AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
[[COURTLISTENER_SUBOPINION {"id":"10635851","type":"100trialcourt","part":"other","author":null,"source_field":"html_with_citations"}]]
1
2
3
4
5
6
7
8 UNITED STATES DISTRICT COURT
9 FOR THE EASTERN DISTRICT OF CALIFORNIA
10
11 JAMES MICHAEL FECI, No. 2:20-cv-00878-DJC-CKD
12 Petitioner,
13 v. FINDINGS AND RECOMMENDATIONS
14 ROBERT BURTON,
15 Respondent.
16
17 Petitioner is a state prisoner proceeding pro se and in forma pauperis in this habeas corpus
18 action filed pursuant to
28 U.S.C. § 2254
. Petitioner challenges his voluntary manslaughter
19 conviction for shooting his roommate, Matthew Lambert.1 Upon careful consideration of the
20 record and the applicable law, the undersigned recommends denying petitionerâs habeas corpus
21 application on the merits.
22 I. Factual and Procedural History
23 Following a jury trial in the Sacramento County Superior Court, petitioner was convicted
24 of voluntary manslaughter with a firearm enhancement. ECF No. 1 at 1-2. In so doing, the jury
25 found petitioner not guilty of both murder in the first and second degree as the prosecution had
26 argued.2 See ECF No. 65-3 at 192 (verdict form). On January 5, 2018, he was sentenced to a
27
1 Hereinafter referred to as âLambert.â
28 2 Petitioner was charged with the first degree murder of Lambert, but the prosecution argued,
1 total prison term of 15 years. ECF No. 65-4 at 9 (Felony Abstract of Judgment).
2 Petitioner appealed to the California Court of Appeal which affirmed his conviction. ECF
3 No. 65-8 (direct appeal opinion). The California Supreme Court denied his petition for review on
4 February 26, 2020. ECF No. 65-10.
5 After independently reviewing the record, this court finds the state appellate courtâs
6 summary of the evidence accurate and adopts it herein.3
7 Lambert and a close friend, Michael Carbahal, moved into a house
together in September 2015. The following summer, they allowed
8 [petitioner], his wife, K., and four children to move into the house.4
[Petitioner] had known Lambert for five or six years and, according
9 to his testimony, considered Lambert to be his âbest friend.â He had
not known Carbahal for as long, about three years, and met him
10 through Lambert. Carbahal suffered from and took medication for
several mental health issues, including depression, anxiety, bipolar
11 disorder, and schizophrenia, during the time he lived in the house.
[Petitioner] and his family moved into the house about two months
12 before the events resulting in Lambertâs death.
13 We begin our recitation of these events a day or two before Lambert
died. Lambertâs girlfriend, V., was over at the house. While
14 intoxicated, she became involved in some sort of dispute with one of
the neighbors and began spraying a hose at the neighbor over the
15 back yard fence. Law enforcement officers came to the house, but
the record is unclear as to the outcome of their visit.
16
Either the next day or the day after, [petitioner], K., and Carbahal
17 were âsitting aroundâ the house âmaking jokesâ about the incident
with the hose. As Carbahal explained, [petitioner] did âan
18 impressionâ of V. that was âpretty funny.â [Petitioner] and K. also
expressed concern about V. using methamphetamine and said they
19 did not want drug use at the house. Lambert was at work when this
conversation took place, but V. was in his room and overheard
20 enough of what was being said to put together they were talking
about her.
21
When Lambert got home from work that afternoon, V. âtold him how
22 they were making fun of [her].â Lambert said he had told them not
to make her feel uncomfortable at the house, so he would be moving
23 out; V. said [petitioner] and his family should be the ones to move.
They then lay down together and Lambert fell asleep. While Lambert
24 slept, V. got up and picked up pizza for them to eat. When he woke
25
alternatively, that petitioner should be convicted of second degree murder.
3See
28 U.S.C. § 2254
(e)(1) (emphasizing that âa determination of a factual issue made by a State
26
court shall be presumed to be correctâ unless the petitioner rebuts it by clear and convincing
27 evidence).
4 In light of the procedural posture of this case, the court has substituted the word âpetitionerâ for
28 âdefendant.â These substitutions appear in brackets.
1 up some time later, they ate some of the pizza and V. told him she
would be going back to her house that night. Lambert became upset,
2 went into the kitchen, and started knocking various items off of the
counter and onto the floor. He also woke up Carbahal, who was
3 sleeping on a couch in the living room, by flicking him in the
forehead with his finger. Lambert asked Carbahal whether he had
4 been talking about his girlfriend and told him, âdonât talk shit behind
my back.â After a brief argument between these two, K. came out of
5 the room she shared with [petitioner] and their children. She told
Lambert, âFuck you,â Lambert responded, âShut up, you fat bitch,â
6 and the argument escalated from there, ending a couple minutes later
with Lambert telling K. that he wanted them to move out in the next
7 30 days. Lambert then returned to his room.
8 [Petitioner] was not at the house when these arguments occurred. He
got home a short time later and sat on the arm of one of the couches
9 while Carbahal told him what had happened. Lambert then came out
of his room and confronted [petitioner].
10
Carbahal could not remember what was said between the two, but
11 described the conversation as short and added: âIt wasnât even
yelling really.â When Lambert started to walk back to his room,
12 [petitioner] made a parting comment about V., âsomething like, for
that tweaker broad or something.â Hearing the comment, Lambert
13 turned around and said, âtalking shit again behind my back.â He then
rushed [petitioner] and tackled him on the couch.
14
Lambert, a much larger man than [petitioner], began choking and
15 punching him on the couch. [Petitioner] routinely carried a loaded
revolver in a holster on his hip and was so armed when Lambert
16 attacked him. He reached for his gun and removed it from its holster.
As [petitioner] did so, Lambert released his throat and tried to take
17 the gun from him. V. came into the living room when the fighting
began and told Lambert to stop. Lambert responded that [petitioner]
18 had âpulled a gun on him.â K. also came into the living room around
this time, said, âfuck that,â and jumped on Lambertâs back as he and
19 [petitioner] struggled for possession of the gun. At this point,
Carbahal also joined in the struggle, saying, âgive me the fucking
20 gun.â He was âyanking onâ the gun in an attempt to disarm both men
when âit just went off.â
21
No one was hit by this initial discharge, but both Lambert and
22 Carbahal were knocked to the ground. [Petitioner], still standing and
now in sole possession of the gun, pointed it at Lambert and fired a
23 second round. The bullet hit Lambert in the jaw as he sat in a kneeling
position on the floor, traveled through the soft tissues of his neck,
24 fracturing the cervical vertebrae, and lodged in his back. Lambert
immediately fell face down on the floor. Both K. and Carbahal
25 started yelling at [petitioner]. K. was crying. Carbahal then noticed
Lambert was moving. As he described, âit look[ed] like he was trying
26 to do a pushup.â Carbahal also described [petitioner]âs response:
âAnd [petitioner] takes two steps towards him and drops aim and he
27 puts one in the back of his head.â V. confirmed [petitioner] âstepped
forward and shot him again,â adding: âIt was really quickly.â This
28 bullet hit Lambert behind the right ear and traveled forward through
1 his brain from right to left, stopping when it hit bone on the left side
of his skull. Loss of consciousness was instantaneous; death from
2 blood loss and neurologic compromise quickly followed.
3 The foregoing description of the confrontation between [petitioner]
and Lambert is supported by the testimony of Carbahal and V., their
4 prior statements to law enforcement officers, and the forensic
pathologistâs description of the gunshot wounds inflicted on
5 Lambert. [Petitioner], however, told a different story from the
witness stand.
6
[Petitioner] testified Carbahal suffered from schizophrenia and
7 bipolar disorder, routinely abused a variety of drugs, and that he
drank alcohol, smoked marijuana, and used methamphetamine on the
8 day Lambert died. He also suspected V. of using methamphetamine,
but never actually witnessed her using the substance. The day he shot
9 and killed Lambert, on his way home from taking two of his children
to the park, [petitioner] spoke with K., who was âobviously upsetâ
10 and said she got into an argument with Lambert and wanted to move
out of the house. According to [petitioner], K. also told him Lambert
11 threatened to kill him. When [petitioner] got home, his eight-year-
old daughter told him the same thing. Rather than confront Lambert
12 about these threats, [petitioner] knocked on his bedroom door
because he saw there was pizza in the house and asked if his family
13 could eat some of the pizza. Lambert was âcalm, cool, collected, and
he said thatâs fine.â Five or ten minutes later, Lambert came out of
14 the room and, as [petitioner] put it, âstarted talking about how we
were talking trash about [V.] and he was upset about thatâ and went
15 âback and forth between he was moving out to he wanted us to move
out in 30 days to he wanted us out that day to us out at the end of the
16 week.â At the end of the conversation, which included some yelling
and cussing on the part of Lambert, [petitioner] agreed they would
17 be out at the end of the week and Lambert went back to his room.
18 About half an hour later, Carbahal initiated a conversation with
[petitioner] about Carbahalâs drug abuse and asked [petitioner] to
19 take him to the methadone clinic. [Petitioner] initially said no
because he was âfrustratedâ and âvery upsetâ with Carbahal for being
20 high around the children. As [petitioner] summarized what transpired
next in the conversation: âI started to walk away. And he called back
21 at me again, said and yelled please. And I turned back at him and he
had, like, this look in his eyes like a child and he started to cry. And
22 Iâm, like, what? Heâs, like, can you take me to get my meds, please?â
Ultimately, [petitioner] agreed to take Carbahal to the clinic the next
23 day because he âfelt bad for himâ and âwas still his friend,â as
[petitioner] put it: âI didnât want to turn my back on him.â
24
At this point in the conversation, according to [petitioner], Lambert
25 came out of his room and into the living room. [Petitioner] gave
Lambert âa friendly hey,â prompting Lambert to deliver a âhockey
26 body check shoveâ that knocked [petitioner] off of the arm of the
couch and onto the floor, causing him to hit his head in the entryway
27 of the house.
28 Lambert then went into the kitchen and broke some glasses and a
1 plate. When [petitioner] got up, he told Lambert: âIâm not going to
put my family in danger over [V.], you, and this whole situation.â
2 [Petitioner] believed âevacuatingâ was his familyâs only option. As
he started walking towards the hallway, [petitioner] âdidnât even get
3 a chance to reactâ before Lambert charged at him, saying, âyouâre
gonna talk shit about my girl, Iâll fucking kill you.â Lambert then
4 grabbed [petitioner] by the throat with both hands, carried him âfive
or six feet,â and âslammed [him] onto the couch.â On the couch,
5 Lambert straddled [petitioner] with his knee on his diaphragm and
choked him with both hands for 30 to 40 seconds, during which he
6 made various threats, including that he would kill [petitioner] and his
âwhore wife.â Then Lambert released [petitioner]âs neck with one of
7 his hands and repeatedly punched him in the face.
8 [Petitioner] âwas starting to pass outâ when Lambert reached for his
gun and, as [petitioner] described, âhe had this look in his eye like
9 the wolf wants to eat me.â [Petitioner] âwas scared to deathâ and also
reached for the gun, but only to try to keep it holstered. When
10 Lambert managed to remove the gun, [petitioner] yelled for Carbahal
to help, but he was âjust sitting there in his own little world.â
11 [Petitioner] and Lambert struggled for control of the gun. Carbahal
eventually grabbed the gun as well, but [petitioner] did not want him
12 to have it either considering his mental illness and drug use. During
this three-way struggle for control of the gun, K. came into the living
13 room and jumped onto Lambertâs back. Carbahal then pulled
[petitioner]âs hands away from the gun. Lambert, now with âfull
14 controlâ of the gun, âwent back to chokingâ [petitioner]. As
[petitioner] was starting to pass out for the second time, he heard K.
15 pleading for his life and then heard the revolver âgo from double
action to single actionâ just before it discharged for the first time.
16
The discharge caused Lambert to stumble backwards and
17 âsomehowâ [petitioner] got his gun back. [Petitioner] then yelled for
K. to protect the children and told Carbahal to call 911 because he
18 did not know whether anyone had been hit by the bullet. At this,
Lambert said, âcall the cops on me, Iâll fucking kill youâ and again
19 charged at [petitioner]. Still âbreathing very heavyâ and âin a lot of
pain,â defendant fired the gun at Lambert in order to stop the threat
20 to himself and protect his family from what he believed âwould have
been a massacreâ if Lambert got the gun back.
21
[Petitioner] did not know whether Lambert was hit or not, but he fell
22 to the floor on his hands and knees. Then, âquickly and effortlessly,â
Lambert went from that position to âtaking a knee like a football
23 playerâ to being âalmost upright.â Lambert said, âyou and your
family are fucking deadâ as he quickly rose to his feet. Still afraid for
24 his life, [petitioner] fired the fatal shot.
25 ECF No. 65-8 at 2-8.
26 At the conclusion of direct review, petitioner filed an application for writ of habeas corpus
27 raising the same claims he had argued in state court.5 ECF No. 1. In claim one, petitioner
28 5 After petitioner elected to abandon claims 2, 3, and 4, the court directed respondent to file an
1 contends that the admission of his wifeâs statement to a police officer violated the Sixth
2 Amendment Confrontation Clause and Crawford v. Washington,
541 U.S. 36
(2004). His next
3 two claims for relief challenge the trial courtâs jury instructions on mutual combat (CALCRIM
4 3471) and provoking a fight or quarrel (CALCRIM 3472) as a violation of his right to due process
5 because they were not supported by substantial evidence and confused the jury. Lastly, petitioner
6 submits that he is entitled to habeas relief based on the cumulative error of the first three claims
7 for relief.
8 Respondent filed an answer on April 6, 2023. ECF No. 63. First, respondent asserts that
9 the California Court of Appealâs decision was objectively reasonable in finding the Confrontation
10 Clause violation amounted to harmless error. Next, respondent argues that the jury instruction
11 challenges are meritless and were reasonably rejected by the state court as harmless. Even under
12 de novo review, the jury instructions did not have a substantial and injurious effect on the verdict
13 so as to entitle petitioner to habeas relief. ECF No. 63 at 23 (citing Brecht v. Abrahamson, 507
14 U.S. 619
, 637 (1993)). Lastly, according to respondent, the California Court of Appeal decision
15 rejecting petitionerâs cumulative error claim was reasonable, assuming that this actually
16 constitutes a federal constitutional claim.
17 The time for petitioner to file a traverse has expired. Therefore, the matter has been fully
18 briefed by the parties and is ready for decision.
19 II. AEDPA Standard of Review
20 To be entitled to federal habeas corpus relief, petitioner must affirmatively establish that
21 the state court decision resolving the claim on the merits âwas contrary to, or involved an
22 unreasonable application of, clearly established Federal law, as determined by the Supreme Court
23 of the United States.
28 U.S.C. § 2254
(d)(1). The âcontrary toâ and âunreasonable applicationâ
24 clauses of § 2254(d)(1) are different, as the Supreme Court has explained:
25 A federal habeas court may issue the writ under the âcontrary toâ
clause if the state court applies a rule different from the governing
26 law set forth in our cases, or if it decides a case differently than we
27
answer limited to claims 1, 5, 6 and 7. See ECF Nos. 58-59. Therefore, these Findings and
28 Recommendations only address these claims which are pending before the court.
1 have done on a set of materially indistinguishable facts. The court
may grant relief under the âunreasonable applicationâ clause if the
2 state court correctly identifies the governing legal principle from our
decisions but unreasonably applies it to the facts of the particular
3 case. The focus of the latter inquiry is on whether the state courtâs
application of clearly established federal law is objectively
4 unreasonable, and we stressed in Williams [v. Taylor,
529 U.S. 362
(2000)], that an unreasonable application is different from an
5 incorrect one.
6
Bell v. Cone,
535 U.S. 685, 694
(2002).
7
âA state courtâs determination that a claim lacks merit precludes federal habeas relief so
8
long as âfairminded jurists could disagreeâ on the correctness of the state courtâs decision.â
9
Harrington v. Richter,
562 U.S. 86, 101
(2011) (quoting Yarborough v. Alvarado,
541 U.S. 652
,
10
664 (2004)). Accordingly, â[a]s a condition for obtaining habeas corpus from a federal court, a
11
state prisoner must show that the state courtâs ruling on the claim being presented in federal court
12
was so lacking in justification that there was an error well understood and comprehended in
13
existing law beyond any possibility for fairminded disagreement.â Richter,
562 U.S. at 103
.
14
The phrase âclearly established Federal lawâ in § 2254(d)(1) refers to the âgoverning legal
15
principle or principlesâ previously articulated by the Supreme Court. Lockyer v. Andrade, 538
16
U.S. 63, 71-72
(2003). Clearly established federal law also includes âthe legal principles and
17
standards flowing from precedent.â Bradley v. Duncan,
315 F.3d 1091, 1101
(9th Cir. 2002)
18
(quoting Taylor v. Withrow,
288 F.3d 846, 852
(6th Cir. 2002)). Only Supreme Court precedent
19
may constitute âclearly established Federal law,â but circuit law has persuasive value regarding
20
what law is âclearly establishedâ and what constitutes âunreasonable applicationâ of that law.
21
Duhaime v. Ducharme,
200 F.3d 597, 600
(9th Cir. 2000); Robinson v. Ignacio,
360 F.3d 1044
,
22
1057 (9th Cir. 2004).
23
Relief is also available under the AEDPA where the state court predicates its adjudication
24
of a claim on an unreasonable factual determination.
28 U.S.C. § 2254
(d)(2). The statute
25
explicitly limits this inquiry to the evidence that was before the state court. See also Cullen v.
26
Pinholster,
563 U.S. 170
(2011). Under § 2254(d)(2), factual findings of a state court are
27
presumed to be correct subject only to a review of the record which demonstrates that the factual
28
1 finding(s) âresulted in a decision that was based on an unreasonable determination of the facts in
2 light of the evidence presented in the state court proceeding.â It makes no sense to interpret
3 âunreasonableâ in § 2254(d)(2) in a manner different from that same word as it appears in §
4 2254(d)(1) â i.e., the factual error must be so apparent that âfairminded juristsâ examining the
5 same record could not abide by the state court factual determination. A petitioner must show
6 clearly and convincingly that the factual determination is unreasonable. See Rice v. Collins, 546
7 U.S. 333
, 338 (2006).
8 If petitioner meets either of the
28 U.S.C. § 2254
(d) standards, then the federal habeas
9 court reviews the merits of the constitutional claim under pre-AEDPA standards in order to be
10 entitled to relief. Frantz v. Hazey,
533 F.3d 724
(9th Cir. 2008) (en banc).
11 III. Analysis
12 This court looks to the last reasoned state court decision in applying the
28 U.S.C. §
13
2254(d) standard. Wilson v. Sellers,
584 U.S. 122
(2018) (adopting the Ylst look through
14 presumption of silent state court denials of relief even after the decision in Harrington v. Richter,
15
562 U.S. 86
(2011)); see also Ylst v. Nunnemaker,
501 U.S. 797
(1991)(establishing the âlook
16 throughâ doctrine in federal habeas cases). In this case, the last reasoned state court decision
17 denying all four claims for relief is the California Court of Appeal decision. Thus, this court
18 âlooks throughâ the subsequent silent denial by the California Supreme Court and reviews the
19 California Court of Appealâs decision for objective reasonableness under
28 U.S.C. § 2254
(d).
20 See Johnson v. Williams,
568 U.S. 289
, 297 n. 1 (2013).
21 A. Confrontation Clause Challenge in Claim One
22 In his first claim for relief, petitioner asserts that the trial courtâs admission of his wifeâs
23 hearsay statement to a police officer on the night of the shooting violated Crawford v.
24 Washington,
541 U.S. 36
(2004), and his Sixth Amendment right to confrontation. The repetition
25 of this statement by the prosecutor during petitionerâs cross-examination rendered it prejudicial.
26 According to petitioner, â[t]he juryâs complete rejection of the prosecutorâs theory of the case by
27 its acquittal on the two murder counts, and its acceptance of [petitionerâs] voluntary manslaughter
28 defense, establishes that the stateâs evidence was weak, and that this was a close case.â ECF No.
1 1 at 58.
2 The relevant factual background supporting this claim for relief was described by the
3 California Court of Appeal.
4 During [petitioner]âs cross-examination, the prosecutor questioned
him concerning several phone conversations he had with K., [his
5 wife], while he was in jail. In one of these phone calls, [petitioner]
told K. that Lambert grabbed his gun. K. responded: âOh he did?â
6 Later, [petitioner] told K. âwe need to make the case for deprivation
of force.â In another phone call, they argued over the facts of the
7 shooting, specifically Lambertâs position when [petitioner] fired the
two shots that ended his life. In that conversation, when [petitioner]
8 said, âhe fuckinâ pulled my gun and was pointing,â K. interjected,
âYes,â but then disagreed with [petitioner]âs conclusion of the
9 sentence, âand was pointinâ it right at me,â saying: âNo he pushing
it . . . [¶] . . . [¶] towards your face. He was pushing it.â After
10 [petitioner] finished his version of how the first shot was fired, K.
said: âI - I yeah. See I - I donât - yeah - I donât - I donât remember.â
11 [Petitioner] also told K. their âjobâ would be to âdiscreditâ Carbahal,
to which K. acknowledged âhe did see more than I did.â During a
12 third conversation, after [petitioner] described what was required for
the shooting to have been in self-defense, K. said, âitâs not like you
13 chose - you did not choose to take out the gun[.]â
14 After questioning [petitioner] about these conversations, the
prosecutor asked [petitioner] whether he had read all of the police
15 reports in the case. [Petitioner] said he had. The prosecutor then
asked whether he wanted to discredit Carbahal because he said
16 [petitioner] was the one who pulled out the gun. [Petitioner] said he
did not recall. The prosecutor asked whether Carbahalâs testimony
17 was true, specifically that [petitioner] did pull out the gun, and that
Lambert said as much during their struggle for the gun. [Petitioner]
18 disagreed with both portions of Carbahalâs testimony and agreed
with the prosecutor that this disagreement was âpart of the reasonâ
19 he wanted to discredit Carbahal. Then, the prosecutor asked
[petitioner] whether K. âmakes the same comment that -- to the
20 police that you pulled the gun out first and then [Lambert] makes a
comment about you pull[ing] the gun out[.]â Defense counsel
21 objected on hearsay grounds. The trial court overruled the objection.
The prosecutor then restated the question: âIn the police report your
22 wife tells the police I believe on two occasions that it was you who
pulled the gun out; correct?â Defense counsel again objected on
23 hearsay grounds. Following an off-the-record discussion, the trial
court again overruled the objection, stating: âFor the effect on the
24 hearer I would permit the question to be asked.â After the prosecutor
repeated the question a third time, [petitioner] answered: âShe says
25 that, yes.â
26 After eliciting [petitioner]âs response, i.e., K. told police [petitioner]
was the one who first pulled out the gun, something he knew from
27 having read a police report containing K.âs out-of-court statement,
the prosecutor asked [petitioner] whether he agreed with the
28 statement. [Petitioner] disagreed and said he did not believe K. was
1 in the living room when the gun was pulled.
2 The jury was not instructed K.âs out-of-court statement could not be
considered to prove the truth of the matter asserted, specifically that
3 [petitioner] was the one who pulled the gun on Lambert. Moreover,
in closing argument, the prosecution told the jury to do just that,
4 arguing they should not believe [petitioner]âs testimony in this regard
because â[K.], [Carbahal], and [V.] all in one way or another tell you
5 [petitioner] pulled the gun out.â
6
ECF No. 65-8 at 8-10.
7
1. Last Reasoned State Court Opinion
8
After determining that the challenged statement contained two separate levels of hearsay
9
from petitionerâs wife as well as the police officer who wrote the report, the California Court of
10
Appeal concluded that the statement was used by the prosecutor to prove the truth of the matter
11
asserted, thus resulting in the improper admission of hearsay evidence. ECFR No. 65-8 at 12-13.
12
Next, the state court determined that the statement was âtestimonialâ under clearly established
13
Supreme Court precedent since Crawford because the wife âwas questioned, not as part of an
14
investigation into an ongoing emergency, but as part of an investigation into possibly criminal
15
past conduct.â ECF No. 65-8 at 16. Because petitioner did not have an opportunity to cross-
16
examine his wife during trial, the state court determined that the admission of the testimonial
17
hearsay violated petitionerâs Sixth Amendment right to confrontation. ECF No. 65-8 at 17.
18
Ultimately, the California Court of Appeal deemed this error to be harmless beyond a
19
reasonable doubt. ECF No. 65-8 at 17 (applying Chapman v. California,
386 U.S. 18
(1967),
20
standard of harmless error). In so doing, the court reasoned as follows:
21
[We first note the case against [petitioner] for murder was strong.
22 However, the jury did not convict [petitioner] of murder, instead
convicting him of voluntary manslaughter. The case against
23 [petitioner] for that crime was overwhelming. As we have previously
set forth in some detail, the testimony of Carbahal and V.[, Lambertâs
24 girlfriend], provided a compelling version of events in which
[petitioner] was physically assaulted by Lambert after [petitioner]
25 called V. a âtweaker.â Lambert, much larger than [petitioner],
quickly got the upper hand in the fight and was choking and punching
26 [petitioner] when [petitioner] pulled out his gun to defend himself.
At this point, Lambert and [petitioner] struggled for possession of the
27 gun, K. jumped onto Lambertâs back to try to pull him off of
[petitioner], and Carbahal also joined in the struggle for the gun. The
28 gun discharged, hitting no one, but knocking Lambert and Carbahal
1 to the ground. [Petitioner], now in sole possession of the gun, pointed
and fired a second round at Lambert, hitting him in the jaw. Lambert
2 fell face down on the floor. As Lambert struggled to get up, âlike he
was trying to do a pushup,â [petitioner] took two steps towards him
3 and fired a third round into the back of Lambertâs head, killing him.
The testimony of Carbahal and V., supporting this account of the
4 shooting, was materially consistent both with each otherâs testimony
and with their prior statements to police, and was also consistent with
5 the forensic pathologistâs testimony describing the injuries suffered
by Lambert.
6
In contrast to this account, [petitioner]âs version of the shooting was
7 inherently unbelievable. We decline to repeat it here, except to point
out that [petitioner]âs vague account of âsomehowâ getting his gun
8 back after it initially discharged was itself less than convincing. More
importantly, however, his testimony that Lambert âquickly and
9 effortlesslyâ rose from the floor after being shot the first time, while
saying, âyou and your family are fucking dead,â was impossible
10 given the nature of the first gunshot wound inflicted upon Lambert.
That bullet hit Lambert in the jaw, traveled through the soft tissues
11 of his neck, fracturing the cervical vertebrae, and lodged in his back.
We have no doubt he was trying to get up, as Carbahal described, but
12 no reasonable juror would have believed he was quickly and
effortlessly rising to his feet while threatening [petitioner] and his
13 family when the fatal shot was fired. Thus, even if the jury believed
that [petitioner] believed he needed to fire that shot in self-defense,
14 no reasonable juror would have found such a belief reasonable.
15 Stated simply, based on the compelling testimony of both Carbahal
and V., their prior statements to police, the forensic pathologistâs
16 testimony, and [petitioner]âs patently incredible account of events,
the very best [petitioner] could have hoped for was a voluntary
17 manslaughter conviction.
18 Turning to the likely impact of K.âs out-of-court statement that
[petitioner] pulled the gun on Lambert, we acknowledge this
19 statement corroborated the testimony of Carbahal and V. in this
regard, and undermined [petitioner]âs contrary testimony. However,
20 whether [petitioner] or Lambert was the first to pull out the gun was
not very important in terms of [petitioner]âs culpability. Assuming
21 for purposes of analysis that K.âs statement was not admitted, and
without the statement the jury believed [petitioner]âs testimony that
22 Lambert pulled the gun on him, the first discharge of the gun was the
result of a struggle for the gun, did not result in anyone being hit, and
23 there was no dispute [petitioner] had sole possession of the gun when
he intentionally fired the second two rounds at Lambert. The
24 important shot for purposes of assessing [petitioner]âs culpability
was the final shot. And as we have explained, [petitioner]âs
25 testimony with respect to the circumstances under which he fired that
shot was unbelievable for reasons independent of K.âs statement
26 regarding who initially pulled out the gun. Moreover, even without
this statement, the jury would have understood K. did not agree with
27 [petitioner]âs account of events from the various jailhouse phone
calls admitted into evidence.
28
1 We have no difficulty concluding beyond a reasonable doubt that
K.âs out-of-court statement concerning [petitioner] pulling out the
2 gun did not contribute to [petitioner]âs voluntary manslaughter
conviction.
3
4 ECF No. 65-8 at 17-19.
5 2. Clearly Established Federal Law
6 The Sixth Amendment's Confrontation Clause provides that, â[i]n all criminal
7 prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against
8 him.â6 U.S. Const. amend. VI. In Crawford v. Washington,
541 U.S. 36, 68
(2004), the Supreme
9 Court held that, before testimonial hearsay evidence may be admitted, âthe Sixth Amendment
10 demands what the common law required: unavailability and a prior opportunity for cross-
11 examination.â Subsequent decisions of the Supreme Court have further defined the types of
12 statements that are âtestimonial.â See Davis v. Washington,
547 U.S. 813
(2006); Michigan v.
13 Bryant,
562 U.S. 344
(2011). In Davis,
547 U.S. at 822
, the Supreme Court concluded that
14 statements âare testimonial when the circumstances objectively indicate that there is no such
15 ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past
16 events potentially relevant to later criminal prosecution.â If testimonial statements have been
17 admitted at trial without the guarantee of confrontation, the court must conduct a harmless error
18 analysis to determine whether the error justifies relief. Delaware v. Van Arsdall,
475 U.S. 673
,
19 684 (1986).
20 3.
28 U.S.C. § 2254
(d) Analysis
21 Because the California Court of Appeal determined that the admission of the statement
22 violated petitionerâs right to confrontation under the Sixth Amendment, the ultimate issue before
23 the court is whether the California Court of Appealâs conclusion that the error was harmless was
24 objectively reasonable under
28 U.S.C. § 2254
(d).7 See Mitchell v. Esparza,
540 U.S. 12
, 18
25
6 This right is applied to state criminal prosecutions through the Fourteenth Amendment. See
26
Pointer v. Texas,
380 U.S. 400
(1965).
27 7 In the interests of judicial economy, the undersigned finds it unnecessary to determine whether
the California Court of Appeal unreasonably applied Crawford in determining that the petitionerâs
28 wifeâs statement to police constituted testimonial hearsay.
1 (2003) (per curiam) (explaining that on federal habeas review the question is whether the state
2 courtâs harmless error analysis was objectively reasonable). The undersigned finds that the state
3 court applied the correct harmless error standard on direct review, and that, ultimately, its
4 conclusion that the error was harmless was not objectively unreasonable. In this case, petitionerâs
5 wifeâs statement only concerned a tangential aspect of the case that did not address whether
6 petitioner fired the final shot in self-defense as he claimed. When properly viewed in light of the
7 evidence as a whole, the undersigned concludes that petitioner has not demonstrated that jurists of
8 reason would disagree with the California Court of Appealâs harmless error analysis. See
9 Harrington v. Richter,
562 U.S. at 101
(emphasizing that â[a] state court's determination that a
10 claim lacks merit precludes federal habeas relief so long as âfairminded jurists could disagreeâ on
11 the correctness of the state court's decision.â) (citation omitted). Thus, he is not entitled to habeas
12 relief on claim one.
13 B. Jury Instruction Challenges in Claims Five and Six
14 As described in petitionerâs opening brief on appeal, âthis case came down to whether
15 [petitioner] acted in self-defense, as he claimed, or killed Lambert under a sudden heat of
16 passion.â ECF No. 1 at 22. The first jury instruction that petitioner challenges concerning mutual
17 combat was requested by the prosecution and objected to by the defense at trial. Petitioner
18 submits that there was not substantial evidence that petitioner actually engaged in mutual combat
19 to support giving the instruction. Additionally, petitioner argues that there is a reasonable
20 likelihood that the jury applied CALCRIM 3471 in a way that shifted the burden of proof to him
21 to establish that he acted in self-defense, thereby violating his right to due process.8 With respect
22
8 CALCRIM No. 3471, as given to the jury in this case, provides:
23
A person who engages in mutual combat or who starts a fight has a right to self-defense
24 or imperfect self-defense, only if:
25
1. He actually and in good faith tried to stop fighting;
2. He indicated, by word or by conduct, to his opponent, in a way that a reasonable
26
person would understand, that he wanted to stop fighting and that he had stopped
27 fighting;
AND
28 3. He gave his opponent a chance to stop fighting.
1 to CALCRIM 3472, petitioner asserts that there was not substantial evidence to justify instructing
2 the jury with it because there is no evidence suggesting that petitioner provoked a fight with
3 Lambert.9
4 1. Last Reasoned State Court Opinion
5 The California Court of Appeal assumed the challenged instructions were improperly
6 given, but denied relief finding the error was harmless. â[The evidence overwhelmingly
7 established defendantâs conduct, at the very least, amounted to voluntary manslaughter.
8 Any error in giving the jury these instructions was manifestly harmless under any standard of
9 prejudice.â ECF No. 65-3 at 20.
10 2. Clearly Established Federal Law
11 Erroneous jury instructions do not support federal habeas relief unless the infirm
12 instruction so infected the entire trial that the resulting conviction violates due process. Estelle v.
13 McGuire,
502 U.S. 62, 72
(1991) (quoting Cupp v. Naughten,
414 U.S. 141, 147
(1973)); see also
14 Donnelly v. DeChristoforo,
416 U.S. 637, 643
(1974) (stating that ââit must be established not
15 merely that the instruction is undesirable, erroneous, or even âuniversally condemned,â but that it
16 violated some [constitutional right]â). The challenged instruction may not be judged in artificial
17 isolation but must be considered in the context of the instructions as a whole and the trial record
18
19 If the defendant meets these requirements, he then had a right to self-defense if the
opponent continued to fight.
20
However, if the defendant used only non-deadly force, and the opponent responded with
21 such sudden and deadly force that the defendant could not withdraw from the fight, then
the defendant had the right to defend himself with deadly force and was not required to try
22
to stop fighting, communicate the desire to stop to the opponent, or give the opponent a
23 chance to stop fighting.
24 A fight is mutual combat when it began or continued by mutual consent or
agreement. That agreement may be expressly stated or implied and must occur before the
25
claim to self-defense arose.
26
See ECF No. 65-3 at 157 (Clerkâs Transcript) (italics in original).
27 9 CALCRIM No. 3472, as given to the jury, provides: âA person does not have the right to self-
defense if he provokes a fight or quarrel with the intent to create an excuse to use force.â ECF
28 No. 65-3 at 155.
1 overall. Estelle,
502 U.S. at 72
. Moreover, relief is only available if there is a reasonable
2 likelihood that the jury has applied the challenged instruction in a way that violates the
3 Constitution.
Id.
at 72â73.
4 3.
28 U.S.C. § 2254
(d) Analysis
5 The undersigned finds that the state courtâs harmless error analysis is not objectively
6 unreasonable under
28 U.S.C. § 2254
(d). Petitioner does not suggest, much less point to any
7 portion of the record, that would indicate that the jury misinterpreted the instructions given. His
8 argument is purely speculative. Moreover, with respect to CALCRIM 3471, the totality of the
9 record does not support petitionerâs argument that the jury would have used this instruction to
10 improperly shift the burden of proof on self-defense to him. During closing argument, defense
11 counsel emphasized, over and over, that the prosecution had the burden of proving that the killing
12 was not done in self-defense. âAnd, again, I canât emphasize this enough. The district attorney
13 has the massive burden of proving beyond all reasonable doubt that the killing was not justified.
14 They have to essentially disprove self-defense to leave you no doubt that it does not apply.â ECF
15 No. 65-2 at 185. A review of the trial record in this case does not suggest that the jury would
16 have applied CALCRIM 3471 as petitioner suggests. See Victor v. Nebraska,
511 U.S. 1
, 5â6
17 (1994) (stating that âthe proper inquiry is not whether the instruction âcould haveâ been applied in
18 an unconstitutional manner, but whether there was a reasonable likelihood that the jury did so
19 apply it.â). As the jury was properly instructed on the correct burden of proof and the jury
20 instructions given, as a whole, do not suggest any ambiguity or misinterpretation by the jury, the
21 state court did not unreasonably apply clearly established federal law in finding any error was
22 harmless. See Hedgpeth v. Pulido,
555 U.S. 57
(2008) (per curiam) (reversing grant of habeas
23 relief on jury instruction claim finding harmless error analysis applied).
24 Furthermore, petitionerâs arguments that CALCRIM 3471 and 3472 were not supported
25 by substantial evidence only views the trial evidence myopically from the defense perspective. It
26 ignores the record evidence as a whole. During the jury instruction conference, the prosecutor
27 argued, and the trial court agreed, that there was a sufficient basis that petitioner provoked a fight
28 or quarrel with the victim based upon petitionerâs disparaging comments about the victimâs
1 girlfriend. ECF No. 65-2 at 141. According to the trial court, â[The] People are going to argue it
2 and I think the jury should be given instructions so they can determine, A, whether or not it
3 applies, and, B, if it applies, how they are to use it.â ECF No. 65-2 at 141. When the prosecution
4 evidence is considered instead of just the defense evidence in isolation, this court does not find
5 petitionerâs argument to be persuasive. Reviewing the challenged instructions in the context of
6 the overall trial record, as required by Estelle, this court does not find that state courtâs
7 determination that any error in CALCRIM 3471 and 3472 was harmless was objectively
8 unreasonable under
28 U.S.C. § 2254
(d). Estelle,
502 U.S. at 72
.
9 Even assuming that this court found the state court decision was unreasonable under §
10 2254(d), petitioner would still have to demonstrate that these jury instructions resulted in actual
11 prejudice to him as a matter of de novo review under Brecht. See Calderon v. Coleman,
525 U.S.
12 141, 146-147
(1998). Petitioner does not even attempt to argue that the challenged jury
13 instructions rose to the level of having âa substantial and injurious effect on the jury verdict.â
14 Brecht v. Abrahamson,
507 U.S. 619, 637
(1993). This court finds that the use of CALCRIM
15 3471 and 3472 was harmless under Brecht. For all these reasons, petitioner is not entitled to
16 habeas relief on his jury instruction challenges raised in claims five and six even when de novo
17 review is applied.
18 C. Cumulative Error Claim Raised in Claim Seven
19 Lastly, petitioner argues that the combined prejudice from all of his foregoing claims rises
20 to the level of an independent constitutional violation entitling him to relief based on cumulative
21 error.
22 1. Last Reasoned State Court Opinion
23 The California Court of Appeal concluded in the last sentence of its opinion that âthe
24 cumulative prejudicial effect of the confrontation violation and assumed instructional errors does
25 not require reversal.â ECF No. 65-8 at 21. Having supplied no rational for this conclusion, this
26 federal habeas court is tasked with determining what reasons exist in the record that could have
27 supported the state court judgment. See Harrington v. Richter,
562 U.S. 86, 102
(2011).
28 /////
1 2. Clearly Established Federal Law
2 The Ninth Circuit Court of Appeal recognizes a free-standing claim of cumulative error in
3 federal habeas proceedings when âthe combined effect of multiple trial court errors violates due
4 processâ thus rendering the trial fundamentally unfair. Parle v. Runnels,
505 F.3d 922
(9th Cir.
5 2007)(citing Chambers v. Mississippi,
410 U.S. 284, 298
(1973)). A due process violation occurs
6 when âthe combined effect of the errors had a âsubstantial and injurious effect or influence on the
7 jury's verdict.ââ Parle,
505 F.3d at 927
(quoting Brecht,
507 U.S. at 637
).
8 3.
28 U.S.C. § 2254
(d) Analysis
9 The undersigned finds that even taken cumulatively, the assigned evidentiary and jury
10 instructional errors in this case are not sufficient to render petitionerâs trial fundamentally unfair
11 in violation of due process. The court has already concluded that petitionerâs two jury instruction
12 challenges, even when put together, did not have a substantial and injurious effect or influence on
13 the juryâs verdict when reviewed de novo. See supra at Section B(3). Thus, the only remaining
14 error to add to the prejudice analysis is the admission of petitionerâs wifeâs statement that was
15 contained in the police report.
16 This erroneously admitted statement concerned who was responsible for pulling the gun
17 from petitionerâs side holster before the first shot was fired. However, in this case, the jury was
18 asked to decide whether petitioner was acting in self-defense when the second and third gunshots
19 that killed Lambert were made. â[I]n determining whether the combined effect of multiple errors
20 rendered a criminal defense âfar less persuasiveâ and had a âsubstantial and injurious effect or
21 influenceâ on the jury's verdict, the overall strength of the prosecution's case must be considered
22 because âa verdict or conclusion only weakly supported by the record is more likely to have been
23 affected by errors than one with overwhelming record support.ââ Parle,
505 F.3d at 928
(quoting
24 Strickland v. Washington,
466 U.S. 668, 696
(1984)).
25 This court is not convinced that even all three errors taken cumulatively had a substantial
26 and injurious effect or influence on the juryâs verdict. Petitionerâs testimony was so thoroughly
27 cross-examined at trial that the undersigned cannot conclude that his self-defense argument would
28 have ever persuaded a jury that firing the third and final gunshot was reasonably necessary to
1 defend against the danger from Lambert in order to result in a total acquittal. A few examples
2 from petitionerâs cross-examination illustrate this point:
3 Q: I mean youâre now all of a sudden clear, well, Iâm in a tough
situation, but, you know Iâm gonna wait and see if he gets up âcause
4 I only want to use reasonable force. Thatâs what youâre telling us?
5 A: I wouldnât put it in that kind of condescending tone but â
6 ECF No. 65-2 at 26.
7 Q: So youâre telling your wife⊠that after the shot, she goes away,
that Matt came and got you in a headlock. Thatâs what youâre telling
8 her; is it not?
9 A: Iâve had nightmares about headlocks.
10 Q: This is what youâre telling her.
11 A: Yes.
12 Q: This is the story that youâre coming up with.
13 A: No. My story â my testimony is not changing.
14 ECF No. 65-2 at 53.
15 Q: And the law that you read basically says that for self-defense you
have to be in imminent danger; right?
16
A: Yes.
17
Q: Okay. And so in court itâs just a coincidence that you use the
18 exact same words.
19 A: I have a good vocabulary.
20 Q: So itâs a coincidence then; right?
21 A: When I speak publicly, yes I have a good vocabularyâŠ.
22 Q: Is it a coincidence, yes or no?
23 A: No.
24 ECF No. 65-2 at 57.
25 In light of this cross-examination of petitioner at trial, the undersigned does not find that
26 the claim of self-defense was rendered âfar less persuasiveâ based on the evidentiary and jury
27 instructional errors in this case. See Parle,
505 F.3d at 928
(explaining prejudice standard for
28 cumulative error claim). The juryâs rejection of self-defense and its verdict of voluntary
1 manslaughter was based on a credibility assessment of petitionerâs testimony. Therefore,
2 petitioner is not entitled to habeas relief on his cumulative error claim.
3 IV. Plain Language Summary for Pro Se Party
4 The following information is meant to explain this order in plain English and is not
5 intended as legal advice.
6 The court has reviewed your habeas corpus application and the trial court record in your
7 case. The undersigned is recommending that your habeas petition be denied on the merits.
8 If you disagree with this result, you have 14 days to explain why it is incorrect. Label
9 your explanation âObjections to Magistrate Judge's Findings and Recommendations.â The
10 district court judge assigned to your case will then review the entire record and make the final
11 decision in your case.
12 Accordingly, IT IS HEREBY RECOMMENDED that petitionerâs application for a writ of
13 habeas corpus be denied.
14 These findings and recommendations are submitted to the United States District Judge
15 assigned to the case, pursuant to the provisions of
28 U.S.C. § 636
(b)(l). Within fourteen days
16 after being served with these findings and recommendations, any party may file written
17 objections with the court and serve a copy on all parties. Such a document should be captioned
18 âObjections to Magistrate Judgeâs Findings and Recommendations.â In his objections petitioner
19 may address whether a certificate of appealability should issue in the event he files an appeal of
20 the judgment in this case. See Rule 11, Federal Rules Governing Section 2254 Cases (the district
21 court must issue or deny a certificate of appealability when it enters a final order adverse to the
22 applicant). A certificate of appealability may issue under
28 U.S.C. § 2253
âonly if the applicant
23 has made a substantial showing of the denial of a constitutional right.â
28 U.S.C. § 2253
(c)(3).
24 /////
25 /////
26 /////
27 /////
28 /////
] Any response to the objections shall be served and filed within fourteen days after service of the
2 || objections. The parties are advised that failure to file objections within the specified time may
3 || waive the right to appeal the District Courtâs order. Martinez v. YIst,
951 F.2d 1153
(9th Cir.
4} 1991).
5 | Dated: June 14, 2024 Card ht fa he
6 CAROLYN K DELANEY?
7 UNITED STATES MAGISTRATE JUDGE
8
9
10
1]
12
13 12/feci0878 merits. F&R
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
20Case Information
- Court
- E.D. Cal.
- Decision Date
- June 17, 2024
- Status
- Precedential