AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
[[COURTLISTENER_SUBOPINION {"id":"11091098","type":"010combined","part":"opinion","author":null,"source_field":"html_with_citations"}]]
In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
No. 21-1513V
*************************
PORTIA EXUM, * Chief Special Master Corcoran
*
Petitioner, * Dated: May 27, 2025
*
v. *
*
SECRETARY OF HEALTH AND *
HUMAN SERVICES, *
*
Respondent. *
*
*************************
Amber Diane Wilson, Wilson Science Law, Washington, DC, for Petitioner.
Mary Novakovic, U.S. Department of Justice, Washington, DC, for Respondent.
DECISION ON REMAND 1
On June 25, 2021, Portia Exum filed a petition seeking compensation under the National
Vaccine Injury Compensation Program (the âVaccine Programâ). 2 Petitioner alleges that the
tetanus-diphtheria-acellular pertussis (âTdapâ) and measles-mumps-rubella (âMMRâ) vaccines
she received on August 20, 2018, caused her to develop autoimmune hepatitis (âAIHâ). Pet. at 1.
A one-day Entitlement Hearing was held on March 7, 2024, and after listening to the
witnessesâ testimony and evaluating the record, I determined that Petitioner was not entitled to
compensation. However, Petitioner prevailed on a motion for review, and the Court has ordered
me on remand to more fully describe the rationale for my conclusions (including my decisions to
accept, reject, and/or credit certain medical literature and expert testimony), and to revise my
analysis pertaining to alternative causes. Remand Order, dated Feb. 26, 2025 (ECF No. 82)
1
Under Vaccine Rule 18(b), each party has fourteen (14) days within which to request redaction âof any information
furnished by that party: (1) that is a trade secret or commercial or financial in substance and is privileged or
confidential; or (2) that includes medical files or similar files, the disclosure of which would constitute a clearly
unwarranted invasion of privacy.â Vaccine Rule 18(b). Otherwise, the whole Ruling will be available to the public in
its present form. Id.
2
The Vaccine Program comprises Part 2 of the National Childhood Vaccine Injury Act of 1986,
Pub. L. No. 99-660,
100
Stat. 3758, codified as amended at 42 U.S.C. §§ 300aa-10 through 34 (2012) (âVaccine Actâ or âthe Actâ).
Individual section references hereafter will be to § 300aa of the Act (but will omit that statutory prefix).
(âRemand Orderâ) at 44, 50â51. I have now done soâbut I reach the same conclusion that I did
after hearing. For, as discussed below, Petitioner was unable to preponderantly establish that the
Tdap and MMR vaccines can cause AIH, or did so in her case.
I. Factual Background
Pre-Vaccination History
Ms. Exum was born on January 29, 1988. Prior to the vaccinations at issue, she had a
history of gastrointestinal reflux issues, small intestinal bacterial overgrowth, and kidney stones.
Ex. 2 at 9â12; Ex. 3 at 273â75, 265â71. Notably, during a May 2018 ER visit for treatment of
kidney stones, Petitionerâs AST and ALT levels (liver enzymes) were tested but found to be
normal. Ex. 3 at 268. She also reported to an endocrinologist (who she saw in July 2018 for follow-
up regarding her kidney stone issues) that she had been taking certain mushrooms as an immune
booster, in anticipation of a trip she planned for later that year. Ex. 1 at 14.
Petitioner began preparing for overseas travel to Kenya and Tanzania in mid-August 2018.
See Declaration, dated June 8, 2021, filed as Ex. 11 (ECF No. 7-2) (âExum Decl.â) at 1 ¶7. As part
of that preparation, she received anti-malarial medication on August 17, 2018. Ex. 3 at 74. She
was instructed to begin taking the medication two days before visiting areas with high risk for
malaria, and to continue taking it for seven more days after leaving. Id. Three days later, on August
20, 2018, as additional preparation for her trip, she received the MMR and Tdap vaccines from her
employerâs health clinic, but declined the typhoid vaccine. Id. at 72â73; Exum Decl. at 1 ¶7.
Petitioner also at this time was provided travelerâs advisory information about risks of mosquito-
borne illnesses, diarrhea, and âmalaria prophylaxis.â Ex. 3 at 72.
There is no medical record evidence that Petitioner experienced any immediate reaction to
either of the vaccines she received on August 20th, or any notable symptoms in the more than one-
week period before travelling abroad.
Post-Vaccination Period and Symptoms Onset
Petitioner traveled to Kenya and Tanzania as planned, from August 29 to September 8,
2018. Ex. 4 at 35; Exum Decl. at 1 ¶8. While abroad, she reports having received four or five bug
bites. Ex. 4 at 35. Upon return, she felt fatigued, and had symptoms of gastroesophageal reflux
disease (âGERDâ) and indigestion in late September. Id.; Ex. 4 at 8. There is no other record
evidence from the month of September suggesting Petitioner was experiencing unusual
inflammation or signs of an infectious process.
2
Petitioner has alleged that she began to experience daily nausea in October 2018. Ex. 4 at
35; Exum Decl. at 1 ¶¶10â11. But there is no record evidence she sought treatment for it at this
time. At most, in a medical encounter in January 2019, Petitioner stated that her nausea felt
especially strong after a workout in mid-October. Ex. 4 at 8.
Later that same month, on October 26, 2018 (now over two months since the vaccinations
at issueâand six weeks after return from travel), Petitioner had a routine physical for life insurance
purposes. The record from this visit memorializes no complaints or reports of gastrointestinal
concerns, fatigue, or any other clinical symptoms. However, testing performed at this time revealed
the presence of elevated liver enzymes. Ex. 4 at 42 (ALT of 818 U/L with a 0-45 U/L normal
range, AST of 546 U/L with a 0-33 U/L normal range). She did not at this time, however, test
positive for biomarkers supporting the presence of inflammation, like âBUNâ or creatinine, 3 and
she tested negative for Hepatitis C antibody (which would have suggested the presence of an acute
or chronic infection that could result in liver disease). Id. at 40â41.
Petitioner followed up with a gastroenterologist a month later, on November 28, 2018, to
address both the elevated liver enzymes and her ongoing nausea, as well as related GI symptoms.
Ex. 3 at 280. An abdominal exam was unremarkable, with no signs of liver enlargement or
tenderness. Id. A physicianâs assistant (âPAâ) noted her recent abnormal liver function tests,
however, and that Petitioner reported right-sided distress. Id. at 282. The PA recommended testing
for an H. pylori bacterial infection, and that Petitioner try an over-the-counter anti-acid medication,
plus diet modifications to ease her GERD and related symptoms. Id. Petitioner was also referred
to a hepatologist to have an MRI of her liver. Id. at 283. Test results two days after this visit showed
even higher AST and ALT levels, but yielded negative results for H. pylori. Id. at 67â69.
Petitionerâs next treatment event occurred over five weeks later, at a visit to her primary
care physician (âPCPâ) on December 7, 2018. Ex. 3 at 61. She now reported upper right quadrant
abdominal pain, nausea, fatigue, and yellow eyes. Id. An abdominal exam was unremarkable, and
her PCP referred her to a hepatologist. Id. at 63. She also had her inter-uterine device (âIUDâ)
removed on December 6, 2018, to eliminate it as a potential source for her liver-related issues. Id.
at 242â43. She then visited the same PCP on December 14, 2018. Id. at 57. She now reported that
she had not completed the antimalarial drug course prescribed for her, and that some âdoctor
3
The BUN (or âblood urea nitrogenâ) test is used to measure the amount of urea nitrogen in the blood. See Blood
Urea Nitrogen (BUN) Test, Mayo Clinic, https://www.mayoclinic.org/tests-procedures/blood-ureanitrogen/about/pac-
20384821 (last visited on May 27, 2025). Urea nitrogen is a chemical waste product usually removed from the body
through the kidney, so a higher-than-normal BUN test result can stand as evidence that the kidneys or liver may not
be working properly. Id. Creatinine is a chemical waste product produced by muscle metabolism, and also filtered out
by the kidneys (and thus a high reading is further proof of kidney issues). See Creatine Test, Mayo Clinic,
https://www.mayoclinic.org/tests-procedures/creatinine-test/about/pac-20384646 (last visited on May 27, 2025). An
elevated BUN to creatinine measurement is evidence of blood volume depletion. McKown v. Sec. of Health & Human
Services, No. 15-1451V,
2019 WL 4072113
, at *15 (Fed. Cl. Spec. Mstr. July 15, 2019).
3
friendsâ of hers had expressed informal views that her condition could be the product of malaria
or other insect diseases resulting from big bites she had received while in Tanzania.
Id.
The PCP ordered additional lab work, and referred her to an infectious disease specialist.
Ex. 3 at 59. The lab work again showed elevated AST and ALT, but autoantibody testing for
biomarkers associated with AIH (anti-nuclear antibodies and anti-smooth muscle antibodies) were
negative.
Id. at 58
.
On December 19, 2018, Petitioner saw hepatologist Dr. Omobonike Oloruntoba for
evaluation of her elevated liver enzymes. Ex. 3 at 232â38. Petitioner denied the presence of known
risk factors for liver disease, such as alcohol consumption or IV drug use, as well as any medicines
or supplements (with the exception of âstarting Reishi mushroomsâ at some unspecified time).
Id.
at 232
. She did, however, acknowledge taking antimalarial medication for ten days in connection
with her oversees travel in August-September.
Id.
Dr. Oloruntoba noted that Petitioner displayed no signs of decompensated liver disease,
including icterus, jaundice, confusion, melena, hematochezia, hematemesis, bruising, weight loss,
or abdominal swelling, and an abdominal exam was again unremarkable. Ex. 3 at 232â33, 235.
But a liver MRI revealed the presence of two hyper-intense lesions consistent with adenomas
versus focal nodular hyperplasia (âFNHâ), and asymmetric dilation of the left renal vein.
Id.
at
235â36. The diagnostic differential offered by Dr. Oloruntoba included âpersistently elevatedâ
liver function tests (âLFTsâ), but with a ânegative serologic work up,â deeming lab results to be
âfortunately . . . not consistent with acute liver failure,â and hepatic adenoma versus FNH.
Id. at
237
. Additional lab results again showed elevated LFTs, but no signs of an active hepatitis
infection. Ex. 8 at 73. Dr. Oloruntoba ordered a liver biopsy and a repeat liver MRI with contrast
to be performed in six months. Ex. 3 at 237.
Subsequent Treatment for Hepatitis
Petitioner underwent the liver biopsy on January 3, 2019. Ex. 3 at 227â31. Results
established the presence of âmarked chronic inflammation,â as well as âpatchy moderate interface
necrosis.â
Id. at 229
. The findings were deemed by treaters to support a âbroad differential
diagnosisâ that included âinfection, the effects of medications/drugs/herbal remedies, Wilson
disease, 4 and autoimmune hepatitis.â Ex. 3 at 229.
4
Wilson disease is a rare, inherited disorder in which the body fails to eliminate excess copper, leading to its
accumulation in organs such as the liver or eyes. Wilson Disease, Dorlandâs Medical Dictionary Online,
https://www.dorlandsonline.com/dorland/definition?id=70938&searchterm=Wilson+disease (last visited on May 27,
2025). The build-up of copper can cause significant organ damage and various symptoms, including liver problems.
Id.
4
The next day, Petitioner saw hematology and oncology specialist Dr. Charles Eisenbeis,
who prepared a write-up/summary of his views on January 12, 2019. Ex. 3 at 221â26. The medical
history obtained at this time was consistent with what is described aboveâthat testing had begun
to reveal abnormal LFTs in October 2018 and remained elevated thereafter, along with the liver
MRI findings.
Id. at 223
. Dr. Eisenbeis also noted, however, that Ms. Exum had experienced no
more than mild fatigue as a clinical symptom, and that she had not tested positive for the presence
of hepatitis B or C.
Id.
And his own physical exam revealed nothing but the prior-reported nausea
plus dyspepsia.
Id. at 225
.
Dr. Eisenbeis observed elevated serum ferritin (iron) levels, which he attributed to
âobvious liver diseaseâ (adding that testing for a hereditary condition that could cause excess iron
deposits was negative). Ex. 3 at 222. He also suggested Petitioner was experiencing hepatitis, but
noted that â[w]orkup so far has been unrevealing for a cause of her liver disease.â
Id.
In mid-January, Petitioner received additional treatment for kidney stones and the lower
quadrant pain/nausea she had previously reported. Ex. 2 at 28â30. Labs from this visit also revealed
âvery elevatedâ ALT and AST levels.
Id. at 28
. Petitioner also purports to have received an AIH
diagnosis around this time frameâalthough no direct record proof has been offered in which Dr.
Oloruntoba, or any other qualified hepatologist, is memorialized to have offered this diagnosis.
On January 29, 2019, petitioner saw an infectious disease specialist, Henry Wu, M.D., for
a second opinion regarding the purported AIH diagnosis she had just received. Ex. 4 at 6. At this
time, her international travel from the early fall of 2018 was discussed, and she reported that she
had entered bodies of water (âshe did swim in the Indian Ocean and was in a bay to wade in the
water to access the boatsâ), received several insect bites, and had felt extreme fatigue upon return.
Id. at 8
. Dr. Wu noted that Petitioner was taking a four-to-six-week course of prednisone.
Id. at 6
.
He affirmed Petitionerâs hepatitis diagnosis (deeming it more likely chronic than attributable to an
acute infection) and ordered lab work.
Id. at 8
. The results revealed Petitioner had experienced an
Epstein-Barr viral infection at some prior point.
Id. at 12
; Ex. 3 at 207. Her LFTs had also improved
but were still elevated. Ex. 3 at 204. Otherwise, no infectious explanation for Petitionerâs AIH
could be identified.
Id. at 7
.
Petitionerâs LFT levels thereafter trended downwards during February and March 2019.
Ex. 3 at 43â51. During a GI visit for reflux management in February, Petitionerâs treater noted that
she was taking kidney-oriented medication in addition to the prednisone to treat her liver issues.
Id. at 197
. Her PCP later noted in April 2019 that her AIH was âimproving.â
Id.
at 36â37. A visit
to a hepatologist that same month revealed continued LFT improvement, although levels remained
above normal.
Id.
at 192â96. She also continued to report some ongoing fatigue.
Id. at 34
.
5
Petitioner visited her hepatologist again in August 2019. Ex. 3 at 162â65. Her LFTs
remained elevated, and the hepatologist ordered a metabolic screen to rule out hepatoxicity, and
instructed her to continue with her previously-prescribed medications.
Id. at 165
. Labs taken
shortly thereafter in September 2019 showed slightly elevated LFTs, but otherwise normal results.
Id.
at 20â31.
By the first half of 2020, Petitionerâs liver concerns had mostly resolved, and testing from
this time to 2022 revealed normal LFTs. Ex. 10 at 56â61; Ex. 3 at 154. A repeat liver biopsy
performed in February 2021, however, showed âchronic hepatitis with minimal interface activity
and mild portal fibrosis (stage 1 of 4).â Ex. 14 at 41; Ex. 15 at 83. But a hepatology follow-up in
March 2022 revealed no signs of liver disease, and the latest records filed in this case show no
signs of liver disease through November 2023. Ex. 14 at 36â41; Ex. 46 at 6â7.
II. Hearing Witnesses
A. Petitionerâs Expert â Dr. Robert Gish, M.D.
Dr. Gish prepared two reports in this case. Gish First Report, dated July 11, 2022, filed as
Ex. 16 (ECF No. 18-1) (âFirst Gish Rep.â); Gish Supplemental Report, dated Mar. 21, 2023, filed
as Ex. 38 (ECF No. 28-1) (âSecond Gish Rep.â). He also testified at the hearing. Tr. at 5â116. Dr.
Gish was the sole expert presented at trial in support of Petitionerâs claim.
Dr. Gish received his M.D. from the University of Kansas, and completed his internship
and residency at the University of California, San Diego. Curriculum Vitae, filed on July 11, 2022,
as Ex. 37 (ECF No. 20-1) (âGish CVâ) at 3. He then completed a fellowship in gastroenterology
and hepatology, with a special rotation in liver transplantation, at UCLA.
Id.
He is board-certified
in internal medicine and gastroenterology, and has a separate board certification for hepatology
that is part of the Certificate of Advanced Qualification in liver transplantation.
Id. at 2
. He is a
member of multiple professional societies including the National Viral Hepatitis Round Table, the
American Association for the Study of Liver Disease, and the American Liver Foundation.
Id. at
4
. He is a licensed physician in California, Arizona (inactive), and Nevada.
Id. at 2
. He has been
active as a clinician and researcher for thirty-six years and has served on the editorial boards of
many prestigious journals in his field, including Hepatology and the Journal of Viral Hepatitis.
Gish First Rep. at 1.
Presently, Dr. Gish is a Clinical Adjunct Professor of Medicine at the University of Nevada
School of Medicine in both Reno and Las Vegas, and UCSD Skaggs School of Pharmacy and
Pharmaceutical Sciences. Gish CV at 1. He is also the Medical Director of the Hepatitis B
Foundation, which is the nationâs leading nonprofit research and advocacy organization for
hepatitis B (HBV).
Id.
Dr. Gish acknowledged, however, that he is not an expert in immunology
6
(and significantly for purposes of this decision, no such expert was presented by Petitioner). Tr. at
90.
Dr. Gish began his testimony by discussing Petitionerâs medical history prior to
vaccinationâwhich he deemed not to suggest the existence of developing liver disease or
alternative causes. Tr. at 15. For example, she had no physical exam results indicating liver issues,
and four normal liver panel tests before receiving the vaccine.
Id.
When a patient has normal liver
enzyme tests, âthe chance of that person having active liver disease that is hidden in some way is
extremely small.â
Id. at 18
. He also noted that liver disease patients typically present with
symptoms like fatigue, liver pain, jaundice, rashes, and mental confusion.
Id. at 19
. When
reviewing Petitionerâs medical history, Dr. Gish looked for common causes of liver disease, such
as alcoholism, needle sharing, high-risk sexual behavior, and having medical procedures in
developing countriesâbut no such factors were evident.
Id.
at 19â20. Dr. Gish further pointed out
that Petitioner had tested negative for Epstein-Barr virus and Hepatitis B and C, which are also
significant risk factors.
Id. at 22
.
Dr. Gish admitted that Petitionerâs receipt of anti-malarial medication before traveling to
Africa was a risk factor for AIH, âbut thatâs typically brief, transient, and doesnât result in
autoimmune disease long-term.â Tr. at 22. He compared Petitionerâs course to that of the patient
in a case report whose hepatitis presented acutely after taking an anti-malarial medication. Id.; B.
Beretta-Piccoli et al., Atovaquone/Proguanil-Induced Autoimmune-Like Hepatitis, 1 Hepatology
Comm. 293 (2017), filed as Ex. A Tab 10 (ECF No. 25-10) (âBeretta-Piccoliâ). The patient
evaluated in Beretta-Piccoli displayed symptoms like jaundice and dark urineâobvious clinical
signs of liver disease, but unlike Petitioner (at least when her elevated LFT levels were first
observed). Tr. at 82; Beretta-Piccoli at 293. Further, Petitioner had already stopped taking all of
her medications and supplements after receiving her October 2018 lab results. Tr. at 80. Thus, had
the two herbal supplements Petitioner had been taking caused her elevated liver enzymes, the
levels should have normalized once she stopped taking themâbut she continued to have elevated
liver enzymes.
Id.
The above, plus Dr. Gishâs view that her disease onset had begun within a few
weeks of vaccination, permitted him to conclude that she fit the âideal profileâ for an adverse
reaction to the vaccine.
Id. at 22
.
In proposing how the vaccines Petitioner received could have caused AIH, Dr. Gish
focused on the measles component of the MMR vaccine as capable of triggering an immune-
mediated disease process. Tr. at 38. AIH, he maintained, would usually be initiated by some kind
of environmental trigger.
Id. at 23
. The MMR vaccine Petitioner received is an attenuated but live
vaccine, which contains components that can âlive in the body as a virusâ and thereby âmanipulate
the immune system.â
Id. at 35
; First Gish Rep. at 11. As a result, the measles component could
temporarily suppress the immune system so that the virus can replicate and persist. Tr. at 36. In an
individual with a functioning immune system, regulatory safeguards can turn back on, regulating
7
the virus and shutting down the immune response.
Id.
But Petitionerâs immune response remained
chronically activated.
Id. at 49
.
In support, Dr. Gish pointed to filed literature that he maintained established the capacity
of the MMR vaccine to suppress the immune response, in ways comparable to the wild measles
virus. Tr. at 38â42; R. Nanan et al., Measles Virus Infection Causes Transient Depletion of
Activated T. Cells from Peripheral Circulation, 12 J. of Clin. Virology 201 (1999), filed as Ex. 31
(ECF No. 19-7) (âNananâ); T. Munyer et al., Depressed Lymphocyte Function after Measles-
Mumps-Rubella Vaccination, 132 J. of Infectious Diseases 75 (1975), filed as Ex. 32 (ECF No.
19-8) (âMunyerâ); First Gish Rep. at 22 (â[s]ufficient clinical studies confirm that MMR vaccine,
even though attenuated, can induce a temporary immune suppression that can last for monthsâ).
Here, the suppression of bystander immune cells by the measles virus component of the
vaccine allowed an autoimmune cross-reaction to occur. Tr. at 58. Dr. Gish proposed that the
pathogenic mechanism responsible for the onset of Petitionerâs AIH involved the breaking of self-
tolerance to hepatic autoantigens (located on the surface or in the mitochondria of liver cells).
Id.
at 54â55. Normally, a healthy personâs immune cells will not cross-react with these hepatic
autoantigens, in part from T cell regulation.
Id.
But when T cells are dysregulated, they can
incorrectly recognize the hepatic autoantigens on a personâs liver cells as being foreignâand
attack them.
Id. at 58
. Dr. Gish thus theorized that, in clearing the vaccine-induced measles
infection from Petitionerâs body, non-measles specific immune cells remained chronically
activated thereafter, resulting in a persistent autoimmune condition affecting her liver.
Id.
at 46â
49.
In addition, Dr. Gish maintained that the measles component of the MMR vaccine could
directly infect immune cells. Tr. at 38; L. Rennick, Live-Attenuated Measles Virus Vaccine Targets
Dendritic Cells and Macrophages in Muscle of Nonhuman Primates, 89 J. of Virology 2192-2000
(2015), filed as Ex. 33 (ECF No. 19-9) (âRennickâ). This was additional confirmation of the
possibility that the measles virus could not only persist in the body post-vaccination but could
negatively impact immune function (or at least engage in ongoing immune suppression). First Gish
Rep. at 20, 23.
An autoimmune reaction to the measles vaccine was likely compounded by Petitionerâs
simultaneous receipt of the Tdap vaccine. Tr. at 62. 5 Petitionerâs age and records confirmed for
5
Dr. Gishâs initial report also suggested that an adjuvant (a compound included in a vaccine to boost immunogenicity)
in the Tdap or MMR vaccine may have also played a role in causing injury. First Gish Rep. at 10, 21, 23. However,
at trial he explicitly stepped away from reliance on this possible mechanism. Tr. at 60, 166â68. This was wiseâthe
Program has consistently rejected causation theories relying on the pathogenic impact of vaccine adjuvants. McKown
v. Sec'y of Health & Hum. Servs., No. 15-1451V,
2019 WL 4072113
, at *50 (Fed. Cl. Spec. Mstr. July 15, 2019)
(noting that the ASIA theory, âwhich posits the aluminum vaccine adjuvant as contributing to the purported pathologic
immune response, is especially suspect from a scientific standpointâ) (citations omitted).
8
Dr. Gish the fact that Petitioner had previously received a whole cell pertussis-containing vaccine
(since replaced by the acellular form due to concerns about adverse events). First Gish Rep. at 12,
21â22. Studies have established the need for pertussis boosters to maintain immunityâand also
that production of a specific kind of T helper cell 6 âbelieved to play an important role in the
development of a variety of autoimmune diseases, including autoimmune liver diseaseâ is
encouraged in individuals who had previously received the whole cell pertussis form of the
vaccine, but then receive as a booster the acellular form.
Id. at 22
; F. Lafdil et al., Th17 Cells and
Their Associated Cytokines in Liver Diseases, 7 Cellular & Molecular Immuno. 250â54 (2010)
(ECF No. 20-2) (âLafdilâ). 7 The antigen-specific response generated by this booster vaccine may
have amplified the existing response to the measles vaccine, and also itself peaked more quickly
(since Petitioner was receiving a booster). Tr. at 62; First Gish Rep. at 23.
As additional support for causation, Dr. Gish relied on a number of case reports (discussed
below). He deemed them reasonable evidence of causation under the circumstances, since vaccine
injury was rare as a general matter, and given the absence of relevant larger-scale epidemiologic
studies. Second Gish Rep. at 1â2. Case reports, he proposed, were at least âsignals of issues to be
aware ofâ for clinicians, and they stood as real-world evidence of how a proposed theory might
actually unfold.
Id. at 2, 3
(âif something did happen in another person, then logically the event
can happen in this patientâ). At the same time, Dr. Gish accepted the possibility of mere
coincidence between receipt of a vaccine and development of AIH.
Id. at 1
.
Dr. Gish then briefly discussed an item of literature that he proposed established a
secondary explanation for how an individual like Petitioner might experience AIH. See S.
Subramanian et al., Postinfectious Autoimmune Hepatitis-Induced Liver Failure: A Consequence
of Hepatitis A Virus Infection, 7 ACG Case Reports J. 1 (2020), filed as Ex. 25 (ECF No. 19-1)
(âSubramanianâ). But he did not reference Subramanian for its primary findings (which focused
on how a hepatitis A wild virus infection could secondarily result in autoimmune hepatitis), but
instead for a separate item of literature it discussed, âVentoâ (which Petitioner never filed in this
case). 8 In Vento, researchers followed family groups that developed autoimmune hepatitis after
hepatitis A infections. Tr. at 66â68. The results of the Vento study supported the concept that a
genetic disposition could render patients susceptible to AIH, and Dr. Gish felt that this in turn
6
T helper cells are a kind of immune cell that assist B cells in the production of antibodies. Zacharski v. Sec'y of
Health & Hum. Servs., No. 21-317V,
2025 WL 1235431
, at *18 (Fed. Cl. Spec. Mstr. Mar. 26, 2025). They serve a
different purpose from the type of T cells responsible for directly attacking foreign pathogens.
7
Although Lafdil is identified on Petitionerâs Exhibit List (ECF No. 45-4) as Exhibit 35, it is erroneously marked as
Ex. 36 in the filed copy.
8
See Exhibit List, filed December 26, 2023 (ECF No. 45-4). Despite the fact that Vento was never filed as evidence
in this case, Dr. Gish characterized it as a âvery, very interesting and compelling report,â as well as âa[n] excellent
paper that would describe what happened to Ms. Exum.â Tr. at 67, 69. It is exceedingly difficult to understand why
Petitioner (despite demonstrated opportunity) never chose to file this article, if it is in fact so compelling and
persuasive.
9
suggested that Petitioner was likely genetically susceptible as well.
Id. at 69
. But he admitted that
no genetic testing had been performed that would corroborate the contention about Petitionerâs
susceptibility.
Id. at 96
. (And of course, as already noted, the vaccines Petitioner received did not
include hepatitis A).
Dr. Gish also reviewed Petitionerâs clinical course, deeming it consistent with his causal
theory. Tr. at 70. In particular, he opined that Petitionerâs AIH symptoms onset began within an
acceptable timeframe for an environmental trigger (in this case the vaccine).
Id.
He pointed to
Petitionerâs fluctuating but elevated liver enzymes (as evidenced by test results obtained between
October 2018 and January 2019) as establishing the existence of ongoing AIH, confirmed by the
biopsy taken in January 2019.
Id.
at 70â74, 75. Thus, he concluded that âthe timing of symptoms,
the timing of laboratory tests, the liver biopsy, all fits a classic triggering event and onset of
autoimmune disease.â
Id. at 82
.
Dr. Gish did not provide a precise proposal for Petitionerâs most likely true onset, however.
On the one hand, in his first expert report he seemed to embrace the discovery of elevated LFT
results, in connection with Petitionerâs October 26, 2018 physical exam (occurring 68 days post-
vaccination) as a significant evidentiary point establishing the presence of AIH at that time. First
Gish Rep. at 24; Second Gish Rep. at 10. But during the hearing, he refined his view, maintaining
that onset likely occurred sometime before these testing results were obtained. Tr. at 114.
Ultimately, Dr. Gish seemed to embrace any onset as occurring within ten weeks of vaccination
as medically acceptable.
Id. at 70
. But he also seemed to view a timeframe of up to five or six
months as acceptable, based on science suggesting that the immune response could remain robust
for such a period of time. Second Gish Rep. at 10; Claire-Anne Siegrist, Vaccine Immunology, in
Plotkinâs Vaccines 16-34 (S. Plotkin et al. eds., 7th ed. 2018) (âSiegristâ), filed as Ex. 20 (ECF No.
18-5).
On cross-examination, Dr. Gish acknowledged that he has seen patients who developed
AIH after traveling, and after taking herbal supplements as well. Tr. at 91â92. He denied that
Petitionerâs previous small bowel overgrowth (âSIBOâ) could have caused her AIH, explaining
that SIBO is linked to a specific type of AIH which Petitioner did not have.
Id. at 94
. He
acknowledged that Petitionerâs AIH could have been idiopathic, however, and admitted that an
environmental trigger can typically only be identified in half of cases.
Id. at 95
.
When asked about the molecular mimicry aspect of his causal theory, Dr. Gish agreed that
he had not identified a specific homology between any amino acid sequences found in proteins of
the relevant vaccine components and liver proteins. Tr. at 108. He also attempted to further explain
the immune suppression mentioned in his earlier testimony and report, and how the MMR vaccine
âboth suppresses and activates the immune systemâ at the same time.
Id.
at 112â16. He specified
that the innate immune response is suppressed, leading the adaptive immune response to
10
compensate.
Id. at 113
. Concurrently, a variety of antigen-presenting cells are activated, producing
âoff-target effects.â
Id.
Then, in a genetically susceptible individual, â[y]ou end up stimulating an
arm of the immune system that isnât getting turned off. These are the T-regs that are suppressed in
some ways or can[no]t be activated and the immune system goes down this long pathway.â
Id.
B. Respondentâs Experts
1. Jeffrey Crippin, M.D. â Dr. Crippin authored one report in this case, and
testified at the hearing. Crippin Report, dated Oct. 31, 2022, filed as Ex. A (ECF No. 23-1)
(âCrippin Rep.â); Tr. 117â41.
Dr. Crippin received his medical degree from the University of Kansas, and completed an
internal medicine residency at Kansas University Medical Center, where he served as chief
resident. Curriculum Vitae, dated Mar. 4, 2024, filed as Ex. E (ECF No. 56-1) (âCrippin CVâ) at
1â2. He then completed a three-year fellowship in Gastroenterology and Hepatology at the Mayo
Clinic in Rochester, Minnesota. Crippin CV at 2. He currently works at the Barnes-Jewish Hospital
in St. Louis, and is a Professor of Medicine at the Washington University School of Medicine.
Id.
at 1
. He is board certified in internal medicine and gastroenterology, and has received the
Certificate of Added Qualification in transplant hepatology.
Id.
at 6â7. He has extensive
experience in treating patients with autoimmune hepatitisâhe has treated 300â400 patients with
the disease over the course of his career. Crippin Rep. at 1.
Dr. Crippin agreed with Petitionerâs AIH diagnosis, but denied that the vaccines she
received were more likely than not the cause of her illness. Tr. at 123. Rather, he pointed out
numerous other potential causal factors in her record, although he was unable to specify one as
most likely.
Id.
at 125â27. These factors included Petitionerâs international travel in the months
prior to her illness; her use of anti-malarial medication and herbal supplements; and a prior history
of kidney stones, an IUD, and her SIBO.
Id.
at 125â27, 128â29. Further, she had tested positive
for Epstein-Barr virus antibodies in December 2018.
Id. at 127
; Ex. 3 at 207. Dr. Crippin admitted,
however, that it was impossible to determine when she had Epstein-Barr from that test (â[i]t could
have been earlier that year, it could have been five years agoâ). Tr. at 127. Although Petitioner
experienced fatigue (a symptom of the virus) upon returning from travel, she was not tested for
the virus at the time.
Id. at 128
. He also noted that a large number of AIH cases are idiopathic,
meaning that no specific trigger can be identified.
Id. at 130
.
Dr. Crippin then discussed one of the case reports Petitioner filed most relevant to this case,
pointing out differences from Petitionerâs clinical course. Tr. at 131; W. Saliba & M. Elias, Acute
Hepatitis Following MMR Vaccination, 16 Euro. J. of Internal Med. 379 (2005), filed as Ex. 21
(ECF No. 18-6) (âSalibaâ). Although Saliba involved the MMR vaccine, it featured a patient who
experienced acute hepatitis rather than AIH, with a post-vaccination onset of two weeks (not the
11
six to eight weeks likely in this case). Tr. at 131â32; Saliba at 379. The Saliba patient had also
recently given birth, putting her at greater risk of viruses due to pregnancy-related immune
suppression, and no liver biopsy was performed to help determine the cause of her hepatitis. Tr. at
131â32; Saliba at 379.
Dr. Crippin also noted that he had been unable to locate any controlled studies showing a
link between AIH and either the MMR or Tdap vaccines. Tr. at 130. And he similarly was unaware
of studies establishing that the combined administration of both vaccines at once constituted a risk
factor for AIH.
Id. at 133
. On cross, he reiterated his prior testimony that he could not determine
when Petitioner was infected with Epstein-Barr virus, and that there were no other infections noted
in her records.
Id. at 135
. Ultimately, Dr. Crippin declined to identify which of the various factors
he deemed the most likely cause, and stated again that this could be an idiopathic case.
Id.
at 137â
38, 140â41.
2. Andrew MacGinnitie, M.D., Ph.D. â Dr. MacGinnitie wrote one report in
this case, and testified at the hearing. MacGinnitie Report, dated Oct. 27, 2022, filed as Ex. C (ECF
No. 23-3) (âMacGinnitie Rep.â); Tr. at 141â92.
Dr. MacGinnitie is the Chief of the Division of Allergy, Asthma, and Immunology at
Childrenâs Hospital of Wisconsin, and a Professor of Pediatrics at Medical College of Wisconsin.
Tr. at 142â43. He graduated from the University of Chicago Pritzker School of Medicine with both
an M.D. and a Ph.D. from the Department of Pathology. Curriculum Vitae, dated Oct. 31, 2022,
filed as Ex. D (ECF No. 23-4) (âMacGinnitie CVâ). He then completed a residency in pediatrics
in the Boston Combined Residency Program, training at Boston Childrenâs Hospital and Boston
Medical Center, followed by an allergy/immunology fellowship at Boston Childrenâs Hospital.
Id.
at 1
. He is board certified in both allergy/immunology and pediatrics.
Id. at 11
. He maintains an
active clinical practice seeing more than 1600 patients annually and has extensive experience in
caring for children and adults with a variety of immunologic diseases, including reactions to
vaccines. MacGinnitie Rep. at 2. Dr. MacGinnitie also performs research and has published articles
in a number of areas related to allergy/immunology including food allergy, vaccine reactions, and
primary immunodeficiency.
Id.
Dr. MacGinnitie was the sole immunology expert to offer
testimony in this case.
Dr. MacGinnitie opined that the vaccines Petitioner received had no likely relationship to
her AIH. Tr. at 148. First, he criticized Dr. Gishâs reliance on case reports (in the absence of
epidemiological studies connecting AIH and the Tdap and MMR vaccines).
Id. at 150
. In his view,
case reports cannot reliably connect a vaccine to an illness because they do not provide an accurate
comparison with the baseline rate of an illness in the general population.
Id.
Further, none of the
case studies filed involved instances of simultaneous administration of the Tdap and MMR
vaccines.
Id. at 151
; see, e.g., M. van Gemeren et al., Vaccine-Related Autoimmune Hepatitis: The
12
Same Disease as Idiopathic Autoimmune Hepatitis? Two Clinical Reports and Review, 52
Scandinavian J. of Gastroenterology 18 (2017) (involving a combination of Tdap and hepatitis A
vaccines), filed as Ex. 26 (ECF No. 19-2) (âvan Gemerenâ); see also P. Perumalswami et al.,
Vaccination as a Triggering Event for Autoimmune Hepatitis, 29 Seminars in Liver Disease 331
(2009) (discussing hepatitis A and yellow fever vaccines), filed as Ex. 27 (ECF No. 61)
(âPerumalswamiâ). And although Saliba did involve the MMR vaccine, the relevant patient only
experienced an acute form of hepatitis. Tr. at 152; Saliba at 379. In another case report offered by
Dr. Gish, the patient received six vaccines at the same time, and although the MMR vaccine was
one of them, it was impossible to isolate the effects of only one or two of the listed vaccines. Tr.
at 152â53; G. Veerappan et al., Vaccination-Induced Autoimmune Hepatitis, 50 Digestive Diseases
and Sci. 212 (2005), filed as Ex. 24 (ECF No. 58-1) (âVeerappanâ).
Second, Dr. MacGinnitie took issue with Petitionerâs invocation of molecular mimicry as
a possible mechanism for vaccine-induced AIH. Tr. at 156. After explaining the concept briefly,
he noted that Dr. Gish had not identified any specific homology (meaning molecular similarity)
between amino acid sequences in the vaccinesâ protein components and the liver cell antigens
where an autoimmune cross-reaction would begin or occurâa crucial starting point if molecular
mimicry was to stand as a reasonable explanation for Petitionerâs injury.
Id. at 158
. Moreover,
even a demonstration of homology would not be sufficient to prove the theory in Dr. MacGinnitieâs
view, as there is a âmassive overlap between microbial and human proteinsâ in nature that does
not commonly result in autoimmunity.
Id.
He also criticized Petitionerâs reliance on bystander
activation of secondary/nonspecific immune cells as a possible disease mechanism, noting that
articles filed in the case specific to AIH did not consider this to be a pathologic explanation.
Id. at
160
; C. Mack et al., Diagnosis and Management of Autoimmune Hepatitis in Adults and Children:
2019 Practice Guidance and Guidelines from the American Association for the Study of Liver
Diseases, 72 Hepatology 671 (2020), filed as Ex. A, Tab 1 (ECF No. 25-1) (âMackâ). Beyond this,
Petitioner had not displayed clinical signs of significant inflammation, which would have occurred
shortly after vaccination had such an autoimmune response been underway. Tr. at 159.
Dr. MacGinnitie also addressed Petitionerâs argument that her immune system was likely
suppressed by the measles vaccine, allowing an autoimmune response to occur. He noted the
absence of strong evidence showing that the measles vaccine (as opposed to the wild virus)
suppresses the immune system pathologically. Tr. at 162; MacGinnitie Rep. at 8â9. He deemed
articles filed to support this contention as lacking in clinical value and/or outdated. Tr. at 162â64;
Nanan (published in 1999); Munyer (published in 1975). Up-to-date clinical manuals relied upon
by treaters, however, acknowledge the immune-suppressive nature of the wild measles virus, but
not the vaccine (the receipt of which functions to prevent this immune suppression in the first
place). Tr. at 165â66; American Academy of Pediatrics, Red Book (2021): Report of the
Committee on Infectious Diseases 503 (32d ed. 2021), filed as Ex. C, Tab 4 (ECF No. 26-4) (âAC
of Pediatricsâ); see also M. Mina, Measles, Immune Suppression, and Vaccination: Direct and
13
Indirect Nonspecific Vaccine Benefits, 74 J. Infection S10, S15 (2017), filed as Ex. C, Tab 3 (ECF
No. 26-3) (âMinaâ) (noting the benefit of measles vaccine in blunting the immunosuppressive
character of a wild measles virus infection). Dr. MacGinnitie also noted that a theory dependent
on immunosuppression did not fit with AIHâs likely pathogenesis. Since AIH is considered
autoimmune in character, it reflects an aberrantly overstimulated/overactive immune processânot
one that has been suppressed (allowing another opportunistic infectious process might occur). Tr.
at 162.
Dr. MacGinnitie challenged Dr. Gishâs argument that whole cell pertussis 9 could itself
stimulate a class of T-helper cells (which encourage the production of certain proinflammatory
cytokines)âand thus, because Petitioner had likely received the whole cell pertussis vaccine as a
child, the Tdap booster she had received in 2018 might have increased the possibility of a
comparable immune memory response. Tr. at 169. He acknowledged the importance of the
relevant T-helper cells in fighting bacterial and fungal infections, but deemed the re-stimulation of
them unlikely to cause autoimmune disease.
Id. at 170
. Thus, although Petitioner had offered a
study showing that patients vaccinated with whole cell pertussis produced more inflammatory
cytokines than those initially vaccinated with acellular pertussis, the study did not also establish
that the produced cytokines rose to levels anywhere near sufficient to propagate an autoimmune
inflammatory environment.
Id.
at 171â72; R. da Silva Antunes et al., Th1/Th17 Polarization
Persists Following Whole-Cell Pertussis Vaccination Despite Repeated Acellular Boosters, 128 J.
Clin. Investigation 3853 (2018), filed as Ex. 34 (20-1) (âda Silva Antunesâ). And since Petitioner
had not been tested for these cytokines, it was pure speculation to propose she likely possessed
them in pathologic levels after vaccination. Tr. at 173.
Dr. MacGinnitie concluded with a brief consideration of the onset interval of one to five
months Dr. Gish proposed for vaccine-induced AIH. Tr. at 174. Although he opined that case
reports should carry little evidentiary weight, he noted that the case reports Dr. Gish cited showed
documented hepatitis (not simply the first symptoms) beginning within a far shorter timeframe:
ten to thirty days of vaccination. Id.; see, e.g., T. Sasaki et al., Autoimmune Hepatitis Following
Influenza Virus Vaccination: Two Case Reports, 97 Med. 1 (2018), filed as Ex. 28 (ECF No. 19-
4) (âSasakiâ) (documenting one week onset and one month onset). Other items of literature
Petitioner referenced for a shorter onset timeframe involved distinguishable diseases or vaccines.
Tr. at 175â76; L. Schonberger et al., Guillain-BarrĂ© Syndrome Following Vaccination in the
National Influenza Immunization Program, United States, 1976-1977, 110 Am. J. of Epidemiology
105, filed as Ex. 39 (ECF No. 28-2) (âSchonbergerâ) (discussing the flu vaccine and Guillain-
BarrĂ© syndrome (âGBSâ)).
9
The now largely-discontinued DPT vaccine included whole cell pertussis, but the version administered today (Tdap)
employs an acellular form of pertussis thought to be less likely to cause certain side effects. See Andreu v. Sec'y of
Health & Hum. Servs.,
569 F.3d 1367
, 1375 n.1 (Fed. Cir. 2009) for discussion of case law on the safety concerns
prompting the switch to an acellular formulation.
14
III. Review of Filed Literature
Ample Program authority establishes that special masters are not required to describe
and/or analyze in a written decision every item of literature filed in support of or against a claim.
See, e.g., Snyder v. Sec'y of Health and Hum. Servs.,
36 Fed. Cl. 461, 466
(1996), aff'd,
117 F.3d
545
(Fed. Cir. 1997). Indeed, the failure to specifically mention a filed item in a decision does not
allow for the inference that it was not included in the special masterâs overall weighing of evidence.
Hazlehurst v. Sec'y of Health and Hum. Servs.,
604 F.3d 1343, 1352
(Fed. Cir. 2010) (noting that
a reviewing court presumes that the fact finder has considered all of the material in the record,
regardless of whether it is individually mentioned in his or her decision); see also Moriarty v. Secây
of Health & Hum. Servs., No. 2015â5072,
2016 WL 1358616
, at *5 (Fed. Cir. Apr. 6, 2016) (â[w]e
generally presume that a special master considered the relevant record evidence even though he
does not explicitly reference such evidence in his decisionâ) (citation omitted); Paterek v. Secây of
Health & Hum. Servs.,
527 F. Appâx 875, 884
(Fed. Cir. 2013) (â[f]inding certain information not
relevant does not lead toâand likely underminesâthe conclusion that it was not consideredâ).
There is also the fact that this matter went to a live hearing. A hearing provides the parties
the opportunity to succinctly but fully explain their take on a case in the best possible manner. In
holding hearings, special masters reasonably focus their attention on the items of literature the
parties deem most worthy of verbal mention during an expertâs testimony. Presenting an
entitlement claim is not a game of âhiding the ball,â where a claimant seeds the record with
numerous items of literature, references only some at hearing, and then later objects on appeal
when certain filed items do not receive a full airing in a written decision. Echols v. Secây of Health
& Hum. Servs.,
165 Fed. Cl. 9
, 12 (2023) (âthe evidence heard by the special master should be the
âmain eventâ rather than a mere âtryoutâ).
The Remand Order nevertheless has identified some items of literature as requiring more
discussion, in order to disclose the full extent of my reasoning. Remand Order at 40â44.
Accordinglyâand because I ultimately reach the same conclusion that I initially didâI will
provide a detailed summary of every single item of literature filed by Petitioner in this case. 10
10
Petitioner filed a relatively modest 22 articles or studies. See Petitionerâs Exhibit List as of December 26, 2023,
filed Feb. 9, 2024 (ECF No. 53-2).
15
A. Petitionerâs Literature 11
1. Mack
Both sides offered this article. Mack provides an overview of AIH, and guidelines for its
diagnosis and treatment. See generally Mack. Petitioner offered Mack to explain AIHâs
immunopathogenesis, and to establish that Petitioner was properly diagnosed with AIH. First Gish
Rep. at 7. But Petitionerâs diagnosis is not questioned in this case. To the extent Mack bears on
causation, it is discussed in greater detail in the analysis section of this Decision.
2. U. Christen & E. Hintermann, Pathogens and Autoimmune Hepatitis, 195 Clin. and
Experimental Immuno. 35-51 (2019), filed as Ex. 18 (ECF No. 18-3) (âChristenâ).
Petitioner has offered Christen in support of her argument that multiple viruses, including
the measles virus, are implicated in the pathogenesis of AIH. First Gish Rep. at 10. Christen is a
review article discussing some of the possible environmental triggers for AIH. Christen at 35.
Unquestionably, the article mentions âpathogen infections and vaccinationsâ as possible
environmental factors that can interact with a preexisting genetic risk factor. But Christen solely
discusses wild viral or bacterial pathogens, focusing on the most obvious (hepatitis viruses) or the
Epstein-Barr virus.
Id.
at 40â43.
In a brief section addressing âother pathogensâ possibly capable of triggering AIH,
Christen notes the existence of âtwo studies from the 1980sâ in which AIH patients were found to
possess evidence of a measles virus infection, but adds that the studies relied on diagnostic
definitions for AIH that would no longer be validâand that another epidemiologic study had
subsequently revealed âno significant differenceâ between a studied population and AIH patients
who generated measles virus antibodies. Christen at 43. 12 At most, Christen posits that some case
reports involving AIH after a measles infection allow for the hypothetical possibility of measles
virus as an infectious triggerâalthough the sole reference for this case report is the same article
mentioned by Dr. Gish but never filed, Vento.
Id.
at 43 n.111. Christen also acknowledges that
little evidence supports the hypothesis that AIH is driven by molecular mimicry, although (unlike
Mack) Christen does mention bystander activation, at least as a theoretical mechanism.
Id. at 37,
38
.
11
I refer to an articleâs abbreviated title in all cases where the item was previously defined in this manner in this
Decision.
12
Petitioner filed one of the two 1980s articles referenced hereinâRobertson (see Christen at 43 n.109), plus the
epidemiologic article that Christen notes undermined a measles virusâAIH connection (Mieli-Vergani IâChristen
at 43 n.110). Both are discussed below.
16
3. C. Benn et al., A Small Jab â A Big Effect: Nonspecific Immunomodulation by Vaccines,
34 Trends in Immuno. 431-39 (2013), filed as Ex. 19 (ECF No. 18-4) (âBennâ).
Petitioner cites Benn to support her contention that vaccines can activate nonspecific
bystander immune cells. First Gish Rep at 10. Benn notes that â[r]ecent epidemiological studies
have shown that, in addition to disease-specific effects, vaccines against infectious diseases have
nonspecific effects on the ability of the immune system to handle other pathogens.â Benn at 431.
The authors of Benn explain that each exposure to infection or vaccination leaves an imprint on a
personâs immune system, which can affect future innate and adaptive responses to new pathogens.
Id. at 433
. This concept of âheterologous immunityâ could explain why vaccines may have
nonspecific effectsâbecause the vaccines encode antigens that cross-react with other pathogens.
Id.
The authors conclude, therefore, that cross-reactive T-cell-mediated heterologous immunity is
likely a common determinant in the pathogenesis of infections.
Id.
at 433â34.
Benn, however, primarily focuses on the positive rather than pathologic indirect effects of
vaccination. In Bennâs discussion of the measles vaccine, for example, the authors emphasize the
vaccineâs observed survival benefits. Benn at 432, 436 (â[e]xisting studies suggest a general
pattern, namely that the live vaccines: [including measles vaccine] are associated with beneficial
nonspecific effects, leading to reduced all-cause mortality . . . .â (emphasis added)). Measles-
vaccinated children have substantially lower mortality than can be explained by measles-related
deaths, suggesting that the vaccine comes with a host of nonspecific beneficial effects.
Id. at 432
.
Benn does not purport to state how vaccines most likely induce these nonspecific effects, but it
does not support the conclusion that the live vaccines it discusses have pathologic potential due to
their nonspecific effects (at best allowing for the need to identify when those effects could be
detrimental, so that concurrent therapeutic interventions could be developed to inhibit negative
outcomes).
Id. at 437
. 13 And Benn says nothing specific about AIH and its purported vaccine
association.
4. Siegrist
Siegrist is an excerpt from a larger publication, and it provides a general explanation for
how a vaccine activates the immune system. Among other things, it highlights the role of T cells
in the induction of high-affinity antibodies and immune memory. Siegrist at 16. It also notes that
live vaccines (like MMR) ârapidly disseminate throughout the vascular network to reach their
target tissuesâ in a pattern that is âvery similar to that occurring after a natural infection.â
Id. at 20
.
13
At most, Benn contains a discussion of some instances where âdetrimental heterologous immunity can lead to severe
immunopathology.â Benn at 434. But the instances discussed involve studies featuring immunization of animal
subjects with different vaccines, resulting in other forms of disease not bearing on this case, or where receipt of one
form of a vaccine can âlockâ an immune response to subsequent forms, causing a vaccine to have âdetrimental effects
on the outcome of secondary infections.â
Id. at 435
.
17
But Siegrist also, in Petitionerâs estimation, has something to say about the impact of
receipt of the non-live, Tdap vaccine. She received Adacel, a Tdap booster, and that vaccine was
expected to activate Petitionerâs immune memory cells and result in a rapid increase of antibody
titer. First Gish Rep. at 23. According to Figure 2.3 in Siegrist, booster exposure to antigen
reactivates immune memory and results in an increase of IgG antibody titer within seven days of
receipt. Siegrist at 24. Short-lived plasma cells responsible for production of antibodies thereafter
maintain peak antibody levels for a few weeks.
Id.
And six months after booster vaccination, long-
lived plasma cells reach survival niches in the bone marrow and continue to produce antigen
specific antibodies.
Id.
Petitioner cited to Siegrist to support her arguments about the medically-acceptable
timeframe in which her AIH manifested post-vaccination. First Gish Rep. at 24. Petitioner started
to experience fatigue in the weeks after vaccination, but then continued to suffer increased
symptoms in the five months up to her formal diagnosis in January 2019. Petitioner argues that
this symptom progression fits within the one to five-month timeframe suggested in Siegrist. First
Gish Rep. at 24.
5. Saliba
As discussed above, Petitioner has offered Saliba to support her argument that the MMR
vaccine can cause a person to develop hepatitis. Saliba is a one-page âletter to the editorâ which
reports an instance in which a 24-year-old woman developed acute hepatitis two weeks after
receiving the MMR vaccine, with her hepatitis thereafter resolving within a month (as reflected by
LFT results). Saliba at 379. The sequence of events, together with the lack of potential causes for
elevated liver enzymes, âstrongly suggest[ed]â to its authors that the patientâs development of
hepatitis was related to vaccination.
Id.
The proposed mechanism was a cytotoxic, cell-mediated,
immunological response with injury of the hepatocytes.
Id.
But Saliba notes (at least as of the time
of its publication) that âthere is still no evidence that [the vaccineâs viral components] are directly
cytopathic to the hepatocytes,â although it referenced an older article (not filed in this case)
purportedly establishing that biopsies of patients with rubella infection have revealed ânecrosis of
liver cellsâ and suggesting that âcytotoxin T cell lymphocytes play an important role in liver
injury.â
Id.
Salibaâs short onset timeframe is self-evidently distinguishable from this case.
6. J. McMahon et al., Measles Vaccine Virus RNA in Children More Than 100 Days after
Vaccination, 11 Viruses 636-48 (2019), filed as Ex. 22 (ECF No. 18-7) (âMcMahonâ).
McMahon is another instance of an article cited by Petitioner as supporting a point that the
article itself only stands for secondarily. Noting the general dangers of a wild measles infection
(especially because of its immunosuppressive character), and the corresponding benefit of the
measles vaccine, McMahonâs authors evaluated some instances of âextremely delayedâ detection
18
of the measles vaccine in a sample of more than 9,000 children. McMahon at 638-39. Ordinarily,
RNA from a measles virus strain found in the vaccine is commonly detected for up to at least 14
days post-vaccination.
Id. at 638, 643
. But McMahon confirmed that the strain can be detected
between 100- and 800-days post-vaccination, albeit based on a subset of only eleven samples.
Id.
at 638
.
McMahonâs findings were deemed consistent with the understood persistence of a wild
virus measles infection, and its authors also noted the significance of the fact that the vaccine
component RNA was specifically identified in the respiratory tract of the studied patients
(underscoring the degree to which lymphoid tissueâto which a natural infection would spread as
immune cells encountered the virusâwas a likely situs for the virus to remain in the body).
McMahon at 643. But its authors in no way implicated the vaccine as dangerous or pathologic in
connection with its immune persistence (except in the limited circumstance of a person known to
be immunodeficient or receiving immunosuppressive treatments).
Id.
Indeed, McMahonâs authors
expressly observed that the vaccine remained safe and highly important in the prevention of
measles, and that the exceedingly small sample size relied upon for its findings prevented drawing
larger conclusions from the study.
Id. at 644
.
Dr. Gish relied in part on McMahon for the contention that persistence of the measles virus
in Petitioner could have later contributed to her development of chronic liver inflammation. Tr. at
50; First Gish Rep. at 24. But McMahon certainly does not equate persistence with pathogenicityâ
active or potential. Indeed, as Dr. MacGinnitie observed, McMahon did not show that the studied
children actually had an infection in their liverâthe measles vaccine virus RNA was only present
in their respiratory secretions. Tr. at 176. And although the eleven samples had more often than
not presented pre-detection with some infectious-like symptoms, McMahonâs authors noted that
they could not confirm whether other, concurrent viral infections were not explanatoryâand even
more importantly, that âdetection of [vaccine component measles RNA] alone does not allow for
any assessment of whether infectious virus is present.â McMahon at 644.
7. P. Berry & G. Smith-Laing, Hepatitis A Vaccine Associated with Autoimmune Hepatitis,
13 World J. of Gastroenterology 2238-39 (2007), filed as Ex. 23 (ECF No. 18-8)
(âBerryâ).
Berry is a case report in which a 56-year-old man developed acute liver injury consistent
with autoimmune hepatitis ten days after he received the hepatitis A vaccine. Berry at 2238.
Notably, the patient in Berry had also been diagnosed with acute hepatitis five months before the
administration of the vaccine.
Id.
This case is thus distinguishable from Petitionerâs case, involving
not only an entirely different vaccineâthe hepatitis A vaccineâbut a patient who had experienced
a relapse of hepatitis post-vaccination.
19
8. Veerappan
Veerappan is another case study offered for the general proposition that autoimmune
hepatitis is associated with vaccination. First Gish Rep. at 16. In Veerappan, a 35-year-old male
developed severe flu-like symptoms one week after receiving multiple vaccinationsâtyphoid,
hepatitis A, oral polio, diphtheria/tetanus, and MMR. Veerappan at 212. A liver biopsy performed
one month after initial presentation showed severe chronic hepatitis, which was deemed to be
consistent with AIH.
Id.
The authors concluded that AIH may be a complication in patients who
receive multiple vaccinations simultaneously.
Id. at 213
. But Veerappanâs authors provide no
explanation for the significance of the receipt of so many vaccines at once, deeming them âa novel
inciting eventâ worthy of consideration (but not shown to be likely pathogenic).
Id.
And
Petitionerâs onset was not nearly so quick in this case.
9. Subramanian
Subramanian is yet another, facially-inapposite case report. Here, a 45 year-old woman
who had been diagnosed with a hepatitis A infection was hospitalized a month later, and her
presenting symptoms and lab work were later deemed consistent with AIH. Subramanian at 1â2.
Thus, the studied individual had not received any vaccine at all (let alone the MMR or Tdap
vaccines), and was suspected to have developed AIH from her prior hepatitis infection (evidence
of which was detected after her disease onset and which âremained positiveâ during her treatment.
Id. at 2
.
Petitioner nevertheless (as noted above) relied on Subramanian, with Dr. Gish maintaining
that it stood as evidence of the genetic susceptibility for AIH. Tr. at 69. But as noted above, Dr.
Gishâs primary interest in Subramanian arises from its reference to an unfiled article (Vento) in
which two relatives developed autoimmune hepatitis within five months of an acute hepatitis
infection. Subramanian at 2 n.4. The authors concluded that a genetic disposition (specifically, a
type of T cell defect) made the patients susceptible to AIH following the impact of infection.
Id.
In Dr. Gishâs view, Petitioner similarly likely suffered some kind of âT cell defectâ due to genetic
susceptibility, like the patients in Vento, but triggered here by a different acute immunologic
stimulus.
Id. at 69
. But Dr. Gish later admitted that no genetic testing had been performed that
would corroborate Petitionerâs susceptibility.
Id. at 96
. And Subramanian itself does not suggest
that exposure to a measles wild virus or vaccine component could have the same impact on a
genetically susceptible individual as a hepatitis A infection.
10. van Gemeren
van Gemeren discusses two women in their 20s who developed AIH after receiving various
vaccines. van Gemeren at 18â19. One developed AIH a month after receiving vaccines against
hepatitis A and hepatitis B.
Id. at 18
. The other developed AIH ten days after she was vaccinated
20
against hepatitis A, diphtheria, whooping cough, and tetanus.
Id. at 19
. The article suggested that
vaccination, especially vaccination against hepatitis A, may trigger AIH in genetically susceptible
individuals.
Id.
at 21â22. However, van Gemeren acknowledges that no conclusive evidence has
been found for a causal association between vaccines and the occurrence of autoimmune diseases.
Id. at 21
. Otherwise, this case report does not involve the MMR vaccine (the focus of Petitionerâs
causation theory), does not discuss the impact of the tetanus-containing vaccine to any significant
degree, and does a better job underscoring the possible impact of hepatitis-oriented vaccines.
11. Perumalswami
The Perumalswami case report discussed a 31-year-old woman who developed
autoimmune hepatitis 11 days after receiving hepatitis A and yellow fever vaccines. Perumalswami
at 331. After vaccination and prior to developing symptoms, she had traveled to Nigeria for five
days.
Id.
Perumalswamiâs authors raised the possibility that these two vaccines may have been a
triggering agent for AIH (but admitted that this was a novel finding).
Id. at 333
. Like the other case
reports discussed above, however, this article says less about the potential pathogenicity of the
vaccines at issue than it does about the risks of a hepatitis vaccine.
12. Sasaki
Sasaki is the final case report offered by Petitioner to substantiate a vaccine-AIH
relationship. In Sasaki, two female patients presented with AIH within one week and one month,
respectively, after receiving the flu vaccine. Sasaki at 1â2. The authors admitted that a causal link
could not be established, but hypothesized that the flu vaccine could trigger the development of
AIH, given the possible link between immunization and other autoimmune diseases.
Id. at 3
. But
as Dr. MacGinnitie pointed out, flu vaccine administration is so widespread that it is very likely
that the development of AIH after vaccination in these cases was mere coincidence. Tr. at 155. And
yet againâSasaki, like prior case reports, does not involve the relevant vaccines in this case.
13. D. Robertson et al., Persistent Measles Virus Genome in Autoimmune Chronic Active
Hepatitis, 330 The Lancet 9-11 (1987), filed as Ex. 29 (ECF No. 19-5) (âRobertsonâ).
Robertson, a study from 1987, involves the measles virus and its putative association with
âchronic active hepatitis.â Robertson at 9. 12 out of 18 studied patients with confirmed
autoimmune chronic active hepatitis were found also to possess the measles virus genes.
Id. at 10
.
Robertsonâs authors concluded that the presence of high-titer antibodies to the measles virus in
patients with AIH âsuggests that these particular viruses may have a causal role in the condition.â
Id.
They also surmised that the patientsâ exposure to measles resulted in a persistent incomplete
infection occurring as a result of continued production of measles antigen and ineffective
elimination of the virus.
Id. at 11
.
21
The Robertson study briefly mentions the measles vaccine but does not offer a potential
causal mechanism, and suggests even that the measles vaccine might have prevented some
instances of measles-caused AIH (resulting in onset only in older cohorts). Robertson at 10. In
addition (and as noted in my discussion of Christen above), there is reason to doubt whether the
defined group of individuals with âautoimmune chronic active hepatitisâ would be suffering from
what is currently understood to be AIH. Otherwise, Robertsonâs authors admitted that the finding
of persistent measles virus in the small set of subjects could simply be attributable to an
âepiphenomenonâ 14âmeaning a secondary effect arising from, but not causal of, a primary
process (and thus not causal of the studied, hepatitis-like illness).
14. G. Mieli-Vergani et al., Measles and Autoimmune Chronic Active Hepatitis, 334 The
Lancet 688 (1989), filed as Ex. 30 (ECF No. 19-6) (âMieli-Vergani Iâ).
Petitioner deemed Mieli-Vergani I to substantiate an association between the measles
vaccine and AIH. Mieli-Vergani Iâs authors (in a single-paragraph summary 15 published in the
Lancet) mentioned a study observing that 8 out of 12 children with autoimmune hepatitis had
received the measles vaccination and had tested positive for low titers of measles antibody. Mieli-
Vergani I at 688. The authors surmised that there could be a causal link between measles and
autoimmune hepatitis, at least in childhood. Id; First Gish Rep. at 19. But the cursory discussion
of these findings prevents any greater scrutiny of their reasonableness. And as noted expressly in
Christenâpublished 30 years later, and thus with the benefit of further study (as well as perhaps
a full copy of the article)âMieli-Vergani I did not find the existence of the measles antibody titers
significant, when comparing sick individuals with a control, healthy populationâthereby reducing
the evidentiary value of this somewhat-stale article. Christen at 43.
15. Nanan
Nananâs authors sought to investigate the impact of measles infection-induced immune
suppression (which has also been observed to a lesser extent in vaccination) by seeking to analyze
T cells extracted from serum of four pediatric subjects with measles infections, plus four older
individuals who had received the measles vaccine. Nanan at 202. In particular, it sought to observe
the expression of leukocyte function-associated antigen 1 (LFA-1)âa cell surface protein found
on human T cells, and deemed important to a functioning immune process.
Id.
at 201â02.
14
âEpiphenomenonâ is defined as âan accessory, exceptional, or accidental occurrence in the course of an attack of
any disease.â Epiphenomenon, Dorlandâs Medical Dictionary Online,
https://www.dorlandsonline.com/dorland/definition?id=16902&searchterm=epiphenomenon (last visited on May 27,
2025).
15
Petitioner has not filed a full version of Mieli-Vergani I.
22
Nanan found that there was a âremarkable lossâ of LFA-1-bright cells during natural
measles infection, and after measles vaccination. Nanan at 204â05. The findings suggested to the
authors that sequestration of T cells is a feature of the measles virus infection and vaccination.
Id.
at 209
. This is problematic, since the integration and control of immune responses depend on
regulated trafficking of lymphocytes.
Id.
The disruption of lymphocyte trafficking by random
distribution of T cells in all areas of lymphoid organs could impair host defenses and result in
immune suppression.
Id.
Petitioner cited Nanan to support her contention that the measles component of the MMR
vaccine could initiate immune dysfunction, leading in some form to an autoimmune response
(although Nanan itself does not discuss such secondary disease in the context of measles-induced
immunosuppression). Tr. at 40â41; First Gish Rep. at 19. While Dr. Gish admitted that there is no
evidence in this case that Petitioner likely ever suffered from a prolonged measles vaccine-induced
suppression, he contended that this was not necessary to meet Petitionerâs burden of proof on
causation. Tr. at 45â46. And it was likely in any event that immune activation persisted even if
Petitionerâs system had cleared measles post-vaccination.
Id. at 49
. In response, Dr. MacGinnitie
emphasized that the authors of Nanan did not provide evidence that the observed decrease of LFA-
1 was clinically meaningful, nor did they offer evidence that the small group of patients they
considered had experienced any actual immune suppression sufficient to cause disease. Tr. at 163.
There is no reason to doubt the validity of Nananâs specific findings, and I deem its
methodology reliable. Indeed, its findings are consistent with the already-understood
immunosuppressive impact of the wild measles virus. But Nanan cannot be read to support the
conclusion that receipt of a measles-containing vaccine is likely pathologic for this same reason â
or that AIH is more likely in the context of a prior measles vaccination. It thus stands as somewhat
weak evidence overall for the contention that the MMR vaccine has the capability to produce
disease-encouraging immune suppression.
16. Munyer
Munyer is a 1975 study that sought to consider the impact of receipt of the version of MMR
vaccine used at the time on T cell responses in the blood of children. Sera was drawn from an
unspecified number of vaccinated children (pre and post-vaccination), then stimulated ex vivo.
Munyer at 75â76. An impairment in lymphocyte response to stimulation with antigen was
observed in the vaccinated samples (via an in vitro test), with the impairment lasting for one to
five weeks post-vaccination.
Id. at 77
. From this, Munyerâs authors concluded that the MMR
vaccine could cause a depression of lymphocyte function - although the degree of impairment was
deemed likely more pronounced for an active infection than vaccination.
Id.
at 77â78.
Munyer also, however, noted the following:
23
no significant alteration was observed in the absolute number of lymphocytes in the
peripheral blood of vaccinated subjects, either in comparison with base line (before
vaccination) counts or with counts from a group of unvaccinated controls.
Similarly, no decrease in either the percentage or the absolute number of peripheral
blood T-lymphocytes was observed after vaccination.
Munyer at 76. Thus, although experimental stimulation of blood samples revealed an impairment
in immune cells, actual, in vivo vaccination did not. It is the results of the latter that are ultimately
in contention in this case.
Petitioner cites Munyer for the same reason as Nananâto support her argument that the
measles vaccine could have induced immunosuppression in Petitioner, leading to the development
of AIH. First Gish Rep. at 19. Dr. MacGinnitie criticized this article during his testimony, however,
noting that it was 50 years old (and hence outdated), and claiming that its authors used ârather
primitive techniques.â Tr. at 163. More importantly, however, Dr. MacGinnitie observed that
Munyer did not provide evidence that the immunosuppression observed was meaningful from a
clinical standpoint (as opposed simply to an observed, absolute phenomena).
Id.
The above-
referenced block quote citation from the article directly corroborates this opinion.
My reaction to Munyer is consistent with my reading of Nanan. While Munyerâs findings
may narrowly be based on a methodologically-reliable experiment, the article stands only as a
single (and facially-outdated) âbrickâ in the causation theory âwallâ Petitioner seeks to buildâ
and it does not itself establish vaccine-related pathology. Rather, it constitutes additional evidence
that the measles component of the MMR vaccine may cause an experimentally-observable amount
of immune suppressionâbut whether that is of a magnitude sufficient to result in an autoimmune
disease is not addressed. And it cannot be concluded from Munyer that the vaccine when actually
administered in vivo does cause observable immune suppression, and/or has pathologic outcomes.
Munyerâs own findings suggest the opposite.
17. Rennick
Rennick noted that despite the widespread use of measles vaccines, âlittle is known about
the attenuation profile of the vaccine virus or what cells it targets upon vaccination.â Rennick at
2197. Accordingly, Rennickâs authors sought to compare the immunogenicity of the vaccine
compared to its biologic viral parent, specifically by looking to identify the vaccineâs antigenic
targets after administration by injection.
Id.
The study (using animal subjects) determined that
infected cells after vaccination are predominantly macrophages and dendritic cells in subcutaneous
tissues, found abundantly at the site of injection (rather than muscle cells).
Id. at 2199
.
24
Petitioner has cited Rennick as establishing that the measles vaccine virus strain likely
infected Petitionerâs immune cells. Tr. at 38. But the means by which the immune system takes up
the vaccine does not also lead to the conclusion that pathology was an expected, or even possible,
outcome due to vaccination. And Rennick says other things about the impact of a measles infection
that are inconsistent with Petitionerâs theory. For example, Rennick notes that the measles wild
virus has a much shorter, preclinical latency period after infection (10 to 14 days) than what is
proposed in this case, undermining Petitionerâs general argument that once vaccinated, pathology
remains possible months later. Rennick at 2192. Rennick also underscores the principal danger of
a wild measles infectionâthe increase in âsusceptibility to opportunistic infectionsââin addition
to direct risk from the infection itself (and here, the evidence that Petitionerâs AIH is attributable
to an opportunistic hepatitis infection is wholly lacking).
18. da Silva Antunes
da Silva Antunes constitutes one of the few articles offered in this case to link the Tdap
vaccine to Petitionerâs injury. Its authors sought mainly to better understand the effects of the
transition from the use of whole cell pertussis-containing vaccines to the acellular form (which in
the U.S. replaced whole cell pertussis, due to concerns that the former version was associated with
adverse events). da Silva Antunes at 3856. Accordingly (and in the wake of evidence that pertussis
disease was increasing even in places where the acellular form was used), da Silva Antunesâs
authors attempted to compare the immune responses of children who received whole cell pertussis
originally versus those who first received the acellular form, comparing both groups after they
received an acellular pertussis booster.
Id. at 3855
. The study revealed that subjects who had been
previously vaccinated with whole cell pertussis produced more of a specific form of T helper cell
(Th17 cells).
Id.
at 3856â58. In effect, despite the adverse events associated with the largely-
discontinued whole cell pertussis, receipt of that form of the vaccine was deemed to impart greater
immunity overall.
Id.
at 3869â70.
Petitioner cited da Silva Antunes to show how an increase in Th17 cells could lead to
autoimmune hepatitis. Tr. at 169â70. Dr. Gish reasoned that Th17 cells are critical to regulate both
protective and pathogenic immune responses. First Gish Rep. at 22. Because Petitioner was likely
administered the whole cell pertussis vaccine as a child, she would produce more Th17 cells after
she received the Tdap booster vaccine.
Id.
Dr. MacGinnitie argued in response, however, that Dr.
Gish had never explained how the production of Th17 cells would actually result in AIH
(specifically by causing damage to cells in the liver). Tr. at 173. And Petitionerâs Th17 levels were
never tested, so there was no way to know if they were elevated at all.
Id.
As with other items of literature filed by Petitioner in this case, there is no reason to doubt
the validity of da Silva Antunesâs findings. But the article does not seek to evaluate vaccine
pathology, but instead to measure vaccine effectiveness. And the fact that it suggests that the Tdap
vaccine can cause an increase of a certain kind of immune cell does not mean that the ordinary
25
receipt of the vaccine is likely to cause that immune cell to proliferate so much that it becomes the
driver of a pathologic autoimmune process.
19. Lafdil
Lafdil appears to have been offered to link the findings from da Silva Antunes discussed
above to Petitionerâs theory in this case. Lafdil is a review article discussing other studies that have
observed the role that Th17 T-helper cells play in the development of autoimmune liver disease.
Lafdil at 250. It defines Th17 cells to be âa subset of T helper cells that play important roles in
host defense against extracellular bacteria as well as in the pathogenesis of autoimmune disease.â
Id.
Studies show that IL-17 is significantly elevated in a variety of chronic liver diseases, and
Lafdil specifically discusses (a) a laboratory animal model form of hepatitis driven by T cells, (b)
alcoholic liver disease, (c) chronic hepatitis B and C viral-induced liver infections, and (d)
autoimmune liver disease.
Id.
at 251â52. The latter category arguably relates to AIH (although that
term is not used in the section discussing autoimmune liver disease), but Lafdil refers mainly to
studies showing increased levels of a T helper cell-associated cytokine in studies involving
cirrhosis 16âwhich Ms. Exum does not haveâand otherwise the authors only say that the
mechanisms for why these T helper cells increase in this context are unknown, along with their
role in aiding pathogenesis of disease.
Id. at 252
.
20. I. Amanna et al., Duration of Humoral Immunity to Common Viral and Vaccine Antigens,
357 N. Eng. J. Med. 1903-15 (2007), filed as Ex. 36 (ECF No. 20-3) (âAmannaâ)
Amanna sought to evaluate âthe issue of antibody maintenance after infection or
vaccination,â by reviewing 630 serum samples drawn from 45 subjects, and where the blood serum
samples had been drawn regularly and âbankedâ over an average period of 15 years. Amanna at
1905. The studyâs authors looked to evaluate the temporal length of antibody maintenance (and
whether the antibodies were at protective levels to fight off future disease) for a number of
infections, including most of the viruses that the vaccines Petitioner received were aimed against
(such as the MMR components).
Id. at 1906
). Amannaâs authors determined that the antibody
responses to a live viral infection were generally longer than to responses to the kind of
nonreplicating protein antigens often contained in vaccines.
Id. at 1911
. But even exposure to the
latter conferred some long-term benefit; the authors specifically found a comparatively-rapid
decrease in tetanus-specific antibodies over a more than ten-year period.
Id. at 1908
.
Dr. Gish generally relied upon Amanna to support his contentions about the medically-
acceptable timeframe in which Petitionerâs post-vaccination AIH began, although he did not
16
Cirrhosis is a condition in which an individualâs liver is found to be scarred and permanently damaged, due to
alcoholism or some other disease process. Cirrhosis, National Institute of Diabetes and Digestive and Kidney
Diseases, https://www.niddk.nih.gov/health-information/liver-disease/cirrhosis#:~:text=Print%20All%20Sections-
,Definition%20%26%20Facts,your%20liver%20begins%20to%20fail. (last visited on May 27, 2025).
26
explain in detail how it supported his contentions (which seemed more to embrace the idea that
the Tdap booster caused a faster immune response due to Petitionerâs prior receipt of the whole
cell pertussis form of vaccine). First Gish Rep. at 23.
21. Schonberger
Schonberger is an epidemiologic study performed after the 1970s swine flu epidemic, and
considers the impact of the immunization program initiated by the federal government in response.
The study evaluated over 1,000 individuals who had experienced Guillain-Barré syndrome
(âGBSâ) in the 1976â77 timeframe, comparing those who received the version of the vaccine used
at that time (now nearly fifty years ago) versus those who did not, and finding that the incidence
rate for GBS was higher among those who had received the vaccine. Schonberger at 109.
Schonberger also made findings about the post-vaccination timeframe in which individuals
developed GBS, peaking within two to three weeks but significantly declining after ten.
Id. at 112
.
Schonberger is consistently cited in the Program by virtually any claimant seeking to
establish how the flu vaccine could cause a demyelinating autoimmune disease of the peripheral
or central nervous system. Hence, it has no direct relevance to this case, which involves different
vaccines and a different injury. Schonberger is also commonly invoked to support arguments about
what constitutes a reasonable post-vaccination timeframe for development of an antibody-driven
autoimmune disease - and here, Dr. Gish contended that it supported the conclusion that there was
risk of a possible autoimmune, post-vaccination injury up to ten weeks after. Second Gish Rep. at
10.
22. Excerpts, Institute of Medicine, Adverse Effects of Vaccines: Evidence and Causality, 556-
62 (Kathleen Stratton, Andrew Ford, Erin Rusch & Ellen W. Clayton, eds., 2012), filed as
Ex. 45 (ECF No. 45-3) (â2012 IOM Rep.â)
The 2012 IOM Report is a book-length evaluation of different risks associated with a
variety of commonly-administered vaccines. Petitioner has offered a collection of excerpts from
it, highlighting a few points: (a) that evaluating a potential adverse effect of vaccination involves
consideration both of what the underlying natural infection does as well as the adverse eventâs
known pathophysiology (2012 IOM Rep. at 40); (b) what the committee did in evaluating the
adequacy of evidence of a particular outcome (Id. at 12â13); (c) that no studies (as of 2012) were
considered in assessing the risk of hepatitis due to the MMR vaccine (Id. at 211); and (d) that case
studies have associated the MMR vaccines with hepatitis, but that the mechanistic evidence of an
association (whether with respect to the MMR or hepatitis A vaccine) is weak, given what is known
about the natural infection (Id. at 212, 429â30).
27
B. Respondentâs Literature 17
1. G. Mieli-Vergani et al., Autoimmune Hepatitis, 4:18017 Nat. Rev. Dis. Primers 1-21
(2018), filed as Ex. A Tab 2 (ECF No. 25-2) (âMieli-Vergani IIâ)
The primary author of this review article is the same as Mieli-Vergani I, cited by Petitioner.
Mieli-Vergani II notes some basic facts about AIH, largely consistent with Mack. However, it also
makes observations about AIH that are somewhat contrary to what Petitioner gleaned from Mieli-
Vergani I. In particular, Mieli-Vergani II deems the cause of AIH to be unknown (Mieli-Vergani II
at 10), and in discussing potential mechanisms for its pathogenesis, like molecular mimicry, it
makes no mention of measles virus (as Christen noted Mieli-Vergani I had done), focusing instead
on case reports involving hepatitis infections (Id. at 4). But Mieli-Vergani II does propose a role
for T helper cells in propagating disease, as well as the loss of immune toleranceâboth of which
Petitioner relies upon in her causation theory.
2. Beretta-Piccoli
Beretta-Piccoli is a case report showing the counter-risk posed by anti-malarial medicine
in causing AIH. It discusses a 65-year-old woman who made yearly visits to Tanzania, and took
an anti-malarial drug, Malarone (atovaquone/proguanil), on each trip. Beretta-Piccoli at 293â94.
The year before the illness at issue, she had become jaundiced with an acute hepatitis following
her trip, and her illness was thought to be drug-induced liver injury due to an antibiotic (although
she had also been taking Malarone), although it resolved in two weeks.
Id. at 294, 296
. The
following year, she returned to Tanzania and again took Malarone.
Id. at 294
. Shortly after she
returned, she went to the hospital with fatigue, jaundice, and dark urine.
Id. at 293
. She reported
that she had stopped taking Malarone four days earlier due to the appearance of jaundice.
Id. at
294
. After performing a liver biopsy and several lab tests, doctors tentatively diagnosed the patient
with AIH.
Id. at 295
. The patientâs liver inflammation took a long time to resolve, allowing a firm
diagnosis only three years after presentation.
Id. at 297
. Beretta-Piccoliâs authors concluded that
the anti-malarial medication was the likely cause of the patientâs liver pathology, but they
acknowledged that a second case would be needed to confirm âthe rare but potentially severe
hepatotoxicity of this commonly used antimalarial prophylaxis/treatment.â
Id.
at 296â97.
Respondent cited Beretta-Piccoli as evidence that anti-malarial medication can cause AIH.
Crippin Rep. at 4â5. And there are similarities between this patient and Ms. Exum. Both traveled
to Tanzania, and both needed prolonged therapy with corticosteroids/prednisone after falling ill.
However, there are also significant factual differences. The patient in Beretta-Piccoli developed
17
Respondent offered 38 items of literature. Exhibit List, filed January 24, 2024 (ECF No. 49). But Respondent does
not bear the burden of proof in this matter, and therefore it is far less critical from a fairness standpoint that I unpack
each item of literature he filed. I instead review herein only those items filed by Respondent that are most important
to my analysis.
28
very clear signs of liver injury (jaundice, dark urine) while she was actively taking the anti-malarial
medication, but Petitioner did not develop symptoms (other than fatigue) in such a short timeframe.
3. 2012 IOM Report 18
Respondent also referenced portions of the 2012 IOM Report, in support of his contention
that Petitioner had not presented sufficient evidence to support a molecular mimicry mechanism.
Tr. at 184. The relevant excerpts of the 2012 IOM Report confirm that proof of homology (between
different amino acid sequences in a foreign antigen and self protein structure) is insufficient to
prove a molecular mimicry reaction. See 2012 IOM Report at 60 (deeming it âproblematicâ to
prove autoimmunity due to molecular mimicry, and noting that homology is common in nature
and usually not pathogenic). Yet Dr. Gish did not even attempt to demonstrate homology in the
first place.
Additionally, the 2012 IOM Report notes that pathogenic molecular mimicry may serve as
a causal explanation for an autoimmune disease if the theory is corroborated with evidence of an
autoimmune attack in vivo, evidenced by proof of âlocal binding of antibody with activation of
the complement cascade, activation of the appropriate co-stimulatory T cells signals and cytokines,
and/or involvement of other pathogenic effector mechanisms in a biologically relevant tissue site.â
2012 IOM Report at 71. Thus, Dr. MacGinnitie contended, Petitioner would need to show that
there were antibodies or T cells that cross-reacted in her case with vaccine components, and that
they were actually present in vivo. Tr. at 185. Furthermore, Petitioner would have to show that
these immune cells were actually capable of mediating organ damage.
Id.
But no such evidence
existed in this matter.
4. Mina
Mina is a review article discussing the significantly positive impact of receipt of the
measles vaccine worldwide. See Mina at S11. It notes that â[m]easles immune suppression is an
invisible hallmark of measles infection, predisposing to secondary infections, the major cause of
measles associated mortality.â Mina at S13. But â[m]easles vaccination programs have been
among the greatest public health achievementsâ in eliminating the measles infection across the
globe.
Id.
at S10. This is attributed to âdirect heterologous benefits of the measles vaccines that
enhance innate and adaptive immune responses.â
Id.
Receipt of the measles vaccine thus not only
prevents directly a subsequent measles infection, but reduces the likelihood of experiencing some
secondary, opportunistic infection or illness (since the immunosuppression caused by an initial
measles infection is eliminated).
Id.
at S13â15. The measles infection can have a longer-term
impact on the immune systemâwhat Mina terms âmeasles virus associated immune-amnesia.â
Id.
at S14.
18
See Ex. C Tab 2 (ECF No. 26-2)âthe portions filed by Respondent are different than what Petitioner highlighted.
29
Respondent cited Mina to refute Petitionerâs argument that the measles vaccine is capable
of suppressing the immune system to any comparable pathologic degree. Tr. at 164; MacGinnitie
Rep. at 8â9. As Dr. MacGinnitie explained, the measles vaccine in fact prevents the profound
immune suppression caused by the measles virus (precisely what Petitioner argues in part caused
her to experience AIH). Tr. at 165.
5. AC of Pediatrics
AC of Pediatrics is an annually-updated clinical manual relied upon by treaters. It
acknowledges the immune-suppressive nature of the wild measles, but not the vaccine. It
specifically notes that âchildren who have had measles have long-term blunted immune responses
to other pathogens and increased mortality attributable to the known effects of the measles virus
on lymphocytes.â AC of Pediatrics at 503. It then discusses the importance of measles prevention
(i.e. by receiving the measles vaccine).
Id.
at 503â04. Like Mina, AC of Pediatrics was cited to
refute Petitionerâs argument that the measles vaccine can cause clinically meaningful immune
suppression, in comparison to the known impact of the underlying wild virus. Tr. at 165â66.
6. T. Safranek et al., Reassessment of the Association between Guillain-Barre Syndrome
and Receipt of Swine Influenza Vaccine in 1976-1977: Results of a Two-State Study, 133
Am. J. of Epidemiology 940-51 (1991), filed as Ex. C-19 (ECF No. 26-19) (âSafranekâ).
Safranek, which involved the swine flu vaccine and GBS, found that there was an increased
risk of developing GBS within six weeks of vaccination, with no increased risk after. Safranek at
940. Respondent cited Safranek to support his argument that the onset of autoimmune diseases (if
vaccine-related) typically occurs no more than six weeks of vaccination (rather than up to five
months, as Petitioner contended); Tr. at 176 (Dr. MacGinnitie deeming six weeks âthe outer limitâ
for a vaccine-triggered autoimmune injury).
IV. Procedural History
As noted above, the case was initiated in 2021. Respondent filed his Rule 4(c) Report
disputing Petitionerâs right to compensation on August 19, 2022. Expert reports were filed through
the end of 2022, and the trial was held in March 2024. I initially denied entitlement on August 29,
2024. On September 30, 2024, Petitioner filed a motion for review.
The Court granted the motion in part, and remanded the case on February 26, 2025, with
instructions to elaborate on my rational for my conclusions. In particular, the Court has directed
the following:
- âprovide a rationale for crediting or discrediting the medical literature filed in
this case; such a rationale supporting any conclusions here is necessary to
30
confirm that the prong one 19 legal standard was correctly applied,â in order to
âsufficiently articulate the legal, factual, and evidentiary basesâ for my
conclusion that the first prong for causation was not met (Remand Order at 43â
44);
- âprovide a more fulsome explanation . . . regarding (1) the probative weight of
the medical literature Petitioner cited, including Petitionerâs case reports
involving relevant vaccines and vaccine antigens, (2) his rationale for accepting
or rejecting that evidence; and, as necessary, (3) the extent to which he is
crediting each expertâs testimony; and (4) his rationale for doing soâ (Remand
Order at 44);
- âto the extent that, on remand, . . . analysis of prong one affects [my] findings
pertaining to Petitionerâs prong two logical sequence of cause and effect, [I]
should revise and explain those findings accordinglyâ (Remand Order at 47);
and
- â(1) revise [my] findings on prong two, only to the extent that [my] prong one
analysis on remand affects those findings, (2) revise [my] analysis pertaining to
alternative causes, insofar as [I] improperly required Petitioner to âpersuasively
limit or exclude all of them,â and, importantly, (3) fully describe [my] rationale
for all of his prong two conclusions in the remand decisionâ (Remand Order at
50â51).
V. Applicable Legal Standards
A. Petitionerâs Overall Burden in Vaccine Program Cases
To receive compensation in the Vaccine Program, a petitioner must prove either: (1) that
he suffered a âTable Injuryââi.e., an injury falling within the Vaccine Injury Tableâ
corresponding to one of the vaccinations in question within a statutorily prescribed period of time
or, in the alternative, (2) that his illnesses were actually caused by a vaccine (a âNon-Table
Injuryâ). See Sections 13(a)(1)(A), 11(c)(1), and 14(a), as amended by
42 C.F.R. § 100.3
; §
11(c)(1)(C)(ii)(I); see also Moberly v. Secây of Health & Hum. Servs.,
592 F.3d 1315, 1321
(Fed.
Cir. 2010); Capizzano v. Secây of Health & Hum. Servs.,
440 F.3d 1317, 1320
(Fed. Cir. 2006). 20
There is no Table injury for AIH, so Petitioner can only assert a causation-in-fact claim.
19
Prong references are to the Federal Circuitâs decision that established the causation standard applied in Vaccine
Program casesâAlthen v. Sec'y of Health and Hum. Servs.,
418 F.3d 1274, 1278
(Fed. Cir. 2005).
20
Decisions of special masters (some of which I reference in this ruling) constitute persuasive but not binding
authority. Hanlon v. Secây of Health & Hum. Servs.,
40 Fed. Cl. 625, 630
(1998). By contrast, Federal Circuit rulings
concerning legal issues are binding on special masters. Guillory v. Secây of Health & Hum. Servs.,
59 Fed. Cl. 121
,
31
For both Table and Non-Table claims, Vaccine Program petitioners bear a âpreponderance
of the evidenceâ burden of proof. Section 13(1)(a). That is, a petitioner must offer evidence that
leads the âtrier of fact to believe that the existence of a fact is more probable than its nonexistence
before [he] may find in favor of the party who has the burden to persuade the judge of the factâs
existence.â Moberly,
592 F.3d at 1322
n.2; see also Snowbank Enter. v. United States,
6 Cl. Ct.
476, 486
(1984) (mere conjecture or speculation is insufficient under a preponderance standard).
Proof of medical certainty is not required. Bunting v. Secây of Health & Hum. Servs.,
931 F.2d
867, 873
(Fed. Cir. 1991). In particular, a petitioner must demonstrate that the vaccine was ânot
only [the] but-for cause of the injury but also a substantial factor in bringing about the injury.â
Moberly,
592 F.3d at 1321
(quoting Shyface v. Secây of Health & Hum. Servs.,
165 F.3d 1344
,
1352â53 (Fed. Cir. 1999)); Pafford v. Secây of Health & Hum. Servs.,
451 F.3d 1352
, 1355 (Fed.
Cir. 2006). A petitioner may not receive a Vaccine Program award based solely on his assertions;
rather, the petition must be supported by either medical records or by the opinion of a competent
physician. Section 13(a)(1).
In attempting to establish entitlement to a Vaccine Program award of compensation for a
Non-Table claim, a petitioner must satisfy all three of the elements established by the Federal
Circuit in Althen v. Sec'y of Health and Hum. Servs.,
418 F.3d 1274, 1278
(Fed. Cir. 2005): â(1) a
medical theory causally connecting the vaccination and the injury; (2) a logical sequence of cause
and effect showing that the vaccination was the reason for the injury; and (3) a showing of
proximate temporal relationship between vaccination and injury.â
Each Althen prong requires a different showing. Under Althen prong one, petitioners must
provide a âreputable medical theory,â demonstrating that the vaccine received can cause the type
of injury alleged. Pafford, 451 F.3d at 1355â56 (citations omitted). To satisfy this prong, a
petitionerâs theory must be based on a âsound and reliable medical or scientific explanation.â
Knudsen v. Secây of Health & Hum. Servs.,
35 F.3d 543, 548
(Fed. Cir. 1994). Such a theory must
only be âlegally probable, not medically or scientifically certain.â
Id. at 549
.
Petitioners may satisfy the first Althen prong without resort to medical literature,
epidemiological studies, demonstration of a specific mechanism, or a generally accepted medical
theory. Andreu v. Secây of Health & Hum. Servs.,
569 F.3d 1367
, 1378â79 (Fed. Cir. 2009) (citing
Capizzano, 440 F.3d at 1325â26). Special masters, despite their expertise, are not empowered by
statute to conclusively resolve what are essentially thorny scientific and medical questions, and
thus scientific evidence offered to establish Althen prong one is viewed ânot through the lens of
the laboratorian, but instead from the vantage point of the Vaccine Actâs preponderant evidence
standard.â
Id. at 1380
. Distinguishing between âpreponderant evidenceâ and âmedical certaintyâ
is important because special masters must take care not to impose an evidentiary burden that is too
124 (2003), affâd 104 F. Appâx. 712 (Fed. Cir. 2004); see also Spooner v. Secây of Health & Hum. Servs., No. 13-
159V,
2014 WL 504728
, at *7 n.12 (Fed. Cl. Spec. Mstr. Jan. 16, 2014).
32
high. Bunting v. Sec'y of Health & Human Servs.,
931 F.2d 867, 873
(Fed.Cir.1991) (âThe standard
of proof required by the [Vaccine] Act is simple preponderance of evidence; not scientific
certainty.... [I]t is not plaintiff's burden to disprove every possible ground of causation suggested
by defendant nor must the findings of the court meet the standards of the laboratorian.â) (citations
and internal quotation marks omitted).
In discussing the evidentiary standard applicable to the first Althen prong, the Federal
Circuit has consistently rejected the contention that it can be satisfied merely by establishing the
proposed causal theoryâs scientific or medical plausibility. See Kalajdzic v. Secây of Health &
Hum. Servs., No. 2023-1321,
2024 WL 3064398
, at *2 (Fed. Cir. June 20, 2024) (arguments âfor
a less than preponderance standardâ deemed âplainly inconsistent with our precedentâ (citing
Moberly,
592 F.3d at 1322
)); Boatmon v. Secây of Health & Hum. Servs.,
941 F.3d 1351
, 1359
(Fed. Cir. 2019); see also Demore v. Sec'y of Health & Hum. Servs., No. 20-1265V,
2024 WL
4542934
(Fed. Cl. Spec. Mstr. Sept. 26, 2024), aff'd, No. 20-1265V,
2025 WL 868902
, at *4 (Fed.
Cl. Mar. 20, 2025) (rejecting the argument that a petitionerâs burden is to prove that a causation
theory is plausible and instead requiring petitioner to prove the theory by a preponderance of the
evidence) (emphasis added). And petitioners always have the ultimate burden of establishing their
overall Vaccine Act claim with preponderant evidence. W.C. v. Secây of Health & Hum. Servs.,
704 F.3d 1352, 1356
(Fed. Cir. 2013) (citations omitted); Tarsell v. United States,
133 Fed. Cl.
782, 793
(2017) (noting that Moberly âaddresses the petitionerâs overall burden of proving
causation-in-fact under the Vaccine Actâ by a preponderance standard).
The second Althen prong requires proof of a logical sequence of cause and effect, usually
supported by facts derived from a petitionerâs medical records. Althen,
418 F.3d at 1278
; Andreu,
569 F.3d at 1375â77; Capizzano,
440 F.3d at 1326
; Grant v. Secây of Health & Hum. Servs.,
956
F.2d 1144
, 1148 (Fed. Cir. 1992). In establishing that a vaccine âdid causeâ injury, the opinions
and views of the injured partyâs treating physicians are entitled to some weight. Andreu,
569 F.3d
at 1367
; Capizzano,
440 F.3d at 1326
(âmedical records and medical opinion testimony are favored
in vaccine cases, as treating physicians are likely to be in the best position to determine whether a
âlogical sequence of cause and effect show[s] that the vaccination was the reason for the injuryââ)
(quoting Althen,
418 F.3d at 1280
). Medical records are generally viewed as particularly
trustworthy evidence, since they are created contemporaneously with the treatment of the patient.
Cucuras v. Secây of Health & Hum. Servs.,
993 F.2d 1525, 1528
(Fed. Cir. 1993).
Medical records and statements of a treating physician, however, do not per se bind the
special master to adopt the conclusions of such an individual, even if they must be considered and
carefully evaluated. Section 13(b)(1) (providing that â[a]ny such diagnosis, conclusion, judgment,
test result, report, or summary shall not be binding on the special master or courtâ); Snyder v. Secây
of Health & Hum. Servs.,
88 Fed. Cl. 706
, 746 n.67 (2009) (âSnyder IIâ) (âthere is nothing . . .
that mandates that the testimony of a treating physician is sacrosanctâthat it must be accepted in
33
its entirety and cannot be rebuttedâ). As with expert testimony offered to establish a theory of
causation, the opinions or diagnoses of treating physicians are only as trustworthy as the
reasonableness of their suppositions or bases. The views of treating physicians should be weighed
against other, contrary evidence also present in the recordâincluding conflicting opinions among
such individuals. Hibbard v. Secây of Health & Hum. Servs.,
100 Fed. Cl. 742, 749
(2011) (not
arbitrary or capricious for special master to weigh competing treating physiciansâ conclusions
against each other), affâd,
698 F.3d 1355
(Fed. Cir. 2012); Veryzer v. Secây of Dept. of Health &
Hum. Servs., No. 06-522V,
2011 WL 1935813
, at *17 (Fed. Cl. Spec. Mstr. Apr. 29, 2011), mot.
for review denâd,
100 Fed. Cl. 344, 356
(2011), affâd without opinion,
475 F. Appx. 765
(Fed. Cir.
2012).
The third Althen prong requires establishing a âproximate temporal relationshipâ between
the vaccination and the injury alleged. Althen,
418 F.3d at 1281
. That term has been equated to the
phrase âmedically-acceptable temporal relationship.â
Id.
A petitioner must offer âpreponderant
proof that the onset of symptoms occurred within a timeframe which, given the medical
understanding of the disorderâs etiology, it is medically acceptable to infer causation.â de Bazan
v. Secây of Health & Hum. Servs.,
539 F.3d 1347, 1352
(Fed. Cir. 2008). The explanation for what
is a medically acceptable timeframe must align with the theory of how the relevant vaccine can
cause an injury (Althen prong oneâs requirement).
Id. at 1352
; Shapiro v. Secây of Health & Hum.
Servs.,
101 Fed. Cl. 532, 542
(2011), recons. denâd after remand,
105 Fed. Cl. 353
(2012), affâd
mem.,
503 F. Appx. 952
(Fed. Cir. 2013); Koehn v. Secây of Health & Hum. Servs., No. 11-355V,
2013 WL 3214877
(Fed. Cl. Spec. Mstr. May 30, 2013), mot. for rev. denâd (Fed. Cl. Dec. 3,
2013), affâd,
773 F.3d 1239
(Fed. Cir. 2014).
B. Legal Standards Governing Factual Determinations
The process for making determinations in Vaccine Program cases regarding factual issues
begins with consideration of the medical records. Section 11(c)(2). The special master is required
to consider âall [ ] relevant medical and scientific evidence contained in the record,â including
âany diagnosis, conclusion, medical judgment, or autopsy or coroner's report which is contained
in the record regarding the nature, causation, and aggravation of the petitioner's illness, disability,
injury, condition, or death,â as well as the âresults of any diagnostic or evaluative test which are
contained in the record and the summaries and conclusions.â Section 13(b)(1)(A). The special
master is then required to weigh the evidence presented, including contemporaneous medical
records and testimony. See Burns v. Sec'y of Health & Hum. Servs.,
3 F.3d 415, 417
(Fed. Cir.
1993) (determining that it is within the special master's discretion to determine whether to afford
greater weight to contemporaneous medical records than to other evidence, such as oral testimony
surrounding the events in question that was given at a later date, provided that such determination
is evidenced by a rational determination).
34
As noted by the Federal Circuit, â[m]edical records, in general, warrant consideration as
trustworthy evidence.â Cucuras,
993 F.2d at 1528
; Doe/70 v. Sec'y of Health & Hum. Servs.,
95
Fed. Cl. 598, 608
(2010) (â[g]iven the inconsistencies between petitioner's testimony and his
contemporaneous medical records, the special master's decision to rely on petitioner's medical
records was rational and consistent with applicable lawâ), aff'd, Rickett v. Sec'y of Health & Hum.
Servs.,
468 F. Appâx 952
(Fed. Cir. 2011) (non-precedential opinion). A series of linked
propositions explains why such records deserve some weight: (i) sick people visit medical
professionals; (ii) sick people attempt to honestly report their health problems to those
professionals; and (iii) medical professionals record what they are told or observe when examining
their patients in as accurate a manner as possible, so that they are aware of enough relevant facts
to make appropriate treatment decisions. Sanchez v. Sec'y of Health & Hum. Servs., No. 11â685V,
2013 WL 1880825
, at *2 (Fed. Cl. Spec. Mstr. Apr. 10, 2013); Cucuras v. Sec'y of Health & Hum.
Servs.,
26 Cl. Ct. 537, 543
(1992), aff'd,
993 F.2d at 1525
(Fed. Cir. 1993) (â[i]t strains reason to
conclude that petitioners would fail to accurately report the onset of their daughter's symptomsâ).
Accordingly, if the medical records are clear, consistent, and complete, then they should
be afforded substantial weight. Lowrie v. Sec'y of Health & Hum. Servs., No. 03â1585V,
2005 WL
6117475
, at *20 (Fed. Cl. Spec. Mstr. Dec. 12, 2005). Indeed, contemporaneous medical records
are often found to be deserving of greater evidentiary weight than oral testimonyâespecially
where such testimony conflicts with the record evidence. Cucuras,
993 F.2d at 1528
; see also
Murphy v. Sec'y of Health & Hum. Servs.,
23 Cl. Ct. 726, 733
(1991), aff'd per curiam,
968 F.2d
1226
(Fed. Cir. 1992), cert. den'd, Murphy v. Sullivan,
506 U.S. 974
(1992) (citing United States
v. United States Gypsum Co.,
333 U.S. 364, 396
(1947) (â[i]t has generally been held that oral
testimony which is in conflict with contemporaneous documents is entitled to little evidentiary
weight.â)).
However, the Federal Circuit has also noted that there is no formal âpresumptionâ that
records are accurate or superior on their face to other forms of evidence. Kirby v. Secây of Health
& Hum. Servs.,
997 F.3d 1378
, 1383 (Fed. Cir. 2021). There are certainly situations in which
compelling oral or written testimony (provided in the form of an affidavit or declaration) may be
more persuasive than written records, such as where records are deemed to be incomplete or
inaccurate. Campbell v. Sec'y of Health & Hum. Servs.,
69 Fed. Cl. 775, 779
(2006) (âlike any
norm based upon common sense and experience, this rule should not be treated as an absolute and
must yield where the factual predicates for its application are weak or lackingâ); Lowrie,
2005 WL
6117475
, at *19 (â[w]ritten records which are, themselves, inconsistent, should be accorded less
deference than those which are internally consistentâ) (quoting Murphy,
23 Cl. Ct. at 733
)).
Ultimately, a determination regarding a witness's credibility is needed when determining the
weight that such testimony should be afforded. Andreu,
569 F.3d at 1379
; Bradley v. Sec'y of
Health & Hum. Servs.,
991 F.2d 1570, 1575
(Fed. Cir. 1993).
35
When witness testimony is offered to overcome the presumption of accuracy afforded to
contemporaneous medical records, such testimony must be âconsistent, clear, cogent, and
compelling.â Sanchez,
2013 WL 1880825
, at *3 (citing Blutstein v. Sec'y of Health & Hum. Servs.,
No. 90â2808V,
1998 WL 408611
, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998)). In determining the
accuracy and completeness of medical records, the Court of Federal Claims has listed four possible
explanations for inconsistencies between contemporaneously created medical records and later
testimony: (1) a person's failure to recount to the medical professional everything that happened
during the relevant time period; (2) the medical professional's failure to document everything
reported to her or him; (3) a person's faulty recollection of the events when presenting testimony;
or (4) a person's purposeful recounting of symptoms that did not exist. La Londe v. Sec'y of Health
& Hum. Servs.,
110 Fed. Cl. 184
, 203â04 (2013), aff'd,
746 F.3d 1334
(Fed. Cir. 2014). In making
a determination regarding whether to afford greater weight to contemporaneous medical records
or other evidence, such as testimony at hearing, there must be evidence that this decision was the
result of a rational determination. Burns,
3 F.3d at 417
.
C. Analysis of Expert Testimony
Establishing a sound and reliable medical theory often requires a petitioner to present
expert testimony in support of his claim. Lampe v. Secây of Health & Hum. Servs.,
219 F.3d 1357,
1361
(Fed. Cir. 2000). Vaccine Program expert testimony is usually evaluated according to the
factors for analyzing scientific reliability set forth in Daubert v. Merrell Dow Pharm., Inc.,
509
U.S. 579
, 594â96 (1993). See Cedillo v. Secây of Health & Hum. Servs.,
617 F.3d 1328, 1339
(Fed.
Cir. 2010) (citing Terran v. Secây of Health & Hum. Servs.,
195 F.3d 1302, 1316
(Fed. Cir. 1999).
Under Daubert, the factors for analyzing the reliability of testimony are:
(1) whether a theory or technique can be (and has been) tested; (2) whether
the theory or technique has been subjected to peer review and publication;
(3) whether there is a known or potential rate of error and whether there are
standards for controlling the error; and (4) whether the theory or technique
enjoys general acceptance within a relevant scientific community.
Terran,
195 F.3d at 1316
n.2 (citing Daubert, 509 U.S. at 592â95).
In the Vaccine Program the Daubert factors play a slightly different role than they do when
applied in other federal judicial settings, like the district courts. Typically, Daubert factors are
employed by judges (in the performance of their evidentiary gatekeeper roles) to exclude evidence
that is unreliable or could confuse a jury. By contrast, in Vaccine Program cases these factors are
used in the weighing of the reliability of scientific evidence proffered. Davis v. Sec'y of Health &
Hum. Servs.,
94 Fed. Cl. 53
, 66â67 (2010) (âuniquely in this Circuit, the Daubert factors have
been employed also as an acceptable evidentiary-gauging tool with respect to persuasiveness of
36
expert testimony already admittedâ). The flexible use of the Daubert factors to evaluate the
persuasiveness and reliability of expert testimony has routinely been upheld. See, e.g., Snyder II,
88 Fed. Cl. at 742â45. In this matter (as in numerous other Vaccine Program cases), Daubert has
not been employed at the threshold, to determine what evidence should be admitted, but instead to
determine whether expert testimony offered is reliable and/or persuasive.
Respondent frequently offers one or more experts in order to rebut a petitionerâs case.
Where both sides offer expert testimony, a special master's decision may be âbased on the
credibility of the experts and the relative persuasiveness of their competing theories.â
Broekelschen v. Sec'y of Health & Hum. Servs.,
618 F.3d 1339, 1347
(Fed. Cir. 2010) (citing
Lampe,
219 F.3d at 1362
). However, nothing requires the acceptance of an expert's conclusion
âconnected to existing data only by the ipse dixit of the expert,â especially if âthere is simply too
great an analytical gap between the data and the opinion proffered.â Snyder,
88 Fed. Cl. at 743
(quoting Gen. Elec. Co. v. Joiner,
522 U.S. 146
(1997)); see also Isaac v. Sec'y of Health & Hum.
Servs., No. 08â601V,
2012 WL 3609993
, at *17 (Fed. Cl. Spec. Mstr. July 30, 2012), mot. for
review den'd,
108 Fed. Cl. 743
(2013), aff'd, 540 F. Appâx. 999 (Fed. Cir. 2013) (citing Cedillo,
617 F.3d at 1339
). Weighing the relative persuasiveness of competing expert testimony, based on
a particular expert's credibility, is part of the overall reliability analysis to which special masters
must subject expert testimony in Vaccine Program cases. Moberly, 592 F.3d at 1325â26
(â[a]ssessments as to the reliability of expert testimony often turn on credibility determinationsâ);
see also Porter v. Sec'y of Health & Hum. Servs.,
663 F.3d 1242, 1250
(Fed. Cir. 2011) (âthis court
has unambiguously explained that special masters are expected to consider the credibility of expert
witnesses in evaluating petitions for compensation under the Vaccine Actâ).
ANALYSIS
I. Treatment of AIH in Prior Cases
The parties agree that Ms. Exum was properly diagnosed with AIH. But even though this
is undisputed, some brief discussion of AIHâs characteristics will help in the analysis of causation
in this matter.
According to Mack, AIH occurs when âa break in self-tolerance to hepatocyte autoantigens
initiates immunological responses causing progressive hepatic necroinflammation and
fibrogenesis.â Mack at 675, Figure 1. Mack deems AIH to be a âcomplex genetic disease that
requires interplay among genetic, epigenetic, immunologic, and environmental factors.â Id. at 674.
It allows that environmental factors like âviral infections or xenophobic disordersâ can defeat
immune tolerance against autoantigens in genetically-susceptible persons, although it does not
mention vaccines. Id. Nonspecific symptoms like fatigue and arthralgias are common to its
37
presentation. Id. at 680; Crippin Rep. at 3, 6. An AIH diagnosis can be confirmed by liver tissue
biopsy. Crippin Rep. at 6.
The primary articles regarding AIH offered by either side do not appear to embrace the
concept that vaccines might in rare cases cause it. At best, they propose an immune-mediated
process for how it unfolds. Mack, for example, describes the pathogenesis of AIH as involving a
breaking of immune tolerance mediated by a variety of T cells, while cross-reactive autoantibodies
(here, presumably incurred due to vaccination) are generated. Mack at 674â76. This is largely
consistent with Petitionerâs proposed mechanistic theory. Mack also sets forth a number of specific
autoantibodies associated with AIH (although Petitioner has never been shown to have possessed
any). Id. at 676â78. But Mack makes no mention of the measles virus as a potential cause of AIHâ
and its discussion of vaccination-related risks is limited to the context of existing AIH patients
receiving immunosuppressive treatments, as opposed to individuals not already experiencing AIH.
Id. at 686. 21 Indeedâimmunosuppression is a favored treatment of AIH. Mieli-Vergani II at 1, 2,
11 (âAIH should always be treated with immunosuppressive drugs with very few exceptionsâ).
The Vaccine Program has previously considered whether certain covered vaccines can
cause AIHâbut the trend seems to be against a finding of causation. See, e.g., Porter v. Secây of
Health & Hum. Servs.,
663 F.3d 1242
(Fed. Cir. 2011) (reversing Courtâs rejection of special
master determination that hepatitis B vaccine was not shown to cause AIH; special masterâs
decision was reasonably based on credibility determinations about the competing expert opinions,
as well as other record evidence). In addition, most such prior claims logically focused on the
hepatitis A or B vaccines, since their viral cognates are understood to lead to hepatitis (and indeed,
the bulk of the case reports filed in this case better support that kind of causation case than what
is advanced here).
There are comparatively fewer cases involving the MMR or Tdap vaccinesâbut those that
exist are not favorable to Petitioner. See, e.g., Rivas v. Sec'y of Health & Hum. Servs., No. 21-
1683V,
2025 WL 551570
, at *2 (Fed. Cl. Spec. Mstr. Jan. 24, 2025) (â[P]etitioner has not carried
her burden of presenting a minimally persuasive case that the Tdap vaccine and hepatitis A and B
vaccines can cause and/or worsen autoimmune hepatitisâ).
II. Petitioner Has Not Met her Burden of Proof under Althen
The failure to establish even one of the three Althen prongs in the context of a causation-
in-fact claim is sufficient basis for a claimâs dismissal. Dobrydnev v. Secây of Health & Hum.
Servs.,
566 Fed. Appx. 976, 980
(Fed. Cir. 2014). Upon remand, I once again determine that
Petitioner did not preponderantly establish causationâat least with respect to the first two Althen
21
Mack actually notes the importance of vaccinating â[p]atients unprotected against infection with hepatitis A virus
(HAV) and hepatitis B virus )(HBC)â before they undergo immunosuppressive treatment for AIH. Mack at 686.
38
prongs. (But although the Remand Order affirms the fact that a special master is not compelled to
perform analysis of each prong individually, if at least one is found not to have been satisfied
(Remand Order at 51), I am including herein my analysis of all three prongs).
A. Prong One
Petitioner contends that the MMR and Tdap vaccinesâalone or in combinationâmore
likely than not can cause AIH. Some elements of the theory are wholly noncontroversial, since
they begin with propositions rooted in what is known about the pathogenesis of AIH. Thus, AIH
likely occurs due to some combination of individual susceptibility and an environmental trigger.
But the theory in its totality lacks sufficient preponderant support, even if some individually-
reliable items of literature have been offered in this case. In order to fully meet the Courtâs remand
mandate, I have explicitly broken down each element of my reasoning for why I find causation
has not been demonstrated.
1. Petitioner has Not Preponderantly Demonstrated a Link Between
the Measles Component of the MMR Vaccine and AIH
The primary thrust of Petitionerâs causation argument was that the measles component of
the MMR vaccine has the capacity to suppress the immune response, opening the door thereafter
to AIH (with the Tdap vaccine possibly playing a secondary role). There are several flaws with
the theory.
To an overarching degree, Petitionerâs theory is rooted in a false equivalence between the
immunologic impact of the measles wild virus versus the vaccine. 22 Certainly Program claimants
often base their theories on the impact a vaccineâs wild viral or bacterial counterpart can have from
a pathologic standpoint (since that opens the door to the possibility that a vaccine based on that
same wild virus could achieve a comparable effect). And there is reliable evidence that the wild
measles infection can cause pathologic harm due to immune suppressionâeven after the virus has
been successfully treated and/or cleared.
But the measles wild virus has not been shown to be directly associated with AIH (and
instances of liver disease or even AIH associated with hepatitis infections of any kind cannot
inform the analysis herein). And it cannot be disputed that the danger posed by the wild measles
virus is far greater than the vaccine, all things being equal. See, e.g., McMahon at 635 (measles
infections âcomplications, often due to [virus] induced immunosuppression, occur in up to 30% of
cases, and can result in pneumonia, encephalitis, and, in rare cases, deathâ). Accordingly, it is not
facially compelling for Petitioner to assume that vaccination per se involves a risk comparable to
the impact of the wild measles infection.
22
See, e.g., Tr. at 37 (Dr. Gish responding affirmatively to the question, â[w]ould it be expected that Mrs. Exum
suffered a mild vaccine strain measles infection from the administration of her vaccine?â).
39
More specifically, however, the contention that the measles vaccine is capable of
pathologic immune suppression has not been preponderantly establishedâeven if some of the
items offered to support this concept have scientific reliability. Both Munyer and Nanan support
the narrow proposition that the measles vaccine has been experimentally observed to produce some
depression of T cell lymphocyte functionâbut that is where their findings end. Neither article
stands for the conclusion that the studied patients experienced meaningful immune suppression,
such that any disease became more likely after receipt of the vaccine (let alone AIH). See, e.g.,
Munyer at 76. The dated quality of these two items of literature further reduces the weight to be
given to them, since they were never followed by confirmatory studies that substantiate the
importance of their findings. If it has been known for over twenty years that a measles virus-
containing vaccine could produce a dangerous degree of immune suppression, where are the
subsequent studies evaluating or testing this purported risk?
Thus, the concept that some fairly-old studies produced some evidence of possible vaccine-
related suppression needed to be linked to other evidence fleshing out the propositionânot
necessarily specific to AIH, but at least to some comparable autoimmune injury. But the evidence
Petitioner has offered does not fill these holes in the theory very well. Christen, for example, only
briefly mentions the measles vaccine, but notes that evidence connecting it to AIH was not
corroborated over time. Christen at 43. Christen similarly mentions a case series article never filed
in this case (Vento), and which observed only a temporal association between measles and AIH.
And it references Mieli-Vergani I as the ultimately-uncorroborated measles virus-AIH
connectionâwhile the same primary author (in the more recently-published Mieli-Vergani II)
made no mention at all of measles virus as a putative AIH trigger (suggesting that in the 30 years
that passed between the two articles, the measles trigger hypothesis was no longer considered
important).
Robertson is fairly weak support for the proposed measles-AIH link. It may well show (in
a small sample) that a preexisting measles infection might be associated with an AIH-like
condition. Yet (and in addition to the fact, noted in Christen, that Mieli-Vergani I did not
corroborate its potential findingsâand that the illness considered may not be on all fours with
AIH) it says little about the impact of receipt of a measles-containing vaccine. I therefore do not
find that even the nascent possibility outlined in Nanan and Munyer has been subsequently
confirmed or carried forwardâmeaning in turn that this aspect of Dr. Gishâs theory lacks sufficient
reliable support to corroborate it.
I also emphasize that the argument that the measles vaccine component can cause
pathologic immune suppression is hardly new to the Program. In fact, it was a central pillar of the
causation theory advanced in the Omnibus Autism Proceeding (the âOAPâ) over 15 years ago,
about the alleged capacity of the MMR vaccine to cause autism. But (after a matter characterized
40
by a lengthy and laborious degree of fact-finding unheard of in the Program, before or since) 23 the
idea that pathologic immune suppression could be caused by this vaccine was firmly rejected. See,
e.g., Snyder v. Sec'y of Health & Hum. Servs., No. 01-162V,
2009 WL 332044
, at *104 (Fed. Cl.
Spec. Mstr. Feb. 12, 2009) (âpetitioners have failed to demonstrate that the MMR vaccine causes
immunosuppression. There is no evidence that children receiving the vaccine have higher rates of
infection in the months after vaccination than children who do not receive the vaccineâ), mot. for
review denâd,
88 Fed. Cl. 706
(2009).
Notably, Nanan and Munyer were published before Snyderâs issuanceâagain raising the
question as to why, if they stand as reliable and persuasive evidence of MMR vaccine-caused
immune suppression, there are not any more recent follow-up studies corroborative of their
findings. And subsequent decisions considering the same proposition (admittedly, also in the
context of an autism injury claim) have rejected the theory again, even where such articles were
expressly invoked in support. See, e.g., Reed v. Sec'y of Health & Hum. Servs., No. 08-650V,
2018
WL 6844458
, at *47 (Fed. Cl. Spec. Mstr. Dec. 4, 2018) (rejecting contention that MMR vaccine
can cause clinically meaningful immunosuppression resulting in autism, and discussing Munyerâs
limits as persuasive evidence to that point).
Petitionerâs immunosuppression argument is further weakened by Respondentâs
counterevidence, which supports the conclusion that the measles vaccine actually makes immune
suppression far less likelyâsimply by reducing the possibility of a measles infection in the first
place. See e.g., Mina at S10 (noting that measles vaccine is correlated with large reductions in
childhood mortality because direct heterologous benefits of the vaccine enhance innate and
adaptive immune responses). And there is a contradictory quality to arguing that immune
suppression would cause a disease reaction that is the product of an uncontrolled immune
responseâsince autoimmunity involves an unregulated attack by the immune system against self.
In fact, as Dr. Crippin noted, immunosuppressive treatments are used for AIH, and Petitioner
herself received them (Crippin Rep. at 3). How does measles-induced immunosuppression lead to
a disease that itself is treated by immune suppressive drugs? Mieli-Vergani II at 1, 2, 11. This
contradiction is unanswered by Dr. Gish.
Otherwise, the evidence of a direct MMR vaccine-AIH connection is largely absent. 24 It is
limited to a single case report, Saliba (with Veerappan providing one additional case involving the
23
See Hooker v. Sec'y of Health & Hum. Servs., No. 02-472V,
2017 WL 3033940
, at *4â6 (Fed. Cl. Spec. Mstr. Apr.
11, 2017), for a summary of the OAP process. The work performed by the three special masters who jointly heard
evidence in the OAP, and then wrote the formidably-long entitlement decisions thereafter, was exemplaryâand thus
findings made therein that have relevance to other kinds of Vaccine Act claims deserve considerable weight, even if
they do not control the outcome herein.
24
My observation that this evidence is lacking is not the same as requiring it. I am simply noting that the evidence of
a more direct vaccine-AIH association is not evident (underscoring the degree to which Petitioner must rely on more
indirect and circumstantial proofâand here, that proof too proves inadequate).
41
MMR, but too many other additional vaccines to separate out possible triggers). This is not enough
of a link to remedy the other deficiencies in this aspect of Petitionerâs causation theory.
I thus do not find on this record that it is preponderantly likely that the MMR vaccine can
cause sufficient levels of immune suppression to have a clinically-meaningful impactâsuch that
it could establish conditions for an autoimmune disease like AIH.
2. Evidence About the Putative Role of the Tdap Vaccine in
Causing AIH is Weak or Lacking
Dr. Gish devoted less time at trial to explaining his theory for how the Tdap vaccine could
play into the proposed pathogenesis for AIH. But this aspect of the overall theory made
assumptions about the impact of the Tdap vaccine (and its promotion of inflammation through
stimulation of T-helper cells) that arise more from supposition than independent evidence.
Petitioner contends that an upregulation of T helper cells due to receipt of a Tdap booster
could in turn cause pro-inflammatory cytokines secreted by those T helper cells to encourage an
autoimmune disease process. First Gish Rep. at 21â22. The limited evidence that he offered for
this was unconvincing. In van Gemeren, for example, a woman developed AIH after receiving
multiple vaccines, including the Tdap vaccine. van Gemeren at 19. But the authors of this case
report did not include any discussion of the Tdap vaccine.
Id.
Instead, they narrowed in on the
hepatitis A vaccine as a potential trigger.
Id.
at 21â22.
da Silva Antunes admittedly provided some evidence relevant to this argument, finding
that people previously vaccinated with the whole cell pertussis vaccine produce more IL17
cytokines after booster vaccination (for the subset of the sample that previously received a whole
cell pertussis version of the vaccineâpresumably true of Petitioner as well). da Silva Antunes at
3â4. But does this mean that the levels of cytokines generated in reaction would be enough to be
pathogenicâif not in the specific context of AIH, then with respect to any autoimmune disease?
da Silva Antunes does not say. And its more limited observation was rooted in an evaluation of
the comparative immunologic value of acellular versus whole-cell pertussis - not the pathogenic
potential of the Tdap vaccine. da Silva Antunes at 3855â56. The article includes no discussion of
AIH. And Dr. MacGinnitie persuasively also pointed out that the sample size of the da Silva
Antunes study was limited, that it did not observe large increases in the production of these
cytokine-generating helper cells, and otherwise that these T cells themselves are not considered
per se pathogenic in any event. First MacGinnitie Rep. at 9â10.
Lafdil does not bridge this evidentiary gap sufficiently. It does observe that T-helper cells
play some role in the development of autoimmune liver diseaseâin particular through
encouragement of a kind of pro-inflammatory cytokine associated with different kinds of liver
illnessesâsome of which are analogous to AIH. Lafdil at 250, 251â52. Again, howeverâdoes
42
this lead to the conclusion that receipt of a Tdap booster is likely to raise these cytokines to
pathogenic levels, and thereupon spur on AIH? Lafdil does not so conclude, and it is speculative
to do so here. Petitioner has only shown that there is scientific support for the conclusion that this
kind of T helper cell is involved in an AIH-like disease process. But that is not the same as the
determination that vaccination likely leads to the disease process. There are too many missing
links in the causation chain to so conclude.
Overall, this element of the causation theory reflects Petitionerâs continued effort to
transmute narrow, scientifically-reliable facts (derived from limited but methodologically
reasonable studies) into a basis for pathology which itself is ultimately speculative. Even if a Tdap
booster results in the production of certain T cells that could be associated with autoimmune
disease, this does not mean they drive or initiate that diseaseâor that they are upregulated by
vaccination in amounts sufficient to cause disease. And Petitionerâs showing, in the absence of
other evidence implicating the Tdap vaccine (or its viral/bacterial components) to AIH, is even
more faint in supporting causation.
3. Insufficient Evidence Was Offered to Establish
The Risk of Receiving Two Vaccines at Once
Dr. Gish argues that the administration of both vaccines at the same time raised the risk of
an aberrant response. Tr. at 51, 63. But this is a barely plausible contention that lacked
corroboration from materials filed in this case. No studies were offered that evaluated via a
trustworthy methodologic experiment the impact of receiving two vaccines at the same time â in
the context of any autoimmune disease. At most, some case reports were filed in which at least
one of the relevant vaccines was administered. See, e.g., Veerappan, van Gemeren. While the
authors of Veerappan suggest that AIH may be a complication in patients who receive multiple
vaccinations simultaneously, they do not explain why. Veerappan at 212. And in Veerappan, the
patient received four vaccines simultaneously, as opposed to Petitionerâs two. (Otherwise, and as
discussed in greater detail below, there is no evidence in the contemporaneous medical record at
all of any suspect, close-in-time reaction to the vaccines Petitioner received on August 20, 2018â
further distinguishing the present case from Veerappan).
4. Dr. Gishâs Molecular Mimicry Mechanism for Driving
AIH Due to Vaccination Was Inadequately Corroborated
Admittedly, Petitioner in this case did not primarily rely on a theory that antigenic
similarity between components of either vaccine she received and protein components in the liver
caused an autoimmune cross-reaction, resulting in AIH. Dr. Gish, however, did invoke the concept
as a reliable mechanistic explanation for autoimmune disease. See, e.g., First Gish Rep. at 10, 17,
43
20â21. But he did not substantiate it adequately either, such that I could find it might stand as a
reliable mechanism explaining how the two relevant vaccines, alone or in combination, could lead
to AIH.
Some autoimmune diseases can be mediated by mistaken self-attacks propagated by
antibodies generated in response to a foreign antigen that (due to molecular and/or structural
similarities with a self-antigen protein) then cross-react with the self tissue, often in a
chronic/persistent manner. See, e.g., Bielak v. Sec'y of Health & Hum. Servs., No. 18-761V,
2023
WL 35509
, at *33 (Fed. Cl. Spec. Mstr. Jan. 3, 2023) (â[m]olecular mimicry is predominantly
driven by B cell activity, occurring when antibodies are produced in response to antigenic
components of the vaccineâbut which (due to mimicry between the presenting vaccine antigens
and self-tissues) cause harmful cross-reactions, by mistakenly attacking the self antigensâ).
Because vaccines are usually designed to encourage an adaptive response to a foreign
antigen specifically by âteachingâ the immune response to create antibodies to attack the antigen
in future exposures, the mechanism of molecular mimicry fits well with theories that the immune
response to vaccination could become pathologic. But litigants who invoke molecular mimicry to
explain how a vaccine could have triggered an autoimmune disease commonly attempt to show at
a minimum (a) what homology might exist between a vaccineâs antigens and a self-structure
relevant to the situs of harm (here the liver), and (b) what evidence exists that the vaccine would
cause the production of the likely pathogenic antibodies. See K.A. v. Sec'y of Health & Hum. Servs.,
No. 16-989V,
2022 WL 20213037
, at *9 (Fed. Cl. Spec. Mstr. Apr. 18, 2022), mot. for review
denâd,
164 Fed. Cl. 98
(2022), aff'd,
2024 WL 2012526
(Fed. Cir. May 7, 2024) (â[b]ecause
homology is common in nature (given the total limited number of amino acids that constitute
proteins), it is important to focus on homology specific to the âdisease-relatedâ situs for the cross-
reactive attackâ).
Here, however, Dr. Gish has not made a homology showingâwhich, as Dr. MacGinnitie
noted, is by itself not enough evidence to conclude an autoimmune process linked to vaccination
has been established. He also did not otherwise offer evidence suggesting that the vaccines or their
wild viral counterparts are associated with any antibodies thought to drive AIH or be involved in
its pathogenesis. There is thus very little evidence in this record that would support molecular
mimicry due to vaccination as a mechanistic explanation for AIH.
In reaching my conclusion about the strength and applicability of molecular mimicry as a
mechanism in this case, I acknowledge that petitioners need not offer any mechanism at all in
proving causation. Andreu, 569 F.3d at 1378â79. But what does this mean, in a case where the
Petitionerâs expert did offer several possible mechanisms? Is the special master obligated to avert
his eyes from the strength of the evidence at issue? Must he simply assume a briefly-invoked
mechanism reasonable, without consideration of the weaknesses noted in it by Respondent?
Relevant and controlling case law says otherwise. Howard v. Sec'y of Health & Hum.
Servs., No. 16-1592V,
2022 WL 4869354
, at *24 (â[o]f course, petitioners are never required to
44
establish mechanismâbut they often attempt to do so, and therefore it is reasonable to evaluate
their success in the effortâ) (Fed. Cl. Spec. Mstr. Aug. 31, 2022), mot. for review denâd,
2023 WL
4117370
(Fed. Cl. May 18, 2023), aff'd,
2024 WL 2873301
(Fed. Cir. June 7, 2024). I may evaluate
whether a proposed pathologic mechanism has been evidentiarily supportedâand this one has not.
Claimants cannot both invoke a possible mechanism to flesh out their causation theory, but then
evade its deficiencies by objecting they were never obligated to prove it in the first place.
5. Case Reports are Weak Causation Evidence, and
Those Offered Were Largely Unhelpful to Petitioner
Petitioner offers a number of case reports in support of her causation argument. See Saliba,
Sasaki, Perumalswami, Subramanian, van Gemeren, Berry, Veerappan. At the outset, however, it
is plain that several of them (Berry, Perumalswami, Sasaki) do not involve the Tdap or MMR
vaccines (or even comparable wild virus infections). Berry, Perumalswami, and van Gemeren
involve the hepatitis A and/or B vaccine; Subramanian a hepatitis A wild infection; and Sasaki the
flu vaccine. This fundamental fact distinction greatly saps such case reports of evidentiary value
in the context of this case. See Herms v. Sec'y of Health & Hum. Servs., No. 19-70V,
2024 WL
1340669
, at *21 (Fed. Cl. Spec. Mstr. Mar. 4, 2024) (âPetitioner does not explain how data from
other unrelated vaccines could be extrapolated to the vaccines at issue here and accordingly, the
data is not persuasiveâ), mot. for review denâd,
173 Fed. Cl. 1
(2024); see also Deshler v. Sec'y of
Health & Hum. Servs., No. 16-1070V,
2020 WL 4593162
, at *19â21 (Fed. Cl. Spec. Mstr. July 1,
2020) (declining to attribute case reports on the flu vaccine to the causation potential of
pneumococcal vaccines).
Saliba is the most factually-relevant case report, since it involves a patient who developed
hepatitis after receipt of the MMR vaccine. Saliba at 379. But the patient in Saliba experienced
acute hepatitis, which is distinguishable from AIH, a chronic condition. Additionally, the patient
in Saliba developed obvious symptoms of liver disease within two weeks of vaccination, while
Petitionerâs first confirmed symptom (elevated liver enzymes) appeared two months post-
vaccination. It is thus factually distinguishable in important respects.
In a larger sense, case reports are of limited value in determining causationâeven when
they are factually relevant. Special masters have repeatedly observed that case reports present only
a temporal sequence of events, and thus stand as very thin evidence of causation. Demore v. Sec'y
of Health & Hum. Servs., No. 20-1265V,
2024 WL 4542934
, at *7 (Fed. Cl. Sept. 26, 2024), aff'd,
No. 20-1265V,
2025 WL 868902
(Fed. Cl. Mar. 20, 2025); see also Campbell v. Sec'y of Health
& Hum. Servs.,
97 Fed. Cl. 650, 668
(2011) (ââ[c]ase reports do not purport to establish causation
definitively, and this deficiency does indeed reduce their evidentiary value,â even if they should
receive some weightâ).
45
Dr. Gish devoted much of his supplemental expert report to attempting to defend case
reports, especially given the rarity of vaccine injuries. See generally Second Gish Rep. at 1â4. But
his reasoning rings hollow. A case report may be the place to start a causation inquiry, but that
effort must then build upon other evidence that suggests the temporal/coincidental observation of
post-vaccination injury is scientifically meaningful. And here, the paucity of case reports specific
to the vaccines at issue and AIH do not appreciably add to the total picture. Dr. Gish reasons that
case reports suggest a one-time occurrence might repeat elsewhere (Second Gish Rep. at 3 (âif
something did happen in another person, then logically the event can happen in this patientâ)âbut
this kind of logic does not pass muster in the Vaccine Program when uncorroborated with other
evidence.
6. Other Proposed Mechanisms Were Inadequately Developed
Petitionerâs causation showing included a number of additional independent theories or
mechanisms that were only briefly touched upon, but never substantiated into something sufficient
to be deemed preponderantly established. These contentions accordingly merit even less weight
than the better fleshed-out aspects of the causation theory discussed above, like the proposed
impact of measles vaccine-associated immune suppression.
For example, as evidence for the contention that the measles vaccine component could
literally âinfectâ certain immune cells, Petitioner referenced Rennick. But as I have noted above,
an article like Rennick has more to say about the function of the measles vaccine from an
immunologic standpoint than it does about the vaccineâs allegedly-pathogenic capacity (which is
what is at issue in this case). Its observation about the way the vaccineâs antigens are taken up by
immune cells cannot be alone stretched into a finding that this in turn increases the likelihood the
vaccine will, at some later time, unexpectedly cause measles-associated immune suppression of
some kind. Thus, Rennick stands as another instance in which Petitioner seeks to take anodyne
scientific findings about vaccine performance and speculatively recast them into proof of
pathology.
Petitioner proposed bystander activation of nonspecific immune cells (and/or suppression
leading to expansion of these immune cells) as another way AIH might occur. First Gish Rep. at
9, 10; Tr. at 42, 58. But there was inadequate evidence supporting this mechanism as likely causal
of AIH due to vaccination. 25 Dr. MacGinnitie persuasively explained that usually bystander
activation would only be thought to occur in the presence of active inflammation due to an
infectious process (which was never shown to have happened in this case). Tr. at 158â60. And
25
In fact, articles like Mack did not even mention bystander activation as an understood mechanism for AIH (Tr. at
160)âalthough Dr. MacGinnitie admitted on cross-examination that Mina mentioned bystander activation as
something a vaccine could encourageâblunting this contention somewhat.
46
articles like Benn are focused on the positive, secondary effects of this kind of nonspecific immune
stimulation, rather than supporting the contention that vaccine-associated bystander activation is
harmful. Benn at 432, 436â37.
Dr. Gish also spoke generally of immune tolerance being broken by a T cell-driven process,
resulting in harm to liver cells. Tr. at 53â54; Petitionerâs Post-Hearing Brief, filed May 31, 2024
(ECF No. 73) (âBr.â) at 9. This is consistent with how AIH likely unfoldsâbut a description of
the pathogenesis of the disease in question does not also establish causation, if not yoked to
sufficient reliable proof to conclude the vaccine can be an aspect of the disease process. I have
already observed above that explanations like measles-associated immunosuppression, or Tdap
booster-driven T helper cell increases, do not âwork.â And certainly no other, more direct evidence
was offered to show how these vaccines would break immune tolerance. Petitioner could not
simply take a truism about the illness in question and then turn that into evidence of vaccine-
instigated pathology, without better and more persuasive proof.
7. Respondentâs Experts Were More Persuasive
Than Dr. Gish on the Question of Vaccine Causation
Another factor bearing on my prong one determination is my assessment of the experts,
who I saw and heard live at hearing. Dr. Gish was certainly qualified to offer an opinion in this
case as a general matter, given his expertise in hepatology. But he has no specific expertise
studying AIHâs pathogenesis (even if he has a background in the treatment of liver-associated
diseases, and has some reasonable insights gleaned from that experience). In addition, he was
matched against another, equally-qualified hepatologist (Dr. Crippin) who also reasonably relied
on his own experience in questioning causation. Worse, Dr. Gish lacks demonstrated expertise in
the field of immunologyâand the opinions he offered on this subject were persuasively rebutted
by Dr. MacGinnitieâthe sole immunologist who testified herein. I therefore have given Dr. Gishâs
generalized and somewhat broad contentions about the alleged immune process that could lead to
AIH post-vaccination less weight than the Respondentâs expertsâ testimony.
This is not a case where I deemed an expert to have lacked core âcredibility.â 26 But
weighing of expert testimony is not limited to determining bare-bones questions of personal
honesty or truthfulness. Nor does Program law ever compel me to accept an expertâs ipse dixit.
Snyder II,
88 Fed. Cl. at 743
. While Dr. Gish presented an opinion favorable to Petitioner, that
was not the end of my evaluation of itâand as discussed herein, I deem it ultimately wanting, since
26
I do, however, share the opinion offered by Dr. MacGinnitie that it was âdifficult to follow a logical, step by step
theory of causation in Dr. Gishâs Report,â which was excessively wordy, meandering, and unclear in the theory it
embraced. MacGinnitie Rep. at 6. His enunciation of that theory at hearing was not much more illuminatingâand
although I have attempted to summarize his views in a more ordered fashion, it has not been easy (and this also detracts
from the theoryâs persuasiveness).
47
it was unsupported by sufficient corroborating evidence. Dr. Gish too often tried to leverage things
known about AIH into proof of vaccine pathology, without sufficient connective evidence;
exaggerated the impacts of the measles vaccine into a disease process; and relied on older studies
that have not been subsequently shown to have the same significance they might once have been
thought to possess. Dr. Gishâs theory did not add up, independent of his expertise as a hepatologist,
and even if some of its components were individually reliable.
In summary: Petitioner was unable to establish that the Tdap vaccine and/or MMR vaccine
can likely cause autoimmune hepatitis. I make this finding based on an in-depth review of all the
evidence presented by both parties. Petitioner has not provided enough reliable evidence that the
MMR vaccine causes clinically significant immunosuppression leading to an autoimmune disease
like AIH. For these reasons, I find that the first Althen prong is unsatisfied.
B. Althen Prong Two
Under the second Althen prong, a petitioner must prove actual causationâthat the
vaccine(s) at issue âdid causeâ the alleged injury/illnessâby a preponderance of the evidence.
Boatmon, 941 F.3d at 1355.
The evidence in the record for this matter does not so preponderate. I mostly base this
determination on the absence of objective record proof from which it could be inferred that
Petitionerâs August 20, 2018 vaccinations caused any aberrant reaction. Thus, Petitionerâs medical
records contemporaneous to her vaccination date are devoid of evidence that she experienced any
close-in-time vaccine reaction. In addition, she never tested positive for inflammation biomarkers
that might corroborate that she was experiencing some kind of inflammatory event before her liver
test values became elevated. Petitioner was not shown to have possessed an active measles
infection (key to Dr. Gishâs opinion about suppression), and was not demonstrated to be
experiencing any form of hepatitis infection, or even any other opportunistic infectious process
that could be thought to have occurred in the wake of the alleged measles vaccine-caused immune
suppression (and thus might demonstrate indirectly that she was then suffering from immune
suppression). I also have not ascertained any instance where any of Petitionerâs treaters proposed
the vaccinations explained her AIH (including Drs. Oloruntoba or Wu).
What remains is the fact that Petitioner experienced some post-travel nonspecific
symptoms which did not immediately merit treatment (and which arguably were consistent with
her pre-vaccination health). While these concerns (in particular, fatigue) seem likely related to
Petitionerâs subsequently-diagnosed AIH, they are not enough of a basis to conclude that the two
vaccines Petitioner received âdid causeâ her AIH. Petitioner received the two vaccines, traveled
abroad, then a few weeks later felt fatigue, and then inadvertently was found to possess elevated
LFTs. To deem this sufficient to establish âa logical sequence of cause and effectâ as required for
48
the âdid causeâ prong would be to elevate the temporal relationship between vaccination and injury
(here, already somewhat attenuated) into compelling proof of causation. Grant v. Sec'y of Health
& Hum. Servs.,
956 F.2d 1144
, 1148 (Fed. Cir. 1992) (â[a] proximate temporal association alone
does not suffice to show a causal link between the vaccination and the injuryâ). 27
It is also very important to give weight to the circumstances in which Petitioner received
these vaccinesâfor her vaccinations did not occur in a vacuum. While Dr. Gish did observe the
absence of some risk factors for AIH relevant to Petitioner (for example, she had not tested positive
for a hepatitis viral infection), he did not persuasively account for the risk factors that were present
âeven though he acknowledged the relevance of this kind of evidence to causation. Tr. at 20 (Dr.
Gish testifying that reviewing an individualâs medication history is âreally keyâ to determining
what may have caused AIH). Petitionerâs recent post-vaccination foreign travel (which clearly
could have exposed her to any number of possible pathogens), plus her acknowledged receipt of
anti-malarial medications and supplements, were all potential causal factors.
The anti-malarial medication Petitioner received is an example of the kind of confounding
factor undermining vaccines as causal in this case. It is well-established that medication toxicity
is a risk factor for liver dysfunction. See e.g., Tr. at 86 (Dr. Gish acknowledging the existence of
drug-induced liver disease). And in Beretta-Piccoli, a patient developed long-term autoimmune
hepatitis (comparable to AIH) while taking the same anti-malarial medication as Petitioner.
Beretta-Piccoli at 293â95. The fact that this case report patient developed hepatitis on two separate
occasions while taking this medication led the authors to conclude that the medication was âlikelyâ
the cause of the patientâs liver pathology. Id. at 296. And the patient in Beretta-Piccoli stopped
taking the anti-malaria meds four days before she presented at the hospital, but still developed
AIH. Beretta-Piccoli at 294.
Admittedly, it cannot be concluded from this record that the anti-malarial medication likely
caused Petitionerâs AIH. Dr. Gish reasonably noted that this medication typically does not result
in long-term autoimmune disease, and/or should cause harm closer-in-time to when the medication
is being taken. He similarly pointed out some factual differences in the form of hepatitis at issue,
as well as the relevance of when the medication is taken in comparison to onset. And I am reluctant
to give great weight to a case report of any kind â whether offered by Respondent or Petitioner. 28
27
For this same reason, I do not give weight to the pre-vaccination absence of evidence of liver disease or hepatitis
as proof of the vaccineâs role in causing what manifested after. The fact a claimant was not sick before the vaccination,
but sick after, is simply another form of post hoc ergo propter hoc reasoning that the Program rejects.
28
Of course, if the âsignalâ of otherwise-factually distinguishable case reports like Saliba should be viewed as credible
evidence of causationâas Petitioner urgesâthen there is no reason to downplay the findings of Beretta-Piccoli simply
because Dr. Gish observes some factual distinctions between that case and the present facts. The same distinctions are
true for Saliba, which involved acute hepatitis and a short onsetâand as the adage goes, âsauce for the goose is sauce
for the gander.â I also note that Beretta-Piccoli is considerably more substantive in its analysis than Saliba â the most
on-point case report offered by Petitioner, but which takes the form of a one-page âletter to the editor,â and includes
far less consideration of causality.
49
But this medication is clearly something that had a demonstrated capacity to increase Petitionerâs
possible hepatitis risk, and she received it after vaccination (and hence closer in time to her
possible onset).
I am not, on the basis of this record, able to determine what did likely cause Petitionerâs
AIHâand I do not find Respondent preponderantly established a different trigger. But entitlement
is not properly granted simply because Respondent cannot âproveâ an alternative to vaccination
as the cause. Winkler v. Sec'y of Health & Hum. Servs.,
88 F.4th 958
, 963 (Fed. Cir. 2023) (âthe
failure to prove an alternate cause does not obviate the need for proof of causation by the vaccineâ).
Only when a claimant has met his initial prima facie case is Respondent even burdened with
proving a âfactor unrelated.â Section 13(a)(1)(B); Althen,
418 F.3d at 1278
. And I have not found
the burden should be, or was, shifted here. 29
The Courtâs Remand Order accurately observed that there can be a âfine lineâ between
noting the existence of evidence of alternative explanations for a claimantâs injury, and actually
requiring the Petitioner to disprove them. Remand Order at 50 (citing Sharpe v. Sec'y of Health &
Hum. Servs.,
964 F.3d 1072
(Fed. Cir. 2020)). And petitioners are never obligated formally to
disprove alternative causal factors. Walther v. Sec'y of Health & Hum. Servs.,
485 F.3d 1146
,
1149â50 (Fed. Cir. 2007) (citing Pafford, 451 F.3d at 1359).
But it is fully appropriate for special masters to evaluate and weigh record evidence of
contrary possible explanations for an injury in assessing a claimantâs prong two success. Winkler,
88 F.4th at 963 (âcontemplation of a potential causative agent when evaluating whether or not a
petitioner has established a prima facie case is in accordance with the lawâ); Stone v. Sec'y of
Health & Hum. Servs.,
676 F.3d 1373, 1380
(Fed. Cir. 2012) (â[t]he special master is entitled to
consider the record as a whole...and no evidence should be embargoed from the special master's
consideration simply because it is also relevant to another inquiry under the statuteâ). This
weighing reasonably includes review of evidence about the Petitionerâs health or other
circumstances bearing on their illness. 30
29
I have conducted the burden-shifted âfactor unrelatedâ analysis in cases where a petitioner carried his initial
burdenâand the outcome thereafter has varied, depending upon the record and expert evidence offered to interpret it.
Compare White v. Sec'y of Health & Hum. Servs., No. 20-1319V,
2023 WL 4204568
(Fed. Cl. Spec. Mstr. June 2,
2023) (infection caused petitionerâs GBS as factor unrelated, even though prima facie Table claim of GBS after receipt
of flu vaccine was met), mot. for review denâd,
168 Fed. Cl. 660
(2023), appeal docketed, No. 2024-1372 (Fed. Cir.
Jan. 23, 2024), with Taylor v. Sec'y of Health & Hum. Servs., No. 22-335V,
2025 WL 1234906
(Fed. Cl. Spec. Mstr.
Mar. 25, 2025) (Respondent did not preponderantly demonstrate factor unrelated of CMV infection as causal of
petitionerâs GBS in flu-GBS Table claim).
30
I have done that very thing in many other cases, and my determinations have been subsequently upheld. For example,
I denied entitlement in a case in which a claimant alleged the Tdap vaccine had caused him to experience GBS. See
K.A. v. Sec'y of Health & Hum. Servs., No. 16-989V,
2022 WL 20213037
(Fed. Cl. Spec. Mstr. Apr. 18, 2022), mot.
for review denâd,
164 Fed. Cl. 98
(2022), aff'd,
2024 WL 2012526
(Fed. Cir. May 7, 2024). I found (among other
things) that the Petitionerâs personal medical records suggested that an upper respiratory infection he had experienced
around the time of his GBS onset might have been causal of it, and therefore that this fact pattern inhibited his ability
to meet the second Althen prong. K.A.,
2022 WL 20213037
, at *30â32. Many special masters have found Althen prong
50
The second prong is not a meaningless obligation, as the Circuit has noted. Capizzano,
440
F.3d at 1327
. Petitioners do not simply prove the âcan causeâ element, and then rely on the fact of
the injury itself to do all the work in establishing a âlogical sequence of cause and effect.â Rather,
in any Vaccine Act claim, many factors arising out of the circumstances in which a vaccination
occurred can come into play in contributing to a disease or illnessâand they are properly weighed
even if the prong one, âcan causeâ requirement has indisputably been met. Petitioners must grapple
with the actual record before them, and persuasively deal with factors undermining the conclusion
that one or more vaccines caused an injury. This does not mean they must disprove alternative
causes.
In this case, there are simply too many confounding factors specific to Petitionerâs
experiences in the six-to-eight-week post-vaccination period for me to conclude it more likely than
not that the Tdap and MMR vaccines contributed to her AIH. Nor has she demonstrated other
factors consistent with her theory (other than the circular point that she in fact developed AIH post-
vaccination) that would corroborate it. The medical record simply does not contain sufficient facts
suggesting the vaccines had anything to do with Petitionerâs disease. The second Althen prong has
not been preponderantly established.
C. Althen Prong Three
Petitionerâs showing on this prong requires demonstrating (a) when her AIH most likely
began, and then (b) whether that occurred in a medically-acceptable timeframe, measured from the
date of vaccination.
On the former fact question, the record does not permit a clear determination of any kind
(making it impossible in turn to identify whether the timeframe from vaccination to onset of AIH
was medically acceptable). Dr. Gish himself was ambivalent in identifying a specific onset date.
He deemed significant Petitionerâs LFT findings from her late-October 2018 physical, citing them
as clear support for the diagnosis. These findings were obtained 68 days, or more than two months,
post-vaccination. This is facially a long timeframe, especially in the context of a record lacking
much evidence of symptoms progression, or even an identifiable vaccine reaction.
But arguably this could amount to confusing when an AIH diagnosis could be made with
when Petitionerâs disease course actually beganâthe latter being the more important question for
purposes of the third prong. Carson v. Sec'y of Health & Human Servs.,
727 F.3d 1365, 1369
(Fed.
Cir. 2013) (Vaccine Act limitations period begins to run from the manifestation of the first
objectively cognizable symptom, whether or not that symptom is sufficient for diagnosis). It is
highly likely Petitionerâs AIH began before the late October test results were obtainedâand at
trial Dr. Gish seemed to embrace an onset earlier than late October.
one met in such casesâbut this determination would not mean the same for prong two, if other factual evidence
undermined the vaccine as specifically causal in a petitionerâs own circumstances.
51
Some faint evidence of fatigue and nausea experienced by Petitioner over a several-week
period, from early September to mid-October, could constitute her AIH onset. These symptoms
are nonspecific for AIH, while also being consistent with other comorbid concerns Petitioner
suffered from, such as kidney stones or gastrointestinal issues (like GERD). But they are also
reasonably associated with AIH. At the same time, Petitioner never reported any concerning or
unusual reaction to the vaccines she received, and there is no record proof (clinical or testing
results) of the presence of concerning inflammation in September or October 2018 either. And the
purpose of Petitionerâs October physical was not to address any then-alarming symptoms, nor does
it appear that Petitioner reported such concerns at that time (despite Petitionerâs contentions about
daily nausea that month).
All of the above makes it exceedingly difficult to pinpoint an onset date for evaluation
under the third Althen prong. Treaters like Drs. Oloruntoba and Wu seem to have assumed,
however, that Petitionerâs overall courseâfatigue and some nausea after return from her travels,
then the inadvertent discovery of LFT elevated levels, culminating in her December 2018
presentationâreflected a single disease process. Thus, she experienced some clinical features of
early AIH within six to eight weeks of vaccination, later corroborated by the LFT test results, and
progressing to more concerning symptoms that led her to seek treatment in December, after which
she was more formally diagnosed. Such an onset would fall into the temporal interval proposed
under Dr. Gishâs theory. Indeed, even Dr. MacGinnitie seemed to agree that an autoimmune
process triggered by the immune stimulation of a vaccination might first manifest within six to
eight weeks of the trigger. Tr. at 176.
Accordinglyâhad I found the Tdap and MMR vaccines could cause AIH in the manner
proposed by Dr. Gish, I would also be able to find Petitionerâs onset occurred in a medically-
acceptable, post-vaccination timeframe. Of course, I have not found prong one was satisfiedâand
therefore it does not matter that Petitionerâs likely onset is consistent with that theory. I also note
that the vagueness of the evidence relating to onset is comparable to the same overall lack of record
support for prong two. Just as Petitionerâs own medical record does not preponderantly establish
vaccination as the likely actual cause of her AIH, that record also makes it exceedingly difficult
even to say when her AIH began.
III. Comment on Application of Preponderance Test to Petitionerâs Showing
The Court has concurred with my enunciation of the preponderance test as individually
applicable to each Althen prong. Remand Order at 37â38. But the Remand Order nevertheless
expressed concern that my vacated entitlement decision inadequately explained why this test was
not met overall. Id. at 44.
Hopefully the exhaustive re-review and discussion of the record I have now provided
assuages those concerns. But it is possible that Petitioner will seek further review of my decision,
arguing once again that her evidentiary showing did in fact meet the preponderance test. I will
52
therefore conclude with a few points about the application of the preponderance standard in
Vaccine Act claims.
Preponderance is not met on the basis of the amount of evidence filed. 100 items of
evidence do not âbeatâ 50 simply due to numerical superiority, or the physical weight of paper if
placed on a scale. And claimants do not âdouble-proveâ their case by offering multiple overlapping
items of literature that effectively say the same thing. What matters is the individual reliability of
the items of evidence offered, coupled with how well each item knits together into an overall theory
that does not amount to speculation or unreasonable extrapolation.
Similarly, establishing preponderance does not turn on the fact that a claimant has offered
something in support of their claim. Determining causation is not an exercise of ensuring that each
Althen prong âbucketâ has been filled with some evidence that is not obviously fraudulent or false.
Rather, special masters are expressly called to weigh the totality of evidence offered, pro and con.
In so doing, they make reliability findings for theories based on the chain of propositions or
building-blocks offered. And in performing these assessments, they may find that a petitionerâs
showing fails to cross the âmore likely than notâ lineâeven if individual items of evidence still
merit weight.
In addition, the fact that vaccine injuries are (thankfully) rare events does not excuse a
claimant from the burden of the preponderant testânor does it mean that preponderance becomes
a function of what evidence is available at a given time. As the Court has recognized, âthe standard
of proof does not operate as a sliding scale that varies depending upon the quantity and quality of
the scientific evidence that is available.â Caves v. Sec'y of Health & Hum. Servs.,
100 Fed. Cl. 119,
143
(2011), aff'd,
463 F.App'x 932
(Fed. Cir. 2012). Even if there is generally little in the way of
independent research or findings bearing on a proposed theory to begin with, petitioners do not get
graded on a curve.
My evaluation of this claim also does not amount to a heightening of the preponderant
burden, requiring certainty even though the evidentiary test does not. It has been my experience as
a special master that I can never be certain a vaccine did, or did not, cause a given injuryâ
regardless of the caseâs outcome. Special masters are called upon only to evaluate the likelihood
of causality, based on the totality of evidence. Cases turn on how, and in what direction, that
evidence tips.
Here, a preponderant evidentiary showing has not been madeâand it was not a close case.
This is yet another instance in which a claimant wants to leverage a set of basic facts about a
disease process and immunology into an explanation for pathology. But that is difficult to doâ
even if the core concepts are reasonable. As a special master, I have in the past 12 years reviewed
hundreds of claims. In nearly every such disputed case where the injury was autoimmune in nature,
a good faith argument could be made that vaccination (even where distantly-administered in time)
could set up a process leading to the injury, simply due to the obvious fact that vaccination impacts
the human immune system. There are any number of experts prepared to offer an opinion sketching
53
out the process of how that might occur, relying on what is medically/scientifically known about
immunology. And they do so invariably in âa field bereft of complete and direct proof of how
vaccines affect the human body,â (Althen,
418 F.3d at 1280
).
Even so, such claims do not automatically prevail. To meet the preponderant standard,
sufficient evidence must be presented to allow for the conclusion that the vaccine âmore likely
than notâ acted as proposed. That was not accomplished in this case, even though Petitioner has
offered some reliable evidence plus an experienced hepatologist to convey her causation opinion.
CONCLUSION
Petitioner has had her day in Court. I was present for all testimony offered therein. As I
initially discerned, and as I now reiterate after a second review of the entirety of the record, she
did not meet her burden of proof. Accordingly, because this claim has not been supported with
sufficient preponderant evidence, Petitioner is not entitled to compensation.
In the absence of a motion for review filed pursuant to RCFC Appendix B, the Clerk of the
Court SHALL ENTER JUDGMENT in accordance with the terms of this Decision. 31
IT IS SO ORDERED.
s/ Brian H. Corcoran
Brian H. Corcoran
Chief Special Master
31
Pursuant to Vaccine Rule 11(a), the parties may expedite entry of judgment if (jointly or separately) they file notices
renouncing their right to seek review.
54Case Information
- Court
- Fed. Cl.
- Decision Date
- July 8, 2025
- Status
- Precedential