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IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA WILLIAM HARTZELL, CIVIL ACTION Plaintiff, NO. 21-1873-KSM v. ADAPTABLE SYSTEMS CORP., Defendant. MEMORANDUM MARSTON, J. May 11, 2022 Plaintiff William Hartzell brings claims against his former employer, Adaptable Systems Corporation, doing business as Corporate Payroll Services, for violations of the Families First Coronavirus Response Act (âFFCRAâ), the Fair Labor Standards Act (âFLSAâ), and the Family and Medical Leave Act (âFMLAâ). In essence, Hartzell argues that Adaptable Systems misled him about his right to leave under the FFCRA and terminated him when he was unable to telework while caring for his daughter, who was attending virtual school from home. Before us is Adaptable Systemsâs Motion for Summary Judgment (Doc. No. 26). For the reasons discussed below, that motion is denied.1 FACTUAL BACKGROUND Viewing the evidence in the light most favorable to Hartzell, the relevant facts are as follows. 1 Adaptable Systems also filed a motion to dismiss. (Doc. No. 20.) Because the motion for summary judgment raises almost identical arguments to the motion to dismiss, we focus on this later motion and the evidence in the record. Adaptable Systems hired Hartzell as an outside sales representative for its Pennsylvania office on March 2, 2020. (Doc. No. 31-13 at ¶ 2.A; see also Doc. No. 26-9 at ¶ 4.) Approximately two weeks later, the COVID-19 pandemic dramatically changed life in the United States, and Adaptable Systems, like many companies, directed its employees to begin teleworking. (Doc. No. 31-13 at ¶ 16.) Per the companyâs teleworking policy, Hartzell and other sales representatives were required to make around 60 sales calls per hour.2 (See Doc. No. 26-9 at ¶ 4; Doc. No. 31-2 at 10:9â14. But see Doc. No. 31-4 at 16:17â17:3 (Fierle testifying that the call requirement was 20 to 30 calls per hour); Doc. No. 31-11 (email from Fierle to Hartzell saying, âTry to hit about 25â30 calls an hour and keep pushing to keep people on the phone if you can.â).) While Hartzell was adjusting to these changes at work, Pennsylvania Governor Tom Wolf issued an executive order requiring schools to transition to remote learning, and Hartzellâs eleven-year-old daughter and his fiancĂ©eâs teenage son began virtually attending classes from home. (Doc. No. 31-2 at 9:17â10:3, 25:3â9.) A. Hartzell Speaks with Sales Manager Frank Fierle In the days that followed, Hartzell struggled to meet his call quota while also caring for his daughter,3 and on April 8, 2020, he emailed his supervisor, Sales Manager Frank Fierle, about his options. (Doc. No. 31-11 (email from Hartzell telling Fierle, âThere is no possible way for me to be able to perform my work and take care of family at the same time. Do you know what I can do? Is this something I should reach out to George [Sebastian] about?â).) Fierle called Hartzell that morning to reiterate that he needed to be making the required calls. (Doc. 2 The call quota appears to have been a new requirement, implemented because the sales representatives were forced to work from home instead of going door-to-door as they had before. 3 Although Hartzell was engaged at the time and living with his fiancĂ©e and her son, he was the sole caregiver for his daughter and did not share those responsibilities with his fiancĂ©e. (Doc. No. 31-2 at 25:21â26:2.) No. 31-4 at 23:10â15; see also Doc. No. 31-10 (transcript of their conversation).) Hartzell explained his family situation and asked Fierle about a poster published by the United States Department of Labor that the companyâs Human Resources Director, George Sebastian, had sent out the week before. (See Doc. No. 31-3 at 29:22â30:8; Doc. No. 31-10 (âWilliam [Hartzell]: Iâm wondering if I am covered under the CARES Act or the number 5 that they sent out.â); see also Doc. No. 31-9 (email from Sebastian to all employees circulating the ânotice of employee rights from the Department of Labor for the Families First Coronavirus Response Act (FFCRA)â).) The poster is titled, âEmployee Rights,â and it states that the âFamilies First Coronavirus Response Act (FFCRA or Act) requires certain employers to provide their employees with paid sick leave and expanded family and medical leave for specified reasons related to COVID-19.â (Doc. No. 31-6.) The poster then lists six âqualifying reasonsâ that would entitle an employee to leave, including if he or she is unable to telework because they are caring for a child: An employee is entitled to take leave related to COVID-19 if the employee is unable to work, including unable to telework, because the employee . . . 5. Is caring for his or her child whose school or place of care is closed (or child care provider is unavailable) due to COVID-19 related reasons . . . . (Id.) According to the poster, an employee who falls within this fifth category is entitled to â[u]p to two weeks of fully or partially paid sick leaveâ and an additional 10 weeks of âexpanded family and medical leave paid at 2/3 . . . for up to $200 daily and $12,000 total.â (Id.) Fierle knew nothing about the poster or Hartzellâs rights and directed him to Sebastian. (Doc. No. 31-2 at 13:13â17, 13:22â14:4; Doc. No. 31-4 at 22:22â23:9, 29:4â30:6.) B. Hartzell Speaks with Sebastian A couple of hours after Hartzellâs conversation with Fierle, Sebastian called Hartzell to discuss his lack of productivity. Sebastian began by noting that Hartzell had not made any outbound calls all morning. (Doc. No. 31-12 at 0:18.) Hartzell responded that he has âtwo kids and everybody is working from home,â and that he could not meet the call quota âunder these circumstances.â (Id. at 0:33 (Hartzell telling Sebastian, âItâs just kind of bad timing. . . . I was here for two weeks and then I got basically sent home and, you know, just cold calling people, but I have a whole house here you know I got kids to take care of itâs just kind of distracting . . . .â); see also Doc. No. 31-10 (Hartzell telling Fierle, âI mean itâs just, itâs just crazy whatâs happening obviously . . . . I know thereâs nothing we can do at this point, but like I said I just . . . with the kids and stuff like that everybody here at home is trapped in here, itâs, I donât have a big house[. W]e live in like a little twin.â).) And he asked Sebastian about the poster: âI am reading the poster that we got sent out a week ago, I guess it was, and I was wondering if I fit under . . . any of the circumstances here.â (Doc. No. 31-12 at 0:33.) At first, Sebastian seemed confused by the request: George Sebastian: Um, circumstances as far as like the uh the paid sick leave? 1:18 â William Hartzell: Yeah, I guess. I mean, Iâll be honest with you, George. Iâm shocked Iâm even here. Like you know, and itâs nobodyâs fault. I donât blame the company or anyone personally. I mean, itâs just bad timing. I mean this is crazy whatâs going on. So, you know, I know some people were getting laid off and I just assumed that Iâd be one of them and you know I get it itâs like I said bad timing. But Iâve been home. I have been trying to make the calls, but I feel like we got hit before you guys did.[4] And everything is closed and you know like I said I am dealing with kids running around here. They need food. . . . They got schooling and homework and stuff, and . . . Iâve been trying to make the calls, but I am also like making them lunch in between like trying to dial a number here or two, and . . . itâs just getting kind of crazy up here, so I am wondering if I fit under I guess number 5 of the thing. 4 Hartzell worked out of the companyâs Philadelphia office, while Sebastian worked out of the Atlanta, Georgia office. (Id. at 1:18; see also Doc. No. 31-3 at 54:7â19 (Sebastian conceding that Hartzellâs reference to ânumber 5â âmay have beenâ a reference to number five on the FFCRA poster).) Sebastian asked for further clarification: 2:12 â George Sebastian: So wait. When you say ânumber 5â, are you talking about the, um, the paid sick leave? Or like the FMLA, or are you talking more about like the CARES Act? 2:22 â William Hartzell: I thought it was the CARES Act to be honest with you. I mean thatâsâ 2:26 â George Sebastian: Well I mean the CARES Act talks about you know um the unemployment laws. They are a little bit more flexible, and then you know you apply for unemployment, and then you get $600 dollars above what you would normally get for unemployment. Um the EFMLA and the EPFL um that has to do with paid . . . uh . . . Normally you wouldnât get time off, but you wouldnât get paid for sick leave. That says if you get paid for your sick leave up to two weeks, up to 80 hours of time. But that would mean that would require that you get diagnosed with like COVID 19 or like you know somebody in your family. William Hartzell: Yeah, that was like the first three numbers, right? George Sebastian: Yeah. (Doc. No. 31-12 at 2:12â2:26; Doc. No. 31-3 at 54:20â55:4 (Sebastian conceding that he was the first one to mention the CARES Act); id. at 57:21â58:3 (Sebastian explaining that he believed a COVID-19 diagnosis was ârequiredâ to receive leave).) Sebastian then turned away from the poster and expressed his sympathy for Hartzellâs situation, telling him, âI mean, I totally get what you are saying, though. I mean itâs just the timing of it all, and for me as HR, I have had the same discussion with a lot of people, you know, and they tell me the same thing.â (Doc. No. 31-12 at 2:26.) And he encouraged Hartzell, âAt the end of the day, if you donât feel like you havenât [sic] accomplished anything, you know somethingâs not right. I totally get it. I totally understand.â (Id.) Hartzell then reiterated his frustrations teleworking during the pandemic: William Hartzell: I was shocked like because weâve been doing this for three weeks, you know, everything is closed. Like thereâs nobody around and obviously thatâs who Iâm calling up here um you know obviously when I got hired, telemarketing wasnât my forte. I guess I am a door knocker. . . . I have been trying to do it, but obviously I am not getting much luck getting like reaching through to people. George Sebastian: . . . . It was totally understandable. It was kind of like an overload especially for somebody who hasnât been here a long time. . . . I totally get it, and thatâs kind of why I was asking Frank you know kind of coach him you know so heâs not too shocked into it. . . . But you know at the end of the day man I totally get it if . . . youâre not doing something you are not [sic] passionate about I totally get it. William Hartzell: Nah, I would have loved to have like a fair shot at this . . . . I donât want to just quit obviously, you know, but I am reading these things. Like I said, I got kids. . . . My kids got schooling now. Like they are doing it all online and stuff like that, and you know I got to kind of be there to help them make sure theyâre on and theyâre doing it and make sure things are getting done here. Obviously, they need to feed. They go outside. I got to make sure they are social distancing from the neighborâs kids and stuff like that, but I am still like required to sit here and make phone calls . . . . [M]e and Frank had a conversation about making a certain amount and I am just not really able to get there like with kind of everything thatâs going on. (Id. at 2:26.) Sebastian explained Hartzellâs options: George Sebastian: [T]hatâs fair, man. What I can do on my end is . . . after . . . we take any kind of like employment actions we include notes in there everything like eligibility for rehire and eligibility to reapply and things like that. I will put a note in there that once the situation is a little bit better you know um once we start restructuring the position to be back in the office and everything . . . if you are open and still okay with it, I can reach back out to you[. T]here is really not much flexibility on our end either . . . . 7:15 â William Hartzell: No, no, I understand. . . . [W]hen it all kinda happened back in like March 11th[,] 12th at least in Philadelphia while I was at home, Iâm like well youâre done here . . . and I was grateful that you did keep me to be honest with you um and I felt being home alright maybe we can make this work. Itâs just itâs just not working out like, you know, at least making the volume of phone calls that theyâre looking for, I guess. (Id. at 2:26â7:15.) At this point, the conversation turned toward wrapping up Hartzellâs employment, including returning company equipment and filing for unemployment: George Sebastian: Yeah, no I totally understand that. . . . I will ask, um, Frank to . . . swing by your place . . . so that way we can collect the IPAD and . . . I will send your separation notice and all that stuff . . . digitally to you. 8:28 â William Hartzell: So you will not fight me on unemployment at this point? Cause I know itâs still going to get a bit complicated. I donât even think Iâve been here long enough . . . for it to go off of you guys. Iâve been here 4 weeks maybe. 8:39 â George Sebastian: Yeah, yeah, so yeah I donât, I donât think um you qualify, but again, you know, Philadelphia itâs one of those things where itâs almost like a guaranteed thing now especially with the pandemic going on and everything like that, and. . . you have to earn at least I think, um, $7,900 or something like that in um, uh, Pennsylvania, but Iâll, um, Iâll, Iâll fill out that form for you and Iâll send it to you and um you can . . . reach out to me directly . . . . (Id. at 7:15â8:39.) The two men ended the call with Sebastian telling Hartzell, âIâm sorry it didnât work out man.â (Id. at 10:13.) C. Sebastianâs Follow Up Emails A few minutes after his conversation with Hartzell, Sebastian sent an email to Fierle and other managerial employees summarizing the call. (Doc. No. 31-7.) After explaining that Hartzell was struggling to meet his call quota while also caring for his children, Sebastian states, â[H]e felt that the fair thing for both of us was for him to look into whether he qualifies for any of the provisions under the CARES act or FFCRA. I outlined my FFCRA eligibility matrix and communicated that he does not qualify without himself or someone close to him being diagnosed or at risk of contracting COVID-19.â (Id.) Sebastian then recounted Hartzellâs questions about unemployment and summarized his own response as, âI told him each state is different and [unemployment insurance] was already in favor of the employee in PA and the new legislation only makes it more favorable for the employee and that we review each case before deciding how to proceed.â (Id.) Sebastian also sent a follow-up email to Hartzell. (Doc. No. 31-13 at ¶ 3.) He thanked Hartzell for his âhonesty and feedback during the discussion today,â and conceded that â[i]t is fair what you said about the distractions with the kids and significant other being at home.â (Id.) Sebastian then referenced Hartzellâs request, âWhen you asked about qualifying for the CARES Act, I didnât have it pulled up in front of me to give you the exact provisions that were relevant: Please see the link below as Title III has all of the Labor Provisions.â (Id.) The web link leads to a copy of the Senate bill that became the CARES Act. (See id. (citing https://www.congress.gov/bill/116th-congress/senate-bill/3548/text).) Last, Sebastian reminded Hartzell that Fierle would contact him about collecting work equipment and that he should send his work passcodes and final expense report to Sebastian. (Id.) In response to Sebastianâs email, Hartzell said, âI really do hope that when this pandemic is resolved, that you will reach out to me if you are hiring. Stay safe.â (Id.) D. Hartzell Applies for Unemployment After Hartzell left Adaptable Systems, he applied for unemployment with the Pennsylvania Department of Labor (âDOLâ). (Doc. No. 31-2 at 28:10â14.) As part of his application, Hartzell completed a claimant questionnaire. (Id. at 29:8â11; id. at Ex. C.) The questionnaire asked whether he âquit [his] job or t[ook] a leave of absence.â (Doc. No. 31-2 at 29:24â30:7; see also id. at Ex C.) Because Hartzell believed he had not been offered a leave of absence and because his application could not be processed unless he checked off one of the two boxes, Hartzell checked the box beside the word âquit.â (Doc. No. 31-14 at ¶¶ 3â7 (explaining that he tried calling the DOL but could not reach anyone and â[a]fter trying to get through to the DOL for several days, [he] checked off the only box that [he] could in order for [his] application for unemployment compensation to get processed during the pandemicâ); see also Doc. No. 31-2 at 29:24â30:7; id. at Ex C.) However, in the section asking him to âexplain the reason [he] quit [his] job,â Hartzell said: âCovid 19[.] I told employer I have to watch my child whoâs [sic] school closed[.] I brought up CARES Act and was told to go to unemployment.â (Doc. No. 31- 2, Ex. C; see also id. (âHad a phone call with HR Rep and was told to go on unemployment[.] Explained situation about child care.â).) At the end of the questionnaire, Hartzell certified that âthe information [he] provided is true to the best of [his] knowledge.â (Id. at 30:19; see also id. at Ex. C.) During his deposition, Hartzell conceded that he was incorrect when he said he quit his job. (Id. at 31:12â18.) Hartzell temporarily received unemployment, but his claim was later denied when the DOL found that he voluntarily quit his job. (Id. at 27:13â28:14.) Hartzell appealed this decision, and in the box labeled âDetermination Disagreementâ explained that he filed for unemployment at the suggestion of Sebastian: I started my position on 03/03/2020. I was in training for 3 weeks before being sent to work from home. My job title was outside sales rep selling payroll to small business. I was supposed to get 2 to 3 appointments a day to close sales. When I was sent home, the job was now a telemarketing position. I was required to make 60 calls [per] hour. At the same time my daughter[â]s school closed due to COVID 19. I was unable to make the amount of calls [r]equired and take care of my daughter[â]s needs (virtual classes, lunch, making sure she was social distancing outside). I explained this to the HR representative, George S[e]basti[a]n, and asked to go on the Family First Coronavirus Response Act, where you were able to receive 2/3rd the employee[â]s regular rate for up to 10 weeks. He said he completely understood and unemployment would be best since unemployment benefits now had an extra $600 available. I agreed and was sent an email regarding this conversation. I did not quit. (Id. at Ex. D.) Hartzell was not represented by an attorney during the unemployment compensation hearings. (Id. at 28:19â22.) According to Hartzell, if he had been advised of his eligibility for leave under the FFCRA, he would have taken that leave and never would have pursued unemployment. (Id. at 68:22â69:6; see also id. at 69:13â14 (âQ: Did you ever intend to quit? A: No.â).) E. Hartzell Files this Action Hartzell filed this action on April 22, 2021. (Doc. No. 1.) In the First Amended Complaint, Hartzell alleges that Adaptable Systems violated his rights under the FFCRA, the FLSA, and the FMLA when Sebastian misled him about his entitlement to leave, discouraged him from seeking leave, failed to compensate him for his qualifying leave, and terminated him in retaliation for requesting leave under the FFCRA. (Doc. No. 7 at ¶ 33.) He asserts three counts: (1) Wrongful termination and retaliation under the FFCRA and the FLSA (Count I); (2) interference and retaliation under the FFCRA and FMLA (Count II), and (3) unpaid wages under the FFCRA and FLSA (Count III). Adaptable Systems moves for summary judgment on all three counts.5 (Doc. No. 26.) Hartzell opposes the motion. (Doc. No. 31.) LEGAL STANDARD Summary judgment is appropriate when the âpleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(c); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247â48 (1986). â[A]t the summary judgment stage the judgeâs function is not himself to weigh the 5 As mentioned above, see supra n.1, Adaptable Systemsâs motion for summary judgment raises similar arguments to those raised in its motion to dismiss. (Compare Doc. No. 20, with Doc. No. 26.) The Court focuses on the motion for summary judgment. evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial.â Anderson, 477 U.S. at 249. â[A] party seeking summary judgment always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of material fact.â Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (quotation marks omitted); see also id. at 325 (â[T]he burden on the moving party may be discharged by âshowingââthat is, pointing out to the district courtâthat there is an absence of evidence to support the nonmoving partyâs case.â). After the moving party has met its burden, the nonmoving party is required to âdesignate specific facts showing that there is a genuine issue for trial.â Id. at 323 (quotation marks omitted); see also Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986) (âWhen the moving party has carried its burden under Rule 56(c), its opponent must do more than simply show that there is some metaphysical doubt as to the material facts.â (footnote omitted)). DISCUSSION Adaptable Systems argues that it is entitled to summary judgment on each count of Hartzellâs First Amended Complaint. (Doc. No. 26.) Before turning to its substantive arguments, however, the Court must first address its assertion that Hartzell is judicially estopped from claiming he was fired. A. Estoppel Adaptable Systems argues that Hartzell is judicially estopped from arguing that he was terminated because in his application for unemployment benefits, he indicated that he âquitâ his position at Adaptable Systems. (Doc. No. 26 at p. 8.) Judicial estoppel is an equitable doctrine that âbars a litigant from asserting a position that is inconsistent with one he or she previously took before a court or agency.â Montrose Med. Grp. Participating Sav. Plan v. Bulger, 243 F.3d 773, 779 (3d Cir. 2001). For the doctrine to apply, the party requesting estoppel must show that three conditions are met. âFirst, the party to be estopped must have taken two positions that are irreconcilably inconsistent.â Id. âSecond, judicial estoppel is unwarranted unless the party changed his or her position âin bad faithâi.e., with intent to play fast and loose with the court.ââ Id. (quoting Ryan Operations G.P. v. Santiam-Midwest Lumber Co., 81 F.3d 355, 361 (3d Cir. 1996)). Third, judicial estoppel must be ââtailored to address the harm identified,ââ and the court must find that âno lesser sanction would adequately remedy the damage done by the litigantâs misconduct.â Id. at 779â80 (quoting Klein v. Stahl GMBH & Co. Maschinefabrik, 185 F.3d 98, 109 (3d Cir. 1999)). Adaptable Systems has failed to show that any of these conditions are satisfied here. 1. Irreconcilably Inconsistent Positions First, the Court questions whether Hartzellâs current argumentâthat Adaptable Systems terminated himâis inconsistent with the assertions he made in his initial application. Adaptable Systems focuses on Hartzellâs claimant questionnaire, where he checked the box indicating that he âquit [his] job.â (See Doc. No. 26 at p. 8.) Were this evidence viewed in a vacuum, the Court would agree that Hartzellâs assertion that he âquitâ is at odds with his current argument that he was terminated. But the Court must consider Hartzellâs assertion in context. See Ocasio v. Ollson, 596 F. Supp. 2d 890, 903â04 (E.D. Pa. 2009) (âPlaintiff has not asserted a position in this Court which is contrary to nor inconsistent with the description of his injuries that was contained in the [Compromise and Release Agreement (âC&Râ)]. To constrain Plaintiff to the limited injury claims that Defendants suggest would require the Court to ignore important language contained in the C&R and would also require the Court to consider the language of the C&R in a vacuum. . . . Reading the C&R as a whole, it is evident that Plaintiff has not maintained an inconsistent position in this litigation, especially considering the circumstances at the proceedings before the Workersâ Compensation Court.â); cf. Motley v. N.J. State Police, 196 F.3d 160, 167 (3d Cir. 1999) (âMotley, relying on several specific and severe physical injuries, asserted that he was âpermanently and totally disabled.â This was not a mere blanket statement of complete disability checked on a box in order to obtain pension benefits. Rather, the assertion was supported by Motleyâs additional statements concerning the type and extent of his injuries. Furthermore, the medical board diagnosis, uncontested by Motley, also concluded that Motley was permanently incapacitated for police officer duties. On their face, these assertions are patently inconsistent with his present claims that he was a âqualified individualâ under the ADA.â). Viewing the claimant questionnaire in context, we find it relevant that the questionnaire gave Hartzell only two optionsâhe had to indicate either that he âquit [his] jobâ or that he ât[ook] a leave of absence.â (Doc. No. 31-2, Ex C.) Notably, âterminatedâ was not an option. In addition, later in the questionnaire, in the section asking Hartzell to âexplain the reason [he] quit [his] job,â Hartzell made the same factual assertions that he makes here: âCovid 19[.] I told employer I have to watch my child whoâs [sic] school closed[.] I brought up [the] CARES Act and was told to go to unemployment.â (Id. (emphasis added).) Hartzell reiterated this same explanation throughout the questionnaire. (See id. (âHad a phone call with HR Rep and was told to go on unemployment[.] Explained situation about child care.â (emphasis added)).) And when he appealed the DOLâs decision to deny his application, Hartzell explicitly disputed that he had quit: âI was unable to make the amount of calls [r]equired and take care of my daughter[â]s needs . . . . I explained this to the HR representative, George S[e]basti[a]n, and asked to go on the [FFCRA.] He said he completely understood and unemployment would be best since unemployment benefits now had an extra $600 available. I agreed and was sent an email regarding this conversation. I did not quit.â (Id. at Ex. D (emphasis added).) Because Hartzellâs statements before the DOL are not âirreconcilably inconsistentâ with his arguments in this case, judicial estoppel is inappropriate. But even assuming that Hartzellâs two statements are inconsistent, judicial estoppel would still be inappropriate in this case because Adaptable Systems cannot merely show that the two statements are inconsistent. It must also show that Hartzell took those inconsistent positions in bad faith and that estoppel is necessary to protect the courtâs integrity. Neither condition is met here. 2. Bad Faith As to the second condition, we cannot find that Hartzell acted in bad faith for at least two reasons. First, as is clear from our previous discussion, on the claimant questionnaire, Hartzell was required to select either the box indicating that he âquitâ or the box indicating that he took a âleave of absence.â Hartzell testified that he tried contacting the DOL for clarification on this issue but was unable to get through to the agency given the flood of calls to state unemployment agencies during the first few weeks of the pandemic. Without guidance, and forced to select one of the two boxes for his application to be processed, Hartzell chose the box indicating that he âquitâ his position and then explained his situation in the applicationâs narrative section. Given Hartzellâs circumstances, we cannot find that he acted in âbad faith.â See Baier v. Jersey Shore State Bank, No. 4:07-CV-2236, 2009 WL 2843325, at *8 (M.D. Pa. Aug. 31, 2009) (finding no bad faith because although the defendant argued on appeal in an unemployment compensation matter that the plaintiff was terminated for causeâa position at odds with its argument in this later litigation that the plaintiff resignedâthe defendant was âessentially forestalledâ from raising a contrary argument during the appeal: âAt that point, [the defendant] could either handcuff itself to the [Board]âs decision and argue in favor of its validity, as one would expect, or permit plaintiffâs appeal to proceed unopposed. We find it incredibly unreasonable to punish [the defendant] for selecting the former, especially since we hardly consider the latter a legitimate option.â). Second, we cannot find bad faith because, as Hartzell points out, he was ultimately unsuccessful in seeking unemployment benefits. The Third Circuit has held that it âdoes not constitute bad faith to assert contrary positions in different proceedings when the initial claim was never accepted or adopted by a court or agency.â Montrose Med. Grp. Participating Sav. Plan, 243 F.3d at 781; see also Fleck v. KDI Sylvan Pools, Inc., 981 F.2d 107, 121 (3d Cir. 1992) (â[W]here a party assumes a certain position in a legal proceeding, and succeeds in maintaining that position, he may not thereafter, simply because his interests have changed, assume a contrary position . . . .â (cleaned up)). In other words, the party must âsucceed[ ] in maintaining [its prior] positionâ for judicial estoppel to apply. New Hampshire v. Maine, 532 U.S. 742, 749 (2001); see also Pegram v. Herdrich, 530 U.S. 211, 227 n.8 (2000) (explaining that judicial estoppel âgenerally prevents a party from prevailing in one phase of a case on an argument and then relying on a contradictory argument to prevail in another phaseâ (emphasis added)); MD Mall Assocs., LLC v. CSX Transp., Inc., 715 F.3d 479, 487 (3d Cir. 2013) (âJudicial estoppel thus does not apply here because [the plaintiff] did not obtain a benefit from the arguments it made in the District court. The arguments it made did not prevail in any meaningful sense [because t]he District Court instead granted summary judgment to [the defendant].â); Montrose Med. Grp. Participating Sav. Plan, 243 F.3d at 778 (âBecause the earlier statements in this case were never accepted or adopted, judicial estoppel was inappropriate.â). Here, although Hartzell was initially granted unemployment benefits, the DOL ultimately denied his application. (See Doc. No. 31-2 at 27:13â28:14.) Therefore, Hartzell did not âsucceedâ or obtain a benefit from the arguments he made before the DOL, and Adaptable Systems has failed to show that Hartzell acted in bad faith.6 3. Miscarriage of Justice Finally, under the third condition, the Third Circuit has described judicial estoppel as âan extraordinary remedyâââoften the harshest remedyâââthat should be employed only when a partyâs inconsistent behavior would otherwise result in a miscarriage of justice.â Id. at 784 (cleaned up). Accordingly, a district court may invoke the doctrine only when â(1) no sanction established by the Federal Rules or a pertinent statute is up to the task of remedying the damage done by a litigantâs malfeasance; and (2) the sanction of judicial estoppel is tailored to address the harm identified.â Id. (cleaned up). Here, because Hartzell did not benefit from his arguments before the DOL, the Court finds that no miscarriage of justice will result in allowing Hartzell to argue that he was terminated. See New Hampshire, 532 U.S. at 750â51 (âAbsent success in a prior proceeding, a partyâs later inconsistent position introduces no risk of inconsistent court determinations, and thus poses little threat to judicial integrity.â); MD Mall Assocs., LLC., 715 6 As this discussion demonstrates, the law on this issue is clear: a party acts with bad faith for purposes of judicial estoppel only when he or she prevails before the underlying tribunal. Here, it is undisputed that Hartzell was unsuccessful in his request for unemployment compensation. Given this, it should have been immediately apparent to defense counsel that Hartzell did not act in bad faith, and thus, judicial estoppel is inappropriate in this case. Nevertheless, defense counsel not only pursued a theory of judicial estoppel, he also boldly stated that âMr. Hartzell played fast and loose with the Courtâ because the Department of Labor adopted Mr. Hartzellâs position that he quit.â (Doc. No. 26-1 at p. 10.) Defense counsel is the only one playing âfast and loose with the Court,â and this clearly misplaced judicial estoppel argument leads the Court to question both his candor and his credibility. See 204 Pa. Code § 3.3(1) (âA lawyer shall not knowingly . . . make a false statement of material fact or law to a tribunal or fail to correct a false statement of material fact or law previously made to the tribunal by the lawyer.â); Fischer & Porter Co. v. Tolson, No. CIV. A. 91-7822, 1993 WL 427351, at *2 (E.D. Pa. Oct. 19, 1993) (âAn attorney has an obligation of candor to the court. Model Rules of Professional Conduct Rule 3.3(3) (1983). Although this rule specifically refers to an attorneyâs obligation to disclose controlling precedent to the court, it necessarily applies as well to the disclosure of material facts and âany development which may conceivably affect an outcome of the litigation.ââ (quoting In re Universal Minerals v. De le Puente, 755 F.2d 313, 313 (3d Cir. 1985))). F.3d at 487 (âIn this case, [the plaintiff] did not benefit from its inconsistent position in the District Court, and no miscarriage of justice would result from our entertaining the argument it now advances on appeal.â). * * * In sum, Adaptable Systems has failed to satisfy any of the elements for judicial estoppel. Estoppel is inappropriate, and the Court will not foreclose Hartzell from asserting that he was terminated from Adaptable Systems. B. The FFCRA Claims With the factual dispute resolved, we turn now to Adaptable Systemsâs substantive arguments for summary judgment. Because Counts I, II, and III are brought, in part, under the FFCRA, we begin with a brief explanation of the Act, its purpose, and its connection to the FLSA and FMLA. Congress passed the FFCRA in March 2020, as the COVID-19 pandemic began to take hold in the United States. âBroadly speaking . . . the FFCRA obligates employers to offer sick leave and emergency family leave to employees who are unable to work because of the pandemic.â New York v. U.S. Depât of Labor, 477 F. Supp. 3d 1, 5 (S.D.N.Y. 2020). âThe purpose of the FFCRA is to provide relief to American workers and to promote public health.â Jones v. E. Airlines, LLC, Civil Action No. 20-1927, 2021 WL 2456650, at *4 (E.D. Pa. June 16, 2021) (quotation marks omitted); see also Gracia v. Law Officers of Alexander E. Borell, P.A., 535 F. Supp. 3d 1268, 1270â71 (M.D. Fla. Apr. 19, 2021) (explaining that the âbroad purposeâ of one portion of the FFCRA is to âobviate the pressure on employees âto choose between their paycheck and their healthââ (quoting 166 Cong. Rec. H.1675-09, H1689 (daily ed. Mar. 13, 2020) (statement of Rep. Scott)))). Two divisions of the FFCRA are at issue here. The first is titled the âEmergency Paid Sick Leave Actâ (the âEPSLAâ). Under the EPSLA, an employer is required to âprovide to each employee . . . paid sick time to the extent that the employee is unable to work (or telework) due to a need for leave because [t]he employee is caring for a son or daughter [and] the school or place of care of the son or daughter has been closed, or the child care provider of such son or daughter is unavailable, due to COVID-19 precautions.â FFCRA § 5102(a)(5), 134 Stat. 195 (2020); see also Piotrowski v. Signature Collision Ctrs., LLC, Case No. 2:21-cv-02115-JDW, 2021 WL 4709721, at *1 (E.D. Pa. Oct. 8, 2021) (explaining that the EPSLA requires âcovered employers to provide employees who are unable to work or telework with up to eighty hours of paid sick leave due to a variety of reasons related to COVID-19â). An employer who fails to pay wages to a qualifying employee as required by § 5102 of the EPSLA is âconsidered to have failed to pay minimum wages in violation of section 6 of the FLSA (29 U.S.C. § 206).â FFCRA § 5105(a)(1), 134 Stat. 197 (2020). The EPSLA also renders it âunlawful for any employer to discharge, discipline, or in any other manner discriminate against any employee, whoâ(1) takes leave in accordance with this Act; and (2) has filed any complaint or instituted or caused to be instituted any proceeding under or related to this Act . . . or has testified or is about to testify in any such proceeding.â FFCRA § 5104, 134 Stat. 196 (2020). If an employer violates § 5104, it may be subject to liability under the enforcement provisions of the FLSA. Specifically, if an employer âwillfully violates section 5104â it is âconsidered to be in violation of [§ 215(a)(3)] of the Fair Labor Standards Actâ and the employer may be âsubject to the penalties describedâ in §§ 216 and 217 of the FLSA. FFCRA § 5105(b), 134 Stat. 197 (2020). The second division of the FFCRA that is relevant here is titled the âEmergency Family and Medical Leave Expansion Actâ (âEFMLEAâ). The EFMLEA expanded entitlement to leave under the FMLA, entitling âan eligible employee . . . to a total of 12 workweeks of leave during any 12-month period . . . because of a qualifying need related to a public health emergency in accordance with section 2620 of this title.â 29 U.S.C. § 2612(a)(1)(F). Section 2620, in turn, broadens the definition of âeligible employee,â to include any âemployee who has been employed for at least 30 calendar days by the employer,â and it defines âqualifying need related to a public health emergencyâ to mean âthe employee is unable to work (or telework) due to a need for leave to care for the son or daughter under 18 years of age of such employee if the school or place of care has been closed, or the child care provider of such son or daughter is unavailable, due to a public health emergency.â Id. § 2620(a)(2)(A). A violation of the EFMLEA is a violation of the FMLA. As this review shows, an employee who was âunable to work (or telework) due to a need for leave to care for a son or daughter,â whose school closed because of COVID-19, would have qualified for leave under both the EPSLA and the EFMLEA. In that case, the two-week EPSLA period runs concurrent with the twelve-week EFMLEA period, and the employee is entitled to twelve total weeks of pay at a rate of 2/3 her regular rate. See Jones, 2021 WL 2456650, at *6 (âGenerally when an employee qualifies for leave under both Acts, an employee may first use the two weeks of paid leave provided by the EPSLA. This use runs concurrent with the first two weeks of unpaid leave under the EFMLEA. Any remaining leave taken for this purpose is paid under the EFMLEA.â (quoting 85 Fed. Reg. 19,337 (Apr. 6, 2020))); see also FFCRA § 5110(5)(B)(ii), 134 Stat. 200 (2020) (â[W]ith respect to any paid sick time provided for any use described in paragraph (4), (5), or (6) of section 5102(a), the employeeâs required compensation . . . shall be two-thirdsâ of the âemployeeâs regular rate of payâ); 29 U.S.C. § 2620(b) (âThe first 10 days for which an employee takes leave under section 2612(a)(1)(F) of this title [i.e., the EFMLEA] may consist of unpaid leave,â and the âemployer shall provide paid leave,â in an âamount that is not less than two-thirds of an employeeâs regular rate of payâ for âeach day of leave under section 2612(a)(1)(F) of this title that an employee takes after taking leave under such section for 10 daysâ). With this framework in mind, we address Adaptable Systemsâs arguments as to each count in turn. 1. Count I: Wrongful Termination and Retaliation Under the EPSLA and FLSA In Count I, Hartzell claims that Adaptable Systems violated the EPSLA and FLSA when it fired him in retaliation for requesting leave. (Doc. No. 7 at p. 7.) âThe appropriate framework for analyzing claims of unlawful retaliation under the FLSA is the familiar burden-shifting framework articulated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).â Cononie v. Allegheny Gen. Hosp., 29 F. Appâx 94, 95 (3d Cir. 2002); see also Wadley v. Natâl Railway Equip. Co., __ F. Supp. 3d __, 2021 WL 5405225, at *6 (W.D. Ky. Nov. 17, 2021) (âAnd because the EPSLA relies on the Fair Labor Standards Act (âFLSAâ) for its enforcement provisions, courts use the FLSA McDonnel-Douglas framework to evaluate EPSLA claims.â) (collecting cases). Under this framework, the employee bears âthe initial burden of establishing a prima facie case of retaliationâ by showing: â(1) protected employee activity; (2) adverse action by the employer either after or contemporaneous with the employeeâs protected activity, and (3) a causal connection between the employeeâs protected activity and the employerâs adverse action.â Marra v. Phila. Hous. Auth., 497 F.3d 286, 300 (3d Cir. 2007) (quotation marks omitted). âIf the employee establishes a prima facie case of retaliation, the burden of production shifts to the employer to articulate some legitimate, non-retaliatory reason for the adverse employment action.â Id. âIf the employer meets its burden, the burden of production returns to the employee, who must now show, by a preponderance of the evidence, that the employerâs proffered explanation was false, and that retaliation was the real reason for the adverse employment action.â Id. (quotation marks omitted). Adaptable Systems contends that it is entitled to judgment in its favor on Count I because Hartzell cannot show that he engaged in protected activity or that he was subject to an adverse employment action. (Doc. No. 26 at pp. 12â16.) We address each issue in turn. a. Protected Activity Adaptable Systems argues that it is entitled to judgment on Count I because Hartzell did not engage in a protected activity under § 5104 of the EPSLAâi.e., he did not âtake[ ] leaveâ under the EPSLA or âfile[ ] any complaint or . . . proceeding under or related to this Act.â (Doc. No. 26 at p. 13.) Adaptable Systems reasons that because Hartzell merely requested leaveâas opposed to actually taking leaveâhe did not engage in a protected activity. (Id.) Hartzell responds that if we accept Adaptable Systemsâs argument, it âwould render the anti-retaliation provisions of the FFCRA meaningless.â (Doc. No. 31-1 at pp. 16, 20.) One court in this District recently addressed this issue in an unpublished opinion. See Piotrowski, 2021 WL 4709721, at *3. In Piotrowski, the plaintiff, who had Type-1 diabetes and a suppressed immune system, requested leave from his employer under the EPSLA. Id. at *1. The employer rejected the plaintiffâs request and ultimately fired him for having âabandoned his position.â Id. The plaintiff filed suit, arguing among other things that the employer failed to provide leave as required by §5102 of the EPSLA and retaliated against him for requesting leave in violation of § 5104. Id. at *2. On the employerâs motion to dismiss, the court found that the plaintiff pleaded âa plausible claim for violationâ of § 5102, which requires employer to provide paid sick leave for employees who are unable to work because of one of the six enumerated reasons. Id. at *2â3. However, the court dismissed the employeeâs retaliation claim under § 5104. Id. at *3. It rejected the plaintiffâs argument that âhis ârequest and attemptâ to take leave under the EPSLA [wa]s sufficient in light of the Actâs âremedial and humanitarian purpose.ââ Id. The court reasoned that â[o]n its face, the EPSLA requires a plaintiff to take both stepsâ(1) take leave and (2) file a complaint or institute a proceedingâin order to assert a retaliation claim,â but in this case, the employee had failed to satisfy either step. Id. at *4 (emphasis added); see also id. (âEven if the Court were certain that Congress did not mean to impose a conjunctive requirement, the Court would not be free to disregard Congressional language in a quest to serve a Congressional purpose. And the Parties have done nothing to demonstrate that Congress did not intent to impose the requirement that it imposed as part of the EPSLA.â). Adaptable Systems argues that Piotrowski supports its position here. Hartzell, meanwhile, attempts to distinguish Piotrowski, arguing that controlling Third Circuit case law requires a more lenient reading of § 5104âs text. Having considered the partiesâ arguments and the reasoning in Piotrowski, we see two issues of statutory interpretation that must be decided. First, we must decide whether an employee must meet both subparts of § 5104 to show that he or she engaged in protected activity, as the Piotrowski court found. Second, if an employee need satisfy only one of the two subparts, we must consider what it means to âtakeâ paid sick leave under the FFCRA, and in particular, whether that phrase encompasses a request for leave when the employee is fired before he can actually commence leave. i. Conjunctive/Disjunctive Interpretation In interpreting § 5104, we begin with the text of the statute. See United States v. Diallo, 575 F.3d 252, 256 (3d Cir. 2009) (âThe role of the courts in interpreting a statute is to give effect to Congressâs intent. Because it is presumed that Congress expresses its intent through the ordinary meaning of its language, every exercise of statutory interpretation begins with an examination of the plain language of the statute.â (cleaned up)). As a reminder, § 5104 reads: It shall be unlawful for any employer to discharge, discipline, or in any other manner discriminate against any employee whoâ (1) takes leave in accordance with this Act; and (2) has filed any complaint or instituted any proceeding that seeks enforcement of this Act, or has testified or is about to testify in any such proceeding.â FFCRA § 5104. The Piotrowski court found that this text was not ambiguous and that the phrase âandâ must be read in the conjunctive as requiring the employee to satisfy both (1) and (2) above. We agree that this is the most straightforward reading of the statute. However, we find another interpretation equally plausible. First, we find it telling that Congress used an em dash after § 5104âs opening phrase and placed § 5104(1) and § 5104(2) in distinct, enumerated provisions. Federal courts in other Circuits have found that âthe presence of an em dash before a list in statutory language indicates that the word or phrase preceding the dash should be distributed to modify each of the succeeding list items individually.â United States v. Howell, 2021 WL 2000245, at *3 (C.D. Ill. May 19, 2021); see also United States v. Williams, 553 U.S. 285, 294 (2008) (interpreting a provision that referred to any person who âknowinglyâ(A) reproduces any child pornography . . . or (B) advertises, promotes, presentsâ a âvisual depiction of a minor engaging in sexually explicit conduct,â 18 U.S.C. § 2252A(a)(3), and finding that âthe first word of § 2252A(a)(3)ââknowinglyââapplies to both of the immediately following subdivisions . . . § 2252A(3)(A) and . . . § 2252A(a)(3)(B)â); cf. Mitchell, 343 F.3d at 829 (âSection 2611(4)(A) [of the FMLA] commences with âThe term employerââ and follows with four clauses addressing what the term âemployerâ âmeansâ and âincludes.â The use of an em dash following âemployerâ indicates that clauses (i), (ii), (iii), and (iv) modify the term âemployer.ââ (citations omitted).). Likewise, the use of enumerated subparts suggests that each subpart should be viewed as a distinct provision; id. at 830 (â[I]n accordance with the plain textâs separation of the clauses into distinct provisions, the structure of Section 2611(4)(A) patently demonstrates that the individual liability provision and public agency provision are separate and distinct.â). Applying this grammatical understanding to § 5104, we find it equally reasonable to read that section as prohibiting an employer from discriminating against âany employee who takes leave in accordance with this Actâ and âany employee who has filed any complaint or instituted any proceeding that seeks enforcement of this Act or, has testified or is about to testify in any such proceeding.â When read this way, a qualifying employee need show only that he or she satisfies either § 5104(1) or § 5104(2). This broad reading is consistent with the Department of Laborâs regulations implementing § 5104, which view taking leave and instituting proceedings as separate protected acts: Prohibited acts. An Employer is prohibited from discharging, disciplining, or discriminating against any Employee because such Employee took Paid Sick Leave under the EPSLA. Likewise, an Employer is prohibited from discharging, disciplining, or discriminating against any Employee because such Employee has filed any complaint or instituted or caused to be instituted any proceeding, including an enforcement proceeding, under or related to the EPSLA, or has testified or is about to testify in any such proceeding. 29 C.F.R. § 826.150(a) (Apr. 2, 2020). And although few district courts have analyzed this issue in depth, we note that most of the courts applying § 5104 have found that an employee may bring a claim for retaliation where his or her employer took an adverse employment action against the employee for either taking leave or instituting proceedings. See, e.g., Figuero Collazo v. Ferrovial ConstrucciĂłn PR, LLC, Civil No. 20-1612 (DRD), 2021 WL 4482268, at *4 (D.P.R. Sept. 30, 2021) (â[F]ailing to provide the paid leave under EPSLA is a violation to federal wages under the FLSA. Furthermore, any discrimination as to the employee taking said leave, or filing and/or participating in a complaint related thereto, is a violation of the anti-retaliation provision contained in the FLSA.â (emphasis added)); Colombe v. SGN, Inc., No. 5:20-CV-374-REW, 2021 WL 1198304, at *3 & n.6 (E.D. Ky. Mar. 29, 2021) (explaining that âColombe must show (based on her allegations) that she took leave under the EPSLA to establish the âprotected activityâ prong of the FFCRA retaliation claimâ and noting that the âother types of protected conductâ are âfil[ing] a complaint or institut[ing] a proceeding related to the EPSLA or testif[ying] in such an enforcement proceedingâ); see also, e.g., Johnson v. Gerresheimer Glass Inc., No. 21-cv-4079, 2022 WL 117768, at * 4 (N.D. Ill. Jan. 12, 2022) (â[T]he plain language of § 5104 requires an employee to perform a certain activityâhere, âtak[ing] leave in accordance withâ the EPSLAâto recover for retaliation.â (quoting FFCRA § 5104(1)); Haddon v. Jesse Stutts, Inc., Case No. 5:20-cv-01830-HNJ, 2021 WL 3089232, at *3 (N.D. Ala. July 22, 2021) (âThe EPSLA also prohibited employers from âdischarging, disciplining, or in any other manner discriminating against any employee who takes leave in accordance with this Act.ââ (quoting FFCRA § 5104(1)) (alterations adopted).); Gracia, 535 F. Supp. 3d at 1270 (âAdditionally, an employer cannot âdischarge, discipline, or in any other manner discriminate againstâ an employee who âtakes leave in accordance with this Act.ââ (quoting FFCRA § 5104(1))). Indeed, the Court has found no case where an employee brought an EPSLA retaliation claim after engaging in both protected acts, suggesting that the narrow reading adopted in Piotrowski would render § 5104âs protections virtually meaningless. In addition, we imagine few employees would take leave or institute proceedings if they knew that their employer could, without consequences, fire them in retaliation for doing so. See Pub. Citizen v. United States Depât of Justice, 491 U.S. 440, 455 (1989) (âLooking beyond the naked text for guidance is perfectly proper when the result it apparently decrees is difficult to fathom or where it seems inconsistent with Congressâ intention . . . .â). As the Middle District of Florida succinctly put it: âThe Act strives to shield employees from COVID-19-related discriminationânot insulate employers from EPSLA lawsuits.â Gracia, 535 F. Supp. 3d at 1272. Having reviewed the text of § 5104, the Department of Laborâs implementing regulations, and the opinions of other district courts, we decline to follow Piotrowski and find that an employee asserting a retaliation claim need show only that he or she engaged in protected activity under either § 5104(1) or § 5104(2). ii. What It Means to âTakeâ Leave Because it is sufficient for Hartzell to assert that he was fired for taking leave, we must next determine what it means to âtakeâ leave. Hartzell argues that the phrase encompasses a situation, like the one here, where he requested leave but was fired before he could commence leave. Adaptable Systems disagrees, arguing that the statuteâs use of the phrase âtook leaveâ unambiguously requires Hartzell to have gone out on leave before being fired. District courts across the country are split on this issue.7 In light of a Third Circuit opinion in the FMLA context, we feel compelled to follow the broader approach. 7 Compare Piotrowski, 2021 WL 4709721, at *3 (rejecting the employeeâs argument that âhis ârequest and attemptâ to take leave under the EPSLA is sufficient in light of the Actâs âremedial and humanitarian purposeââ) and Colombe, 2021 WL 1198304, at *3 (holding that the EPSLAâs retaliation provision âdoes not extend to requests for or attempts at leaveâ) with Gracia, 535 F. Supp. 3d at 1269 (broadly interpreting § 5104 and finding that an employee could bring a retaliation claim where she was fired one day after she requested leave but before the leave commenced) and Kofler v. Sayde Steeves In Erdman v. Nationwide Insurance Company, an employee brought a claim against her former employer for FMLA retaliation under a regulation that prohibited employers from discriminating against âemployees who have used FMLA leave.â 582 F.3d 500, 508 (3d Cir. 2009) (citing 29 C.F.R. § 825.220(c) (Jan. 15, 2009)). The employer argued that the employee had not âused FMLA leaveâ because she had only requested leave under the FMLA but was fired before the leave actually commenced. Id. at 509 (arguing that âbecause the regulation protects âemployees who have used FMLA leave,â . . . an employee cannot establish a retaliation claim unless she actually commenced leaveâ). The Third Circuit disagreed, emphasizing that âit would be patently absurd if an employer who wished to punish an employee for taking FMLA leave could avoid liability by firing the employee before the leave begins.â Id. at 508. âSimply put, this Court has never held that an employee fired after requesting FMLA leave but before the leave begins cannot recover for retaliationâ and to hold as much would âallow a[n] employer to limit an FMLA plaintiffâs theories of recovery by preemptively firing her.â Id. at 509. To avoid the absurdity of such a result, the Third Circuit interpreted âthe requirement that an employee âtakeâ FMLA leave to connote invocation of FMLA rights, not actual commencement of leave,â and it held that âfiring an employee for a valid request for FMLA leave may constitute interference with the employeeâs FMLA rights as well as retaliation against the employee.â Id. at 509. (emphasis added). Although the court in Erdman interpreted an FMLA regulation and here we analyze a provision of the EPSLA, given the factual similarities between the two cases, the fact that the two provisions invoke nearly identical language, and the broad remedial purpose of both the Cleaning Serv., Inc., 2020 WL 5016902, at *2 (M.D. Fla. Aug. 25, 2020) (âKofler has plausibly alleged that she engaged in protected activity under the FLSA by requesting FFCRA leave.â (emphasis added)). FMLA and the FFCRA, we believe Erdman governs our analysis. Applying that ruling here, we interpret § 5104âs requirement that an employee âtook leave,â to encompass a situation, like the one before us, where the employee requested leave under the EPSLA but was fired before that leave commenced.8 * * * With this interpretation of § 5104 in mind, the Court finds that Hartzell has shown that he engaged in protected activity because he requested leave under the EPSLA. b. Adverse Employment Action In the alternative, Adaptable Systems argues that even if we reject its interpretation of § 5104, we must still dismiss Count I because Hartzell did not suffer an adverse employment action. (Doc. No. 26 at p. 15.) This argument rests on Adaptable Systemsâs assertion that Hartzell voluntarily resigned from his position. In addition to the judicial estoppel argument rejected above, the company argues that â[n]o reasonable jury could review the transcript and conclude that Mr. Hartzell did not quit his position with Adaptable Systems.â (Id. at p. 16.) We strongly disagree. A reasonable juror, viewing the evidence in the light most favorable to Hartzell, could find that Hartzell was terminated when Sebastian chastised Hartzell for not meeting his call quota, told him he was not entitled to leave, mentioned unemployment, and encouraged him to pursue that route instead. See Simone v. Harborview Rehab. & Care Ctr. at Doylestown, LLC, Civil Action No. 20-3551, 2021 WL 2291341, at *5 (E.D. Pa. June 4, 2021) (denying summary judgment in FFCRA interference case because âthere is a question of material fact regarding 8 Because we find the Third Circuitâs holding in Erdman controlling on this issue, we do not repeat the lengthy statutory interpretation analysis discussed above. Nevertheless, we remain mindful of the remedial purpose of the FFCRA, which supports a broad reading of the phrase âtook leave.â whether [the employee] was fired or quitâ during a call with his supervisor where the employee testified that he told his supervisor he could not âkeep working without proper PPEâ and the supervisor testified that he interpreted the conversation as the employee resigning). Because there is a dispute of fact about whether Hartzell was terminated during his call with Sebastian, summary judgment is inappropriate on this issue. * * * In sum, Hartzell has put forth evidence to support a prima facie claim for retaliation under § 5104. Because Adaptable Systems has not even attempted to put forth a legitimate, non- discriminatory reason for terminating him, we deny Adaptable Systemsâs request for summary judgment as to Count I. 2. Count II: Interference and Retaliation Under the EFMLEA and FMLA In Count II, Hartzell claims that he sought and was entitled to leave under the EFMLEA, that Adaptable Systems interfered with his rights under the EFMLEA when it misled and misinformed him about those rights, and that Adaptable Systems retaliated against him for requesting EFMLEA leave by terminating his employment during the call with Sebastian. (Doc. No. 7 at ¶¶ 53â55.) Adaptable Systems moves for summary judgment on this Count, arguing that Hartzell has put forth no evidence to support a claim for interference or retaliation.9 a. Interference âAn FMLA interference claim arises under 29 U.S.C. § 2615(a)(1), which makes it âunlawful for any employer to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right provided underâ the FMLA.â Capps v. Mondelez Glob., LLC, 147 F. Supp. 3d 9 As we mentioned above, the EFMLEA expanded entitlement to leave under the FMLA, such that a violation of the EFMLEA is a violation of the FMLA. Therefore, we rely on the law discussing FMLA interference and retaliation in analyzing Hartzellâs claims. 327, 334 (E.D. Pa. 2015) (quoting 29 U.S.C. § 2615(a)(1)). To prove a claim of FMLA interference, Hartzell must show that: (1) he âwas an eligible employee under the FMLA,â (2) Adaptable Systems was âan employer subject to the FMLAâs requirements,â (3) he âwas entitled to FMLA leave,â (4) he âgave notice to the defendant of his or her intention to take FMLA leave,â and (5) he was âdenied benefits to which he . . . was entitled under the FMLA.â Ross v. Gilhuly, 755 F.3d 185, 191â92 (3d Cir. 2014). âAn interference action is not about discrimination[;] it is only about whether the employer provided the employee with the entitlements guaranteed by the FMLA.â Capps, 147 F. Supp. 3d at 334 (quoting Callison v. City of Philadelphia, 430 F.3d 117, 119 (3d Cir. 2005)). Here, the first three elements are not in disputeâHartzell was an eligible employee; Adaptable Systems was a qualifying employer; and Hartzell was entitled to leave under the EFMLEA because he was unable to telework while taking care of his daughter. Adaptable Systems argues that Hartzell cannot show that he gave notice of his intent to take leave or that Adaptable Systems withheld benefits to which he was entitled. (Doc. No. 26 at pp. 16â17.) i. Notice A reasonable juror viewing all the evidence in the light most favorable to Hartzell could find that he gave adequate notice of his need for EFMLEA leave. See Lichtenstein v. Univ. of Pittsburgh Med. Ctr., 691 F.3d 294, 303 (3d Cir. 2012) (explaining that the âcritical testâ for notice is ânot whether the employee gave every necessary detail to determine if the FMLA applies, but âhow the information conveyed to the employer is reasonably interpreted,ââ and â[h]ow the employeeâs notice is reasonably interpreted is generally a question of fact, not lawâ (quoting Sarnowski v. Air Brooke Limousine, Inc., 510 F.3d 398, 402 (3d Cir. 2007)); see also id. at 307 (âA trier of fact consideringâ the question of notice is âentitled to consider the totality of the circumstances . . . .â (question marks omitted)); Sarnowski, 510 F.3d at 402 (âIn providing notice, the employee need not use any magic words. The critical question is how the information conveyed to the employer is reasonably interpreted. An employee who does not cite to the FMLA or provide the exact dates or duration of the leave requested nonetheless may have provided his employer with reasonably adequate information under the circumstances to understand that the employee seeks leave under the FMLA.â). Hartzell told Sebastian and Fierle that he needed leave because he could not telework while also caring for his daughter who was attending virtual school because of COVID-19. That is sufficient. See Payne v. Wood Servs., Inc., 520 F.3d 670, 675 (E.D. Pa. 2021) (âWhen âgiving notice of the need for FMLA leave,â the employee must âstate a qualifying reason for the needed leaveââ such that the employer can ââdetermine whether the leave qualifies under the Act.ââ (quoting 29 C.F.R. § 825.301)); see also Lichtenstein, 691 F.3d at 303 (âAs we have previously noted, this is not a formalistic or stringent standard.â); cf. Sarnowski, 510 F.3d at 403 (âIndeed, where courts have found notice to be deficient, it has been because the employee failed to convey the reason for needing leave.â). Notably, Hartzell not only stated his need for leave and the reason with specificity but also explicitly and repeatedly referenced paragraph 5 of the FFCRA poster that Sebastian had circulated to all employees. See Rashid v. Sovereign Bancorp, Inc., Civil Action No. 07-1056, 2008 WL 2485450, at *6 (E.D. Pa. June 19, 2008) (âRashid testified at his deposition that, at the September 19, 2006 meeting, he requested that he be granted leave to care for his sick mother who was having health problems and would need a medical procedure. Because this evidence is sufficient to permit a reasonable jury to find in Rashidâs favor on the question of notice, there is a genuine issue of material fact and summary judgment must be denied.â). Adaptable Systems argues that Hartzellâs notice was insufficient because he mentioned the wrong statute. It reasons that because Hartzell referenced the CARES Act by name, Sebastian did not have notice that Hartzell wanted to take leave under the EFMLEA. We find this argument unavailing for two reasons. First, it is detrimental to Adaptable Systemsâs argument that Sebastian mentioned the CARES Act first. A reasonable juror could find that Hartzell was entitled to rely on Sebastianâs understanding of who qualifies for leave under these Acts. Second, as discussed above, Hartzell told Sebastian that he was looking for leave, not unemployment compensation, because he needed to care for his daughter and specifically referenced paragraph 5 of the FFCRA poster that Sebastian himself circulated.10 A reasonable juror could find that Sebastian, as the Director of Human Resources, should have known that Hartzell was pursuing his remedies under the FFCRA, not the CARES Act. Indeed, after his call with Hartzell, Sebastian sent a summary email to other members of management, explaining he had discussed Hartzellâs options under the CARES Act and the EFMLEA, suggesting that Sebastian knew Hartzell was asking about his right to leave under EFMLEA. For those reasons, we cannot find that Hartzell gave inadequate notice. 10 Hartzell consistently testified that he thought the CARES Act encompassed the leave he was requesting and explained that he did not know it was limited to unemployment. (Doc. No. 31-2 at 18:8â 14 (explaining that he thought he was entitled to leave under the CARES Act but he âdidnât know what the name of the actual act wasâ); id. at 21:3â16 (âI believe that the CARES Act was kind of everywhere, you know, likeâyou know, thatâs what everybodyâit was the big talk, everybody knewâyou know, that was the oneâI never heard of theâwell, other thanâI just assumed it was the CARES Act, to be honest. I didnât know the name of it, I didnât knowâI just knew the poster they sent me and I didnât know what the name of the bill was or really what it was, and thatâs why I was inquiring about it.â); id. at 49:19â50:5 (âA: . . . I didnât actually say the Family First Coronavirus Act, I did not say that [in the conversation with Sebastian]. Q: You said a different act, you said the CARES Act; correct? A: I believe theâI thought they were the same thing at the time, yes.â); id. at 72:12â19 (âQ: Okay. And you would agree with me that you had mentioned the CARES Act on multiple occasions during that conversation? A: Thatâs what IâIâm sorry if thatâs what you meant byâlike, I agree that this is the conversation, but, obviously, reading it, I had the CARES Act confused with the Family First Coronavirus Act.â); see also Doc. No. 31-14 (âAlthough I referred to the âCARES Actâ in the Questionnaire (and at other times) I was confusing that law with the FFCRA.â).) ii. Denial of Benefits Questions of fact also foreclose a ruling on whether Adaptable Systems denied Hartzell benefits to which he was entitled under the FFCRA when Sebastian misled Hartzell about his entitlement to leave and terminated him. Although Adaptable Systems denies that anything Sebastian said was misleading, 11 a reasonable juror could find that Sebastian misled Hartzell when he told Hartzell, incorrectly, that Hartzell would qualify for leave only if he or someone in his family was diagnosed with COVID-19. Telling a qualifying employee that he does not qualify for leave could certainly discourage or inhibit the employee from exercising his rights. See Capps, 147 F. Supp. 3d at 335 (âIn order to assert a claim of interference, an employee must show that he was entitled to benefits under the FMLA and that his employer illegitimately prevented him from obtaining those benefits.â (quoting Sarnowski, 510 F.3d at 401)); Wright v. 11 Notably, Joseph Beverly, President of Adaptable Systems since 1984, testified that Sebastian âmisspokeâ when he told Hartzell that he or someone in his family had to be diagnosed with COVID to receive leave: Q: Okay. Just continuing on though at 2:26, I just want to read the rest of that paragraph. When [Sebastian] says âUm, the EFMLA and the EPFL, um, that has to do with paid, hu, normally you wouldnât get time off, but you wouldnât get paid for sick leave. That says if you get paid for your sick leave up to two weeks, up to 80 hours of time. But that would mean that would require that you get diagnosed with like a COVID-19 or like, you know, somebody in your family.â Knowing what you know now sitting here today, was that an accurate statement of Mr. Hartzellâs rights? A: I donât think it was an accurate statement of his rights. Q: Okay. A: So I think that George misspoke there. Iâd like toâI would really want to listen to the recording again to make sure that it was âwouldnâtâ and itâs very clear. Assuming that that is true, then I believe that Georgeâhe was probably, you know, a little confused about the exact interpretation. (Doc. No. 31-5 at 16:14â17:13 (Beverly Depo.); see also id. at 23:2â7 (âI believe that George misspoke in that situation.â).) Shore Memorial Hosp., Civil No. 11-5583 (JBS/AMD), 2013 WL 6080072, at *7 (D.N.J. Nov. 19, 2013) (explaining that âCourts in this Circuit have held that if [the] employersâ actions would âchillâ or âinhibitâ the employees from exercising FMLA rights, a claim for interference may ariseâ and noting that a âjury could reasonably find that Defendant misinformed [the plaintiff] that she had no FMLA eligibility after February 2011 . . . and that such misinformation was interference with her FMLA rightsâ); Rashid, 2008 WL 2485450, at *6 (âInterfering with the exercise of an employeeâs rights would include, for example, not only refusing to authorize FMLA leave, but discouraging an employee from using such leave.â (quotation marks omitted)). In addition, as discussed above, a reasonable juror could find that Hartzell was terminated after Sebastian referenced Hartzellâs failure to meet the call quota, told him he was not entitled to leave, mentioned unemployment, and encouraged him to pursue that route instead. See Erdman, 582 F.3d at 509 (holding that âfiring an employee for a valid request for FMLA leave may constitute interference with the employeeâs FMLA rights as well as retaliation against the employeeâ); cf. Simone, 2021 WL 22971341, at *5 (denying summary judgment in FFCRA interference case because âthere is a question of material fact regarding whether [the employee] was fired or quitâ during a call with his supervisor where the employee testified that he told his supervisor he could not âkeep working without proper PPEâ and the supervisor testified that he interpreted the conversation as the employee resigning). Therefore, disputes of fact also foreclose summary judgment on this issue. See Rashid, 2008 WL 2485450, at *6 (âRashid testified that Stypulkoski and Forcey refused to address his need for leave despite his repeated request that they do so. Moreover, he was fired very shortly after his request for leave. Because there is sufficient evidence that a reasonable jury could conclude that Sovereign interfered with Rashidâs right to FMLA leave, there is a genuine issue of material fact and summary judgment must be denied.â). * * * In sum, disputes of fact preclude summary judgment on Hartzellâs FMLA interference claim. b. Retaliation Next, we address Hartzellâs claim for retaliation. âAn FMLA retaliation claim arises under 29 U.S.C. § 2615(a)(2), which makes it âunlawful for any employer to discharge or in any other manner discriminate against any individual for opposing any practice made unlawfulâ by the FMLA.â Capps, 147 F. Supp. 3d at 334 (quoting 29 U.S.C. § 2615(a)(2)). An FMLA retaliation claim, unlike an interference claim, ârequires proof of [the defendantâs] retaliatory intent, and is therefore analyzed through the lens of employment discrimination law.â Capps, 147 F. Supp. 3d at 336. âAccordingly, a claim based on circumstantial evidence . . . is assessed under the burden-shifting framework established in McDonnell Douglas Corp. v. Green . . . .â Capps, 147 F. Supp. 3d at 336. At the first step of that framework, Hartzell must put forth a prima facie case of FMLA retaliation by showing âthat â(1) he invoked his right to FMLA- qualifying leave, (2) he suffered an adverse employment decision, and (3) the adverse action was causally related to his invocation of rights.ââ Ross, 755 F.3d at 193 (quoting Lichtenstein, 691 F.3d at 302) (alterations adopted). Adaptable Systems argues that Hartzell has failed to meet his burden as to the first two elements. We disagree. Beginning with the first element, we find Hartzell invoked his right to FMLA-qualifying leave for all the reasons mentioned in connection with Hartzellâs interference claimâhe asked for leave to care for his children who were home because their schools were closed for the pandemic, and he mentioned paragraph 5 of the FFCRA poster. See Grosso v. UPMC, 857 F. Supp. 2d 517, 542 (W.D. Pa. 2012) (âThe Court of Appeals for the Third Circuit does not require that an employee actually take FMLA leave; an âinvocation of FMLA rightsâ is sufficient. In order to invoke FMLA rights, the employee must give the employer adequate notice of his or her need for FMLA leave.â (citations omitted)). As for the second element, Adaptable Systems argues that Hartzell cannot show he was subject to an adverse action because he admits that he resigned voluntarily.12 We disagree. As we have discussed at length in this opinion, a reasonable juror could find, after reviewing the transcript of Hartzellâs call with Sebastian, that Hartzell had no intention of quitting and reasonably thought he had been terminated after he was told he did not qualify for leave and was encouraged to pursue unemployment instead. See Erdman, 582 F.3d at 509 (holding that âfiring an employee for a valid request for FMLA leave may constitute interference with the employeeâs FMLA rights as well as retaliation against the employeeâ). Because Hartzell has stated a prima facie case of retaliation and Adaptable Systems has not put forth a legitimate, non-discriminatory reason for terminating him, summary judgment is also inappropriate on Hartzellâs FMLA retaliation claim. * * * For those reasons, we deny summary judgment as to Count II. 3. Count III: Unpaid Wages Under the FFCRA and FLSA In Count III, Hartzell seeks unpaid wages under the FFCRA. (See Doc. No. 7 at p. 11.) An employer who fails to pay wages to a qualifying employee as required by § 5102 of the 12 Although there is some confusion in the briefing about whether the wrongful termination falls under Hartzellâs interference claim, it is more appropriately analyzed under a retaliation theory. See Capps, 147 F. Supp. 3d at 336 (âAny assertion that Mondelez improperly considered his FMLA leave as a factor in his termination is more properly brought as a retaliation claim, not an interference claim.â). EPSLA is âconsidered to have failed to pay minimum wages in violation of section 6 of the FLSA (29 U.S.C. § 206).â FFCRA § 5105(a)(1). Likewise, an employer who interferes with an employeeâs rights under the FMLA is liable to the eligible employee for damages equal to the amount of âany wages . . . or other compensation denied or lost to such employee by reason of the violation.â 29 U.S.C. § 2617(a)(1)(A). Adaptable Systems argues that it is entitled to summary judgment on Count III for the same reasons that it is entitled to summary judgment on Hartzellâs other counts. (See Doc. No. 26-1 at 22 (âIn Count III, Plaintiff seeks lost wages as a result of Plaintiffâs alleged request for leave, which did not occur as discussed supra. As Plaintiff has not established any violation of the FFCRA or FLSA, Plaintiff cannot recover damages for unpaid wages as a result.â (citation omitted)). Because factual disputes foreclose summary judgment as to Counts I and II, we likewise decline to award summary judgment on Count III. CONCLUSION For the reasons discussed above, Adaptable Systemsâs motion for summary judgment is denied in its entirety. An appropriate order follows.
Case Information
- Court
- E.D. Pa.
- Decision Date
- May 11, 2022
- Status
- Precedential