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Full Opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
TRAVIS LOUIS GRIMES,
Petitioner, Case No. 17-cv-13076
Honorable Victoria A. Roberts
v.
CONNIE HORTON,
Respondent.
ORDER DISMISSING PETITION (ECF NO. 1), DENYING A CERTIFICATE OF
APPEALABILITY, AND DENYING LEAVE TO APPEAL IN FORMA PAUPERIS
On September 15, 2017, Petitioner Travis Louis Grimes, a prisoner currently confined at
the Kinross Correctional Facility in Kincheloe, Michigan, filed a pro se petition for habeas
corpus pursuant to 28 U.S.C. § 2254. He challenges his convictions for first-degree premeditated
murder and felony-firearm. He raises five grounds for relief. The Court concludes that
Petitionerâs claims do not warrant relief and denies the petition. The Court also denies a
certificate of appealability and leave to appeal in forma pauperis.
I. BACKGROUND
On April 16, 2015, a Wayne County jury convicted Petitioner of first-degree
premeditated murder, Mich. Comp. Laws § 750.316, and possession of a firearm during the
commission of a felony (âfelony firearmâ), second offense, Mich. Comp. Laws § 750.227b. The
Michigan Court of Appeals adequately summarized the facts in its opinion on direct appeal; the
facts below are presumed to be correct on habeas review, Wagner v. Smith, 581 F.3d 410, 413
(6th Cir. 2009):
This matter arises out of a dispute between Marquis Crooks, defendant,
and Starleshay Ballard (defendantâs girlfriend), which resulted in Marquisâs death
on September 9, 2014. A number of Marquisâ family members and friends
witnessed the events leading up to the murder, including his two sisters, Latrice
Clark and Kristina Clark; his brother, Julius Crooks; and two of his friends,
Carmela Allen and Ramon Ford. Ballardâs daughter was also present during the
incident.
Although the eyewitnesses provided slightly varying descriptions of the
events, it was generally agreed that defendant and Marquis got into a heated
argument on September 8, 2014. The next day, Marquis, Julius, Kristina, Ballard,
and Ballardâs daughter were involved in a confrontation related to the previous
argument. It was undisputed that defendant stepped out of his house during the
confrontation and shot Marquis, causing his death.
The key facts in dispute at trial, however, were (1) whether Marquis was
armed with a rifle at the time that he was shot and (2) who instigated the
September 9, 2014 confrontation. Marquisâ friends and family members all
testified that he was not armed during the incident, but Ballard and defendant
testified that Marquis was armed with a rifle and that he pointed it toward them
just before the shooting. Allen, Ford, and Julius asserted that Ballard began
shouting a Marquis before the shooting, without any justification, while Ballard
testified that a group of eight people, including Marquis, surrounded her and
wanted to fight.
People v. Grimes, No. 327489, 2016 WL 5405239, at *1 (Mich. Ct. App. Sept. 27, 2016)
(unpublished).
The trial court sentenced Petitioner to life imprisonment without parole for the first-
degree murder conviction and five yearsâ imprisonment for the felony-firearm conviction.
Petitioner filed a direct appeal to the Michigan Court of Appeals. On appeal, Petitioner claimed
that his constitutional right to present a defense was violated when the trial court made
statements during the trial that had the effect of excluding testimony from a potential defense
witness. He also claimed that defense counsel was ineffective for failing to request a
continuance or adjournment so that the witness could be produced the next day. The Michigan
Court of Appeals denied relief on his claims and affirmed his convictions. Grimes, 2016 WL
5405239 at * 6. On May 2, 2017, the Michigan Supreme Court denied leave to appeal, People v.
Grimes, 500 Mich. 983, 894 N.W.2d 44 (2017).
On September 15, 2017, Petitioner filed a pro se habeas corpus petition in this Court
challenging his state convictions for first-degree murder and felony firearm. About three months
later on December 4, 2017, Petitioner filed a motion to stay this case to allow him to return to
state court and pursue state remedies. Petitioner conceded in his motion to stay that some of his
claims were unexhausted. On December 13, 2017, the Court denied the motion to stay and
dismissed the habeas petition without prejudice on the basis that Petitioner had enough time to
return to state court, exhaust his remedies, and file a subsequent habeas corpus petition in federal
court without running afoul of the statute of limitations.
On April 16, 2018, Petitioner filed a motion for relief from judgment in the trial court
asserting that: (1) the trial court denied his right to a fair trial when it combined all the self-
defense instructions into one instruction, (2) critical errors occurred during the trial judgeâs
instructions to the jurors where key defense evidence was not considered during the deliberative
process, (3) defense counsel rendered ineffective assistance when he failed to object to the trial
courtâs decision to combine the self-defense instructions, (4) appellate counsel was ineffective
for failing to provide Petitioner with the trial transcripts which prevented him from filing his
Standard 4 brief. (ECF No. 17-10, PageID.1068-69.)
The trial court denied the motion for relief from judgment ruling that Petitioner failed to
demonstrate good cause for failing to raise the first three claims on direct review and show actual
prejudice as a result, citing Michigan Court Rule 6.508(D)(3)(a) and (b). With respect to
Petitionerâs ineffective-assistance-of-appellate-counsel claim, the trial court denied that claim on
the merits. (ECF No. 17-11.) Petitioner filed an application for leave to appeal in the Michigan
Court of Appeals, which was denied because Petitioner âfailed to establish that the trial court
erred in denying the motion for relief from judgment.â People v. Grimes, 500 Mich. 983, 894
N.W.2d 44 (2017). The Michigan Supreme Court denied Petitionerâs application for leave to
appeal. People v. Grimes, 937 N.W.2d 652 (Mich. 2020).
On March 25, 2020, Petitioner returned to this Court with his motion to reopen the
habeas proceedings and amended petition raising the following claims:
I. Trial court denied ability to present a defense, and ineffective assistance of
trial counsel. Trial court statements had effect of excluding testimony of defense
witness, then defense counsel was ineffective for failing to request a continuance
or adjournment of the trial to produce the endorsed defense witness the following
day.
II. Trial court error in combining all of the self-defense instructions. The
structural error in jury instructions eliminated a defense theory from
consideration.
III. Structural error with jury instructions. The trial court failed to properly
instruct the jury on the essential elements of the self-defense theory.
IV. Ineffective assistance of trial counsel. Trial counsel failed to object to the
trial court judgeâs decision to combine the self-defense instruction.
V. Ineffective assistance of appellate counsel (failure to present claims and
transcripts).
(ECF No. 5.)
On July 16, 2020, the Court granted Petitionerâs request and reopened the case.
Respondent subsequently filed an answer in opposition to the amended petition for a writ of
habeas corpus contending that it should be denied because certain claims are procedurally
defaulted, and all of the claims lack merit. Petitioner filed a reply to that answer.
II. STANDARD OF REVIEW
28 U.S.C. § 2254(d), as amended by The Antiterrorism and Effective Death Penalty Act
of 1996 (AEDPA), imposes the following standard of review for habeas cases:
An application for a writ of habeas corpus on behalf of a person in custody
pursuant to the judgment of a State court shall not be granted with respect to any
claim that was adjudicated on the merits in State court proceedings unless the
adjudication of the claimâ
(1) resulted in a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the
Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of
the facts in light of the evidence presented in the State court proceeding.
A decision of a state court is âcontrary toâ clearly established federal law if the state court
arrives at a conclusion opposite to that reached by the Supreme Court on a question of law or if
the state court decides a case differently than the Supreme Court has on a set of materially
indistinguishable facts. Williams v. Taylor, 529 U.S. 362, 405-06 (2000). An âunreasonable
applicationâ occurs when âa state court decision unreasonably applies the law of [the Supreme
Court] to the facts of a prisonerâs case.â Id. at 409. A federal habeas court may not âissue the
writ simply because that court concludes in its independent judgment that the relevant state-court
decision applied clearly established federal law erroneously or incorrectly.â Id. at 410-11. â[A]
state courtâs determination that a claim lacks merit precludes federal habeas relief so long as
âfairminded jurists could disagreeâ on the correctness of the state courtâs decision.â Harrington v.
Richter, 562 U.S. 86, 101 (2011) (citing Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)).
Therefore, in order to obtain habeas relief in federal court, a state prisoner is required to show
that the state courtâs rejection of his claim âwas so lacking in justification that there was an error
well understood and comprehended in existing law beyond any possibility for fairminded
disagreement.â Harrington, 562 U.S. at 103.
III. DISCUSSION
The Court notes preliminarily that although Respondent argues Petitioner has
procedurally defaulted all but one of his claims of error, it is not obligated to address that defense
because procedural default is not a jurisdictional bar to review of the merits. Smith v. Nagy, 962
F.3d 192, 207 (6th Cir 2020); Trest v. Cain, 522 U.S. 87, 89 (1997)); see also Hudson v. Jones,
351 F.3d 212, 215 (6th Cir. 2003) (citing Lambrix v. Singletary, 520 U.S. 518, 525 (1997))
(â[F]ederal courts are not required to address a procedural default issue before deciding against
the petitioner on the merits[.]â) The Sixth Circuit notes its own decisions âmay sometimes reach
the merits of a petitionerâs claim, particularly when the merits are easily resolvable against the
petitioner while the procedural issues are complicated.â Smith, 962 F.3d at 207 (citing Lambrix,
520 U.S. at 525); see also id. (finding âresolution of the procedural issues . . . not necessary
[and] that the claim is better resolved on the meritsâ).
The procedural default analysis will not affect the outcome of this case, and it is more
efficient for the Court to proceed directly to the merits of Petitionerâs claims.
A. Right to Present a Defense and Related Ineffective Assistance of Counsel Claim
Petitioner first argues that the trial court denied him the opportunity to present a complete
defense when it precluded the testimony of a potential defense witness. He also brings a related
claim that defense counsel was ineffective for failing to request an adjournment or continuance
to produce the witness the following day.
1.
After the prosecution presented its case-in-chief, defense counsel informed the trial court
that he subpoenaed two defense witnesses to testifyâStarleshay Ballard and her thirteen-year-
old daughter. (ECF No. 17-7, PageID.875-76.) He further informed the court that Ballard
expressed an unwillingness to testify as well as a reluctance to produce her daughter as a witness.
Id. at 876. The trial court questioned Ballard and the following dialogue transpired:
THE COURT: Okay. Now youâve been requested to give testimony in regard to
this case on behalf of the defendant, Mr. Grimes; is that right?
MS. BALLARD: Yes.
THE COURT: Okay. Are you desirous of giving testimony in regard to this case or
not, what?
MS. BALLARD: Yes.
THE COURT: You are desirous of giving testimony?
MS. BALLARD: Yes, sir.
THE COURT: Okay, very good. And your daughter has as well been requested to
give testimony on behalf of Mr. Grimes. Are you prepared to produce her to give
testimony?
MS. BALLARD: Not today. Sheâs in school. I brought her the other day. Today I
was told that I only needed to be here.
THE COURT: Today is it. Today is it. Okay, very good. Mr. Kinney, who do you
wish to call first, your client or Ms. Ballard?
MR. KINNEY: Ms. Ballard.
(ECF No. 17-7, PageID.877.)
Petitioner asserts that the trial court violated his right to present a complete defense by
effectively precluding Ballardâs daughter from testifying. The Michigan Court of Appeals
determined that Petitionerâs constitutional claim was unpreserved because defense counsel failed
to object to the trial courtâs statements that allegedly violated his right to present a defense, and it
went on to find that the evidentiary error was harmless, stating in pertinent part that:
To the extent that defendantâs argument may be understood as contending
that the trial court effectively denied him the opportunity to seek an adjournment
or continuance in order to present Ballardâs daughter as a witness, we reject
defendantâs claim, as there is nothing in the record to support such a contention. A
defendantâs right to present a defense âis not absolute,â and â[a] defendant must
comply with established rules of procedure and evidence designed to assure both
fairness and reliability in the ascertainment of guilt and innocence.â Daniels, 311
Mich. App at 265 (quotation marks and citation omitted).
âMCR 2.503 is the established rule of procedure that governs
adjournments, particularly to secure the testimony of a witness.â Id. MCR 2.503
provides, in relevant part:
(B) Motion or Stipulation for Adjournment.
(1) Unless the court allows otherwise, a request for an adjournment
must be by motion or stipulation made in writing or orally in open
court based on good cause.
* * *
(C) Absence of Witness or Evidence.
(1) A motion to adjourn a proceeding because of the unavailability
of a witness or evidence must be made as soon as possible after
ascertaining the facts.
(2) An adjournment may be granted on the ground of unavailability
of a witness or evidence only if the court finds that the evidence is
material and that diligent efforts have been made to produce the
witness or evidence.
Thus, under MCR 2.503(C),
to invoke the trial court's discretion to grant a continuance or adjournment,
a defendant must show both good cause and diligence. âGood causeâ
factors include âwhether defendant (1) asserted a constitutional right, (2)
had a legitimate reason for asserting the right, (3) had been negligent, and
(4) had requested previous adjournments.â Even with good cause and due
diligence, the trial court's denial of a request for an adjournment or
continuance is not grounds for reversal unless the defendant demonstrates
prejudice as a result of the abuse of discretion. [People v. Coy, 258 Mich.
App 1, 18â19; 669 NW2d 831 (2003) (citations omitted).]
Defendant never requested an adjournment or a continuance in accordance
with MCR 2.503(B)(1), and the defense rested its case without any indication that
it still wished to call Ballardâs daughter as a witness. Further, defendant made no
attempt in the trial court, and he makes no attempt on appeal, to demonstrate good
cause for an adjournment or due diligence in attempting to secure her presence,
and the record undermines such a showing. See MCR 2.503(C)(2); Coy, 258
Mich. App at 18â19. It is clear that defendant was well aware that testimony from
Ballard's daughter could have been valuable to the defense, as he had first-hand
knowledge that she was an eyewitness to the shooting and the events surrounding
it. He was in regular contact with Ballard, speaking to her by phone numerous
times during his pretrial incarceration. However, he failed to take steps to ensure
that Ballardâs daughter would be available to testify at trial, even after he was put
on notice at the April 3, 2015 final conference that Ballard had initially refused
service of a subpoena and may not produce her daughter at the trial, and the trial
court specifically advised defendant to get in touch with Ballard and her daughter
if he wished to secure their presence at trial.
Moreover, even if we assume, arguendo, that the trial courtâs statements
amounted to a refusal to allow the defense to call Ballardâs daughter as a witness
because of her absence, such a refusal would not have violated defendantâs
constitutional right to present a defense. As mentioned above, defendant relied on
a theory of self-defense and defense of others at trial. In support of this defense,
he testified regarding the actions of Marquis and his family and alleged that he
only shot Marquis in order to protect himself, Ballard, and Ballardâs daughter.
Ballard also provided testimony concerning the circumstances leading up to the
shooting that supported defendantâs theory of self-defense and defense of others.
Because defendant was, in fact, able to present other evidence that supported his
defense theory, his constitutional rights were not violated. See People v. Mesik
(On Reconsideration), 285 Mich. App 535, 537â538; 775 NW2d 857 (2009);
People v. Herndon, 246 Mich. App 371, 411; 633 NW2d 376 (2001).
Additionally, although defendant speculates on appeal that testimony from
Ballardâs daughter would have bolstered his defense, there is simply no evidence
in the record that Ballardâs daughter would have corroborated his version of the
events if she had testified at trial.
Defendant has failed to demonstrate that the trial court erred, that the trial
courtâs alleged error affected the outcome of the trial, and, therefore, that the trial
court committed a plain error affecting his substantial rights. See Carines, 460
Mich. at 763â764.
People v. Grimes, No. 327489, 2016 WL 5405239, at *3-4.
The state courtâs decision is neither contrary to Supreme Court precedent nor an
unreasonable application of federal law or the facts. The right of an accused to present a defense
has long been recognized as âa fundamental element of due process.â Washington v. Texas, 388
U.S. 14, 19 (1967); see also Holmes v. South Carolina, 547 U.S. 319, 329-31 (2006) (state rule
excluding evidence of third party guilt based solely on strength of prosecutionâs case violated
defendantâs right to present a defense); Chambers v. Mississippi, 410 U.S. 284, 302 (1973)
(exclusion of hearsay statements critical to defense which âbore persuasive assurances of
trustworthiness,â coupled with refusal to permit cross-examination of the declarant, violated
defendant's right to due process).
A defendantâs right to present evidence is not unlimited, however, and may be subject to
âreasonable restrictions.â United States v. Scheffer, 523 U.S. 303, 308 (1998). A defendant âdoes
not have an unfettered right to offer evidence that is incompetent, privileged, or otherwise
inadmissible under standard rules of evidence.â Montana v. Egelhoff, 518 U.S. 37, 42 (1996)
(quoting Taylor v. Illinois, 484 U.S. 400, 410 (1988)); see also Holmes, 547 U.S. at 326
(recognizing that âwell-established rules of evidence permit trial judges to exclude evidence if its
probative value is outweighed by certain other factors such as unfair prejudice, confusion of the
issues, or potential to mislead the juryâ). When deciding if the exclusion of evidence impairs a
defendantâs rights, the question is not whether the excluded evidence would have caused the jury
to reach a different result. The question is whether the defendant was afforded âa meaningful
opportunity to present a complete defense.â Crane v. Kentucky, 476 U.S. 683, 690 (1986)
(quoting California v. Trombetta, 467 U.S. 479, 485 (1984)); see also Chambers, 410 U.S. at
302.
The state court correctly determined that Petitioner failed to establish that he was denied
his constitutional right to present a defense. First, the state-court record does not support
Petitionerâs assertion that the trial court excluded the testimony of Ballardâs daughter. The trial
court did not make any ruling with respect to Ballardâs daughterâs testimony. When questioning
Ballard whether her daughter was available to testify, Ballard informed the court that her
daughter was in school. The trial court responded, âToday is it. Today is it.â (ECF No. 17-7,
PageID.877.) Although Petitioner urges this Court to interpret the trial courtâs statements as
constitutionally interfering with his right to present a defense, the fact that he never requested a
continuance or adjournment in accordance with Michigan Court Rule with MCR 2.503(B)(1),
nor gave the slightest indication that he wished to call Ballardâs daughter as a witness on another
day, defeats his claim. Petitioner was clearly aware that Ballardâs daughter was an eyewitness to
the shooting and the events leading up to the victimâs death. It was Petitionerâs responsibility to
secure and produce any defense witness at the appropriate time. As such, the trial court did not
preclude Petitioner from presenting his defense and he was afforded a meaningful opportunity to
do so.
Second, even if this Court accepted Petitionerâs argument as true, the trial courtâs refusal
to allow Ballardâs daughter to testify did not violate his right to present a defense. Petitioner
presented ample evidence in support of his theory of self-defense and defense of others.
Petitioner testified on his own behalf and claimed that he saw the victim with a gun heading
toward Petitionerâs house, shot at the victim to protect his family, and then ran, âfearing for [his]
life.â (ECF No. 17-7, PageID.940, 943, 945.) Ballard testified and provided corroborating
evidence to support Petitionerâs self-defense and defense-of-others theory. (Id. at PageID.878-
924.) Petitioner also called Officer Danny Barbee to testify for the purpose of impeaching the
testimony of one of the Stateâs witnesses. (ECF No. 17-7, PageID.927.) Because Petitioner was
able to substantially present his theory of the case, the exclusion of any additional testimony was
harmless error. For purposes of federal habeas review, a constitutional error is considered
harmless if it did not have a âsubstantial and injurious effect or influenceâ on the outcome of the
proceeding. Brecht v. Abrahamson, 507 U.S. 619, 637 (1993); Ruelas v. Wolfenbarger, 580 F.3d
403, 411 (6th Cir. 2009) (ruling that Brecht is âalways the testâ in the Sixth Circuit). To the
extent any error occurred, it did not affect the outcome of the proceeding.
Moreover, Petitionerâs claim is speculative. Nothing in the state-court record suggests
Ballardâs daughterâs testimony would have supported Petitionerâs theory of the case. And
Petitioner has not proffered Ballardâs daughterâs testimony to this Court. A habeas petitioner is
not entitled to habeas relief on a right to present a defense claim that is merely speculative. See
e.g. Berry v. Palmer, 518 F. Appâx. 336, 342 (6th Cir. 2013). Without knowing the precise
nature of the excluded testimony, this Court is unable to establish whether the testimony would
have been helpful to Petitioner. For these reasons, Petitioner is not entitled to habeas relief on
this claim.
2.
Petitioner is also not entitled to habeas relief on his derivative claim that trial counsel was
ineffective for failing to request an adjournment or continuance of the trial. The Michigan Court
of Appeals rejected Petitionerâs ineffective assistance of counsel claim on the basis that defense
counselâs actions were reasonable trial strategy and he was not prejudiced by counselâs actions.
The Court agrees with the Michigan Court of Appealsâ application of federal law.
The Sixth Amendment to the United States Constitution guarantees a criminal defendant
the right to the effective assistance of counsel. When counsel is ineffective, that right is abridged.
McMann v. Richardson, 397 U.S. 759, 771 n.14 (1970). An ineffective assistance of counsel
claim has two components. A petitioner must show that counselâs performance was deficient,
and that deficiency prejudiced the defense. Strickland v. Washington, 466 U.S. 668, 687 (1984).
An attorneyâs performance meets the first element when âcounselâs representation [falls] below
an objective standard of reasonableness.â Id. at 688. The petitioner must show âthat counsel
made errors so serious that counsel was not functioning as the âcounselâ guaranteed the
defendant by the Sixth Amendment.â Id. at 687. âJudicial scrutiny of counselâs performance
must be highly deferential.â Id. at 689. The Supreme Court has âdeclined to articulate specific
guidelines for appropriate attorney conduct and instead [has] emphasized that the proper measure
of attorney performance remains simply reasonableness under prevailing professional norms.â
Wiggins, 539 U.S. at 521 (quoting Strickland, 466 U.S. at 688) (quotation marks omitted).
An attorneyâs deficient performance is prejudicial if âcounselâs errors were so serious as
to deprive the defendant of a fair trial, a trial whose result is reliable.â Strickland, 466 U.S. at
687. The petitioner must show âa reasonable probability that, but for counselâs unprofessional
errors, the result of the proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome.â Id. at 694. Unless a defendant
demonstrates both deficient performance and prejudice, âit cannot be said that the conviction
resulted from a breakdown in the adversary process that renders the result unreliable.â Id. at
687.
Success on ineffective assistance of counsel claims is relatively rare, because the
Strickland standard is â âdifficult to meet.â â White, 572 U.S. at 419 (quoting Metrish v.
Lancaster, 569 U.S. 351, 357-58 (2013)). And under AEDPA, obtaining relief under Strickland
is even more difficult because â[t]he standards created by Strickland and § 2254(d) are both
highly deferential and when the two apply in tandem, review is doubly so.â Richter, 562 U.S. at
105 (citations and quotation marks omitted). This doubly-deferential standard requires the Court
to give âboth the state court and the defense attorney the benefit of the doubt.â Burt v. Titlow,
571 U.S. 12, 15 (2013). â[T]he question is not whether counselâs actions were reasonable,â but
whether âthere is any reasonable argument that counsel satisfied Stricklandâs deferential
standard.â Richter, 562 U.S. at 105.
To succeed on the first part of Strickland, Petitioner must overcome the presumption that,
under the circumstances, the challenged action might be sound trial strategy. Strickland, 466
U.S. at 689. The issue of ineffective assistance complained about seems to be a part of
purposeful trial strategy, considering defense counselâs understanding of Ballardâs prior
reluctance to produce her daughter and the fact that both Petitioner and Ballard were able to
testify. Petitioner has presented no evidence to overcome this presumption. Additionally,
Petitioner has not shown that he was prejudiced by counselâs actions because it is unclear from
the state record whether the trial court would have granted a request to continue the trial.
Therefore, the state appellate courtâs decision that trial counsel was not ineffective was
objectively reasonable.
Further, to the extent Petitioner also argues that counsel was ineffective for failing to call
Ballardâs daughter as a witness, he is not entitled to relief. When a habeas petitioner predicates
an ineffective-assistance-of-counsel claim on a failure to call a witness, he must provide the
content of the missing witnessâs potential testimony. Clark v. Waller, 490 F.3d 551, 557 (6th
Cir. 2007). Without such a proffer, a petitioner cannot establish âthat his counsel performed
deficiently or that he was actually prejudiced.â Id. (citing Stewart v. Wolfenbarger, 468 F.3d 338,
353 (6th Cir. 2006)). Petitioner did not provide the Court with any affidavit or witness
statement. Therefore, he does not meet the requirements of Strickland or Clark. Petitioner is not
entitled to habeas relief on this claim.
B. Jury Instruction Claims
In his second and third habeas claims, Petitioner asserts that the trial court improperly
combined the jury instructions on self-defense and defense-of-others. He argues that his
âconviction was based on an erroneous combination of the two self-defense instructions because
each instruction requires a differen[t] level of âreasonable fear,â and the combination of the two
instructions omitted the lesser level of âreasonableâ fear from the jury consideration.â (ECF No.
17-10, PageID.1065.) He also argues that the trial court erred by instructing the jury that self-
defense requires him to establish a âgreat fear.â The state trial court declined to address his
claims on the merits, citing Michigan Court Rule 6.508(D)(3)(a) and (b). Therefore, the Court
shall review the claim de novo. The Court concludes Petitionerâs jury instruction claims lack
merit.
Typically, a claim that a trial court gave an improper jury instruction is not cognizable on
habeas review. Rather, Petitioner must show that the erroneous instruction âso infected the
entire trial that the resulting conviction violates due process.â Henderson v. Kibbe, 431 U.S.
145, 155, (1977); see also Estelle v. McGuire, 502 U.S. 62, 75 (1991) (erroneous jury
instructions may not serve as the basis for habeas relief unless they have âso infused the trial
with unfairness as to deny due process of lawâ); Sanders v. Freeman, 221 F.3d 846, 860 (6th Cir.
2000). A jury instruction is not to be judged in artificial isolation, but must be considered in the
context of the instructions as a whole and the trial record. Jones v. United States, 527 U.S. 373,
391 (1999); Grant v. Rivers, 920 F. Supp. 769, 784 (E.D. Mich. 1996). State law instructional
errors rarely form the basis for federal habeas relief. Estelle, 502 U.S. at 71-72.
Petitionerâs claims are not supported by Michigan law or the state-court record. When
instructing the jury, the trial court stated that âdefendant claims that he acted lawfully to defend
himself and/or anotherâ and that the jury should consider, among other things, that âwhen he
acted, the defendant must have honestly and reasonably believed that he and/or another were in
danger.â (ECF No. 17-8, PageID.1037.) Under Michigan law, both self-defense and defense-of-
others require the same showing of an honest and reasonable belief of danger. See People v.
Escalona-Martinez, No. 283067, 2009 WL 30463, at *1 (Mich. Ct. App. Jan. 6, 2009) (âThe
elements of self-defense or defense of others are as follows: (1) the defendant honestly and
reasonably believed there was danger; (2) the danger amounted to serious bodily harm or death;
(3) the defendantâs actions at the time were reasonably necessary for self-defense or defense of
others; and (4) the defendant was not the initial aggressor.â); see also People v. Singh, No.
312421, 2013 WL 6124224, at *3 (Mich. Ct. App. Nov. 21, 2013) (âThe affirmative defenses of
self-defense and defense of others apply if the defendant âhonestly and reasonably believes that
the use of deadly force is necessary to prevent the imminent death of or imminent great bodily
harm to himself or herself or to another individual.â â). Because the jury instructions correctly
conveyed the law, Petitioner cannot establish that the instructions rendered the trial
fundamentally unfair.
C. Ineffective Assistance of Trial Counsel Claim
In his fourth claim, Petitioner asserts that defense counsel was ineffective for failing to
object to the jury instructions. The state trial court considered and rejected this claim under
Michigan Court Rule 6.508(D)(3)(a) and (b). Again, the Court shall review the claim de novo.
Given this Courtâs decision that the jury instructions were appropriate under state law and
did not render the trial fundamentally unfair, Petitioner cannot establish that trial counsel erred
and/or that he was prejudiced by counselâs conduct. Attorneys do not provide constitutionally
ineffective assistance for electing not to take futile actions, Richardson v. Palmer, 941 F.3d 838,
857 (6th Cir. 2019) (citing Harris v. United States, 204 F.3d 681, 683 (6th Cir. 2000)), or for
âfailing to raise . . . meritless arguments.â Mapes v. Coyle, 171 F.3d 408, 427 (6th Cir. 1999); see
also Downs v. United States, 879 F.3d 688, 691 (6th Cir. 2018); Kelly v. Lazaroff, 846 F.3d 819,
831 (6th Cir. 2017). Petitionerâs ineffective assistance of trial counsel claim has no merit.
D. Ineffective Assistance of Appellate Counsel Claim
Lastly, Petitioner contends that he was denied a meaningful direct appeal by appellate
counsel because he was not provided with copies of the trial transcripts to prepare his own pro
per supplemental Standard 4 brief on appeal. He also argues appellate counsel was ineffective
for failing to raise the claims asserted in his post-conviction motion for relief from judgment.
The trial court denied both claims on the merits. The trial courtâs decision is neither contrary to
Supreme Court precedent nor an unreasonable application of federal law.
With respect to the trial transcripts issue, Petitioner fails to state a claim upon which
relief can be granted. A criminal defendant has no federal constitutional right to self-
representation on direct appeal from a criminal conviction. Martinez v. Court of Appeal of
California, 528 U.S. 152, 163 (2000). This is because the rights protected by the Sixth
Amendment, including the right to self-representation, are rights that are available to prepare for
trial and at the trial itself. However, â[t]he Sixth Amendment does not include any right to
appeal.â Id. at 160. The Supreme Court also rejected the idea that the âright to self-
representation on appeal . . . [could] be grounded in the Due Process Clause [of the Fourteenth
Amendment because,] [u]nder the practices that prevail in the Nation today, however, we are
entirely unpersuaded that the risk of either disloyalty or suspicion of disloyalty is a sufficient
concern to conclude that a constitutional right of self-representation is a necessary component of
a fair appellate proceeding.â Id. at 161.
Thus, there is no âconstitutional entitlement to submit a pro se appellate brief on direct
appeal from a criminal conviction in addition to a brief submitted by [appellate] counsel.â See
McMeans v. Brigano, 228 F. 3d 674, 684 (6th Cir. 2000). By accepting the assistance of
counsel, the criminal appellant waives his or her right to present pro se briefs on direct appeal.
Myers v. Johnson, 76 F. 3d 1330, 1335 (5th Cir. 1996); see also Henderson v. Collins, 101 F.
Supp. 2d 866, 881 (S.D. Ohio 1999); affâd in part, vacated in part on other grds, 262 F. 3d 615
(6th Cir. 2001) (finding defendant who was represented by counsel and also sought to submit pro
se brief upon appeal did not have right to such hybrid representation).
Because Petitioner chose to be represented by appellate counsel, any failure by appellate
counsel to provide petitioner with the trial transcripts so that he could prepare his own pro se
brief did not violate petitionerâs constitutional rights. See U.S. v. Dierling, 131 F.3d 722, 734, n.
7 (8th Cir. 1997); Foss v. Racette, No. 1:12-CV-0059, MAT 2012 WL 5949463, * 4 (W.D.N.Y.
Nov. 28, 2012); see also Willis v. Lafler, No. 05-74885, 2007 WL 3121542, * 18 (E.D. Mich.
Oct. 24, 2007) (finding petitioner not entitled to habeas relief based upon trial courtâs failure to
rule on petitionerâs post-trial motion to compel copies of transcripts and videotapes when
petitioner was represented by appellate counsel). Therefore, Petitioner is not entitled to relief on
this claim.
Further, appellate counsel was not ineffective for failing to raise the claims asserted in
Petitionerâs post-conviction motion for relief from judgment. It is true that the Sixth
Amendment guarantees a defendant the right to the effective assistance of appellate counsel.
Evitts v. Lucey, 469 U.S. 387, 396-397 (1985); Halbert v. Michigan, 545 U.S. 605, 609-10
(2005). But court appointed appellate counsel does not have a constitutional duty to raise every
non-frivolous issue requested by a defendant. Jones v. Barnes, 463 U.S. 745, 751 (1983). A
habeas court reviewing an ineffective-assistance-of-appellate-counsel claim must defer twice:
first to appellate counselâs decision not to raise an issue, and secondly, to the state courtâs
determination that appellate counsel was not ineffective. Woods v. Etherton, 578 U.S. 113, 119
(2016) (per curiam). Petitionerâs appellate attorney did not perform deficiently by not raising the
issues presented in his motion for relief from judgment. For all of the reasons stated above,
Petitioner has not shown that any of the claims that he wanted his appellate counsel to raise on
direct review were meritorious. â[A]ppellate counsel cannot be found to be ineffective for
âfailure to raise an issue that lacks merit.â â Shaneberger v. Jones, 615 F. 3d 448, 452 (6th Cir.
2010) (quoting Greer v. Mitchell, 264 F.3d 663, 676 (6th Cir. 2001)). Therefore, counsel was
not ineffective in failing to raise them.
IV. CERTIFICATE OF APPEALABILITY
The Court declines to grant a certificate of appealability because Petitioner has not made
a substantial showing of the denial of a constitutional right. 28 U.S.C. § 2253(c)(2). In addition,
reasonable jurists could not disagree with the Courtâs resolution of Petitionerâs constitutional
claims, nor conclude that the claims deserve encouragement to proceed further. Miller-El v.
Cockrell, 537 U.S. 322, 327 (2003) (citing Slack v. McDaniel, 529 U.S. 473, 484 (2000)).
Therefore, the Court will deny a certificate of appealability.
V. ORDER
Based upon the foregoing, The Court:
(1) DENIES WITH PREJUDICE the petition for a writ of habeas corpus;
(2) DENIES a certificate of appealability; AND
(3) DENIES Petitioner leave to appeal in forma pauperis.
ORDERED.
s/ Victoria A. Roberts
VICTORIA A. ROBERTS
United States District Judge
Dated: July 10, 2023 Case Information
- Court
- E.D. Mich.
- Decision Date
- July 10, 2023
- Status
- Precedential