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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK DARRELL GUNN, Plaintiff, No. 20-CV-2681 (KMK) v. OPINION & ORDER CORRECTION OFFICER THOMAS MILANI, Defendant. Appearances: Darrell Gunn Fallsburg, NY Pro Se Plaintiff Ian Ramage, Esq. New York State Office of the Attorney General New York, NY Counsel for Defendant KENNETH M. KARAS, District Judge: Darrell Gunn (âPlaintiffâ), proceeding pro se, brought this Action pursuant to 42 U.S.C. § 1983 (â§ 1983â), against Correction Officer Thomas Milani (âDefendantâ), alleging that Defendant violated his rights under the First Amendment when Defendant subjected him to punishment for filing grievances while he was incarcerated at Green Haven Correctional Facility (âGreen Havenâ). (See generally Am. Compl. (Dkt. No. 28).)1 Before the Court is Defendantâs Motion for Summary Judgment (the âMotionâ). (See Not. of Mot. (Dkt. No. 55).) For the reasons explained below, Defendantâs Motion is denied. 1 Unless otherwise noted, the Court refers to the ECF-stamped page number in the upper righthand corner of each page cited herein. I. Background A. Factual Background The following facts are taken from Defendantâs statement pursuant to Local Civil Rule 56.1 and the admissible evidence submitted by Defendant. (See Defâs Rule 56.1 Statement (âDefâs 56.1â) (Dkt. No. 56).)2 2 Local Civil Rule 56.1(a) requires the moving party to submit a âshort and concise statement, in numbered paragraphs, of the material facts as to which the moving party contends there is no genuine issue to be tried.â Local Civ. R. 56.1(a). The nonmoving party, in turn, must submit âa correspondingly numbered paragraph responding to each numbered paragraph in the statement of the moving party, and if necessary, additional paragraphs containing a separate, short[,] and concise statement of additional material facts as to which it is contended that there exists a genuine issue to be tried.â Id. 56.1(b). âIf the opposing party . . . fails to controvert a fact set forth in the movantâs Rule 56.1 statement, that fact will be deemed admitted pursuant to the local rule.â Baity v. Kralik, 51 F. Supp. 3d 414, 418 (S.D.N.Y. 2014) (citation and quotation marks omitted); see also T.Y. v. N.Y.C. Depât of Educ., 584 F.3d 412, 418 (2d Cir. 2009) (same). âA pro se litigant is not excused from this rule.â Brandever v. Port Imperial Ferry Corp., No. 13-CV-2813, 2014 WL 1053774, at *3 (S.D.N.Y. Mar. 13, 2014) (italics omitted). Here, Defendant filed and served his statement pursuant to Rule 56.1, (see Defâs 56.1), and sent the required Local Rule 56.2 Notice to Plaintiff, (see Not. to Pro Se Litigant (Dkt. No. 57)). However, Plaintiff failed to submit a response to Defendantâs 56.1 Statement. (See generally Dkt.) Accordingly, the Court may conclude that the facts in Defendantâs 56.1 Statement are uncontested. See Brandever, 2014 WL 1053774, at *3 (concluding that because the pro se plaintiff did not submit a Rule 56.1 statement in response to the defendantâs statement of facts, âthere [were] no material issues of factâ); Anand v. N.Y. State Div. of Hous. & Cmty. Renewal, No. 11-CV-9616, 2013 WL 4757837, at *7 (S.D.N.Y. Aug. 29, 2013) (same). Indeed, Defendant encourages the Court to come to that conclusion. (See Reply Mem. of Law in Supp. of Mot. (âDefâs Replyâ) 3 (Dkt. No. 61).) However, in light of the âspecial solicitudeâ afforded to pro se litigants âwhen confronted with motions for summary judgment,â Graham v. Lewinski, 848 F.2d 342, 344 (2d Cir. 1988), the Court has âin its discretion opt[ed] to conduct an assiduous review of the [entire] recordâ when deciding the instant Motion, Smolen v. Brown, No. 18-CV-7621, 2023 WL 6199094, at *1 n.1 (S.D.N.Y. Sept. 22, 2023) (citation omitted); accord Bernel v. Korobkova, No. 21-CV-5106, 2023 WL 6146600, at *1 n.2 (S.D.N.Y. Sept. 19, 2023); Gunn v. Ayala, No. 20-CV-840, 2023 WL 2664342, at *1 n.1 (S.D.N.Y. Mar. 28, 2023); see also Houston v. Teamsters Local 210, Affiliated Health & Ins. FundâVacation Fringe Ben. Fund, 27 F. Supp. 3d 346, 349 (E.D.N.Y. 2014) (âAlthough [the] plaintiffs did not file a Rule 56.1 statement, the Court has independently reviewed the record to ensure that there is uncontroverted evidence to support the paragraphs referenced in [the] defendantsâ Rule 56.1.â); Pagan v. Corr. Med. Servs., No. 11-CV-1357, 2013 WL 5425587, at *2 (S.D.N.Y. Sept. 27, 2013) (explaining that â[t]he [c]ourt ha[d] considered the [motions for summary judgment] in light of the entirety of the record to afford [the pro se] The facts are recounted âin the light most favorable toâ Plaintiff, the non-moving Party. Torcivia v. Suffolk County, 17 F.4th 342, 354 (2d Cir. 2021). The facts as described below are undisputed unless otherwise noted. 1. The June 1, 2017 Incident Plaintiff was an incarcerated individual living on âE Blockâ at Green Haven at all times relevant to this Action. (Decl. of Ian Ramage, Esq. (âRamage Decl.â) Ex. A (âPlâs Dep. Tr.â) at 38:8â19 (Dkt. No. 58-1).)3 Defendant was a correction officer at Green Haven who, at least occasionally, worked on E Block. (See id. at 49:18â22, 50:24â51:7.) On the morning of June 1, 2017, a non-party correction officer at Green Haven informed Plaintiff that he would be transferring to a new cell within E Block. (See id. at 41:16â42:6, [p]laintiff the special solicitude to which he [was] entitledâ where the plaintiff failed to submit a Rule 56.1 response); Cherry v. Byram Hills Cent. Sch. Dist., No. 11-CV-3872, 2013 WL 2922483, at *1 (S.D.N.Y. June 14, 2013) (italics omitted) (â[W]here a pro se plaintiff fails to submit a proper . . . Rule 56.1 statement in opposition to a summary judgment motion, the [c]ourt retains some discretion to consider the substance of the plaintiffâs arguments, where actually supported by evidentiary submissions.â (quotation marks omitted)). Separately, the Court notes that both Parties improperly cite to the Amended Complaint in their Motion papers. (See Defâs 56.1 ¶¶ 2, 4â5, 7, 13; Plâs Oppân to Mot. (âPl.âs Oppânâ) 1 (Dkt. No. 60).) âIt is blackletter law that an unverified complaint is not evidence that can be relied upon at summary judgment.â Caro Cap., LLC v. Koch, 653 F. Supp. 3d 108, 132 (S.D.N.Y. 2023); see also Finnegan v. Berben, No. 20-CV-10231, 2024 WL 1242996, at *1 n.2 (S.D.N.Y. Mar. 22, 2024) (same); Bentivegna v. Peopleâs United Bank, No. 14-CV-599, 2017 WL 3394601, at *13 (E.D.N.Y. Aug. 7, 2017) (â[A]n unverified complaint is not admissible evidence.â); Contâl Ins. Co. v. Atl. Cas. Ins. Co., No, 07-CV-3635, 2009 WL 1564144, at *1 n.1 (S.D.N.Y. Jun. 4, 2009) (finding that on a motion for summary judgment âallegations in an unverified complaint cannot be considered as evidence.â (citation omitted)). The Court is therefore free to disregard these unsupported assertions. See Lax v. City Univ. of N.Y., No. 16-CV-799, 2020 WL 6161253, at *1 n.1 (E.D.N.Y. Oct. 21, 2020) (explaining that the defendantsâ reliance on allegations in the amended complaint in their Rule 56.1 statement amounted to âare an improper attempt to convert allegations from [the p]laintiffâs unverified complaint into evidenceâ), affâd, No. 20-CV-3906, 2022 WL 103315 (2d Cir. Jan. 11, 2022) (summary order). 3 Citations to Plaintiffâs deposition transcript cite the internal page and line numbers therein. 43:5â7.) To facilitate this transfer, correction officers provided Plaintiff with five bags to hold his property. (See id. at 44:9â19, 47:2â20.) Plaintiff then proceeded to pack all of his belongings into those five bags. (See id. at 47:14â23.) After he packed up his belongings, Plaintiff took the bags and moved to his new cell. (See id. at 47:24â48:19.) Upon arriving at his new cell, Plaintiff began cleaning the floors and walls â[b]ecause the cell was filthy.â (Id. at 48:20â49:4.) As Plaintiff was cleaning, he left the five bags containing his belongings in front of his cell. (Id. at 49:8â11.)4 At some point thereafter, but before it was time for lunch, Defendant came by Plaintiffâs new cell, noticed Plaintiffâs belongings in the five bags outside of his cell, and told Plaintiff that the bags were creating a âfire hazard.â (Id. at 49:18â22.) Plaintiff testified that Defendant specifically told him âif [he did not] give [Defendant] a reason why [he should not] move [his] property by the time [Defendant got] back [to his cell], itâs a fire hazard.â (Id. at 53:2â5.) Moreover, viewing the facts in the light most favorable to Plaintiff, Defendant also mentioned at that time that Plaintiff was known for writing grievances. (See id. at 91:16â24.)5 4 It is unclear from the record where, precisely, Plaintiffâs five bags were in relation to his new cell. However, Plaintiff consistently affirmed during his deposition that, while he was cleaning his new cell, the five bags were located outside of his cell. (Plâs Dep. Tr. at 49:18â22, 52:13â15, 54:9â13, 55:22â25; see also id. at 56:16â20 (Plaintiffâs testimony that he did not bring the five bags of his belongings back into his new cell immediately after he finished cleaning â[b]ecause the floor was wetâ).) 5 Defendant asserts that he âinstructed Plaintiff to move the five bags inside his cell because they were a fire hazard[,]â (Defâs 56.1 ¶ 8 (citing Plâs Dep. Tr. at 49:15â21)), but the record is not entirely clear on that point. During his deposition, Plaintiff denied that Defendant ever instructed him to put his belonging in his new cell. (See Plâs Dep. Tr. at 53:12â20; see also id. at 54:19â22 (âQ. After he said [the bags were] a fire hazard, did [Defendant] tell you to do anything with your property? A. No.â).) However, he later affirmed that Defendant had told him to put his belongings in his cell. (See id. at 91:16â24.) During this interaction, Plaintiff asked Defendant for his name and, in response, Defendant pointed to his name tag. (See id. 51:19â52:5.) Notably, although he had seen Defendant before, Plaintiff testified that he did not know Defendants nameâand could not recall whether he had ever interacted with Defendantâbefore June 1, 2017. (Id. at 49:25â50:9, 50:24â 51:13.)6 After he pointed to his name tag in response to Plaintiffâs question, Defendant left the area. (See id. at 55:12â18.) Despite Defendantâs statements regarding the five bags outside of his cell, however, Plaintiff did not move his property into his cell. (See id. at 53:25â54:3.) Plaintiff testified that the correction officer who initially informed him that he was transferring to a new cell told him that he âcould keep [his] property [outside of his] cell when [he] cleaned it and sanitized it.â (Id. at 56:21â57:4.) Approximately five minutes after he left, Defendant returned to Plaintiffâs cell. (See id. at 56:2â7.) At that point, Defendant said to Plaintiff, in sum and substance, âyou write grievances, youâre keeplocked.â (Id. at 58:21â59:3, 59:17â20; see also id. at 56:2â4.)7 In 6 Plaintiff also testified that he did not have any personal interaction with Defendant after June 1, 2017, such that their only interactionsâto his recollectionâoccurred on the day in question. (See Plâs Dep. Tr. at 70:18â21.) 7 âKeeplock is a form of disciplinary confinement segregating an inmate from other inmates and depriving him of participation in normal prison activities.â Jackson v. Moore, No. 21-CV-1001, 2023 WL 4710869, at *5 (N.D.N.Y. Apr. 14, 2023) (quoting Green v. Bauvi, 46 F.3d 189, 192 (2d Cir. 1995)), report and recommendation adopted, 2023 WL 4711091 (N.D.N.Y. July 24, 2023); see also Cox v. Annucci, No. 21-CV-1177, 2022 WL 3214772, at *1 n.6 (W.D.N.Y. Aug. 9, 2022) (noting that keeplock âis a form of administrative segregation in which the inmate is confined to his cell, deprived of participation in normal prison routine, and denied contact with other inmates.â (quoting Peralta v. Vasquez, 467 F.3d 98, 103 n.6 (2d Cir. 2006))). (See also Plâs Dep. Tr. at 64:24â65:2 (Plaintiffâs testimony that â[keeplock] means you cannot leave your cellâ).) Consistent with Plaintiffâs testimony that â[t]here is no longer keeplock[,]â (Plâs Dep. Tr. at 65:20â66:4), it appears that the provision of New Yorkâs Administrative Code that permitted the use of the keeplock procedure has been repealed, see 7 N.Y.C.R.R. § 301.6. addition, Defendant and another non-party correction officer confiscated the five bags containing Plaintiffâs belongings. (See id. at 57:13â58:2.) Plaintiff testified that neither Defendant nor the other correction officer said anything about his belongings when they took the bags. (See id. at 59:4â13.) After his belongings were taken, Plaintiff was held in keeplock for approximately one dayâfrom around lunchtime on June 1 until it was time for breakfast on June 2, 2017. (Id. at 66:8â67:7.)8 Also on June 2, 2017, Plaintiff was able to retrieve the five bags that Defendant and the other correction officer confiscated. (See id. at 63:18â64:10.) Plaintiff testified that the only items missing consisted of his âlegal work.â (Id. at 64:11â22.) 2. Plaintiffâs Grievance History On or around July 6, 2017, Plaintiff filed a grievance concerning the incident on June 1, 2017. (See id. at 71:6â10, 72:23â25.)9 Plaintiffâs grievance was denied, which decision he appealed. (See id. at 71:21â23, 72:2â11.) Specifically, Plaintiff appealed first to Green Havenâs superintendent, but that appeal was denied on or around August 9, 2017. (See id. at 72:12â16, 73:2â5.) Thereafter, Plaintiff appealed to the Central Office Review Committee, but his appeal was denied. (See id. at 72:12â16, 73:6â11.) 8 Plaintiff testified that inmates were not given documentation when they were keeplocked; instead, they were simply informed by corrections officers when they were keeplocked. (See Plâs Dep. Tr. at 67:21â68:6.) Perhaps as a consequence of that policy, Plaintiff did not receive a misbehavior report for the incident on June 1, 2017, nor is he aware of whether any documentation exists relating to that incident. (See id. at 79:7â14.) 9 The Court notes that Plaintiff also testified that he filed a second grievance in connection with the incident on June 1, 2017, which was ultimately consolidated with the first. (See Plâs Dep. Tr. at 73:15â74:22.) In addition to the grievance stemming from the incident on June 1, 2017, Plaintiff had previously filed a âlargeâ number of other grievances. (See id. at 76:17â77:4.) None of those grievances involved Defendant. (See id. at 77:5â11.) Plaintiff also testified that he had never spoken to Defendant about any of his prior grievances, and that he did not have âany personal knowledge that [Defendant] knew about any of [his] prior grievances.â (Id. at 77:12â18.) Finally, as relevant here, Plaintiff filed a grievance against Green Havenâs âpackage roomâ on May 25, 2017âjust one week before the June 1, 2017 incident. (Id. at 77:19â78:8, 78:15â17.) This grievance did not mention or implicate Defendant. (See id. at 78:9â14.) Plaintiff testified that he had âno personal knowledge [as to whether Defendant] knew of [the May 25, 2017 grievance.]â (Id. at 79:2â6.) B. Procedural History The Court has summarized the procedural history of this Action in its two prior Opinions on Defendantâs Motions To Dismiss. See Gunn v. Malani (Gunn II), No. 20-CV-2681, 2023 WL 2664805, at *2 (S.D.N.Y. Mar. 28, 2023); Gunn v. Malani (Gunn I), No. 20-CV-2681, 2021 WL 5507057, at *2 (S.D.N.Y. Nov. 23, 2021).10 The Court therefore assumes familiarity with that history and reviews only subsequent proceedings herein. On March 28, 2023, the Court granted in part and denied in part Defendantâs Motion To Dismiss the Amended Complaint. See Gunn II, 2023 WL 2664805, at *12. Specifically, the Court denied the Motion To Dismiss with respect to Plaintiffâs First Amendment retaliation claim. See id. Defendant filed an Answer to the Amended Complaint on April 11, 2023. (See Answer (Dkt. No. 40).) 10 Because Plaintiff had brought suit against âT. Malani,â the docket for this Action initially reflected that spelling of Defendantâs name. See Gunn II, 2023 WL 2664805, at *1 n.1. The docket now reflects the proper spelling of Defendantâs name. (See generally Dkt.) Following discovery, Defendant filed a pre-motion letter seeking leave to file the instant Motion on September 12, 2023. (See Letter from Ian Ramage, Esq. to Court (Sept. 12, 2023) (Dkt. No. 51).) During a pre-motion conference on September 28, 2023, Plaintiff indicated that he had not received Defendantâs letter, so the Court directed Defendant to mail the letter to him and to âwork with the correctional facility where Plaintiff [was] located to ensure that he receive[d] the letter.â (Dkt. (minute entry for Sept. 28, 2023).) The Court received Plaintiffâs response to Defendantâs pre-motion letter, which was dated October 2, 2023, on October 10, 2023. (See Letter from Darrell Gunn to Court (Oct. 2, 2023) (Dkt. No. 52).) On December 14, 2023, Defendant submitted a proposed briefing schedule, which the Court adopted that same day. (See Dkt. Nos. 53â54.) Pursuant to that briefing schedule, Defendants filed their Motion and accompanying papers on December 15, 2023. (See Not. of Mot.; Defâs 56.1; Not. to Pro Se Litigant; Ramage Decl. (Dkt. No. 58); Defâs Mem. of Law in Supp. of Mot. (âDefâs Mem.â) (Dkt. No. 59).) The Court received Plaintiffâs Opposition, which was dated December 27, 2023, on January 2, 2024. (Plâs Oppân.) On January 29, 2024, Defendant filed his Reply papers. (See Defâs Reply; Reply Decl. of Ian Ramage, Esq. in Supp. of Mot. (âRamage Reply Decl.â) (Dkt. No. 62).)11 II. Discussion A. Standard of Review Summary judgment is appropriate where the movant shows that âthere is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. 11 In his Reply, Defendant suggests that Plaintiff brought upâfor the first time in opposition to the instant Motionâthe existence of an eyewitness to the interaction between Plaintiff and Defendant on June 1, 2017. (Defâs Reply 6 n.1.) In doing so, Defendant ignores the fact that Plaintiff referenced this witness during his deposition, (see Plâs Dep. Tr. at 79:23â 82:16), and in the Amended Complaint, (see Am. Compl. ¶¶ 10â11). R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322â23 (1986) (same); Truitt v. Salisbury Bank & Tr. Co., 52 F.4th 80, 85 (2d Cir. 2022) (same); Cambridge Funding Source LLC v. Emco Oilfield Servs. LLC, No. 22-CV-10741, 2023 WL 7405862, at *4 (S.D.N.Y. Nov. 9, 2023) (same). âIn deciding whether to award summary judgment, the court must construe the record evidence in the light most favorable to the non-moving party and draw all reasonable inferences in [his] favor.â Torcivia, 17 F.4th at 354; see also Horror Inc. v. Miller, 15 F.4th 232, 240 (2d Cir. 2021) (same). âThe movant âbears the initial burden of showing that there is no genuine dispute as to a material fact.ââ McKinney v. City of Middletown, 49 F.4th 730, 738 (2d Cir. 2022) (quoting Jaffer v. Hirji, 887 F.3d 111, 114 (2d Cir. 2018)); see also LaFontant v. Mid- Hudson Forensic Psychiatric Ctr., No. 18-CV-23, 2023 WL 6610764, at *7 (S.D.N.Y. Oct. 10, 2023) (same); Red Pocket, Inc. v. Interactive Commcâns Intâl, Inc., No. 17-CV-5670, 2020 WL 838279, at *4 (S.D.N.Y. Feb. 20, 2020) (same). âHowever, when the burden of proof at trial would fall on the non[-]moving party, it ordinarily is sufficient for the movant to point to a lack of evidence to go to the trier of fact on an essential element of the non[-]movantâs claim,â in which case âthe non[-]moving party must come forward with admissible evidence sufficient to raise a genuine issue of fact for trial in order to avoid summary judgment.â CILP Assocs., L.P. v. Pricewaterhouse Coopers LLP, 735 F.3d 114, 123 (2d Cir. 2013) (alteration adopted) (internal quotation marks and citation omitted); see also U.S. Bank Natâl Assân as Tr. for Reg. Holders of J.P. Morgan Chase Com. Mortg. Sec. Corp., Multifamily Mortg. Pass-Through Certificates, Series 2017-SB42 v. 160 Palisades Realty Partners LLC, No. 20-CV-8089, 2022 WL 743928, at *3 (S.D.N.Y. Mar. 10, 2022) (same). Further, â[t]o survive a [summary judgment] motion . . . , [a non-movant] need[s] to create more than a âmetaphysicalâ possibility that his allegations were correct; he need[s] to âcome forward with specific facts showing that there is a genuine issue for trial,ââ Wrobel v. County of Erie, 692 F.3d 22, 30 (2d Cir. 2012) (emphasis omitted) (quoting Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586â87 (1986)); see also Jennifer Fung-Schwartz, D.P.M, LLC v. Cerner Corp., No. 17-CV-233, 2023 WL 6646385, at *3 (S.D.N.Y. Oct. 12, 2023) (same), âand cannot rely on the mere allegations or denials contained in the pleadings,â Guardian Life Ins. Co. v. Gilmore, 45 F. Supp. 3d 310, 322 (S.D.N.Y. 2014) (quotation marks omitted); see also Kollias v. Univ. of Rochester, No. 18-CV-6566, 2023 WL 5608868, at *4 (W.D.N.Y. Aug. 30, 2023) (âWhen a motion for summary judgment is properly supported by documents or other evidentiary materials, the party opposing summary judgment may not merely rest on the allegations or denials of his pleading.â (quoting Wright v. Goord, 554 F.3d 255, 266 (2d Cir. 2009))). âOn a motion for summary judgment, a fact is material if it might affect the outcome of the suit under the governing law.â Seward v. Antonini, No. 20-CV-9251, 2023 WL 6387180, at *12 (S.D.N.Y. Sept. 29, 2023) (quoting Royal Crown Day Care LLC v. Depât of Health & Mental Hygiene, 746 F.3d 538, 544 (2d Cir. 2014)). âAt this stage, âthe role of the court is not to resolve disputed issues of fact but to assess whether there are any factual issues to be tried.ââ U.S. Sec. & Exch. Commân v. Amah, No. 21-CV-6694, 2023 WL 6386956, at *8 (S.D.N.Y. Sept. 28, 2023) (alteration adopted) (quoting Brod v. Omya, Inc., 653 F.3d 156, 164 (2d Cir. 2011)). Therefore, âa courtâs goal should be âto isolate and dispose of factually unsupported claims.ââ Sullivan v. Natâl Express LLC, No. 21-CV-5789, 2023 WL 6279255, at *8 (S.D.N.Y. Sept. 26, 2023) (quoting Geneva Pharms. Tech. Corp. v. Barr Labs. Inc., 386 F.3d 485, 495 (2d Cir. 2004) (quoting Celotex Corp., 477 U.S. at 323â24)). When ruling on a motion for summary judgment, a district court should âconsider only evidence that would be admissible at trial.â Latimer v. Annucci, No. 21-CV-1275, 2023 WL 6795495, at *3 (S.D.N.Y. Oct. 13, 2023) (citing Nora Beverages, Inc. v. Perrier Grp. of Am., Inc., 164 F.3d 736, 746 (2d Cir. 1998)). ââ[W]here a party relies on affidavits or deposition testimony to establish facts, the statements must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters stated.ââ Mozzochi v. Town of Glastonbury, No. 21-CV-1159, 2023 WL 3303947, at *3 (D. Conn. May 8, 2023) (quoting DiStiso v. Cook, 691 F.3d 226, 230 (2d Cir. 2012) (quoting Fed. R. Civ. P.56(c)(4))); see also E. Fishkill Fire Dist. v. Ferrara Fire Apparatus, Inc., No. 20-CV-576, 2023 WL 6386821, at *11 (S.D.N.Y. Sept. 28, 2023) (âRule 56 requires a motion for summary judgment to be supported with affidavits based on personal knowledge . . . .â (internal citation omitted)); Baity v. Kralik, 51 F. Supp. 3d 414, 419 (S.D.N.Y. 2014) (disregarding âstatements not based on [the] [p]laintiffâs personal knowledgeâ); Flaherty v. Filardi, No. 03-CV-2167, 2007 WL 163112, at *5 (S.D.N.Y. Jan. 24, 2007) (âThe test for admissibility is whether a reasonable trier of fact could believe the witness had personal knowledge.â (internal citation omitted)). âAs a general rule, âdistrict courts may not weigh evidence or assess the credibility of witnesses at the summary judgment stage.ââ Parker v. Fantasia, 425 F. Supp. 3d 171, 183 (S.D.N.Y. 2019) (quoting Jeffreys v. City of New York, 426 F.3d 549, 551 (2d Cir. 2005)); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247 (1986) (noting that at the summary judgment stage, the court is not to âweigh the evidence and determine the truth of the matterâ); Vital v. Interfaith Med. Ctr., 168 F.3d 615, 622 (2d Cir. 1999) (âAssessments of credibility and choices between conflicting versions of the events are matters for the jury, not for the court on summary judgment.â (quotation marks omitted)). Where the evidence presents âa question of âhe said, she saidââ the court âcannot . . . take a side at the summary judgment stage.â Fincher v. Depository Tr. & Clearing Corp., 604 F.3d 712, 726 (2d Cir. 2010); see also Kassel v. City of Middletown, 272 F. Supp. 3d 516, 535 (S.D.N.Y. 2017) (noting that âit is not the role of the [c]ourt at summary judgment to resolve [a] factual clashâ); Bale v. Nastasi, 982 F. Supp. 2d 250, 258â59 (S.D.N.Y. 2013) (stating that â[w]here each side . . . tells a story that is at least plausible and would allow a jury to find in its favor, it is for the jury to make the credibility determinations and apportion liability, and not for the courtâ). And, even if the non-movantâs evidence is âthin, [a non-movantâs] own sworn statement is adequate to counter summary judgment.â Scott v. Coughlin, 344 F.3d 282, 290â91 (2d Cir. 2003) (holding that â[t]he credibility of [the plaintiffâs] statements and the weight of contradictory evidence may only be evaluated by a finder of factâ). Finally, the Second Circuit has instructed that when a court considers a motion for summary judgment, âspecial solicitudeâ should be afforded a pro se litigant, see Graham, 848 F.2d at 344; Mercado v. Div. of N.Y. State Police, No. 96-CV-235, 2001 WL 563741, at *7 (S.D.N.Y. May 24, 2001) (same), and a court should construe âthe submissions of a pro se litigant . . . liberallyâ and interpret them âto raise the strongest arguments that they suggest,â Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 474 (2d Cir. 2006) (italics and quotation marks omitted). Nonetheless, âproceeding pro se does not otherwise relieve a litigant of the usual requirements of summary judgment, and a pro se partyâs bald assertions unsupported by evidence . . . are insufficient to overcome a motion for summary judgment.â Houston, 27 F. Supp. 3d at 351 (italics and quotation marks omitted); see also Flores v. City of New York, No. 15-CV-2903, 2017 WL 3263147, at *2 (S.D.N.Y. July 31, 2017) (same). B. Analysis In light of the Courtâs decision on Defendantâs Motion To Dismiss the Amended Complaint, Plaintiffâs allegations in this Action have been limited to a single claim for First Amendment retaliation. Gunn II, 2023 WL 2664805, at *12. In particular, Plaintiff asserts that Defendant violated his First Amendment rights when Defendant placed him on keeplock in direct retaliation for filing grievances. (See Am. Compl. 13â17.) Defendant argues that Plaintiffâs First Amendment retaliation claim must fail because there is no triable issue of fact as to whether there was a causal connection between Plaintiffâs protected speech and Defendantâs alleged retaliatory conduct, and, independently, that Plaintiff would have been disciplined regardless of any retaliatory motive on the part of Defendant. (See generally Defâs Mem.) The Court addresses each of these arguments in turn. 1. Prima Facie Showing of First Amendment Retaliation âPrisoners have a constitutional right to petition the government, and it is a violation of § 1983 for prison officials to retaliate against prisoners for the exercise of that right.â Bonie v. Annucci, No. 20-CV-640, 2023 WL 2711349, at *12 (S.D.N.Y. Mar. 30, 2023) (quoting Perkins v. Perez, No. 17-CV-1341, 2019 WL 1244495, at *13 (S.D.N.Y. Mar. 18, 2019)). âA plaintiff asserting a First Amendment retaliation claim must establish that: (1) his speech or conduct was protected by the First Amendment; (2) the defendant took an adverse action against him; and (3) there was a causal connection between this adverse action and the protected speech.â Galgano v. County of Putnam, No. 16-CV-3572, 2024 WL 1623401, at *104 (S.D.N.Y. Apr. 15, 2024) (quotation marks omitted) (quoting Matthews v. City of New York, 779 F.3d 167, 172 (2d Cir. 2015)); accord Barkai v. Mendez, No. 21-CV-4050, 2024 WL 811561, at *23 (S.D.N.Y. Feb. 21, 2024); Terry v. Hulse, No. 16-CV-252, 2018 WL 4682784, at *10 (S.D.N.Y. Sept. 28, 2018). âAn inmate bears the burden of showing that âthe protected conduct was a substantial or motivating factorâ in the prison officialsâ disciplinary decision.â Holland v. Goord, 758 F.3d 215, 225â26 (2d Cir. 2014) (quoting Graham v. Henderson, 89 F.3d 75, 79 (2d Cir. 1996)). Additionally, â[t]he Second Circuit has made clear that courts are to âapproach prisoner retaliation claims with skepticism and particular care, because virtually any adverse action taken against a prisoner by a prison officialâeven those otherwise not rising to the level of a constitutional violationâcan be characterized as a constitutionally proscribed retaliatory act.ââ Terry, 2018 WL 4682784, at *10 (quoting Davis v. Goord, 320 F.3d 346, 352 (2d Cir. 2003)); see also Dolan v. Connolly, 794 F.3d 290, 295 (2d Cir. 2015) (same); Gunn II, 2023 WL 2664805, at *6 (âRetaliation claims by prisoners are prone to abuse since prisoners can claim retaliation for every decision they dislike.â (citation omitted)). As an initial matter, Defendant does not dispute that the first two elements of the First Amendment retaliation analysis have been met for purposes of this Motion. (See Defâs Mem. 11; Defâs Reply 4.) With regard to the first elementâwhether Plaintiffâs speech or conduct was protected by the First AmendmentâPlaintiffâs undisputed testimony that he filed grievances clearly establishes that this element has been satisfied. See supra Section I.A.2. As the Court has previously explained, âthe filing of prison grievances is constitutionally protected.â Gunn II, 2023 WL 2664805, at *6 (collecting cases) (quoting Davis, 320 F.3d at 352); see also Terry, 2018 WL 4682784, at *10 (âIt is well-established that inmatesâ filing of grievances is a constitutionally protected exercise of their right under the First Amendment to petition the government for the redress of grievances.â (quoting Mateo v. Bristow, No. 12-CV-5052, 2013 WL 3863865, at *4 (S.D.N.Y. July 16, 2013))). And as to the second elementâwhether Defendant took an adverse action against Plaintiffâthe focus of the inquiry is whether the âretaliatory conduct [] would deter a similarly situated individual of ordinary firmness from exercising his or her constitutional rights.â Davis, 320 F.3d at 353; see also Marshall v. Griffin, No. 18-CV-6673, 2020 WL 1244367, at *6 (S.D.N.Y. Mar. 16, 2020) (explaining that âthe courtâs inquiry must be tailored to the different circumstances in which retaliation claims arise, bearing in mind that prisoners may be required to tolerate more than average citizensâ (citation omitted)). Again, Defendant does not dispute this element, and the Court has already explained that â[c]onfining a prisoner to keeplock is sufficient to establish an adverse action.â Gunn II, 2023 WL 2664805, at *7; see also Mack v. Hall, No. 18-CV-875, 2020 WL 5793438, at *8 (N.D.N.Y. July 27, 2020) (declining to grant summary judgment in favor of a defendant where the alleged adverse action involved the plaintiffâs âtwo-day confinement in a medical cellâ), report and recommendation adopted, 2020 WL 5775205 (N.D.N.Y. Sept. 28, 2020).12 Thus, the remainder of the Courtâs analysis focuses on the third element of a First Amendment retaliation claimâcausation. When assessing whether âthere was a causal connection between [] protected conduct and [alleged] adverse action,â a court may consider: â(1) the temporal proximity of the filing to the grievance and the disciplinary action; (2) the inmateâs prior good disciplinary record; (3) vindication at a hearing on the matter; and (4) statements by the defendant regarding his motive for disciplining the plaintiff.â Gunn II, 2023 WL 2664805, at *6â7; accord Thomas v. DeCastro, No. 14-CV-6409, 2021 WL 5746207, at *7 (S.D.N.Y. Dec. 1, 2021); see also Vogelfang v. Capra, 889 F. Supp. 2d 489, 517 (S.D.N.Y. 12 In his Motion papers, Defendant suggests that Plaintiffâs placement on keeplock for around one day, beginning on June 1, 2017, does not constitute an adverse action because it was merely a de minimis punishment. (See Defâs Mem. 11; Defâs Reply 4.) However, in the absence of any meaningful briefing on the issue, the Court will not hold, as a matter of law, that one day on keeplock cannot constitute an adverse action for purposes of a First Amendment retaliation claimâi.e., that it would not âdeter a similarly situated [incarcerated] individual of ordinary firmness from exercising his or her constitutional rights.â Davis, 320 F.3d at 353. 2012) (explaining that â[t]he customary indicators which could give rise to an inference of retaliationâ include âtemporal proximity between [the plaintiffâs protected activity] and the allegedly-retaliatory actionsâ and âtelling comments by the defendant[]â). Here, two of the causation factors counsel against concluding that there was any causal connection between Plaintiffâs filing of a grievance and Defendantâs alleged adverse action. First, evidence in the record suggests that Plaintiff has had a less-than-stellar disciplinary history during his current period of incarceration, as Plaintiff himself testified that he has been placed in keeplock âseveralâ times before, (Plâs Dep. Tr. at 65:3â9), received approximately seven âmisbehavior reportsâ since 2003, (id. at 34:9â15), and, as a result of at least some of those reports, been disciplined through placement in a Special Housing Unit, (id. at 35:6â13; see also Ramage Reply Decl. Ex. C at 2â4 (disciplinary report for Plaintiff that reflects thirteen incidents between November 2003 and June 2014, including allegations of âassault on staff,â âassault on inmate,â and âviolent conductâ) (Dkt. No. 62-1).)13 And second, it is undisputed that Plaintiffâs grievance stemming from the incident on June 1, 2017 was denied, as were Plaintiffâs corresponding appeals. See supra Section I.A.2. However, the Courtâs analysis does not end there. To be sure, Plaintiffâs disciplinary history and the fact that he was not vindicated through the grievance process following the incident on June 1, 2017 seriously undermine any potential inference of causation here. See 13 The Court recognizes Plaintiffâs contention that he does, in fact, have a good disciplinary record and that the misbehavior reports he had received are âfalse.â (See Plâs Oppân 2.) However, he provides no details and points to no evidence in support of this contention. (See generally id.) Additionally, to the degree that Plaintiff maintains his assertion that the grievance process âdoes not workâ and is ârigged,â (see id. at 2), the Court reiterates that âviolations of prison grievance procedures do not give rise a cognizable § 1983 claim because inmate grievance procedures are not required by the Constitution[,]â Gunn II, 2023 WL 2664805, at *7 n.4 (collecting cases). Thomas, 2021 WL 5746207, at *8 (concluding that the plaintiffâs âexceptionally poor disciplinary record . . . fatally undercut[] any suggestion that the misbehavior report [at issue] was aberrant and, therefore, retaliatoryâ); Barclay v. New York, 477 F. Supp. 2d 546, 559 (N.D.N.Y. 2007) (noting that the plaintiffâs admission that he was guilty of certain misconduct charges âtemper[ed] somewhat any inference of improper motiveâ on the part of the defendants); cf. Colon v. Coughlin, 58 F.3d 865, 872 (2d Cir. 1995) (â[W]e have determined that evidence of prior good behavior . . . may be circumstantial evidence of retaliation.â), abrogated on other grounds by Tangreti v. Bachmann, 983 F.3d 609 (2d Cir. 2020). Nevertheless, the remaining two causation factors persuasively auger in favor of concluding that Defendantâs alleged adverse action was causally connected to Plaintiffâs protected conductânamely his filing of grievances.14 14 It bears noting that, in general, the cases Defendant relies upon in his discussion of the disciplinary-history and vindication causation factors do not involve evidence of both temporal proximity and statements by the defendant regarding his motive for disciplining the plaintiffâ which, as discussed below, exists hereâor otherwise compel a conclusion in his favor. See Moore v. Peters, 92 F. Supp. 3d 109, 121â22 (W.D.N.Y. 2015) (denying the defendantsâ motion for judgment on the pleadings as to the plaintiffâs First Amendment retaliation claim where the plaintiff had plausibly alleged âtemporal proximity between his protected activities and the alleged retaliatory conduct[,] as well as âthat he ha[d] a good disciplinary record,â even though defendants argued that the plaintiff âwas not vindicated at a subsequent hearingâ and that âthere [were] statements by [the d]efendants regarding their non-retaliatory motive for taking the alleged adverse actions attachedâ to the complaint); Webster v. Fischer, 694 F. Supp. 2d 163, 170, 183â84 (N.D.N.Y. 2010) (adopting report and recommendation recommending that the court grant summary judgment on a First Amendment retaliation claim where, inter alia, it was âquestionable whether the disciplinary action followed [the] plaintiffâs complaints close enough in time to raise an inference of retaliationâ and there was no other factor that supported a finding of causation); Barclay, 477 F. Supp. 2d at 558â59 (granting summary judgment on the plaintiffâs First Amendment retaliation claim where, inter alia, there was no evidence of temporal proximity, the plaintiff did not have a good disciplinary record, and there were âno statements from the defendants as to their motives for making the disciplinary chargesâ at issue). (See also Defâs Mem. 15â17; Defâs Reply 5â6.) The Court notes that, in Jones v. Marshall, the court granted summary judgment in the defendantsâ favor on a First Amendment retaliation claim where there was âclose temporal proximity between [the p]laintiffâs grievance and the misbehavior report [at issue,]â but the a. Temporal Proximity With respect to the temporal proximity between Plaintiffâs protected conduct and Defendants alleged adverse action, see Gunn II, 2023 WL 2664805, at *7, the record evidence reflects that Plaintiff filed a grievance approximately one week before the June 1, 2017 incident, (see Plâs Dep. Tr. at 77:19â78:8, 78:15â17.) As Defendant rightly concedes, (see Defâs Mem. 13), â[o]ne way a plaintiff can establish a causal connection [in this context] is by âshowing that protected activity was close in time to the adverse action[,]ââ Brandon v. Kinter, 938 F.3d 21, 40 (2d Cir. 2019) (quoting Espinal v. Goord, 558 F.3d 119, 129 (2d Cir. 2009)); see also Gayle v. Gonyea, 313 F.3d 677, 684 (2d Cir. 2002) (noting that âtemporal proximity of an allegedly retaliatory misbehavior report to a grievance [could] serve as circumstantial evidence of retaliationâ where the misbehavior report at issue was written six days after the plaintiff filed a grievance); cf. Hayes v. Dahlke, 976 F.3d 259, 273 (2d Cir. 2020) (explaining that one month between a grievance and false misbehavior report constituted circumstantial evidence of retaliation). In support of his Motion, Defendant argues that there was, in fact, no temporal proximity between Plaintiffâs May 25, 2017 grievance and Defendantâs alleged adverse action because plaintiff had a poor disciplinary history, and the plaintiff was later found guilty of the violations in the underlying misbehavior report. No. 08-CV-562, 2010 WL 234990, at *5 (S.D.N.Y. Jan. 19, 2010). The plaintiff in Jones also asserted that an officer-defendant âthreatened to fabricate a misbehavior report if he filed a grievance report[,]â but the court did not credit that assertion, notingâwithout citation to any legal authorityâthat the plaintiff did not cite âany additional facts on the record, such as the testimony of other inmates or officers on duty . . . to support his allegation.â Id. Particularly in view of the âspecial solicitudeâ that ought to be afforded to pro se litigants, Graham, 848 F.2d at 344, this Court finds the reasoning in Jones to be unpersuasive. Indeed, the lack of corroborating evidence would simply seem to go to the weight of the plaintiffâs testimony, but it is otherwise inappropriate for a court to âassess the credibility of witnesses at the summary judgment stage.â Parker, 425 F. Supp. 3d at 183 (citation omitted); see also Scott, 344 F.3d at 290â91 (explaining that, even if the non-movantâs evidence is âthin, [a non-movantâs] own sworn statement is adequate to counter summary judgmentâ). Defendant was not involved in or implicated by that grievance and, more generally, Plaintiff and Defendant had not interacted before the June 1, 2017 incident. (Defâs Mem. 12â15.)15 Although those arguments weaken the causal inference to be drawn from the relatively brief passage of time between the May 25, 2017 grievance and the June 1, 2017 incident, courts have consistently concluded that a defendantâs lack of involvement with a plaintiffâs underlying protected speech or conduct is not necessarily dispositive of a retaliation claim against them. See Espinal, 558 F.3d at 129â30 (reversing grant of summary judgment to the defendant-correction officer on a First Amendment retaliation claim, reasoning that a factfinder could infer that the officer was aware of the protected conductâa lawsuit against other officersâand therefore retaliated against the plaintiff); Moreau v. Ellsworth, No. 20-CV-124, 2021 WL 3813172, at *11 (N.D.N.Y. July 15, 2021) (holdingâat the summary judgment stageâthat âwhile a plaintiff who âalleges retaliatory adverse action by one officer for a grievance filed against another officer . . . faces a heightened burden of establishing a causal connection,â this does not necessarily bar a retaliation claim where there are indications of âa retaliatory purposeââ (quoting Vincent v. Sitnewski, 117 F. Supp. 3d 329, 338â39 (S.D.N.Y. 2015))), report and recommendation adopted, 2021 WL 3793772 (N.D.N.Y. Aug. 26, 2021); see also Davis, 320 F.3d at 354 (explaining that the plaintiff stated a First Amendment retaliation claim against prison officials who allegedly 15 Defendant also suggests that â[t]emporal proximity is more context dependent than time dependent[,]â and cites Espinal, 558 F.3d at 129 as authority for that proposition. (Defâs Mem. 13.) Espinal, however, says no such thing. Instead, the Second Circuit made the unremarkable observation that there is no bright-line rule setting an âouter limit[] beyond which a temporal relationship is too attenuated to establish a causal relationship between the exercise of a federal constitutional right and an allegedly retaliatory action[,]â which affords courts the ability to âexercise [] judgment about the permissible inferences that can be drawn from temporal proximity in the context of particular cases.â Espinal, 558 F.3d at 129 (citation omitted). If context truly mattered more than time with respect to this causation factor of the First Amendment retaliation analysis, one wonders why âtemporal proximityâ would be an independent factor at all. took adverse action against him, even though his protected conduct was a lawsuit against officials at a different prison); Burgess v. Banasike, No. 19-CV-6617, 2022 WL 13740744, at *5 (W.D.N.Y. Oct. 24, 2022) (explaining that â[w]hile as a general matter, it is difficult to establish one defendantâs retaliation for complaints against other correctional officers, this general rule may not apply where there are indications of a retaliatory purposeâi.e., that the officerâs conduct was meant to penalize the plaintiff for bringing past grievances, and to dissuade future grievancesâ (alterations adopted) (quotation marks omitted)); cf. Kotler v. Boley, No. 21-1630, 2022 WL 4589678, at *2 (2d Cir. Sept. 30, 2022) (summary order) (noting that âcausation may be established even if a prisonerâs protected conduct was not directed at the defendantâ).16 Finally, the Court recognizes that to establish causation for purposes of a First Amendment retaliation claim, âtemporal proximity alone is not enough . . . .â Gunn v. Bentivegna, No. 20-CV-2440, 2021 WL 4084575, at *5 (S.D.N.Y. Sept. 8, 2021) (citation omitted). However, as discussed below, Plaintiff has adduced additional evidence from which a reasonable fact finder could conclude that there was a causal connection between his protected conduct and Defendantâs adverse action. b. Defendantâs Statements Turning to the final causation factor, there is evidence in the record of statements by Defendant regarding his motive for disciplining Plaintiff that supports Plaintiffâs claim. See Gunn II, 2023 WL 2664805, at *7. In particular, Plaintiff testified that Defendant first 16 Throughout his Motion papers, Defendant also makes the overstated assertion that Defendant was not, as a matter of law, aware of Plaintiffâs prior grievances, based solely on Plaintiffâs testimony that he did not know, one way or the other, the degree to which Defendant was aware of his grievance history. (See Defâs Reply 4â5; Defâs 56.1 ¶¶ 24, 37 (citing Plâs Dep. Tr. 77:15â18, 79:2â6).) Yet, the Court notes that the record notably lacks any direct testimony from Defendant on any topic, including his personal knowledge with regard to Plaintiffâs grievances or, indeed, his perspective as to what happened on June 1, 2017. mentioned that he was known for writing grievances when Defendant came up to his cell and told him that his belongings were creating a fire hazard. (See Plâs Dep. Tr. at 91:16â24.) More importantly, Plaintiff further testified that, upon returning to his cell, Defendant told him that he was going to be keeplocked for writing grievances. (Id. at 56:2â4, 58:21â59:3, 59:17â20.) The Court notes that, throughout his briefing, Defendant characterizes Plaintiffâs testimony as either âself-serving,â (see Defâs Mem. 7, 18â19; Defâs Reply 3, 6) or âconclusory,â (see Defâs Mem. 18; Defâs Reply 3â4). That rhetoric, however, is unpersuasive. For starters, it should come as no surprise that Plaintiffâs testimony is supportive of his claim in this case. And, in addition, Defendant misapprehends the meaning of âconclusory,â which is defined as â[e]xpressing a factual inference without stating the underlying facts on which the inference is based.â Conclusory, Blackâs Law Dictionary (11th ed. 2019). Here, Plaintiffâs testimony that Defendant told him he was going to be keeplocked because he wrote grievances is not stating a factual inference; if credited, it is direct evidence that Defendant placed Plaintiff on keeplock in retaliation for Plaintiffâs filing of grievances. (See Plâs Dep. Tr. at 56:2â4, 58:21â59:3, 59:17â 20.) See Colon, 58 F.3d at 873â74 (vacating the district courtâs grant of summary judgment in favor of certain defendants and explaining that the plaintiffâs allegation that a defendant admitted to a retaliatory scheme constituted direct evidence of retaliation); see also Washington v. Afify, 681 F. Appâx 43, 46 (2d Cir. 2017) (summary order) (vacating the district courtâs grant of summary judgment in the defendantsâ favor on the plaintiffâs First Amendment retaliation claim where the plaintiff had âdemonstrated temporal proximityâ between his filing of grievances and the defendantsâ alleged adverse actions, and where the plaintiff asserted âin his affidavit . . . that all four of the [defendants] directly confronted him about his practice of filing grievances against prison officials before filing false misbehavior reports[,]â notwithstanding the fact that each of the defendants âdenied threatening or retaliating against [him]â). Additionally, to the degree that Defendant relies upon Lewis v. Hanson, No. 18-CV-12, 2022 WL 991729 (N.D.N.Y. Mar. 31, 2022) for his argument that Plaintiffâs testimony is âself- servingâ and âconclusory,â the Court finds that case to be readily distinguishable. (See Defâs Mem. 18; Defâs Reply 6.) In Lewis, the plaintiffâs âmain argumentâ for causation was that there was âample evidence to conclude that [the defendants] knew other [relevant] officers,â given that they would go to trainings together and would otherwise run into one another at the prison where they worked. 2022 WL 991729, at *22 (record citation omitted). Here, by contrast, Plaintiff has testified that Defendant expressly told himâat least twiceâthat he was going to be placed on keeplock for writing grievances. (See Plâs Dep. Tr. at 56:2â4, 58:21â59:3, 59:17â20, 91:16â24.) * * * In short, viewing the evidence in the light most favorable to Plaintiff and drawing all reasonable inferences in his favor, as the Court must, see Torcivia, 17 F.4th at 354, the Court concludes that a reasonable jury could find that Plaintiffâs protected conduct caused Defendant to place him on keeplock, based upon (1) the close temporal proximity between his May 25, 2017 grievance and the June 1, 2017 incident, and (2) Defendantâs statement that he was punishing Plaintiff for filing grievances. To the extent that Defendant raises âa question of âhe said, []he said,â . . . the [C]ourt cannot . . . take a side at the summary judgment stage.â Fincher, 604 F.3d at 726; see also Kassel, 272 F. Supp. 3d at 535 (â[I]t is not the role of the Court at summary judgment to resolve [a] factual clash.â); Santiago v. City of Yonkers, No. 13-CV-1077, 2015 WL 6914799, at *2 (S.D.N.Y. Oct. 30, 2015) (âWhere each party tells a story that is at least plausible and would allow a jury to find in its favor, it is for the jury to make the credibility determinations and apportion liability, and not for the court.â). Accordingly, the Court denies Defendantâs Motion insofar as it is based upon Plaintiffâs asserted failure to establish the requisite causal connection between Plaintiffâs protected speech and Defendantâs alleged adverse action. 2. Likelihood of Disciplinary Action Absent Retaliatory Motivation Where an incarcerated plaintiff establishes the elements of his First Amendment retaliation claim, â[t]he defendant official then bears the burden of establishing that the disciplinary action would have occurred âeven absent the retaliatory motivation,â which he may satisfy by showing that the inmate âcommitted the prohibited conduct charged . . . .ââ Holland, 758 F.3d at 226 (alteration adopted) (quoting Gayle, 313 F.3d at 682); see also Brandon, 938 F.3d at 40 (explaining that a defendant may âavoid liability [on a First Amendment retaliation claim] by showing that he or she would have taken the adverse action âeven in the absence of the protected conductââ (quoting Bennett v. Goord, 343 F.3d 133, 137 (2d Cir. 2003))). In other words, â[r]egardless of the presence of retaliatory motive, . . . a defendant may be entitled to summary judgment if he can show dual motivation, i.e., that even without the improper motivation the alleged retaliatory action would have occurred.â Scott, 344 F.3d at 287â88 (italics omitted). Defendant asserts that the Court should grant summary judgment in his favor because he would have placed Plaintiff on keeplock on June 1, 2017, regardless of any alleged retaliatory motive. (See Defâs Mem. 19â20; Defâs Reply 7.) More specifically, Defendant argues that he was entitled to place Plaintiff on keeplock because Plaintiff failed to move his bags after being informed that they created a fire hazard. (See Defâs Mem. 20 (citing Defâs 56.1 ¶¶ 8, 10).) The Court concludes that Defendantâs argument here is half-baked at best. Rather than point to any evidence regarding disciplinary policies or procedures at Green Haven, Defendant cites to a single case from 2001 for the proposition that âprisoners must obey all orders of facility personnel promptly and without argument.â (Defâs Reply 7 (quoting Gayle v. Lucas, 133 F. Supp. 2d 266, 271 (S.D.N.Y. 2001)).) However, Defendant does not argue, much less proffer any evidence, that the âInmate Rulesâ discussed in Gayle were still applicable approximately sixteen years later, when the events at issue in this case took place. See 133 F. Supp. 2d at 271. Moreover, regardless of whether Defendant in fact told Plaintiff to move his belongings into his cell, see supra note 5, Defendant does not appear to consider the implications of Plaintiffâs testimony that another correction officer had separately told him that he âcould keep [his] property [outside of his] cell when [he] cleaned it and sanitized it.â (Plâs Dep. Tr. at 56:21â 57:4.) Simply put, drawing all reasonable inferences in Plaintiffâs favor, there is a triable issue of fact as to whether Defendant would have placed him on keeplock even absent any retaliatory motivation. Accordingly, bearing in mind the âspecial solicitudeâ to which pro se litigants are entitled, see Graham, 848 F.2d at 344, the Court declines to grant summary judgment on the ground that Defendant would have placed Plaintiff on keeplock regardless of any alleged retaliatory motivation. * * * In sum, the Court denies Defendantâs Motion in its entirety. Even if Plaintiffâs evidence with respect to his First Amendment retaliation claim is âthin,â â[t]he credibility of [Plaintiffâs testimony] and the weight of [any] contradictory evidence may only be evaluated by a finder of fact.â Scott, 344 F.3d at 290â91. Il. Conclusion For the reasons stated above, Defendantâs Motion is denied. The Court will hold a telephonic status conference on October 8, 2024, at 10:00 a.m. The Clerk of Court is respectfully directed to terminate the pending Motion, (Dkt. No. 55), and mail a copy of this Opinion & Order to Plaintiff at the address listed on the docket. SO ORDERED. Dated: September 9, 2024 White Plains, New York , i Yagi â fo â__â__f KENNETH M. KARAS United States District Judge 25
Case Information
- Court
- S.D.N.Y.
- Decision Date
- September 9, 2024
- Status
- Precedential