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UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NORTH CAROLINA ASHEVILLE DIVISION 1:21-cv-166-MOC HEATHER KATHLEEN GUNN, ) ) ) Plaintiff, pro se, ) ) vs. ) ) ) ORDER ) BRANDON PADGETT, ) N.C. State Highway Patrol Trooper, ) ) Defendant. ) ____________________________________) THIS MATTER is before the Court on Defendant Brandon Padgettâs Motion for Summary Judgment. (Doc. No. 39). For the following reasons, the Court GRANTS Defendantâs summary judgment motion and dismisses this action with prejudice. I. BACKGROUND A. PROCEDURAL BACKGROUND On June 23, 2018, Trooper Brandon R. Padgett executed an âarm-bar takedownâ on Heather K. Gunn, who he suspected of drunk driving. (Doc. No. 40). Three years later, on June 23, 2021, Ms. Gunn brought this civil claim under 42 U.S.C. § 1983, naming Trooper Padgett as the defendant and alleging violations of her Fourth and Eighth Amendment rights. (Doc. No. 1). On May 22, 2023, Defendant Padgett submitted his Motion for Summary Judgment (Doc. No. 39). In that motion and attached memorandum of law, Trooper Padgett asserted that Ms. Gunn failed to produce evidence supporting her claim that Padgett used excessive force in violation of the Fourth Amendment. (Doc. Nos. 39, 40). Defendant Padgett further raised the affirmative defenses of sovereign and qualified immunity. (Doc. No. 40). On June 9, 2023, Plaintiff Gunn submitted her Brief in Partial Response to Defendantâs Motion for Summary Judgment. (Doc. No. 43). This Court held a hearing on Defendantâs Motion for Summary Judgment on September 5, 2023. At that hearing, the Court reviewed footage of the incident captured on Trooper Padgettâs dash camera. (Doc. No. 42 Exhibit A). This matter is now ripe for disposition. B. FACTUAL BACKGROUND On June 23, 2018, Plaintiff Gunn was driving on North Carolina Highway 28 in Macon County, North Carolina, when she lost control of her vehicle and slid into a ditch near Carl Sorrells Road. (Doc. No. 1). Trooper Padgett was dispatched to the scene of the incident, and arrived as Plaintiff was being evaluated by EMS. Given the circumstances of the single-vehicle crash, along with Plaintiff Gunnâs confused responses to EMSâ questions, Defendant Padgett began to suspect that Plaintiff had been driving while impaired when the wreck occurred. (Doc. No. 40). Plaintiff Gunn attributes her confusion to head injuries suffered in the collision, which was violent enough to flip her vehicle and knock off her shoes. (Transcript of Hearing on Defendantâs Motion for Summary Judgment). Trooper Padgett requested that Ms. Gunn submit a breath sample on his portable breath instrument. (Doc. No. 40). This first sample was positive for alcohol. Defendant Padgett then asked Plaintiff Gunn to perform field sobriety tests, which he claims she failed. (Id.). Defendant Padgett unsuccessfully attempted to take a second breath sample. (Id.). Defendant Padgett decided to arrest Plaintiff Gunn for Driving While Impaired after aborting his attempt to obtain a second breath sample. (Doc. No. 40). A struggle ensued. (Transcript of Hearing on Defendantâs Motion for Summary Judgment). Plaintiff repeatedly refused to turn around and allow Defendant to cuff both of her wrists. (Doc. No. 42 Exhibit A). Defendant grabbed Plaintiffâs right hand, turned her around, and forced her towards the front right quarter panel of his patrol car outside the view of his dash camera. (Doc. No. 40; Doc. No. 42 Exhibit A). The audio captured by Trooper Padgettâs dash camera indicates that Ms. Gunn continued to resist Defendant Padgett for around 60 seconds despite his continued demands that Plaintiff surrender her wrists. (Doc. No. 42 Exhibit A). After roughly one minute of resistance, Trooper Padgett warned Ms. Gunn that he would âput her on the ground.â (Id.). Defendant subsequently âperformed a quick arm-bar takedown technique and took Plaintiff to the ground,â again out of view of the dash camera. (Doc. No. 40). Following the takedown, Defendant drove his knee into Plaintiffâs back and finished applying his handcuffs. (Doc. Nos. 1, 40). While on the ground, Ms. Gunn apparently disobeyed Trooper Padgettâs orders to âstop movingâ and became verbally abusive. (Doc. No. 42 Exhibit A). Trooper Padgett kept Ms. Gunn on the ground for more than five minutes. (Doc. No. 42 Exhibit A; Transcript of Hearing on Defendantâs Motion for Summary Judgment). The parties disagree about the injuries Trooper Padgett caused to Plaintiff Gunn during and after the takedown. Defendant Padgett contends that Plaintiff Gunn suffered only âseveral scratches and a cut near her right eye.â (Doc. No. 40). Plaintiff Gunn, however, claims to have suffered a black eye, concussion, cuts and scrapes on her face and body, bruises and swelling on her face, breasts, legs, and back, and damage to her teeth from Defendant Padgettâs initial takedown, as well as herniation to disc L4-L5, sciatica, nerve damage, and numbness caused by Defendant Padgett driving his knee into her back following the takedown. (Doc. No. 1). After Ms. Gunnâs arrest, a Macon County Sheriffâs Office Deputy transported her to the Macon County jail. Plaintiff was charged with Driving While Impaired, Reckless Driving, Failure to Maintain Lane Control, and Resist/Delay/Obstruct. (Doc. No. 40). All of the charges were dismissed, with the exception of the resisting charge, to which Ms. Gunn pled no contest. II. STANDARD OF REVIEW Defendantâs motion for summary judgment must satisfy the two-prong test articulated by the Federal Rules of Civil Procedure. Summary judgment is granted where the movant (1) âshows that there is no genuine dispute as to any material factâ and (2) demonstrates that they are âentitled to judgment as a matter of law.â FED. R. CIV. P. 56(a). A material fact is a fact that could affect the outcome of the suit under the governing law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute is genuine âif the evidence is such that a reasonable jury could return a verdict for the nonmoving party.â Id. On a motion for summary judgment, the burden of persuasion lies with the movant. Specifically, the movant bears the âinitial responsibility of informing the district court of the basis for its motion, and identifying those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of material fact.â Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (internal citations omitted). â[W]ith respect to an issue on which the nonmoving party bears the burden of proof,â however, the movantâs burden of persuasion âmay be discharged by âshowingââthat is, pointing out to the district courtâthat there is an absence of evidence to support the nonmoving partyâs case.â Id. at 325. If the movant meets either burden articulated in Celotex, the burden shifts to the nonmoving party. To carry the burden, the nonmovant âmust set forth specific facts showing that there is a genuine issue for trial.â Id. at 322 n.3. Naked allegations or denials are insufficient to defeat a motion for summary judgment. Id. at 324. Instead, the nonmoving party must adduce sufficient evidence that âa reasonable jury could return a verdict for the nonmoving party.â Anderson, 477 U.S. at 248; accord Sylvia Dev. Corp. v. Calvert Cnty., Md., 48 F.3d 810, 818 (4th Cir. 1995). When considering a motion for summary judgment, the court must view the evidence, and any inferences taken therefrom, in the light most favorable to the nonmoving party. Anderson, 477 U.S. at 255. ââWhere the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no genuine issue for trial.ââ Ricci v. DeStefano, 129 S. Ct. 2658, 2677 (2009) (quoting Matsushita v. Zenith Radio Corp., 475 U.S. 574, 587 (1986)). III. DISCUSSION Plaintiff brings various constitutional claims against Trooper Padgett in his individual capacity through Section 1983, including for violation of Plaintiffâs Eighth and Fourth Amendment rights. Defendant also understands Plaintiff to bring a Section 1983 claim against Trooper Padgett in his official capacity. Plaintiffâs Eighth Amendment claim fails because Trooper Padgettâs takedown was not a form of âpunishmentâ as that term is understood within the context of the Eighth Amendment. Any claim against Trooper Padgett in his official capacity fails because Section 1983 does not abrogate the state sovereign immunity furnished by the Eleventh Amendment. Though it is a much closer call, Plaintiffâs Fourth Amendment claim fails because Trooper Padgett is entitled to qualified immunity. A. Plaintiffâs Eighth Amendment Argument Plaintiff Gunn states a complaint against Defendant Padgett for his alleged violation of her â[Eighth] Amendment Federal Constitutional Rights.â (Doc. No. 1, see also Doc. No. 43). Defendant did not respond to Plaintiffâs Eighth Amendment claim in his summary judgment motion, though counsel did address it at the hearing. (Doc. No. 40; Transcript of Hearing on Defendantâs Motion for Summary Judgment). For the reasons articulated below, Plaintiff Gunnâs Eighth Amendment claim is inapplicable to the facts at hand and cannot survive summary judgment. âThe purpose of the Eighth Amendment . . . was to limit the governmentâs power to punish.â Austin v. United States, 509 U.S. 602, 609 (1993). More specifically, the Eighth Amendment âwas designed to protect those convicted of crimes.â Ingraham v. Wright, 430 U.S. 651, 664 (1977). The conduct upon which Plaintiff Gunnâs complaint is basedâTrooper Padgettâs use of force in effectuating her arrestâpreceded Ms. Gunnâs conviction. Thus, Defendant Padgettâs use of force to effectuate Plaintiff Gunnâs arrest was not âpunishmentâ for resisting arrest, the crime to which Plaintiff Gunn later pleaded no contest. Though there are some conviction-agnostic applications of the Eighth Amendment, such as against excessive bail and asset forfeiture, none of those applications are relevant here. Because Trooper Padgettâs use of force occurred before Plaintiff Gunn was brought into custody, Plaintiff Gunnâs Eighth Amendment protection from cruel and unusual punishment is not implicated in this case. If Plaintiff Gunn can state a claim under 42 U.S.C. § 1983, it must arise under the Fourth Amendment. B. Defendantâs State Sovereign Immunity Defense Plaintiff Gunn does not explicitly state a claim against Defendant Padgett in his official capacity as an officer of the North Carolina Highway Patrol. Nonetheless, Defendant Padgett construes Plaintiff Gunnâs complaint to include a 42 U.S.C. § 1983 claim against Trooper Padgett in his official capacity. Defendant Padgett is correct that Section 1983 does not abrogate the sovereign immunity furnished to state officials by the Eleventh Amendment. (Doc. No. 40). See Will v. Michigan Dep't of State Police, 491 U.S. 58, 71 (1989). To the extent that Plaintiff Gunn has sued Trooper Padgett in his official capacity and seeks money damages from the State of North Carolina for Trooper Padgettâs conduct, Defendant is entitled to sovereign immunity. The analysis is different for Plaintiff Gunnâs demands for equitable relief. Plaintiff Gunn requests âthe Court to order the Trooperâs [personnel] file to be openedâ and use âwhatever authority it hasâ to order the Trooper to undergo a psychological evaluation and receive sensitivity and anger management training. (Doc. No. 1). Plaintiff Gunn further requests that the Court cause the Trooper to be âseriously disciplinedâ and/or âforced to resign.â (Doc. No. 1). Under these circumstances, this Court lacks such authority. The case of Ex parte Young, 209 U.S. 123 (1908) has been understood to permit civil plaintiffs to sue state governments (and officers thereof) for prospective (forward-looking) equitable relief to redress impending violations of their constitutional rights. But the equitable relief Plaintiff Gunn requests is not forward-looking. Ex Parte Young is a shield, not a sword. It does not permit Plaintiff Gunn, through this Court, to force the State of North Carolina to fire Trooper Padgett for his use of excessive force. C. Ms. Gunnâs Fourth Amendment Claim and Trooper Padgettâs Qualified Immunity Defense Plaintiff Gunn states a complaint against Defendant Padgett for his alleged violation of her â[Fourth] . . . Amendment Federal Constitutional Rights.â (Doc. No. 1, see also Doc. No. 43). In his summary judgment motion, Defendant Padgett contends that he did not violate Ms. Gunnâs constitutional rights, and that even if he did, he is entitled to qualified immunity and thus judgment as a matter of law. (Doc. No. 39). The doctrine of qualified immunity was created by the Supreme Court in the case of Harlow v. Fitzgerald, 457 U.S. 800 (1982). It protects government officials (like Trooper Padgett) from liability for civil damages (like Section 1983 claims) so long as the officialâs conduct âdoes not violate clearly established statutory or constitutional rights of which a reasonable person would have known.â Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow, 457 U.S. at 818). To determine whether an official is entitled to qualified immunity, courts ask two questions. First, does the complaint sufficiently allege a violation of a constitutional right? Second, was that right âclearly establishedâ at the time of the alleged violation? Doe ex rel. Johnson v. S.C. Depât of Soc. Servs., 597 F.3d 163, 169 (4th Cir. 2010). If the answer to both questions is âyes,â then the official is not entitled to qualified immunity. If the answer to either question is âno,â then the official is entitled to qualified immunity. In this case for money damages, to demonstrate his entitlement to judgment as a matter of law Trooper Padgett need only prove that either Ms. Gunnâs complaint does not sufficiently allege a violation of a constitutional right, or that any violation alleged pertains to a right that was not âclearly establishedâ on June 23, 2018. The Court finds that Trooper Padgett likely violated Ms. Gunnâs Fourth Amendment right to be free of unreasonable seizure, but that this right was not clearly established under the circumstances at issue on June 23, 2018. Consequently, the Court finds that Defendant Padgett is entitled to qualified immunity and thus judgment as a matter of law on Plaintiffâs Fourth Amendment claim. 1. Does Ms. Gunnâs Complaint Sufficiently Allege a Violation of a Constitutional Right? âWhere, as here, the excessive force claim arises in the context of an arrest or investigatory stop of a free citizen, it is most properly characterized as one invoking the protections of the Fourth Amendment, which guarantees citizens the right âto be secure in their persons ... against unreasonable ... seizuresâ of the person. Graham v. Connor, 490 U.S. 386, 394, (1989). ââThe Fourth Amendment's bar on unreasonable seizures prohibits the use of excessive force by a police officer in effectuating an arrest.â Harris v. Pittman, 927 F.3d 266, 272 (4th Cir. 2019).â Livingston v. Kehagias, 803 F. App'x 673, 683 (4th Cir. 2020). Whether force is âexcessiveâ and thus renders a seizure âunreasonableâ is an objective inquiry. Graham, 490 U.S. at 397. It does not matter if the officer in question subjectively believed the force used was reasonable. Id. The apprehending officerâs âunderlying intent and motivationâ is likewise irrelevant. Id. Instead, what matters is whether a reasonable officer would have found the arresting officerâs use of force excessive âin light of the facts and circumstances confrontingâ the arresting officer. Id.; Rowland v. Perry, 41 F.3d 167, 172 (4th Cir. 1994); Anderson v. Russell, 247 F.3d 125, 129 (4th Cir. 2001) (stating that the totality of the circumstances inquiry considers âwhether a reasonable officer in the same circumstances would have concluded that a threat existed justifying the particular use of forceâ). This objective âtotality of the circumstancesâ test ârequires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.â Graham, 490 U.S. at 396; see Tennessee v. Garner, 471 U.S. 1, 8â9 (1985). â[T]he âreasonablenessâ of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight.â Graham, 490 U.S. at 396. The tripartite inquiry articulated in Graham favors Plaintiff Gunn. Driving While Impairedâof which Ms. Gunn was suspected but not convictedâis only a misdemeanor in North Carolina, which cuts against the severity of the crime at issue. See N.C. GEN. STAT. § 20- 138.1(a)(d); Livingston, 803 F. App'x at 683. Resisting Arrest, to which Ms. Gunn pleaded no contest, is likewise a misdemeanor. N.C. GEN. STAT. § 14-223. The misdemeanor nature of Ms. Gunnâs suspected crimes also suggests that Trooper Padgett had no reason to suspect that Ms. Gunnâs arrest would prove dangerous. Livingston, 803 F. App'x at 683. Further, the dramatic size difference between Trooper Padgett and Plaintiff Gunn, the injuries she suffered in the wreck, and the fact that she was unarmed all suggest that Plaintiff posed no immediate threat to the safety of Trooper Padgett. Regarding the third Graham consideration, Ms. Gunn did resist arrest by refusing to allow Trooper Padgett to cuff both wrists. (Doc. No. 42 Exhibit A). But Plaintiff Gunnâs passive resistance does not necessarily render Trooper Padgettâs use of force reasonable. Since 1994, when the Fourth Circuit decided Rowland, âit has been clear that serious physical force . . . is constitutionally excessive when used against an individual suspected, at most, of a minor crime, who is unarmed, and who does not attempt to flee or physically attack the officer â even if the suspect offers passive resistance.â Livingston, 803 F. App'x at 684 (emphasis added); see also Yates v. Terry, 817 F.3d 877, 888 (4th Cir. 2016). â[R]efusing to give up [oneâs] hands for handcuffsâ has been deemed a âresistance . . . of the passive varietyâ by the Fourth Circuit. Livingston, 803 F. App'x at 684. The passive nature of Ms. Gunnâs resistance is confirmed by Trooper Padgettâs Use of Force Report, which explicitly identifies the â[t]ype of [r]esistance [c]itizen [u]sed [a]gainst [e]mployeeâ as â[p]assive.â (Doc. No. 40-04, Exhibit C). Defendantâs briefing does not address the active/passive distinction, which is a significant element of the Fourth Amendment analysis under controlling Fourth Circuit precedent. The facts of this case are roughly analogous to those of Smith v. Ray. 781 F.3d 95 (4th Cir. 2015). In Smith, the Fourth Circuit held that the reasonable officer test was violated âwhen an officer, confronted with an individual suspected only of a misdemeanor and who passively resisted by refusing to give up her hands, responded by throwing her to the ground, kneeing her, and twisting her arm.â Livingston, 803 F. App'x at 685 (citing Smith, 781 F.3d at 103). In Smith, however, the force used was substantially more violent than that deployed by Trooper Padgett here. The officer in Smith punched the plaintiff three times once she was already on the ground, broke one of her ribs, and eventually âyanked her to her feet by her hair, ripping chunks of hair from her scalp.â Smith, 781 F.3d at 99. And unlike Plaintiff Gunn, the plaintiff in Smith âwas not suspected of any crime prior to the encounter.â Id. These material distinctions between Smith and the present facts favor Trooper Padgett, though he did not raise them (or Smith at all, for that matter) in his summary judgment motion. Plaintiffâs Fourth Amendment claim is a close decision. On the one hand, Plaintiff Gunn does not contend that Trooper Padgett struck her while she was on the ground. Nor did Plaintiff Gunn suffer broken bones as a result of Trooper Padgettâs use of force. Moreover, it is difficult to conclusively identify the injuries that Trooper Padgett did cause, because Plaintiff had been in a severe car wreck only moments earlier. (Doc. No. 40). On the other hand, Trooper Padgett used force against a woman a fraction of his size while she was clearly still suffering the ill-effects of a recent car wreck. And even though Trooper Padgett âescortedâ Plaintiff out-of-frame before taking her to the ground (Id.), video evidence from before and after the takedown indicates that Defendant gave Plaintiff a nasty black eye at the very least. (Doc. No. 42 Exhibit A). Plaintiffâs injuries were certainly more serious than the âscratches and a cutâ alleged in Defendantâs pleadings. (Doc. No. 40). Ultimately, the standard of review on a motion for summary judgment resolves the Fourth Amendment argument in Plaintiffâs favor. On a motion for summary judgment, the court views the evidence and any inferences taken therefrom in the light most favorable to the nonmoving party. Anderson, 477 U.S. at 255. Before Trooper Padgett took Plaintiff Gunn to the ground, she did not have a black eye. After he took her to the ground, she did have a black eye. (Doc. No. 42 Exhibit A). It is hardly an extraordinary inference that Trooper Padgett slammed Plaintiff Gunnâs head into the ground and caused her black eye. (Doc. Nos. 1, 43). It is true that Plaintiff Gunn bears the burden of proof to show that Defendant Padgett used excessive force. Celotex, 477 U.S. at 325. But Defendantâs claim that â[t]here is no credible evidence to support Plaintiffâs claim that Defendant used excessive forceâ is simply unfounded. (Doc. No. 40). Moreover, Defendant fails to address Smith, Plaintiff Gunnâs strongest case, and distinguish that caseâs facts from those at issue here. Consequently, Defendant Padgett has failed to show that he did not use excessive force in violation of Ms. Gunnâs Fourth Amendment rights as a matter of law. The first question of the qualified immunity inquiry is resolved in Ms. Gunnâs favor. 2. Was Ms. Gunnâs Fourth Amendment Right âClearly Establishedâ at the Time of Trooper Padgettâs Alleged Violation? The second prong of the qualified immunity inquiryâwhether the constitutional right violated was âclearly establishedââis easier for Trooper Padgett to satisfy. A right is clearly established if âits contours [are] sufficiently clear that a reasonable official would understand that what he is doing violates that right.â Hope v. Pelzer, 536 U.S. 730, 739 (2002) (internal quotation marks omitted). Where there is a âlegitimate questionâ whether an officialâs conduct violates a constitutional right, a reasonable official would not necessarily understand their actions to violate that right. Thus, where there is a legitimate question as to the violation of a right, that right is not âclearly establishedâ and the official is entitled to qualified immunity. Martin v. Saint Maryâs Depât of Soc. Servs., 346 F.3d 502, 505 (4th Cir. 2003) (internal quotation marks omitted). Such is the case here. To find that Trooper Padgett is not entitled to qualified immunity, this Court would have to hold that citizens suspected of a misdemeanor have a clearly established right not to be brought to the ground if they passively resist arrest. Moreover, this Court would have to hold that such a right was clearly established at the time that Trooper Padgett brought Ms. Gunn to the ground. The Fourth Circuitâs cases come close to establishing such a right, but ultimately leave open a âlegitimate questionâ sufficient to entitle Trooper Padgett to qualified immunity. Because passively resisting misdemeanor suspects do not have a clearly established Fourth Amendment right not to be taken to the ground during their arrest, Trooper Padgettâs motion for summary judgment is granted on qualified immunity grounds. In Rowland v. Perry, the Fourth Circuit held that an unarmed, mentally disabled citizen had a clearly established right not to be attacked by a police officer for picking up a lost five- dollar bill. 41 F.3d at 174. But the Fourth Amendment right to be free from unreasonable seizures involving excessive force in Rowland can be sharply distinguished from the right Plaintiff Gunn articulates here. First, the plaintiff in Rowland arguably committed no crime at all, whereas Trooper Padgett suspected Ms. Gunn of Driving While Impaired. Second, the plaintiff in Rowland claimed to have resisted âonly to the extent of instinctively trying to protect himself from the defendant's onslaught,â i.e., ostensibly to a lesser degree than Ms. Gunnâs protracted passive resistance. 41 F.3d at 174. And perhaps most importantly, the force used by the officer in Rowland was greater than that deployed by Trooper Padgett here: in Rowland, the officer not only âpunched [Rowland] and threw him to the ground,â but subsequently âused a wrestling maneuver, throwing his weight against Rowland's right leg and wrenching the knee until it cracked.â Id. at 172. Rowland was left with a torn anterior cruciate ligament, which required multiple surgeries and caused a permanent partial disability. Id. Ms. Gunnâs injuries were serious: based on the video evidence alone, she was left with severe bruising and swelling on her face immediately after Trooper Padgettâs takedown. (Doc. No. 42 Exhibit A). But her injuries did not require multiple surgeries or cause permanent disability. There is thus a âlegitimate questionâ whether Trooper Padgettâs takedown violated the right clearly established in Rowland, because (1) Plaintiff Gunn was suspected of a crime, (2) Plaintiff Gunn resisted arrest, and (3) Trooper Padgett did not utilize closed fist blows or a wrestling move that caused permanent disability. See Martin, 346 F.3d at 505. The case of Smith v. Ray narrows the scope of the âlegitimate questionâ regarding Ms. Gunnâs Fourth Amendment rights. 781 F.3d 95 (4th Cir. 2015). There, as here, the plaintiff resisted arrest. Smith, 781 F.3d at 103. And there, as here, the officer âat most had reason to suspect that she may be guilty of [a] misdemeanor.â Id. at 102. But as in Rowland, the force used by the officer in Smith exceeded that used by Trooper Padgett. The officer in Smith punched the plaintiff three times after executing a takedown, and âyanked her to her feet by her hair, ripping chunks of hair from her scalp.â Id. at 99. In Smith, the officerâs closed fist blows broke one of the plaintiffâs ribs. Id. There is thus a legitimate question as to whether a reasonable officer would have viewed Defendant Padgettâs conduct to violate the right established in Smithâthe right of a person not suspected of a crime to be free of a seizure involving multiple punches and hair-pulling, leaving the victim with a broken rib. Since Rowland was decided in 1994, the Fourth Circuit has been clear that âserious physical force . . . is constitutionally excessive when used against an individual suspected, at most, of a minor crime, who is unarmed, and who does not attempt to flee or physically attack the officer â even if the suspect offers passive resistance, struggling with the officer after an initial use of force against the suspect.â Livingston, 803 F. App'x at 684. The Fourth Circuit extended the rule of Rowland in Smith, holding that âit was clearly established in 2006 that the constitutional line had been crossed when an officer, confronted with an individual suspected only of a misdemeanor and who passively resisted by refusing to give up her hands, responded by throwing her to the ground, kneeing her, and twisting her arm.â Livingston, 803 F. App'x at 685 (citing Smith, 78 1 F.3d at 102â03). Except for the arm-twisting, the Fourth Circuitâs characterization of Smith in Livingstonâs dicta is a near-perfect match for the facts of this case. Whether Defendant Padgett is entitled to qualified immunity depends on the level of generality at which Plaintiffâs clearly established Fourth Amendment rights are defined. If Plaintiffâs rights are defined narrowly, according to the facts of Smith (which involve multiple closed-fist blows and hair-pulling), then Trooper Padgettâs conduct did not violate clearly established Fourth Amendment rights, and he is entitled to qualified immunity. If Plaintiffâs rights are defined more generally, according to the Fourth Circuitâs characterization of Smith in Livingstonâs dicta, then either (1) Trooper Padgettâs conduct did violate Plaintiffâs clearly established Fourth Amendment rights and he is not entitled to qualified immunity or (2) Trooper Padgett did not violate Plaintiffâs clearly established rights only because he did not twist her arm after she was taken to the ground. The Fourth Circuitâs case law does not justify finding that Trooper Padgettâs takedown of Ms. Gunn violated her clearly established Fourth Amendment Rights. The facts of Smith involved substantially more violence than that deployed by Trooper Padgett here. Even considering the Fourth Circuitâs more general characterization of Smithâs facts in Livingston, Trooper Padgett did not violate Plaintiff Gunnâs clearly established rights because he did not twist her arm or otherwise strike her after he took her to the ground. For Plaintiff to prevail, this court would have to conclude that the Fourth Circuitâs holding in Livingston clearly established a misdemeanor suspectâs Fourth Amendment right to be free of any use of force incident to their arrest. Especially in light of the Supreme Courtâs repeated instruction ânot to define clearly established law at a high level of generality,â Kisela v. Hughes, 138 S.Ct. 1148, 1152 (2018) (quoting City and County of San Francisco v. Sheehan, 135 S.Ct. 1765, 1775-76 (2015) (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 742 (2011)) Ginternal quotation marks omitted), we find that the Trooperâs actions did not violate Plaintiffs clearly established rights. The officer in Smithâs closed-fist blows, hair-pulling, and arm-twisting rise to the level of âserious physical force.â Livingston, 803 F. Appâx at 684. Because Defendant Padgett used substantially less force in his takedown of Ms. Gunn, there remained a âsubstantial questionâ as to whether his use of force was âserious,â and thus violated her clearly established Fourth Amendment rights. Martin, 346 F.3d at 505. The presence of this substantial question dictates that Ms. Gunnâs Fourth Amendment rightsâthough likely violated on these factsâwere not clearly established at the time of her arrest. Consequently, Trooper Padgett is entitled to qualified immunity, and thus to judgment as a matter of law. IV. CONCLUSION For the reasons stated above, Defendantâs Motion for Summary Judgment is granted, and all of Plaintiff's claims against Defendant are dismissed. IT IS, THEREFORE, ORDERED that: (1) Defendantâs Motion for Summary Judgment (Doc. No. 39) is GRANTED. (2) The Clerk is respectfully instructed to terminate this action. Signed: September 26, 2023 Vn a / externa -16- vi 0, am 1) wee &
Case Information
- Court
- W.D.N.C.
- Decision Date
- September 27, 2023
- Status
- Precedential