Eze v. Lunsford

D.N.M.2/25/2025
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Full Opinion

              THE UNITED STATES DISTRICT COURT                       
               FOR THE DISTRICT OF NEW MEXICO                        

PAULETTE EZE and PAMELA EZE SYLVESTRE,                                    
personal representatives of the Estate of Presley Eze;                    
ISAAC EZE and LORETTA EZE, parents of Presley                             
Eze; ELENA EZE, spouse of Presley Eze; and VINCENT                        
J. WARD, Guardian Ad Litem of I.E., a minor child                         
of Presley Eze,                                                           

Plaintiffs,                                                          

v.                                          No. 2:23-cv-00976-KWR-KRS     

OFFICER BRAD LUNSFORD, and THE CITY OF LAS                                
CRUCES,                                                                   

     Defendants.                                                     

            MEMORANDUM OPINION AND ORDER                             
Currently before the Court is the Motion filed by Defendant Brad Lunsford and Non-Party 
Witness Keegan Arbogast (“Moving Officers”) seeking to quash a subpoena Plaintiffs issued to 
Dr. Peter DiVasto on the ground that the documents sought by the subpoena are protected from 
disclosure  by  the  psychotherapist-patient  privilege.  (Motion  to  Quash,  Doc.  46  at  3-5).1 
Alternatively, the Moving Officers ask the Court to “modify Plaintiffs’ subpoena to only those 
documents which Dr. DiVasto previously produced to Movants’ employer, and enter a protective 
order for those documents.” (Id. at 6). For the reasons discussed below, the Court denies the Motion 
to Quash without prejudice because it is premature at this time to resolve the issue of whether any 

1 Although the subpoena is directed to Dr. DiVasto, Plaintiffs do not challenge the Moving Officers’ 
standing to seek to quash it. See Smith v. Midland Brake, Inc., 162 F.R.D. 683, 685 (D. Kan. 1995) 
(“A motion to quash or modify a subpoena duces tecum may only be made by the party to whom 
the subpoena is directed except where the party seeking to challenge the subpoena has a personal 
right or privilege with respect to the subject matter requested in the subpoena.”). 
of the documents sought by the subpoena are protected from disclosure by the psychotherapist-
patient privilege.                                                        
                       Discussion                                    
This is a civil rights case brought by the surviving relatives of Presley Eze (Decedent) 

pursuant to 18 U.S.C. § 1983 and state law, in which Plaintiffs allege that a Las Cruces police 
officer unlawfully used deadly force against Decedent while investigating a complaint called into 
the Las Cruces police department by a local Chevron gas station. It is unnecessary for the Court to 
set forth the alleged facts in any further detail at this time, and indeed finds the discussion of those 
facts in the parties’ respective filings to be largely irrelevant to the legal issue presented by the 
Motion to Quash. See (Docs. 46, 52-53, 56). That issue is whether Plaintiffs may obtain the records 
of Dr. Peter DiVasto, a licensed psychologist, who among other things conducted a pre-hiring 
psychological evaluation of the Moving Officers, the two officers involved in the fatal shooting.2  
A.   Request To Quash The Subpoena                                   
The starting place for addressing the discovery issue before the Court is the basic principle 

that “[p]arties may obtain discovery regarding any nonprivileged matter that is relevant to any 
party’s claim or defense and proportional to the needs of the case[.]” FED. R. CIV. P. 26(b)(1). 
Plaintiffs’ response to the Motion to Quash spends a great deal of time focusing on the relevance 
of the records to the claims in this case. See (Doc. 52 at 2-8, 11). But the Moving Officers do not 

2 One of the problems with the current Motion to Quash is that the exact nature of the records in 
Dr. DiVasto’s possession is never spelled out. Dr. DiVasto states generally in his affidavit that he 
is a licensed psychologist who “conduct[s] pre-hire, post-critical incident and fitness for duty 
evaluations of police and corrections personnel,” and also “conduct[s] psychotherapy with public 
safety personnel.” (Doc. 46-2 ¶¶ 1-3). But outside of acknowledging that he conducted a pre-hire 
psychological evaluation of the Moving Officers (id. ¶¶ 5-6), he does not explain whether and in 
what capacity he dealt with the Moving Officers, although he suggests some sort of further 
interaction in fact did take place. See (id. ¶ 4 (stating that the Moving Officers “were my patients 
at various points throughout their law enforcement careers”)).            
challenge the subpoena on relevancy (or proportionality) grounds. See (Doc. 56 at 2 (“the relevance 
of Movants’ psychological records 
 is not in dispute”)). Therefore, for purposes of the Motion 
to Quash, the Court accepts that the records are relevant3 and addresses only the disputed issue of 
privilege.                                                                

The Moving Officers rely on Jaffee v. Redmond, 518 U.S. 1 (1996), in arguing that the 
subpoena should be quashed because it seeks documents that are protected by the psychotherapist-
patient privilege. In Jaffee, the United States Supreme Court recognized the existence of a 
psychotherapist-patient privilege under federal common law. See FED. R. EVID. 501 (providing that 
federal common law governs a claim of privilege not otherwise determined by another source of 
federal law, unless state law supplies the rule of decision, in which case state privilege law 
governs).4  Specifically,  Jaffee  held  that  “confidential  communications  between  a  licensed 
psychotherapist and [his or] her patients in the course of diagnosis or treatment are protected from 
compelled disclosure.” 518 U.S. at 15. To invoke the benefit of the privilege established by Jaffee, 
the Moving Officers bear the burden of establishing three elements: (1) the treating professional is 

a licensed psychotherapist or clinical social worker; (2) the patient’s communications to that 
treating professional were confidential in nature; and (3) the confidential communications were 

3 Of course, relevance for discovery purposes does not mean that any ruling has been made that 
the evidence will be admissible at trial.                                 
4 In Dorato v. Smith, 163 F. Supp. 3d 837, 870-873 (D.N.M. 2015), the court grappled with the 
question of how to handle the privilege issue in a case such as this, which involves both federal 
and state law claims. See id. at 871 (“Where a privilege is asserted for evidence relevant both to 
federal and pendent state law claims, most circuit courts have either held that federal privilege law 
governs or approved of such an approach without explicitly adopting it.”). After a thorough 
discussion of the issue, the Dorato court concluded that only federal law should be applied in such 
a case. Id. at  882-86. Neither party argues here that the Court should apply state privilege law to 
any aspect of the case. Accordingly, the argument is waived. See Daigle v. Shell Oil Co., 972 F.2d 
1527, 1539 (10th Cir. 1992) (the court has no duty under the general waiver rule to consider an 
argument not raised properly in the briefing).                            
made during the course of diagnosis or treatment. See Couser v. Somers, No. 18-1221-JWB-GEB, 
2022 WL 343659, at *5 and n. 24 (D. Kan. Feb. 4, 2022) (citing United States v. Romo, 413 F.3d 
1044, 1047 (9th Cir. 2005) (stating that, to invoke the benefit of the psychotherapist-patient 
privilege, the party asserting the privilege bears the burden of showing the three elements required 
for the privilege to apply)).5                                            

The Moving Officers make little to no attempt to show that the records sought by the 
subpoena are privileged under this three-part test. Instead, the Moving Officers primarily argue 
that the Court should quash the subpoena because the “private and public interests served by 
enforcing [their] psychotherapist/patient privilege outweighs the evidentiary benefit of denying 
it.” (Doc. 46 at 4). The Court declines this invitation to engage in a balancing of interests to 
determine whether to quash the subpoena because the balancing test the Moving Officers seek to 
employ was explicitly rejected by the Supreme Court in Jaffee:            
     We reject the balancing component of the privilege implemented by 
     [the Seventh Circuit] and a small number of States. Making the  
     promise  of  confidentiality  contingent  upon  a  trial  judge’s  later 
     evaluation of the relative importance of the patient’s interest in 
     privacy and the evidentiary need for disclosure would eviscerate the 
     effectiveness of the privilege. 
 An uncertain privilege, or one 

5 The Moving Officers appear to dispute they have the burden of proving the elements that would 
establish a privilege over Dr. DiVasto’s records. See (Doc. 56 at 2-3 (“Plaintiffs 
 offer no 
authority which sets forth the allegedly unmet burden.”); id. at 5 (same)). But the law is well 
established that “[t]he party seeking to assert 
 privilege has the burden of establishing its 
applicability.” In re Grand Jury Subpoenas, 144 F.3d 653, 658 (10th Cir. 1998); see also Sandia 
Vista L.L.C. v. Teresa, I L.L.C., No. CV 05-1154 WJ/LFG, 2006 WL 8443812, at *4 (D.N.M. Aug. 
24, 2006) (“Sandia Vista is the party claiming the benefit of the privilege and therefore has the 
burden of establishing it.”); U.S. ex rel. Stone v. Rockwell Int’l Corp., 144 F.R.D. 396, 399 (D. 
Colo. 1992) (“The privilege is to be strictly construed. It is to be extended no more broadly than 
necessary to effectuate its purpose.”) (citation omitted))). Similar principles apply to the assertion 
of a psychotherapist-patient privilege as an assertion of attorney-client privilege. See Jaffee, 518 
U.S. at 8-10; Vanderbilt v. Town of Chilmark, 174 F.R.D. 225, 229 (D. Mass. 1997) (“The attorney-
client privilege and the psychotherapist-patient privilege are both ‘rooted in the imperative need 
for confidence and trust.’” (quoting Jaffee)). “It is reasonable, therefore, to suggest that the scope 
of the two privileges should be similar.” Vanderbilt, 174 F.R.D. at 229.  
     which  purports  to  be  certain  but  results  in  widely  varying 
     applications by the courts, is little better than no privilege at all. 
Jaffee, 518 U.S. at 17–18 (internal quotation marks and citation omitted).6  
In rejecting a balancing test for finding a privilege, the Supreme Court was actually 
providing greater protection for psychological records than if the lower court’s balancing test had 
been adopted. That is, if the privilege attaches to the documents at issue, then the documents are 
protected from disclosure regardless of whether the evidentiary need for disclosure is great. But 
the privilege does not automatically attach to all patient-related documents in the possession of a 
psychotherapist. Cf. United States v. Johnston, 146 F.3d 785, 794 (10th Cir. 1998) (explaining that 
the mere fact that an attorney was involved in a communication does not render the communication 

privileged). For instance, “[f]acts regarding the very occurrence of psychotherapy, such as the dates 
of  treatment,  are  not  privileged.”  Vanderbilt,  174  F.R.D.  at  230  (“The  substance  of  the 
psychotherapist-patient communication is privileged. The fact that such communication took place 
is not.”); see also Langenfeld v. Armstrong World Indus., Inc., 299 F.R.D. 547, 551 (S.D. Ohio 
2014) (“The privilege does not, however, cover the patient/psychotherapist’s identity, the time of 
treatment, and/or the fact that any such treatment took place.”). Moreover, the Supreme Court 
recognized two exceptions to the privilege: when the patient has waived the privilege, Jaffee, 518 
U.S. at 15 n. 14, and when “a serious threat of harm to the patient or to others can be averted only 

6 In support of their balancing argument, the Moving Officers erroneously cite a portion of the 
Jaffee opinion in which the Court applied a balancing approach to decide whether to recognize a 
psychotherapist-patient privilege under federal common law. See 518 U.S. at 11-12. The cited 
discussion is inapposite to the issue in this case, which is not whether to recognize generally that 
a privilege exists under federal common law but whether the privilege attached to particular 
documents  because  the  required  elements  to  invoke  the  privilege  are  satisfied  as  to  those 
documents. The Supreme Court expressly held that it was inappropriate to apply a balancing test 
to determine whether to allow the privilege to be invoked in any particular case. Rather, if the 
required elements are present, the privilege applies and the records will be protect from compelled 
disclosure.                                                               
by means of a disclosure by the therapist,” id. at 18 n. 19. For these reasons, the relief requested 
by the Moving Officers—quashing the subpoena in its entirety—could very well be overbroad in 
protecting documents to which the privilege does not apply. The Moving Officers have not engaged 
in the three-part analysis required to determine whether the protection attaches to any specific 

document or category of documents sought by the subpoena. The Court declines to undertake that 
analysis for them. See GJR Inv., Inc. v. Cnty. of Escambia, Fla., 132 F.3d 1359, 1369 (11th Cir. 
1989) (stating that a court “does not [have] 
 license to serve as de facto counsel for a party, or 
to rewrite an otherwise deficient pleading in order to sustain an action”).  
Although the Court will deny the Motion for the reasons discussed above, the denial will 
be without prejudice, allowing the Moving Officers7 to assert the psychotherapist-patient privilege 
as a basis for Dr. DiVasto to withhold specific documents that would otherwise be responsive to 
the subpoena. To do so, however, they must follow the correct procedure:  
     To  preserve  the  privilege,  the  asserting  party  must  respond  to 
     discovery  requests  and  assert  privilege  by  submitting  a  proper 
     privilege  log  which  “describe[s]  the  nature  of  the  documents, 
     communications, or tangible things not produced or disclosed—and 
     ... in a manner that, without revealing information itself privileged 

7 The Court notes that the Moving Officers, as the patients whose records are at issue, are the only 
persons entitled to assert psychotherapist-patient privilege as a basis for preventing disclosure of 
their records as part of discovery in this matter. See Ali v. Douglas Cable Commc’ns, Ltd. P’ship, 
890 F. Supp. 993, 995 (D. Kan. 1995); cf. Sandia Vista L.L.C., 2006 WL 8443812, at *4 (“The 
privilege belongs to the client. The person who [received the privileged] 
  communication[s] 
may claim the privilege, but only on behalf of the client.”). Dr. DiVasto seems to suggest that the 
Moving Officers’ employer also “holds” some sort of privilege. See (Doc. 46-2 at 2, ¶¶ 7, 8 
(asserting that the Moving Officers “hold the privilege for any post-critical incident evaluations, 
fitness  for  duty  evaluations,  or  psychotherapy  that  I  conducted  with  them,”  and  that  their 
“employing agency hold[s] the privilege for their pre-hire psychological evaluations” (emphasis 
added)). It is not clear to the Court what Dr. DiVasto means by the term “hold the privilege,” but 
it is the law that decides what evidentiary privileges exist and who has the right to assert them. To 
the extent that Dr. DiVasto’s statements were intended to reflect some factual matter of which he 
has personal knowledge concerning a confidentiality or nondisclosure agreement or promise 
between or among the Moving Officers, their employer, and/or himself (as opposed to a privilege 
accorded by law), he has not set forth those facts in his affidavit.      
     or protected, will enable other parties to assess the claim.” “[I]f a 
     party  fails  to  make  the  required  showing,  by  not  producing  a 
     privilege log or by providing an inadequate one, the court may deem 
     the privilege waived.”                                          
Couser, 2022 WL 343659, at *6 (citations omitted); cf. Wetzel v. Diestel Turkey Ranch, No. 1:20-
CV-1213 DHU/KRS, 2022 WL 17584022, at *4 (D.N.M. Dec. 12, 2022) (“If Plaintiff withholds 
any responsive documents on the basis of privilege, she must provide a privilege log as required 
by Rule 26(b)(5).”). In other words, the Court “will wait until the parties have reviewed this 
opinion for guidance, created a privilege log, and developed disputes about the privileged status 
of specific documents within the larger pool of records.” Dorato, 163 F. Supp. 3d at 888. The 
parties can then “raise the possibility of in camera review” if they are unable to resolve any disputes 
regarding specific documents. Id.                                         
Turning to the aforementioned guidance, the Moving Officers should not assert privilege 
as to any document unless they can make a good faith argument that all of the elements needed for 
an assertion of privilege are satisfied with respect to the specific document withheld (as opposed 
to making blanket assertions about all the requested documents, or even any one requested 
category of documents unless the blanket assertion is justified as to the entire category). See In re 
Grand Jury Proceedings, 616 F.3d 1172, 1183 (10th Cir. 2010) (holding that the burden of proving 
the attorney-client privilege applies to a particular communication rests on the party asserting the 
privilege, who must prove the privilege exists as to specific questions or documents, rather than a 
blanket assertion). That good faith argument must take into consideration the three elements 

required for the privilege to apply as well as the issue of waiver. As to the first element, there does 
not seem to be any dispute that Dr. DiVasto is a licensed psychologist. But there could very well 
be a dispute over the other two required elements: that the document in question contains 
confidential communications to Dr. DiVasto, and that those confidential communications were 
made during the course of diagnosis or treatment. There also could be disputes about whether any 
privilege that originally attached to the document in question has since been waived. The Supreme 
Court left the task of fleshing out these requirements to the lower courts. See Jaffee, 518 U.S. at 
18 (“Because this is the first case in which we have recognized a psychotherapist privilege, it is 

neither necessary nor feasible to delineate its full contours in a way that would govern all 
conceivable future questions in this area.”). Therefore, the parties should look to case law applying 
Jaffee for further guidance. The Court will briefly set out some basic principles, however. 
Courts  have  held  that  the  “determinative  factor  [in]  assessing  the  existence  of  a 
psychotherapist-patient  privilege  is  whether  [the]  officer  had  a  reasonable  expectation  of 
confidentiality relating to the ... counseling session or evaluation.” James v. Harris Cnty., 237 
F.R.D. 606, 611-12 (S.D. Tex. 2006). For instance, it could be that “[a] police officer who is ordered 
to therapy, knowing that the therapist will report back to his or her superior, would have no 
expectation that his or her conversation was confidential” due to the fact that the officer expected 
that the therapist would produce a report or an evaluation from the ordered sessions for review by 

third parties.” Barrett v. Vojtas, 182 F.R.D. 177, 181 (W.D. Pa. 1998); see Dorato, 163 F. Supp. 3d 
at  887  (“If  a  party  is  informed  that  evaluations,  tests,  therapy  session  notes,  or  any  other 
information  will  be  disclosed  to  his  or  her  employer,  that  party  cannot  have  a  reasonable 
expectation of privacy.”).                                                
But the Court does not think that the fact that New Mexico has a statutory requirement for 
pre-employment psychological examinations for law enforcement officers necessarily dictates the 
result of the confidentiality inquiry as to all documents in Dr. DiVasto’s possession (as Plaintiffs 
appear to suggest, Doc. 52 at 8). For instance, certain categories of documents called for by the 
subpoena might very well contain confidential material, notwithstanding that the documents were 
created as a result of the requirements of the Moving Officers’ employment. See, e.g., Speaker ex 
rel. Speaker v. Cnty. of San Bernardino, 82 F. Supp. 2d 1105, 1115 (C.D. Cal. 2000) (where the 
court rejected the plaintiff’s argument that the privilege could not attach to counseling sessions 
that an employer required, explaining that the inquiry “turn[s] on the fact that the officer knew that 

the counselor’s report would go to his employer”); see also Caver v. City of Trenton, 192 F.R.D. 
154, 162 (whether Defendant Valdora went to a psychologist voluntarily, or was ordered to go, is 
not dispositive of the issue. What is critical is that Defendant Valdora was examined by a 
psychologist for the purpose of diagnosing whether he was suffering from some mental illness or 
emotional disorder that would render him unfit to be a police officer” and “was told and reassured 
that the psychological records and reports would be kept strictly confidential, and would not be 
disclosed to the City of Trenton personnel”).8                            
As to the second required element for the privilege to apply, courts generally have 
determined whether a meeting occurred “in the course of diagnosis or treatment” by considering 
the totality of the circumstances. Couser, 2022 WL 343659, at *6. “Relevant factors might include 

the historical nature of the relationship between the individual and his confidante; the patient’s 
purpose in making the communication; the nature of the contact; the timing and location of the 
communication; objective data, such as medical records, which corroborate the counseling contact; 
and whether mental health services were provided or requested during the communication.” Id. 


8 The Moving Officers assert that they “did not consent for Dr. DiVasto to disclose information 
regarding how he determined their ability to return to duty, or any other confidential information 
to any party.” (Doc. 56 at 4). But “[a]n attorney’s assertions in a motion or brief are not evidence.” 
Putnam v. CaramelCrisp LLC, No. 20 C 2074, 2024 WL 197361, at *3 n. 3 (N.D. Ill. Jan. 18, 
2024) (citing inter alia INS v. Phinpathya, 464 U.S. 183, 188 n. 6 (1984)). As Plaintiffs point out, 
the Moving Officers did not submit an affidavit or declaration in support of their Motion To Quash. 
And whether they consented or not is a conclusion of fact that likely turns on an analysis of one or 
more pieces of evidence not currently before the Court.                   
(citing United States v. Hudson, No. CRIM.A. 13-20063-01, 2013 WL 4047145, at *5 (D. Kan. 
Aug. 9, 2013) (citing Romo, 413 F.3d at 1047))).                          
On the waiver issue, courts generally recognize that a party can waive the psychotherapist-
patient privilege in two ways: by placing his or her medical condition at issue; or by releasing any 

expectation that he or she would otherwise have that the communications would remain private. 
See Dorato, 163 F. Supp. 3d at 886. There does not appear to be any indication that Defendant 
Lunsford has raised his mental health condition as an issue in the case, and certainly the non-party 
Moving Officer has not done so. Therefore, the waiver issue turns in this case on whether 
documents were actually disclosed to a third party with the Moving Officers’ knowledge and 
consent. See Couser, 2022 WL 343659, at *6 (waiver turns on whether “the [patient] knew that 
the counselor’s report would go to’ another entity.” (quoting Dorato, 163 F. Supp. 3d at 878 
(quoting Speaker ex rel. Speaker, 82 F. Supp. 2d at 1115))); see also Chavez v. City of Farmington, 
No. CV 15-171 JCH/SCY, 2015 WL 13650097, at *2 (D.N.M. Nov. 25, 2015) (“An officer’s belief 
that results of a psychological evaluation would only be disclosed to his or her employer and not 

the general public 
 does not preserve the privilege—once the communication is disclosed outside 
the ‘magic circle’ of persons to whom the privilege applies, the privilege is destroyed.” (citing U.S. 
v. Mass. Inst. of Tech., 129 F.3d 681, 684 (5th Cir. 1997) (“where the client chooses to share 
communications  outside  this  magic  circle,  the  courts  have  usually  refused  to  extend  the 
privilege.”); and Estate of Turnbow v. Ogden City, 254 F.R.D. 434, 437-38 (D. Utah 2008) 
(officer’s knowledge that communications made to a therapist would be disclosed to the officer’s 
employer is sufficient to render the privilege inapplicable)). Whether this waiver rule would mean 
that privilege has been waived as to all of the documents requested by the subpoena, as Plaintiffs 
seem to argue, is unclear at this point. Nothing in the current record establishes which documents 
requested by the subpoena were disclosed to the Moving Officers’ employer and which were not.9 
It is certainly possible that some of the psychological records or information held by Dr. DiVasto 
were “generated for [the Moving Officers’] sole benefit, without any indication that they would be 
shared with a third party.” Dorato, 163 F. Supp. 3d at 887 (noting that if “the City of Albuquerque 

required officers involved in police shootings to visit psychotherapists as an employee benefit, but 
did not receive the results of the examinations, the results need not be disclosed”). 
B.   Request For Alternative Relief                                  
Lastly, the Court also denies at this time the Moving Officers’ alternative two-pronged 
requested relief. The first prong of the Moving Officers’ requested alternative relief is that the 
Court limit the documents that must be produced in response to the subpoena to only those 
documents Dr. DiVasto previously produced to the Moving Officers’ employer. But that limit only 
addresses the waiver issue. It does not address the issue of whether some documents in question 
do not fall under the privilege in the first instance, either because they do not involve confidential 
communications between a patient and a psychotherapist, or because those communications were 


9 Plaintiffs argue that the Moving Officers have not met their burden of proof because “[n]either 
officer submits an affidavit and DiVasto does not relate whether they sought counseling because 
of City policy or completely on their own.” (Doc. 52 at 11). It is true that Dr. DiVasto’s affidavit 
raises more questions than it answers, which is why the Court is denying the Motion. But the 
affidavit does state that the only matters between him and the Moving Officers that were disclosed 
to the Moving Officers’ employer were the officers’ “pre-hire evaluations” and some sort of 
notification “informing their employers whether they were capable of returning to duty.” (Doc. 46-
2 at 2). As written, the affidavit seems to suggest there are other materials or records not disclosed 
to the employer. For instance, if Dr. DiVasto provided counseling to the Moving Officers for which 
no information was released to the Moving Officers’ employer, the therapy notes from those 
counseling sessions would be protected by the privilege. See, e.g., Jaffe, 518 U.S. at 18 (holding 
that conversations between police officer and licensed therapist and notes taken during their 
counseling sessions were protected from compelled disclosure by the patient-psychotherapist 
privilege). The fact that this counseling occurred, however, is not privileged, and Dr. DiVasto 
therefore should disclose that information without revealing any confidential communications he 
received as a result.                                                     
not made during the course of diagnosis or treatment. As previously noted, the Moving Officers 
bear the burden of establishing that the privilege applies. Documents that were not actually 
disclosed to the Moving Officers’ employer could still fall outside the privilege, if, for example, 
the Moving Officers were informed and agreed that any information exchanged between them and 

Dr. DiVasto might or could be disclosed to the employer, or if the information was not exchanged 
in the course of treatment or diagnosis.                                  
The Court also finds it inappropriate at this time to enter a protective order preventing the 
disclosure outside this litigation of any documents produced in response to the subpoena. See (Doc. 
46 at 6 (arguing that “[r]ecords that are not privileged may still be entitled to privacy protections.”). 
It is true that the court in Chavez agreed to “enter a protective order to remedy any confidentiality 
concerns raised by disclosure of the Officers’ mental health records.” Chavez, 2015 WL 13650097, 
at *3; see also Dorato, 163 F. Supp. 3d at 895 (“The Court has employed certain protections to 
minimize and/or mitigate the intrusion on Smith’s privacy interests[,]” including “put[ting] in place 
a rigorous Protective Order” providing that “[t]he documents can be used only in this case and 

must be handled with care”). Courts routinely enter confidentiality orders, but typically upon the 
mutual agreement of the parties to the case. The Court thus would prefer that the parties meet and 
confer regarding the entry of a confidentiality order, and if agreement is reached, the Court will 
enter a stipulated order that is presented through the filing of an agreed motion. Should the parties 
not be able to reach agreement, the Court will have the benefit of briefing from both sides as to 
whether a confidentiality-type protective order is appropriate before making a decision. See, e;g., 
Franklin Sav. Corp. v. United States, 180 F.3d 1124, 1128–29 (10th Cir. 1999) (declining to rule 
on the basis of undeveloped or superficial arguments).                    
                             Conclusion 
 Accordingly,  Defendant  Brad  Lunsford’s And  Non-Party  Witness  Keegan Abrogast’s 
Motion To Quash Subpoena To Dr. Peter DiVasto Or, In The Alternative, Modify Subpoena and 
Enter Protective Order [46] is DENIED without prejudice as set forth above. 
 IT IS SO ORDERED this 25th day of February, 2025. 

                                    KEVIN R. SWEAZEA 
                                    UNITED STATES MAGISTRATE JUDGE 

                                    13 

Case Information

Court
D.N.M.
Decision Date
February 25, 2025
Status
Precedential