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UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK --------------------------------------------------------------- X : JOSEPH FRANCO, : Plaintiff, : MEMORANDUM DECISION AND ORDER â against â : 19-CV-5905 (AMD) (CLP) : CITY OF NEW YORK, PATRICK MORAN, GIOVANNI IANNIELLO, CHRISTOPHER : VOLPE, OSMAN HERRERA, ANTHONY : DINOME, and TERESA NEAL, Defendants. : : --------------------------------------------------------------- X ANN M. DONNELLY, United States District Judge: The plaintiff brings this employment discrimin ation action against New York City and various individual defendants, alleging violations of T itle VII, the New York State Human Rights Law (âNYSHRLâ), and the New York City Human Rights Law (âNYCHRLâ). Before the Court is the defendantsâ motion for summary judgment pursuant to Federal Rule of Civil Procedure 56. For the reasons that follow, the defendantsâ motion is granted in part and denied in part. BACKGROUND1 The Plaintiffâs Employment with the Sanitation Department In March 2016, the plaintiff began working as a metal work mechanic in the central repair shop (âCRSâ) of the New York City Department of Sanitation (âDSNYâ). (Defs. 56.1 1 Unless otherwise noted, the factual background is based on the Courtâs review of the record submitted by the parties. Some of the record is incomplete. However, âit is not the role of the Court to search the summary judgment record for evidence supporting a partyâs motion or opposition thereto.â Knight v. Nassau Cnty., No. 17-CV-958, 2019 WL 3817392, at *4 (E.D.N.Y. Aug. 14, 2019). The Court has reviewed record citations in the defendantsâ Rule 56.1 statement, which includes the plaintiffâs responses and objections (ECF No. 64 (âDefs. 56.1â)), as well as the plaintiffâs proposed Rule 56.1 ¶ 7.) He was hired as a âprovisional employeeâ (id. ¶ 8), and assigned to work in the Bureau of Maintaining Equipment (âBMEâ) (ECF No. 63-3, Transcript of the Plaintiffâs Deposition (âPl. Dep.â) 29:23â30:5). Giovanni Ianniello was the CRS supervisor when the plaintiff started at DSNY. (Defs. 56.1 ¶ 10.) In 2017, Patrick Moran became the new CRS supervisor. (Id. ¶ 11.) Christopher Volpe2 was Moranâs supervisor and the deputy director. (Id. ¶ 13.) Anthony Dinome was the BME âshop steward,â who was responsible for âkeeping a running list of who worked overtime in the past and who had the most seniority.â (Id. ¶¶ 12, 16.) Teresa Neal was the Director of Office of Equity, Diversion, and Inclusion (âOEDIâ). (Id. ¶ 14.) And Osman Herrara, a metal work mechanic in the BME, was the âsnapper,â the employee who distributed work assignments to other BME mechanics. (Id. ¶ 15.) February and March 2018: Alleged Sexual Harassment The plaintiff claims that Herrera sexually harassed him three times between February and March of 2018. The defendants deny these allegations. In the middle of February 2018, the plaintiff was âbent over to repair [a] truck[,]â when Herrera âcrept up behindâ him and started âthrusting and grinding [his] crotch and penis into Plaintiffâs backside.â (Pl. 56.1 ¶ 7.) When the plaintiff told Herrera to stop and that he did not like that, Herrera responded, âoh, I just thought you needed some help.â (Pl. Dep. 36:21-23.) He laughed and walked away. (Id. 37:5-9.) counterstatement, which he submitted before the pre-motion conference, and which also includes the defendantsâ responses and objections (ECF No. 55 (âPl. 56.1â)). All citations to these documents incorporate the responses and objections of the opposing party. The Court construes the facts in the light most favorable to the plaintiff, the non-moving party. See Capobianco v. City of New York, 422 F.3d 47, 50 n.1 (2d Cir. 2015). 2 Volpe died on January 9, 2021, while this action was pending. (ECF No. 58.) The same thing happened in late February 2018. The plaintiff was bending over a truck when Herrera came up behind him and âbegan rubbing and grinding his genitalsâ on the plaintiffâs buttocks. (Pl. 56.1 ¶ 10.) The plaintiff told him to stop. Herrera laughed and walked away. (Pl. Dep. 45:1-11.) There was another incident about a week later, in early March 2018. This time, the plaintiff was dozing off during his break, when Herrera came over and âput[] his hand on [the plaintiffâs] arm caressing down to [his] hand.â (Id. 64:15-19.) Startled, the plaintiff jumped out of his chair and yelled that Herrera must never touch him again. (Id. 64:23-24, 65:19-20.) Herrera smiled and walked away. (Id. 65:4-6.) Shortly thereafter, the plaintiff complained to Moran about Herreraâs conduct. (Pl. 56.1 ¶ 12.) The plaintiff accused Herrera of sexual harassment and told Moran that he did not want Herrera to be around him or touch him. (Pl. Dep. 66:2-6.) He also told Moran that this âhas to stop.â (Id.) Moran shrugged his shoulders and walked away. (Id.) After waiting for Moran to do something â although the plaintiff did not make any specific demand â the plaintiff went to Volpe, the deputy director. (Id. 68:9-11.) The plaintiff told Volpe about Herreraâs conduct and Moranâs indifference to it. (Id. 69:4-11.) Volpe acknowledged that it was a serious accusation and an âEEOâ issue. (Id. 71:20-22.) July 2018: Meeting with Moran and Volpe and Formal Complaint In late July 2018, Herrera confronted the plaintiff about an unfinished repair job in the shop. (Pl. 56.1 ¶ 15.) According to the plaintiff, an overtime crew worked on the truck, he was not assigned to it, and he did not know why he was being singled out. (Id.) Herrera yelled at him and followed him around when he tried to walk away. (Pl. Dep. 74:18â75:3.) Herrera also reminded him that he was a provisional employee, implying that he had fewer employment protections. (Id.) Within the hour, Moran arrived and brought the plaintiff to Volpeâs office. (Id. 75:4-6.) Volpe told the plaintiff that he was causing problems and that he was getting emails about him. (Id. 75:7-19.). When the plaintiff responded that he had previously reported Herreraâs conduct to Volpe and Moran, Volpe called him a âsnowflakeâ and a âcrusader,â and said that some employees were âuntouchable.â (Id.) Volpe also threatened to send the plaintiff for a psychological evaluation. (Id. 117:19-22.) A few days later on July 29, 2018, the plaintiff filed a formal complaint with the OEDI, âalleging that he had been repeatedly sexually harassed by Defendant Herrera.â (Defs. 56.1 ¶ 17.) Neal was assigned to investigate. (Id. ¶ 19.) Over the next several months, OEDI interviewed about fifteen employees, including the plaintiff. (Id. ¶ 18.) On December 8, 2018, Neal informed Franco that she had completed her investigation into his complaint against Herrera and concluded that â[a]t the present time, . . . the allegations of sexual harassment are unsubstantiated.â (ECF No. 63-11 at 1.) August and September 2018: Overtime In August and September 2018 â while the OEDI investigation was ongoing â the BME employees stopped receiving overtime hours. (ECF No. 69-5, Transcript of Marvin Wellingtonâs Deposition (âWellington Dep.â) 85:24â86:7.) According to Moran, this was simply because there were fewer trucks that needed work. (ECF No. 63-4, Transcript of Patrick Moranâs Deposition (âMoran Dep.â) 37:5-9.) But the plaintiff and other BME employees testified otherwise. They claim that before the overtime was cut but after Neal had already interviewed some witnesses, Edward Rasmussen, a DSNY Deputy Director, came to the shop floor and instructed Kevin Alexander, a BME employee, to call Neal, who was doing the OEDI investigation. (Pl. 56.1 ¶ 20; ECF No. 69-2, Transcript of Kevin Alexanderâs Deposition (âAlexander Dep.â) 60:15â61:2.) Alexander was taken aback that Rasmussen knew that he was being interviewed as part of the investigation, because Neal and the other OEDI investigator assured him that his interview with OEDI â and indeed, even the fact that he was being interviewed â was confidential. (Alexander Dep. 60:9â 61:15.) A few days later, Sean McCaffrey, a metal work mechanic who was a part of the âin- groupâ and responsible for monitoring the overtime list, told the BME employees that no one was going to get overtime because the plaintiff filed an EEO complaint. (Pl. 56.1 ¶ 21; Alexander Dep. 114:23â115:9, 117:15-18.) November 2018: The Truck Incident On November 18, 2018, while the OEDI investigation was still pending, the police were called to CRS after an incident between the plaintiff and Dinome, also a member of the âin- group.â (Defs. 56.1 ¶ 24; Alexander Dep. 121:8â16.) The plaintiff was cleaning a hydraulic liquid spill in one of the work bays when Dinome started reversing a truck into the bay. (Defs. 56.1 ¶ 25; Pl. Dep. 101:22â102:21.) As Dinome got closer to him, the plaintiff told him to wait until he cleaned the spill. (Pl. Dep. 102:21â103:7.) Dinome kept going, and hit the garbage can that the plaintiff was using to clean the spill, causing the can to hit the plaintiff. (Id.) The plaintiff and Dinome argued briefly and Dinome went to get Moran. (Id. 103:7-13.) When Moran arrived a couple of minutes later, the plaintiff explained what happened and told Moran that it was ridiculous. (Id. 103:13-19.) Moran replied that he had not seen it, implying that there was nothing for him to do. (Id. 103:19.) The plaintiff decided to talk to Volpe about what happened. (Id. 103:19-21.) As soon as the plaintiff got to the office, Volpe started yelling at him. (Id. 104:3-4.) The plaintiff said that he wanted to file a complaint against Dinome; Volpe responded that was not what they did and that the plaintiff had his chance when he filed the EEO complaint. (Id. 104:4- 10.) Volpe suggested that they call the police so the plaintiff could make a report; he also said that he had enough of the plaintiff. (Id. 104:10-15.) The plaintiff âbeggedâ Volpe not to call the police because he was not hurt and did not want his co-workers to think he called the police on a co-worker. (Id. 104:13-23.) Volpe called the police anyway. (Id.) As the plaintiff feared, rumors circulated among BME employees that the plaintiff was the one who called the police. (Alexander Dep. 123:4-14.) November 2018: Transfer to Bureau of Building Maintenance A day or two after the truck incident, and while the OEDI investigation was still pending, the plaintiff was transferred to the Bureau of Building Maintenance (âBBMâ). (Defs. 56.1 ¶ 20.) The plaintiff objected and asked for an explanation. (Pl. Dep. 113:15-21.) He was told that the fourth floor âneed[ed] a bodyâ and that he was âbeing removed.â (Id. 113:25.) The plaintiff protested that the most junior employee should be the first to be transferred if the need arose. (Id. 113:22-23.) Although the BBM was in the same building as the BME, the plaintiff had to move to the fourth floor from the fifth floor. (Defs. 56.1 ¶¶ 20â21.) His hours changed slightly, too. At BME, he worked a 6:00 a.m. to 2:30 p.m. shift, but he had to work from 6:30 a.m. until 3:00 p.m. at BBM. (Id. ¶ 22.) His responsibilities were marginally different, but he was still a metal worker (Pl. Dep. 99:2â19), and his base salary remained the same. (Defs. 56.1 ¶ 23.) The plaintiff complained to Neal because he was not given a satisfactory reason for the transfer. (Pl. Dep. 113:13â114:5.) The plaintiff also believed that he was transferred because of his EEO complaint; he thought that changes to his employment conditions had to go through Neal because the OEDI was still investigating his complaint. (Id.) Neal responded that it was not a big deal, and that the plaintiff was being transferred for his own safety. (Id.) LEGAL STANDARD Summary judgment is warranted only if the submissions, including deposition transcripts, affidavits, or other documentation show âthat there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). A âgenuineâ dispute arises when âthe evidence is such that a reasonable jury could return a verdict for the non-moving party.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). âOnly disputes over facts that might affect the outcome of the suit under governing lawâ qualify as âmaterial,â and â[f]actual disputes that are irrelevant or unnecessaryâ will not preclude summary judgment. Id. The moving party bears the burden of demonstrating the absence of a genuine issue of material fact. Strass v. Costco Wholesale Corp., No. 14-CV-6924, 2016 WL 3448578, at *2 (E.D.N.Y. June 17, 2016) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). âIn considering a motion for summary judgment, the district court must draw all inferences in favor of the non-moving party, and may [grant summary judgment] only if the record reveals no genuine issue of material fact for trial.â Banks v. Gen. Motors, LLC, 81 F.4th 242, 258 (2d Cir. 2023) (internal quotation omitted). âIt is a settled rule that credibility assessments, choices between conflicting versions of the events, and the weighing of evidence are matters for the jury, not for the court on a motion for summary judgment.â McClellan v. Smith, 439 F.3d 137, 144 (2d Cir. 2006) (cleaned up). The moving party cannot prevail on summary judgment âif the evidence is such that a reasonable jury could return a verdict for a nonmoving party.â Banks, 81 F.4th at 258 (2d Cir. 2023) (quoting Anderson, 477 U.S. at 248). The Second Circuit has ârepeatedly expressed the need for caution about granting summary judgment to an employer in a discrimination case where, as here, the merits turn on a dispute as to the employerâs intent.â Holcomb v. Iona Coll., 521 F.3d 130, 137 (2d Cir. 2008). Given the ââelusive nature of intentional discrimination,â plaintiffs must often ârely on bits and pieces of information to support an inference of discrimination.ââ Banks, 81 F.4th at 259 (cleaned up) (quoting Vega v. Hempstead Union Free Sch. Dist., 801 F.3d 72, 86 (2d Cir. 2015)). Accordingly, â[b]ecause of the likelihood that âdirect evidence of an employerâs discriminatory intent will rarely be found, affidavits and depositions must be carefully scrutinized for circumstantial proof which, if believed, would show discrimination.â Id. (cleaned up) (quoting Schwapp v. Town of Avon, 118 F.3d 106, 110 (2d Cir. 1997)). âThe resulting âmosaic of intentional discriminationâ may be sufficient to show discrimination.â Id. (cleaned up) (quoting Vega, 801 F.3d at 86). âNonetheless, even in the discrimination context, a plaintiff must still present more than conclusory allegations to survive a motion for summary judgment.â Id. (citing Chertkova v. Conn. Gen. Life Ins., 92 F.3d 81, 92 (2d Cir. 1996)). DISCUSSION The plaintiff did not respond to the defendantsâ arguments for summary judgment regarding the following claims: hostile work environment under Title VII, intentional infliction of emotional distress, assault and battery, and the individual claims against Volpe.3 Accordingly, the plaintiff has abandoned those claims. See Jackson v. Fed. Exp., 766 F.3d 189, 195 (2d Cir. 2014) (â[A] partial response arguing that summary judgment should be denied as to some claims while not mentioning others may be deemed an abandonment of the unmentioned claims.â). The Court therefore considers only the plaintiffâs claims for discrimination and retaliation under federal, state, and city law.4 3 The plaintiffâs abandonment of the hostile work environment claim is discussed below. 4 In any event, the Court agrees that the plaintiffâs state tort law claims are untimely (ECF No. 65 at 5â8), and that the claims against Volpe should be dismissed because the plaintiff did not move to substitute after the defendants filed a notice of suggestion for death. (Id. at 4.) There is no basis, however, to dismiss Dinome for failure to prosecute. (Id. at 4â5.) Indeed, counsel for Dinome has appeared and the plaintiff has no obligation to depose any individual defendant. Title VII and NYSHRL Disparate Treatment Claim Title VII makes it unlawful for an employer âto discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individualâs race, color, religion, sex, or national origin.â 42 U.S.C. § 2000e-2(a)(1). On a motion for summary judgment, courts analyze Title VII discrimination claims under the three-step burden-shifting framework established by McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). See Bonaffini v. City Univ. of New York, 751 F.Supp.3d 67, 74 (E.D.N.Y. 2024) (citing Ruiz v. Rockland County, 609 F.3d 486, 491 (2d Cir. 2010)). The plaintiff must first âestablish a prima facie case of discrimination.â Graham v. Long Island R.R., 230 F.3d 34, 38 (2d Cir. 2000). In order to satisfy this initial burden in a disparate treatment case, an employee must show that he: (1) belongs to a protected class; (2) is qualified for his position; and (3) suffered an adverse employment action; and (4) the circumstances give rise to an inference of discrimination. Brown v. City Univ. of New York, No. 21-CV-854, 2025 WL 638353, at *6 (E.D.N.Y. Feb. 27, 2025) (citing Vega v. Hempstead Union Free Sch. Dist., 801 F.3d 72, 83 (2d Cir. 2015)). If an employee can make that showing, a presumption of discrimination arises and âthe burden then shifts to the employer to âarticulate a legitimate, non-discriminatory reasonâ for the disparate treatment.â Vega 801 F.3d at 83 (quoting McDonnell Douglas, 411 U.S. at 802). âIf the employer articulates such a reason for its actions, the burden shifts back to the plaintiff to prove that the employerâs reason âwas in fact pretextâ for discrimination.â Id. (quoting McDonnell Douglas, 411 U.S. at 804). Because the plaintiff complains of conduct that pre-dates the October 11, 2019 amendment to the NYSHRL, the Title VII standard applies to the NYSHRL claim. McGill v. Univ. of Rochester, 600 F. Appâx 789, 790 (2d Cir. 2015) (analyzing Title VII and NYSHRL claims under the same standard); Sotomayor v. City of New York, 862 F. Supp. 2d 226, 257 (E.D.N.Y. 2012), affâd, 713 F.3d 163 (2d Cir. 2013) (âClaims under the NYSHRL are analyzed under the same standards as federal discrimination claims.â); McHenry v. Fox News Network, LLC, 510 F. Supp. 3d 51, 65 (S.D.N.Y. 2020) (holding that the 2019 amendment to the NYSHRL is not retroactive). The defendants do not dispute that the plaintiff is a member of a protected class and qualified for the position. The defendants argue that he has not sufficiently proven an adverse employment action and does not allege an inference of discrimination. As explained below, the plaintiff has not shown that he was subject to an adverse employment action. Accordingly, the defendants are entitled to summary judgment on the plaintiffâs Title VII and NYSHRL discrimination claims. Under Title VII, an adverse employment action is an action that imposes âsome harm respecting an identifiable term or condition of employment.â Muldrow v. City of St. Louis, Missouri, 601 U.S. 346, 355 (2024). The harm need not be significant or even material, but the adverse action âmust have left [the plaintiff] worse off.â Id. at 359. Moreover, ââterms or conditionsâ in an employment discrimination claim cover more than the âeconomic or tangibleâ factors and applies beyond a ânarrow contractual sense.ââ Ciotti v. City of New York, No. 23-CV-10279, 2025 WL 308022, at *13 (S.D.N.Y. Jan. 27, 2025) (alteration adopted) (quoting Muldrow, 601 U.S. at 354). Ultimately, to survive summary judgment, the plaintiff must show that the employerâs actions âbrought about some âdisadvantageousâ change in an employment term or condition.â Muldrow, 601 U.S. at 354. Before the Supreme Court decided Muldrow v. City of St. Louis, Missouri, it was the rule in this circuit that a plaintiff had to prove a âmaterially adverse changeâ to establish a prima facie disparate treatment claim under Title VII. See, e.g., Muldrow, 601 U.S. at 353, n.1 (explaining that the Courtâs opinions âresolve[s] a Circuit split over whether an employee challenging a transfer under Title VII must meet a heightened threshold of harm,â and noting the Second Circuitâs âmaterially significant disadvantageâ standard (quoting Williams v. R. H. Donnelley, Corp., 368 F.3d 123, 128 (2d Cir. 2004)). The Second Circuit recognized in a summary order that âMuldrow . . . overruled our precedent, which required that the changes to a term or condition of employment be materially adverse.â Back v. Hapoalim, No. 24-1064-CV, 2024 WL 4746263, at *2 (2d Cir. Nov. 12, 2024) (summary order); see also Anderson v. Amazon.com, Inc., No. 23-CV-8347, 2024 WL 2801986, at *10 (S.D.N.Y. May 31, 2024) (observing that the âlandscape has changed with the Supreme Courtâs decision in Muldrowâ).5 The plaintiff argues only one adverse employment action: the alleged sexual harassment. (ECF No. 68 at 15â16.) He claims that â[b]eing forced to endure repeated sexual assault in the workplace is an adverse employment action.â (Id. at 15.) Therefore, in order to survive summary judgment on his discrimination claim, the three alleged incidences of sexual harassment must amount to âsome âdisadvantageousâ change in an employment term or condition.â Muldrow, 601 U.S. at 354. It is difficult to fit the plaintiffâs theory of harm into the conceptual framework of a disparate treatment claim. This is at least in part because it sounds more appropriately in other potential Title VII claims â most obviously, a hostile work environment claim. See, e.g., Desouza v. Off. of Child. & Fam. Servs., No. 18-CV-2463, 2019 WL 2477796, at *4 (E.D.N.Y. 5 The Second Circuit has not yet opined on whether the âsome harmâ standard applies to adverse actions beyond the involuntary transfer context. However, courts in the circuit have consistently held that it does, because the Supreme Courtâs âreasoning relies on the language of Title VIIâs anti-discrimination provision rather than anything special about transfers.â Mitchell v. Planned Parenthood of Greater New York, Inc., 745 F. Supp. 3d 68, 90 (S.D.N.Y. 2024); see also McCarthy v. Motorola Solutions, Inc., 21-CV-4020, 2024 WL 3965950, at *10, n.3 (E.D.N.Y. Aug. 28, 2024); John v. Brooklyn Eye Ctr., No. 22-CV-6190, 2025 WL 317515, at *4, n.3 (E.D.N.Y. Jan. 28, 2025); Anderson, 2024 WL 2801986, at *10; Peifer v. Bd. of Prob. & Parole, 106 F.4th 270, 277 (3d Cir. 2024). The Court finds this reasoning persuasive. June 12, 2019) (âThough claims challenging disparate treatment, quid pro quo sexual harassment, and hostile work environment are all claims of gender discrimination, they are distinct causes of action governed by different analytical standards.â). For instance, the Supreme Court held that claims of workplace sexual harassment under Title VII are actionable if the alleged harassment is âsufficiently severe or pervasive to alter the conditions of [the victimâs] employment and create an abusive working environment.â Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 67 (1986) (internal quotations and citations omitted); Patane v. Clark, 508 F.3d 106, 110, n.1 (2d Cir. 2007) (noting that the plaintiffâs âgender-based discrimination claim can be divided into a discriminatory action claim and a hostile work environment claimâ). Further, âit is established âwithout question, that when a supervisor sexually harasses a subordinate because of the subordinateâs sex, that supervisor âdiscriminatesâ on the basis of sex.ââ Redd v. New York Div. of Parole, 678 F.3d 166, 175 (2d Cir. 2012) (alterations adopted) (quoting Meritor Sav. Bank, FSB, 477 U.S. at 64). This would seem the natural avenue for a discrimination claim under Title VII on these facts. For example, there is substantial record evidence that Herrera regularly engaged in inappropriate conduct. (See, e.g., Pl. 56.1 ¶¶ 7â11; Alexander Dep. 36:21â39:5; Wellington Dep. 42:14â45:7; ECF No. 69-6, Declaration of Joseph Edgar, ¶¶ 3â7; ECF No. 69-7, Declaration of Daniel OâHare, ¶¶ 8â10, 12.)6 However, the plaintiff, who is represented by 6 The defendants ask the Court to strike the Edgar and OâHare declarations, on the theory that â[i]t is well settled that âa party may not create an issue of fact by submitting an affidavit in opposition to a summary judgment motion that, by omission or addition, contradicts the affiantâs previous deposition testimony.ââ (ECF No. 71 at 2â3 (quoting Hayes v. New York City Dept. of Corrections, 84 F.3d 614, 619 (2d Cir. 1996).) But the âsham issue of factâ doctrine does not apply to these declarations. The doctrine âprohibits a party from defeating summary judgment simply by submitting an affidavit that contradicts the partyâs previous sworn testimony.â Moll v. Telesector Res. Grp., Inc., 760 F.3d 198, 205 (2d Cir. 2014) (first emphasis in original) (internal quotation omitted). Neither Edgar nor OâHare are parties to the action, which alone defeats the defendantsâ argument. Moreover, the defendants do not argue that counsel, chose not to pursue a hostile work environment claim under Title VII; he did not oppose the defendantâs summary judgment arguments on that claim and thus abandoned it. (See ECF No. 65 at 17â19 (arguing for dismissal of the hostile work environment claim); ECF No. 68 at 13â16 (arguing only that the plaintiff has established a disparate treatment claim)); see also Kovaco v. Rockbestos-Surprenant Cable Corp., 834 F.3d 128, 143 (2d Cir. 2016) (holding that the plaintiff abandoned hostile-work-environment claims, âby failing to argue that they should survive [the defendantâs] motion for summary judgmentâ). Under these circumstances, it is not for the Court to make the plaintiffâs arguments for him, or to decide despite his abandonment whether he has raised a genuine issue of material fact about the existence of a hostile work environment. Instead, the Court must consider the argument the plaintiff does make: whether Herreraâs conduct was an adverse employment action under a disparate treatment theory of Title VII discrimination. The plaintiff has not cited any case law (either pre- or post-Muldrow) that supports his assertion that an alleged sexual assault may itself be an adverse employment action in this context. But the Second Circuit has at least contemplated the possibility. In Mathirampuzha v. Potter, 548 F.3d 70 (2d Cir. 2008), the court applied the disparate treatment standard and held that a single event in which the plaintiffâs supervisor âgrabbed [his] arm, punched him in the shoulder and the chest, spit in his face, and poked him in the eyeâ was not an adverse employment action. Id. at 73. The court observed that in the context of hostile work environment claims âa single event, if âextraordinarily severe,â could alter the conditions of a working environment.â Id. at 79 (quoting Howley v. Town of Stratford, 217 F.3d 141, 153 (2d these declarations contradict the affiantsâ previous testimony â indeed, nothing in the record suggests that they have given previous sworn testimony in this case. Cir. 2000)). For example, a âsingle incident of rape,â âsufficiently alters the conditions of the victimâs employment and clearly creates an abusive work environment for purposes of Title VII liabilityâ for sex-based discrimination. Id. at 79 (quoting Ferris v. Delta Air Lines, Inc., 277 F.3d 128, 136 (2d Cir. 2001). The court emphasized, however, that the incident would have to âconstitute an âintolerable alterationâ of the plaintiffâs working conditions, so as to substantially interfere with or impair his ability to do his job.â Id. (quoting Howley, 217 F.3d at 15 and citing Mormol v. Costco Wholesale Corp., 364 F.3d 54, 59 (2d Cir.2004)). The court, which seemed to blend the standards for disparate treatment and hostile work environment claims in the context of the record before it, concluded that the workplace assault was ânot so severe as to alter materially the plaintiffâs working conditions.â Id. The Second Circuit did not hold â and has never held â that physical assault or sexual harassment qualify as adverse employment actions in the context of a Title VII disparate treatment claim. The single case that plaintiff cites to support his theory (ECF No. 68 at 15) arose in a different context, and the court evaluated the motion under a different standard. In Rivers v. New York City Hous. Auth., 176 F. Supp. 3d 229 (E.D.N.Y. 2016), the plaintiff asserted a First Amendment retaliation claim, and the court considered whether the plaintiff had proved there was an adverse action under that standard. Id. at 244, affâd sub nom. Crenshaw v. New York City Hous. Auth., 697 F. Appâx 726 (2d Cir. 2017). The court concluded that â[p]hysical assaults qualify as adverse employment actions for purposes of a First Amendment retaliation claim.â Id. at 261 (emphasis added); see also Kelly v. New York State Off. of Mental Health, 200 F. Supp. 3d 378, 404 (E.D.N.Y. 2016) (collecting cases). But the standard for an adverse employment action in the context of a disparate treatment claim is different than the standard for a retaliation claim. As one court in the circuit recently explained: The anti-discrimination provision [of Title VII] ââseeks a workplace where individuals are not discriminated againstâ because of traits like race and sex.â It therefore outlaws all such discrimination in the workplace, even if the harm is minor. The anti-retaliation provision seeks to prevent employer actions which would âdeter Title VII enforcement.â It therefore punishes any harm that âcauses significant enough harm to deterâ employee complaints . . . . The retaliation provision does not aim to prevent only certain types of retaliation, but generally to prevent retaliation that would interfere with statutory enforcement. Bamba v. United States Depât of Homeland Sec., No. 22-CV-7407, 2024 WL 3924810, at *16, n.19 (S.D.N.Y. Aug. 23, 2024) (internal citation omitted). This comports with the Supreme Courtâs caution that the phrase âterms and conditions of employmentâ â even when broadened beyond its ânarrow contractual senseâ â âcircumscribes the injuries that can give rise to a suitâ for discrimination under Title VII. Muldrow, 601 U.S. at 354. The examples of adverse changes in terms or conditions of employment that the Supreme Court highlighted in Muldrow are also instructive. The Court held that each of the following were changes to terms or conditions of employment that caused âsome harm:â â[a]n engineering technician is assigned to work at a new job site â specifically, a 14-by-22-foot wind tunnel; . . . [a] shipping worker is required to take a position involving only nighttime work; . . . a school principal is forced into a non-school-based administrative role supervising fewer employees . . . .â Id. at 355â56. The record in this case does not support concluding that the three instances of sexual harassment alleged in this case constitute an adverse employment action ârespecting an identifiable term or condition of employment,â id. at 347, âat least without some showing about how it disadvantagedâ the plaintiff, Bonaffini, 751 F.Supp.3d at 76. Adopting the plaintiffâs theory would swallow the distinction between disparate treatment and hostile work environment claims â which have different standards â contrary to Title VII case law and to precedent in this district holding that âa hostile work environment is ânot an adverse action for the purpose of [establishing] a disparate treatment claim.ââ Fernandez v. Wenig Saltiel LLP, No. 19-CV-1979, 2024 WL 1345645, at *18 (E.D.N.Y. Mar. 29, 2024) (quoting Desouza, 2019 WL 2477796, at *4); see also Schiraldi v. ProHEALTH Med. Mgmt., LLC, No. 21-CV-5956, 2024 WL 4252051, at *11 (E.D.N.Y. Sept. 20, 2024) (âA hostile work environment claim is analyzed under different standards than disparate treatment claims.â).7 If sexual harassment were an adverse employment action, a plaintiff would then have to establish an inference of discrimination, a burden easily established in most cases because sexual harassment is typically discrimination based on sex within the meaning of Title VII. Under the McDonnell Douglas framework, the burden would then shift to the employer to proffer a non- discriminatory reason for the adverse action. The employer would not in most cases be able to provide a non-discriminatory explanation for sexual harassment, for obvious reasons. And, in any event, it would be easy enough for a plaintiff to rebut that presumption at the third step. Indeed, the only reason that this case could potentially escape this quagmire is that the alleged sexual harassment was by an employee who, like the plaintiff, was a man. See Oncale v. Sundowner Offshore Servs., Inc., 523 U.S. 75, 81 (1998) (âIn same-sex (as in all) harassment 7 A hostile work environment may, however, be the basis for a retaliation claim. For example, in Carr v. New York City Transit Authority, 76 F.4th 172 (2d Cir. 2023), the Second Circuit recognized a claim for a retaliatory hostile work environment. In that case, the court applied the retaliation standard and held that â[a] claim of âretaliatory hostile work environmentâ must therefore be treated identically to a claim that an employer took multiple retaliatory actions that were, in the aggregate, âmaterially adverse.ââ Id. at 180. But while the allegations of a hostile work environment may be naturally subsumed within the elements of a retaliation claim, the same is not true for a disparate treatment claim. cases, that inquiry requires careful consideration of the social context in which particular behavior occurs and is experienced by its target.â). The plaintiff is surely right that pervasive sexual harassment leaves him âworse off.â Moreover, âMuldrow instructs courts to be careful not to put too much weight on what constitutes an adverse employment action.â Bonaffini, 751 F. Supp.3d at 78. But the plaintiff does not state a cause for disparate treatment. On this record, the Court cannot identify a âdisadvantageous changeâ to a specific condition of employment. Muldrow, 601 U.S. at 347. Accordingly, the plaintiff has not established a prima facie case of employment discrimination under Title VII or the NYSHRL. NYCHRL Discrimination Claim The NYCHRL provides that it is âan unlawful discriminatory practice . . . [f]or an employer . . . [t]o discriminate against [an] individual in . . . terms, conditions[,] or privileges of employmentâ because of their gender, among other protected categories. N.Y.C. Admin. Code § 8-107(1)(a), (3). â[T]he NYCHRL requires that courts give the statute an independent and more liberal construction than its federal and state counterparts.â Sotomayor, 862 F. Supp. 2d at 257. âThe task of a court applying the NYCHRL is to âfirst identify the provision of the City HRL [it is] interpreting and then ask, as required by the City Council: What interpretation âwould fulfill the broad and remedial purposes of the Cityâs Human Rights Law?ââ Id. (quoting Williams v. N.Y.C. Hous. Auth., 61 A.D.3d 62, 75 (1st Depât 2009)). âThe NYCHRL does not distinguish between claims of âdiscriminationâ and âharassmentâ or hostile work environment.â Anderson, 2024 WL 2801986, at *11 (internal citation omitted). âFor a NYCHRL claim to survive summary judgment, the plaintiff need only show that her employer treated [him] âless well than other employees,â at least in part for a discriminatory reason.â Williams v. New York City Hous. Auth., 61 F.4th 55, 69 (2d Cir. 2023) (citing Mihalik v. Credit Agricole Cheuvreux N. Am., Inc., 715 F.3d 102, 110 (2d Cir. 2013)). If a plaintiff makes this showing, his âemployer may present evidence of its legitimate, non-discriminatory motives to show the conduct was not caused by discrimination, but it is entitled to summary judgment on this basis only if the record establishes that discrimination played no role in its actions.â Id. (alterations adopted) (quoting Mihalik, 715 F.3d at 110, n.8). Thus, even if âthe plaintiff establishes that [he] was treated less well because of [his] protected characteristic, defendants may assert an affirmative defense whereby they can still avoid liability if the conduct complained of consists of nothing more than what a reasonable victim of discrimination would consider petty slights and trivial inconveniences.â Id. (alterations adopted) (quoting Mihalik, 715 F.3d at 110â11). Nevertheless, âthe conductâs severity and pervasiveness are relevant only to the issue of damages,â and therefore cannot support a defendantâs motion for summary judgment. Id. (quoting Mihalik, 715 F.3d at 110). While the alleged sexual harassment cannot serve as the adverse action to support a Title VII or NYSHRL discrimination claim in this case, the plaintiffâs testimony about Herreraâs conduct â corroborated by the plaintiffsâ co-workers â is sufficient to create a triable issue of fact under the NYCHRL. The Second Circuit has held that under the NYCHRL, all employees are âentitled to an environment free from sexual harassment.â Mihalik, 715 F.3d at 114; see id. at 113â14 (reversing district courtâs grant of summary judgment because a jury could reasonably find that the plaintiff was treated âless wellâ than her male colleagues because she had to suffer unwanted sexual attention). Indeed, courts in this circuit have held that conduct like Herreraâs may form the basis of a hostile work environment claim. See Redd, 678 F.3d at 179 (reversing grant of summary judgment where the plaintiff alleged that her supervisor, who was of the same-sex, touched her breasts three times); Wahlstrom v. Metro-N. Commuter R.R. Co., 89 F. Supp. 2d 506, 521 (S.D.N.Y. 2000) (single incident where co-worker approached plaintiff from behind, gave her a bear hug, made a grunting sound, and slapped her left buttock three times sufficient to defeat motion for summary judgment on hostile work environment claim because âphysical contact between the parties was neither harmless nor accidentalâ); Guzman v. Macyâs Retail Holdings, Inc., No. 09-CV-4472, 2010 WL 1222044, at *4 (S.D.N.Y. Mar. 29, 2010) (denying motion to dismiss hostile work environment claim where the plaintiff alleged that a co-worker ârubbed his genitals against her body, and then repeated that action after the plaintiff asked him to stopâ). The defendants nonetheless argue that they are entitled to summary judgment because the plaintiff has not demonstrated that Herreraâs conduct was because of his sex, as he must even under the more liberal NYCHRL standard, presumably because the plaintiff and Herrera are both men. (ECF No. 65 at 17.)8 But the defendantsâ argument still misses the mark. â[T]he question of whether considerations of the plaintiffâs sex âcaused the conduct at issue often requires an assessment of individualsâ motivations and state of mind.ââ Redd, 678 F.3d at 178 (2d Cir. 2012) (emphasis in original) (quoting Kaytor v. Elec. Boat Corp., 609 F.3d 537, 548 (2d Cir. 2010)). When fact questions such as âstate of mind or intent are at issue,â as they often are in sexual harassment cases, summary judgment âshould be used sparingly.â Id. (internal quotation omitted). âSo long as there is some evidentiary basis for inferring that facially sex-neutral incidents were motivated by the plaintiffâs gender, the ultimate question of 8 The defendants also argue that the allegations against Herrera were not sufficiently âsevere or pervasiveâ to alter the conditions of employment. (ECF No. 65 at 19.) But this argument, in addition to not being especially persuasive, is not relevant to an NYCHRL discrimination claim at this stage. See Anderson, 2024 WL 2801986, at *11. whether such abuse was âbecause ofâ the plaintiffâs gender is a question of fact for the factfinder.â Kaytor, 609 F.3d at 548. In cases of same-sex harassment, a plaintiff can establish that the harassment was âbecause ofâ his sex in a variety of ways. For example, he may present âcredible evidence of the words and actions of a same-sex harasser [that] suggest sexual desireâ from which âa rational juror can find that the harasserâs conduct was based on sex, irrespective of whether the plaintiff provides evidence of the harasserâs homosexuality.â Burke v. Villa, No. 19-CV-2957, 2021 WL 5591711, at *7 (E.D.N.Y. Nov. 30, 2021); see also id. (collecting cases). The plaintiff could also show that same-sex harassment was discrimination based on sex by pointing to âdirect comparative evidence about how the alleged harasser treated members of both sexes in a mixed- sex workplace.â Redd, 678 F.3d at 178 (quoting Oncale, 523 U.S. at 81). When viewed in the light most favorable to the plaintiff, there is sufficient record evidence to create a triable issue of fact about whether Herreraâs conduct was âbecause ofâ the plaintiffâs sex. Most obviously, witnesses saw Herrera rub his genitals against several male co-workers (see, e.g., Pl. 56.1 ¶¶ 7â11; Alexander Dep. 36:21â39:5; Wellington Dep. 42:14â 45:7; ECF No. 69-6, Declaration of Joseph Edgar, ¶¶ 3â7; ECF No. 69-7, Declaration of Daniel OâHare, ¶¶ 8â10, 12), but there was no evidence that he behaved the same way to the female employee who worked in the BME. (Alexander Dep. 40:19â41:3.) Moreover, a reasonable jury could find from the very nature of the harassment â grinding on the plaintiffâs buttocks and caressing the plaintiffâs arm â that Herrera was motivated by sexual desire. To be sure, a jury could also find that Herrera was just joking. âBut the line between teasing or hazing and sexual harassment is not always simple to discern, and it is not the courtâs place to supplant the factfinderâs role and make such determinations.â Burke, 2021 WL 5591711, at *8 (internal quotations omitted). Accordingly, the defendantsâ motion for summary judgment on the plaintiffâs NYCHRL discrimination claim is denied. Title VII, NYSHRL and NYCHRL Retaliation Claim âTitle VII prohibits an employer from discriminating against an employee because the employee has engaged in protected activity.â Banks, 81 F.4th at 275. â[T]he McDonnell Douglas framework applies to retaliation claims . . . brought under . . . Title VII.â Carr v. New York City Transit Auth., 76 F.4th 172, 178 (2d Cir. 2023). To establish a Title VII retaliation claim, an employee must show that: â(1) [he] engaged in protected activity, (2) the defendant was aware of that activity, (3) [he] was subjected to a retaliatory action, or a series of retaliatory actions, that were materially adverse, and (4) there was a causal connection between the protected activity and the materially adverse action or actions.â Id. at 180. âThe plaintiff's burden in this regard is âde minimisâ and âthe courtâs role in evaluating a summary judgment request is to determine only whether proffered admissible evidence would be sufficient to permit a rational finder of fact to infer a retaliatory motive.ââ Hicks v. Baines, 593 F.3d 159, 164 (2d Cir. 2010) (quoting Jute v. Hamilton Sundstrand Corp., 420 F.3d 166, 173 (2d Cir.2005)). âOnce a prima facie case of retaliation is established, the burden of production shifts to the employer to demonstrate that a legitimate, nondiscriminatory reason existed for its action.â Summa, 708 F.3d 115, 125 (2013) (citation omitted). If the employer makes this showing, then the burden shifts back to the plaintiff to establish âthat the reason offered by the employer is merely pretext, and that the employerâs âdesire to retaliateâ was the actual âbut-for cause of the challenged employment action.ââ Saji v. Nassau Univ. Med. Ctr., 724 F. Appâx 11, 14 (2d Cir. 2018) (quoting YaâChen Chen v. City Univ. of New York, 805 F.3d 59, 70 (2d Cir. 2015)). The standard for evaluating a retaliation claim under Title VII and the NYSHRL are the same, so the Court analyzes them together. See Sotomayor, 862 F. Supp. 2d at 261. Additionally, âthe NYCHRL prohibits employers from âretaliating or discriminating in any manner against any person because such person has opposed any practice forbidden under this chapter.ââ Mihalik, 715 F.3d at 112 (cleaned up). The NYCHRLâs retaliation provision is broader than Title VIIâs and operates as a ââone-way ratchet,â by which interpretations of state and federal civil rights statutes can serve only âas a floor below which the Cityâs Human Rights law cannot fall.ââ Id. at 109, 112 (quoting Loeffler v. Staten Island Univ. Hosp., 582 F.3d 268, 278 (2d Cir. 2009)). Therefore, if summary judgment is denied under the more exacting federal and state standards â as the Court determines it should be â it must also be denied under the NYCHRL. a. Prima Facie Case The defendants do not dispute that the plaintiff engaged in protected activity when he complained about Herreraâs alleged harassment or that the defendants were aware of the conduct. They argue instead that the asserted retaliatory conduct is not a materially adverse and that even if it was, there was no causal connection between the protected activity and the materially adverse action. For the reasons that follow, the plaintiff has raised a genuine dispute of material fact, and the defendantsâ motion for summary judgment on the retaliation claim is denied. i. Materially Adverse Action To establish a materially adverse action in the retaliation claim context, a plaintiff must demonstrate that an employerâs actions are âharmful to the point that they could well dissuade a reasonable worker from making or supporting a charge of discrimination.â Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 57 (2006). â[P]etty slights, minor annoyances, and simple lack of good manners will notâ usually constitute adverse actions under this standard. Id. The question is solely âwhether the actions, taken in the aggregate, are materially adverse and would dissuade a reasonable employee from making a complaint of discrimination.â Carr, 76 F.4th at 181; see also Hicks, 593 F.3d at 165 (â[T]he alleged acts of retaliation need to be considered both separately and in the aggregate, as even minor acts of retaliation can be sufficiently âsubstantial in grossâ as to be actionable.â (quoting Zelnik v. Fashion Inst. of Tech., 464 F.3d 217, 227 (2d Cir. 2006))). âThis standard is plainly an objective one,â but âin identifying materially adverse employment actions, âcontext matters,ââ and âan act that would be immaterial in some situations is material in others.â Moll v. Telesector Res. Grp., Inc., 94 F.4th 218, 239 (2d Cir. 2024) (quoting Burlington Northern, 548 U.S. at 69).9 The plaintiff asserts five actions that constitute materially adverse employment actions: (i) âbeing yelled at and berated,â (ii) âbeing menaced with a garbage truck,â (iii) âbeing blamed for costing the unit overtime,â (iv) âbeing banished from his unit,â and (v) âhaving his complaint summarily dismissed.â (ECF No. 68 at 18.) While none of these actions individually would qualify as an adverse employment action, drawing all permissible factual inferences in favor of the plaintiff, there is a genuine dispute of material fact as to whether these actions in the aggregate would dissuade a reasonable employee from making a complaint. First, the plaintiff contends that after he approached Herreraâs superiors to complain about his conduct, Herrera confronted the plaintiff about an unfinished truck repair. (Pl. 56.1 ¶ 15.) The plaintiff claims that he was not assigned to work on the truck and did not know why he was being singled out. (Id.) He further testified that he tried to walk away from Herrera, but Herrera followed him and reminded him that he was a provisional employee, implying that he 9 Although the retaliation standard âcovers a broader range of conduct than does the adverse-action standard for claims of discrimination,â Sosa v. N.Y.C. Depât of Educ., 368 F. Supp. 3d 489, 517 (E.D.N.Y. 2019), the Muldrow Court held that the âmaterially adverseâ standard in a retaliation context was unaffected by its holding. Muldrow, 601 U.S. at 348. had fewer protections from termination. (Pl. Dep. 74:18â75:3.) Soon after, Pat Moran, a BME supervisor, summoned the plaintiff to Christopher Volpeâs office. (Id. 75:4-6.) According to the plaintiff, Volpe accused him of being a problem, called him a âsnowflakeâ and a âcrusader,â and said that some employees were âuntouchable.â (Id. 75:7-19.) The plaintiff also claimed that Volpe threatened to send him for a psychological evaluation. (Id. 117:19-22.) These actions, by themselves, âfall within the realm of prototypical workplace incidents that are not actionable under Title VIIâs anti-retaliation provision.â Sesay-Harrell v. NYC Dep't of Homeless Servs., No. 12-CV-925, 2013 WL 6244158, at *20 (S.D.N.Y. Dec. 2, 2013). In general âan employerâs criticism of an employeeâs work, without more, does not constitute an adverse employment action.â Jones v. Brookhaven Sci. Assocs., LLC, No. 23-CV-4194, 2024 WL 4145777, at *15 (E.D.N.Y. Sept. 10, 2024) (citing Carr, 76 F.4th at 180). The same is true of â[a] single instance of yelling.â Paupaw-Myrie v. Mount Vernon City Sch. Dist., 653 F. Supp. 3d 80, 103 (S.D.N.Y. 2023) (collecting cases); see also Alexander v. Westbury Union Free Sch. Dist., 829 F. Supp. 2d 89, 109 (E.D.N.Y. 2011) (â[R]eprimands that do not lead to materially adverse employment consequences are not actionable forms of retaliation.â). Indeed, even verbal threats of termination or retaliation do not constitute materially adverse employment actions. See Tepperwien v. Entergy Nuclear Operations, Inc., 663 F.3d 556, 571 (2d Cir. 2011) (threat of termination not adverse employment action); Rivers, 176 F. Supp. 3d at 251 (âThreats of retaliation standing alone do not generally constitute adverse employment actions.â). Second, the plaintiff testified that while his EEO complaint was pending, Anthony Dinome, a co-worker who was aligned with the management and Herrera, purposely backed a garbage truck into a work bay that the plaintiff was cleaning, even after the plaintiff told him to stop, and came so close to the plaintiff that he knocked over the garbage can that the plaintiff was using. (Defs. 56.1 ¶ 25; Pl. Dep. 101:22â103:7.) The plaintiff reported the incident to Moran, who did nothing; and then to Volpe; Volpe called the police, despite the plaintiffâs plea that he not do so, apparently to create the impression that the plaintiff called the police on a co- worker. (Pl. Dep. 103:13â104:23.) While a closer case, this conduct alone does not constitute an adverse employment action. For example, it is not enough that the plaintiff was embarrassed or anxious because Volpe called the police; âcourts have repeatedly held that such behavior does not amount to an adverse employment action in a retaliation context.â Kirkland-Hudson v. Mount Vernon City Sch. Dist., 665 F. Supp. 3d 412, 461 (S.D.N.Y. 2023) (holding that âembarrass[ing], humiliat[ing], and berat[ing]â the plaintiff in front of more than 50 colleagues was not a materially adverse action and collecting cases). Nor does Dinomeâs conduct constitute an adverse employment action, because, by itself, it would not dissuade an employee from filing a complaint. Third, the plaintiff maintains that overtime across the BME floor was limited after he filed his EEO complaint and that Sean McCaffery, who was responsible for assigning overtime, told the BME employees that the change was in fact a result of the plaintiffâs complaint. (Pl. 56.1 ¶ 21; Alexander Dep. 114:23â115:9, 117:15â24.) The BME-wide policy reducing overtime is not an adverse employment action by itself. See Carr, 76 F.4th at 180 (âWe have held that absent allegations of more direct hostile conduct, a reasonable employee would not be dissuaded from taking protected action simply because they are subject to the same policies as other employees.â). Otherwise, McCafferyâs comments â although they singled out the plaintiff â fall into the same category of embarrassing or anxiety-inducing conduct that on their own are not objectively material enough to dissuade a reasonable employee from making a complaint. Id. at 181. Fourth, the plaintiff argues that his involuntary transfer from the BME to the BMM was a materially adverse action. âReassignment of job duties may constitute a materially adverse employment action.â Rios v. Max Mara USA Inc., No. 23-CV-9839, 2025 WL 66502, at *12 (S.D.N.Y. Jan. 10, 2025) (citing Burlington Northern, 548 U.S. at 71). âHowever, â[w]hether a particular reassignment is materially adverse depends upon the circumstances of the particular case, and should be judged from the perspective of a reasonable person in the plaintiff's position, considering all the circumstances.ââ Id. (quoting Kessler v. Westchester Cnty. Depât of Soc. Servs., 461 F.3d 199, 209 (2d Cir. 2006)). This transfer does not meet any of the hallmarks that are typically present when courts find involuntary transfers are materially adverse employment actions. See, e.g., Wilkinson v. New York State, No. 18-CV-4148, 2019 WL 5423573, at *13 (E.D.N.Y. Oct. 22, 2019) (âLess prestigious assignments could be materially adverse to a reasonable employee.â (internal quotation omitted)); Hodges v. Attorney Gen. of U.S., 976 F. Supp. 2d 480, 495 (S.D.N.Y. Sept. 30, 2013) (âassignment to the first floor communications room and the refusal to honor [the p]laintiffâs âbidsâ for an assignment to the third floor communications roomâ insufficiently material for Title VII retaliation claim). For instance, the plaintiffâs title and pay were identical, and his job responsibilities and schedule changed only slightly. (Defs. 56.1 ¶ 23; Pl. Dep. 99:2-19.) Finally, the plaintiff insists that his supervisorsâ and the OEDIâs failure to investigate his complaints was an adverse employment action. But âan employerâs failure to investigate a complaint of discrimination cannot be considered an adverse employment action taken in retaliation for the filing of the same discrimination complaint.â Kelly, 200 F. Supp. 3d at 404. Accordingly, individually, none of the alleged adverse actions are sufficiently material. However, when these incidents are viewed in the aggregate and in the light most favorable to the plaintiff, this conduct is more than sufficient to meet the plaintiffâs de minimis burden at step one. The record establishes clearly that directors, supervisors, and co-workers targeted the plaintiff, ostracized him and tried to diminish him in the eyes of his colleagues. In the context of a retaliation claim, where â[t]he scope of actions that may be materially adverse . . . is broader than those actions prohibited by Title VIIâs anti-discrimination provisions . . . and âextends beyond workplace-related or employment-related retaliatory acts and harm,ââ Bowen- Hooks v. City of New York, 13 F. Supp. 3d 179, 224â25 (E.D.N.Y. 2014) (quoting Hicks, 593 F.3d at 165), the record evidence demonstrates that the defendantsâ conduct could dissuade a reasonable employee from making a complaint. ii. Causal Connection The plaintiff has also demonstrated a causal connection between the adverse actions and the protected activity. A plaintiff can establish a âcausal connectionâ in a retaliation claim â(1) indirectly, by showing that the protected activity was followed closely by discriminatory treatment, or through other circumstantial evidence such as disparate treatment of fellow employees who engaged in similar conduct; or (2) directly, through evidence of retaliatory animus directed against the plaintiff by the defendant.â Littlejohn v. City of New York, 795 F.3d 297, 319 (2d Cir. 2015) (citation omitted). âA plaintiff can indirectly establish a causal connection to support a discrimination or retaliation claim by showing that the protected activity was closely followed in time by the adverse employment action.â Banks, 81 F.4th at 277 (alteration adopted) (quoting Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 110 (2d Cir. 2010)). The Second Circuit has ânot drawn a bright line defining . . . the outer limits beyond which a temporal relationship is too attenuated to establish causation,â but has âpreviously held that a period of several months can demonstrate a causal connection between the protected activity and the alleged adverse action.â Id. In this case, the worst of the defendantsâ conduct happened in the four-month period immediately after the plaintiff filed his EEO complaint. That alone is sufficient to demonstrate a causal connection. Gorman-Bakos v. Cornell Coop. Extension of Schenectady Cnty., 252 F.3d 545, 555 (2d Cir. 2001) (four months between employment action and protected activity was sufficient to support an inference of a causal connection). Moreover, when viewed in the light most favorable to the plaintiff, the record is replete with evidence of retaliatory animus. b. Legitimate, Non-Retaliatory Reason for Adverse Action âOnce the plaintiff has established a prima facie showing of retaliation, the burden shifts to the employer to articulate some legitimate, non-retaliatory reason for the employment action.â Zann Kwan v. Andalex Grp. LLC, 737 F.3d 834, 845 (2d Cir. 2013). The defendants say that Herrera reprimanded the plaintiff in late July because the truck was in his work bay and therefore his responsibility. (ECF No. 63-6, Transcript of Osman Herreraâs Deposition 78:19â79:14). They also argue that Dinomeâs conduct was entirely innocent, and that Volpe called the police because âthere was an attempted assault.â (Moran Dep. 126:5-11.) As to overtime, the defendants maintain that it was limited simply because there were fewer trucks coming in (Moran Dep. 37:5-9), and otherwise deny that McCaffery ever blamed the plaintiff (ECF No. 63- 8, Transcript of Sean McCaffery Deposition 78:14-21). The defendants contend that they transferred the plaintiff to make the work environment better for everyone â including the plaintiff. (ECF No. 65 at 21.)10 And finally, the defendants deny that the investigation was 10 The plaintiff also testified that a supervisor told him that he was being transferred because they needed another worker on the fourth floor. (Pl. Dep. 113:25.) insufficient. These explanations are sufficient to shift the burden back to the plaintiff to establish that they are pretextual. c. Pretext At the third step, âa plaintiff alleging retaliation in violation of Title VII must show that retaliation was a âbut-forâ cause of the adverse action, and not simply a âsubstantialâ or âmotivatingâ factor in the employerâs decision.â Zann Kwan, 737 F.3d at 845. âHowever, âbut- forâ causation does not require proof that retaliation was the only cause of the employerâs action, but only that the adverse action would not have occurred in the absence of the retaliatory motive.â Id. at 846. âA plaintiff may prove that retaliation was a but-for cause of an adverse employment action by demonstrating weaknesses, implausibilities, inconsistencies, or contradictions in the employerâs proffered legitimate, nonretaliatory reasons for its action.â Id. âThe determination of whether retaliation was a âbut-forâ cause, rather than just a motivating factor, is particularly poorly suited to disposition by summary judgment, because it requires weighing of the disputed facts, rather than a determination that there is no genuine dispute as to any material fact.â Id. at 846 n.5. When viewed in the light most favorable to the plaintiff, a reasonable juror could find that retaliation was a but-for cause of the adverse action. That is especially true because other witnesses and evidence corroborate the plaintiffâs account. For example, at least one employee confirmed that he heard McCaffery say that overtime was limited because of the plaintiffâs complaint. (Alexander Dep. 117:15-24.) Moreover, McCaffery made that statement just a few days after a Deputy Director brought up the confidential investigation on the shop floor. (Pl. 56.1 ¶¶ 20â21.) As for the call to the police, the plaintiffâs account of what happened was buttressed by another employeeâs testimony that he heard the plaintiff was the one who called the police, evidence that suggests that Volpe had a retaliatory motive. (Pl. Dep. 104:14-23; Alexander Dep. 123:4-14.) Finally, the defendants offered inconsistent reasons for the plaintiffâs transfer, which raises a material fact issue best left to a jury. Roge v. NYP Holdings, Inc., 257 F.3d 164, 170 (2d Cir. 2001) (â[A] jury issue on the question of pretext may be created when an employer offers inconsistent and varying explanations for its decision to terminate a plaintiff.â). Accordingly, the plaintiff has carried his burden at the third step, and the defendantsâ motion for summary judgment on the Title VII and NYSHRL retaliation claims is denied. State and City Claims for Aiding and Abetting Against All Defendants âTo state a claim for aiding and abetting unlawful discrimination or retaliation [under NYSHRL], a plaintiff must plead that the defendant âactually participate[d]â in the unlawful conduct of the principal actor.â Nezaj v. PS450 Bar & Rest., 719 F. Supp. 3d 318, 333 (S.D.N.Y. 2024) (quoting Feingold v. New York, 366 F.3d 138, 158 (2d Cir. 2004)). A defendant co-worker may be held personally liable under the NYSHRL if he or she âactually participates in the conduct giving rise to a discrimination claim.â Achee v. Inc. Vill. of Valley Stream, No. 20- CV-5294, 2023 WL 7130717, at *13 (E.D.N.Y. Oct. 30, 2023) (quoting Tomka v. Seiler Corp., 66 F.3d 1295, 1308 (2d Cir. 1995)). â[T]he case law establishes beyond cavil that a supervisorâs failure to take adequate remedial measures can rise to the level of âactual participationâ under NYSHRL § 296(6).â Id. (internal quotation omitted). The same standards of analysis used to evaluate aiding and abetting claims under the NYSHRL apply to such claims under the NYCHRL because the language of the two laws is virtually identical.â Feingold, 366 F.3d at 158. The plaintiff has raised questions of fact as to whether Herrera, Moran, Ianniello, and Dinome participated in the conduct underlying the plaintiffâs surviving state and city claims. The evidence that Herrera harassed the plaintiff raises a factual question about whether Herrera participated in the other conduct. There is also a genuine dispute of fact about whether supervisors Moran and Ianniello had a responsibility to do more to stem the harassment. Moreover, affording the plaintiff every reasonable inference, there is also a question of fact as to whether Dinome participated in the retaliatory conduct when he backed the truck into the work bay that the plaintiff was cleaning and whether Moran retaliated against the plaintiff by cutting overtime to the BME. However, summary judgment is appropriate for Neal, because there is no evidence that she participated in the harassment or was a supervisor. The plaintiffâs complaint that she retaliated by mishandling the OEDI investigation is not sufficient, because incomplete or inadequate investigation of a claim cannot be retaliation for filing that claim. CONCLUSION The defendantsâ motion for summary judgment is granted in part and denied in part. The plaintiffâs claim for employment discrimination under the New York City Human Rights Law and his claim for retaliation under Title VII, the New York State Human Rights Law, and the New York City Human Rights Law may proceed. All other claims are dismissed. Further, the claims against individual defendants Osman Herrera, Patrick Moran, Anthony Dinome, and Giovanni Ianniello may proceed. The claims against the remaining individual defendants are dismissed. SO ORDERED. ___s_/_A__n_n_ M___. _D_o__n_n_e_l_ly_______ ANN M. DONNELLY United States District Judge Dated: Brooklyn, New York March 30, 2025
Case Information
- Court
- E.D.N.Y
- Decision Date
- March 31, 2025
- Status
- Precedential