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1 2 3 4 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 5 AT TACOMA 6 MATTHEW GANTT, Case No. C19-5352 RJB-TLF 7 Plaintiff, v. REPORT AND 8 RECOMMENDATION JANET RHOTON, 9 Noted for October 2, 2020 Defendants. 10 11 Plaintiff has brought suit under 42 U.S.C. § 1983 seeking injunctive relief against 12 defendants for deliberate indifference to his medical needs. Dkts. 28, 87. This matter is 13 before the Court on a motion to dismiss filed by defendants Jonathon Slothower and 14 Jen Drake. Dkt. 89. In addition, motions for summary judgment have been filed by 15 Defendants Janey Rhoton, Duane Prather, Darren Nealis, Jesus Perez, Ismael 16 Concepcion Poo, and Ilene Anderson (Dkt. 93) and by Defendants Slothower and Drake 17 (Dkt. 111). Plaintiff has responded to the motion to dismiss (Dkt. 108) and has also filed 18 cross motions for summary judgment. Plaintiffâs Response, Dkt. 108, Dkt. 116, Dkt. 120, 19 Dkt. 123. Plaintiff also filed a motion to appoint counsel, to which the defendants have 20 responded. Dkt. 124, 125, 126, 127, 128. The District Court has referred this matter to 21 Magistrate Judge Theresa L. Fricke. Mathews, Secây of H.E.W. v. Weber, 423 U.S. 261 22 (1976); 28 U.S.C. § 636(b)(1)(B); Local Rule MJR 4(a)(4). 23 24 1 The Court previously ordered early discovery on the issues raised by plaintiffâs 2 motion for temporary restraining order and preliminary injunction and to enable plaintiff to 3 amend his complaint. The Court concludes that the partiesâ discovery has rendered 4 plaintiffâs case ready for disposition on the issues of preliminary injunctive relief and â to 5 the extent there is a claim for damages â also on qualified immunity. 6 As discussed below, the undersigned recommends the Court grant defendantâs 7 motions for summary judgment on the basis of qualified immunity and dismiss plaintiffâs 8 complaint with prejudice. If the Court denies the motion to dismiss and motions for 9 summary judgment in whole, or in part, and determines that additional discovery is 10 warranted in order to prepare the case for trial, the Court should grant plaintiffâs motion to 11 appoint counsel and set a pretrial schedule. Dkt. 124. 12 FACTUAL AND PROCEDURAL HISTORY 13 Plaintiff Matthew Gantt is an inmate awaiting trial at Pierce County Detention and 14 Corrections Center (âPCDCCâ). He filed the original complaint in May 2019 and sought 15 a temporary restraining order in September 2019. Dkt. 4, 28. The Court provided 16 plaintiff with the opportunity to amend the complaint, and the parties engaged in early 17 discovery. Dkt. 30, 69, 87. 18 In the Second Amended Complaint, Dkt. 87, plaintiff alleges that defendants 19 acted with deliberate indifference to his serious medical needs by denying him 20 medication necessary to treat his mental health disorders (schizophrenia, anxiety, and 21 depression). Plaintiff alleges that the defendants prevented the administration of his 22 preferred medication, Vistaril (generally, âhydroxyzineâ), for several months following his 23 booking into PCDCC. He contends that even after defendants started plaintiff on 24 hydroxyzine, defendants ignored plaintiffâs continued symptoms of serious mental 1 illness and neglected to adjust his medications accordingly. Plaintiff alleges injuries 2 sustained while he waited for treatment, but he did not include a demand for damages. 3 Dkt. 87. Therefore the only remedy before the Court is his request for injunctive relief. 4 Dkt. 28. 5 Defendants are mental health professionals (âMHPsâ) employed at PCDCC 6 (âPCDCC defendantsâ) and mental health professionals employed at NaphCare, a 7 private company contracted to provide medical care to inmates at PCDCC (âNaphCare 8 defendantsâ). Defendant Janet Rhoton is the Mental Health Manager at PCDCC. The 9 remaining PCDCC defendants consist of mental health and psychiatric evaluation 10 specialists (defendants Duane Prather, Darren Nealis, Jesus Perez, Ismael Concepcion 11 Poo, and Ilene Anderson) who periodically evaluated plaintiffâs mental health and 12 assessed whether medication was warranted. The PCDCC defendants also handled 13 communication with plaintiff regarding his demands for treatment. NaphCare defendant 14 Jonathon Slothower is the Health Services Administrator at PCDCC, who responded 15 twice to plaintiffâs grievances demanding hydroxyzine. NaphCare defendant Jen Drake, 16 a psychiatric ARNP who could prescribe medication on referral from PCDCC mental 17 health professionals, accompanied Duane Prather in one of plaintiffâs mental health 18 evaluations. 19 On October 12, 2018, plaintiff was booked into PCDCC and reported that he 20 filled his prescriptions at a Rite Aid pharmacy in Lakewood, which was logged in his 21 chart by a non-defendant nurse. Declaration of Jonathan Slothower re Motion for 22 Summary Judgment, Dkt. 113-1, at 39. On October 13, 2018, defendant Jesus Perez 23 began to evaluate plaintiffâs mental health pursuant to the booking, but noise from other 24 1 inmates disrupted the interview before it could be completed. Id. Defendant Perez 2 observed that plaintiff presented as if depressed, although plaintiff appeared to be a 3 poor historian of his treatment and symptoms. Id. He observed plaintiffâs complaint that 4 âno one caresâ about an overdose he may have suffered, though plaintiff had been 5 evaluated in connection with a possible overdose earlier that day. Id. MHP Perezâs 6 notes indicate that PCDCC was then in process to verify plaintiffâs medications with the 7 Rite Aid. Id. On October 15, 2018, a PCDCC pharmacy technician noted that the Rite 8 Aid pharmacy reported holding no current medications for plaintiff. Id. at 38. 9 Defendant Ilene Anderson saw plaintiff on October 15, 2018 to complete 10 plaintiffâs mental health evaluation. Plaintiff reported that he suffered from multiple 11 disorders: bipolar affective disorder, schizophrenia, and anxiety. MHP Anderson noted 12 that plaintiff did not appear âparticularly anxious,â and when asked, he denied 13 experiencing any symptoms of the listed disorders. Plaintiff reported that he took 14 hydroxyzine for his anxiety, though MHP Anderson noted that no medications had been 15 verified as current. Dkt. 113-1, at 37. 16 On October 16, 2018, MHP Anderson evaluated plaintiff again. Id. Plaintiff 17 requested an MRI and to be evaluated by a neurologist for âhead problems.â Id. MHP 18 Anderson observed âno sadness or depressionâ and â[n]o evidence of psychosis, mood 19 issues or anxiety.â Id. She noted plaintiffâs stated intent to use any evaluations of his 20 mental health in his criminal defense. Id. She denied the referral request and 21 determined that medication was not warranted. Id. 22 From October 19, 2018, to January 1, 2019, Plaintiff submitted a series of eleven 23 kites, or request forms, insisting that he had been previously prescribed hydroxyzine 24 1 and requesting that it be administered. Dkt 87-1, at 7-10. Plaintiff received responses 2 from defendant MHPs Prather, Nealis, Perez, Anderson, and Concepcion Poo, all 3 communicating that no medications had been verified as current and that mental health 4 staff had not found clinical evidence to warrant starting medication. Beginning October 5 24, the kites included a request to be reevaluated by PCDCC Mental Health. Id. at 7. 6 Plaintiff twice indicated in these kites, first on October 19 and again on November 2, 7 that his prescription was properly located at Lakewood Community Health pharmacy.1 8 Id. at 7, 8. A response from defendant Ismael Concepcion Poo dated November 20, 9 2018, informed plaintiff that he was âon the listâ and would be reevaluated by mental 10 health staff âwhen time allows.â Id. at 8. 11 On January 3, 2019, a PCDCC pharmacy tech confirmed with Lakewood 12 Community Health pharmacy that plaintiff had been prescribed a 30-day supply of 13 hydroxyzine in September 2018. Dkt. 113-1, at 36. On the same day, defendants MHP 14 Duane Prather and ARNP Jen Drake evaluated plaintiffâs mental health and determined 15 that no medications needed to be started for plaintiff. Id. Notwithstanding PCDCCâs 16 contact with Lakewood Community Health, MHP Prather advised plaintiff that, as noted 17 in two earlier evaluations, plaintiff had no verified medications with âthe clinic provided at 18 booking.â Id. Plaintiff reported his symptoms as âbad psychosisâ during the evaluation, 19 but MHP Prather and ARNP Drake observed no evidence of psychotic symptoms. Id. 20 When MHP Prather asked plaintiff to explain his symptoms, plaintiff asked âwhat 21 22 23 1 Plaintiff does not explicitly state that there had been a contradiction with the pharmacy he had supplied at booking (a Rite Aid), but his October 19, 2018, kite emphasizes, âmy pharmacy [is] Lakewood 24 Community Health [clinic].â Dkt. 87-1, at 7. 1 symptoms do people with psychosis have?â Id. Plaintiff expressed his intent to submit 2 another kite logging his symptoms. Id. 3 In his next kite logs, dated January 23 and January 27, 2019, Plaintiff again 4 requested medication, but did not include a description of any symptoms. In response, 5 plaintiff was informed that he had been seen and assessed multiple times and it had 6 been determined on all assessments that medications were not warranted. Dkt. 87-1, at 7 10. The response to his January 27, 2019 kite from MHP Concepcion Poo informed 8 plaintiff that he could file a grievance and the grievance form could be obtained from an 9 officer in his unit. Id. Plaintiffâs next two kites, both submitted February 26, 2019, asked 10 who Janet Rhoton and her âbossâ were. In response, MHP Nealis informed plaintiff that 11 Janet Rhoton was the manager of the mental health department at PCDCC, and her 12 boss was Chief P. Jackson. Id. 13 On March 25, 2019, plaintiff submitted another kite requesting medication and an 14 explanation for the decision not to prescribe him hydroxyzine, and he announced his 15 intent to sue if his medication situation did not change. Dkt. 87-1, at 11. In response on 16 March 26, 2019, MHP Concepcion Poo advised plaintiff again of the option to file a 17 grievance on March 26, 2019. Id. Before receiving this response, plaintiff filed a 18 grievance dated March 25, 2019, requesting medication and claiming delusion, hearing 19 voices, and out-of-body experiences. Declaration of Leslie Medved re Motion to 20 Dismiss, Dkt. 11, at 10. On April 5, 2019, defendant Jonathan Slothower responded to 21 the grievance that plaintiff had been seen by several mental health professionals, who 22 had determined that plaintiff did not require mental health medications. Id. PCDCC has 23 no record that plaintiff appealed the resolution of this grievance. Dkt. 11, at 10. 24 1 The next five kites submitted by plaintiff from April 20-23, 2019, consist of 2 plaintiffâs announcement of his intent to sue. He alleged that he had untreated 3 schizophrenia and âpsychosis symptom[s]â and requested information on the identities 4 of his intended defendants. Dkt. 87-1, at 11-12. 5 Defendant Perez responded on April 21, 2019, that plaintiffâs case had been 6 reviewed by the clinical team at his evaluation on January 3. Id. at 11. On April 22, 7 2019, Defendant Nealis responded that plaintiffâs pharmacy had not listed any 8 antipsychotic medications in his file and that PCDCCâs review of his health found no 9 medications were warranted. Id. at 12. Defendant Concepcion Poo reiterated this 10 answer in his response on April 23, 2019. Id. 11 On April 20, 2019, plaintiff also approached a non-defendant nurse during 12 medication pass. Plaintiffâs Motion for Summary Judgment, NaphCare Sick Calls Log, 13 Dkt. 121, at 18. He asked her why he was not receiving hydroxyzine. Id. The nurse 14 consulted plaintiffâs medical chart and discovered the discrepancy between the 15 pharmacy he had named at booking and the correct pharmacy verified (in January 16 2019) to have his prescription. Id. She requested plaintiff be evaluated, noting plaintiffâs 17 threats to sue. Id. There is no record of any follow-up from PCDCC Mental Health on 18 this note, and the interaction does not appear in plaintiffâs chart. 19 On April 26, 2019, plaintiff filed a proposed complaint (Dkt. 1-1) alleging 20 unconstitutional denial of medical care related to the failure to administer hydroxyzine. 21 Following a report that plaintiff had expressed suicidal statements, a non- 22 defendant MHP evaluated plaintiffâs risk of suicide or self-harm on April 30, 2019. Dkt. 23 113-1, at 36. After he confirmed having suicidal thoughts, plaintiff repeated his request 24 1 for medication. Id. The MHP relayed to plaintiff that his reported pharmacy had no active 2 medications on file and clarified that she was assessing his safety, not whether he 3 needed medication. Id. She noted that plaintiff did not present with any acute mental 4 health symptoms during the evaluation. Id. Plaintiff was placed on suicide watch. Id. 5 The next day on May 1, 2019, defendant MHP Darren Nealis followed up for 6 suicide prevention. Dkt. 113-1, at 35. Plaintiff appeared in a normal mood and no longer 7 threatened to harm himself. Id. Plaintiff again reported that he had been taking 8 hydroxyzine and Seroquel (another medication) prior to his arrest for âschizophreniaâ 9 and that he âhears voices.â Id. MHP Nealis did not observe any symptoms of psychosis 10 or signs of distraction by voices or other internal stimuli. Id. Defendant Nealis 11 recommended that plaintiffâs suicide precautions be discontinued and did not refer 12 plaintiff for medication assessment. Id. 13 Defendant Ismael Concepcion Poo conducted a final precautionary evaluation for 14 suicide risk on May 5, 2019. Dkt. 103-2 at 1, Dkt. 113-1, at 35. Plaintiff denied feeling at 15 risk of harm to himself and others and agreed to notify mental health staff if such a risk 16 arose. Id. Defendant Concepcion Poo noted that he observed no signs of psychosis and 17 did not refer plaintiff to medication assessment. Id. 18 On May 28, 2019, a non-defendant NaphCare corporate nurse practitioner 19 reviewed plaintiffâs medical chart and added plaintiffâs verified hydroxyzine prescription 20 to the chart. Dkt. 113-1, at 35. The NP scheduled plaintiff for a full mental health 21 evaluation to follow up. Id. Thereafter, PCDCC staff administered hydroxyzine to plaintiff 22 twice daily. Id. at 21-30. Plaintiff regular accepted the administered medication at night, 23 but frequently refused to take the daytime doses. Id. 24 1 Plaintiff submitted a kite for medication assistance again on June 16, 2019. Dkt. 2 87-1, at 12. He reported that he took his medication at night but was âhaving a hard time 3 during the day,â requesting that his medication be adjusted. Id. Defendant MHP 4 Concepcion Poo responded that an appointment had been scheduled for his mental 5 health needs, and that while waiting to be seen, plaintiff should alert PCDCC in case of 6 an emergency. Id. at 13. 7 Plaintiff submitted a second grievance on August 12, 2019, noting that he had 8 filed a prior grievance and requesting new medication to include âAdderall time release.â 9 Second Declaration of Leslie Medved re Motion for Summary Judgment, Exhibit C, Dkt. 10 95-1, at 2. On September 1, 2019, defendant Perez and Janet Rhoton signed the 11 resolution of plaintiffâs grievance, advising plaintiff to wait for his scheduled medication 12 review with an ARNP. Id. 13 On September 2, 2019 plaintiff was seen for the first time by non-defendant 14 ARNP Annabelle Vo in the medical clinic. Dkt. 113-1, at 34. The ARNP adjusted 15 plaintiffâs prescription for hydroxyzine to be administered solely at night and prescribed 16 a trial of other medications for newly assessed insomnia and PTSD. Id. The ARNP 17 noted that plaintiff âalso tried to convince provider that he had suffered with psychosis,â 18 and that she observed no signs of active hallucinations. Id. 19 Following this appointment, plaintiff appealed the prior grievance on September 20 9, 2019. Dkt. 95-1, at 3. He stated his belief that he had suffered âmore damageâ while 21 waiting for mental health medication. Id. He expressed satisfaction that he was âstill 22 getting the correct medication,â yet he was skeptical of the new medications prescribed 23 to him âby [trial and error]â and claimed that the first dose had caused him to black out. 24 1 Id. Without specifying his symptoms, he claimed they were âreal and [becoming worse] 2 each day.â Id. Plaintiffâs appeal suggested two other medications he preferred 3 (Dexedrine and Ritalin, stimulants not typically prescribed for schizophrenia or anxiety) 4 and requested âquality medical helpâ to adjust his medications âif [his current 5 medications] are not the answer.â Id. at 3-4. 6 On September 19, 2019, Defendant Jonathan Slothower denied plaintiffâs appeal, 7 citing plaintiffâs recent medication adjustment and a lack of evidence that plaintiff had 8 suffered any damage due to waiting for the adjustment. Dkt. 95-1, at 3. The denial 9 reasoned that plaintiffâs grievance and appeal, in calling his medication âcorrect,â had 10 not clearly made a request. Id. Plaintiff responded on September 21, 2019, that he 11 wished to continue his appeal, because aside from his hydroxyzine prescription, he did 12 not agree with his current medications and he was seeking an MRI to determine 13 damage from the lapse in hydroxyzine administration. Second Declaration of Leslie 14 Medved re Motion for Summary Judgment, Exhibit D, Dkt. 95-2, at 2-3. The grievance 15 process having concluded, no PCDCC staff responded to plaintiffâs appeal of his 16 appeal. Id. at 3; Second Declaration of Leslie Medved re Motion for Summary 17 Judgment, Dkt. 95, at 3. 18 Plaintiff filed a third and final grievance on September 30, 2019. Second 19 Declaration of Leslie Medved re Motion for Summary Judgment, Exhibit E, Dkt. 95-3, at 20 2. He requested another medication adjustment, asserting âvery realâ cognitive 21 difficulties relating to memory and concentration. Id. PCDCC records include a response 22 signed by Janet Rhoton and MHP Perez. MHP Perez responded that plaintiff was 23 scheduled for another medication adjustment with the ARNP and denied the grievance, 24 1 on an entry dated a month earlier, on September 1, 2019. Id. The discrepancy between 2 dates is not explained. There are no records of plaintiff appealing this resolution. 3 On November 11, 2019, ARNP Vo saw plaintiff again. Dkt. 113-1, at 32. He 4 reported that the hydroxyzine helped him sleep, but that he â[wanted] to go up on [his] 5 anxiety [medication].â Id. He also complained of memory issues, panic attacks, hearing 6 voices, and growing depression. Id. He tried to persuade the ARNP of these related to a 7 historical diagnosis of schizophrenia, telling her âI am not going to lie to you and waste 8 my time ⌠I want to talk to you about my delusions ⌠I am not smart enough to make 9 up all these stuff that I told you.â Id. The ARNP noted that plaintiff âcan speak clearly if 10 he does not try to convince the provider that he has schizophrenia,â again observing no 11 objective signs of psychosis. Id. Plaintiff requested an MRI to assess him for cognitive 12 impairments. Id. The ARNP denied the referral request. She assessed plaintiff with 13 generalized anxiety and major depression, increased plaintiffâs hydroxyzine dosage, and 14 started plaintiff on medication for depression. Id. at 33. 15 On April 9, 2020, plaintiff filed a declaration, which this Court accepted as 16 plaintiffâs filing of his Second Amended Complaint on May 12, 2020. Dkt. 87. 17 18 DISCUSSION 19 A. Rule 12(b)(6) Pleading 20 Under Fed. R. Civ. P. 12(b)(6), the court may dismiss a claim based on the lack 21 of a cognizable legal theory or the absence of sufficient facts alleged under a 22 cognizable legal theory. Khoja v. Orexigen Therapeutics Inc., 899 F.3d 988, 1008 (9th 23 Cir. 2018). When considering a motion to dismiss under Rule 12(b)(6), the court 24 construes the claim in the light most favorable to the nonmoving party. A motion to 1 dismiss can be granted only if the complaint, with all factual allegations accepted as 2 true, fails to âraise a right to relief above the speculative level.â Bell Atlantic Corp. v. 3 Twombly, 550 U.S. 544, 545 (2007). The complaint must contain sufficient factual 4 matter, accepted as true, to âstate a claim to relief that is plausible on its face.â Ashcroft 5 v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Twombly, 550 U.S. at 556, 570). 6 A complaint must contain a âshort and plain statement of the claim showing that 7 the pleader is entitled to relief.â FRCP 8(a)(2). âSpecific facts are not necessary; the 8 statement need only give the defendant fair notice of what the . . . claim is and the 9 grounds upon which it rests.â Erickson v. Pardus, et al., 551 U.S. 89, 93 (2007) (internal 10 citations omitted). However, the pleading must be more than an âunadorned, the- 11 defendant-unlawfully-harmed-me accusation.â Iqbal, 556 U.S. at 678. Although the 12 Court must accept all the allegations contained in a complaint as true, the Court is not 13 required to accept a âlegal conclusion couched as a factual allegation.â Id. âThreadbare 14 recitals of the elements of a cause of action, supported by mere conclusory statements, 15 do not suffice.â Id. 16 Defendants move to dismiss the complaint for two reasons: first, that plaintiff 17 failed to request relief in his complaint; and second, that plaintiffâs complaint is illegible. 18 Dkt. 89, at 3-4. The complaint may not explicitly request the Court for specific damages, 19 but plaintiff repeatedly expresses his demand for medication and dissatisfaction with the 20 quality of medical treatment he has received. Dkt. 87, at 1, 2, 4, 5. While plaintiffâs 21 complaint lacks numbered paragraphs or explanatory headings, the text of the 22 complaint is not âillegible,â as defendants claim. Dkt. 89, at 3. Plaintiffâs complaint laid 23 out a factual account and a theory of liability for all defendants, and defendants were 24 1 able to respond to plaintiffâs substantive arguments in their motion for summary 2 judgment. Accordingly, this motion to dismiss should be denied. 3 4 B. Summary Judgment 5 Summary judgment is supported âif the pleadings, the discovery and disclosure 6 materials on file, and any affidavits show that there is no genuine issue as to any 7 material fact and that the movant is entitled to judgment as a matter of law.â Federal 8 Rule of Civil Procedure (FRCP) 56(c). The moving party bears the initial burden to 9 demonstrate the absence of a genuine dispute of material fact for trial. Celotex Corp. v. 10 Catrett, 477 U.S. 317, 323 (1986). If the moving party meets their initial burden, an 11 adverse party may not rest upon the mere allegations or denials of his pleading; his or 12 her response, by affidavits or as otherwise provided in FRCP 56, must set forth specific 13 facts showing there is a genuine issue for trial. FRCP 56(e)(2). The nonmoving party is 14 required to present specific facts, and cannot rely on conclusory allegations. Hansen v. 15 U.S., 7 F.3d 137, 138 (9th Cir. 1993). 16 A genuine dispute concerning a material fact is presented when there is sufficient 17 evidence for a reasonable jury to return a verdict for the non-moving party. Anderson v. 18 Liberty Lobby, Inc., 477 U.S. 242, 253 (1986). A âmaterialâ fact is one which is ârelevant 19 to an element of a claim or defense and whose existence might affect the outcome of 20 the suit,â and the materiality of which is âdetermined by the substantive law governing 21 the claim.â T.W. Elec. Serv., Inc. v. Pacific Elec. Contractors Assân, 809 F.2d 626, 630 22 (9th Cir. 1987). 23 24 1 When the Court considers a motion for summary judgment, â[t]he evidence of the 2 non-movant is to be believed, and all justifiable inferences are to be drawn in [their] 3 favor.â Id., at 255. Yet the Court is not allowed to weigh evidence or decide credibility. 4 Anderson v. Liberty Lobby, Inc., at 255. The Court may not disregard evidence solely 5 based on its self-serving nature. Nigro v. Sears, Roebuck & Co., 784 F.3d 495, 497 (9th 6 Cir. 2015). 7 The court must determine whether the specific facts that are presented by the 8 non-moving party, considered along with undisputed context and background facts, 9 would show that a rational or reasonable jury might return a verdict in the non-moving 10 partyâs favor based on that evidence. Emeldi v. University of Oregon, 698 F.3d 715, 11 728-29 (9th Cir. 2012). 12 1. Failure to Exhaust 13 Before a pretrial detainee may bring a civil rights action under 42 U.S.C. § 1983, 14 he must first exhaust all available administrative remedies. Under the Prison Litigation 15 Reform Act of 1995 (âPLRAâ), 16 No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other 17 correctional facility until such administrative remedies as are available are exhausted. 18 42 U.S.C. § 1997e(a). Exhaustion in cases covered by § 1997e(a) is mandatory. Booth v. 19 Churner, 532 U.S. 731, 739 (2001). The mere fact a plaintiff has filed an initial grievance 20 under a prisonâs grievance policy does not satisfy the PLRA exhaustion requirement; a 21 plaintiff must exhaust all levels of an available grievance procedure before he can initiate 22 litigation. See id. at 736-41; Porter v. Nussle, 534 U.S. 516, 524-25 (2002). Even when 23 the prisoner seeks relief not available in grievance proceedings, notably money damages, 24 1 exhaustion is still a prerequisite to suit. Booth, 532 U.S. at 741. If a claim is not 2 exhausted, it must be dismissed. McKinney v. Carey, 311 F.3d 1198, 1199 (9th Cir. 3 2002). 4 Failure to exhaust administrative remedies is properly brought as a summary 5 judgment motion. Albino v. Baca, 747 F.3d 1162, 1168 (9th Cir. 2014). Once the 6 defendant proves there was an available administrative remedy and the offender failed to 7 exhaust the available remedy, the burden shifts to the plaintiff. The plaintiff must show 8 there was something about his particular claim which made the âexisting and generally 9 available administrative remedies effectively unavailable to him.â Williams v. Paramo, 775 10 F.3d 1182, 1191 (9th Cir. 2015) (citing Hilao v. Estate of Marcos, 103 F.3d 767, 778 n.5 11 (9th Cir. 1996)). 12 Defendants move for summary judgment on plaintiffâs claims on the grounds that 13 plaintiff failed to exhaust his administrative remedies. Dkt. 93 at 6, Dkt. 111 at 17. 14 Defendants submit PCDCCâs records of plaintiffâs grievances, which show that plaintiff 15 filed three grievances relating to his claims but failed to appeal the first and third of those 16 grievances to conclusion. Dkt. 95-1, 95-2, 95-3. Plaintiff disputes the record supplied by 17 defendants and alleges that at least one of his appeals is missing from the record. 18 Here, the evidence indicates that plaintiff argued at least his second grievance to 19 the conclusion of the appeals process but was untimely in his filings. In response to the 20 ongoing medication regime beginning May 28, 2019, plaintiff submitted a kite on June 16, 21 2019, to request an adjustment of his hydroxyzine prescription. Dkt. 87-1, at 7. Plaintiff 22 submitted a formal grievance on August 12, 2019. Dkt. 95-2, at 2. His grievance was 23 unfavorably resolved on September 1, 2019. Id. Plaintiff appealed the resolution of his 24 1 grievance on September 9, which received its final denial on September 19. Id. at 3. 2 Plaintiff filed his grievance 26 days following the filing of his kite on the subject, one day 3 past the deadline detailed in the PCDCC inmate handbook. Neither of plaintiffâs other filed 4 grievances were appealed. 5 The law requires an inmate to exhaust all administrative remedies, âwhich means 6 using all steps that the agency holds out, and doing so properly[.]â Woodford v. Ngo, 548 7 U.S. 81, 90 (2006) (internal quotations omitted) (emphasis in original); Young, No. 17-cv- 8 5572. PCDCC requires an inmate to complete all steps of the grievance process, 9 including filing all grievance appeals in a timely manner. 10 Based on the evidence detailed above, the Court finds that Defendants have 11 carried the initial burden of showing the absence of exhaustion in this case. The burden 12 now shifts to Plaintiff, âwho must show that there is something particular in his case that 13 made the existing and generally available remedies effectively unavailable to him by 14 âshowing that the local remedies were ineffective, unobtainable, unduly prolonged, 15 inadequate, or obviously futile.ââ Williams v. Paramo, 775 F.3d 1182, 1191 (9th Cir. 2015) 16 (quoting Albino, 747 F.3d at 1172). 17 Acts by prison officials preventing the exhaustion of administrative remedies may 18 make administrative remedies effectively unavailable. See Nunez v. Duncan, 591 F.2d 19 1217, 1224-25 (9th Cir. 2010); Young, No. 17-cv-5572 Dkts. 26, 27. âThe ultimate burden 20 of proof, however, remains with the defendants,â and the evidence must be viewed in the 21 light most favorable to the plaintiff. Paramo, 775 F.3d at 1191 (citing Albino, 747 F.3d at 22 1172); Young, No. 17-cv-5572, Dkts. 26, 27. The Supreme Court recently held there are 23 three circumstances in which an administrative remedy is not capable of potential relief: 24 1 First, an administrative procedure is unavailable when it operates as a simple dead endâwith officers unable or 2 consistently unwilling to provide any relief to aggrieved inmates. Next, an administrative scheme might be so opaque 3 that it becomes, practically speaking, incapable of useâi.e., some mechanism exists to provide relief, but no ordinary 4 prisoner can navigate it. And finally, a grievance process is rendered unavailable when prison administrators thwart 5 inmates from taking advantage of it through machination, misrepresentation, or intimidation. 6 Ross v. Blake, 136 S. Ct. 1850, 1853â1854 (2016); Young, No. 17-cv-5572 Dkts. 26, 27. 7 Plaintiff contends that the defendants âsabotagedâ his appeal to his first grievance 8 and failed to issue a response to which he could have appealed. Plaintiffâs Declaration re 9 Motion for Summary Judgment, Dkt. 117, at 3-4. He points to the language of the second 10 grievance he filed, that âIâve written [a grievance] already but they want another,â to 11 support his claim he was never issued the response to his first grievance. Id. at 3. He 12 claims that when he inquired about the result of his first grievance, he was instructed that 13 it had been âlostâ and therefore he should file a second grievance instead. Id. Plaintiff 14 asserts that his first grievance would have been exhausted, had he received the response 15 to inform him of its denial. 16 Viewing the evidence in the light most favorable to plaintiff as the non-moving 17 party, the Court concludes that PCDCC appears to have made administrative resolution 18 of plaintiffâs initial grievance effectively unavailable. Plaintiffâs first grievance deals most 19 directly with the allegations giving rise to plaintiffâs complaint. Whether or not the disputed 20 response was eventually delivered to plaintiff, it is dated 11 days past the filing of 21 plaintiffâs initial grievance, which fails to comply with PCDCCâs own rules for timely 22 grievance resolution. See Dkt. 11. Since neither party strictly observed timeliness within 23 PCDCC procedure, and PCDCCâs response to plaintiffâs repeatedly asserted grievances 24 1 seems to have issued the merely the same responses as plaintiff received to his many 2 kites, the Court finds that plaintiff has shown PCDCCâs administrative remedies to be 3 ineffective to address plaintiffâs concerns. 4 Even if plaintiffâs claims are not barred by the exhaustion requirement, the Court 5 concludes that plaintiffâs claims fail as a matter of law, and should be dismissed with 6 prejudice, as discussed below. 7 2. Deliberate Indifference Claims 8 Plaintiff has failed to show that any of the defendants have violated his 9 Fourteenth Amendment rights to medical care as a pretrial detainee. 10 To state a claim under 42 U.S.C. § 1983, a complaint must allege: (a) the 11 conduct complained of was committed by a person acting under color of state law, and 12 (b) the conduct deprived a person of a right, privilege, or immunity secured by the 13 Constitution or laws of the United States. See Parratt v. Taylor, 451 U.S. 527, 535 14 (1981), overruled on other grounds, Daniels v. Williams, 474 U.S. 327 (1986). Section 15 1983 is the appropriate avenue to remedy an alleged wrong only if both of these 16 elements are present. See Haygood v. Younger, 769 F.2d 1350, 1354 (9th Cir. 1985). 17 Under Section 1983, Plaintiff must show that each of the defendants was 18 involved in violating the Constitution; liability of an official will only be found if there is 19 individual culpable action or inaction. Hines v. Youseff, 914 F.3d 1218 1228 (9th Cir. 20 2019). 21 To state a Fourteenth Amendment claim relating to medical care of a pre-trial 22 detainee, a plaintiff must include factual allegations that a state actor acted, or failed to 23 act, in a manner that shows deliberate indifference to his serious medical needs. 24 1 Gordon v. County of Orange, 888 F.3d 1118, 1124-25 (9th Cir. 2018). The deliberate 2 indifference standard under the Fourteenth Amendment (in contrast with the Eighth 3 Amendment standard, that has a subjective component) is objective. Id. The elements 4 are: â(i) the defendant made an intentional decision with respect to the conditions under 5 which the plaintiff was confined; (ii) those conditions put the plaintiff at substantial risk of 6 suffering serious harm; (iii) the defendant did not take reasonable available measures to 7 abate that risk, even though a reasonable official in the circumstances would have 8 appreciated the high degree of risk involved â making the consequences of the 9 defendantâs conduct obvious; and (iv) by not taking such measures, the defendant 10 caused the plaintiffâs injuries.â Id., at 1125. The defendantâs conduct must be objectively 11 unreasonable; concerning element (iii), plaintiff is required to show more than 12 negligence, but less than subjective intent â âsomething akin to reckless disregard.â Id. 13 (citations and internal quotations omitted). 14 âMedical malpractice does not become a constitutional violation merely because 15 the victim is a prisoner.â Estelle, 429 U.S. 97, 106 (1976); see generally, Hutchinson v. 16 U.S., 838 F.2d 390, 394 (9th Cir. 1988) (âmere negligence, without more, does not 17 violate a prisonerâs Eighth amendment rightsâ). 18 If the prisonâs medical staff is not competent to examine, diagnose, and treat 19 inmatesâ medical problems, they must ârefer prisoners to others who can.â Hoptowit v. 20 Ray, 682 F.2d 1237, 1253 (9th Cir. 1982), overruled on other grounds, Sandin v. 21 Conner, 515 U.S. 472 (1995); see also Ortiz v. City of Imperial, 884 F.2d 1312, 1314 22 (9th Cir. 1989) (per curiam). A failure to competently treat a serious medical condition, 23 24 1 even if some treatment is prescribed, may constitute deliberate indifference in a 2 particular case. Id. 3 The parties do not dispute that plaintiff had a mental health disorder that was a 4 serious medical need at the times relevant to his complaint. Defendants acknowledge 5 that between plaintiffâs booking and May 28, 2019, plaintiff received no medication for 6 an anxiety disorder later assessed by a NaphCare ARNP. Yet the record demonstrates 7 that, considering the evidence in the light most favorable to plaintiff as the non-moving 8 party, none of the named defendants committed conduct that would meet the objective 9 standard of deliberate indifference. 10 Supervisory Officials 11 Plaintiffâs argument for deliberate indifference against all defendants relies on the 12 sole claim that he was wrongly denied medication over a period of seven months. 13 Plaintiff argues that two officials (Janet Rhoton and Jonathon Slothower) are liable 14 because they are in some type of supervisory position or position of responsibility. Yet 15 Section 1983 supervisory liability cannot be based on respondeat superior. See Monell 16 v. New York City Dep't of Social Servs., 436 U.S. 658, 691, 98 S. Ct. 2018, 56 L. Ed. 2d 17 611 (1978). A § 1983 action may not be brought against a supervisor on a theory that 18 the supervisor is liable for the acts of his or her subordinates. See Polk County v. 19 Dodson, 454 U.S. 312, 325, 102 S. Ct. 445, 70 L. Ed. 2d 509 (1981). Instead, only the 20 individual actions of the defendants â whether participation or direction of the alleged 21 violation, or knowing of the violation and failing to act to prevent it â can make a 22 defendant liable for violations under his or her supervision. See Barren v. Harrington, 23 24 1 152 F.3d 1193, 1194 (9th Cir. 1998), cert. denied, 525 U.S. 1154, 119 S. Ct. 1058, 143 2 L. Ed. 2d 63 (1999). 3 4 Janet Rhoton 5 Plaintiffâs arguments against Janet Rhoton are non-specific: He faults Rhotonâs 6 management of the PCDCC mental health department, but he raises no argument 7 regarding Rhotonâs individual involvement or participation in his mental health care. 8 No evidence indicates that Rhoton was involved in any decision not to refer 9 plaintiff to medical assessment or to prescribe medication. The record only contains two 10 instances of Defendant Rhotonâs interaction with plaintiffâs case, where her signature 11 appears alongside Defendant Perezâs signature on two of plaintiffâs grievance denials. 12 Dkt. 95-1, at 2; Dkt. 95-3, at 2. The extent of Rhotonâs involvement is limited to actions 13 taken in her supervisory capacity over the MHPs who directly handled plaintiffâs 14 complaints. Taken in the light most favorable to plaintiff, these facts indicate that 15 defendant Rhoton approved of the reasoning provided to deny at least two of plaintiffâs 16 grievances. Yet no reasonable jury would find on these facts that Rhoton had reckless 17 disregard of any substantial medical risk to plaintiff. 18 Jonathan Slothower 19 Plaintiff argues that as the Health Services Administrator, Jonathan Slothower had 20 the responsibility to ensure the proper prescription and administration of all medications 21 at PCDCC. Slothower did not interact with plaintiff, outside of two responses to plaintiffâs 22 grievances in April and September 2019 and a single occasion when he administered 23 one of plaintiffâs daily doses of hydroxyzine in May. 24 1 In April 2019, Slothower denied plaintiffâs grievance demanding medication, based 2 on the multiple evaluations finding medications were not warranted. Dkt. 11, at 10. 3 Slothower used similar reasoning to deny a grievance appeal in September 2019. Dkt. 4 95-1, at 3. 5 These facts indicate, at most, that Slothower knew and ignored plaintiffâs 6 prescription from Lakewood Health in April. Yet a prior prescription does not establish 7 plaintiffâs serious need for medication where plaintiff had been evaluated by PCDCC 8 MHPs. In light of their evaluations, the record cannot support the conclusion that 9 Slothower âdid not take reasonable available measures to abate that risk, even though a 10 reasonable official in the circumstances would have appreciated the high degree of risk 11 involved â making the consequences of the defendantâs conduct obviousâ. Gordon v. 12 County of Orange, 888 F.3d at 1125. 13 Furthermore, neither Rhoton nor Slothower may be liable for the actions of the 14 MHPs under their supervision, including the findings of their evaluations. The claims 15 against defendants Rhoton and Slothower should therefore be dismissed. 16 PCDCC Mental Health Professionals 17 With respect to MHPs Perez, Nealis, Prather, Concepcion Poo, and Anderson, 18 plaintiff argues that each assessment at which medications were found unwarranted 19 demonstrated the MHPsâ deliberate indifference to his need for hydroxyzine. Plaintiff 20 argues that the delay at PCDCC to verify and administer a prescription for hydroxyzine 21 was a deliberate oversight that provided a pretext to leave him unmedicated. 22 All the MHPs evaluated plaintiff in person at least once and refused to refer 23 plaintiff to a professional who could prescribe mental health medications. Plaintiff 24 1 argues that these defendants had access to his medical chart at all times, so after the 2 pharmacy techs at PCDCC had added his hydroxyzine prescription from Lakewood 3 Community Health, the MHPs knew or should have known about his need for 4 medication. Dkt. 87, at 5-8. He asserts that the defendants should have prescribed it at 5 once, or as soon as each came into contact with him during his mental health or suicide 6 risk evaluations. Id. Furthermore, plaintiff argues that after a non-defendant ARNP had 7 prescribed hydroxyzine, the MHPs should have acknowledged the seriousness of 8 plaintiffâs need for medication. Dkt. 87, at 7. Plaintiff alleges he told Prather that he 9 hallucinated and was hearing voices. Id. at 8. According to the Second Amended 10 Complaint, each of the MHPs demonstrated their indifference to plaintiffâs mental health 11 by refusing to expedite plaintiffâs request to adjust his medication. 12 Defendants point to the record that none of the evaluating MHPs noted 13 symptoms of anxiety, for which hydroxyzine was prescribed. Dkt. 111, at 3. Defendants 14 add that, at plaintiffâs request, the MHPs also examined plaintiff for symptoms of 15 psychosis and found none â and in any case, hydroxyzine is not an anti-psychotic drug. 16 Id. Finally, PCDCC mental health policy does not guarantee continuation of a prior 17 prescription on booking. PCDCC MHPs may independently evaluate whether 18 medication is warranted before referral for hydroxyzine, which is among the class of 19 drugs subject to heightened control in the facility for its desirability among inmates. Id. 20 Regarding all the MHPs who evaluated plaintiff, the fact that plaintiff demanded 21 that his old prescription for hydroxyzine be reinstated cannot by itself support a 22 determination that each defendant was deliberately indifferent to a serious medical need 23 for mental health medication. See, e.g., Pate v. Kitsap Cty., 2009 WL 250307, at *5 24 1 (W.D. Wash. 2009) (county jail had no medical evidence showing that the plaintiff 2 required certain care because a âduty of care cannot be established simply by an 3 inmate's demands.â) Likewise, that plaintiff was previously prescribed hydroxyzine does 4 not establish that his anxiety constituted a serious medical need that could only be met 5 by a renewed prescription. Each defendantâs conduct therefore must be examined 6 based on the professional evaluations and medical records available to each. 7 Perez 8 When defendant Jesus Perez began plaintiffâs first evaluation in October 2018, 9 he noted that plaintiff appeared depressed and complained of suffering from a possible 10 drug overdose. Perez opined in his notes that plaintiff was a âpoor historian,â which 11 plaintiff argues is evidence of disregard for plaintiffâs wellbeing. Dkt. 113-1, at 37. Perez 12 did not complete the evaluation due to a disturbance in the facility. Id. Regardless of 13 Perezâs attitude toward plaintiff, the interruption, and subsequent deferral of the 14 evaluation to the next day with MHP Anderson, cannot be interpreted as showing 15 reckless disregard of any need for medication. Perez later responded to one of plaintiffâs 16 kites in November 2018 that there were no medications on record for plaintiff, after 17 plaintiff had named Lakewood Community Health as his pharmacy. Dkt 87-1, at 9. This 18 also fails to show reckless disregard of a serious risk to plaintiff, since plaintiffâs 19 prescription was still unconfirmed by PCDCC pharmacy technicians and plaintiffâs kite 20 did not clarify the initial mix-up. The reliance on the current notes in plaintiffâs chart 21 cannot be interpreted as displaying indifference. 22 Perez did not interact with plaintiff again until April 2019, in his response to 23 plaintiffâs kite announcing his intent to sue unless hydroxyzine was immediately 24 1 prescribed. Dkt. 87-1, at 11. Perezâs response informed that plaintiffâs case did not 2 warrant medication, based on the review conducted four months earlier on January 3. 3 Id. While plaintiffâs chart had already been updated to include his hydroxyzine 4 prescription, Perez permissibly relied on the findings of the evaluating MHPs in his 5 response. Defendant Perezâs final involvement with plaintiffâs case occurred in 6 September 2019, when Perez twice denied plaintiffâs grievances requesting an 7 immediate medication adjustment and advised plaintiff to wait until his next scheduled 8 appointment with an ARNP. Dkt. 95-1, at 2. That wait lasted little over a month after 9 plaintiffâs second grievance. Nothing in the record indicates that Perez caused or 10 lengthened this delay. 11 The Court should find that even taken in the light most favorable to plaintiff, these 12 facts do not show Perez âdid not take reasonable available measures to abate that risk, 13 even though a reasonable official in the circumstances would have appreciated the high 14 degree of risk involved â making the consequences of the defendantâs conduct obvious.â 15 Gordon v. County of Orange, 888 F.3d at 1125. 16 Defendants have shown there is no genuine dispute of material fact to establish 17 objective deliberate indifference. Accordingly, the undersigned recommends that the 18 claims against Perez be dismissed. 19 Ilene Anderson 20 Defendant Ilene Anderson saw plaintiff twice in October to complete plaintiffâs 21 booking evaluation. She noted that no medications had been verified as current and 22 examined plaintiff for symptoms of anxiety, bipolar disorder, depression, and 23 schizophrenia. Dkt. 113-1, at 37. Plaintiff did not report feeling symptoms of anxiety or 24 1 other disorders, and plaintiff had expressed his intent to establish his âhead problemsâ 2 for his criminal defense. Id. Plaintiff argues that since he had informed the MHP of 3 various diagnoses, Anderson knew and ignored plaintiffâs need for medication. Dkt. 87, 4 at X. Yet without observing relevant symptoms, MHP Andersonâs finding that medication 5 was not warranted does not indicate reckless disregard of a serious medical risk to 6 plaintiff. Id. 7 Aside from her response to plaintiffâs kite in November 2018 that plaintiff had no 8 medications on record; there is no further record of Andersonâs interaction with plaintiffâs 9 case after January 3, 2019, when plaintiffâs prescription was confirmed. Dkt 87-1, at 9. 10 Altogether, these facts taken in the light most favorable to plaintiff fail to establish any 11 genuine dispute of material fact on the issue of objective deliberate indifference. 12 Defendantsâ motion for summary judgment should be granted as to defendant 13 Anderson. 14 Duane Prather and Jen Drake 15 Aside from Prather responding to one of plaintiffâs early pre-confirmation kites, 16 Prather and Drakeâs only significant involvement in plaintiffâs case is the examination 17 conducted on January 3, 2019, the same day plaintiffâs prescription with Lakewood 18 Community Health was confirmed. Whether Prather had any information about the 19 confirmed prescription is unclear, but in this evaluation, plaintiff did not request treatment 20 for anxiety and exhibited no anxiety symptoms. Instead, Prather noted plaintiffâs claims of 21 psychosis and his inability to describe the symptoms, which Drake corroborated. 22 Even in the light most favorable to plaintiff, these facts merely indicate that Prather 23 and Drake did not believe plaintiffâs account, but still assessed plaintiff according to 24 1 objective observations â no jury would find that this supports a finding of deliberate 2 indifference, i.e., that Prather or Drake âdid not take reasonable available measures to 3 abate that risk, even though a reasonable official in the circumstances would have 4 appreciated the high degree of risk involved â making the consequences of the 5 defendantâs conduct obviousâ. Gordon v. County of Orange, 888 F.3d at 1125. 6 Darren Nealis 7 Darren Nealis also sent a pre-confirmation response to plaintiffâs early kites in 8 November 2018 that plaintiff had no verified medications and the MHPs did not have 9 clinical evidence to support a new prescription. Later, in April 2019, Nealis responded to 10 a kite with information for plaintiff regarding Janet Rhotonâs role and PCDCC. In 11 response to a kite complaining of untreated psychosis the next day, Nealis wrote that no 12 antipsychotic medications were on file and that mental health staff had not found clinical 13 evidence of plaintiffâs complaints. Id. at 12. 14 Shortly thereafter, Nealis examined plaintiffâs mental condition in a suicide 15 prevention evaluation in May 2019. Plaintiff exhibited no symptoms indicating he was at 16 risk for suicide or self-harm in this evaluation. Instead, plaintiff claimed again to suffer 17 from psychosis and hallucinations. Dkt. 113-1, at 35. By this point, plaintiffâs confirmed 18 prescription for hydroxyzine had been recorded in plaintiffâs chart for 4 months, but 19 plaintiff did not profess to feel anxiety or exhibit objective symptoms indicating that he 20 was suffering from psychosis. 21 Viewed in the light most favorable to plaintiff, these facts indicate that Nealis 22 should have known about the hydroxyzine prescription and plaintiffâs history of anxiety, 23 and that Nealis may have ignored this when determining plaintiffâs risk of suicide or self- 24 1 harm. Yet Nealisâs decision not to refer plaintiff for further treatment relied on a lack of 2 objective symptoms to support plaintiffâs complaints or show that plaintiff was a danger 3 to himself. No jury could reasonably conclude that Nealis had ignored a serious medical 4 risk to plaintiff, when Nealisâs evaluation specifically reviewed plaintiffâs mental health 5 risks and relied on objective observations. Even if oversight of plaintiffâs September 6 prescription constituted negligence of plaintiffâs general medical situation, no jury would 7 find that this supports a finding of deliberate indifference, i.e., that Nealis âdid not take 8 reasonable available measures to abate that risk, even though a reasonable official in 9 the circumstances would have appreciated the high degree of risk involved â making 10 the consequences of the defendantâs conduct obviousâ. Gordon v. County of Orange, 11 888 F.3d at 1125. 12 Ismael Concepcion Poo 13 Of all the MHPs, defendant Concepcion Poo appears to have communicated the 14 most with plaintiff, but the content of the communications does not differ significantly 15 between defendants. As with the other defendants, MHP Concepcion Poo was among 16 the staff who cited the findings of plaintiffâs evaluation at booking, when plaintiff sent the 17 first kites October and November 2018. Dkt 87-1, at 10. Concepcion Poo also informed 18 plaintiff twice of the procedure to file a grievance, first in January 2019 and then in 19 March 2019. Id. In April 2019, when plaintiff threatened to sue, Concepcion Poo 20 reiterated MHP Nealisâs response that there were no anti-psychotic prescriptions on file 21 and multiple evaluations had found no medications were warranted. Id. at 12. 22 Defendant Concepcion Poo also conducted the final evaluation of plaintiffâs risk 23 of suicide in May 2019, in which plaintiff denied subjective feelings of risk and defendant 24 1 Concepcion Poo found no signs of psychosis. Dkt. 113-1, at 35. After PCDCC began to 2 administer plaintiffâs hydroxyzine, plaintiff sent a June 2019 kite requesting additional 3 medications and for his current dosage to be adjusted. Defendant Concepcion Poo 4 responded that plaintiff had a scheduled appointment and emergency treatment was 5 available if necessary. Id. at 13. 6 As with defendant Nealis, considering these facts in the light most favorable to 7 plaintiff as the non-moving party, the record suggests that Concepcion Poo may have 8 overlooked the hydroxyzine prescription when responding to plaintiffâs kites or during 9 the suicide risk evaluation. This oversight alone cannot establish that Concepcion Poo, 10 or any of the MHPs had ignored a serious medical risk to plaintiff, given the objective 11 observations underlying all determinations of whether a different medication regimen 12 was warranted. Therefore even if oversight of plaintiffâs September prescription was an 13 oversight in plaintiffâs general medical situation, no jury would find that this supports a 14 finding of deliberate indifference, i.e., that Concepcion Poo âdid not take reasonable 15 available measures to abate that risk, even though a reasonable official in the 16 circumstances would have appreciated the high degree of risk involved â making the 17 consequences of the defendantâs conduct obviousâ. Gordon v. County of Orange, 888 18 F.3d at 1125. 19 3. Qualified Immunity 20 If the Court interprets Plaintiffâs Second Amended Complaint as a complaint that 21 includes a demand for damages, then qualified immunity would be an issue. Qualified 22 immunity is an affirmative defense to damages liability and does not bar actions for 23 declaratory or injunctive relief. American Fire, Theft & Collision Managers, Inc. v. 24 1 Gillespie, 932 F.2d 816, 818 (9th Cir. 1991). Qualified immunity would not apply if the 2 only remedy in this matter is a request for injunctive relief. 3 Qualified immunity should be assessed at the earliest possible juncture, because 4 it is an immunity from suit. Pearson v. Callahan, 555 U.S. 223, 232-33 (2009); see, 5 Morales v. Fry, 73 F.3d 817, 822 (9th Cir. 2017) (âcomparing a given case with existing 6 statutory or constitutional precedent is quintessentially a question of law for the judge, 7 not the jury.â) Unless plaintiff makes a two-part showing, qualified immunity shields 8 government officials from liability. The plaintiff must show both: the official(s) violated a 9 federal statutory or constitutional right, and -- at the time of the alleged act or failure to 10 act there was clearly established law that defined the contours of the federal right 11 objectively putting the official(s) on notice â i.e., any reasonable official in the 12 defendantâs shoes would have understood that what they were doing was unlawful. City 13 of Escondido v. Emmons, 139 S.Ct. 500, 503 (2019); District of Columbia v. Wesby, 138 14 S.Ct. 577, 589 (2018); Monzon v. City of Murrieta, 966 F.3d 946, 951 (9th Cir. 2020). 15 When qualified immunity is reviewed in the context of a defense motion for 16 summary judgment, the evidence must be considered in the light most favorable to the 17 plaintiff with respect to central facts. Tolan v. Cotton, 572 U.S. 650, 657 (2014) (per 18 curiam). If there is a genuine issue of material fact concerning both: (1) Whether it 19 would be clear to a reasonable officer that their conduct was unlawful under the 20 circumstances they confronted, and (2) Whether the defendantâs conduct violated a 21 constitutional rightâ then summary judgment granting qualified immunity is not 22 appropriate. Bonivert v. City of Clarkston, 883 F.3d 865, 871-72 (9th Cir. 2018). 23 24 1 To determine whether there was clearly established law, the Court has stated, 2 â[w]hile there does not have to be a case directly on point, existing precedent must 3 place the lawfulness of the particular [action] beyond debateâ; and the Court has also 4 observed, âthere can be the rare obvious case, where the unlawfulness of the officerâs 5 conduct is sufficiently clear even though existing precedent does not address similar 6 circumstances.â Wesby, at 590. A clearly established right exists if âcontrolling authority 7 or a robust consensus of cases of persuasive authorityâ have held, on facts that are 8 close or analogous to the current case, that such a right exists. Hines v. Youseff, 914 F. 9 3d 1218, 1229-1230 (9th Cir. 2019). In some contexts, there may be a general 10 constitutional rule that has been identified in court decisions â and it may apply with 11 such obvious clarity to the specific conduct of a defendant, that qualified immunity will 12 not apply even though existing case law did not describe the specific factual scenario in 13 the current situation. United States v. Lanier, 520 U.S. 259, 271 (1997); Bonivert v. City 14 of Clarkston, 883 F.3d 865, 872-73 (9th Cir. 2018). 15 Here, plaintiffâs sole argument is that a serious medical need had been ignored 16 when MHPs decided against medicating plaintiff despite the existence of a specific 17 prescription prior to plaintiffâs booking in PCDCC. Plaintiff points to no clearly 18 established law, nor has the Court located any such precedent, on facts that are similar 19 to this case â i.e., an official knew of a pretrial detaineeâs prior diagnoses or 20 prescriptions and decided not to treat conditions with the same medication, when the 21 pretrial detainee was reporting the symptoms, he was being monitored and evaluated, 22 and symptoms were not observed in evaluation. As such, there is no prior clearly 23 established law that facts as in plaintiffâs situation would create liability, nor any law that 24 1 suggests that any of the actions undertaken by the defendants violate the Fourteenth 2 Amendment. 3 No reasonable person would have known that a professional determination that 4 there was no medical need to prescribe a particular medication would violate clearly 5 established constitutional rights. Likewise, no reasonable person would have known that 6 holding a supervisory position over medical professionals making such a determination 7 would violate constitutional rights. Therefore, all defendants are subject to qualified 8 immunity and the suit against them should be dismissed. 9 10 C. Preliminary Injunctive Relief 11 Plaintiffâs motion for injunctive relief (Dkt. 28) has been fully briefed and the Court 12 directed the parties to conduct early discovery. For the same reasons discussed above 13 regarding plaintiffâs deliberate indifference claims, plaintiff has failed to meet the 14 standard for preliminary injunctive relief. Injunctions are âto be used sparingly, and only 15 in a clear and plain case.â Rizzo v. Goode, 423 U.S. 362, 378 (1976) (quoting Irwin v. 16 Dixon, 50 U.S. 10, 33 [1850]); see also Sampson v. Murray, 415 U.S. 61, 83 (1974). âA 17 preliminary injunction is an extraordinary remedy never awarded as of right.â Winter v. 18 Natural Res. Def. Council, Inc., 555 U.S. 7, 24 (2008). Instead, injunctive relief âmay 19 only be awarded upon a clear showing that the plaintiff is entitled to such relief.â Id. at 20 22. 21 To obtain a preliminary injunction, a party must demonstrate that: (1) he is likely 22 to succeed on the merits; (2) he will likely suffer irreparable harm in the absence of 23 preliminary relief; (3) the balance of equities tips in his favor; (4) an injunction is in the 24 1 public interest. Id. at 20. The moving party must make a showing on all four factors in 2 order to obtain a preliminary injunction. A Womanâs Friend Pregnancy Res. Clinic v. 3 Becerra, 901 F.3d 1166, 1167 (9th Cir. 2018) (citing to Alliance for the Wild Rockies v. 4 Cottrell, 632 F.3d 1127, 1135 (9th Cir. 2011)). Alternatively, in the Ninth Circuit, âa 5 plaintiff may also obtain a preliminary injunction by showing âserious questions go[] to 6 the meritsâ of its claims and a balance of hardships that tips âsharplyâ towards the 7 plaintiff, so long as it makes a showing on the other two factors.â A Womanâs Friend, 8 901 F.3d at 1167 (quoting Alliance, 632 F.3d at 1135). However, a plaintiff may not 9 obtain an injunction merely because an irreparable injury is possible, the plaintiff must 10 show that the irreparable injury is likely in the absence of preliminary relief. Am. 11 Trucking Association, Inc. v. City of Los Angeles, 559 F.3d 1046, 1052 (9th Cir. 2009). 12 Plaintiff has not established serious questions on the merits, or that the balance 13 of hardships tip toward his position; nor has he shown that he will suffer irreparable 14 injury in the absence of preliminary relief. A Womanâs Friend, 901 F.3d at 1167 (quoting 15 Alliance, 632 F.3d at 1135). 16 Although the Court construes the pro se complaint liberally, plaintiffâs complaint 17 and motion do not include facts that would suggest serious irreparable harm. 18 Additionally, plaintiff has not demonstrated the likelihood of such harm absent the relief 19 sought. Although plaintiff has claimed to be at risk of self-harm, his subsequent 20 evaluations have found him without suicidal or self-injurious intent. Finally, the plaintiff 21 fails to show a likelihood of success on the merits as to the elements of deliberate 22 indifference, including whether defendants acted in an objectively unreasonable 23 manner. This motion should be denied. 24 1 D. Appointment of Counsel 2 Plaintiff has additionally filed his fifth motion for counsel. Dkt. 124. In âexceptional 3 circumstances,â a district court may appoint counsel for indigent civil litigants pursuant 4 to 28 U.S.C. § 1915(e)(1)). Rand v. Roland, 113 F.3d 1520, 1525 (9th Cir. 1997), 5 overruled on other grounds, 154 F.3d 952 (9th Cir. 1998). To decide whether 6 exceptional circumstances exist, the Court must evaluate both âthe likelihood of success 7 on the merits [and] the ability of the petitioner to articulate his claims pro se in light of 8 the complexity of the legal issues involved.â Terrell v. Brewer, 935 F.2d 1015, 1017 (9th 9 Cir.1991) (quotations omitted). 10 Plaintiff claims that his access to the PCDCC law library is limited due to the 11 coronavirus-related protocols. Dkt. 124, at 2. Defendants have responded that plaintiff 12 has not sought access to the libraryâs portable kiosk since May. Defendantsâ Response, 13 Dkt. 126, at 2, citing Declaration of Douglas Watkins, Dkt. 127. These circumstances 14 alone would not constitute a need for appointed counsel. 15 Yet in light of possible legal questions regarding when plaintiff should have been 16 treated for his mental illness and what medication the defendants should have 17 administered, if the Court denies the motions for summary judgment and sets this case 18 for trial, the Court should recognize plaintiffâs current circumstances as exceptional in 19 the context of a case that is being prepared for trial, and should consider granting 20 plaintiffâs motion for appointed counsel. 21 E. Plaintiffâs Motions for Summary Judgment 22 Plaintiff filed a second motion for summary judgment with declaration on August 23 3, 2020. Dkts. 120, 121. Defendants have filed a motion requesting that the Court enter 24 1 an Order to Show Cause directed to plaintiff as to why the motion should not be stricken 2 as successive to his June 25 motion for summary judgment (Dkt. 116), or in the 3 alternative, that defendants receive an extension to time for defendants to file response 4 briefs to plaintiffâs motion. Dkt. 123. Plaintiffâs motion was filed in violation of Local Civil 5 Rule 7(e)(3). Yet given the identical arguments raised on plaintiffâs response to 6 defendantsâ motion for summary judgment and his two motions, as well as the 7 undersignedâs recommendation for dismissal with prejudice (discussed above), the 8 undersigned recommends both of plaintiffâs motions for summary judgment be 9 considered duplicative, and deny the motions without further briefing. 10 11 IN FORMA PAUPERIS STATUS ON APPEAL 12 The Court must also decide whether plaintiffâs in forma pauperis status should 13 continue on appeal. See 28 U.S.C. §1915(a)(3) (âan appeal may not be taken in forma 14 pauperis if the trial court certifies in writing that it is not taken in good faithâ). The Court 15 must determine whether appeal is frivolous or malicious, or whether it fails to state a 16 claim on which relief may be granted. See 28 U.S.C. §1915(e)(2)(B)(i)&(ii). 17 While the Court was not persuaded on the merits of plaintiffâs claim, there is no 18 evidence that his appeal is frivolous or is taken in bad faith. Accordingly, the Court 19 recommends that in forma pauperis status should continue on appeal. 20 21 CONCLUSION 22 Based on the foregoing discussion, the undersigned recommends the Court 23 grant defendantsâ motions for summary judgment and dismiss plaintiffâs complaint. 24 1 The parties have fourteen (14) days from service of this Report and 2 Recommendation to file written objections thereto. 28 U.S.C. § 636(b)(1); FRCP 6; 3 FRCP 72(b). Failure to file objections will result in a waiver of those objections for 4 purposes of appeal. Thomas v. Arn, 474 U.S. 140 (1985). Accommodating this time 5 limitation, this matter shall be set for consideration on October 2, 2020, as noted in the 6 caption. 7 Dated this 17th day of September, 2020. 8 9 A 10 Theresa L. Fricke United States Magistrate Judge 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Case Information
- Court
- W.D. Wash.
- Decision Date
- September 17, 2020
- Status
- Precedential