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Full Opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
______
ANTONIO HALL,
Petitioner, Case No. 1:21-cv-1074
v. Honorable Sally J. Berens
BECKY CARL,
Respondent.
____________________________/
OPINION
This is a habeas corpus action brought by a state prisoner under 28 U.S.C. § 2254.
Petitioner has consented to the conduct of all proceedings in this case, including entry of a final
judgment and all post-judgment matters, by a United States magistrate judge.
Promptly after the filing of a petition for habeas corpus, the Court must undertake a
preliminary review of the petition to determine whether âit plainly appears from the face of the
petition and any exhibits annexed to it that the petitioner is not entitled to relief in the district
court.â Rule 4, Rules Governing § 2254 Cases; see 28 U.S.C. § 2243. If so, the petition must be
summarily dismissed. Rule 4; see Allen v. Perini, 424 F.2d 134, 141 (6th Cir. 1970) (district court
has the duty to âscreen outâ petitions that lack merit on their face). A dismissal under Rule 4
includes those petitions which raise legally frivolous claims, as well as those containing factual
allegations that are palpably incredible or false. Carson v. Burke, 178 F.3d 434, 436â37 (6th Cir.
1999). After undertaking the review required by Rule 4, the Court concludes that the petition must
be dismissed because it fails to raise a meritorious federal claim.
Discussion
I. Factual allegations
Petitioner Antonio Hall is incarcerated with the Michigan Department of Corrections at the
St. Louis Correctional Facility (SLF) in St. Louis, Gratiot County, Michigan. On June 29, 2018,
following a four-day jury trial in the Berrien County Circuit Court, Petitioner was convicted of
armed robbery and conspiracy to commit armed robbery in violation of Mich. Comp. Laws §
750.529, and first-degree murder, in violation of Mich. Comp. Laws § 750.316. On August 20,
2018, the court sentenced Petitioner as a second habitual offender, Mich. Comp. Laws § 769.10,
to prison terms of 25 to 100 years on the robbery offenses and life imprisonment for the murder
conviction.1
The Michigan Court of Appeals described the facts underlying Petitionerâs convictions as
follows:
This case arises out of the shooting death of the victim at the River Terrace
apartment complex in Benton Harbor, Michigan. The victim was sitting in his car
with Uniqua Jones in the complexâs parking lot. Jones testified at trial that
defendant and another man approached the car and asked the victim if he wanted
to purchase a bottle of liquor. The victim agreed. He pulled out a two-inch stack
of money from his back pocket to pay. Defendant and the other man saw the money
and walked away. Later, a man that Jones identified as âChubâ approached on a
bicycle and started shooting at the car. Jones ran from the car to a nearby building
to notify security. Denzeil Dade, who testified at trial, explained that defendant
and another man approached him about a robbery. Defendant stated that he sold
the victim liquor. Dade agreed to participate in the robbery, but instead of
attempting to rob the victim, he simply walked by the victimâs car. He then heard
gunshots and hid in a nearby bush. Shortly thereafter, he met with defendant,
âChub,â and another man after he saw them walking in the park area near the office.
Law enforcement discovered the victim lying face down in front of his car in the
parking lot. He had been shot twice in the abdomen, and he died at the hospital.
1 The armed robbery and murder sentences are to be served consecutively to a sentence of 2 years, 5 months, to 15
years for unarmed robberyâan offense for which Petitioner was on parole when he committed the armed robbery and
murder offenses. See https://mdocweb.state.mi.us/otis2/otis2profile.aspx?mdocNumber=931685 (visited Dec. 23,
2021).
People v. Shamontae-Hall, No. 345861, 2020 WL 359649, at *1 (Mich. Ct. App. Jan. 21, 2020)
(footnote omitted).
âThe facts as recited by the Michigan Court of Appeals are presumed correct on habeas
review pursuant to 28 U.S.C. § 2254(e)(1).â Shimel v. Warren, 838 F.3d 685, 688 (6th Cir. 2016)
(footnote omitted). Although Petitioner may contest many of the facts described by the court of
appeals, he does not claim that the courtâs description of the evidence is inaccurate. Moreover,
Petitionerâs habeas claims do not depend on a determination that the court of appealsâ
determinations of fact, as set forth above, were unreasonable on the record. To the contrary,
Petitionerâs claims relate to the selection of the jury, evidence the trial judge refused to admit, and
a claim that a juror was sleeping. Because Petitioner does not challenge the facts as described by
the court of appeals and quoted aboveâand does not offer any evidence to overcome the
presumption of correctnessâthe Court will presume those facts to be correct.
The Michigan Court of Appeals rejected Petitionerâs challenges to his convictions and
affirmed the trial court. Petitioner then filed a pro per application for leave to appeal to the
Michigan Supreme Court. That court denied leave by order entered September 29, 2020. People
v. Hall, 506 Mich. 918, 948 N.W.2d 564 (Mich. 2020). This timely petition followed.
The petition raises three grounds for relief, as follows:
I. Mr. Hall was denied the effective assistance of trial counsel. Trial counsel
Jason Engram was ineffective when trying to argue the grounds for a Batson
challenge. He did not quote the proper case; he argued a Brady violation.
Nor did he request that the trial judge [conduct] a hearing to fully determine
the meritorious grounds to his objection.
II. Mr. Hall was denied the constitutional right to pursue a defense in violation
of [the] Due Process Clause of the Fourteenth Amendment and
Confrontation Clause of the Sixth Amendment. The issue was preserved by
counselâs challenge to the prosecutionâs peremptory removal of the
African-American jurors in the venire. (TT pg. 188). Whether there was
an equal protection violation under Batson v. Kentucky, 476 U.S. 79, 106
[S.]Ct. 1712, 90 L.Ed.2d 69 (1986), is a constitutional question with factual
components.
III. Mr. Hall was denied the effective assistance of trial counsel violating clearly
established state and federal law. Strickland v. Washington, 466 U.S. 628
(1984). There was a member of the jury who had fallen asleep during
testimony of [a] witness and defense counsel should have made an objection
to try and remove this potential juror. The court[] does not stipulate how
long and when the juror fell asleep and does not indicate what parts of trial
testimony was missed. That would prevent a reasonable juror from making
an unbiased decision regarding Defendantâs guilt.
(Pet., ECF No. 1, PageID.6â9.)
Based upon the Michigan Court of Appealsâ opinion, it appears that Petitioner may have
inadvertently merged a couple of issues. In the appellate court, Petitioner raised a Batson issue
along with a claim that his counsel was ineffective for failing to properly present the Batson issue
and the issue relating to the sleeping juror. And Petitioner raised a claim that the trial court denied
Petitioner the constitutionally guaranteed rights to pursue a defense and confront the witnesses
against him, but that claim did not relate to the Batson challenge as Petitionerâs habeas ground II
states. It related to the trial courtâs refusal to permit Petitionerâs counsel to explore a prior
inconsistent statement from witness Uniqua Jones. To ensure that Petitionerâs grounds are fully
addressed, the Court will consider Petitionerâs claims relating to Batsonâthe claim that the trial
court denied Petitioner his rights and counsel rendered ineffective assistance in presenting the
Batson claimâas habeas ground I. The Court will consider Petitionerâs claims regarding the right
to present a defense and confront witnesses and the trial courtâs refusal to permit certain
questioning of Uniqua Jones as habeas ground II. The Court will address Petitionerâs third habeas
ground, regarding the sleeping juror, as it is presented in the petition.
II. AEDPA standard
The AEDPA âprevent[s] federal habeas âretrialsââ and ensures that state court convictions
are given effect to the extent possible under the law. Bell v. Cone, 535 U.S. 685, 693â94 (2002).
An application for writ of habeas corpus on behalf of a person who is incarcerated pursuant to a
state conviction cannot be granted with respect to any claim that was adjudicated on the merits in
state court unless the adjudication: â(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as determined by the Supreme Court
of the United States; or (2) resulted in a decision that was based on an unreasonable determination
of the facts in light of the evidence presented in the State court proceeding.â 28 U.S.C. § 2254(d).
âUnder these rules, [a] state courtâs determination that a claim lacks merit precludes federal habeas
relief so long as fairminded jurists could disagree on the correctness of the state courtâs decision.â
Stermer v. Warren, 959 F.3d 704, 721 (6th Cir. 2020) (quoting Harrington v. Richter, 562 U.S.
86, 101 (2011) (quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)) (internal quotation
marks omitted)). This standard is âintentionally difficult to meet.â Woods v. Donald, 575 U.S.
312, 316 (2015) (internal quotation omitted).
The AEDPA limits the source of law to cases decided by the United States Supreme Court.
28 U.S.C. § 2254(d). In determining whether federal law is clearly established, the Court may not
consider the decisions of lower federal courts. Williams v. Taylor, 529 U.S. 362, 381â82 (2000);
Miller v. Straub, 299 F.3d 570, 578â79 (6th Cir. 2002). Moreover, âclearly established Federal
lawâ does not include decisions of the Supreme Court announced after the last adjudication of the
merits in state court. Greene v. Fisher, 565 U.S. 34, 37â38 (2011). Thus, the inquiry is limited to
an examination of the legal landscape as it would have appeared to the Michigan state courts in
light of Supreme Court precedent at the time of the state-court adjudication on the merits. Miller
v. Stovall, 742 F.3d 642, 644 (6th Cir. 2014) (citing Greene, 565 U.S. at 38).
A federal habeas court may issue the writ under the âcontrary toâ clause if the state court
applies a rule different from the governing law set forth in the Supreme Courtâs cases, or if it
decides a case differently than the Supreme Court has done on a set of materially indistinguishable
facts. Bell, 535 U.S. at 694 (citing Williams, 529 U.S. at 405â06). âTo satisfy this high bar, a
habeas petitioner is required to âshow that the state courtâs ruling on the claim being presented in
federal court was so lacking in justification that there was an error well understood and
comprehended in existing law beyond any possibility for fairminded disagreement.ââ Woods, 575
U.S. at 316 (quoting Harrington, 562 U.S. at 103).
Determining whether a rule application was unreasonable depends on the ruleâs specificity.
Stermer, 959 F.3d at 721. âThe more general the rule, the more leeway courts have in reaching
outcomes in case-by-case determinations.â Yarborough, 541 U.S. at 664. â[W]here the precise
contours of the right remain unclear, state courts enjoy broad discretion in their adjudication of a
prisonerâs claims.â White v. Woodall, 572 U.S. 415, 424 (2014) (internal quotations omitted).
The AEDPA requires heightened respect for state factual findings. Herbert v. Billy, 160
F.3d 1131, 1134 (6th Cir. 1998). A determination of a factual issue made by a state court is
presumed to be correct, and the petitioner has the burden of rebutting the presumption by clear and
convincing evidence. 28 U.S.C. § 2254(e)(1); Davis v. Lafler, 658 F.3d 525, 531 (6th Cir. 2011)
(en banc); Lancaster v. Adams, 324 F.3d 423, 429 (6th Cir. 2003); Bailey v. Mitchell, 271 F.3d
652, 656 (6th Cir. 2001). This presumption of correctness is accorded to findings of state appellate
courts, as well as the trial court. See Sumner v. Mata, 449 U.S. 539, 546â47 (1981); Smith v. Jago,
888 F.2d 399, 407 n.4 (6th Cir. 1989).
Section 2254(d) limits the facts a court may consider on habeas review. The federal court
is not free to consider any possible factual source. The reviewing court âis limited to the record
that was before the state court that adjudicated the claim on the merits.â Cullen v. Pinholster, 563
U.S. 170, 180 (2011). âIf a review of the state court record shows that additional fact-finding was
required under clearly established federal law or that the state courtâs factual determination was
unreasonable, the requirements of Section 2254(d) are satisfied and the federal court can review
the underlying claim on its merits. Stermer, 959 F.3d at 721 (citing, inter alia, Brumfield v. Cain,
576 U.S. 305 (2015), and Panetti v. Quarterman, 551 U.S. 930, 954 (2007)).
If the petitioner âsatisfies the heightened requirements of § 2254(d), or if the petitionerâs
claim was never âadjudicated on the meritsâ by a state court, 28 U.S.C. § 2254(d),ââfor example,
if he procedurally defaulted the claimââAEDPA deference no longer applies.â Stermer, 959 F.3d
at 721. Then, the petitionerâs claim is reviewed de novo. Id. (citing Maples v. Stegall, 340 F.3d
433, 436 (6th Cir. 2003)).
III. Discussion
A. Batson
In Batson v. Kentucky, 476 U.S. 79, 96 (1986), the Supreme Court articulated a three-step
analysis to be applied to an Equal Protection Clause claim that purposeful discrimination occurred
in the selection of the petit jury based solely on the prosecutorâs exercise of his peremptory
challenges at trial. See United States v. Bartholomew, 310 F.3d 912, 919 (6th Cir. 2002). First,
the Defendant must establish a prima facie case of racial discrimination. See United States v.
Copeland, 321 F.3d 582, 599 (6th Cir. 2003). This requires an initial showing that âthe defendant
. . . is a member of a cognizable racial group . . . and that the prosecutor has exercised peremptory
challenges to remove from the venire members of the defendantâs race.â Batson, 476 U.S. at 96
(citation omitted). â[T]he defendant is entitled to rely on the fact, as to which there can be no
dispute, that peremptory challenges constitute a jury selection practice that permits âthose to
discriminate who are of a mind to discriminate.ââ Id. (quoting Avery v. Georgia, 345 U.S. 559,
562 (1953)). Ultimately, the Defendant, relying on this presumption and other facts, must âraise
an inference that the prosecutor used [the practice of peremptory challenges] to exclude the
veniremen from the petit jury on account of their race.â Id.
Second, once the Defendant has raised the necessary inference, âthe burden shifts to the
State to come forward with a neutral explanation for challenging [potential] jurors.â Id. at 97.
âThe government is not required to persuade the court that its reasons for dismissing the juror were
well-founded; rather, it need only demonstrate that its reasons were race-neutral.â Copeland, 321
F.3d at 599. More specifically, â[t]he second step of this process does not demand an explanation
that is persuasive, or even plausible. âAt this . . . step of the inquiry, the issue is the facial validity
of the prosecutorâs explanation. Unless a discriminatory intent is inherent in the prosecutorâs
explanation, the reason offered will be deemed race neutral.ââ Purkett v. Elem, 514 U.S. 765, 767â
68 (1995) (quoting Hernandez v. New York, 500 U.S. 352, 360 (1991)).
Third, the party opposing the strike must demonstrate that the prosecutorâs purported
explanation is merely a pretext for racial motivation. See McCurdy v. Montgomery County, 240
F.3d 512, 521 (6th Cir. 2001) (describing Batson test), overruled on other grounds by Barnes v.
Wright, 449 F.3d 709 (6th Cir. 2006). Ultimately, the court must determine âwhether the defendant
has carried his burden of proving purposeful discrimination.â Hernandez, 500 U.S. at 359. In
making this determination, the Court presumes that the facially valid reasons proffered by the
prosecution are true. Id. at 359â60. Racially discriminatory purpose or intent must be
affirmatively shown by the opponent of the strike. Id. at 360. The ultimate burden of persuasion
always remains with the opponent of the strike. See United States v. McFerron, 163 F.3d 952, 955
(6th Cir. 1998).
Notwithstanding this three-part test, the Supreme Court has held that the question of
whether a prima facie case has been established becomes moot once a court rules on the ultimate
question under Batson of whether there was purposeful discrimination. Hernandez, 500 U.S. at
360; Lancaster, 324 F.3d at 432â33. âOnce a prosecutor has offered a race-neutral explanation
for the peremptory challenges and the trial court has ruled on the ultimate question of intentional
discrimination, the preliminary issue of whether the defendant had made a prima facie showing
becomes moot.â Hernandez, 500 U.S. at 359; Lancaster, 324 F.3d at 433. The juror selection
proceedings in Petitionerâs case must be evaluated against that backdrop.
The court of appeals described the relevant trial court proceedings as follows:
Defendant objected to the prosecutionâs dismissal of an African-American juror.
The parties approached for a bench conference, and the following ensued:
The Court[:] You [referring to defense counsel] want to make a Brady
[sic] motion?[4] You [now referring to the prosecutor] kicked two off.
What are you doing?
* * *
Youâd [still referring to the prosecutor] better be able to articulate
something very significant.
* * *
Ms. Wilkinson [the prosecutor]: Judge, whether or not what [the
excused juror] says, your Honor, the fact of the matter is her son has been
convicted on an armed robbery, did a serious stint in prison for that. I
think the (indiscernible) of the same type of accomplice co-defendant
situation that weâre dealing with in this case, your Honor. I understand
from what she articulated on the record, your Honor, but I think there is a
sufficient non-race reason to challenge her on a peremptory challenge.
The Court[:] Okay. Do you [referring to defense counsel] want . . . to
be heard on the record outside the presence of the jurors or the potential
jurors?
Mr. Engram [defense counsel][:] Weâre on the record now; right?
The Court: Yes.
* * *
Defense counsel: â(indiscernible) at this point, I donâtâI mean, I
justâI donât thinkâI mean, weâve got a mostly white jury at this point.
See where I'm going with this? Thereâs one black person.
The Court: Well, we haveâokay. So are you making an objection
under Brady [sic], is my question.
Defense counsel: Yeah.
The Court: Okay.
Defense counsel: Thatâs what Iâ
The Court: Well, thatâs fine, because youâve got to preserve the record.
Defense counsel: Okay.
The Court: So, Iâis there anything further that you want to put on the
record?
Defense counsel: IâI have, noâyou know, other than that I have
nothing else. Right now I canât put my finger on anything to say
(indiscernible).[5]
* * *
The Court: Okay. All right. Well, I donât want to have her sit around
here allâall day. Weâll let the Court of Appeals decide whether youâve
gone too far, [prosecutor]. I think articulating a basis other than race by
the fact that thisâin spite of her answers under oath on the record that her
son was involved in an armed robbery that wasâalso involved multiple
defendants, I suppose, articulates aâwhat might be considered, without
doing further research, articular baseâarticularâarticulable basis beyond
race. I will say that given her answers on under [sic] oath on the record
that I have a concern, but Iâbut weâll let the Court of Appeals decide that
one. All right.
____________
4 Although defendant argues that defense counsel erred by âobjecting on the grounds of
a Brady challengeâ (presumably referring to Brady v Maryland, 373 US 83; 83 S Ct 1194;
10 L Ed 2d 215 (1963)), it was actually the trial court that made this mistake. At any
rate, it was clear to both parties and the trial court that defendant was raising a Batson
challenge.
5 Defendant asserts in his Standard 4 brief that â[t]he trial court did not allow the defense
to articulate or give any arguments to their claim which it is required to do[.]â This claim
is factually incorrect and does not warrant further discussion.
People v. Shamontae-Hall, 2020 WL 359649, at *3 (footnotes in the court of appealsâ opinion).
The court of appeals applied the following standard to resolve Petitionerâs Batson
challenge:
âUnder the Equal Protection Clause of the Fourteenth Amendment, a party may not
exercise a peremptory challenge to remove a prospective juror solely on the basis
of the personâs race.â People v. Knight, 473 Mich. 324, 335; 701 N.W.2d 715
(2005). The constitutionality of a peremptory challenge requires a three-step
analysis: (1) âthe opponent of the peremptory challenge must make a prima facie
showing of discrimination;â (2) âif the trial court determines that a prima facie
showing has been made, the burden shifts to the proponent of the peremptory
challenge to articulate a race-neutral explanation for the strike;â and (3) âif the
proponent provides a race-neutral explanation as a matter of law, the trial court
must then determine whether the race-neutral explanation is a pretext and whether
the opponent of the challenge has provided purposeful discrimination.â Id. at 336â
338.
People v. Shamontae-Hall, 2020 WL 359649, at *3. Although the court of appeals cited state
authority, the standard it applied was functionally identical to the Batson standard. Indeed, the
Knight case derives the standard directly from Batson. People v. Knight, 701 N.W.2d 715, 722â
24 (Mich. 2005). It cannot be said that the appellate court applied the wrong standard. Therefore,
Petitioner can only prevail if the court applied the standard unreasonably.
The court of appeals applied the Batson standard as follows:
Defendant does not challenge the trial courtâs ruling on any of Batsonâs three steps,
but instead argues that the trial court improperly applied Batsonâs three steps as a
whole. We disagree. Parts of the trial courtâs ruling are unclear, so we âmust
determine on the basis of a fair reading of the record what the trial court has found
and ruled.â Knight, 473 Mich at 339.
It appears that the trial court, without so stating, found that defendant satisfied
Batsonâs first step and made a prima facie showing of racial discrimination. At any
rate, â[o]nce a prosecutor has offered a race-neutral explanation for the peremptory
challenges and the trial court has ruled on the ultimate question of intentional
discrimination, the preliminary issue of whether the defendant had made a prima
facie showing becomes moot.â Hernandez v. New York, 500 US 352, 359; 111 S
Ct 1859; 114 L Ed 2d 395 (1991). Thus, we turn to whether the other two steps of
a Batson challenge were satisfied.
The prosecution offered a race-neutral explanation for dismissing the objected-to
juror; the prosecution stated that it dismissed the juror because her son had been
convicted of an armed robbery involving multiple defendants, which was a similar
scenario to defendantâs case. This Court, in similar circumstances, has found such
an explanation to be a sufficient race-neutral reason for dismissal. See People v.
Howard, 226 Mich. App. 528, 535; 575 N.W.2d 16 (1997) (concluding that the
prosecutorâs dismissal of a potential juror in a murder case on the basis that he had
an uncle with whom he was close who had been tried for murder was a race-neutral
reason). Thus, the prosecution satisfied the second Batson step.
The trial court, although somewhat hesitant, accepted the prosecutionâs race-neutral
explanation and concluded that it was not a pretext for racial discrimination.
Contrary to defendantâs characterization of the trial courtâs ruling, we do not read
its decision as leaving â[it] up to the court of appeal [sic] basically because he didnât
want a juror sitting there.â Rather, under a fair reading of the trial courtâs ruling,
we believe that the trial court made a ruling, but acknowledged that, without doing
additional research, its ruling could be wrong and so invited appellate review.
Thus, the trial court satisfied the final step of a Batson challenge, and, taken as a
whole, we conclude that the trial court properly applied the Batson framework. As
defendant does not challenge the trial courtâs ultimate ruling on the Batson
challenge, and limits his argument only to whether the proper procedure was
followed, his argument does not warrant appellate relief.6
____________
6 If we were to review the trial courtâs ruling itself, we would conclude that defendant has not shown
that the prosecutionâs challenge to the objected-to juror was based on race. The prosecution
exercised 11 p[er]emptory challenges. From the record, it appears that two of those jurors were
African American. Defendant did not object to the first dismissal. As already stated, the
prosecutorâs explanation with respect to the second juror was a race-neutral reason for dismissal.
See Howard, 226 Mich App at 535. Further, at the time of the Batson challenge, defense counsel
stated that there was one African American juror, but the record does not indicate the racial makeup
of the individuals in the galley or the final jury. Considering the record and the prosecutionâs
explanation, defendant has not shown that the p[er]emptory challenge to the juror was the result of
racial discrimination. See Knight, 473 Mich at 344â345. We would therefore conclude that the trial
court did not clearly err in determining that the prosecution provided a race-neutral reason for using
a peremptory challenge. See id. at 337â338 (explaining that appellate courts review for clear error
a trial courtâs decision that the prosecution offered a race-neutral reason for dismissing a juror).
People v. Shamontae-Hall, 2020 WL 359649, at *4.
Petitioner does not contend that the appellate courtâs interpretation of the record is
unreasonable nor does he cite any clearly established federal law to which the court of appealâs
analysis is contrary or that the court of appeals unreasonably applied. Petitioner simply cites
Batson. Whether or not this Court agrees with the trial courtâs or the court of appealsâ analysis of
the Batson issue, the Court concludes that those analyses follow the path laid out in Batson and
are not unreasonable. Accordingly, Petitioner is not entitled to habeas relief on his claim that the
prosecutor violated Petitionerâs equal protection rights when he exercised a peremptory challenge
to remove a second African-American juror.
Petitionerâs ineffective assistance claim relating to the Batson challenge fares no better. In
Strickland v. Washington, 466 U.S. 668 (1984), the Supreme Court established a two-prong test
by which to evaluate claims of ineffective assistance of counsel. To establish a claim of ineffective
assistance of counsel, the petitioner must prove (1) that counselâs performance fell below an
objective standard of reasonableness, and (2) that counselâs deficient performance prejudiced the
defendant resulting in an unreliable or fundamentally unfair outcome. Id. at 687. A court
considering a claim of ineffective assistance must âindulge a strong presumption that counselâs
conduct falls within the wide range of reasonable professional assistance.â Id. at 689. The
defendant bears the burden of overcoming the presumption that the challenged action might be
considered sound trial strategy. Id. (citing Michel v. Louisiana, 350 U.S. 91, 101 (1955)); see also
Nagi v. United States, 90 F.3d 130, 135 (6th Cir. 1996) (holding that counselâs strategic decisions
were hard to attack). The court must determine whether, in light of the circumstances as they
existed at the time of counselâs actions, âthe identified acts or omissions were outside the wide
range of professionally competent assistance.â Strickland, 466 U.S. at 690. Even if a court
determines that counselâs performance was outside that range, the defendant is not entitled to relief
if counselâs error had no effect on the judgment. Id. at 691.
Moreover, as the Supreme Court repeatedly has recognized, when a federal court reviews
a state courtâs application of Strickland under Section 2254(d), the deferential standard of
Strickland is âdoublyâ deferential. Harrington, 562 U.S. at 105 (citing Knowles v. Mirzayance,
556 U.S. 111, 123 (2009)); see also Burt v. Titlow, 571 U.S. 12, 15 (2013); Cullen v. Pinholster,
563 U.S. 170, 190 (2011); Premo v. Moore, 562 U.S. 115, 122 (2011). In those circumstances,
the question before the habeas court is âwhether there is any reasonable argument that counsel
satisfied Stricklandâs deferential standard.â Id.; Jackson v. Houk, 687 F.3d 723, 740â41 (6th Cir.
2012) (stating that the âSupreme Court has recently again underlined the difficulty of prevailing
on a Strickland claim in the context of habeas and AEDPA . . . .â) (citing Harrington, 562 U.S. at
102).
The court of appeals applied the following standard to resolve Petitionerâs ineffective
assistance of counsel claims:
To prevail on a claim of ineffective assistance of counsel, a defendant must
establish that â(1) the performance of his counsel was below an objective standard
of reasonableness under prevailing professional norms and (2) a reasonable
probability exists that, in the absence of counselâs unprofessional errors, the
outcome of the proceedings would have been different.â People v Sabin (On
Second Remand), 242 Mich. App. 656, 659; 620 N.W.2d 19 (2000). Effective
assistance is âstrongly presumed,â People v Vaughn, 491 Mich. 642, 670; 821
N.W.2d 288 (2012), and the defendant bears the heavy burden of proving
otherwise, People v Dixon, 263 Mich. App. 393, 396; 688 N.W.2d 308 (2004).
People v. Shamontae-Hall, 2020 WL 359649, at *5. Once again, although the court of appeals
cited state authority, the standard it applied was functionally identical to the Strickland standard.
Indeed, the Sabin case derives the standard directly from Strickland. People v. Sabin (On Second
Remand), 620 N.W.2d 19, 22 (2000). Thus, it cannot be said that the appellate court applied the
wrong standard.
Petitioner presents two ways that his counsel provided ineffective assistance with regard
to presentation of the Batson claim: first, Petitioner claims that counsel did not argue Batson at
allâinstead he argued Brady, presumably Brady v Maryland, 373 U.S. 83 (1963); and second,
Petitioner claims that counsel did not request a hearing to establish that the prosecutorâs proffered
race neutral explanation for the peremptory challenge was a pretext.
The court of appeals rejected the first claim as factually unsupported by the record. The
court explained that it was the trial judge, not defense counsel, that misidentified the relevant
authority. People v. Shamontae-Hall, 2020 WL 359649, at *3 n.4. Moreover, review of the
arguments of defense counsel and the prosecutor, and the analysis of the trial judge, make clear
that everyone understood that the challenge at issue was a Batson challenge, not a Brady challenge.
Id. The court of appealsâ conclusion that defense counsel did not render ineffective assistance in
that regard is eminently reasonable, entirely consistent with Strickland, and cannot support habeas
relief.
The court of appeals resolved Petitionerâs claim regarding counselâs failure to request a
hearing as follows:
Defendant argues that defense counsel was ineffective for failing to request a
hearing for the trial court to address the Batson challenge. However, as already
discussed, defense counsel objected to the dismissal of the juror; the parties
approached the trial court and discussed the challenge at a bench conference; and
the trial court listened to the partiesâ arguments, ensured that those arguments were
included in the record, and ultimately overruled defendantâs challenge. This is all
that is required to address a Batson challenge. Any motion made by defense
counsel for a hearing on this issue would have been meritless. âIneffective
assistance of counsel cannot be predicated on the failure to make a frivolous or
meritless motion.â People v. Riley, 468 Mich. 135, 142; 659 N.W.2d 611 (2003).
People v. Shamontae-Hall, 2020 WL 359649, at *5. Petitioner does not indicate what more might
have been presented at the hearing that was not already presented or apparent by way of the bench
conference. The Supreme Court has identified several areas that might provide be relevant to show
racial discrimination at a Batson hearing, e.g., âstatistical evidence about the prosecutorâs use of
peremptory strikes against black prospective jurors as compared to white prospective jurors in the
case; evidence of a prosecutorâs disparate questioning and investigation of black and white
prospective jurors in the case; side-by-side comparisons of black prospective jurors who were
struck and white prospective jurors who were not struck in the case; a prosecutorâs
misrepresentations of the record when defending the strikes during the Batson hearing; relevant
history of the Stateâs peremptory strikes in past cases; or other relevant circumstances that bear
upon the issue of racial discrimination,â Flowers v. Mississippi, 139 S. Ct. 2228, 2243 (2019). But
Petitioner has not shown that any such evidence was at issue here. Indeed, where the non-
discriminatory reasonâthe prospective juror had a close relative who had been convicted of a
similar crimeâhas already been accepted as valid by the Michigan courts, People v. Howard, 575
N.W.2d 16, 22 (Mich. Ct. App. 1997), and no other evidence of discriminatory intent is identified,
seeking a hearing would have been meritless. As the Sixth Circuit has recognized, â[o]mitting
meritless arguments is neither professionally unreasonable nor prejudicial.â Coley v. Bagley, 706
F.3d 741, 752 (6th Cir. 2013).
Petitioner fails even to allege that the state court unreasonably applied Strickland when it
denied his claim that counsel was ineffective in failing to seek a Batson hearing. Accordingly,
Petitioner is not entitled to habeas relief on that claim.
B. Violation of Petitionerâs rights to present a defense and confront witnesses
At trial, Petitionerâs counsel asked Uniqua Jones whether the victim was at the
River Terrace apartment complex to participate in a drug deal. The prosecutor objected and the
trial judge excused the jury. Petitionerâs counsel then argued that Jones had previously testified
that the victim was at the River Terrace apartment complex to change his clothes; thus, counsel
argued, an affirmative answer to the drug deal question would show that Jonesâs earlier testimony
was a lie. On appeal, Petitioner expanded that argument. He claimed an affirmative answer would
have also established that Jones was biased. He claimed further that sustaining the objection
prevented Petitioner from presenting a defense and from effectively confronting Jones as a witness.
The court of appeals sifted through each of Petitionerâs arguments and concluded that the trial
court did not abuse its discretion in sustaining the objection and foreclosing Petitionerâs counselâs
inquiry.
The extraordinary remedy of habeas corpus lies only for a violation of the
Constitution. 28 U.S.C. § 2254(a). As the Supreme Court explained in Estelle v. McGuire, 502
U.S. 62 (1991), an inquiry whether evidence was properly admitted or improperly excluded under
state law âis no part of a federal courtâs habeas review of a state conviction . . . [for] it is not the
province of a federal habeas court to reexamine state-court determinations on state-law questions.â
Id. at 67â68. Rather, â[i]n conducting habeas review, a federal court is limited to deciding whether
a conviction violated the Constitution, laws, or treaties of the United States.â Id. at 68. âGenerally,
state-court evidentiary rulings cannot rise to the level of due process violations unless they
âoffend[] some principle of justice so rooted in the traditions and conscience of our people as to be
ranked as fundamental.ââ Seymour v. Walker, 224 F.3d 542, 552 (6th Cir. 2000) (quoting Montana
v. Egelhoff, 518 U.S. 37, 43 (1996)); see also Wilson v. Sheldon, 874 F.3d 470, 475â76 (6th Cir.
2017). This approach accords the state courts wide latitude in ruling on evidentiary matters.
Seymour, 224 F.3d at 552 (6th Cir. 2000). Moreover, under the AEDPA, the court may not grant
relief if it would have decided the evidentiary question differently. The court may only grant relief
if Petitioner is able to show that the state courtâs evidentiary ruling was in conflict with a decision
reached by the Supreme Court on a question of law or if the state court decided the evidentiary
issue differently than the Supreme Court did on a set of materially indistinguishable facts. Sanders
v. Freeman, 221 F.3d 846, 860 (6th Cir. 2000).
Not every part of Petitionerâs claim elevates the evidentiary âdrug dealâ question
to the level of a constitutional violation. Whether or not the inquiry was proper impeachment or
bias evidence under state law are really only focused on whether the evidence was relevant which,
without more, raises only state law issues. It is only by virtue of Petitionerâs invocation of his
constitutional right to present a defense and his constitutional right to confront witnesses that his
claim is even cognizable on habeas review.
The Confrontation Clause of the Sixth Amendment gives the accused the right âto
be confronted with the witnesses against him.â U.S. Const., Am. VI; Pointer v. Texas, 380 U.S.
400, 403â05 (1965) (applying the guarantee to the states through the Fourteenth Amendment).
The Supreme Court long has read this right as securing an adequate opportunity to cross-examine
adverse witnesses. United States v. Owens, 484 U.S. 554, 557 (1988) (citing Mattox v. United
States, 156 U.S. 237, 242â43 (1895), and Douglas v. Alabama, 380 U.S. 415, 418 (1965)). As the
Supreme Court early held,
âThe primary object of the constitutional provision in question was to prevent
depositions or ex parte affidavits, such as were sometimes admitted in civil cases,
being used against the prisoner in lieu of a personal examination and cross-
examination of the witness, in which the accused has an opportunity, not only of
testing the recollection and sifting the conscience of the witness, but of compelling
him to stand face to face with the jury in order that they may look at him, and judge
by his demeanor upon the stand and the manner in which he gives his testimony
whether he is worthy of belief.â
Mattox, 156 U.S. at 242â43, quoted in California v. Green, 399 U.S. 149, 157â58 (1970). While
the Confrontation Clause guarantees an opportunity for effective cross-examination, it does not
guarantee ââcross-examination that is effective in whatever way, and to whatever extent, the
defense might wish.ââ Delaware v. Van Arsdall, 475 U.S. 673, 679 (1986) (quoting Delaware v.
Fensterer, 474 U.S. 15, 20 (1985)). â[T]rial judges retain wide latitude insofar as the
Confrontation Clause is concerned to impose reasonable limits on such cross-examination based
on concerns about, among other things, harassment, prejudice, confusion of the issues, the witnessâ
safety, or interrogation that is repetitive or only marginally relevant.â Van Arsdall, 475 U.S. at
679; see also United States v. Adams, 722 F.3d 788, 834 (6th Cir. 2013); King v. Trippett, 192
F.3d 517, 524 (6th Cir. 1999). âNo matter how central [a witnessâs] credibility is to a case[,] . . .
the Constitution does not require that a defendant be given the opportunity to wage a general attack
on credibility by pointing to individual instances of past conduct.â Boggs v. Collins, 226 F.3d 728,
740 (6th Cir. 2000).
In Petitionerâs case, the crux of the court of appealsâ decision is that the limitation
on cross-examination was harmless. The appellate court noted first that even if the question had
been permitted and even if the witness answered in the affirmative, it would not have impeached
her:
Jones testified that the victim told her that he had to stop at River Terrace to change
his clothes, but Jones did not testify that this was the only reason that the victim
was at River Terrace. Thus, even if the victim was at the apartment complex to
participate in a drug deal, it does not make Jonesâ testimony that the victim told her
that he had to stop at River Terrace to change his clothes untrue.
People v. Shamontae-Hall, 2020 WL 359649, at *2. The court of appeals reached a similar
conclusion with regard to witness bias:
Defendant claims that if Jones agreed that the victim was waiting in his car to
consummate a drug deal, it would support a finding that Jonesâ testimony was
biased because her prior testimony sought to protect her stepfather. But it is unclear
how Jonesâs testimony protected her stepfather, who was never identified by name
or otherwise involved in the case. Moreover, defendant does not explain how Jones
protecting her stepfather made her biased against defendant or otherwise influenced
her testimony. See People v. Petri, 279 Mich. App. 407, 413; 760 N.W.2d 882
(2008) (stating that the defendant âmay not leave it to this Court to search for a
factual basis to sustain or reject his positionâ) (quotation marks and citation
omitted). In short, defendant has failed to establish that the answer to defense
counselâs question involving a possible drug deal, even if answered in the
affirmative, would show the existence of bias.
People v. Shamontae-Hall, 2020 WL 359649, at *2. Likewise, the court of appeals determined
that excluding the âdrug dealâ testimony did not deny Petitioner the opportunity to pursue a
defense:
The theory of the prosecution was that the motivation for the robbery was the
victimâs âstackâ of cash that defendant observed during the liquor sale. Defendant,
in response, argued that he was not present or involved in the robbery or murder.
The actual reason for the victimâs presence would not affect either of these theories,
and the jury was entitled to believe defendantâs version of events. Moreover, Jonesâ
testimony concerning defendantâs involvement in the incident was corroborated by
the testimony of three other witnesses, including Dade. Defendant has not shown
that the trial courtâs refusal to allow Jones to answer a question about an alleged
drug deal denied him his constitutional right to present a defense . . . .
Id.
The court of appeals expressed its conclusion regarding the trial courtâs exclusion
of the testimony in terms of Petitionerâs failure âto show plain error affecting his substantial
rights.â Id. That is simply another way to say that the trial courtâs decision, if it was error, was
harmless error. In United States v. Olano, 507 U.S. 725, 734â35 (1993), the Supreme Court
explained that determining the presence of âplain errorâ or âharmless errorâ involves the same
analysis: does the error affect substantial rights. When the Supreme Court held that habeas
petitioners are not entitled to relief based on âharmless error,â it noted that the existing body of
federal case law would apply to the standard. Brecht v. Abrahamson, 507 U.S. 619, 638 (1993).
Thus, the habeas âharmless errorâ analysis is the same as the Olano analysis. Manning v. Huffman,
269 F.3d 720, 726 n.3 (6th Cir. 2001). The plain error test applied by the state court is also the
same as the Olano analysis. See People v. Carines, 460 Mich. 750, 597 N.W.2d 130 (Mich. 1999)
(cited by the court of appeals in Petitionerâs case); People v. Grant, 445 Mich. 535, 520 N.W.2d
123 (Mich. 1994). Thus, the absence of prejudice that prompted the state appellate courtâs
conclusion with respect to plain error indicates that the alleged error did not have a âsubstantial
and injurious effect or influence in determining the juryâs verdict[,]â Brecht, 507 U.S. at 623, and,
therefore, was harmless. See Wright v. Burt, 665 F. Appâx 403, 410 (6th Cir. 2016) (â[T]he state
court considered only the third portion of the plain-error analysis, i.e., whether [the alleged error]
affected substantial rights. . . . It determined that Wright had not established that [the alleged error]
affected the outcome of the case. . . . The portion of the plain-error analysis the Michigan court
undertook in this case was analogous to a harmless-error analysis because its conclusion that the
error did not affect the outcome of the case is another way of saying that the error was not
harmful.â) (emphasis added, citations omitted).
Under Wright, the state courtâs harmless error determination would be an
adjudication on the merits entitled to AEDPA deference. Id., citing Davis v. Ayala, 576 U.S. 257
(2015). More recently, however, the Sixth Circuit has stated that a habeas court must assess
harmlessness under the standard set forth in Brecht, as opposed to the Brecht standard coupled
with an evaluation of the state-courtâs application of the Chapman standard2 under the AEDPA
standard. Davenport v. MacLaren, 964 F.3d 448, 454â 59 (6th Cir. 2020)3 (citing Davis, 576 U.S.
at 268 (holding that the Brecht test subsumes the limitations imposed by AEDPA) (citing Fry v.
Pliler, 551 U.S. 112, 119â20 (2007))).
No matter what standard this Court applies, it concludes that the trial courtâs
exclusion of Ms. Jonesâs answer to the âdrug dealâ question was harmless. Petitioner has certainly
failed to even allege that the appellate courtâs determination of harmlessness was unreasonable in
any way and this Court concludes the determination was patently reasonable. Accordingly,
Petitioner is not entitled to habeas relief on this claim.
2 The Chapman standard is the standard of harmlessness typically associated with direct reviewââharmless beyond
a reasonable doubtâârather than collateral review. Chapman v. California, 386 U.S. 18, 24 (1967); see also Brecht,
507 U.S. at 622. Under the AEDPA, where a state court has concluded that a constitutional error was harmless beyond
a reasonable doubt, in accordance with Chapman v. California, 386 U.S. 18 (1967), ââa federal court may not award
habeas relief under § 2254 unless the harmlessness determination itself was unreasonable.ââ Davis, 576 U.S. at 269
(quoting Fry, 551 U.S. at 119 (emphasis in original)).
3 The Supreme Court has recalled the mandate in Davenport, see Brown v. Davenport, 141 S. Ct. 1288 (2021), and
granted a writ of certiorari, see Brown v. Davenport, 141 S. Ct. 2465 (2021).
C. Sleeping juror
Finally, Petitioner claims that his counsel rendered ineffective assistance because
counsel should have objected to and tried to remove a sleeping juror. The court of appeals
addressed the claim as follows:
Defendant also claims that defense counsel was ineffective for not objecting
when a juror fell asleep during the trial. his claim, however, is not supported by the
record. It appears that defendantâs assertion that a juror fell asleep occurred during
defense counselâs cross-examination of Vanessa Lloyd. Lloydâs boyfriend at the
time, Jerail Lamont Porter, testified that he was staying with Lloyd near where the
shooting took place, and that, after hearing gunshots, he went to a window and saw
three men beating another man in the parking lot. Porter identified defendant as
one of the three men doing the beating. While cross-examining Lloyd, defense
counsel asked Lloyd what she told officers, as recounted in a police report, about
Porterâs actions when she left the room. The following exchange occurred:
Q. Okay. This is my question: When the officer interviewed you, did you
tell him that you remained in the room that you ran out of and cannot say
what Porter was doing after you left?
Ms. Wilkinson [the prosecutor]: I'm sorry, Judge. Did sheâhe say that
she remained in the room or who remained in the room?
Mr. Engram [defense counsel]: She. She remained in the room that she
ranâremained in the room that she ranâactually I think it should be ran
to, and canâtâ
The prosecutor: This whole thing is confusing, Judge.
The Court: Yeah. Whatâwhereâstep up.
(At 3:58 p.m., bench conference)
The Court: So, youâve got a lousy police report, it sounds like. Notâit
wasnât very precise language he used. Why donât you just ask what do
you thinkâI mean is the confusion thatâthat the witness (indiscernible)?
Defense counsel: Yeah.
The Court: Butâbut you have a jury here thatâs, you know, falling asleep.
Defense Counsel: Yeah.
Trial Court: You do what you want to do.
Defense Counsel: Right.
Trial Court: But it sounds to me like that is a confusing statement in that
police report and I canât tell what thatâfrankly, I didnât think her answer
the first time you read that to her sounded inconsistent with anything she
said. Sheâshe doesnât know what Porter was doing when she wasnât in
the room with him, if thatâs where youâre trying to go. Yeah. See if you
can figure out a way of doing it withoutâ
Defense Counsel: Yeah.
Trial Court: âconfusing folks. Okay? All right.
Thus, the record does not support the inference that a juror actually fell asleep.
Instead, the trial court was cautioning defense counsel that his line of questioning
was tedious and confusing, and suggested that he attempt another tactic or rephrase
his question to keep the juryâs full attention. Because there was no sleeping juror,
there was nothing . . . to which defense counsel could object. See Riley, 468 Mich.
at 142.
People v. Shamontae-Hall, 2020 WL 359649, at *5â6.
Petitioner does not allege that the court of appealsâ determination that there was no
sleeping juror was not supported by the record. He simply assumes, presumably based on the trial
judgeâs statement quoted above, that there was a sleeping juror and then he faults counsel for not
addressing the matter. The appellate courtâs determination that the record does not support the
inference that a juror was actually sleeping is presumed correct. Petitioner has the burden of
rebutting the presumption by clear and convincing evidence. 28 U.S.C. § 2254(e)(1); Davis, 658
F.3d at 531; Lancaster, 324 F.3d at 429; Bailey, 271 F.3d at 656. He offers nothing.
Because this Court must accept that there was no sleeping juror, it necessarily
follows that any objection or attempt to remove the juror would have been meritless. âOmitting
meritless arguments is neither professionally unreasonable nor prejudicial.â Coley, 706 F.3d at
752. Therefore, Petitioner has failed to show that the court of appealsâ rejection of Petitionerâs
âsleeping jurorâ ineffective assistance claims are contrary to, or an unreasonable application of,
Strickland. Petitioner is not entitled to habeas relief on this claim.
IV. Certificate of Appealability
Under 28 U.S.C. § 2253(c)(2), the Court must determine whether a certificate of
appealability should be granted. A certificate should issue if Petitioner has demonstrated a
âsubstantial showing of the denial of a constitutional right.â 28 U.S.C. § 2253(c)(2).
The Sixth Circuit Court of Appeals has disapproved issuance of blanket denials of
a certificate of appealability. Murphy v. Ohio, 263 F.3d 466, 467 (6th Cir. 2001) (per curiam).
Rather, the district court must âengage in a reasoned assessment of each claimâ to determine
whether a certificate is warranted. Id. Each issue must be considered under the standards set forth
by the Supreme Court in Slack v. McDaniel, 529 U.S. 473 (2000). Murphy, 263 F.3d at 467.
Consequently, this Court has examined each of Petitionerâs claims under the Slack standard.
Under Slack, 529 U.S. at 484, to warrant a grant of the certificate, â[t]he petitioner must
demonstrate that reasonable jurists would find the district courtâs assessment of the constitutional
claims debatable or wrong.â Id. âA petitioner satisfies this standard by demonstrating
that jurists of reason . . . could conclude the issues presented are adequate to deserve
encouragement to proceed further.â Miller-El v. Cockrell, 537 U.S. 322, 327 (2003). In applying
this standard, the Court may not conduct a full merits review, but must limit its examination to a
threshold inquiry into the underlying merit of Petitionerâs claims. Id.
The Court finds that reasonable jurists could not conclude that this Courtâs
dismissal of Petitionerâs claims was debatable or wrong. Therefore, the Court will deny Petitioner
a certificate of appealability. Moreover, although Petitioner has failed to demonstrate that he is in
custody in violation of the Constitution and has failed to make a substantial showing of the denial
of a constitutional right, the Court does not conclude that any issue Petitioner might raise on appeal
would be frivolous. Coppedge v. United States, 369 U.S. 438, 445 (1962).
Conclusion
The Court will enter a judgment dismissing the petition and an order denying a
certificate of appealability.
Dated: January 25, 2022 /s/ Sally J. Berens
SALLY J. BERENS
U.S. Magistrate Judge Case Information
- Court
- W.D. Mich.
- Decision Date
- January 25, 2022
- Status
- Precedential