(HC) Feci v. Burton

E.D. Cal.6/17/2024
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8                      UNITED STATES DISTRICT COURT                      
9                 FOR THE EASTERN DISTRICT OF CALIFORNIA                 
10                                                                        
11   JAMES MICHAEL FECI,             No.  2:20-cv-00878-DJC-CKD           
12                Petitioner,                                             
13        v.                         FINDINGS AND RECOMMENDATIONS         
14   ROBERT BURTON,                                                       
15                Respondent.                                             
16                                                                        
17       Petitioner is a state prisoner proceeding pro se and in forma pauperis in this habeas corpus 
18  action filed pursuant to
28 U.S.C. § 2254
.  Petitioner challenges his voluntary manslaughter 
19  conviction for shooting his roommate, Matthew Lambert.1  Upon careful consideration of the 
20  record and the applicable law, the undersigned recommends denying petitioner’s habeas corpus 
21  application on the merits.                                            
22       I.   Factual and Procedural History                              
23       Following a jury trial in the Sacramento County Superior Court, petitioner was convicted 
24  of voluntary manslaughter with a firearm enhancement.  ECF No. 1 at 1-2.  In so doing, the jury 
25  found petitioner not guilty of both murder in the first and second degree as the prosecution had 
26  argued.2  See ECF No. 65-3 at 192 (verdict form).  On January 5, 2018, he was sentenced to a 
27                                                                        
   1 Hereinafter referred to as “Lambert.”                               
28  2 Petitioner was charged with the first degree murder of Lambert, but the prosecution argued, 
1  total prison term of 15 years.  ECF No. 65-4 at 9 (Felony Abstract of Judgment).   
2       Petitioner appealed to the California Court of Appeal which affirmed his conviction.  ECF 
3  No. 65-8 (direct appeal opinion).  The California Supreme Court denied his petition for review on 
4  February 26, 2020.  ECF No. 65-10.                                    
5       After independently reviewing the record, this court finds the state appellate court’s 
6  summary of the evidence accurate and adopts it herein.3               
7            Lambert and a close friend, Michael Carbahal, moved into a house 
             together in September 2015. The following summer, they allowed 
8            [petitioner], his wife, K., and four children to move into the house.4 
             [Petitioner] had known Lambert for five or six years and, according 
9            to his testimony, considered Lambert to be his “best friend.” He had 
             not known Carbahal for as long, about three years, and met him 
10            through Lambert. Carbahal suffered from and took medication for 
             several mental health issues, including depression, anxiety, bipolar 
11            disorder, and schizophrenia, during the time he lived in the house. 
             [Petitioner] and his family moved into the house about two months 
12            before the events resulting in Lambert’s death.             
13            We begin our recitation of these events a day or two before Lambert 
             died.  Lambert’s  girlfriend,  V.,  was  over  at  the  house.  While 
14            intoxicated, she became involved in some sort of dispute with one of 
             the neighbors and began spraying a hose at the neighbor over the 
15            back yard fence. Law enforcement officers came to the house, but 
             the record is unclear as to the outcome of their visit.     
16                                                                        
             Either the next day or the day after, [petitioner], K., and Carbahal 
17            were “sitting around” the house “making jokes” about the incident 
             with  the  hose.  As  Carbahal  explained,  [petitioner]  did  “an 
18            impression” of V. that was “pretty funny.” [Petitioner] and K. also 
             expressed concern about V. using methamphetamine and said they 
19            did not want drug use at the house. Lambert was at work when this 
             conversation took place, but V. was in his room and overheard 
20            enough of what was being said to put together they were talking 
             about her.                                                  
21                                                                        
             When Lambert got home from work that afternoon, V. “told him how 
22            they were making fun of [her].” Lambert said he had told them not 
             to make her feel uncomfortable at the house, so he would be moving 
23            out; V. said [petitioner] and his family should be the ones to move. 
             They then lay down together and Lambert fell asleep. While Lambert 
24            slept, V. got up and picked up pizza for them to eat. When he woke 

25                                                                        
   alternatively, that petitioner should be convicted of second degree murder.   
   3See
28 U.S.C. § 2254
(e)(1) (emphasizing that “a determination of a factual issue made by a State 
26                                                                        
   court shall be presumed to be correct” unless the petitioner rebuts it by clear and convincing 
27  evidence).                                                            
   4 In light of the procedural posture of this case, the court has substituted the word “petitioner” for 
28  “defendant.”  These substitutions appear in brackets.                 
1            up some time later, they ate some of the pizza and V. told him she 
             would be going back to her house that night. Lambert became upset, 
2            went into the kitchen, and started knocking various items off of the 
             counter and onto the floor. He also woke up Carbahal, who was 
3            sleeping on a couch in the living room, by flicking him in the 
             forehead with his finger. Lambert asked Carbahal whether he had 
4            been talking about his girlfriend and told him, “don’t talk shit behind 
             my back.” After a brief argument between these two, K. came out of 
5            the room she shared with [petitioner] and their children. She told 
             Lambert, “Fuck you,” Lambert responded, “Shut up, you fat bitch,” 
6            and the argument escalated from there, ending a couple minutes later 
             with Lambert telling K. that he wanted them to move out in the next 
7            30 days. Lambert then returned to his room.                 
8            [Petitioner] was not at the house when these arguments occurred. He 
             got home a short time later and sat on the arm of one of the couches 
9            while Carbahal told him what had happened. Lambert then came out 
             of his room and confronted [petitioner].                    
10                                                                        
             Carbahal could not remember what was said between the two, but 
11            described  the  conversation  as  short  and  added:  “It  wasn’t  even 
             yelling really.” When Lambert started to walk back to his room, 
12            [petitioner] made a parting comment about V., “something like, for 
             that tweaker broad or something.” Hearing the comment, Lambert 
13            turned around and said, “talking shit again behind my back.” He then 
             rushed [petitioner] and tackled him on the couch.           
14                                                                        
             Lambert, a much larger man than [petitioner], began choking and 
15            punching him on the couch. [Petitioner] routinely carried a loaded 
             revolver in a holster on his hip and was so armed when Lambert 
16            attacked him. He reached for his gun and removed it from its holster. 
             As [petitioner] did so, Lambert released his throat and tried to take 
17            the gun from him. V. came into the living room when the fighting 
             began and told Lambert to stop. Lambert responded that [petitioner] 
18            had “pulled a gun on him.” K. also came into the living room around 
             this time, said, “fuck that,” and jumped on Lambert’s back as he and 
19            [petitioner]  struggled  for  possession  of  the  gun.  At  this  point, 
             Carbahal also joined in the struggle, saying, “give me the fucking 
20            gun.” He was “yanking on” the gun in an attempt to disarm both men 
             when “it just went off.”                                    
21                                                                        
             No one was hit by this initial discharge, but both Lambert and 
22            Carbahal were knocked to the ground. [Petitioner], still standing and 
             now in sole possession of the gun, pointed it at Lambert and fired a 
23            second round. The bullet hit Lambert in the jaw as he sat in a kneeling 
             position on the floor, traveled through the soft tissues of his neck, 
24            fracturing the cervical vertebrae, and lodged in his back. Lambert 
             immediately fell face down on the floor. Both K. and Carbahal 
25            started yelling at [petitioner]. K. was crying. Carbahal then noticed 
             Lambert was moving. As he described, “it look[ed] like he was trying 
26            to do a pushup.” Carbahal also described [petitioner]’s response: 
             “And [petitioner] takes two steps towards him and drops aim and he 
27            puts one in the back of his head.” V. confirmed [petitioner] “stepped 
             forward and shot him again,” adding: “It was really quickly.” This 
28            bullet hit Lambert behind the right ear and traveled forward through 
1            his brain from right to left, stopping when it hit bone on the left side 
             of his skull. Loss of consciousness was instantaneous; death from 
2            blood loss and neurologic compromise quickly followed.      
3            The foregoing description of the confrontation between [petitioner] 
             and Lambert is supported by the testimony of Carbahal and V., their 
4            prior  statements  to  law  enforcement  officers,  and  the  forensic 
             pathologist’s  description  of  the  gunshot  wounds  inflicted  on 
5            Lambert.  [Petitioner],  however,  told  a  different  story  from  the 
             witness stand.                                              
6                                                                        
             [Petitioner]  testified  Carbahal  suffered  from  schizophrenia  and 
7            bipolar disorder, routinely abused a variety of drugs, and that he 
             drank alcohol, smoked marijuana, and used methamphetamine on the 
8            day Lambert died. He also suspected V. of using methamphetamine, 
             but never actually witnessed her using the substance. The day he shot 
9            and killed Lambert, on his way home from taking two of his children 
             to the park, [petitioner] spoke with K., who was “obviously upset” 
10            and said she got into an argument with Lambert and wanted to move 
             out of the house. According to [petitioner], K. also told him Lambert 
11            threatened to kill him. When [petitioner] got home, his eight-year-
             old daughter told him the same thing. Rather than confront Lambert 
12            about  these  threats,  [petitioner]  knocked  on  his  bedroom  door 
             because he saw there was pizza in the house and asked if his family 
13            could eat some of the pizza. Lambert was “calm, cool, collected, and 
             he said that’s fine.” Five or ten minutes later, Lambert came out of 
14            the room and, as [petitioner] put it, “started talking about how we 
             were talking trash about [V.] and he was upset about that” and went 
15            “back and forth between he was moving out to he wanted us to move 
             out in 30 days to he wanted us out that day to us out at the end of the 
16            week.” At the end of the conversation, which included some yelling 
             and cussing on the part of Lambert, [petitioner] agreed they would 
17            be out at the end of the week and Lambert went back to his room. 
18            About half an hour later, Carbahal initiated a conversation with 
             [petitioner] about Carbahal’s drug abuse and asked [petitioner] to 
19            take  him  to  the  methadone  clinic.  [Petitioner]  initially  said  no 
             because he was “frustrated” and “very upset” with Carbahal for being 
20            high around the children. As [petitioner] summarized what transpired 
             next in the conversation: “I started to walk away. And he called back 
21            at me again, said and yelled please. And I turned back at him and he 
             had, like, this look in his eyes like a child and he started to cry. And 
22            I’m, like, what? He’s, like, can you take me to get my meds, please?” 
             Ultimately, [petitioner] agreed to take Carbahal to the clinic the next 
23            day because he “felt bad for him” and “was still his friend,” as 
             [petitioner] put it: “I didn’t want to turn my back on him.” 
24                                                                        
             At this point in the conversation, according to [petitioner], Lambert 
25            came out of his room and into the living room. [Petitioner] gave 
             Lambert “a friendly hey,” prompting Lambert to deliver a “hockey 
26            body check shove” that knocked [petitioner] off of the arm of the 
             couch and onto the floor, causing him to hit his head in the entryway 
27            of the house.                                               
28            Lambert then went into the kitchen and broke some glasses and a 
1            plate. When [petitioner] got up, he told Lambert: “I’m not going to 
             put my family in danger over [V.], you, and this whole situation.” 
2            [Petitioner] believed “evacuating” was his family’s only option. As 
             he started walking towards the hallway, [petitioner] “didn’t even get 
3            a chance to react” before Lambert charged at him, saying, “you’re 
             gonna talk shit about my girl, I’ll fucking kill you.” Lambert then 
4            grabbed [petitioner] by the throat with both hands, carried him “five 
             or six feet,” and “slammed [him] onto the couch.” On the couch, 
5            Lambert straddled [petitioner] with his knee on his diaphragm and 
             choked him with both hands for 30 to 40 seconds, during which he 
6            made various threats, including that he would kill [petitioner] and his 
             “whore wife.” Then Lambert released [petitioner]’s neck with one of 
7            his hands and repeatedly punched him in the face.           
8            [Petitioner] “was starting to pass out” when Lambert reached for his 
             gun and, as [petitioner] described, “he had this look in his eye like 
9            the wolf wants to eat me.” [Petitioner] “was scared to death” and also 
             reached for the gun, but only to try to keep it holstered. When 
10            Lambert managed to remove the gun, [petitioner] yelled for Carbahal 
             to help, but he was “just sitting there in his own little world.” 
11            [Petitioner] and Lambert struggled for control of the gun. Carbahal 
             eventually grabbed the gun as well, but [petitioner] did not want him 
12            to have it either considering his mental illness and drug use. During 
             this three-way struggle for control of the gun, K. came into the living 
13            room  and  jumped  onto  Lambert’s  back.  Carbahal  then  pulled 
             [petitioner]’s hands away from the gun. Lambert, now with “full 
14            control”  of  the  gun,  “went  back  to  choking”  [petitioner].  As 
             [petitioner] was starting to pass out for the second time, he heard K. 
15            pleading for his life and then heard the revolver “go from double 
             action to single action” just before it discharged for the first time. 
16                                                                        
             The  discharge  caused  Lambert  to  stumble  backwards  and 
17            “somehow” [petitioner] got his gun back. [Petitioner] then yelled for 
             K. to protect the children and told Carbahal to call 911 because he 
18            did not know whether anyone had been hit by the bullet. At this, 
             Lambert said, “call the cops on me, I’ll fucking kill you” and again 
19            charged at [petitioner]. Still “breathing very heavy” and “in a lot of 
             pain,” defendant fired the gun at Lambert in order to stop the threat 
20            to himself and protect his family from what he believed “would have 
             been a massacre” if Lambert got the gun back.               
21                                                                        
             [Petitioner] did not know whether Lambert was hit or not, but he fell 
22            to the floor on his hands and knees. Then, “quickly and effortlessly,” 
             Lambert went from that position to “taking a knee like a football 
23            player” to being “almost upright.” Lambert said, “you and your 
             family are fucking dead” as he quickly rose to his feet. Still afraid for 
24            his life, [petitioner] fired the fatal shot.                
25  ECF No. 65-8 at 2-8.                                                  
26       At the conclusion of direct review, petitioner filed an application for writ of habeas corpus 
27  raising the same claims he had argued in state court.5  ECF No. 1.  In claim one, petitioner 

28  5 After petitioner elected to abandon claims 2, 3, and 4, the court directed respondent to file an 
1  contends that the admission of his wife’s statement to a police officer violated the Sixth 
2  Amendment Confrontation Clause and Crawford v. Washington,
541 U.S. 36
(2004).  His next 
3  two claims for relief challenge the trial court’s jury instructions on mutual combat (CALCRIM 
4  3471) and provoking a fight or quarrel (CALCRIM 3472) as a violation of his right to due process 
5  because they were not supported by substantial evidence and confused the jury.  Lastly, petitioner 
6  submits that he is entitled to habeas relief based on the cumulative error of the first three claims 
7  for relief.                                                           
8       Respondent filed an answer on April 6, 2023.  ECF No. 63.  First, respondent asserts that 
9  the California Court of Appeal’s decision was objectively reasonable in finding the Confrontation 
10  Clause violation amounted to harmless error.  Next, respondent argues that the jury instruction 
11  challenges are meritless and were reasonably rejected by the state court as harmless.  Even under 
12  de novo review, the jury instructions did not have a substantial and injurious effect on the verdict 
13  so as to entitle petitioner to habeas relief.  ECF No. 63 at 23 (citing Brecht v. Abrahamson, 507
14  U.S. 619
, 637 (1993)).  Lastly, according to respondent, the California Court of Appeal decision 
15  rejecting petitioner’s cumulative error claim was reasonable, assuming that this actually 
16  constitutes a federal constitutional claim.                           
17       The time for petitioner to file a traverse has expired.  Therefore, the matter has been fully 
18  briefed by the parties and is ready for decision.                     
19       II.  AEDPA Standard of Review                                    
20       To be entitled to federal habeas corpus relief, petitioner must affirmatively establish that 
21  the state court decision resolving the claim on the merits “was contrary to, or involved an  
22  unreasonable application of, clearly established Federal law, as determined by the Supreme Court  
23  of the United States.
28 U.S.C. § 2254
(d)(1).  The “contrary to” and “unreasonable application”  
24  clauses of § 2254(d)(1) are different, as the Supreme Court has explained: 
25            A federal habeas court may issue the writ under the “contrary to” 
             clause if the state court applies a rule different from the governing 
26            law set forth in our cases, or if it decides a case differently than we 
27                                                                        
   answer limited to claims 1, 5, 6 and 7.  See ECF Nos. 58-59.  Therefore, these Findings and 
28  Recommendations only address these claims which are pending before the court.    
1            have done on a set of materially indistinguishable facts. The court 
             may grant relief under the “unreasonable application” clause if the 
2            state court correctly identifies the governing legal principle from our 
             decisions but unreasonably applies it to the facts of the particular 
3            case. The focus of the latter inquiry is on whether the state court’s 
             application  of  clearly  established  federal  law  is  objectively 
4            unreasonable, and we stressed in Williams [v. Taylor,
529 U.S. 362
(2000)],  that  an  unreasonable  application  is  different  from  an 
5            incorrect one.                                              

6                                                                        
   Bell v. Cone,
535 U.S. 685, 694
(2002).                               
7                                                                        
        “A state court’s determination that a claim lacks merit precludes federal habeas relief so  
8                                                                        
   long as ‘fairminded jurists could disagree’ on the correctness of the state court’s decision.”   
9                                                                        
   Harrington v. Richter,
562 U.S. 86, 101
(2011) (quoting Yarborough v. Alvarado,
541 U.S. 652
, 
10                                                                        
   664 (2004)).  Accordingly, “[a]s a condition for obtaining habeas corpus from a federal court, a  
11                                                                        
   state prisoner must show that the state court’s ruling on the claim being presented in federal court 
12                                                                        
   was so lacking in justification that there was an error well understood and comprehended in 
13                                                                        
   existing law beyond any possibility for fairminded disagreement.”  Richter,
562 U.S. at 103
. 
14                                                                        
        The phrase “clearly established Federal law” in § 2254(d)(1) refers to the “governing legal 
15                                                                        
   principle or principles” previously articulated by the Supreme Court.  Lockyer v. Andrade, 538
16                                                                        
   U.S. 63, 71-72
(2003).  Clearly established federal law also includes “the legal principles and 
17                                                                        
   standards flowing from precedent.”  Bradley v. Duncan,
315 F.3d 1091, 1101
(9th Cir. 2002) 
18                                                                        
   (quoting Taylor v. Withrow,
288 F.3d 846, 852
(6th Cir. 2002)).  Only Supreme Court precedent 
19                                                                        
   may constitute “clearly established Federal law,” but circuit law has persuasive value regarding 
20                                                                        
   what law is “clearly established” and what constitutes “unreasonable application” of that law. 
21                                                                        
   Duhaime v. Ducharme,
200 F.3d 597, 600
(9th Cir. 2000); Robinson v. Ignacio,
360 F.3d 1044
, 
22                                                                        
   1057 (9th Cir. 2004).                                                 
23                                                                        
        Relief is also available under the AEDPA where the state court predicates its adjudication 
24                                                                        
   of a claim on an unreasonable factual determination.
28 U.S.C. § 2254
(d)(2).  The statute 
25                                                                        
   explicitly limits this inquiry to the evidence that was before the state court.  See also Cullen v. 
26                                                                        
   Pinholster,
563 U.S. 170
(2011).  Under § 2254(d)(2), factual findings of a state court are 
27                                                                        
   presumed to be correct subject only to a review of the record which demonstrates that the factual 
28                                                                        
1  finding(s) “resulted in a decision that was based on an unreasonable determination of the facts in 
2  light of the evidence presented in the state court proceeding.”  It makes no sense to interpret 
3  “unreasonable” in § 2254(d)(2) in a manner different from that same word as it appears in § 
4  2254(d)(1) – i.e., the factual error must be so apparent that “fairminded jurists” examining the 
5  same record could not abide by the state court factual determination.  A petitioner must show 
6  clearly and convincingly that the factual determination is unreasonable.  See Rice v. Collins, 546
7  U.S. 333
, 338 (2006).                                                 
8       If petitioner meets either of the
28 U.S.C. § 2254
(d) standards, then the federal habeas 
9  court reviews the merits of the constitutional claim under pre-AEDPA standards in order to be 
10  entitled to relief.  Frantz v. Hazey,
533 F.3d 724
(9th Cir. 2008) (en banc).    
11       III.  Analysis                                                   
12       This court looks to the last reasoned state court decision in applying the
28 U.S.C. § 
13
2254(d) standard.  Wilson v. Sellers,
584 U.S. 122
(2018) (adopting the Ylst look through 
14  presumption of silent state court denials of relief even after the decision in Harrington v. Richter, 
15
562 U.S. 86
(2011)); see also Ylst v. Nunnemaker,
501 U.S. 797
(1991)(establishing the “look 
16  through” doctrine in federal habeas cases).  In this case, the last reasoned state court decision 
17  denying all four claims for relief is the California Court of Appeal decision.  Thus, this court 
18  “looks through” the subsequent silent denial by the California Supreme Court and reviews the 
19  California Court of Appeal’s decision for objective reasonableness under
28 U.S.C. § 2254
(d).  
20  See Johnson v. Williams,
568 U.S. 289
, 297 n. 1 (2013).               
21       A.  Confrontation Clause Challenge in Claim One                  
22       In his first claim for relief, petitioner asserts that the trial court’s admission of his wife’s 
23  hearsay statement to a police officer on the night of the shooting violated Crawford v. 
24  Washington,
541 U.S. 36
(2004), and his Sixth Amendment right to confrontation.  The repetition 
25  of this statement by the prosecutor during petitioner’s cross-examination rendered it prejudicial.  
26  According to petitioner, “[t]he jury’s complete rejection of the prosecutor’s theory of the case by 
27  its acquittal on the two murder counts, and its acceptance of [petitioner’s] voluntary manslaughter 
28  defense, establishes that the state’s evidence was weak, and that this was a close case.”  ECF No. 
1  1 at 58.                                                              
2       The relevant factual background supporting this claim for relief was described by the 
3  California Court of Appeal.                                           
4            During [petitioner]’s cross-examination, the prosecutor questioned 
             him concerning several phone conversations he had with K., [his 
5            wife], while he was in jail. In one of these phone calls, [petitioner] 
             told K. that Lambert grabbed his gun. K. responded: “Oh he did?” 
6            Later, [petitioner] told K. “we need to make the case for deprivation 
             of force.” In another phone call, they argued over the facts of the 
7            shooting, specifically Lambert’s position when [petitioner] fired the 
             two shots that ended his life. In that conversation, when [petitioner] 
8            said, “he fuckin’ pulled my gun and was pointing,” K. interjected, 
             “Yes,”  but  then  disagreed  with  [petitioner]’s  conclusion  of  the 
9            sentence, “and was pointin’ it right at me,” saying: “No he pushing 
             it . . . [¶] . . . [¶] towards your face. He was pushing it.” After 
10            [petitioner] finished his version of how the first shot was fired, K. 
             said: “I - I yeah.  See I - I don’t - yeah - I don’t - I don’t remember.” 
11            [Petitioner] also told K. their “job” would be to “discredit” Carbahal, 
             to which K. acknowledged “he did see more than I did.” During a 
12            third conversation, after [petitioner] described what was required for 
             the shooting to have been in self-defense, K. said, “it’s not like you 
13            chose - you did not choose to take out the gun[.]”          
14            After  questioning  [petitioner]  about  these  conversations,  the 
             prosecutor asked [petitioner] whether he had read all of the police 
15            reports in the case. [Petitioner] said he had. The prosecutor then 
             asked whether he wanted to discredit Carbahal because he said 
16            [petitioner] was the one who pulled out the gun. [Petitioner] said he 
             did not recall. The prosecutor asked whether Carbahal’s testimony 
17            was true, specifically that [petitioner] did pull out the gun, and that 
             Lambert said as much during their struggle for the gun. [Petitioner] 
18            disagreed with both portions of Carbahal’s testimony and agreed 
             with the prosecutor that this disagreement was “part of the reason” 
19            he  wanted  to  discredit  Carbahal.  Then,  the  prosecutor  asked 
             [petitioner] whether K. “makes the same comment that -- to the 
20            police that you pulled the gun out first and then [Lambert] makes a 
             comment  about  you  pull[ing]  the  gun  out[.]”  Defense  counsel 
21            objected on hearsay grounds. The trial court overruled the objection. 
             The prosecutor then restated the question: “In the police report your 
22            wife tells the police I believe on two occasions that it was you who 
             pulled the gun out; correct?” Defense counsel again objected on 
23            hearsay grounds. Following an off-the-record discussion, the trial 
             court again overruled the objection, stating: “For the effect on the 
24            hearer I would permit the question to be asked.” After the prosecutor 
             repeated the question a third time, [petitioner] answered: “She says 
25            that, yes.”                                                 
26            After eliciting [petitioner]’s response, i.e., K. told police [petitioner] 
             was the one who first pulled out the gun, something he knew from 
27            having read a police report containing K.’s out-of-court statement, 
             the  prosecutor  asked  [petitioner]  whether  he  agreed  with  the 
28            statement. [Petitioner] disagreed and said he did not believe K. was 
1            in the living room when the gun was pulled.                 
2            The jury was not instructed K.’s out-of-court statement could not be 
             considered to prove the truth of the matter asserted, specifically that 
3            [petitioner] was the one who pulled the gun on Lambert. Moreover, 
             in closing argument, the prosecution told the jury to do just that, 
4            arguing they should not believe [petitioner]’s testimony in this regard 
             because “[K.], [Carbahal], and [V.] all in one way or another tell you 
5            [petitioner] pulled the gun out.”                           

6                                                                        
   ECF No. 65-8 at 8-10.                                                 
7                                                                        
           1.  Last Reasoned State Court Opinion                         
8                                                                        
        After determining that the challenged statement contained two separate levels of hearsay 
9                                                                        
   from petitioner’s wife as well as the police officer who wrote the report, the California Court of 
10                                                                        
   Appeal concluded that the statement was used by the prosecutor to prove the truth of the matter 
11                                                                        
   asserted, thus resulting in the improper admission of hearsay evidence.  ECFR No. 65-8 at 12-13.  
12                                                                        
   Next, the state court determined that the statement was “testimonial” under clearly established 
13                                                                        
   Supreme Court precedent since Crawford because the wife “was questioned, not as part of an 
14                                                                        
   investigation into an ongoing emergency, but as part of an investigation into possibly criminal 
15                                                                        
   past conduct.”  ECF No. 65-8 at 16.  Because petitioner did not have an opportunity to cross-
16                                                                        
   examine his wife during trial, the state court determined that the admission of the testimonial 
17                                                                        
   hearsay violated petitioner’s Sixth Amendment right to confrontation.  ECF No. 65-8 at 17.   
18                                                                        
        Ultimately, the California Court of Appeal deemed this error to be harmless beyond a 
19                                                                        
   reasonable doubt.  ECF No. 65-8 at 17 (applying Chapman v. California,
386 U.S. 18
(1967),  
20                                                                        
   standard of harmless error).  In so doing, the court reasoned as follows: 
21                                                                        
             [We first note the case against [petitioner] for murder was strong. 
22            However, the jury did not convict [petitioner] of murder, instead 
             convicting  him  of  voluntary  manslaughter.  The  case  against 
23            [petitioner] for that crime was overwhelming. As we have previously 
             set forth in some detail, the testimony of Carbahal and V.[, Lambert’s 
24            girlfriend],  provided  a  compelling  version  of  events  in  which 
             [petitioner] was physically assaulted by Lambert after [petitioner] 
25            called  V.  a  “tweaker.”  Lambert,  much  larger  than  [petitioner], 
             quickly got the upper hand in the fight and was choking and punching 
26            [petitioner] when [petitioner] pulled out his gun to defend himself. 
             At this point, Lambert and [petitioner] struggled for possession of the 
27            gun, K. jumped onto Lambert’s back to try to pull him off of 
             [petitioner], and Carbahal also joined in the struggle for the gun. The 
28            gun discharged, hitting no one, but knocking Lambert and Carbahal 
1            to the ground. [Petitioner], now in sole possession of the gun, pointed 
             and fired a second round at Lambert, hitting him in the jaw. Lambert 
2            fell face down on the floor. As Lambert struggled to get up, “like he 
             was trying to do a pushup,” [petitioner] took two steps towards him 
3            and fired a third round into the back of Lambert’s head, killing him. 
             The testimony of Carbahal and V., supporting this account of the 
4            shooting, was materially consistent both with each other’s testimony 
             and with their prior statements to police, and was also consistent with 
5            the forensic pathologist’s testimony describing the injuries suffered 
             by Lambert.                                                 
6                                                                        
             In contrast to this account, [petitioner]’s version of the shooting was 
7            inherently unbelievable. We decline to repeat it here, except to point 
             out that [petitioner]’s vague account of “somehow” getting his gun 
8            back after it initially discharged was itself less than convincing. More 
             importantly,  however,  his  testimony  that  Lambert  “quickly  and 
9            effortlessly” rose from the floor after being shot the first time, while 
             saying, “you and your family are fucking dead,” was impossible 
10            given the nature of the first gunshot wound inflicted upon Lambert. 
             That bullet hit Lambert in the jaw, traveled through the soft tissues 
11            of his neck, fracturing the cervical vertebrae, and lodged in his back. 
             We have no doubt he was trying to get up, as Carbahal described, but 
12            no  reasonable  juror  would  have  believed  he  was  quickly  and 
             effortlessly rising to his feet while threatening [petitioner] and his 
13            family when the fatal shot was fired. Thus, even if the jury believed 
             that [petitioner] believed he needed to fire that shot in self-defense, 
14            no reasonable juror would have found such a belief reasonable. 
15            Stated simply, based on the compelling testimony of both Carbahal 
             and V., their prior statements to police, the forensic pathologist’s 
16            testimony, and [petitioner]’s patently incredible account of events, 
             the very best [petitioner] could have hoped for was a voluntary 
17            manslaughter conviction.                                    
18            Turning to the likely impact of K.’s out-of-court statement that 
             [petitioner]  pulled  the  gun  on  Lambert,  we  acknowledge  this 
19            statement corroborated the testimony of Carbahal and V. in this 
             regard, and undermined [petitioner]’s contrary testimony. However, 
20            whether [petitioner] or Lambert was the first to pull out the gun was 
             not very important in terms of [petitioner]’s culpability. Assuming 
21            for purposes of analysis that K.’s statement was not admitted, and 
             without the statement the jury believed [petitioner]’s testimony that 
22            Lambert pulled the gun on him, the first discharge of the gun was the 
             result of a struggle for the gun, did not result in anyone being hit, and 
23            there was no dispute [petitioner] had sole possession of the gun when 
             he  intentionally  fired  the  second  two  rounds  at  Lambert.  The 
24            important shot for purposes of assessing [petitioner]’s culpability 
             was  the  final  shot.  And  as  we  have  explained,  [petitioner]’s 
25            testimony with respect to the circumstances under which he fired that 
             shot was unbelievable for reasons independent of K.’s statement 
26            regarding who initially pulled out the gun. Moreover, even without 
             this statement, the jury would have understood K. did not agree with 
27            [petitioner]’s account of events from the various jailhouse phone 
             calls admitted into evidence.                               
28                                                                        
1            We have no difficulty concluding beyond a reasonable doubt that 
             K.’s out-of-court statement concerning [petitioner] pulling out the 
2            gun  did  not  contribute  to  [petitioner]’s  voluntary  manslaughter 
             conviction.                                                 
3                                                                        
4  ECF No. 65-8 at 17-19.                                                
5          2.  Clearly Established Federal Law                           
6       The Sixth Amendment's Confrontation Clause provides that, “[i]n all criminal 
7  prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against 
8  him.”6  U.S. Const. amend. VI.  In Crawford v. Washington,
541 U.S. 36, 68
(2004), the Supreme 
9  Court held that, before testimonial hearsay evidence may be admitted, “the Sixth Amendment 
10  demands what the common law required: unavailability and a prior opportunity for cross-
11  examination.”  Subsequent decisions of the Supreme Court have further defined the types of 
12  statements that are “testimonial.”  See Davis v. Washington,
547 U.S. 813
(2006); Michigan v. 
13  Bryant,
562 U.S. 344
(2011).  In Davis,
547 U.S. at 822
, the Supreme Court concluded that 
14  statements “are testimonial when the circumstances objectively indicate that there is no such 
15  ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past 
16  events potentially relevant to later criminal prosecution.”  If testimonial statements have been 
17  admitted at trial without the guarantee of confrontation, the court must conduct a harmless error 
18  analysis to determine whether the error justifies relief.  Delaware v. Van Arsdall,
475 U.S. 673
, 
19  684 (1986).                                                           
20          3.
28 U.S.C. § 2254
(d) Analysis                              
21       Because the California Court of Appeal determined that the admission of the statement 
22  violated petitioner’s right to confrontation under the Sixth Amendment, the ultimate issue before 
23  the court is whether the California Court of Appeal’s conclusion that the error was harmless was 
24  objectively reasonable under
28 U.S.C. § 2254
(d).7  See Mitchell v. Esparza,
540 U.S. 12
, 18 
25                                                                        

   6 This right is applied to state criminal prosecutions through the Fourteenth Amendment.  See 
26                                                                        
   Pointer v. Texas,
380 U.S. 400
(1965).                                
27  7 In the interests of judicial economy, the undersigned finds it unnecessary to determine whether 
   the California Court of Appeal unreasonably applied Crawford in determining that the petitioner’s 
28  wife’s statement to police constituted testimonial hearsay.           
1  (2003) (per curiam) (explaining that on federal habeas review the question is whether the state 
2  court’s harmless error analysis was objectively reasonable).  The undersigned finds that the state 
3  court applied the correct harmless error standard on direct review, and that, ultimately, its 
4  conclusion that the error was harmless was not objectively unreasonable.  In this case, petitioner’s 
5  wife’s statement only concerned a tangential aspect of the case that did not address whether 
6  petitioner fired the final shot in self-defense as he claimed.  When properly viewed in light of the 
7  evidence as a whole, the undersigned concludes that petitioner has not demonstrated that jurists of 
8  reason would disagree with the California Court of Appeal’s harmless error analysis.  See 
9  Harrington v. Richter,
562 U.S. at 101
(emphasizing that “[a] state court's determination that a 
10  claim lacks merit precludes federal habeas relief so long as ‘fairminded jurists could disagree’ on 
11  the correctness of the state court's decision.”) (citation omitted).  Thus, he is not entitled to habeas 
12  relief on claim one.                                                  
13       B.  Jury Instruction Challenges in Claims Five and Six           
14       As described in petitioner’s opening brief on appeal, “this case came down to whether 
15  [petitioner] acted in self-defense, as he claimed, or killed Lambert under a sudden heat of 
16  passion.”  ECF No. 1 at 22.  The first jury instruction that petitioner challenges concerning mutual 
17  combat was requested by the prosecution and objected to by the defense at trial.  Petitioner 
18  submits that there was not substantial evidence that petitioner actually engaged in mutual combat 
19  to support giving the instruction.  Additionally, petitioner argues that there is a reasonable 
20  likelihood that the jury applied CALCRIM 3471 in a way that shifted the burden of proof to him 
21  to establish that he acted in self-defense, thereby violating his right to due process.8  With respect 

22                                                                        
   8 CALCRIM No. 3471, as given to the jury in this case, provides:      
23                                                                        
        A person who engages in mutual combat or who starts a fight has a right to self-defense 
24       or imperfect self-defense, only if:                              

25                                                                        
             1. He actually and in good faith tried to stop fighting;    
             2. He indicated, by word or by conduct, to his opponent, in a way that a reasonable 
26                                                                        
             person would understand, that he wanted to stop fighting and that he had stopped 
27            fighting;                                                   
             AND                                                         
28            3. He gave his opponent a chance to stop fighting.          
1  to CALCRIM 3472, petitioner asserts that there was not substantial evidence to justify instructing 
2  the jury with it because there is no evidence suggesting that petitioner provoked a fight with 
3  Lambert.9                                                             
4          1.  Last Reasoned State Court Opinion                         
5       The California Court of Appeal assumed the challenged instructions were improperly 
6  given, but denied relief finding the error was harmless.  “[The evidence overwhelmingly 
7  established defendant’s conduct, at the very least, amounted to voluntary manslaughter. 
8  Any error in giving the jury these instructions was manifestly harmless under any standard of 
9  prejudice.”  ECF No. 65-3 at 20.                                      
10          2.  Clearly Established Federal Law                           
11       Erroneous jury instructions do not support federal habeas relief unless the infirm 
12  instruction so infected the entire trial that the resulting conviction violates due process.  Estelle v. 
13  McGuire,
502 U.S. 62, 72
(1991) (quoting Cupp v. Naughten,
414 U.S. 141, 147
(1973)); see also 
14  Donnelly v. DeChristoforo,
416 U.S. 637, 643
(1974) (stating that “‘it must be established not 
15  merely that the instruction is undesirable, erroneous, or even ‘universally condemned,’ but that it 
16  violated some [constitutional right]”).  The challenged instruction may not be judged in artificial 
17  isolation but must be considered in the context of the instructions as a whole and the trial record 

18                                                                        

19       If the defendant meets these requirements, he then had a right to self-defense if the 
        opponent continued to fight.                                     
20                                                                        
        However, if the defendant used only non-deadly force, and the opponent responded with 
21       such sudden and deadly force that the defendant could not withdraw from the fight, then 
        the defendant had the right to defend himself with deadly force and was not required to try 
22                                                                        
        to stop fighting, communicate the desire to stop to the opponent, or give the opponent a 
23       chance to stop fighting.                                         

24       A fight is mutual combat when it began or continued by mutual consent or 
        agreement. That agreement may be expressly stated or implied and must occur before the 
25                                                                        
        claim to self-defense arose.                                     

26                                                                        
   See ECF No. 65-3 at 157 (Clerk’s Transcript) (italics in original).   
27  9 CALCRIM No. 3472, as given to the jury, provides: “A person does not have the right to self-
   defense if he provokes a fight or quarrel with the intent to create an excuse to use force.”  ECF 
28  No. 65-3 at 155.                                                      
1  overall. Estelle,
502 U.S. at 72
.  Moreover, relief is only available if there is a reasonable 
2  likelihood that the jury has applied the challenged instruction in a way that violates the 
3  Constitution.
Id.
at 72–73.                                          
4          3.
28 U.S.C. § 2254
(d) Analysis                              
5       The undersigned finds that the state court’s harmless error analysis is not objectively 
6  unreasonable under
28 U.S.C. § 2254
(d).  Petitioner does not suggest, much less point to any 
7  portion of the record, that would indicate that the jury misinterpreted the instructions given.  His 
8  argument is purely speculative.  Moreover, with respect to CALCRIM 3471, the totality of the 
9  record does not support petitioner’s argument that the jury would have used this instruction to 
10  improperly shift the burden of proof on self-defense to him.  During closing argument, defense 
11  counsel emphasized, over and over, that the prosecution had the burden of proving that the killing 
12  was not done in self-defense.  “And, again, I can’t emphasize this enough.  The district attorney 
13  has the massive burden of proving beyond all reasonable doubt that the killing was not justified.  
14  They have to essentially disprove self-defense to leave you no doubt that it does not apply.”  ECF 
15  No. 65-2 at 185.  A review of the trial record in this case does not suggest that the jury would 
16  have applied CALCRIM 3471 as petitioner suggests.  See Victor v. Nebraska,
511 U.S. 1
, 5–6 
17  (1994) (stating that “the proper inquiry is not whether the instruction ‘could have’ been applied in 
18  an unconstitutional manner, but whether there was a reasonable likelihood that the jury did so 
19  apply it.”).  As the jury was properly instructed on the correct burden of proof and the jury 
20  instructions given, as a whole, do not suggest any ambiguity or misinterpretation by the jury, the 
21  state court did not unreasonably apply clearly established federal law in finding any error was 
22  harmless.  See Hedgpeth v. Pulido,
555 U.S. 57
(2008) (per curiam) (reversing grant of habeas 
23  relief on jury instruction claim finding harmless error analysis applied).   
24       Furthermore, petitioner’s arguments that CALCRIM 3471 and 3472 were not supported 
25  by substantial evidence only views the trial evidence myopically from the defense perspective.  It 
26  ignores the record evidence as a whole.  During the jury instruction conference, the prosecutor 
27  argued, and the trial court agreed, that there was a sufficient basis that petitioner provoked a fight 
28  or quarrel with the victim based upon petitioner’s disparaging comments about the victim’s 
1  girlfriend.  ECF No. 65-2 at 141.  According to the trial court, “[The] People are going to argue it 
2  and I think the jury should be given instructions so they can determine, A, whether or not it 
3  applies, and, B, if it applies, how they are to use it.”  ECF No. 65-2 at 141.  When the prosecution 
4  evidence is considered instead of just the defense evidence in isolation, this court does not find 
5  petitioner’s argument to be persuasive.  Reviewing the challenged instructions in the context of 
6  the overall trial record, as required by Estelle, this court does not find that state court’s 
7  determination that any error in CALCRIM 3471 and 3472 was harmless was objectively 
8  unreasonable under
28 U.S.C. § 2254
(d).  Estelle,
502 U.S. at 72
.     
9       Even assuming that this court found the state court decision was unreasonable under § 
10  2254(d), petitioner would still have to demonstrate that these jury instructions resulted in actual 
11  prejudice to him as a matter of de novo review under Brecht.  See Calderon v. Coleman,
525 U.S. 
12  141, 146-147
(1998).  Petitioner does not even attempt to argue that the challenged jury 
13  instructions rose to the level of having “a substantial and injurious effect on the jury verdict.”  
14  Brecht v. Abrahamson,
507 U.S. 619, 637
(1993).  This court finds that the use of CALCRIM 
15  3471 and 3472 was harmless under Brecht.  For all these reasons, petitioner is not entitled to 
16  habeas relief on his jury instruction challenges raised in claims five and six even when de novo 
17  review is applied.                                                    
18       C.  Cumulative Error Claim Raised in Claim Seven                 
19       Lastly, petitioner argues that the combined prejudice from all of his foregoing claims rises 
20  to the level of an independent constitutional violation entitling him to relief based on cumulative 
21  error.                                                                
22          1.  Last Reasoned State Court Opinion                         
23       The California Court of Appeal concluded in the last sentence of its opinion that “the 
24  cumulative prejudicial effect of the confrontation violation and assumed instructional errors does 
25  not require reversal.”  ECF No. 65-8 at 21.  Having supplied no rational for this conclusion, this 
26  federal habeas court is tasked with determining what reasons exist in the record that could have 
27  supported the state court judgment.  See Harrington v. Richter,
562 U.S. 86, 102
(2011).   
28  /////                                                                 
1          2.  Clearly Established Federal Law                           
2       The Ninth Circuit Court of Appeal recognizes a free-standing claim of cumulative error in 
3  federal habeas proceedings when “the combined effect of multiple trial court errors violates due 
4  process” thus rendering the trial fundamentally unfair.  Parle v. Runnels,
505 F.3d 922
(9th Cir. 
5  2007)(citing Chambers v. Mississippi,
410 U.S. 284, 298
(1973)).  A due process violation occurs 
6  when “the combined effect of the errors had a ‘substantial and injurious effect or influence on the 
7  jury's verdict.’”  Parle,
505 F.3d at 927
(quoting Brecht,
507 U.S. at 637
).  
8          3.
28 U.S.C. § 2254
(d) Analysis                              
9       The undersigned finds that even taken cumulatively, the assigned evidentiary and jury 
10  instructional errors in this case are not sufficient to render petitioner’s trial fundamentally unfair 
11  in violation of due process.  The court has already concluded that petitioner’s two jury instruction 
12  challenges, even when put together, did not have a substantial and injurious effect or influence on 
13  the jury’s verdict when reviewed de novo.  See supra at Section B(3).  Thus, the only remaining 
14  error to add to the prejudice analysis is the admission of petitioner’s wife’s statement that was 
15  contained in the police report.                                       
16       This erroneously admitted statement concerned who was responsible for pulling the gun 
17  from petitioner’s side holster before the first shot was fired.  However, in this case, the jury was 
18  asked to decide whether petitioner was acting in self-defense when the second and third gunshots 
19  that killed Lambert were made.  “[I]n determining whether the combined effect of multiple errors 
20  rendered a criminal defense ‘far less persuasive’ and had a ‘substantial and injurious effect or 
21  influence’ on the jury's verdict, the overall strength of the prosecution's case must be considered 
22  because ‘a verdict or conclusion only weakly supported by the record is more likely to have been 
23  affected by errors than one with overwhelming record support.’”  Parle,
505 F.3d at 928
(quoting 
24  Strickland v. Washington,
466 U.S. 668, 696
(1984)).                  
25       This court is not convinced that even all three errors taken cumulatively had a substantial 
26  and injurious effect or influence on the jury’s verdict.  Petitioner’s testimony was so thoroughly 
27  cross-examined at trial that the undersigned cannot conclude that his self-defense argument would 
28  have ever persuaded a jury that firing the third and final gunshot was reasonably necessary to 
1  defend against the danger from Lambert in order to result in a total acquittal.  A few examples 
2  from petitioner’s cross-examination illustrate this point:            
3            Q:  I mean you’re now all of a sudden clear, well, I’m in a tough 
             situation, but, you know I’m gonna wait and see if he gets up ‘cause 
4            I only want to use reasonable force.  That’s what you’re telling us? 
5            A:  I wouldn’t put it in that kind of condescending tone but – 
6  ECF No. 65-2 at 26.                                                   
7            Q:  So you’re telling your wife
 that after the shot, she goes away, 
             that Matt came and got you in a headlock.  That’s what you’re telling 
8            her; is it not?                                             
9            A:  I’ve had nightmares about headlocks.                    
10            Q:  This is what you’re telling her.                        
11            A:  Yes.                                                    
12            Q:  This is the story that you’re coming up with.           
13            A:  No.  My story – my testimony is not changing.           
14  ECF No. 65-2 at 53.                                                   
15            Q:  And the law that you read basically says that for self-defense you 
             have to be in imminent danger; right?                       
16                                                                        
             A:  Yes.                                                    
17                                                                        
             Q:  Okay.  And so in court it’s just a coincidence that you use the 
18            exact same words.                                           
19            A:  I have a good vocabulary.                               
20            Q:  So it’s a coincidence then; right?                      
21            A:  When I speak publicly, yes I have a good vocabulary
.   
22            Q:  Is it a coincidence, yes or no?                         
23            A:  No.                                                     
24  ECF No. 65-2 at 57.                                                   
25       In light of this cross-examination of petitioner at trial, the undersigned does not find that 
26  the claim of self-defense was rendered “far less persuasive” based on the evidentiary and jury 
27  instructional errors in this case.  See Parle,
505 F.3d at 928
(explaining prejudice standard for 
28  cumulative error claim).  The jury’s rejection of self-defense and its verdict of voluntary 
1  manslaughter was based on a credibility assessment of petitioner’s testimony.  Therefore, 
2  petitioner is not entitled to habeas relief on his cumulative error claim.  
3       IV.  Plain Language Summary for Pro Se Party                     
4       The following information is meant to explain this order in plain English and is not 
5  intended as legal advice.                                             
6       The court has reviewed your habeas corpus application and the trial court record in your 
7  case.  The undersigned is recommending that your habeas petition be denied on the merits.   
8       If you disagree with this result, you have 14 days to explain why it is incorrect.  Label 
9  your explanation “Objections to Magistrate Judge's Findings and Recommendations.”  The 
10  district court judge assigned to your case will then review the entire record and make the final 
11  decision in your case.                                                
12       Accordingly, IT IS HEREBY RECOMMENDED that petitioner’s application for a writ of 
13  habeas corpus be denied.                                              
14       These findings and recommendations are submitted to the United States District Judge 
15  assigned to the case, pursuant to the provisions of
28 U.S.C. § 636
(b)(l).  Within fourteen days 
16  after being served with these findings and recommendations, any party may file written 
17  objections with the court and serve a copy on all parties.  Such a document should be captioned 
18  “Objections to Magistrate Judge’s Findings and Recommendations.”  In his objections petitioner 
19  may address whether a certificate of appealability should issue in the event he files an appeal of 
20  the judgment in this case.  See Rule 11, Federal Rules Governing Section 2254 Cases (the district 
21  court must issue or deny a certificate of appealability when it enters a final order adverse to the 
22  applicant).  A certificate of appealability may issue under
28 U.S.C. § 2253
“only if the applicant 
23  has made a substantial showing of the denial of a constitutional right.”
28 U.S.C. § 2253
(c)(3).  
24  /////                                                                 
25  /////                                                                 
26  /////                                                                 
27  /////                                                                 
28  /////                                                                 
]    Any response to the objections shall be served and filed within fourteen days after service of the 
2 ||  objections.  The parties are advised that failure to file objections within the specified time may 
3 || waive the right to appeal the District Court’s order.  Martinez v. YIst,
951 F.2d 1153
(9th Cir. 
4}    1991). 
5 |  Dated:  June 14, 2024                        Card  ht fa      he 
6                                          CAROLYN K  DELANEY? 
7                                          UNITED STATES MAGISTRATE JUDGE 
8 
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13    12/feci0878 merits. F&R 
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Case Information

Court
E.D. Cal.
Decision Date
June 17, 2024
Status
Precedential