AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
MEMORANDUM OPINION KESSLER, District Judge. This matter is before the Court on Defendantsâ Motion to Dismiss or, in the Alternative, for Summary Judgment. Plaintiffs Frede Garcia, Lawrence Caldwell, and Antonio Tirado are District of Columbia Department of Corrections inmates. They bring this action under 28 U.S.C. § 1983 against Department of Corrections employees RosamarĂa Chapa, James Harvey,. Luis Stevens, and Cheryl Brown in their individual capacities and the District of Columbia in its municipal capacity. Plaintiffs seek damages and declaratory relief. Defendants move to dismiss the complaint or, in the alternative, for summary judgment. Having considered Defendantsâ Motion, Plaintiffsâ Opposition, and the entire record herein, and for the reasons set out below, Defendantsâ Motion to Dismiss is granted in partâ and denied in part. I. Background Plaintiffs assert that on September 3, 1996, at approximately 1:30 a.m., Corporal RosamarĂa Chapa, a Mexican-American, entered the two-person room of Plaintiffs Garcia and Caldwell in- Unit 2-Down at the Lorton Medium Security Facility (âMSFâ), and ordered Plaintiff Garcia, a Mexican-American, to dress and report to her at the Officerâs Desk. Complaint (âComplâ), ¶ 10. When Plaintiff Garcia reported to Corporal Chapa, Plaintiffs allege, she âmade an unsolicited sexual propositionâ and Plaintiff Garcia refused. Compl., ¶ 10. The conversation was held in Spanish and âthere were no other witnesses.â 1 Compl., ¶ 10. On September 6, 1996, during the midnight count, Corporal Chapa observed Plaintiff Garcia making a sandwich and informed him that he would receive a disciplinary report. Compl, ¶ 11. Later that night, Plaintiff Garcia was taken to the Control Center where he was interviewed by Lieutenant Harvey. Id. Plaintiffs assert that Lieutenant Harvey stated that Plaintiff Garcia should accept fourteen (14) days of âextra dutyâ for the offense of having bread in his cell. Plaintiff Garcia then told Lieutenant Harvey that Corporal Chapa was retaliating against him for refusing to enter into a sexual relationship with her. *4 Id. Plaintiffs claim that Lieutenant Harvey ignored Plaintiff Garciaâs allegation of sexual harassment. Compl., ¶ 11. From September 7 to September 20, 1996, Corporal Chapa would enter Plaintiff Garciaâs room at about 3:30 a.m., order him to dress and report to the Control Center. Compl., ¶ 12. While at the Control Center, Plaintiff Garcia would inform Lieutenant. Harvey of Corporal Chapaâs sexual harassment and retaliation but Lieutenant Harvey âfailed to advise his supervisorsâ. Id. On September 10, 1996, Plaintiff Garcia with the assistance of Plaintiffs Caldwell and Tirado filed a formal grievance asserting that Corporal Chapa was sexually harassing him. Compl., Exhibit 1. Plaintiffs allege that as a result, Corporal Chapa started writing disciplinary reports against them. Plaintiff Caldwell filed two grievances against Corporal Chapa asserting that Corporal Chapa was harassing him. Compl., Exhibits 7 & 8. Plaintiff Caldwell was informed that a Facb-Finding Committee was created to investigate his allegations. Compl., ¶ 20 & Exhibit 9. On September 13, 1996, Plaintiff Garcia met with Lieutenant Stevens who informed Plaintiff Garcia that he must sign a âCease and Desistâ order. Compl., ¶ 11. Lieutenant Stevens, in Spanish, incorrectly described the order as stating that Plaintiff Garcia had filed a charge against Corporal Chapa when it actually stated that âan allegation of sexual misconduct has been filed against you by the referenced officer.â Id. & Compl., Exhibit 2. Plaintiff Garcia signed the order. On November 4, 1996, Plaintiff Garcia pointed out the error in the order to Associate Warden Lynch who stated Plaintiff Garcia would receive a correct order. Compl., ¶ 24. On November 13, 1996, Plaintiff Garcia received the correct order and signed it. Compl., ¶ 24 & Exhibit 15. On September 24, 1996, Plaintiff Garcia was advised that a Fact-Finding Committee was being formed to investigate his allegations against Corporal Chapa. Compl., ¶ 16. It was comprised of Corporal Brown, who is African-American, and Lieutenant Stevens, who Plaintiffs assert is Afriean-Hispanic. Compl., ¶¶ 7 & 8. During Plaintiff Caldwellâs interview by the Committee, Lieutenant Stevens asked Plaintiff Caldwell, who is Irish-Ameriean, what he was going to do when Plaintiff Garcia changed his story. Compl., ¶ 18. Plaintiffs assert that the Fact-Finding Committee refused to call two of Plaintiff Garciaâs witnesses, Plaintiff Tirado and Carlos Contreas, and that the Committee was prejudiced because Plaintiff Garcia was not African-American. Id. By a memorandum dated October 23, 1996, from Deputy Director Poteat, Plaintiff Garcia was informed that the âCommittee found that there was no probable cause of sexual misconduct by Officer Chapaâ against him and the Committee did not make any recommendations. Compl., Exhibit 11. On October 24, 1996, Deputy Director Poteat asked that the Committee be reopened so that Plaintiff Garciaâs two additional witnesses could be interviewed. Compl, Exhibit 12. On November 12,1996, the Committee interviewed Plaintiff Tirado. Compl., ¶ 28. Plaintiffs assert that Corporal Chapa wrote one or more disciplinary reports against all the inmates in Unit 2-Down. Compl., ¶ 22. The MSF administration held a meeting of all the Hispanic residents at MSF. Compl., ¶24. In addition, at the request of Warden Elizie, a town meeting of all the residents of Unit 2-Down was held on November 9, 1996 by the prison officials. Compl., ¶ 25. On the morning of December 3, 1996, a âmass shakedownâ of Unit 2-Down occurred and Plaintiffs assert that they were âtargetedâ for âspecial handlingâ. Compl., ¶ 32. Plaintiffsâ rooms were thoroughly searched and Plaintiffs Tirado and Garcia were issued disciplinary reports for possession of contraband and for creating a fire hazard. Id. Plaintiffs assert that the contraband items were sugar and cigarettes, both of which are available for pur *5 chase from the canteen truck at MSF. Id. & Exhibit 19. Additionally, Plaintiff Tira-doâs AM/FM radio was confiscated as âcontrabandâ and no receipt was issued for it nor has it been returned. Compl., ¶ 38. In their complaint, Plaintiffs assert that they are each scheduled for parole within the next twelve months and parole may be denied for negative institutional behavior. Plaintiffs claim that Defendantsâ actions were âintended to intimidate, annoy, alarm and verbally abuse Plaintiffs and deliberately and intentionally inflict humiliation and degradation upon' them.â Compl., 2. Plaintiffs assert that Defendants have violated their rights under the First, Fifth, and Eighth Amendments, Department Order 3350.2A and the Lorton Regulations Approval Act (âLRAAâ). II. Discussion In their Motion to Dismiss or, in the Alternative, for Summary Judgment, Defendants assert that Plaintiffs did not present clear and convincing evidence of retaliatory motive nor did they demonstrate that they have been injured in the exercise of their constitutional rights. Defendants argue that the individual Defendants are entitled to the defense of qualified immunity and that Defendant Harvey is not liable because there is no respondeat superior liability under 42 U.S.C. § 1983 . A. Standard of Review â[A] complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.â Conley v. Gibson, 355 U.S. 41, 45-46 , 78 S.Ct. 99 , 2 L.Ed.2d 80 (1957). The factual allegations of the complaint must be presumed true and liberally construed in favor of the plaintiff. Shear v. National Rifle Assân of America, 606 F.2d 1251, 1253 (D.C.Cir. 1979). Under Rule 56, Fed.R.Civ.P., summary judgment is appropriate if the pleadings, depositions, answers to interrogatories and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. Rule 56(c) Fed. R.Civ.P. Material facts are those that âmight affect the outcome of the suit under the governing law.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 , 106 S.Ct. 2505 , 91 L.Ed.2d 202 (1986). In considering a summary judgment motion, âthe evidence of the non-movant is to be believed, and all justifiable inferences are to be drawn in his favor.â Id. at 255 , 106 S.Ct. 2505 ; see also Washington Post Co. v. United States Depât of Health and Human Servs., 865 F.2d 320, 325 (D.C.Cir.1989). The non-moving partyâs opposition, however, must consist of more than mere unsupported allegations or denials and must be supported by affidavits or other competent evidence setting forth specific facts showing that there is a genuine issue for trial. Fed.R.Civ.P. 56(e); Celotex Corp. v. Catrett, 477 U.S. 317, 324 , 106 S.Ct. 2548 , 91 L.Ed.2d 265 (1986). The non-moving party is ârequired to provide evidence that would permit a reasonable jury to findâ in its favor. Laningham v. United States Navy, 813 F.2d 1236, 1242 (D.C.Cir.1987). B. First Amendment Claim Plaintiffs allege that Defendants retaliated against them for filing grievances against Corporal Chapa. To state a claim for retaliation, Plaintiffs must allege: (1) that they were engaged in activity protected by the First Amendment, (2) that prison officials impermissibly infringed on their right to engage in the protected activity, and (3) that the alleged retaliation did not advance legitimate goals of the prison or was not tailored narrowly enough to achieve such goals. Pryor-El v. Kelly, 892 F.Supp. 261, 274-75 (D.D.C.1995) (quoting Rizzo v. Dawson, 778 F.2d 527, 530-31 (9th Cir.1985)). A Plaintiff alleging retaliation for the exercise of a constitutionally protected right must also âshow that the protected conduct was a âsubstan *6 tial factorâ or âmotivating factorâ in the [D]efendantâs decisionâ. Pryor-El v. Kelly, , 892 F.Supp. at 274 (citing Mt. Healthy City School District v. Doyle, 429 U.S. 274 , 97 S.Ct. 568 , 50 L.Ed.2d 471 (1977)); see Byrd v. Moseley, 942 F.Supp. 642, 645 (D.D.C.1996); see also McDonald v. Hall, 610 F.2d 16 (1st Cir.1979) (retaliation claim found where plaintiff alleged chronology of events that inferred retaliation). It is unconstitutional for prison officials to punish a prisoner for filing a claim against them. See Byrd v. Moseley, 942 F.Supp. at 644 ; see also DeLoach v. Bevers, 922 F.2d 618, 620 (10th Cir.1990) (âAn act taken in retaliation for the exercise of a constitutionally protected right is actionable under § 1983 even if the act, when taken for a different reason, would have been properâ.) (quoting Matzker v. Herr, 748 F.2d 1142, 1150 (7th Cir.1984)). A prisonerâs right of access to the courts is part of the First Amendmentâs right âto petition the government for a redress of grievancesâ. Id. (citing Sorannoâs Gasco, Inc. v. Morgan, 874 F.2d 1310 , 1314 (9th Cir.1989)). In addition, a prisoner should have the â âfreedom to employ, without retaliation or harassment, those accessories without which legal claims cannot be effectively assertedâ â. Martin v. Ezeagu, 816 F.Supp. 20, 24 (D.D.C.1993) {quoting Ruiz v. Estelle, 679 F.2d 1115, 1153 (5th Cir.1982)). Because the exhaustion of administrative remedies is a prerequisite to filing a Section 1983 action in court, 42 U.S.C. § 1997e(a), the filing of an inmate grievance is clearly protected by the First Amendment. 2 In this case, all three Plaintiffs engaged in activity protected by the First Amendment. Plaintiffs Garcia and Caldwell wrote grievances against Corporal Chapa and Plaintiff Tirado assisted Plaintiff Garcia in writing his grievance. Plaintiffs allege that after they filed their grievances Corporal Chapa began writing fraudulent disciplinary reports against them. Plaintiffs assert that before such reports were written, Plaintiffs Garcia and Caldwell âhad never received a disciplinary report from any DCDC staff memberâ and Plaintiff Tirado had not received one in âseveral yearsâ. Compl., ¶ 34. A Fact-Finding Committee was formed to investigate Plaintiff Garciaâs grievance against Corporal Chapa, and during the Committeeâs interview of Plaintiff Caldwell, Lieutenant Stevens, a member of the Committee, asked Plaintiff Caldwell what he would do â âwhen Garcia change[d] his storyâ â. Compl., ¶ 18. In another instance, after Corporal Chapa âconcocted a fabrication and told [Lieutenant] Harvey that Caldwell had interfered with her countâ, Plaintiff Caldwell was handcuffed and placed in an interview room where Lieutenant, Thomas stated that Plaintiff Caldwell â âshouldnât become involved in Garciaâs problemsâ â. Compl., ¶ 29. Lieutenant Thomas also told Plaintiff Caldwell, on a different occasion, â âdonât become involved with someone elseâs fight with Chapaâ â. Id., ¶ 30. On December 2, 1996, Captain Hinton found Plaintiff Tirado in the room inhabited by Plaintiffs Garcia and Caldwell where they were âdiscussing aspects of the instant caseâ and ordered Plaintiff Tirado out of the room. Compl., ¶ 31. The following morning, on a direct order from Captain Hinton, a âmass shakedownâ of Unit 2-Down occurred. Compl., ¶ 32. Plaintiffs assert that Captain Hinton and Lieutenant Harvey specifically ordered the staff to target Plaintiffs for âspecial handlingâ. Id. Plaintiffsâ rooms were thor *7 oughly searched and Plaintiffs Tirado and Garcia were issued disciplinary reports for possession of contraband and for creating a fire hazard. Id. Plaintiffs assert that the contraband items were sugar and cigarettes, both of which are available for purchase from the canteen truck at MSF. Id. & Exhibit 19. Additionally, Plaintiff Tira-doâs AM/FM radio was confiscated as âcontrabandâ and no receipt was issued for it nor has it been returned. Compl., ¶33. Plaintiffs assert that Defendantsâ acts did not advance any legitimate penological goal. Id. Plaintiffs also assert that Defendantsâ actions were âintended to intimidate, annoy, alarm, and verbally abuse Plaintiffs and deliberately and intentionally inflict humiliation and degradation upon them.â Compl., P. 2. Plaintiffsâ allegations, which must be assumed to be true for purposes of this motion, do allege a chronology of events that sufficiently states all of the elements of a claim for retaliation for activities protected by the First Amendment. 1. Respondeat Superior A municipality cannot be held liable under 42 U.S.C. § 1983 based on the theory of respondeat superior. Monell v. New York City Dept. of Social Servs., 436 U.S. 658, 694 , 98 S.Ct. 2018 , 56 L.Ed.2d 611 (1978). In order to prevail, Plaintiff must allege that the deprivation of his constitutional rights was caused by a policy, custom or practice of the District of Columbia, or that a single âmunicipal decision reflects deliberate indifference to the risk that a violation of a particular constitutional or statutory right will follow the decision.â Board of the County Commârs of Bryan County, Oklahoma v. Brown, 520 U.S. 397 , 117 S.Ct. 1382, 1388, 1390 , 137 L.Ed.2d 626 (1997). Defendants assert that Lieutenant Harvey, who at one time was Corporal Chapaâs supervisor, âcannot be held vicariously liable for any constitutional violations of Defendant Chapa as there is no respondeat superior liability under 42 U.S.C. § 1983â. Defendantsâ Motion to Dismiss and/or for Summary Judgment, Memorandum of Points and Authorities (âDefendantsâ Motionâ), P. 3. However, Plaintiffs have named Lieutenant Harvey as a Defendant in his individual capacity because of his retaliatory conduct against the Plaintiffs not for his role as a supervisor. In their complaint, Plaintiffs assert that Lieutenant Harvey ignored Plaintiff Gar-daâs allegation of sexual harassment by Corporal Chapa, threatened Plaintiff Caldwell with punitive segregation if he was found to be assisting Plaintiff Garcia, and ordered prison officials to specifically target Plaintiffs during a mass shakedown of Unit 2-Down. Compl., ¶¶ 11, 29, and 32. Therefore, Defendantsâ motion will be denied as it relates to Defendant Harvey. 2. Qualified Immunity The doctrine of qualified immunity protects âgovernment officials performing discretionary functions ... from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have knownâ. Harlow v. Fitzgerald, 457 U.S. 800, 818 , 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982). In order for Plaintiff to prevail, âthe contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that rightâ. Anderson v. Creighton, 483 U.S. 635, 640 , 107 S.Ct. 3034 , 97 L.Ed.2d 523 (1987). To withstand a motion for summary judgment on the grounds of qualified immunity, the Plaintiff must present clear and convincing evidence of the defendantâs unconstitutional motive. Crawford-El v. Britton, 93 F.3d 813, 817 , 823 n. 8 (D.C.Cir.1996), cert. granted, 520 U.S. 1273 , 117 S.Ct. 2451 , 138 L.Ed.2d 210 (1997); Byrd v. Moseley, 942 F.Supp. at 645-46 . Plaintiffs have alleged specific facts that, if true, demonstrate that Defendants violated a constitutional right and that no reasonable person in their position could have believed their actions to be *8 lawful. Plaintiffs allege that Corporal Chapa propositioned Plaintiff Garcia to enter into a sexual relationship with her and when he refused she began retaliating against him. A reasonable corrections officer âwould have known that to try to force an unwanted and prohibited sexual act on an inmate is objectively unreasonable and in violation of the inmateâs rights.â Thomas v. District of Columbia, 887 F.Supp. 1, 6 (D.D.C.1995). In addition, Plaintiffs allege that, after exercising their First Amendment right to file grievances against Corporal Chapa, Defendants began retaliating against them. A reasonable officer would know that such retaliatory action violates constitutional rights. See Crawford-El v. Britton, 93 F.3d 813 ; see also DeLoach v. Bevers, 922 F.2d at 620 . Plaintiffs, who are not African-American, allege also that Defendants Harvey, Stevens, and Brown, who are African-American, have treated them differently than African-American inmates. The Equal Protection clause of the Constitution âforbids unequal enforcement of valid laws, where such unequal enforcement is the product of improper motiveâ. Pryor-El v. Kelly, 892 F.Supp. at 269 (citing Yick Wo v. Hopkins, 118 U.S. 356 , 6 S.Ct. 1064 , 30 L.Ed. 220 (1886)). Plaintiffsâ First Amendment claims are not barred by qualified immunity. C. Fifth Amendment Claims To state a claim for violation of his due process rights under the Fifth Amendment, Plaintiff must identify a protected liberty interest that has been denied. Sandin v. Conner, 515 U.S. 472, 477 , 115 S.Ct. 2293 , 132 L.Ed.2d 418 (1995). Plaintiffs, in their complaint, appear to assert a liberty interest in being free from fraudulent disciplinary reports. In order for a liberty interest to be involved, Plaintiffs must either allege that Defendantsâ actions increased their period of confinement or that additional restrictions were placed upon them that imposed an âatypical and significant hardship on [Plaintiffs] in relation to the ordinary incidents of prison life.â Id., 515 U.S. at 477 , 115 S.Ct. 2293 . Plaintiffs assert that the fraudulent disciplinary reports written against them may hinder their chance to be granted parole. At the time the complaint was filed, Plaintiffs were scheduled to have parole hearings within the next twelve months. Compl., ¶ 34, The Constitution does not create a liberty interest in parole, see Greenholz v. Nebraska Penal Inmates, 442 U.S. 1, 7 , 99 S.Ct. 2100 , 60 L.Ed.2d 668 (1979), and a liberty interest has not been created by District of Columbia law or Board of Parole regulations, see Price v. Barry, 53 F.3d 369 (D.C.Cir.1995) (liberty interest not created by D.C.Code § 24-204(a)); Ellis v. District of Columbia, 84 F.3d 1413, 1420 (D.C.Cir.1996) (liberty interest not created by 28 DCMR § 204.19-.21); McRae v. Hyman, 667 A.2d 1356, 1357 (D.C.1995) (same). Therefore, Plaintiffs have failed to state a claim for violation of their Fifth Amendment rights. D. Eighth Amendment Claims The Eighth Amendment protects against the âwanton and unnecessary infliction of painâ and conditions that are âgrossly disproportionate to the severity of the crime warranting imprisonmentâ. Rhodes v. Chapman, 452 U.S. 337, 347 , 101 S.Ct. 2392 , 69 L.Ed.2d 59 (1981). An Eighth Amendment claim has two requirements. First, the âdeprivation alleged must be âsufficiently seriousâ â, Farmer v. Brennan, 511 U.S. 825, 834 , 114 S.Ct. 1970 , 128 L.Ed.2d 811 (1994)(quoting Wilson v. Setter, 501 U.S. 294, 298 , 111 S.Ct. 2321 , 115 L.Ed.2d 271 (1991)). The prison officialâs act or omission âmust result in the denial of âthe minimal civilized measures of lifeâs necessitiesâ â. Id (quoting Rhodes v. Chapman 452 U.S. at 347 , 101 S.Ct. 2392 ). Second, the prison official must possess a â âsufficiently culpable state of mindâ â. Id (quoting Wilson v. Setter, 501 U.S. at 297 , 111 S.Ct. 2321 ). *9 In this case, Plaintiffs allege that after Plaintiff Garcia refused Corporal Chapaâs sexual proposition on September 6, 1996, Corporal Chapa would wake Plaintiff Garcia at 3:30 a.m. from September 7 to 20, 1996 and order him to dress and report to the Control Center. Plaintiffs further allege that after they filed formal grievances against Corporal Chapa, she began writing fraudulent disciplinary reports against them. None of Plaintiffsâ allegations indicate that they were deprived of lifeâs necessities, such as food, clothing, shelter, and medical care, or that their safety was threatened by Defendantsâ acts or omissions. Plaintiffs have failed to state conditions that were so severe as to constitute cruel and unusual punishment rising to the level of a violation of their Eighth Amendment rights. III. Conclusion Plaintiffs have stated a claim for retaliation in violation of the First Amendment. Plaintiffs have, however, failed to state a claim for denial of a liberty interest without due process in violation of the Fifth Amendment or for suffering cruel and unusual punishment in violation of the Eighth Amendment. An Order will issue with this Opinion. MEMORANDUM OPINION ON MOTION FOR RECONSIDERATION On March 12, 1998, this Court granted Defendantsâ motion to dismiss the counts of Plaintiffsâ complaint based on alleged Fifth and Eighth Amendment violations [# 50]. Defendants have moved for reconsideration of the order insofar as it denied the motion to dismiss and/or for summary judgment on those portions of the Plaintiffsâ complaint that raise First Amendment issues. [# 52] Plaintiffs have filed an Opposition [# 57] and all parties have filed supplemental memoranda [# # 59, 61]. Plaintiffs have filed an Amended Complaint, alleging only claims related to violation of the First Amendment [# 63]. Finally, Defendants filed a Reply, incorporating by reference the motions they filed directed to the original complaint and submitting those motions as their response to the Amended Complaint [# 62], On consideration of all the pleadings, the applicable case law, and the entire record herein, the motion for reconsideration will be denied. In its original Memorandum Opinion, the Court held that the complaint set fĂłrth the prima facie elements of a claim for retaliation for activities protected by the First Amendment, that is, the filing of grievances by the Plaintiffs. Plaintiffs alleged that Garcia had been sexually propositioned by Defendant Chapa, that Garcia (with the assistance of Tirado) and Caldwell had filed grievances against Chapa, and that all three Plaintiffs had been penalized in retaliation for the exercise of their First Amendment right to seek redress of grievances. They further alleged that they had been discriminated against by Defendants Brown and Stevens, who had been assigned to investigate the grievances against Chapa. As to Defendant Lt. Harvey, the motion to dismiss or for summary judgment was denied because he was charged with direct personal responsibility, not with respondeat superior responsibility. As to all Defendants, the defense of qualified immunity was rejected. Qualified immunity would not apply, the Court held, because any reasonable correctional officer would have known that the acts alleged (retaliation for exercise of First Amendment rights) were in violation of constitutional rights. A. Reconsideration as to Defendant District of Columbia Defendantsâ motion for reconsideration first questions whether the case against the District of Columbia has been dismissed. They note that Monell v. Department of Social Services, 436 U.S. 658 , 98 S.Ct. 2018 , 56 L.Ed.2d 611 (1978) precludes suit against the District because its liability would rest solely on a theory of *10 respondeat superior and none of the other Defendants had final policymaking authority. The claim against the District of Columbia has been dismissed for the reasons stated on pages 8-9 of this Courtâs Memorandum Opinion filed March 12, 1998. Plaintiffs have presented no new arguments. The case against the District of Columbia will stand dismissed. B. Reconsideration as to Defendants Brown and Stevens The Defendants next argue that the case should be dismissed as to Correctional Officers Brown and Stevens because Plaintiffs do not allege that these officers participated in the alleged retaliation. They claim that these officers were involved only in the fact-finding committee established to investigate Plaintiff Garciaâs allegations against Defendant Chapa. Defendants argue that there is no basis to infer a retaliatory motive in the decision of these officers to deny the grievance against Defendant Chapa. 1 Moreover, Defendants argue that the actions of these officers did not result in any punishment of Plaintiffs and therefore did not cause any injury to them. They suggest that the mere rejection of a grievance is not the kind of injury that would support a Section 1983 claim. Moreover, Defendants Brown and Stevens contend that they are entitled to qualified immunity because they were exercising the discretionary function of investigating Plaintiffs grievance. In response, Plaintiffs argue that Brown and Stevens repeatedly disregarded and violated proper procedures in investigating the grievance. Plaintiffs argue that these Defendants tacitly approved or were deliberately indifferent to the retaliation against Plaintiffs for the filing of the grievance. On the issue of qualified immunity, Plaintiffs argue that Brown and Stevens should have known that retaliation for the filing of grievances would violate their constitutional rights. According to the amended complaint, Defendant Stevens reviewed Garciaâs written grievance against Chapa and signed a receipt for it (Cpt-¶ 14). This Defendant also advised Garcia, in Spanish, that he was required to sign a âcease and desistâ order which stated that he had filed a complaint against Chapa. (CptJ 14). In fact, the order Garcia signed, which was in English, stated that Chapa had filed âan allegation of sexual misconduct againstâ Garcia. (Cpt-¶ 14). That order was later corrected. (Cpt.¶¶ 24, 26). The complaint further alleges that Defendant Stevens âhad himself assigned toâ the committee designated to investigate Garciaâs charges against Chapa, âin an effort to subvert the objections of the Fact Finding Committeeâ. (Cpt.f 16). Plaintiff alleges that under the rules of the institution, Stevens should not have sat on that committee because he had been involved in the preliminary investigation of the incident. (Cpt-¶ 16). The complaint further alleges that Defendant Stevens had prejudged the case, and that both Brown and Stevens refused to call two of Garciaâs other witnesses, one of whom was Tirado. (Cpt-¶ 18). Plaintiff alleges that the Deputy Director of the institution later directed Defendants Brown and Stevens to reopen their investi *11 gation and interview the two previously uncalled witnesses. (Cpt.¶21) When Tira-do appeared before Defendants Brown and Stevens, both Defendants admitted that they âhad previously reached a decision that Garciaâs allegations were without foundationâ and that they were interviewing him only because of the direction from the Deputy Director. (Cpt-¶ 28) These allegations paint a picture far less innocent than that described by Defendants. Assuming the truth of these allegations, a reasonable juror might infer that Lt. Stevens purposely misled Plaintiff Garcia as to the nature of the document he signed, and that he sat on the investigative committee with the intention of undermining its conclusions. Although the allegations against Defendant Brown are less detailed, her cooperation in declining to interview two defense witnesses until commanded to do so by the Deputy Director are suggestive of prejudgment of Garciaâs grievance. Defendants have not submitted any declarations by either Brown or Stevens that would rebut these inferences. Summary judgment for these Defendants was properly denied. C. Reconsideration as to Defendants Chapa and Harvey As to Defendant Chapa, Defendants admit that Plaintiffs have made a colorable allegation of a First Amendment violation in the filing of allegedly retaliatory disciplinary reports. They argue that Plaintiffs have not suffered any injury from Chapaâs actions because they were not subjected to any punishment as a result of the disciplinary reports, and therefore there is no compensable claim. They also assert that parole consideration could not be affected because the reports were not placed on Plaintiffsâ files. 2 Defendants interpret Plaintiffsâ claim against Harvey as being only that he failed to report Garciaâs complaint against Chapa for sexual harassment. They rely on Lt. Harveyâs declaration filed in support of the motion for summary judgment, 3 and their statement of uncontested material facts. The only real injury alleged, they argue, was the taking of Tiradoâs radio during a shakedown, which would not support not a federal claim. In response, Plaintiffs argue that they were injured by being targeted during shakedowns, receiving disciplinary reports for violations that did not result in reports for other inmates, being transferred to the Maximum Security Facility because of fraudulent disciplinary reports, and, as to Plaintiff Caldwell, by being placed in segregation. They allege that they were required to postpone scheduled parole hearings because parole might have been denied merely because they had been falsely charged with serious disciplinary offenses. The following allegations appear in Plaintiffsâ Amended Complaint 4 : â On or about September 3, 1996, Defendant Chapa made a sexual proposition to Plaintiff Garcia, which he rejected (¶ 10). â On September 6, 1996, Chapa shouted at Garcia for having bread and took him to the Control Center, where Defendant Harvey gave him 14 days âextra dutyâ for having bread. Garcia *12 tried to explain that Chapaâs conduct was in retaliation for his refusal of a sexual relationship. Harvey did not report the grievance. (¶ 11). â On September 10, Chapa cited Garcia for drinking coffee in another residentâs room. These were the first disciplinary reports Garcia had received while at a Department of Corrections facility. (¶ 19). On Plaintiff Caldwellâs advice and with Plaintiff Tiradoâs assistance, Garcia prepared a formal grievance against Chapa and presented it to the Staff Teacher, who immediately took it to the Associate Warden for Programs. (¶ 13). â On several nights between September 7 and September 20, at about 3:30 a.m., Chapa ordered Garcia to report to the Control Center. Garcia repeatedly advised Harvey of Chapaâs harassment and retaliation. Harvey disregarded mandated grievance procedures. (¶ 12). â Chapa learned that Tirado was assisting Garcia in the grievance procedures and on September 16,1996, filed a fraudulent report against Tirado. (¶ 15; Ex. 4). â On October 8, 1996, Chapa told Caldwell she would file a disciplinary report against him for eating during the count. Caldwell submitted a formal grievance against her. On October 28, Chapa told Caldwell she would file a disciplinary report against him for having his TV on during the count. He filed another formal grievance against her. (¶ 19; Exs. 7, 8). The reports by Chapa were the first disciplinary reports Caldwell had received while at a Department of Corrections facility. (¶ 19). â On November 21, 1996, Chapa told Garcia she would file a report against him for being improperly dressed. She refused to accept a copy of a cease and desist order relating to Garciaâs original grievance from Caldwell. Instead, she . reported to Lt. Harvey that Caldwell had interfered with her count. Another lieutenant, Lt. Thomas, took Caldwell to the Control Center, handcuffed him, and told him he shouldnât become involved in Garciaâs problems. Lt. Harvey appeared and told Caldwell 'he must not assist Garcia, and the next time he learned that Caldwell was assisting Garcia or any other inmate, he (Harvey) would have him placed in punitive segregation in a summary fashion. (¶ 29). â On November 23, Lt. Thomas read Caldwell the report filed by Chapa the previous night, and issued a verbal reprimand. (¶ 30). â On December 3, there was a âmass shakedownâ of the unit. A captain and Lt. Harvey directed that the three plaintiffs be âtarget[ed]â for âspecial handling.â Tirado and Garcia were cited for possessing alleged contraband, which were in fact items sold to them from the DCDC canteen and Tiradoâs personal radio. Other inmates who possessed similar items were not cited. (¶ 32). The Amended Complaint (to which the Defendants have addressed their filings on reconsideration) alleges actions by both Chapa and Harvey which, if proven, would support a finding that both of these Defendants retaliated against Plaintiffs because of their participation in the filing of grievances against Chapa. A prisonerâs right of access to the courts is protected under the First Amendmentâs guarantee of the right to petition the government for a redress of grievances. Pryor-El v. Kelly, 892 F.Supp. 261, 274-75 (D.D.C.1995). The filing of a grievance by an inmate also is protected by the First Amendment. 5 Actions taken by prison officials to retaliate against an inmate for the filing of a grievance may âchillâ the exercise of these First Amendment rights and therefore be actionable. Hines v. Gomez, 108 F.3d 265 (9th Cir.1997); Harris v. *13 Ostrout, 65 F.3d 912 (11th Cir.1995); see DeLoach v. Bevers, 922 F.2d 618, 620 (10th Cir.1990); Wolfel v. Bates, 707 F.2d 932 (6th Cir.1983); Haymes v. Montanye, 547 F.2d 188 (2d Cir.1976); Byrd v. Moseley, 942 F.Supp. 642, 644 (D.D.C.1996)(dictum). Evidence that actions by correctional officers were taken in retaliation for the exercise of protected conduct may be inferred from the fact that the acts occurred shortly after the filing of a grievance, and that the inmate previously had a good disciplinary record. See Colon v. Coughlin, 58 F.3d 865, 872 (2d Cir.1995); Smith v. Deckelbaum, 1998 WL 433926 (S.D.N.Y.1998). Assuming all facts alleged by Plaintiff to be true, a reasonable jury could conclude the challenged actions of Chapa and Harvey were taken in retaliation for the filing of grievances against Chapa, based on the following âchronologyâ of events: Garcia, with the assistance of Caldwell and Tirado, filed a grievance against Chapa (V13); Chapa harassed Garcia by requiring him to report to the Control Center in the middle of the night (¶ 12); Chapa filed a false report against Tirado (¶ 15); Chapa told Caldwell she would file reports against him (¶ 19); Chapa told Garcia she would file a report against him (¶ 29); Harvey threatened Caldwell with punitive segregation if he continued to assist other inmates (¶ 29); Caldwell was reprimanded based on a report by Chapa (¶ 30); and all Plaintiffs were treated differently during a unit shakedown (¶ 32). Moreover, the Plaintiffs allege that they had good disciplinary records prior to the reports they claim were retaliatory. (Cpt.¶34). The Defendants 'assert in their Supplement to Motion for Reconsideration that the âprimary thrustâ of their motion âis that Plaintiffs have not alleged any constitutionally recognizable injury, regardless of whether or not any of the individual Defendants desired retaliation.â (Supp. at 3). Defendants fail to appreciate that â[b]eeause the retaliatory filing of a disciplinary charge strikes at the heart of an inmateâs constitutional right to seek redress of grievances, the injury to this right inheres in the retaliatory conduct itself.â Dixon v. Brown, 38 F.3d 379 (8th Cir. 1994). Accord, Hershberger v. Scaletta, 33 F.3d 955 (8th Cir.1994); see Franco v. Kelly, 854 F.2d 584 (2d Cir.1988)(disciplin-ary charges expunged); Smith v. Deckelbaum, supra (not guilty on disciplinary charges). Defendants have cited no case that holds that an inmate must be subjected to official punishment such as loss of good time, denial of parole, or transfer to segregation in order to state a claim for illegal retaliation. 6 The Court of Appeals for this Circuit has approved as âsensibleâ a standard of injury described as âwhether an officialâs acts âwould chill or silence a âperson of ordinary firmnessâ from future First Amendment activities.â â Crawford-El v. Britton, 93 F.3d at 826 . 7 Plaintiffs have alleged that they were threatened with disciplinary reports, that reports were filed against them (whether or not those reports resulted in tangible punishment), that they were harassed by being required to report to the Control Center in the middle of the night, and were repri *14 manded. 8 These are acts which might well âchillâ a âperson of ordinary firmnessâ from exercising his First Amendment right to complain about .the behavior of a prison guard. These allegations are sufficient to withstand a pre-discovery disposi-tive motion. 9 It is a factual issue whether the Defendantsâ actions would be sufficient to chill a reasonable person in the exercise of First Amendment rights. Finally, any reasonable correctional officer must know that retaliation for the filing of a grievance would violate the inmateâs constitutional rights, see Crawford-El v. Britton, 523 U.S. 574 , 118 S.Ct. 1584, 1593 , 140 L.Ed.2d 759 (1998); Farmer v. Moritsugu, 163 F.3d 610, 612-614 (D.C.Cir.1998). Therefore the Defendants would not be entitled to qualified immunity, -assuming that Plaintiffs can prove the allegations of their Amended Complaint. Harlow v. Fitzgerald, 457 U.S. 800, 818 , 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982). Accordingly, the motion for reconsideration as to the First Amendment claims against defendants Chapa and Harvey will be denied. An appropriate order will be entered. 1 . Plaintiff Garcia is not fluent in English. 2 . Defendants assert that since Plaintiff Tirado did not engage in a protected activity he should be dismissed. However, Plaintiff Tira-do assisted Plaintiff Garcia in filing a grievance. An inmate has the right to assist a fellow inmate in filing a grievance and this type of assistance is a protected activity. Johnson v. Avery, 393 U.S. 483, 490 , 89 S.Ct. 747 , 21 L.Ed.2d 718 (1969); accord Wolff v. McDonnell, 418 U.S. 539, 570 , 94 S.Ct. 2963 , 41 L.Ed.2d -935 (1974) (inmates, under aegis of the First Amendment, may assist one another to prepare legal documents). 1 . On reconsideration, Defendants originally argued that clear and convincing evidence of such a motive must be produced prior to discovery, citing the decision of the Court of Appeals for this Circuit in Crawford-El v. Britton, 93 F.3d 813 (D.C.Cir.1996), revâd, 523 U.S. 574 , 118 S.Ct. 1584 , 140 L.Ed.2d 759 (1998). Their Supplemental Memorandum, filed after Crawford-El was reversed by the Supreme Court, concedes that evidence of improper motive is irrelevant to the defense of qualified immunity, but notes that it may be an essential element of Plaintiffsâ case. They point out that the Supreme Court retained the rule that in opposing a âproperly supportedâ dispositive motion, a plaintiff cannot rely on "general attacks upon the defendantâs credibility, but rather must identify affirmative evidence from which a jury could find that the plaintiff has carried his or her burden of proving the pertinent motive.â Crawford-El, 118 S.Ct. at 1598 . 2 . Plaintiffs have not submitted any affidavits contradicting Lt. Harveyâs assertion that the disciplinary reports filed by Chapa were not forwarded to an Adjustment Board and were not placed in their files. 3 . The Court notes that Defendants have submitted a declaration from only Lt. Harvey in support of their motion. Although they reiterate their disbelief that Chapa, "a grandmother in her fiftiesâ, would proposition Garcia, a young inmate, they have never submitted a declaration from Chapa denying that she propositioned him or denying that she harassed Plaintiffs by filing retaliatory disciplinary reports. Finally, neither the fact of being a grandmother nor the age of fifty would automatically preclude the activities alleged. 4 .Essentially the same allegations were in the original complaint, filed by Plaintiffs pro se. 5 . Exhaustion of administrative remedies, by the filing of a grievance, is a prerequisite to maintaining an action in court under the Civil Rights Act, 42 U.S.C. § 1983 . 42 U.S.C. § 1997e(a). 6 . The Department of Corrections' own definition of retaliation provides support for the proposition that non-punitive harassment of an inmate may constitute actionable conduct. See Exhibit 20 attached to the Amended Complaint (Department of Corrections Directive # 3350.2A, entitled Sexual Misconduct Against Inmates). In that document, retaliation is defined as "[a]n act of vengeance, covert or overt action, or threat of action, taken against an inmate in response to the inmate's complaint of sexual misconduct or cooperation in the reporting or investigation of sexual misconduct, regardless of the merits or the disposition of the complaint.â (Ex. 20, p. 2). Retaliation can include âunnecessary discipline; intimidation; ... unjustified denials of privileges or services.â (Ex. 20, p. 2). 7 . Judge Williams quoted Crawford-El v. Britton, 844 F.Supp. 795, 801 (D.D.C.1994), which in turn quoted Bart v. Telford, 677 F.2d 622 (7th Cir. 1982). 8 . Plaintiffs Caldwell and Tirado allege that they were transferred to the maximum security facility in retaliation for the grievances filed against Chapa, and Plaintiff Garcia alleges that he was transferred out of the honor dorm in retaliation. See Exhibit 21 attached to the Amended Complaint. They argue that proper procedure was not followed in effecting the housing transfers, and that the Maximum Security Facility is an outdated structure which violates requirements of the American Correctional Association. Defendants have submitted documents indicating that these transfers were for substantive offenses not related to the difficulties with Chapa. See Reply to Supplemental Memorandum in Opposition to Motion for Reconsideration and Response to Amended Complaint, at 3 â 5, and attachments. The Court does not make any findings on this disputed issue. 9 . Cf. Bradley v. Hall, 64 F.3d 1276, 1281 (9th Cir.1995). The court had previously held that a policy requiring prisoners to submit legal papers to officials for copying could deny the prisoners meaningful access to the court. In Bradley , the court pointed out that "[t]he threat of punishment for an impolitic choice of words [in a grievance] burdens the prisonerâs right of meaningful access to the courts at least as much as submitting confidential memos to prison officials for copying and occasional perusal.â (Emphasis added.) Case Information
- Court
- D.D.C.
- Decision Date
- February 17, 1999
- Status
- Precedential