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Full Opinion
UNITED STATES DISTRICT COURT
DISTRICT OF NEW MEXICO
BRYCE FRANKLIN,
Petitioner,
v. Civ. No. 21-304 WJ/GJF
WAYNE SANTISTEVAN, Warden, and,
ATTORNEY GENERAL for the
STATE OF NEW MEXICO,
Respondents.
PROPOSED FINDINGS AND RECOMMENDED DISPOSITION
THIS MATTER comes before the Court1 on a Petition for Writ of Habeas Corpus Under
28 U.S.C. § 22412 [ECF 1], Respondentsâ Answer [ECF 9], and Petitionerâs Reply [ECF 20].
Having reviewed the briefing, the record, the relevant law, and otherwise being fully advised, this
Court recommends the Petition be DENIED for the reasons that follow.
I. RELEVANT PROCEDURAL AND FACTUAL BACKGROUND
Bryce Franklin (âFranklinâ) is an inmate serving a term of life imprisonment plus 7½ years
in the custody of the New Mexico Corrections Department (âNMCDâ) for a 2012 murder
conviction. See State v. Bryce L. Franklin, No. D-1333-CR-2012-00184 (Aug. 24, 2015)
(Judgment/Order), https://researchnm.tylerhost.net/CourtRecordsSearch/ViewFiling/e99a6564f1
1 Chief U.S. District Judge William Johnson referred this case to the undersigned to conduct hearings, if warranted,
including evidentiary hearings, and to perform any legal analysis required to recommend an ultimate disposition of
the case. See ECF 8. The Court concludes that no evidentiary hearing is required or permitted. See 28 U.S.C.
§ 2254(e)(2).
2 As explained below, Plaintiff filed his Petition under 28 U.S.C. § 2254, but the Court has construed it as one under
28 U.S.C. § 2241. See ECF 6 at 1 (citation omitted).
Â
d05df19c63a3d0808c299c.3 In May 23, 2019, while incarcerated at the Guadalupe County
Correctional Facility (âGCCFâ), Franklin was charged with the category A, major-level
disciplinary offense of dealing in dangerous drugs. ECF 9-1 at 275 (Ex. Q). According to the
underlying misconduct report, this charge arose from prison officialsâ discovery of a substance
that field-tested positive for buprenorphine4 in Franklinâs incoming legal mail. Id. Following the
issuance of the misconduct report and an investigation, Franklin appeared at a June 24, 2019
disciplinary hearing at which he was advised of, and denied, the charge against him. Id. at 271. In
addition to denying the charge, Franklin made a statement, moved for dismissal on various
grounds, and requested that the substance in question be tested by an outside laboratory. Id. His
motions and his request for outside testing were denied. Id. After a review of the evidence and
testimony presented at the hearing, the disciplinary hearing officer found Franklin guilty of dealing
in dangerous drugs. Id. As a result, Franklin forfeited 120 days of visitation privileges. Id. at 270.
Franklin filed a disciplinary appeal in which he argued first that GCCF failed to follow
NMCD disciplinary policies, both because the disciplinary hearing was conducted outside the
applicable time limits (i.e., within seven working days of discovery of the substance in his
incoming mail) and because GCCF refused his request for outside testing. Id. at 294â96 (Ex. R).
In addition, Franklin asserted that the disciplinary decision was based on insufficient evidence
because (1) he was not aware that buprenorphine was in his incoming mail, (2) he could not control
what was sent to him, and (3) he never had possession of the substance. Id. On August 6, 2019,
Franklinâs disciplinary appeal was denied. Id. at 292.
3 The Court may take judicial notice of the official records of New Mexico courts. See United States v. Ahidley, 486
F.3d 1184, 1192 n.5 (10th Cir. 2007) (explaining that a federal court may take judicial notice of publicly filed records
in other courts concerning matters that bear upon the disposition of the case at hand).
4 âBuprenorphine is an opioid medication used to treat opioid use disorder . . . , acute pain, and chronic pain.â
www.drugs.com/buprenorphine.html (last visited Apr. 9, 2024).
On September 5, 2019, Franklin filed a state petition for writ of habeas corpus, asserting
arguments that mirrored those in his disciplinary appeal: that GCCF failed to follow the applicable
time limits for holding a hearing; that prison officials refused to test the substance at issue in an
outside laboratory; and that there was no evidence to support the misconduct report or the
disciplinary conviction against him. Id. at 1, 8 (Ex. A). Although Franklin claimed a liberty interest
in his forfeited visitation privileges, he insisted that his due process rights were violated even in
the absence of a cognizable liberty interest, because there was no evidence to support his
disciplinary conviction. Id. at 7. Franklin further asserted that the disciplinary hearing officer failed
to provide a meaningful explanation of the disciplinary findings against him. Id. at 8-9.
The state district court dismissed Franklinâs state habeas petition, reasoning that although
visitation privileges cannot be indefinitely suspended absent process, Franklinâs privileges were
suspended for a definite period of 120 days. Id. at 242 (Ex. N). In the state courtâs view, Franklinâs
120-day suspension of visitation privileges did not rise to the level of a protected liberty interest.
Id. Moreover, in terms of process, the court determined that Franklin âwas provided more than that
to which he was entitled under law.â Id. at 243 (citing Cordova v. Lemaster, 96 P.3d 778 (N.M.
2004)). The court observed that Franklin was given notice of the charges against him and a
disciplinary hearing and, further, that he was permitted to appeal to both the Warden and the
Secretary of Corrections. Id. at 242. Franklin next filed a petition for writ of certiorari [id. at 245â
64 (Ex. O)], which the New Mexico Supreme Court denied on February 26, 2021 [id. at 269 (Ex.
P)].
On April 5, 2021, Franklin filed his Petition for Habeas Corpus under 28 U.S.C. § 2254 in
this Court. See ECF 1. After its initial review, this Court determined that the Petition âshould be
construed under 28 U.S.C. § 2241,â as it âattacks âthe execution of a sentence,â including âprisoner
disciplinary matters[,]ââ rather than the validity of his sentence. ECF 6 at 1 (citing McIntosh v.
U.S. Parole Commân, 115 F.3d 809, 811 (10th Cir. 1997)).
II. PARTIESâ ARGUMENTS
In the instant federal habeas petition, Franklin seeks a declaration that prison officials
violated his due process rights as well as expungement of the underlying misconduct report from
his prison file. ECF 1 at 11. He advances three grounds for relief: (1) the disciplinary finding
against him was unsupported by evidence; (2) he did not receive a meaningful explanation as to
why he was found guilty of the offense of dealing in dangerous drugs; and (3) prison authorities
ignored his request for outside testing. ECFs 1 at 12â13; 20 at 3â5.
For their part, Respondents urge the Court to deny the Petition and dismiss this action with
prejudice for three primary reasons. First, they contend that the declarative and injunctive relief
that Franklin seeks is not available in a federal habeas proceeding. ECF 9 at 6â8. Second, they
insist that the loss of visitation for a determinate period does not implicate a protected liberty
interest that triggers due process protections. Id. at 8â9. Finally, Respondents contend that
Franklinâs due process claims otherwise fail on the merits. Id. at 9â14.
III. ANALYSIS
Certain challenges to prison disciplinary proceedings are properly brought under 28 U.S.C.
§ 2241 as challenges to the fact or duration of confinement. See McIntosh, 115 F.3d at 812;
Leatherwood v. Allbaugh, 861 F.3d 1034, 1041 (10th Cir. 2017). But, critically, claims cognizable
under § 2241 are limited to those in which the petitioner âseeks either immediate release from, or
a shortened period of, physical imprisonment, i.e., placement on parole or in a parole-like custodial
setting, or immediate release from, or a shortened period of, custody altogether.â Palma-Salazar
v. Davis, 677 F.3d 1031, 1037 n.2 (10th Cir. 2012) (citations omitted). For instance, when a federal
habeas petition challenges disciplinary actions revoking good-time creditsâand thereby seeks to
shorten the duration of imprisonmentâsuch a petition is properly brought pursuant to § 2241. See
Boyce v. Ashcroft, 251 F.3d 911, 914, vacated as moot, 268 F.3d 953 (10th Cir. 2001) (reasoning
that âdemands to restore good time credits are within the core of [§ 2241] because they attack the
duration of the prisonerâs physical confinementâ) (citing Preiser v. Rodriguez, 411 U.S. 475, 485â
89 (1973)); Untied States v. Garcia, 470 F.3d 1001, 1003 (10th Cir. 2006) (âAlthough Boyce was
vacated as moot on rehearing, we are persuaded by its reasoning.â). In contrast, objections to
disciplinary sanctions that involve merely the restriction of inmate privileges, such as mail,
telephone, or visitation privileges, are more properly characterized as challenges to conditions of
confinement and are not cognizable in a federal habeas corpus action. See Pinson v. Berkebile, 553
F. Appâx 852, 853 (10th Cir. 2014) (concluding that a petitionerâs challenge to a prisonâs
restrictions of his mail and telephone privileges must be through a civil rights action, not through
federal habeas proceedings); Ricco v. Conner, 146 F. Appâx 249, 251â53 (10th Cir. 2005)
(determining that âthe district court erred by failing to recognize that § 2241 is an improper vehicle
forâ claims related to disciplinary sanctions that temporarily restricted visitation, commissary, and
telephone privileges).
Here, Franklin maintains that he is entitled to federal habeas relief because prison officials
violated his due process rights during disciplinary proceedings in which he was found guilty of
dealing in dangerous drugs. See ECFs 1 at 11â13; 20 at 1. For relief, he seeks a declaration that
his due process rights were violated and expungement of the underlying misconduct report. ECF
1 at 11. Notably, the record reveals that, as a consequence of his disciplinary conviction, Franklin
did not lose any good-time credits, but instead lost 120 days of visitation privileges. See ECF 9-1
at 270; see also id. at 7 (Franklin arguing, in his state habeas petition, that he was sanctioned to a
loss of 120 days of visitation, which in his view implicates a liberty interest for which he was
entitled to due process) (citing Cordova, 96 P.3d 778). Construing Franklinâs claims broadly, he
appears to suggest that Respondents impinged upon his protected liberty interest in visitation
privileges by subjecting him to disciplinary proceedings without due process.5 See ECFs 1 at 5; 20
at 4.
Respondents, on the other hand, maintain that the relief Franklin seeks is simply
unavailable in a federal habeas proceeding. ECF 9 at 6. To this end, they emphasize that âthe Tenth
Circuit has unambiguously stated that . . . âa prisoner who challenges the conditions of his
confinement must do so through a civil rights action.ââ Id. (quoting Palma-Salazar, 677 F.3d at
1035). Respondents urge this Court to follow the lead of Judges Ritter and VĂĄzquez of this District,
who concluded in a previous federal habeas action brought by Franklin that due process claims
challenging a disciplinary action that had no impact on Franklinâs good-time credits or the duration
of his imprisonment were not cognizable under 28 U.S.C. § 2241.6 Id. at 7 (citing Franklin v.
Lucero, No. CIV-18-1239 MV/JHR, 2019 WL 6075290 (D.N.M. Oct. 17, 2019)).
5 Alternatively, Franklin suggests that he need not demonstrate a protected liberty interest to support his due process
claims here, because there was âno evidenceâ to support the disciplinary charge against him for dealing in dangerous
drugs. ECF 20 at 3. The Court observes that the cases upon which Franklin relies for this proposition were decided in
the context of criminal convictions rather than prison disciplinary sanctions and therefore the Supreme Court, in the
cited cases, did not discuss the need to demonstrate a protected liberty interest. See id. (citing California v. Green, 399
U.S. 149, 187 n.20 (1970) (holding that â[d]ue process does not permit a [criminal] conviction based on no evidence,
. . . or on evidence so unreliable and untrustworthy that it may be said that the accused has been tried by a kangaroo
courtâ) (internal citations omitted); Thompson v. City of Louisville, 362 U.S. 199, 206 (1960) (âJust as [a criminal
c]onviction upon a charge not made would be sheer denial of due process, so is it a violation of due process to convict
and punish a man without evidence of his guilt.â), revâd, Jackson v. Virginia, 443 U.S. 307, 320 (1979) (holding that
the âThompson âno evidenceâ rule is simply inadequate to protect against misapplications of the constitutional standard
of reasonable doubt). Franklin has not pointed the Court to any case to support his position that he need not
demonstrate a protected liberty interest to establish a due process claim in the context of disciplinary proceedings. But
see Stephens v. Thomas, 19 F.3d 498, 501 (10th Cir. 1994) (reasoning that â[a] state inmateâs due process rights are
implicated only when a stateâs actions impinge on a protected liberty interestâ) (citation omitted). Even if Franklin
could pursue a due process claim without first demonstrating a protected liberty interest, the Court cannot accept his
underlying premise that there was, in fact, no evidence to support the disciplinary finding against him here. See infra
pp. 11-14.
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6 In Franklin v. Lucero, No. CIV-18-1239 MV/JHR, 2019 WL 6075290 (D.N.M. Oct. 17, 2019), Franklin challenged
the step-regression method used by NMCDâs Predatory Behavior Management Program and sought a declaration that
The Court agrees that Franklinâs claims here are not suited to federal habeas relief, as they
do not challenge the execution of a sentence or its validity.7 See 28 U.S.C. § 2241, § 2254. Even
construing his habeas petition as one under § 2241 rather than § 2254, the Court cannot say that
the disciplinary sanction about which Franklin complains impacted the fact or the duration of his
imprisonment. See McIntosh, 146 F. Appâx at 811â12 (while âa § 2241 attack on the execution of
a sentence may challenge some matters that occur at prison, such as deprivation of good-time
credits and other prison disciplinary matters,â such challenges are only permitted when the action
âaffect[ed] the fact or duration of the [petitionerâs] custody.â). Nor does Franklinâs federal habeas
petition seek a shortened period of confinement. As such, Franklinâs claims are not cognizable
under 28 U.S.C. § 2241.8
Even if Franklin could pursue his claims in the context of a federal habeas proceeding, he
fails to demonstrate a violation of his due process rights. To begin, conduct only implicates an
inmateâs due process rights if it âimpinge[s] on a protected liberty interest.â Stephens v. Thomas,
19 F.3d 498, 501 (10th Cir. 1994) (citing Vitek v. Jones, 445 U.S. 480, 488â90 (1980)). Put another
way, â[i]ndviduals claiming procedural protections must first establish that a constitutionally-
protected interest is at stake.â Schneider v. Jones, No. 09-1169-M, 2011 WL 1467755, at *2 (W.D.
the method violated his due process rights. Id. at *1â2. In evaluating his habeas petition, Judge Ritter observed, and
Judge VĂĄzquez agreed, that the step-regression method Franklin challenged had not impacted his good-time credits or
the duration of his imprisonment, and, thus, his claims were not cognizable under 28 U.S.C. § 2241. Id. at *2; Franklin
v. Lucero, No. 18cv1239 MV/JHR, Doc. 18 (D.N.M. Nov. 15, 2019) (Order Adopting Proposed Findings and
Recommended Disposition).
Â
7 This is not to say that there are no available means for an inmate to seek declaratory or injunctive relief based upon
the deprivation of visitation privileges in violation of due process. Rather, 42 U.S.C. § 1983 provides a remedy for
inmates who are successful in their âconstitutional challenges to . . . prison decisions[,] including . . . suspension of
privileges.â Requena v. Roberts, 552 F. Appâx 853, 856 (10th Cir. 2014). But, here, Franklin has chosen to pursue due
process claims in the context of a federal habeas petition rather than a civil rights action. This he cannot do.
Â
8 To the extent Franklin asserts that his disciplinary conviction for dealing in dangerous drugs denied him due process
under state law [see ECF 1 at 13], that claim fails for an additional and independent reason: that is, âclaims of state
law violations are not cognizable in a federal habeas action.â Montez v. McKinna, 208 F.3d 862, 865 (10th Cir. 2000).Â
Okla. Mar. 18, 2011) (citing Wilkinson v. Austin, 545 U.S. 209, 221 (2005)). âProtected interests
may arise from the Constitution itself or from expectations created by state law.â Id. (citation
omitted). But, here, Franklin simply fails to identify any protected interest at stake.
Even so, the Court acknowledges that the denial of an inmateâs visitation privileges in some
circumstances could constitute a constitutionally-protected liberty interest. In Sandin v. Conner,
the United States Supreme Court clarified that, in the prison context, liberty interests protected by
due process are âgenerally limited to freedom from restraint which . . . imposes atypical and
significant hardship on the inmate in relation to the ordinary incidents of prison life.â 515 U.S.
472, 484 (1995). Following Sandin, the Supreme Court in Overton v. Bazzetta, 539 U.S. 126
(2003) suggested that â[i]f the withdrawal of all visitation privileges were permanent or for . . .
much longer [than two years], or if it were applied in an arbitrary manner to a particular inmate,â
such a deprivation might implicate the inmateâs due process rights. Id. at 137. In addition, the New
Mexico Supreme Court has recognized that a liberty interest in âspousal visitation,â if indefinitely
suspended, would impose upon the inmate âan atypical and significant hardship . . . in relation to
the ordinary incidents of prison life.â Cordova, 96 P.3d at 784â85 (citing Bazzetta v. McGinnis,
286 F.3d 311, 323 (6th Cir. 2002), revâd on other grounds, Overton v. Bazzetta, 539 U.S. 126
(2003)). Thus, if Franklin could demonstrate that a 120-day suspension of his visitation privileges
impinged upon his liberty interest in a manner that imposed an atypical and significant hardship
on him as an incarcerated individual, his due process rights may be implicated.
But neither Bazzetta nor Cordova are helpful to Franklin in this endeavor. First, Franklinâs
120-day suspension of his visitation privileges cannot be said to be âmuch longerâ than two years,
as contemplated in Bazzetta. Nor were Franklinâs privileges âindefinitelyâ suspended, as was the
case in Cordova. Simply put, Franklin has not pointed to any authority to support the notion that
the temporary suspension of visitation privileges for 120 days implicates due process protections.
Moreover, even if Franklin could demonstrate a protected liberty interest, this Court is
satisfied, just as the state district court was, that he received the process to which he was entitled.
In Wolff v. McDonnell, the Supreme Court observed that âthe fact that prisoners retain rights under
the Due Process Clause in no way implies that these rights are not subject to restrictions imposed
by the nature of the regime to which they have been lawfully committed.â 418 U.S. 539, 556
(1974). The Court went on to emphasize that âthe full panoply of rights due a defendantâ in a
criminal prosecution do not apply in prison disciplinary proceedings. Id. (citation omitted).
Instead, âwhere a prison disciplinary hearing may result in the loss of good time credits,â thereby
shortening the inmateâs sentence, the inmate is entitled to:
(1) advance written notice of the disciplinary charges; (2) an opportunity, when
consistent with institutional safety and correctional goals, to call witnesses and
present documentary evidence in his defense; and (3) a written statement by the
factfinder of the evidence relied on and the reasons for the disciplinary action.
Superintendent Mass. Corr. Inst. v. Hill, 472 U.S. 445, 454 (1985) (citing Wolff, 418 U.S. at 563â
67). Expanding on these requirements, the United States Supreme Court further held that
ârevocation of good time does not comport with âthe minimum requirements of procedural due
process,â . . . unless the findings of the prison disciplinary board are supported by some evidence
in the record.â Id. at 454 (emphasis added) (internal citations omitted). According to the Tenth
Circuit, though, even âmeagerâ evidence supporting the decision will suffice. Mitchell v. Maynard,
80 F.3d 1443, 1445 (10th Cir. 2017) (reasoning that the requirements of procedural due process
are met even if the evidence supporting a disciplinary decision is âmeagerâ). In ascertaining
whether Hillâs âsome evidenceâ standard is satisfied, the Court need not examine the entire record,
assess the credibility of the witnesses, or weigh the evidence. Hill, 472 U.S. at 455â56.
Putting aside Franklinâs failure to challenge the fact or duration of his sentence and his
failure to identify a constitutionally-protected interest, the Court examines the process he was
afforded during his disciplinary proceeding. In so doing, the Court bears in the mind the deference
it must accord a state courtâs determination of a federal constitutional issue. That is, in order to
secure habeas relief, Franklin would need to show that the relevant state court decisionâthat he
failed to identify a protected liberty interest and was provided more process than he was dueâwas
either âcontrary to, or involved an unreasonable application of, clearly established Federal lawâ or
âresulted in a decision that was based on an unreasonable determination of the facts in light of the
evidence presented in the State court proceeding.â 28 U.S.C. § 2254(d); see also Brown v. Ulibarri,
No. 07-2124, 2008 WL 4739016, at *2 (10th Cir. Oct. 30, 2008) (citing and applying § 2254(d)âs
deferential standard of review to a state prisonerâs § 2241 challenge); Preble v. Estep, No. 06-
1195, 2006 WL 2212686, at *2 (10th Cir. Aug. 4, 2006) (same). And not only must the Court give
deference to the state courtâs determination of Franklinâs due process claims, it must likewise
afford deference to the underlying decisions of state correctional authorities, given their expertise
in prison management and administration. See Bazzetta, 539 U.S. at 132 (âWe must accord
substantial deference to the professional judgment of prison administrators, who bear a significant
responsibility for defining the legitimate goals of a corrections system and for determining the
most appropriate means to accomplish them.â).
As Respondents observe, Franklin was afforded numerous procedural safeguards during
the course of the disciplinary proceedings. ECF 9 at 11â12. He was provided notice of the charge
against him and received a copy of the inmate misconduct report, which detailed the charge and
identified the time and date of the incident underlying that charge. Id. at 273â75. Thereafter,
Franklin was interviewed and denied any culpability. Id. at 276. Franklin acknowledged receipt of
disciplinary materials and was notified of his right to appear at a disciplinary hearing. Id. at 272.
At the disciplinary hearing, Franklin was advised of his rights to remain silent, to be assisted by a
staff member or fellow inmate, and to call witnesses, though he appears to have waived each of
these rights. Id. at 271. Also at the hearing, Franklin viewed the evidence against him and
submitted three written motions to dismiss, which the disciplinary officer considered but denied.
Id. The hearing officer advised Franklin of his right to appeal the disciplinary finding, which he
later did, and she issued a written disciplinary decision setting forth the basis for her guilty finding.
Id. at 270. Following his disciplinary conviction, Franklin pursued the administrative appeal
process about which he was advised. Id. at 292â97. This level of process stands in stark contrast
to that provided in Cordova. See 96 P.3d at 785â86 (reasoning that the petitioner was provided
âno processâ before his visitation privileges were indefinitely suspended without any articulated
basis). Given the process that Franklin received, the Court discerns no reason to conclude that the
state courtâs determination of Franklinâs due process claims was either âcontrary to, or involved
an unreasonable application of, clearly established Federal lawâ or âresulted in a decision that was
based on an unreasonable determination of the facts in light of the evidence presented in the State
court proceeding.â See 28 U.S.C. § 2254(d).
Moreover, Respondents maintain, and this Court agrees, that there is evidence in the record
that supports the hearing officerâs decision to impose disciplinary sanctions against Franklin. Most
notably, the disciplinary decision is supported by a misconduct report in which K-9 Officer
Quinonez indicated that Franklin âintroduced [b]uprenorphine by receiving it in Legal Mailâ and
further reported that he field-tested the substance and certified that it was buprenorphine. ECF 9-
1 at 298, 303. The disciplinary decision provides that it was âbased on a thorough review of all
evidence and documents submitted,â which included Quinonezâs misconduct report, a Substance
Test Record/Chain of Custody of â33 strips of orange substance paper,â Confirmation Test
Information, three photographs, a Memorandum of Inspection of Legal Mail, and an Incoming
Legal Correspondence Log. See ECF 9-1 at 270, 277â89, 298. Thus, Franklinâs contention that
âthere is not a shred of evidence to support the chargeâ is belied by the record. After all, even a
misconduct report alone satisfies Hillâs âsome evidenceâ standard so long as it sets out the basis
for the disciplinary charge, which it does in this case. See Ruelas v. Zuercher, 240 F. Appâx 796,
797 (10th Cir. 2007) (concluding that the incident report alone was âsome evidenceâ of the
petitionerâs guilt); Schneider, 2011 WL 1467755, at *5 (reasoning that the âMisconduct Report
which set[] out the factual basis for the offense and the photograph of the contraband me[]t the
âsome evidenceâ standardâ).
The crux of Franklinâs arguments to the contrary is that there was no evidence to support
his disciplinary sanction because the substance in question was never in his possession or control
and was instead only discovered in mail addressed to him. See ECF 20 at 3â5. According to
Franklin, he was called into a Lieutenantâs office at GCCF to sign for legal mail, and during a
search of his incoming mail, prison officials discovered a âforeign substance.â Id. at 2.
Emphasizing that the substance was never in his actual possession, Franklin posits that someone
who âdislikesâ him could simply mail drugs or other prohibited items to his address and âkeep his
privileges restricted.â Id. at 4. Franklin relies upon State v. Gonzales, 525 P.2d 916 (N.M. Ct. App.
1974), overruled on other grounds by State v. Bender, 579 P.2d 796 (1978) and State v. Reed, 964
P.2d 113 (N.M. 1998) for the proposition that, absent actual possession, there was insufficient
evidence to support his underlying disciplinary conviction for dealing in dangerous drugs. ECF 20
at 4. First, he suggests that âin order [to] traffic a controlled substance[,] you must first possess it.â
Id. (citing Gonzales, 525 P.2d 916). Second, he maintains that because â[t]here are no collaborating
factors such as suspicious behavior, positive urine sample or admission,â the record does not
contain sufficient facts suggesting that he knew his incoming mail contained drugs. Id. (citing
Reed, 964 P.2d at 115).
Franklinâs reliance on Gonzalez and Reed is misplaced, however. In both cases, the New
Mexico appellate courts addressed criminal convictions for drug-related offenses. See Gonzales,
525 P.2d at 917â18 (appeal of drug trafficking conviction); Reed, 964 P.2d at 113 (appeal of
conviction for possession of cocaine). In Reed, the New Mexico Supreme Court found insufficient
evidenceâin the absence of corroborating evidence, such as drug paraphernalia, intoxicated
behavior, a positive urine sample, flight, or an admissionâto support an inference that the
defendant knew a cigarette wrapper in his possession contained trace amounts of cocaine. Reed,
964 P.2d at 115. But the standards that apply to appellate review of a criminal conviction do not
apply to Franklinâs habeas challenge to the disciplinary proceedings against him. And critically,
actual possession of contraband need not always support a disciplinary conviction related to that
contraband. See, e.g., Howard v. U.S. Bureau of Prisons, 487 F.3d 808, 812 (2007) (denying a
§ 2241 petition on the basis that there was âsome evidenceâ to support the disciplinary sanction of
a loss of good-time credits for possession of drug paraphernalia, where paraphernalia was not in
the inmate petitionerâs actual possession but was found among his legal papers) (citation omitted);
see also Dailey v. Oliver, No. 13-CV-03322-KMT, 2014 WL 5347369, at *3â4 (D. Colo. Oct. 21,
2014) (holding, in a § 2241 proceeding, that there was âsome evidenceâ to support a disciplinary
conviction for attempted possession of narcotics, where the inmate petitioner signed for books that
were sent to him via certified mail and in which marijuana was found); Thompson v. Hawk, 978
F. Supp. 1421 (D. Kan. 1997) (reasoning, under the constructive possession rule, that there was
evidence to support a disciplinary conviction for possession of a weapon, where the weapon was
found in a light fixture in the inmate petitionerâs cell, even though the cell door was left open
during the day and potentially accessible by other inmates). In light of the deference accorded both
the state court decision and the underlying disciplinary decision, and applying the Hill âno
evidenceâ standard to the disciplinary conviction here, Franklinâs arguments regarding the lack of
actual possession are unavailing.
Franklinâs Petition could also be construed to assert a claim that his due process rights were
violated when he was denied the opportunity to present exculpatory evidence during his
disciplinary proceeding. See ECF 1 at 13. Specifically, Franklin complains that he was denied the
opportunity to conduct outside testing of the substance discovered in his incoming mail. See id.
Although the right of an inmate to present witnesses and/or documentary evidence in a disciplinary
proceeding is central to the procedural requirements under Wolff, that right is ânecessarily
circumscribed by the penological need to provide swift discipline in individual cases.â Ponte v.
Real, 471 U.S. 491, 495 (1985). Indeed â[p]rison officials must have the necessary discretion to
keep the [disciplinary] hearing within reasonable limits.â Wolff, 418 U.S. at 566. In addition,
harmless error review applies to a habeas petition in which an inmate alleges a violation of his due
process rights in a disciplinary proceeding. See Grossman v. Bruce, 447 F.3d 801, 805 (10th Cir.
2006) (reasoning that harmless error review applied to a petitionerâs habeas claim that prison
officials violated his due process rights by denying his request to present witness testimony at a
disciplinary proceeding). In applying the harmless error doctrine, a âprisoner cannot maintain a
due process claim . . . unless he also shows that the [evidence he sought to introduce] âwould have
affected the outcome of his case.ââ Bird v. Pacheco, 729 F. Appâx 627, 631 (10th Cir. 2018) (citing
Chesson v. Jaquez, 986 F.2d 363, 366 (10th Cir. 1993)).
Here, Franklin has failed to argue, let alone establish, that the Respondentsâ interest in swift
discipline should have given way to his request for outside laboratory testing. Nor has he offered
any basis from which the Court could conclude that the requested outside testing would have
revealed the substance in question to be something other than buprenorphine for which Quinonez
received a positive field test. In fact, Franklin has altogether disavowed knowledge of the contents
of the subject mail. Given Respondentsâ strong interest in keeping disciplinary proceedings within
âreasonable limits,â see Wolff, 418 U.S. at 566, and because there is no credible reason to believe
that another round of testing by an outside laboratory would have exonerated Franklin, see
Schneider, 2011 WL 1467755, at *4, the Court is not persuaded that Respondentsâ refusal to permit
outside testing could somehow rise to the level of a due process violation, even had Franklin
established a protected liberty interest.
Finally, Franklin asserts that Respondents failed to provide a meaningful explanation of
his guilty finding, thereby denying him due process. ECF 1 at 12. While an inmate faced with the
loss of good-time credits would be entitled, as a matter of due process, to a written statement by
the disciplinary factfinder of the evidence upon which she relied and the reasons for the
disciplinary action, Franklin was neither faced with such a loss nor deprived of such a statement.
As explained above, Franklin received a written disciplinary decision detailing the evidence on
which the hearing officer relied in reaching her decision that Franklin was guilty of dealing in
dangerous drugs. Most notably, the decision rested, at least in part, on the misconduct report in
which K-9 Quinonez indicated that Franklin âintroduced [b]uprenorphine by receiving it in Legal
Mailâ and that he had field-tested the substance and certified that it was buprenorphine. ECF 9-1
at 298, 303.
At bottom, Franklinâs complaint regarding the adequacy of the written report is that the
disciplinary hearing officer did not explain why she believed the testimony of the prison official
over his own testimony. But the Court is not persuaded that this level of granularity was required.
To be sure, the disciplinary officer was not required to credit Franklinâs version of events. And
here, on § 2241 review, it is not the Courtâs role to reweigh the testimony presented to the
disciplinary officer. Ultimately, the Court finds that the written disciplinary decision passes muster
because it detailed the disciplinary finding and the evidentiary basis for that finding. Nothing more
was required.
In sum, Franklin seeks relief that is unavailable in a federal habeas proceeding, and he fails
to identify a constitutionally-protected interest that would implicate his due process rights.
Moreover, the Court is satisfied that Franklinâs disciplinary hearing complied with any due process
requirements under Wolff. The Court further concludes that the state courtâs decision on Franklinâs
state habeas petition did not result in a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law. Nor was the state court decision based on an
unreasonable determination of the facts in light of the evidence presented. For all of these reasons,
the Court recommends that Franklinâs federal habeas petition be denied.
Respondents ask the Court to deny a certificate of appealability. ECF 9 at 1. No appeal
may be taken from a âfinal order in a habeas corpus proceeding in which the detention complained
of arises out of process issued by a State courtâ unless the petitioner first obtains a certificate of
appealability. 28 U.S.C. § 2253(c)(1)(A); see also Montez, 208 F.3d at 869 (holding
§ 2253(c)(1)(A) applies when a state habeas petitioner is proceeding under § 2241). A certificate
of appealability may issue only if Franklin âhas made a substantial showing of the denial of a
constitutional right.â 28 U.S.C. § 2253(c)(2). For all the reasons discussed above, Franklin has
failed to demonstrate a violation of his due process rights. As such, he is not entitled to a certificate
of appealability.
IV. CONCLUSION
For the foregoing reasons, the Court RECOMMENDS that Franklinâs Petition for Writ of
Habeas Corpus be DENIED and this case DISMISSED WITH PREJUDICE. The Court
FURTHER RECOMMENDS that no certificate of appealability be granted.
SO RECOMMENDED.
<<
LY J
THE HO BLE GREGORY J. FOURATT
UNITE TES MAGISTRATE JUDGE
THE PARTIES ARE FURTHER NOTIFIED THAT WITHIN 14 DAYS OF SERVICE of a
copy of these Proposed Findings and Recommended Disposition they may file written objections with
the Clerk of the District Court pursuant to 28 U.S.C. § 636(b)(1)(c). Any request for an extension
must be filed in writing no later than seven days from the date of this filing. A party must file any
objections with the Clerk of the District Court within the fourteen-day period if that party wants
to have appellate review of the proposed findings and recommended disposition. If no objections
are filed, no appellate review will be allowed.
17 Case Information
- Court
- D.N.M.
- Decision Date
- April 11, 2024
- Status
- Precedential