise, the applicable regulation excludes from FACA â[a]ny committee
established to perform primarily operational as opposed to advisory functions. Operational
functions are those specifically authorized by statute . . . such as making or implementing
Government decisions or policy.â
41 C.F.R. § 102-3.40
(j). The regulations further provide that a
âcommittee designated as operational may be covered by the Act if it becomes primarily advisory
in nature.â
Id.
Applying the statutory definition, it appears that the MRC meets the criteria of a FACA
advisory committee. It is a âcommissionâ that was âestablished or utilized to obtain advice or
recommendationsâ for the Secretary of the Army and that is âestablished by statute.â By statute,
Congress tasked it with making âplans, specifications, and recommendations . . . for levees upon
any part ofâ the Mississippi River âin such a manner as, in their opinion, shall best improve
navigation and promote the interest of commerce at all stages of the river.â
33 U.S.C. § 650
. The
1928 Flood Control Act expanded the MRCâs responsibilities for acquiring âfirst-hand
informationâ and making plans for flood control on the Mississippi River, but clarified that its
mission remained âunchanged.â See 33 U.S.C. § 702h (âFor all other purposes the existing laws
governing the constitution and activities of the commission shall remain unchanged.â). As fully
explored in Harrison Cnty., it does not make or implement Government decisions or policy. See
41 C.F.R. § 401-3.40
(j); Harrison Cnty.,
2021 WL 4164679
, at *5.
Indeed, the MRCâs website echoes its statutory mandate, stating that upon its establishment
in 1879, âCongress charged the MRC with the mission to develop plans to improve the condition
of the Mississippi River, foster navigation, promote commerce, and prevent destructive floods . . .
.â https://www.mvd.usace.army.mil/About/Mississippi-River-Commission-MRC/ (last visited
Apr. 18, 2025); see Martinez, 792 F. Appâx at 284 (the Court may take judicial notice of matters
of public record). The web site further describes that â[t]oday the MRC . . . provides water
resources engineering direction and policy advice to the Administration, Congress, and the Army
. . . by overseeing the planning and reporting on the improvements on the Mississippi River.â Id.
In its initial Motion to Dismiss [13], the MRC emphasized its âlack of decision-making
authorityâ and asserted that it âis instead primarily an advisory body.â [13] at p. 13. The MRC
likened itself to the Fishery Management Council in Flaherty v. Ross, stating that it âconducts
research and prepares plans, reports, and recommendations, but does not implement them.â Id.
(citing Flaherty v. Ross,
373 F. Supp. 3d 97, 106
(D.D.C. 2019)). In Flaherty, the court found that
despite its âconsiderable resources to conduct research, issue reports, and develop proposals,â the
authority to make final decisions on the Fish Management Councilâs recommendations remained
with the Secretary of Commerce, therefore it was not an âagencyâ under the APA. The Council
was as âan advisory bodyâ âat its core.â Flaherty,
373 F. Supp. 3d at 106
. Likewise, in Harrison
Cnty., the government characterized the MRC as âprimarily an advisory bodyâ that âprepares plans
and recommendations, but [] does not independently implement them.â Harrison Cnty., Civil
Action No. 1:19cv986-LG-RPM, Mem. [17] at p. 15. The MRC argued that by its structure,
function, and mandate, âCongress designed it to be an advisory body.â Id. at p. 16. Once again,
in that briefing the MRC compared itself to the Fishery Management Council in Flaherty. Id.
(quoting Flaherty,
373 F. Supp. 3d at 106
)(â[a]t its core, the Council is an advisory body.â).
However, in its present motion, the MRC has backpedaled from that position, arguing
instead that its duties are âprimarily operationalâ in nature, âwith only secondary advisory
functions,â therefore FACA does not apply to it. [19] at p. 29. It bases that position on the
provision of FACA that states that âthe function of advisory committees should be advisory only,
and all matters under their consideration should be determined, in accordance with law, by the
official, agency or officer involved.â
5 U.S.C. § 1002
(b)(6). The MRC touts its statutory
operational mandate to survey and study the river, operate vessels on it to carry out that work, its
âprosecutionâ of the Mississippi River and Tributaries Project pursuant to 33 U.S.C. § 702h, and
its inspection trips as evidence that, by statute, it is operational in nature. In the Courtâs view,
however, the MRCâs reading of âadvisoryâ is too restrictive, and the MRC seeks to have it both
ways â that is, it seeks to be âadvisoryâ when convenient for its purposes, and âoperationalâ at
other times.
Instead, the MRCâs operational responsibilities give rise to or beget its advisory duties. At
the end of the day, and as alleged in the First Amended Complaint, its advisory duties are
paramount to its mission and a culmination of its operational duties. That is, its advisory duties,
by statute, form the âcoreâ of its mission. As this Court has previously found, the MRC âmerely
provides recommendations for flood control to the Corps [of Engineers],â with the ultimate
decision-making power resting in the Corps, as established by statute. Harrison Ctny.,
2021 WL
4164679
, at *5.
The MRC also attempts to portray the meetings at issue as âpreparatory,â11 and thus not
subject to FACA. The MRC argues, once again, that these meetings did not involve
âdeliberations,â and, instead, represent information-gathering âpreparatory workâ excluded from
the procedural requirements of the applicable regulations.
41 C.F.R. § 102-3.160
(a)(2025). The
MRC makes this argument despite the fact that it admittedly conducted the subject meetings in
private, and no transcripts or records of the meetings exist. In other words, the MRC argues that
the Court should accept as truth its factual characterization of the meetings. However, at this
juncture, the allegations in the complaint â not the factual assertions underpinning the arguments
of a defendant â are taken as true. See Academy Health Ctr.,
2014 WL 3385189
, at *40.
Thus, assuming the truth of Plaintiffsâ factual allegations, it appears that they have alleged
a âplausible set of facts that establish subject matter jurisdiction.â Staten,
2020 WL 1644991
, at
*4. Therefore, because the MRC meets the statutory definition of an advisory committee, the
11 The applicable regulations exclude from the notice and open meeting requirements of FACA meetings defined as
âpreparatory workâ at which committee members are âconvened solely to gather information, conduct research, or
analyze relevant issues and facts in preparation for deliberation by advisory committee members in a public meeting
of the advisory committee. . . . These meetings to conduct preparatory work do not include deliberation among
advisory committee members.â
41 C.F.R. § 102-3.160
(a)(2025).
Court finds that Plaintiffs have sufficiently alleged that the MRC has a duty to adhere to FACA,
and thus can proceed with a FACA claim pursuant to the Mandamus Act. Accordingly,
Defendantâs Motion to Dismiss Plaintiffsâ FACA claim pursuant to Rule 12(b)(1) is denied.
IV. CONCLUSION
Accordingly, for the reasons set forth above, the Motion to Dismiss [18] is granted in part
and denied in part. The Motion is granted as to the claim based upon the Sunshine Act, denied as
to claim based upon
33 C.F.R. § 209.50
, and denied as to the claim based upon FACA.
SO ORDERED AND ADJUDGED, this 28th day of April, 2025.
/s/ Keith Starrett
KEITH STARRETT
UNITED STATES DISTRICT JUDGECase Information
- Court
- S.D. Miss.
- Decision Date
- April 28, 2025
- Status
- Precedential