AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âď¸Legal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK E.B. ex rel. M.B. and R.B., et al., Plaintiffs, 16-CV-735 v. DECISION & ORDER ANDREW CUOMO, in his official capacity as Governor of the State of New York, and DR. THEODORE KASTNER, in his official capacity as Acting Commissioner, New York State Office for People with Developmental Disabilities, Defendants. On September 13, 2016, the plaintiffs, five individuals with developmental disabilities and their caregivers, filed a complaint under Title II of the Americans with Disabilities Act (âADAâ), 42 U.S.C. §§ 12131-12134, and Section 504 of the Rehabilitation Act of 1973 (âSection 504â), 29 U.S.C. § 794. Docket Item 1. They alleged that the defendants, Andrew Cuomo, Governor of New York State, and Dr. Theodore Kastner, Commissioner of the New York State Office for People with Developmental Disabilities (âOPWDDâ)1 (collectively, âthe stateâ), unlawfully had denied them access to OPWDD-funded programs that provide supported and community- 1 Under Rule 25(d) of the Federal Rules of Civil Procedure, âwhen a public officer who is a party in an official capacity . . . ceases to hold office while the action is pending[, t]he officerâs successor is automatically substituted as a party. . . . The court may order substitution at any time, but the absence of such an order does not affect the substitution.â The Clerk of Court shall replace Kerry Delaney, the former acting Commissioner of OPWDD, with Dr. Theodore Kastner, the current Commissioner of OPWDD. based residential placements. Id. The plaintiffs also moved that same day to certify two classes. Docket Item 3. On December 8, 2016, the defendants moved to dismiss the complaint. Docket Item 17. The plaintiffs replied on January 17, 2017, opposing dismissal and, in the alternative, moving for leave to replead. Docket Item 21. The defendants replied on January 31, 2017. Docket Item 23.2 For the reasons that follow, this Court grants the defendantsâ motion without prejudice with respect to the plaintiffsâ first, second, fifth, and sixth claims; and with prejudice with respect to the plaintiffsâ third and fourth claims. BACKGROUND The plaintiffs in this matter are comprised of two discrete groups. The âResidentsâ are âadults with developmental disabilities who qualify for services from the [OPWDD]; who are not capable, by virtue of their developmental disabilities, to live in the community without assistance and support, but who are capable of living in the community with assistance and support[;] who are presently living . . . with family and/or related caregiver(s); [and] who would prefer to live in the community in a supported 2 On December 19, 2016, this Court referred the matter to United States Magistrate Judge H. Kenneth Schroeder, Jr., for all proceedings under 28 U.S.C. § 636(b)(1)(A) and (B). Docket Item 18. Because Judge Schroeder had yet to act on the instant motions, this Court withdrew that reference on May 18, 2020. See Docket Item 29 (citing 28 U.S.C. § 636(c)(4) (âThe court may, for good cause shown on its own motion, or under extraordinary circumstances shown by any party, vacate a [dispositive] reference of a civil matter to a magistrate judge under [section 636(c)].â); Cooley v. Foti, 1988 WL 10166, at *2 (E.D. La. Feb. 5, 1988) (âThe withdrawal of a reference made to the magistrate without the consent of the parties pursuant to [section] 636(b), of course, requires no greater showing than the withdrawal of a reference made pursuant to [section] 636(c).â)). residential setting but cannot because there are insufficient available appropriate residential settings.â Docket Item 1 at 4. And the âCaregiversâ are âthe parents and/or related caregivers who provide housing, care and services to [the Residents],â even though they âare not legally obligated to do so . . . [and] would prefer that [the Residents] live in the community in a supported residential setting.â Id. at 4-5. At issue is the stateâs alleged policy of providing supported, community-based residential placements only to those individuals with disabilities who are in âan acute emergency or crisis,â such as being at âimminent risk of harm to themselves or othersâ or âin imminent danger of homelessness.â Id. at 11. This prioritization policy results from the stateâs provision of fewer than 1,500 such placements each fiscal year, falling far short of the slots needed to meet the demands of the 11,000 âeligibleâ individuals on the programâs waiting list. Id. Because the Caregivers are able and willing to provide housing and care to the Residents, the Residents have not received one of these placements. Id. DISCUSSION I. LEGAL STANDARD To decide a motion to dismiss for failure to state a claim upon which relief may be granted, courts âask whether the complaint contains âsufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.ââ Gamm v. Sanderson Farms, Inc., 944 F.3d 455, 462 (2d Cir. 2019) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)). âThe court accepts as true all well-pleaded factual allegations in the complaint [and] draws all reasonable inferences in favor of the nonmoving party.â Id. (citation omitted). âDismissal is inappropriate unless it appears beyond doubt that the plaintiff can prove no set of facts which would entitle him or her to relief.â Chambers v. Time Warner, Inc., 282 F.3d 147, 152 (2d Cir. 2002) (citation omitted). But courts âare not bound to accept as true a legal conclusion couched as a factual allegation,â nor will âa formulaic recitation of the elements of a cause of actionâ suffice. Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citation omitted). II. THE ADA AND SECTION 504 âThe ADA was enacted to âprovide a clear and comprehensive national mandate for the elimination of discrimination against individuals with disabilities.ââ Henrietta D. v. Bloomberg, 331 F.3d 261, 272 (2d Cir. 2003) (quoting 42 U.S.C. § 12101(b)(1) (2000)). âBoth Title II of the ADA and [Section 504] protect the rights of disabled individuals to participate in state-administered or funded services.â Davis v. Shah, 821 F.3d 231, 259 (2d Cir. 2016). Under Title II, âno qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.â 42 U.S.C. § 12132. And under Section 504, â[n]o otherwise qualified individual with a disability . . . shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance . . . .â 29 U.S.C. § 794(a). A âqualified individual with a disabilityâ is defined as âan individual with a disability who . . . meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity.â 42 U.S.C. § 12131(2). âTitle IIâs enforcement provision extends relief to âany person alleging discrimination on the basis of disability.ââ Innovative Health Sys., Inc. v. City of White Plains, 117 F.3d 37, 47 (2d Cir. 1997) (alteration omitted) (quoting 42 U.S.C. § 12133), recognized as superseded on other grounds, Zervos v. Verizon N.Y., Inc., 252 F.3d 163, 171 n.7 (2d Cir. 2001). âSimilarly, [Section 504] extends its remedies to âany person aggrievedâ by the discrimination of a person on the basis of his or her disability.â Id. (quoting 29 U.S.C. § 794a(a)(2)). Because these âenforcement provisions . . . âevince[ ] a congressional intention to define standing to bring a private action under [section] 504 [and Title II] as broadly as is permitted by Article III of the Constitution,ââ both a qualified individual with a disability and an individual subject to discrimination based on her âassociation with [such] personsâ may bring a claim under either statute. See id. (citation omitted) (third alteration in original); see also Loeffler v. Staten Island Univ. Hosp., 582 F.3d 268, 280-82 (2d Cir. 2009) (same). â[Courts] âtreat claims under the two statutes identicallyâ in most cases.â Davis, 821 F.3d at 259 (quoting Henrietta D., 331 F.3d at 272). âTo state a prima facie claim under either provision, a plaintiff must establish â(1) that she is a qualified individual with a disability; (2) that she was excluded from participation in a public entityâs services, programs or activities or was otherwise discriminated against by a public entity; and (3) that such exclusion or discrimination was due to her disability.ââ Id. (quoting Fulton v. Goord, 591 F.3d 37, 43 (2d Cir. 2009)). âAdditionally, to establish a violation [of Section 504], a plaintiff must show that the defendants receive federal funding.â Henrietta D., 331 F.3d at 272 (citing Doe v. Pfrommer, 148 F.3d 73, 82 (2d Cir. 1998)). The parties do not dispute that the plaintiffs adequately have alleged the first, second, and fourth elements. The parties do, however, dispute whether the plaintiffs have met their burden with respect to the third elementâthat is, whether the complaint plausibly alleges that the state has excluded the Residents from access to supported, community-based residential placements because of, or on the basis of, their disabilities. The Court first addresses the Residentsâ theories of discrimination and then turns to the Caregiversâ. III. RESIDENTSâ CLAIMS To establish discrimination on the basis of disability, a plaintiff may rely on âone of three theories of liability: disparate treatment, disparate impact, or failure to make a reasonable accommodation.â Davis, 821 F.3d at 260. This Court understands the Residents to advance the first theory of liability in two distinct ways.3 They first allege, in counts one and two, that the state has violated the ADAâs and Section 504âs community-integration mandates, as articulated by the Supreme Court in Olmstead v. L.C. ex rel. Zimring, 527 U.S. 581 (1999). And they also allege, in counts three and four, that the state unlawfully has treated them differently than others who are similarly situated. A. Counts One and Two: Community-Integration Mandate The Residentsâ first theory is that the state, in denying them access to OPWDDâs supported, community-based residential placements, has violated the ADAâs and 3 Cf. Davis, 821 F.3d at 260 n.18 (treating the plaintiffsâ Olmstead claim, brought under both disparate-treatment and reasonable-accommodation theories, as âprimarily pressingâ a disparate-treatment claim). Section 504âs community-integration mandate. See Docket Item 1 at 12-16. The state disagrees, arguing that the integration mandate applies only when an individual with a disability unjustifiably is at imminent risk of institutionalization, a situation the Residents do not allege that they face. See Docket Item 17-1 at 16-18. The Court agrees with the state that the Residents have not plausibly alleged that they are at imminent risk of institutionalization. But the Court disagrees that home placement never can violate the community-integration mandate. Nevertheless, because that theory is insufficiently pleaded, the Court dismisses the Residentsâ integration claims with leave to replead. 1. Olmstead and the Integration Mandate In Olmstead, the Supreme Court held that if states provide treatment to individuals with disabilities, they must, within financial reason, do so in the most community-integrated setting appropriate to each individualâs needs. 527 U.S. at 607. In that case, two individuals with mental disabilities challenged Georgiaâs refusal to transition them from psychiatric hospitals into community-based living arrangements. Id. at 593. Justice Ginsburg, writing for the majority, framed the issue as âwhether the proscription of discrimination [in Title II of the ADA] may require placement of persons with mental disabilities in community settings rather than in institutionsâ and held that the answer was âa qualified yes.â Id. at 587. The Court based its holding on âtwo key determinationsâ apparent from the Department of Justiceâs implementing regulations: the integration mandate and the fundamental-alteration defense. Id. at 597-98; see also id. at 598 (observing that the Department of Justiceâs views âwarrant[ed] respectâ). The integration mandate provides that â[a] public entity shall administer services, programs, and activities in the most integrated setting appropriate to the needs of qualified individuals with disabilities.â Id. at 592 (quoting 28 CFR § 35.130(d)). ââ[T]he most integrated setting appropriate to the needs of qualified individuals with disabilitiesâ . . . mean[s] âa setting that enables individuals with disabilities to interact with non- disabled persons to the fullest extent possible.ââ Id. (quoting 28 CFR pt. 35, App. A, p. 450). This regulation, the Court explained, demonstrated that â[u]njustified isolation . . . is properly regarded as discrimination based on disability.â Id. at 597. In this regard, the fact that the plaintiffs âhad identified no comparison class, i.e., no similarly situated individuals given preferential treatment,â was of no moment. Id. at 598. âCongress had a more comprehensive view of the concept of discrimination advanced in the ADA.â Id. For instance, it had âexplicitly identified unjustified âsegregationâ of persons with disabilities as a âfo[rm] of discrimination.ââ Id. at 600 (alteration in original) (quoting 42 U.S.C. § 12101(a)(2) (â[H]istorically, society has tended to isolate and segregate individuals with disabilities, and, despite some improvements, such forms of discrimination against individuals with disabilities continue to be a serious and pervasive social problem.â)) (citing 42 U.S.C. § 12101(a)(5) (â[I]ndividuals with disabilities continually encounter various forms of discrimination, including . . . segregation.â)). These findings expanded the sorts of conduct cognizable under the ADA because they demonstrated Congressâs belief (1) that âinstitutional placement of persons who can handle and benefit from community settings perpetuates unwarranted assumptions that persons so isolated are incapable or unworthy of participating in community lifeâ and (2) that âconfinement in an institution severely diminishes the everyday life activities of individuals, including family relations, social contacts, work options, economic independence, educational advancement, and cultural enrichment.â Id. at 600-01. Stated differently, unjustified isolation constituted discrimination per se. The fundamental-alteration defense tempersâin Justice Ginsburgâs words, âqualif[ies]ââthe integration mandate. It requires that â[a] public entity . . . make reasonable modifications in policies, practices, or procedures when the modifications are necessary to avoid discrimination on the basis of disability, unless the public entity can demonstrate that making the modifications would fundamentally alter the nature of the service, program, or activity.â Id. at 592 (quoting 28 CFR § 35.130(b)(7)). From this regulation, it was apparent that states could âresist modifications that âwould fundamentally alter the nature of the service, program, or activity.ââ Id. at 597 (quoting 28 CFR § 35.130(b)(7)). Writing for a plurality of the Court, Justice Ginsburg explained that âthe fundamental-alteration component of the reasonable-modifications regulation [allows a state] to show that, in the allocation of available resources, immediate relief for the plaintiffs would be inequitable, given the responsibility the [s]tate has undertaken for the care and treatment of a large and diverse population of persons with mental disabilities.â Id. at 604. âIf, for example, the [s]tate were to demonstrate that it had a comprehensive, effectively working plan for placing qualified persons with mental disabilities in less restrictive settings, and a waiting list that moved at a reasonable pace not controlled by the [s]tateâs endeavors to keep its institutions fully populated, the reasonable- modifications standard would be met.â Id. at 605-06. Stated differently, courts âhave no warrant effectively to order displacement of persons at the top of the community-based treatment waiting list by individuals lower down who commenced civil actions.â Id. at 606; see also id. at 607 (Stevens, J., concurring in judgment) (âIf a plaintiff requests relief that requires modification of a Stateâs services or programs, the [s]tate may assert, as an affirmative defense, that the requested modification would cause a fundamental alteration of a [s]tateâs services and programs.â). In light of these principles, the Court summarized statesâ obligations as follows: A state must âprovide community-based treatment for persons with mental disabilitiesâ when (1) âthe [s]tateâs treatment professionals determine that such placement is appropriateâ; (2) âthe affected persons do not oppose such treatmentâ; and (3) âthe placement can be reasonably accommodated, taking into account the resources available to the [s]tate and the needs of others with mental disabilities.â Id. at 607. But the Court explicitly rejected the notion that âthe ADA imposes on the [s]tates âa standard of careâ for whatever medical services they render[ ] or . . . requires [s]tates to âprovide a certain level of benefits to individuals with disabilities.ââ Id. at 603 n.14. Instead, â[s]tates must adhere to the ADAâs nondiscrimination requirement with regard to the services they in fact provide.â Id. (emphasis added). The Residents claim that the state has violated the integration mandate in either of two ways: (a) placing them at risk of institutionalization or (b) unjustifiably segregating them from the community. See Docket Item 1 at 12-16. The Court considers the viability of each theory in turn. 2. The Residentsâ Theories of Olmstead Liability a. Risk of Institutionalization The Residents first argue that the stateâs method for prioritizing its supported, community-based residential placements violates the integration mandate because it places them at unacceptable risk of institutionalization. See Docket Item 1 at 11. The state counters that such an assertion is too speculative to confer standing. The Court agrees with the state. âTo establish Article III standing, . . . a plaintiff must show â(1) an âinjury in fact,â (2) a sufficient âcausal connection between the injury and the conduct complained of,â and (3) a âlikel[ihood]â that the injury âwill be redressed by a favorable decision.ââ Knife Rights, Inc. v. Vance, 802 F.3d 377, 383 (2d Cir. 2015) (quoting Susan B. Anthony List v. Driehaus, 573 U.S. 149, 157-58 (2014)). â[The] injury must be âconcrete, particularized, and actual or imminent; fairly traceable to the challenged action; and redressable by a favorable ruling.ââ Clapper v. Amnesty Intâl USA, 568 U.S. 398, 409 (2013) (quoting Monsanto Co. v. Geertson Seed Farms, 561 U.S. 139, 149 (2010)). âAn allegation of future injury may suffice if the threatened injury is âcertainly impending,â or there is a âsubstantial riskâ that the harm will occur.â Susan B. Anthony List, 573 U.S. at 158 (quoting Clapper, 568 U.S. at 409, 414 n.5). But ââallegations of possible future injuryâ are not sufficient.â Clapper, 568 U.S. at 398 (emphasis added) (quoting Whitmore v. Arkansas, 495 U.S. 149, 158 (1990)). In Davis, the Second Circuit found that a New York statute limiting Medicaid coverage of orthopedic footwear and compression stockings to a narrow set of medical conditionsâa decision that the state conceded would âseverely exacerbate [the plaintiffsâ] ailments, putting them at a substantial risk of requiring institutionalized careââconstituted âdiscrimination due to disability so as to violate the ADA and Rehabilitation Act.â 821 F.3d at 260, 264. Reading Olmstead âbroad[ly],â the court found that a state may violate the ADA and Section 504 when it denies individuals with disabilities a service or support necessary for those individuals to avoid a âseriousâ or âsubstantial risk of institutionalization.â Id. at 260, 263, 264. In support of this conclusion, the court cited a Department of Justice statement that a plaintiff need not wait until the harm of institutionalization or segregation occurs or is imminentâ in order to bring a claim under the ADA. Rather, a plaintiff establishes a âsufficient risk of institutionalization to make out an Olmstead violation if a public entityâs failure to provide community services . . . will likely cause a decline in health, safety, or welfare that would lead to the individualâs eventual placement in an institution. Id. at 262-63 (emphasis in original) (quoting U.S. Depât of Justice, Statement of the Department of Justice on Enforcement of the Integration Mandate of Title II of the Americans with Disabilities Act and Olmstead v. L.C. [âDOJ Olmstead Guidanceâ], (last updated June 22, 2011), www.ada.gov/olmstead/q&a_olmstead.htm). The relevant question therefore is not whether the plaintiffs might someday face institutionalization; rather, it is whether the plaintiffs can demonstrate that the stateâs prioritization policy âwill likely cause a decline in health, safety, or welfare that would lead to [their] eventual placement in an institution.â Id. at 263 (citation omitted); see also Forziano v. Indep. Grp. Home Living Program, Inc., 613 Fed. Appâx 15, 17 (2d Cir. 2015) (summary order) (finding that the plaintiffs lacked standing and dismissing their complaint because â[a]lthough [they] posit[ed] that they may be forced to move out of [their preferred living situation] at some point, such speculative harm [was] insufficient to confer standingâ). Here, the plaintiffs allege that â[o]ver 11,000 persons with developmental disabilities statewide . . . have requested and are awaiting placement in an appropriate supported community residential setting.â Docket Item 1 at 11. More than sixty percent of those individuals currently reside with caregivers âwho themselves are experiencing health or other issues impacting their ability to provide care,â and almost fifty percent reside with caregivers âover the age of 60.â Id. Because â[fewer] than 1,500 supported community residential placements statewide will become available . . . in [the upcoming] fiscal year,â they will be used primarily to meet the needs of âeligible individuals who are in acute emergency situations, such as being at imminent risk of harm to themselves or others or who are in imminent danger of homelessness.â Id. As such, â[s]upported community residential settings . . . will not be [ ] available for other individualsâ who, like the plaintiffs, do not face emergency situations. Id. âIn other words,â the Residents explain in their opposition to the stateâs motion to dismiss, âResident[s] must wait until their own circumstances have devolved to the point where [they are] at imminent risk of hurting [themselves] or others, or in danger of homelessness,â at which point they âwill likely have to be institutionalized due to [the stateâs] failure to appropriately plan for the expected transition.â Docket Item 21 at 23. The Residentsâ allegations are too tenuous to establish standing. They allege, in effect, that their caregivers may become unable to provide care; that they then may not receive one of the 1,500 available supported, community-based residential placements (placements they elsewhere concede are specifically reserved for such situations); and that their health and welfare then may deteriorate to such a level that they require institutional care. This hypothetical chain of events falls short of demonstrating a âcertainly impendingâ risk of injury. In short, the plaintiffs have not plausibly alleged that the stateâs failure to immediately provide them with supported, community-based residential placements now âwill likelyâ result in their institutionalization in the future. See Davis, 821 F.3d at 263. The Court therefore turns to their alternative Olmstead theoryâthat home placement itself constitutes âunjustified isolation.â b. Unjustified Isolation The Residents offer the alternative, and novel, argument that their current living situation in their relativesâ homes constitutes unjustified isolation. See Docket Item 1 at 13-16. The state responds that an Olmstead claim requires, at a minimum, a substantial risk of institutionalization and cannot otherwise be premised on a claim of intra-class discrimination. See Docket Item 17-1 at 16, 20. This Court agrees with the Residents in the abstract but finds that their complaint, as pleaded, does not allege facts sufficient to support this theory. It therefore dismisses counts one and two with leave to replead. i. Unjustified Isolation Is Broader than Unjustified Institutionalization The integration mandate plainly applies when individuals with disabilities needlessly are placed in institutional settings. But does it apply when those same individuals needlessly are placed in non-institutional, but nevertheless more-restrictive- than-necessary, settings? Neither the Supreme Court nor the Second Circuit has answered this question, but both have suggested the answer is yes. In Olmstead, the Supreme Court held that âundue institutionalization qualifies as discrimination âby reason of . . . disability.ââ 527 U.S. at 597-98. But the textual sources on which the Court relied spoke of âsegregationâ and âisolationâânot merely âinstitutionalization.â See, e.g., 42 U.S.C. § 12101(a)(2) (â[H]istorically, society has tended to isolate and segregate individuals with disabilities, and, despite some improvements, such forms of discrimination against individuals with disabilities continue to be a serious and pervasive social problem.â (emphasis added)); 42 U.S.C. § 12101(a)(5) (â[I]ndividuals with disabilities continually encounter various forms of discrimination, including . . . segregation.â (emphasis added)); 28 CFR § 35.130(d) (âA public entity shall administer services . . . in the most integrated setting appropriate to the needs of qualified individuals with disabilities.â (emphasis added)). So, too, did the Court itself. See, e.g., Olmstead, 527 U.S. at 597 (âUnjustified isolation . . . is properly regarded as discrimination based on disability.â (emphasis added)); id. at 613-14 (Kennedy, J., concurring in judgment) (âI deem it relevant and instructive that Congress in express terms identified the âisolat[ion] and segregat[ion]â of disabled persons by society as a âfor[m] of discriminationâ . . . .ââ (alterations in original) (citations omitted)). In short, although Olmstead answered only the question presentedâwhether the plaintiffsâ institutionalization constituted discriminationâits rationale for finding in the affirmative was not limited to that specific scenario. The Second Circuitâs discussion of Olmstead in Davis similarly suggests that the integration mandate applies more broadly than only in the institutionalization context. In Davis, the Second Circuit found that denying medical services that were necessary to avoid a âseriousâ or âsubstantial risk of institutionalizationâ constituted âunjustified isolation on the basis of . . . disabilit[y] in violation of the integration mandate.â 821 F.3d at 263-64. Notably, the state conceded that this denial would âseverely exacerbate [the plaintiffsâ] ailments, putting them at a substantial risk of requiring institutionalized care.â Id. at 264. The court therefore had no occasion to decide whether an Olmstead claim may be premised on something other than institutionalization (or its imminent threat). But nothing in the opinion suggests that the Second Circuit would limit Olmstead to its facts. On the contrary, the Second Circuit suggested the opposite by reading Olmstead âbroad[ly].â Id. at 260. So neither the Supreme Court nor the Second Circuit has ever decided whether the integration mandate applies outside the context of institutionalization. But several other courts have addressed that question head on and found that it does apply. For example, in Steimel v. Wernert, 823 F.3d 902 (7th Cir. 2016), the Seventh Circuit vacated summary judgment in favor of the defendant state and found that Indiana may have violated the ADA and Section 504 by limiting certain âcommunity timeâ services and supports to individuals who required a nursing-facility level of care. Id. at 908. As a consequence of the stateâs providing these supports âto some persons with disabilities, but not to [others],â id. at 913, the plaintiffs, who previously had relied on those services and supports to âenjoy community activities such as eating in restaurants, visiting flea markets, and window-shoppingâ had their âcommunity timeâ quartered from forty to roughly ten hours per week, id. at 908. The Court reasoned that although Olmstead âhad no occasionâ to consider whether âthe same evils it had identified for institutional placements might exist in some settings outside of an institution,â there was âno reason why the same analysis should not applyâ when an individual needlessly is isolated in his home and that âits rationale . . . reaches more broadly.â Id. at 910. â[I]solation in the home for a person âwho can handle and benefit fromâ time out in the general community,â the court therefore held, also was âinconsistent with the integration mandate.â Id. Although the Seventh Circuit noted that â[t]he plaintiffs provided evidence that [the restriction placed them at] serious risk of being institutionalized,â its holding explicitly was not limited to this scenario. Rather, the court said, âthe integration mandate [may be] implicated where the stateâs policies have either (1) segregated persons with disabilities within their homes, or (2) put them at serious risk of institutionalization.â Id. at 914 (emphasis added); see also id. at 918 (âIf [Indianaâs] programs in practice allow persons with disabilities to leave their homes only 12 hours each week, cooping them up the rest of the time, or render them at serious risk of institutionalization, then those programs violate the integration mandate unless the state can show that changing them would require a fundamental alteration of its programs for the disabled.â (emphasis added)). Several district courts have reached similar conclusions about the expansive reach of the integration mandate. In Lane v. Kitzhaber, 841 F. Supp. 2d 1199 (D. Or. 2012), for example, the court denied Oregonâs motion to dismiss claims that the stateâs provision of only sheltered-workshop employment opportunities violated the integration mandate. Id. at 1204-05. The court rejected Oregonâs argument that because the plaintiffs â[did] not allege that they [were] at risk for institutionalization, . . . the integration mandate . . . [did] not cover their claims.â Id. The cases on which the state relied, the court explained, âwere premised upon state action creating a risk of residential institutionalization, [and so] that risk naturally was discussed. However, the cases [did] not otherwise suggest that such a risk is the sine qua non of a Title II claim.â Id. at 1205. âTo the contrary, the broad language and remedial purposes of the ADA, the corresponding lack of any limiting language in either the ADA or the integration mandate itself, and the lack of any case law restricting the reach of the integration mandate suggest[ed] just the opposite conclusion.â Id. (footnote omitted). Likewise, in Guggenberger v. Minnesota, 198 F. Supp. 3d 973 (D. Minn. 2016), the court explained that Olmsteadâs ââtwo evident judgmentsâ . . . , discussed . . . in the context of institutionalized isolation, [could] be applied equally to other forms of segregation that exclude individuals with disabilities from âparticipating in community lifeâ and âdiminish[ ] [their] everyday life activitiesâ in a wide range of settings.â Id. at 1027. (third and fourth alterations in original) (quoting Olmstead, 527 U.S. at 600-01). â[U]njustified isolation [therefore was] properly regarded as discrimination based on disabilityâ beyond the limited scope of institutionalization.â Id. (quoting Olmstead, 527 U.S. at 597). And the plaintiffs, who were âbetween the ages of twenty-two and twenty- five and reside[d] at home with their parents,â met the pleading standard. Id. at 987. They had been âdeemed eligibleâ for a state program that provided supports and services to facilitate independent living but had spent more than three years on a waiting list for that program. Id. In addition, the plaintiffs specifically alleged that they âwishe[d] to move out of [their] parentsâ home[s]â because they â[felt] isolated from the community in [their] current living arrangement[s],â â[sought] independence and integration into the community on a social, cultural and vocational level and desire[d] interaction with peers with disabilities and without disabilities.â Id. at 1029 (citations omitted). In short, the plaintiffsâ theory of liability here may be novel in the Second Circuit, but it has been tested and approved elsewhere. What is more, the Department of Justice has embraced broader interpretations of the ADA and Section 504 than a literal reading of those statutes might suggest. Department of Justice guidance explains: Integrated settings are those that provide individuals with disabilities opportunities to live, work, and receive services in the greater community, like individuals without disabilities. Integrated settings are located in mainstream society; offer access to community activities and opportunities at times, frequencies and with persons of an individualâs choosing; afford individuals choice in their daily life activities; and [ ] provide individuals with disabilities the opportunity to interact with non-disabled persons to the fullest extent possible. DOJ Olmstead Guidance. âBecause the integration mandate âis a creature of the [DOJâs] own regulations,â [the] DOJâs interpretation of that provision is âcontrolling unless plainly erroneous or inconsistent with the regulation.ââ Davis, 821 F.3d at 263 (alteration in original) (quoting Auer v. Robbins, 519 U.S. 452, 461 (1997)); see also Olmstead, 527 U.S. at 598 (â[T]he well-reasoned views of the agencies implementing a statute constitute a body of experience and informed judgment to which courts and litigants may properly resort for guidance.â (quoting Bragdon v. Abbott, 524 U.S. 624, 642 (1998))). And âthe legislative history [of the ADA] makes clear that Congress considered the provision of segregated services to individuals with disabilities a form of discrimination prohibited by the ADA.â L.C. by Zimring v. Olmstead, 138 F.3d 893, 898 (11th Cir. 1998), affâd in part, vacated in part, remanded sub nom. Olmstead v. L.C. ex rel. Zimring, 527 U.S. 581 (1999) (citing S. Rep. No. 101-116 at 20 (1989) (noting a âcompelling need to provide a clear and comprehensive national mandate . . . for the integration of persons with disabilities into the economic and social mainstream of American lifeâ (emphasis added)); H.R. Rep. No. 101-485, pt. 2, at 29 (1990), as reprinted in 1990 U.S.C.C.A.N. 267, 310 (listing âsegregationâ as a form of â[d]iscrimination against people with disabilitiesâ); H.R. Rep. No. 101-485, pt. 3, at 26, 49-50 (1990), as reprinted in 1990 U.S.C.C.A.N. 449, 472-73 (âThe ADA is a comprehensive piece of civil rights legislation which promises a new future: a future of inclusion and integration, and the end of exclusion and segregation. . . . The purpose of Title II is to continue to break down barriers to the integrated participation of people with disabilities in all aspects of community life, . . . [and] integrated services are essential to accomplishing the purposes of Title II. . . . Separate-but-equal services do not accomplish this central goal and should be rejected.â); id. at 26, as reprinted in 1990 U.S.C.C.A.N. at 448-49 (â[S]egregation for persons with disabilities âmay affect their hearts and minds in a way unlikely ever to be undone.ââ (quoting Brown v. Board of Educ., 347 U.S. 483, 494 (1954)))). Finally, the Residentsâ expansive theory of integration fits comfortably with the âfamiliar canon of statutory construction that remedial legislation should be construed broadly to effectuate its purposes.â Henrietta D., 331 F.3d at 279 (quoting Tcherepnin v. Knight, 389 U.S. 332, 336 (1967)). The âADA and Rehabilitation Act [are] both remedial statutes.â Id. (citations omitted). And even if the 1999 Olmstead courtâor the 2016 Davis courtâwould not have considered home placement to be a segregated setting, âsocietal attitudes and the responses of public authorities [change] from time to time.â Olmstead, 527 U.S. at 609 (Kennedy, J., concurring). So today, the most integrated setting, as discussed below, plausibly may be a community-based residential setting rather than the family home. In sum, the Residents need not allege that they face an imminent risk of institutionalization to plead a viable claim under the ADAâs and Section 504âs integration mandates. Allegations of unjustified segregation suffice. ii. Allegations of Disparate Treatment Are Not Required Under Olmstead The state also argues that, even assuming the integration mandate encompasses unjustified isolation in a non-institutional setting, the plaintiffsâ claims still fail because what they really are alleging is that they have been treated differently than other individuals with disabilities on a basis other than disability (that is, the availability of voluntary caregivers). See Docket Item 17-1 at 19. According to the state, such intra-class discrimination claims, premised on a classification other than disability, are not cognizable under the ADA and Section 504. See id. at 20. Although this argument is relevant to the Residentsâ disparate-treatment claim discussed below, it does not affect their Olmstead integration claims. In Davis, the Second Circuit rejected the stateâs argument that there was no discrimination because the challenged statute âsimply allocate[d] limited state resources among disabled individuals.â 821 F.3d at 260 (emphasis in original). In so holding, the court found it irrelevant that the challenged statute limited a certain support to individuals with disabilities who also had âa narrow set of medical conditions.â Id. at 261. Claims premised on the integration mandate, the court explained, did not require the plaintiff to âidentif[y] a âcomparison class.ââ Id. (quoting Olmstead, 527 U.S. at 598). Rather, allegations of ââunjustified isolationâ of disabled individuals in institutionalized care facilities constitutes discrimination on the basis of disability under the ADA.â Id. at 262 (quoting Olmstead, 527 U.S. at 597). That is so because â[i]n order to receive needed medical services, persons with mental disabilities must, because of those disabilities, relinquish participation in community life they could enjoy given reasonable accommodations, while persons without mental disabilities can receive the medical services they need without similar sacrifice.â Olmstead, 527 U.S. at 601. In other words, unjustified isolation constitutes per se discrimination on the basis of disabilityâ no comparator class is necessary.4 So the fact that some individuals with disabilities received the service while others did not, far from defeating the plaintiffsâ claim, in fact was central to their claim. 4 See also Amundson ex rel. Amundson v. Wis. Depât of Health Servs., 721 F.3d 871, 874 (7th Cir. 2013) (â[D]iscriminationâ as used in [Title II of the ADA] includes not only disparate treatment of comparably situated persons but also undue institutionalization of disabled persons, no matter how anyone else is treated.â (emphasis in original) (citing Olmstead, 527 U.S. at 597-603)); Fisher v. Okla. Health Care Auth., 335 F.3d 1175, 1181 (10th Cir. 2003) (explaining that the integration mandate requires âpublic entities . . . to âmake reasonable modifications in policies, practices, or proceduresâ in order to avoid the discrimination inherent in the unjustified segregation of the disabledâ (emphasis added) (quoting 28 CFR § 35.130(b)(7)); Joseph S. v. Hogan, 561 F. Supp. 2d 280, 290 (E.D.N.Y. 2008) (â[U]nnecessary segregation of individuals with mental illness is discrimination per se and a violation of the ADA; no demonstration of differential treatment between individuals with mental illness and those without is required.â); see also DOJ Olmstead Guidance (â[A]n Olmstead claim is distinct from a claim of disparate treatment or disparate impact and accordingly does not require proof of those forms of discrimination.â); cf. Henrietta D., 331 F.3d at 273 (holding that âa Title II plaintiff who wishes to proceed on a reasonable accommodation theoryâ need not âalso establish disparate impactâ because âthe âconcept of discriminationâ embraced by the ADAâ does not âdemand[ ] that plaintiffs identify a âcomparison classâ of âsimilarly situated individuals given preferential treatmentââ (quoting Olmstead, 527 U.S. at 598)). Similarly, in Townsend v. Quasim, 328 F.3d 511 (9th Cir. 2003), the Ninth Circuit found that the State of Washington had violated the integration mandate by providing only some individuals with disabilities the âoption of receiving long-term living assistance and medical care in their own homes or adult family homes in the community.â Id. at 514. More specifically, while the âcategorically needyâ (defined by financial resources) had their choice of settings, the âmedically needyâ were limited to receiving âlong-term medical care and living assistance in nursing home settings . . . or not at all.â Id. The Ninth Circuit framed the issue as ânot whether the state must provide the long term care services sought by . . . the [medically needy]âthe state [was] already providing these servicesâbut in what location these services [must] be provided.â Id. at 517. Significantly, in noting that Washington already provided the services sought by the medically-needy plaintiffs, the court referred not to the stateâs provision of these services to categorically-needy individuals but instead to its provision of these services in âthe nursing home setting.â Id. In other words, what mattered was not that only some of those with disabilities received the services at issue (i.e., disparate treatment vis-Ă -vis individuals with disabilities), but instead that the state provided services necessary to the plaintiffsâ achieving greater community-integration (âassistance in dressing, bathing, preparing meals, taking medications, and so onâ) only in a segregated setting (i.e., per se discrimination-by-isolation vis-Ă -vis individuals without disabilities). Id. The court remanded to the district court for a determination of whether âproviding [these] services in community-based settings would fundamentally alter the nature of the services [Washington] currently dispenses to [the medically needy].â Id. at 518. In short, while the Residentsâ allegations implicitly allege disparate treatment vis- Ă -vis other individuals with disabilities on a basis other than disability status (that is, the availability of relatives who can be caregivers), that allegation is not relevant to their Olmstead claim. An Olmstead claim inherently alleges disparate treatment vis-Ă -vis individuals without disabilities and thus satisfies the requirement that an individual demonstrate exclusion âby reason of [her] disability.â 42 U.S.C. § 12132; cf. Arc of Wash. State Inc. v. Braddock, 427 F.3d 615, 621-22 (9th Cir. 2005) (affirming grant of summary judgment to state on fundamental-alteration defense where plaintiffs alleged integration mandate violation because they had been placed on a waiting list for community-based care that â[was] available to all Medicaid-eligible disabled persons as slots become available, based only on their mental-health needs and position on the waiting listâ). What matters is that the plaintiffs have some disability and allegedly are denied a service necessary to avoid segregation. Whether or not the plaintiffs also allege disparate treatment is irrelevant. The state therefore is incorrect that the Residentsâ claims are defeated by their separate allegations of intra-class disparate treatment. iii. The Plaintiffs Have Not Plausibly Alleged that They Are Segregated in Their Homes Having decided that the integration mandate is neither limited to claims that individuals with disabilities face a risk of institutionalization nor defeated by incidental claims of intraclass discrimination, the question becomes whether the Residents adequately have pleaded that they, in fact, are subject to unjustified isolation. In that regard, the question is whether the Residents plausibly have alleged that the state has denied them placement in the âmost integrated setting appropriate to their needsââthat is, that that their family homes are not the setting that âenables [them] to interact with non-disabled persons to the fullest extent possible.â 28 C.F.R. § 35.130(d) & App; see also DOJ Olmstead Guidance (âIntegrated settings are those that provide individuals with disabilities opportunities to live, work, and receive services in the greater community, like individuals without disabilities. Integrated settings are located in mainstream society; offer access to community activities and opportunities at times, frequencies and with persons of an individualâs choosing; afford individuals choice in their daily life activities; and, provide individuals with disabilities the opportunity to interact with non-disabled persons to the fullest extent possible.â). The Court answers that question in two parts: First, is it possible, in an abstract sense, that home placement might not be the most integrated setting? And second, have the plaintiffs pleaded facts in support of such a claim? The abstract, theoretical injury here is no different than that identified in Olmstead. In the same way that âinstitutional placement of persons who can handle and benefit from community settings perpetuates unwarranted assumptions that persons so isolated are incapable or unworthy of participating in community life,â Olmstead, 527 U.S. at 600, so too might forcing adult children to live with their families reflect a belief that such individuals are unworthyâor at least incapableâof the same independent lifestyles expected of their peers without disabilities. And in the same way that âconfinement in an institution severely diminishes the everyday life activities of individuals, including family relations, social contacts, work options, economic independence, educational advancement, and cultural enrichment,â id. at 601, so too might living at home diminish an adultâs independence and capacity to assert, develop, and pursue her own interests and goals. Indeed, âalthough family relations might be enhanced at home if people are around, isolation in a home may often be worse than confinement to an institution on every other measure of âlife activitiesâ that Olmstead recognized.â Steimel, 823 F.3d at 911. The Court recognizes Department of Justice guidance that âin cases involving residential segregation in institutions or large congregate facilities, remedies should provide individuals opportunities to live in their own apartments or family homes, with necessary supports.â DOJ Olmstead Guidance (emphasis added). But the fact that the Department of Justice lists the family home as one example of an appropriately integrated setting does not ipso facto meant that the family home is the most integrated setting for every individual with a disability. That same guidance provides that â[r]emedies should focus on expanding the most integrated alternatives,â id., and thus contemplates a range of options. While the most integrated setting appropriate to the needs of one individual may be a group home rather than a psychiatric hospital, for someone else such a placement may be too restrictive. Similarly, for some individuals the family home may be the most integrated setting appropriate to their specific, individual needs; for others it may be too restrictive. The inquiry focuses on the individualâs needs and does not categorically declare any given setting the âmostâ integrated. But the theoretical plausibility of the Residentsâ claims does not suffice to survive a motion to dismiss. They must further allege âsufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.â Gamm, 944 F.3d at 462 (quoting Iqbal, 556 U.S. at 678). And in this respect, the Residents have not met their burden. The Residents allege that the state has âexcluded [them] from participation in the OPWDDâs residential program,â a decision that âeffectively segregates [the p]laintiffs from participation in the community.â Docket Item 1 at 13, 15. This alleged exclusion âviolates [the stateâs] obligation to administer services, programs, and activities in the most integrated setting appropriate to the needs of qualified individuals with disabilitiesâ and âinfantilizes [the Residents] by forcing [them] to live with family caregivers rather than in the community with peers.â Id. at 14, 15. They further allege that â[s]uch unjustified isolation constitutes discrimination based on disability.â Id. The Residents, each of whom is in her twenties or thirties, also claim that they are âcapable ofâ and would âpreferâ living in âthe community in a supported residential setting,â rather than their sexagenarian caregivers. See id. at 6-9. The Residents have done no more than assert âlegal conclusion[s] couched as factual allegation[s]â and provide âa formulaic recitation of the elements of [the] cause of action.â See Twombly, 550 U.S. at 555. Such conclusory assertions do not suffice to survive a motion to dismiss. But because the Residentsâ claims are not implausible as a matter of law, the Court grants the plaintiffs leave to amend their complaint, if possible, to allege facts showing that their home placements effectively segregate themâ perhaps in the manner described by the Department of Justice.5 The Residents also 5 Under Rule 15(a) of the Federal Rules of Civil Procedure: (1) A party may amend its pleading once as a matter of course within: (A) 21 days after serving it, or should clarify the precise parameters of the âHobsonâs choiceâ faced by their caregivers. See Docket Item 1 at 21. In other words, what consequence would follow from the caregiversâ simply refusing, tomorrow, to voluntarily provide care for the Residents? 3. Fundamental-Alteration Defense In the interests of judicial economy, the Courts notes that in amending their pleadings, the Residents need not allege facts addressing any possible fundamental- alteration defense that may be raised by the state. It is true that a state may defeat a community-integration mandate claim by showing that âthe placement can[not] be reasonably accommodated, taking into account the resources available to the [s]tate and the needs of others with mental disabilities.â Olmstead, 527 U.S. at 607 (plurality opinion). But the fundamental-alteration argument is an âaffirmative defense.â Id. (Stevens, J., concurring in judgment); see also Brown v. D.C., 928 F.3d 1070, 1077 (D.C. Cir. 2019) (â[T]he State bears the burden of proving the unreasonableness of a (B) if the pleading is one to which a responsive pleading is required, 21 days after service of a responsive pleading or 21 days after service of a motion under Rule 12(b), (e), or (f), whichever is earlier. (2) In all other cases, a party may amend its pleading only with the opposing partyâs written consent or the courtâs leave. The court should freely give leave when justice so requires. Id. This liberal standard âis consistent with [the Second Circuitâs] âstrong preference for resolving disputes on the merits.ââ Williams v. Citigroup Inc., 659 F.3d 208, 212-13 (2d Cir. 2011) (quoting New York v. Green, 420 F.3d 99, 104 (2d Cir. 2005)). Because the plaintiffs now have the benefit of a ruling, they may, if possible, amend their complaint to set forth a cognizable claim. See Loreley Fin. (Jersey) No. 3 Ltd. v. Wells Fargo Sec., LLC, 797 F.3d 160, 190 (2d Cir. 2015) (âWithout the benefit of a ruling, many a plaintiff will not see the necessity of amendment or be in a position to weigh the practicality and possible means of curing specific deficiencies.â). requested accommodation once the individual satisfies the first two requirements.â); Steimel, 823 F.3d at 916 (âIt is the stateâs burden to prove that the proposed changes would fundamentally alter their programsââthat is, âthat its criteria are ânecessary for the provisionâ of the [services at issue].â). So the state ultimately may defeat the plaintiffsâ claims by showing that providing supported, community-based residential placements to the plaintiffs would require it to unfairly reduce the level of services and supports it presently provides to others with disabilities. Or the state might show that it has âa comprehensive, effectively working plan for placing qualified persons with mental disabilities in less restrictive settings, and a waiting list that moved at a reasonable pace not controlled by the [s]tateâs endeavors to keep its institutions fully populated.â Olmstead, 527 U.S. at 605-06. In that case, this Court would âhave no warrant effectively to order displacement of persons at the top of the community-based treatment waiting list by individuals lower down who commenced civil actions.â Id. at 606. But that argument is not appropriately considered at the pleadings stage. See, e.g., Mental Disability Law Clinic v. Hogan, 2008 WL 4104460, at *15 (E.D.N.Y. Aug. 28, 2008) (âAlthough plaintiff has not alleged the placement can be reasonably accommodated, taking into account (a) the resources available to the State and (b) the needs of others with mental disabilities, it would be inappropriate to dismiss on these claims on this ground as defendants bear the burden of establishing âfundamental alterationâ as a defense.â (citations omitted)); Martin v. Taft, 222 F. Supp. 2d 940, 972 (S.D. Ohio 2002) (â[W]hether [the] requested relief would entail a fundamental alteration is a question that cannot be answered in the context of a motion to dismiss.â). B. Counts Three and Four: Disparate Treatment Claims The Residentsâ third and fourth claims allege that the state has treated them differently from other individuals with disabilities. That is to say, they allege that the defendants impermissibly discriminated between two classes of individuals with disabilities: those who have willing caretakers and those who do not, offering only the latter supported, community-based residential placements. The state contends that such intra-class allegations of disparate treatment cannot support a discrimination claim.6 The Court agrees with the defendants on the facts of this case and accordingly dismisses those claims. Even assuming that the ADA and Section 504 recognize claims of intra-class discrimination,7 the Residents have not alleged any facts supporting such a claim. They allege that the state has prioritized individuals in âemergencyâ situations over individuals 6 To the extent the stateâs argument is that it has made reasonable choices in allocating limited resources, as discussed above, such a fundamental-defense argument may not be used to dismiss claims at the pleading stage. 7 In Amundson ex rel. Amundson v. Wisconsin Department of Health Services, for example, the Seventh Circuit posited that â[i]f Wisconsin [bought] the best available care for persons with visual impairments, but pa[id] only for mediocre care for the developmentally disabled, then [the] plaintiffs [would] have a theory of discrimination even though all of them remain[ed] in group homes.â 721 F.3d 871, 874 (7th Cir. 2013) (Easterbrook, C.J.). The Court cited Olmstead, in which the Supreme âg[a]ve[ ] as an example [of intra-class discrimination] OâConnor v. Consolidated Coin Caterers Corp., 517 U.S. 308, 312 (1996), which concluded that discrimination against older persons within the class of all persons protected by the Age Discrimination in Employment Actâsay, favoring 45 year olds over 60 year oldsâcould violate that statute.â Id. (citing Olmstead, 527 U.S. at 598 n.10). But because the Amundson plaintiffs âha[d] not offered any comparison group or any standard by which âworse treatmentâ could be identified,â their claim could not survive. Id.; see also Nelson v. Milwaukee Cty., 2006 WL 290510, at *5 (E.D. Wis. Feb. 7, 2006) (â[T]o the extent that plaintiffs allege that defendants are treating them worse than persons with less severe disabilities, they may proceed as such claims allege differential treatment by reason of disability.â). who have âcaregiversâ willing and able to provide safe homes for them. Docket Item 1 at 11. Such a claim fails to allege that the state is treating the plaintiffs differently âby reason of [their] disability[ies].â 42 U.S.C. § 12132 (emphasis added). The Residentsâ third and fourth claims therefore are dismissed with prejudice because amendment would be âfutile.â See Chunn v. Amtrak, 916 F.3d 204, 208 (2d Cir. 2019) (citation omitted). IV. CAREGIVERSâ ASSOCIATIONAL CLAIMS Finally, the Court considers whether the Caregivers plausibly have alleged that the state has discriminated against them on the basis of their association with the Residents. And because the Court dismisses the Residentsâ disparate treatment claims, the question is whether the Caregivers may allege discrimination based on their association with individuals whose statutory right to integration has been denied. The Second Circuit has explained that âto gain entry to the courts, non-disabled parties bringing associational discrimination claims need only prove [(1)] an independent injury [(2)] causally related to the denial of federally[-]required services to the disabled persons [(3)] with whom the non-disabled plaintiffs are associated.â Loeffler, 582 F.3d at 279 (Wesley, J., concurring and stating the opinion of the court on this issue). In Loeffler, the court found this standard satisfied when two children were âcompelled to provide sign language interpretationâ for their hearing-impaired father while he was hospitalized, âforced [into] truancy from school, and involuntary[il]y expos[ed] to their fatherâs suffering.â Id. The court noted that the plaintiffs â[did] not claim that the [defendant hospitalâs] failure to provide a sign language interpreter injured them by preventing their father from coming home earlier or from providing care and support. Instead, they claim[ed] that they were forced to provide a service as a result of the [h]ospitalâs failure to honor its federally[-]imposed obligation.â Id. at 281. Here, the Caregivers allege that they âhave no legal obligation to provide care and services to [the Residents],â Docket Item 1 at 20, 22, and do so âonly . . . out of love and the necessity forced upon them by [the stateâs] failure to meet their legal obligations,â id. at 21, 23. The Court agrees that such a claim mirrors that found viable by the Second Circuit in Loeffler. The state makes much of the fact that the discrimination underlying the instant associational claim is for failure to integrateânot for disparate treatment or, as in Loeffler, failure to accommodate. See Docket Item 23 at 17-20. But the state provides no persuasive reason why this distinction should be material. The Court in Olmstead was clear that â[u]njustified isolation . . . is properly regarded as discrimination based on disability.â 527 U.S. at 597. It therefore follows that â[u]njustified isolationâ (so long as it satisfies the other requirements of Olmstead, including not requiring the state to fundamentally alter its programming) constitutes âthe denial of federally[-]required services to the disabled persons.â See Loeffler, 582 F.3d at 279. And being forced to provide care and services constitutes an âindependent injuryâ that is âcausally relatedâ to this denial. The state also argues that the Caregivers lack standing because they âhave no particularized injury. . . . [I]t appears from the [c]omplaint that the relief sought would be identical whether or not the [Caregivers] remain parties.â Docket Item 17-1 at 25. The state reads far too much into the requirement that a plaintiff âmust have . . . suffered . . . [a] âparticularizedââ injury. See Spokeo, Inc. v. Robins, 136 S. Ct. 1540, 1548 (2016), as revised (May 24, 2016). âFor an injury to be âparticularized,â it âmust affect the plaintiff in a personal and individual way.ââ Id. The purpose of this requirement is to ensure that a plaintiff has a âpersonal stake in the outcome of the controversy.â Susan B. Anthony List, 573 U.S. at 158 (quoting Warth v. Seldin, 422 U.S. 490, 498 (1975)). Even if the Residents and Caregivers seek the same relief, their alleged injuries are distinct. The Residents allege segregation; the Caregivers allege the forced provision of care. And although it is possible that retaining the Caregivers as parties to the action would not materially affect the relief ordered, that is neither necessarily true nor relevant. On the contrary, it hardly can be argued that the Caregivers do not have a unique and âpersonal stake in the outcome ofâ this case that might shape the Courtâs understanding of the issues and any relief that might be awarded. The Caregivers therefore have articulated a viable theory of discrimination. But because the Court has dismissed the Residentsâ underlying claims, so too must the Caregiver claimsâ fail. For the same reasons discussed above, however, the Court grants the Caregivers leave to amend their pleadings. ORDER In light of the above, IT IS HEREBY ORDERED, under Rule 25(d) of the Federal Rules of Civil Procedure, that the Clerk of Court shall replace Kerry Delaney, former acting Commissioner of OPWDD, with Dr. Theodore Kastner, Commissioner of OPWDD; and it is further ORDERED that the plaintiffsâ third and fourth claims are dismissed with prejudice; and it is further ORDERED that the plaintiffsâ first, second, fifth, and sixth claims are dismissed without prejudice; the plaintiffs may amend their complaint within 60 days of the date of this decision and order; and it is further ORDERED that the plaintiffsâ motion to certify two classes, Docket Item 3, is denied without prejudice as premature; and it is further ORDERED that if the plaintiffs do not amend their complaint within 60 days of the date of this decision and order, the complaint will be dismissed without further order and the Clerk of Court shall close the case. SO ORDERED. Dated: July 11, 2020 Buffalo, New York /s/ Hon. Lawrence J. Vilardo LAWRENCE J. VILARDO UNITED STATES DISTRICT JUDGE
Case Information
- Court
- W.D.N.Y.
- Decision Date
- July 11, 2020
- Status
- Precedential