Godfrey v. United States

In the United States Court of Federal Claims No. 16-954€ Filed: June 28,2017 FILED ***$***$*****$**$*$**$****$********$$$$$ l , § c FKW * .SU`H 2 aj :`.'U£E * U,S. COURT OF SYLVAN GODFREY, * FEDERAL C|_A|i\/]S $ _ , : Rules of the United States Court cf Plam‘“ff»f’m Se’ * Federal Claims (“RCFC”) 15(3)(2) * (Amendrnents Befcre Trial); 56 * (Sumrnary Judgment); 83.1(21)(3) V * (Eligibility to Practice; Pro Se * Litigants). THE UNITED STATES, * * * Defendant. * ge * $***$$$*$$*$**$$*$****$*$*$$$$********** Sylvan Godfrey, Marianna, Florida, Plaintiff, pro .s'e. Courtney D. Enlow, United States Department cf Justice, Civil Division, Washington, D.C., Counsel for the Government. MEMORANDUM OPlNION AND ORDER GRANTING THE GOVERNMEN'I"S MOTION FOR SUMMARY JUDGMENT BRAI)EN, Chz'ef./udge. I. RELEVANT FACTUAL BACKGROUND. 1 Sylvan Godfrey, a member cf the Sicux Indian Tribe of South Dakota, is currently Serving a 365-month prison term at the Federal Corrections lnstitute (“FCI”) in Marianna, Florida that commenced in 2013. See Godf‘ey v. Unired States, 131 Fed. Cl. 111, 114 (2017). On Decernber 8, 2010, Congress enacted the Claims Resolution Act, Pub. L. No. 111-291, 124 Stat. 3064 (2010) that authorized, ratified, and confirmed a Decernber 9, 2009 Settlernent l The relevant facts are derived from the cOurt’S March 20, 2017 Memorandum Opinion And Order, Godj$'ey v. Um'ted Smtes, 131 Fed. Cl. 111, 114-15 (2017), and the April 26, 2017 chernment’S Appendix (“ch’t App’x at A1_A114”). ?UL7 L'+E[l [Il]|]l] 13'-11:. |JEEE Agreernent in Cobell v. Salazar, Civil Action No. 96~l258, ECF 3660-2 (D.D.C. 2009) (“the Settlement Agreement”), Whereby the Governrnent deposited $1.4 billion into the Accounting/Trust Administration Fund, and $2 billion into the Trust Land Consolidation Fund. Gov’t App’x at AS, A17. The Settlement Agreement also established a class of plaintiffs, designated as the Historical Accounting Class, of Which Mr. Godt`rey is a member. See Godjrey, 131 Fed. Cl. at 115; see also Gov’t App’x at AS-A12. Under the terms of the December 9, 2009 Settlement Agreement, each member of the Historical Accounting Class is entitled to $1,000 from the Accounting/Trust Admiuistration Fund. Gov’t App’x at A29. The Settlement Agreernent also established a separate Trust Administration Class; members of that class received a payment of 3500 plus a prorated share of any funds left over from the Accounting/Trust Administration Fund. Gov’t App’x at A30-A31. Mr. Godfrey is a member of the Trust Adrninistration Class. Gov’t App’X at A101-A102, A110. Mr. Godfrey’s father, George Godfrey, Sr., also Was a member of the two classes Gov’t App’x A102, A112, A114. Heirs of class members are also entitled to paymentl Gov’t App’x at A100. rl`he parties to the December 9, 2009 Settlernent Agreement designated Garden City Group, lnc. (“GCG”) to serve as the Claims Administrator; GCG Was thereby charged With the duty to “provide services to the Parties to facilitate administrative matters and distribution of the Amount Payable for Each Valid Claim in accordance With the terms and conditions of [the December 9, 2009 Settlernent Agreement].” Gov’t App’x at A9. The December 9, 2009 Settlement Agreement specified that the Crovernment “shall have no role in, nor be held responsible or liable in any Way for, the Accounting Trust Adrninistration Fund, the holding or investment of the monies in the Qualifying Bank or the distribution of such monies.” Gov’t App’x at A27. II. PROCE])URAL HISTORY. On August 4, 2016, l\/Ir. Godfrey (“Pla`mtiff”) filed a Complaint in the United States Court of Federal Claims alleging that the Government violated his statutory and constitutional rights, as Well as the terms of the December 9, 2009 Settlement Agreement. ECF No. 1 at 1_5 (“Compl.”). On September 30, 2016, the Government filed a Motion To Dismiss the August 4, 2016 Complaint, pursuant to Rules of the United States Court of Federal Claims (“RCFC”) l2(b)(l) and 12(b)(6). ECF No. 8. Plaintiff’s Response to the September 30, 2016 Motion Was due on October 31, 2016. Weeks after the deadliue, however, Plaintiff failed to file any response or objection With the court Therefore, on December 2, 2016, the court issued an Order instructing Plaintiff to show cause Why this case should not be dismissed for failure to prosecute ECF No. 9. On December 19, 20l6, Plaintiff filed a l\/lotion For Extension OfTime To File Opposition Tc Defendant’s Motion To Dismiss, To Ameud Complaint, And For 'l`hird Party Representative. ECF No. 10. On January 3, 2016, the court granted Plaintiff an enlargement of time to file a response to the Government’s Septernber 30, 2016 Motion To Dismiss, but did not rule on the PlaintiffJ s December 19, 2016 l\/lotion To Amend or Motion For Third Party Representative. ECF No. 11. On January 4, 2017, the Government filed a Response to Plaintiff’s December l9, 2016 Motions. ECF No. 12. On January 18, 2017, Plaintiff filed a l\/Iotion To Alter Or Arnend The December 19, 2016 ludgrnent, that the court considered a response to the September 30, 20l6 Motion To Dismiss. ECF No. 14. Therein, Plaintiff argued that: (1) another case pending before the United States Court of Federal Claims, Redboy v. Unired States, No. 17~19, is “material to [Plaintiff’ s] ability to state the jurisdiction of this court;” (2) the record reflects Plaintiff’s effort to oppose the Government’s l\/lotion To Dismiss; and (3) Plaintiff “lacks the ability to pursue his rights as a truly pro se litigant,” because FCI~Marianna did not afford Victor Fourstar, Plaintiff’ s “third-party representative,” access to Plaintiff’s legal files. ECF No. 14 at 2. On March 20, 2017, the court granted the Government’s September 30, 2016 Motion To Dismiss, pursuant to RCFC 12(b)(1), With regard to all of the claims alleged in the August 4, 2016 Complaint, except the claim that the Government failed to compensate Plaintiff fully as a member of the Historical Accounting class. See Godji'ey, 131 Fed. Cl. at 123H24. Plaintiff’ s December 19, 2016 Motion For Third Party Representative requesting that Mr. Fourstar serve as Plaintiff`s counsel, also vvas denied under RCFC 83.1(a)(3). Id. at 122~23. On April 26, 2017, the Governrnent filed a Motion For Summary ludgment (“Gov’t Mot.”), pursuant to RCFC 56, together With an Appendix. ECF No. 19. By the April 26, 2017 Motion For Summary Judgment, the Governrnent argues that it Was under no contractual obligation to make a payment to Plaintiff as an individual member of the Historical Accounting Class and, in the alternative, that Plaintiff Was in fact paid fully as a member of the Historical Accounting Class. Gov’t l\/lot. at l. On May 24, 2017, Plaintiff filed a Response (“Pl. Resp.”) and requested leave to amend the August 4, 2016 Complaint. Pl. Resp. at 1. Plaintiff"s May 24, 2017 Response Was Written, signed, and filed by Mr. Fourstar. Pl. Resp. at 5a6. On May 26, 2017, the Government filed a Motion To Strike Plaintiff"s May 24, 20l7 Response and a Reply ln Support Of Motion For Summary Judgment, a Response To Plaintiff’s Request F or Third Party Representation, and a Response To Plaintiff"s Request For Leave To Amend the August 4, 2016 Complaint (“Gov’t Reply”). On lurie 16, 2017, the court convened a telephone conference, wherein the Government WithdreW the May 26, 2017 Motion To Stril<e. III. BISCUSSION. A. Jurisdiction. The court previously determined that it has jurisdiction to adjudicate the allegation in the August 4, 2016 Complaint that the Government breached the terms of the Settlement Agreement, because it “could fairly be interpreted as contemplating money damages in the event the Government underpaid a member of the Historical Accounting Class.” Godji'ey, 131 Fed. Cl. at 122 (citations omitted). B. Standing. The court also previously determined that Plaintiff has standing to seek adjudication of his claim that the Government breached the terms of the Settlement Agreement, as: [t]he December 9, 2009 Cobell Settlement Agreement provides that, “each member of the Historical Accounting Class shall be paid a per capita amount of $1,000.00 after Final 3 Approval. This Will be a per~person, not a per-account, payment.” Cr)bell v. Salazar, Civii Action No. 96~1258, ECF No. 3660*2 at ll E.Ba. The August 4, 2016 Complaint alleges that the Government breached these terms, because Plaintiff is a member of the Historical Accounting Class, but only received $880. Compl. at lm2. Under these circumstances, the court has determined that the December 9, 2009 Cobell Settlement Agreement could fairly be interpreted as contemplating money damages in the event that the Government underpaid a member of the Historical Accounting Class. Godj?'ey, 131 ch. Cl. at 122. C. Relevant Legal Standards. 1. Standard Of Review For A Motion For Summary Judgment, Pursuant To RCFC 56(a). lf there is no genuine issue as to any material fact, the moving party is entitled to summary judgment as a matter of law. See Anderson v. Liberty Lobl)y, Inc., 477 U.S. 242, 255 (1986); see also RCFC 56(a) (“The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”). A material fact is one that might significantly affect the outcome of the suit under applicable law. See Anderson, 477 U.S. at 248 (“As to materiality, the substantive law will identify Which facts are material. Only disputes over facts that might affect the outcome of the suit under the governing law will properly preclude the entry of summary judgment Factual disputes that are irrelevant or unnecessary Will not be counted. . . . That is, while the materiality determination rests on the substantive law, it is the substantive lavv’s identification of which facts are critical and Which facts are irrelevant that governs.”). The existence of "some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment[.]” Icf. at 248 (emphasis in original). Where the nonmoving party only proffers evidence that is “merely colorable, or is not significantly probative, summary judgment may be granted.” Ia'. at 249~»50 (citations omitted). The party moving for summary judgment has the initial burden of demonstrating the absence of any genuine issue of material fact. See Celolex Corp. v. Catretr, 477 U.S. 317, 325 (1986). lf the moving party carries its burden to demonstrate an absence of any genuine issue of material fact, then the burden of proof shifts to the nonmoving party to “set forth specific facts showing that there is a genuine issue for trial.” Ami'erson, 477 U.S. at 250. The court is required to resolve any doubts about factual issues in favor of the nonmoving party. See Matsushira Elec. Ina’us. Co. v. Zenirh Radz`o Corp., 475 U.S. 574, 587 (1987). ln doing so, all presumptions and inferences drawn from the evidence must be resolved in favor of the nonmoving party. ld. Nevertheless, the court must Weigh the persuasiveness and plausibility of such evidence and view it “through the prism of the substantive evidentiary burden.” Anderson, 477 U.S. at 254. ln opposing a motion for summary judgment, plaintiffs may not rely on “{m]ere denials or conclusory statements[.]” Barmag Barmer Maschinenfabrik AG v. Mural'a Machinery, Ltd., 731 F.2d 831, 836 (Fed. Cir. 1984). 2. Standard ()f Review For Pro Se Litigants. Pro se plaintiffs’ pleadings are held to a less stringent standard than those of litigants represented by counsel. See Haz`nes v. Kerner, 404 U.S. 519, 520 (1972) (holding that pro se complaints, “however inartfully pleaded,” are held to “less stringent standards than formal pleadings drafted by lawyers”). D. The Government’s Apri126, 2017 Motion For Summary Judgment. 1. The Government’s Argument. The Government argues that it does not have a contractual obligation to distribute $l,000 to Plaintiff as a member of the Historical Accounting Class. Gov’t Mot. at 2. Although the Settlement Agreement required the Government to pay money into the Accounting/Trust Administration Fund and the Trust Land Consolidation Fund, the Settlement Agreement specified that the Government would have “no role in, nor be held responsible or liable in any way for” the distribution of the payments to class members Gov’t Mot. at 11. Instead, such payments Were to be handled by GCG, as the Claims Administrator, so that any breach of contract action concerns Plaintiff and GCG, not the Government Gov’t l\/lot. at 11-12. ln addition, the Government proffered evidence that GCG mailed Plaintiff a check for $l ,000 on December 31, 2012, and it Was signed and cashed by Plaintiff on January 8, 20l 3. Gov’t App’X at A101, A104. ln addition, the Government proffered evidence showing that Plaintiff admitted to receiving the $1,000 check in an August 10, 2015 letter he sent to GCG. Gov’t App’x at A106. Therefore, there can be no genuine dispute that Plaintiff received the money he alleges that he is due. Gov’t Mot. at l2. 2. Plaintifi"s Response. Plaintiff responds that the Government has a contractual obligation to pay the full $l,000 amount to the members of the Historical Accounting Class and that the “Bad Men” Clause of the Fort Laramie 'l`reaties2 supports this contention Pl. Resp. at 3-5. Plaintiff adds, however, that he did not receive the $1,000 and the evidence submitted by the Government is vague and likely to have been fabricated Pl. Resp. at 3~5. 3. The Court’s Resolution. “To recover for a breach of contract, a party must allege and cstablish: (1) a valid contract between the parties, (2) an obligation or duty arising out of the contract, (3) a breach of that duty, and (4) damages caused by the breach.” Scm Carlos Ir'rt & Dr'uinage Dist. v. United States, 877 F.2d 957, 959 (Fed. Cir. 1989). The United States Court of Appeals for the Federal Circuit has held that judicial interpretation of contract language begins with the “plain language of the agreement{.]” Foley v. United Srares, 11 F.3d 1032, 1034 (Fed. Cir. 1993). lndeed, courts “may not look to extrinsic evidence” to interpret unambiguous contract language See Teg-Paradigm Envtl., Inc. v. United States, 465 F.Sd 1329, l338 (Fed. Cir. 2006). The December 9, 2009 Settlement Agreement provides that the Government “shall have no role in, nor be held responsible 2 Treaty of Folt Laramie, l5 Stat. 635. or liable in any Way for, the Accounting/Trust Administration Fund . . . or the distribution ofsuch monies.” Gov’t App’x at A27 (emphasis added). As such, the Settlement Agreement expressly relieves the Government fi'om any duty to distribute any funds from the Accounting/Trust Administration Fund to the members of the Historical Accounting Class. Therefore, as a matter of law, there is no genuine issue of material fact as to Whether the Government is liable to Plaintiff for $1,000. Even if the December 9, 2009 Settlement Agreement obligated the Government to deliver Plaintiff $1,000, summary judgment is warranted, because Plaintiff received the money that he is owed. On December 31, 20l2 GCG mailed Plaintiff a $1,000 check that was signed and cashed on January 8, 2013. Gov’t App’X at A101, A104. In addition, on August 10, 2015, Plaintiff informed GCG that he received the $l,000 check. Gov’t App’x at A106. Plaintiff counters only that he did not receive the $l,000 and suggests that the Government’s evidence is fabricated Pl. Resp. at 3~5. Conclusory allegations, however, fail to create a genuine issue of material fact for trial. See Barmag Barger MaschinenfabrikAG, 731 F.2d at 835»"36 (holding that “[m]ere denials or conclusory statements are insufficient” to oppose a motion for summary judgment). For these reasons, the court grants the Government’s Motion For Summary Judgment. E. Plaintiff’s May 24, 2017 Motion To Amend And Request For Third Party Representation. 1. Plaintiff"s Argulnent. Plaintiff asserts that the Government and GCG are perpetuating an “On-Going Common Scheme” to “deprive and exploit” Plaintiff of his contractual rights by depriving him of the money he is owed as a member of the Historical Accounting Class. Pl. Resp. at 3. Therefore, P]aintiff requests leave to amend the August 4, 2016 Complaint to add Lori L. Castaneda and Ryan Zinl<e of GCG as defendants Pl. Resp. at 4. In addition, Plaintiff requests leave to amend the August 4, 2016 Complaint to reflect that he Was not paid the correct amount of money as a member of the Trust Administration Class or as an heir to the estate of George Godf`rey, Sr., Who was due payment as a member of the Historical Accounting Class and the Trust Administration Class. Pl. Resp. at 5. Therefore, Plaintiff requests leave to amend the August 4, 2016 Complaint to initiate a class action against the Government on these new claims Pl. Resp. at 3. Finally, Plaintiff requests that Mr. Fourstar be allowed to serve as his Third Party Representative. Pl. Resp. at 2. 2. The Government’s Response. The Government responds that the court should reject Plaintiff’s request to amend the August 4, 2016 Complaint, as it would be futile, because the court does not have jurisdiction to adjudicate claims against private palties. See Brown v. United Sia.tes, 105 F.3d 621 , 624 (Fed. Cir. 1997). Plaintiff’ s claim as an heir to the estate of George Godfrey, Sr., cannot create a cause of action against the Government, because the Government is under no obligation to make payments to individual members of the Historical Accounting Class or Trust Administration Class. Gov’t Reply at 4. And, Plaintiff’s request to amend the August 4, 2016 Complaint to initiate a class action is prohibited as a matter of law, because he is a pro se litigant. See Green v. United Siaies, No. 15-988, 2015 WL 8529463, at *1 (Fed. Cl. Dec. 11, 2015) (citing RCFC 83.1(a)(3)). The Government adds that Plaintiff`s request to have l\/lr. Fourstar serve as his counsel was rejected by the court, since l\/lr. Fourstar is not a licensed attorney nor is he a member of Plaintiff’ s immediate family. Gov’t Reply at 10. 3. The Court’s Resolution. RCFC l§(a)(l) affords a party the opportunity to amend a pleading once as a matter of course, within twenty-one days after service of the pleading or “if the pleading is one to which a responsive pleading is required, 21 days after service of a responsive pleading or 21 days after service of a motion under RCFC l2(b), (e), or (f), whichever is earlier.” Otherwise, a party may amend a pleading “only with the opposing party’s written consent or the court’s leave.” RCFC 15(a)(2). ln this case, Plaintiff`s l\/Iay 24, 2017 l\/lotion To Amend was filed 293 days after Plaintiff’s service of the August 4, 2016 Complaint Plaintiff’s May 24, 2017 l\/lotion To Amend also was filed 236 days after the Government’s September 30, 2016 Motion To Dismiss. Therefore, at this juncture, Plaintiff may amend the August 4, 2016 Complaint only with the consent of the opposing party or by the court’s leave. See RCFC 15(a)(2). The Government opposes Plaintiff’s request Gov’t Reply at 7. RCFC 15(a)(2) provides that “[t]he court should freely give leave [to amend] when justice so requires.” But, the court may exercise its discretion to deny leave, if the request evidences “undue delay, bad faith or dilatory motive on the palt of the movant, repeated failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, lor] futility of amendment.” Foman v. Davis, 371 U.S. 178, 182 (1962). In addition, “[w]hen a party faces the possibility of being denied leave to amend on the ground of futility, that party must . . . proffer sufficient facts supporting the amended pleading that the claim could survive a dispositive pretrial motion.” Kemin Foods, L.C. v. Pigmentos Vegetales Dcl Ceniro S.A, de C. V., 464 F.3d 1339, 1354»»55 (Fed. Cir. 2006). The United States Court of Federal Claims does not have jurisdiction to adjudicate cases against private parties. See 28 U.S.C. § 149l(a)(1); see also Brown v. United Slates, 105 F.3d 621, 624 (Fed. Cir. 1997) (“The Tuclrer Act grants the [United States] Coult of Federal Claims jurisdiction over suits against the United States, not against individual federal officials.”). Therefore, amending the August 4, 20l6 Complaint to add GCG, l\/ls. Castaneda, and Mr. Zinl<;e as defendants would be futile. The court also has determined that the Government is under no contractual obligation to ensure that individual members of the December 9, 2009 Settlement Agreement receive payment Therefore, Piaintiff" s proposed amendment to include claims against the Government that he was not paid in full as a member of the Trust Administration Class or as an heir to the estate of George Godfrey, Sr., would be futile. Finally, RCFC 83.1(a)(3) bars individuals who are not attorneys from representing “any other person” other than the per se litigant or a member of their immediate family. Plaintiff’s proposed amendment to file a class action on behalf of similarly situated members of the Historical Accounting Class, with Plaintiff representing the class as a pro se litigant would not survive “a dispositive pretrial motion.” See Kemin Fooa's, L.C., 464 F.3d at 1355. Accordingly, Plaintiff’s proposed amendment to transform this case into a class action would be futile IV. CONCLUSION. For these reasons, the Government’s April 26, 2017 Motion For Summary Judgment is granted. See RCFC 56. in addition, Plaintiff’s May 23, 2017 Motion To Amend and Motion For Third Party Representative are denied. See RCFC 15(a)(2); 83.1(a)(3). Accordingly, the Clerk of the United States Court of F ederal Claims is directed to enter judgment on behalf of the Government IT IS SO ORDERED. SUSAN . BRADEN Chief Judge