(HC) Hall v. Cavagnolo

E.D. Cal.8/5/2025
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8                      UNITED STATES DISTRICT COURT                      
9                 FOR THE EASTERN DISTRICT OF CALIFORNIA                 
10                                                                        
11   ANDREW HOWARD HALL,             No.  2:22-cv-1722 DJC CKD P          
12                Petitioner,                                             
13        v.                                                              
14   JANAN CAVAGNOLO,1               FINDINGS AND RECOMMENDATIONS         
15                Respondent.                                             
16                                                                        
17       Petitioner is proceeding pro se with a second amended petition for writ of habeas corpus 
18  under 28 U.S.C. § 2254.   In 2016, a Trinity County jury convicted petitioner of attempted 
19  murder, possession of a firearm by a felon and possession of ammunition by a felon.  Petitioner 
20  was acquitted of assault with a machine gun or assault rifle but found guilty of the lesser included 
21  offense of assault with a firearm.  ECF No. 25-12 at 1-2.  On May 14, 2018, the California Court 
22  of Appeal reversed judgment finding that the jury should have been instructed as to imperfect 
23  self-defense.  ECF No. 25-3 at 7.  On remand, the prosecution was allowed to amend the 
24  information to include assault with a firearm. ECF No. 25-3 at 2. At the retrial, which concluded 
25  on May 17, 2019, petitioner was convicted of attempted voluntary manslaughter and again 
26  convicted of assault with a firearm, possession of firearm by a felon, and possession of 
27                                                                        
   1  Warden Cavagnolo is hereby substituted as the respondent in this action pursuant to Rule 2 of 
28  the Rules Governing Section 2254 Cases.                               
1  ammunition by a felon.  ECF No. 21 at 2 & CT 414.  Shortly thereafter petitioner, was sentenced 
2  to 18 years and 6 months in prison.  CT 414.                          
3       Petitioner presents two grounds for relief.  For the reasons which follow, the court 
4  recommends that the second amended petition for a writ of habeas corpus be denied. 
5  I.  Background                                                        
6       Following his second trial, petitioner appealed his convictions and sentences to the 
7  California Court of Appeal.  ECF No. 25-9.  The Court of Appeal summarized the evidence 
8  presented at trial and other relevant facts as follows:               
9            The  victim  testified  that  he  and  defendant  had  been  doing 
             methamphetamine together, and they had woken up from being  
10            asleep  when  defendant  asked  him  for  a  light  for  a  cigarette. 
             Defendant was lying down inside a shack with the door open, and the 
11            victim was on the ground outside of the shack. The victim had 
             matches inside the handle of his knife.  He unsheathed the knife and 
12            then stood up and walked toward defendant.  Defendant had a rifle 
             in his hands and was pointing it at the victim.  The victim went to 
13            toss the knife to defendant, telling him to open it, and defendant shot 
             him in the shoulder and arm.  Defendant was about 15 to 20 feet away 
14            at the time he fired the rifle.  The victim testified he did not recall 
             doing  anything  aggressive  toward  defendant,  but  he  may  have 
15            threatened him with the knife. The victim had not been taking his 
             medication at the time of the shooting, and when he did not take his 
16            medication, it affected his ability to remember things.     
17            James, who also saw the shooting, had previously seen defendant 
             walking around with what appeared to be an AR-15.  James testified 
18            he saw defendant point the gun at the victim, and then the victim said, 
             “ ‘Well, if you’re going to have that gun, you better use it.’ ”  James 
19            said the victim reached for his knife and was pulling it out when 
             defendant shot him.                                         
20                                                                        
             Law enforcement discovered two spent shell casings in a location 
21            consistent with use inside the shack.  Law enforcement also found a 
             rifle and a smaller gun inside the shack.                   
22                                                                        
             Unlike in the previous trial, defendant did not testify.    
23                                                                        
             A private investigator testified he had previously interviewed James, 
24            and at that time, James said the victim removed his knife from the 
             sheath and had started to raise it when defendant shot him. 
25                                                                        
             The defense offered testimony from a self-defense expert about “the 
26            21-Foot Rule.”  The expert testified “the 21-Foot Rule is if you have 
             an officer . . . confronting individuals, if suddenly the individual 
27            brandishes a weapon, . . . it takes a distance of 21 feet for the officer 
28                                                                        
1            to react, draw his sidearm and fire.”2  Further, the individual with the 
             weapon can close the distance in one and a half to three seconds.  If 
2            someone is within the 21-foot area with a weapon, the likelihood that  
3            someone without a weapon would be injured or killed is 80 to 90 
             percent.                                                    
4                                                                        
5  ECF No.  25-12 at 3-4                                                 
6       Petitioner raised the same two claims he raises here, ECF No. 25-9, and both claims were 
7  denied.  ECF No. 25-12.  Petitioner sought review of the Court of Appeal’s decision in the 
8  California Supreme Court.  ECF No. 25-13.  The petition for review was denied without 
9  comment.  ECF No. 25-13.                                              
10  II.  Standards of Review Applicable to Habeas Corpus Claims           
11       An application for a writ of habeas corpus by a person in custody under a judgment of a 
12  state court can be granted only for violations of the Constitution or laws of the United States.  28  
13  U.S.C. § 2254(a).  A federal writ of habeas corpus is not available for alleged error in the 
14  interpretation or application of state law.  See Wilson v. Corcoran, 562 U.S. 1, 5 (2010); Estelle v. 
15  McGuire, 502 U.S. 62, 67-68 (1991); Park v. California, 202 F.2d 1146, 1149 (9th Cir. 2000). 
16       Title 28 U.S.C. § 2254(d) sets forth the following limitation on the granting of federal 
17  habeas corpus relief:                                                 
18            An application for a writ of habeas corpus on behalf of a person in 
             custody pursuant to the judgment of a State court shall not be granted 
19            with respect to any claim that was adjudicated on the merits in State 
             court proceedings unless the adjudication of the claim –    
20                                                                        
             (1)  resulted  in  a  decision  that  was  contrary  to,  or  involved  an 
21            unreasonable  application  of,  clearly  established  federal  law,  as 
             determined by the Supreme Court of the United States;       
22                                                                        
             or                                                          
23                                                                        
             (2)  resulted  in  a  decision  that  was  based  on  an  unreasonable 
24            determination of the facts in light of the evidence presented in the 
             State court proceeding.                                     
25                                                                        
26                                                                        
   2  On cross examination, the expert explained that if the gun is already out “it depends on 
27  the individual officer.  Some officer[s] will be able to aim the weapon and fire it, some 
   officers will panic, not knowing what to do. . . . [¶]  But if the gun is out, then more likely 
28  than not he will be able to fire his weapon.”                         
1                                                                        
        The “contrary to” and “unreasonable application” clauses of § 2254(d)(1) are different, as  
2                                                                        
   the Supreme Court has explained:                                      
3                                                                        
             A federal habeas court may issue the writ under the “contrary to” 
4            clause if the state court applies a rule different from the governing 
             law set forth in our cases, or if it decides a case differently than we 
5            have done on a set of materially indistinguishable facts.  The court 
             may grant relief under the “unreasonable application” clause if the 
6            state court correctly identifies the governing legal principle from our 
             decisions but unreasonably applies it to the facts of the particular 
7            case.  The focus of the latter inquiry is on whether the state court’s 
             application  of  clearly  established  federal  law  is  objectively 
8            unreasonable, and we stressed in Williams [v. Taylor, 529 U.S. 362 
             (2000)]  that  an  unreasonable  application  is  different  from  an 
9            incorrect one.                                              

10  Bell v. Cone, 535 U.S. 685, 694 (2002).                               
11       “A state court’s determination that a claim lacks merit precludes federal habeas relief so 
12  long as ‘fairminded jurists could disagree’ on the correctness of the state court’s decision.” 
13  Harrington v. Richter, 562 U.S. 86, 101 (2011) (quoting Yarborough v. Alvarado, 541 U.S. 652, 
14  664 (2004)).  Accordingly, “[a]s a condition for obtaining habeas corpus from a federal court, a 
15  state prisoner must show that the state court’s ruling on the claim being presented in federal court 
16  was so lacking in justification that there was an error well understood and comprehended in 
17  existing law beyond any possibility for fairminded disagreement.”  Richter, 562 U.S. at 103. 
18       The petitioner bears “the burden to demonstrate that ‘there was no reasonable basis for the 
19  state court to deny relief.’”  Walker v. Martel, 709 F.3d 925, 939 (9th Cir. 2013) (quoting Richter, 
20  562 U.S. at 98).                                                      
21       The court looks to the last reasoned state court decision as the basis for the state court 
22  judgment.  Stanley v. Cullen, 633 F.3d 852, 859 (9th Cir. 2011).  Here, the last reasoned decision 
23  was issued by the California Court of Appeal.  ECF No. 21-12.         
24  III.   Claims and Analysis                                            
25       A.  Double Jeopardy and Collateral Estoppel                      
26       Petitioner argues that any evidence that petitioner used an assault weapon when shooting 
27  the victim should not have been presented in the second trial because he was found not guilty of  
28  assault with a machine gun or assault rifle in the first trial.       
1       The California Court of Appeal identified the relevant facts as follows: 
2            In the prior trial, the jury also heard evidence that law enforcement 
             found  two  expended  casings.  Additional  evidence  showed  the 
3            casings were consistent with ammunition used in an AR-15-type rifle 
             and their location was “consistent with someone standing in the 
4            doorway facing out and shooting outside the doorway.”  Police also 
             found a .22 rifle, but no corresponding casings.  Defendant testified 
5            that he grabbed a nearby .22 rifle after the victim had entered the 
             doorway and shot him with it after the victim raised a knife.  James 
6            testified the gun looked like an M-16.                      
7            After we issued our opinion in defendant’s prior appeal, an AR-15 
             was  found  buried  on  defendant’s  neighbor’s  property.    This 
8            additional evidence was presented to the jury during the subsequent 
             retrial. Additionally, an investigator employed by the California 
9            Department of Justice Crime Lab in Redding opined at the retrial that 
             the two shell casings found at the scene were fired from the recovered 
10            AR-15.                                                      
11  ECF No.  25-12 at 4-5.                                                
12       Under the Fifth Amendment a person cannot be retried for an offense when previously 
13  acquitted.  U.S. v. DiFrancesco, 449 U.S. 117, 129 (1980).  In Currier v. Virginia, 585 U.S. 493, 
14  499 (2018), the Supreme Court reiterated that the Fifth Amendment precludes a second trial “if to 
15  secure a conviction the prosecution must prevail on an issue the jury necessarily resolved in the 
16  defendant's favor in the first trial.”                                
17       In this case, however, the California Court of Appeal correctly held that “the issue sought 
18  to be precluded in retrial [was] not identical to any issue necessarily decided by the earlier 
19  verdict.”  ECF No. 25-12 at 6.  At the first trial, the jury was specifically asked whether petitioner 
20  used a particular type of firearm.  That question was not asked at the second trial, nor was a 
21  finding that petitioner used a particular type of firearm an element of any offense for which 
22  petitioner was charged.                                               
23       After reviewing Supreme Court authority and the record, the court cannot find that the 
24  Court of Appeal’s denial of petitioner’s double jeopardy claim is contrary to or involve an 
25  unreasonable application of Supreme Court authority or an unreasonable determination of the 
26  facts.  It is clear petitioner could not have been convicted at the second trial for assault with a 
27  machine gun or assault weapon as petitioner was acquitted of that charge. But petitioner fails to 
28  point Supreme Court authority which clearly indicates that his acquittal had to result in exclusion 
1  of evidence which supported the charge of assault with a deadly weapon for which petitioner was 
2  convicted in the first trial.  As the Supreme Court found in Dowling v. U.S., 493 U.S. 342, 348 
3  (1990), “relevant and probative evidence that is otherwise admissible under the Rules of Evidence 
4  [is not always inadmissible] simply because it relates to alleged criminal conduct for which a 
5  defendant has been acquitted.”                                        
6       For these reasons, petitioner’s first claim must be rejected.    
7       B.  Limitation of Defense Evidence                               
8       Petitioner also claims that his Constitutional rights were violated by the trial court’s 
9  limitations placed upon the direct testimony of petitioner’s self defense expert.  The California 
10  Court of Appeal summarized the claim as follows:                      
11            Prior to trial, the prosecution moved to exclude or limit the scope of 
             testimony presented by defendant’s self-defense expert.  As relevant 
12            to this appeal, the prosecution expressed concern that the defense 
             would ask questions that would lead its expert to opine on the 
13            ultimate issue of whether defendant was acting in self-defense.  The 
             court tentatively ruled that the expert would not be allowed to testify 
14            on the ultimate issue of whether defendant was acting in self-defense 
             “because in this case that ultimate question involves a state of mind.” 
15                                                                        
             Defense counsel then asked if he could pose “a hypothetical situation 
16            that if a person is faced with this, this, this, this and this . . . and he 
             ends up shooting someone, . . . what is your opinion as to his conduct. 
17            . . . [¶]   And if he says, [‘]Well, . . . in my opinion, based on the [sic] 
             those facts given, then he would be . . . acting in his self-defense.[’] 
18                                                                        
             “THE COURT:  I would preclude that.  [¶] . . .[¶] And the reason is 
19            that’s . . . a side door, to get to the same place as asking him . . . did 
             [defendant] act in self-defense.  And . . . I’m just simply concluding 
20            an  expert  cannot  say  that.  [¶]    And  so  he  can  be  given  a[] 
             hypothetical.  And that is, If the following facts were in existence, 
21            would Subject A be in danger of— more at danger, or danger of 
             serious injury, from a person with that weapon at that distance. [¶] . 
22            . . [¶]  And then you guys can argue all over about what the facts are 
             [¶] . . . [¶] or what the motive of [defendant] was.  Or what his state 
23            of mind was.   Because whether we speak of imperfect or perfect self-
             defense, there must be an actual belief, an honest belief, of the need 
24            to defend yourself, whether it’s reasonable or unreasonable.  [¶]  And 
             if, for example, the jurors decide [defendant] didn’t have any such 
25            belief, reasonable or unreasonable, and although it could fit very well 
             with  a  hypothetical  from  this  expert,  that  wasn’t  [defendant]’s 
26            motivation.    Or  those  circumstances  were  not  the  actual 
             circumstances. [¶]  So you guys can go to all those places, but the 
27            expert can’t say it for you.”                               
28            During trial, the court discussed the issue again:          
1            “THE COURT: . . . you cannot capture in a hypothetical the defense 
             view of the facts in this case, and then ask him if a person in that 
2            circumstance would be justified in using deadly force.  Because that 
             would be basically the same as asking him if that person had that 
3            state of mind.                                              
4            “[Defense counsel]:  But he could . . . be asked the questions, . . . if 
             a person, for example, was within 21 feet of an individual and had a 
5            fear of being harmed or killed, would he be justified in using deadly 
             force.  That’s not giving the parameters as to what we have here, but 
6            it’s giving the parameters as to the 21-Foot Rule.          
7            “THE COURT: I think a way to approach it is to stay away from the 
             specific facts of our case.                                 
8                                                                        
             “[Defense counsel]: Correct.                                
9                                                                        
             “THE  COURT:  Because  you  can  always  argue  those  in  the 
10            application of [the expert]’s opinion when it’s argument time.  But 
             you can ask him his expertise . . . about that zone of danger for 
11            somebody from a weapon such as a knife, in terms of physical 
             proximity, if there’s no barrier.  [¶] .  . . [¶]  And then, from that, you 
12            can make an argument.  [¶] . . . [¶]  But to say, would that person be 
             justified in using deadly force, that’s . . . a whole different issue.  That 
13            depends on the instructions on the law and jurors’ views of the state 
             of mind.  [¶] . . . [¶]  Because that person might well not be justified 
14            in  using  deadly  force,  because  that  person  might  not  have  the 
             requisite state of mind.” (Italics added.)                  
15                                                                        
16  ECF No. 25-12 at 8-10.                                                
17       As indicated by the Court of Appeal, petitioner does not point to any hypothetical 
18  questions not permitted by the trial court.  Id. at 12.  Instead, petitioner “argu[es] vaguely that the 
19  trial court ‘precluded defense counsel from proffering a full hypothetical question based on the 
20  facts of the case’ and ‘precluded a hypothetical that assumed facts about [defendant]’s 
21  time to see and react to [the victim]’s knife being drawn against him.’”  Id.   
22       The Constitution affords criminal defendants the opportunity to present a “complete 
23  defense.”  Holmes v. South Carolina, 547 U.S. 319, 324 (2006).  However, as indicated above, it 
24  is not entirely clear what evidence petitioner believes was improperly restricted.  In any case, 
25  what is clear is that the trial court was concerned with the expert either rendering an opinion, or 
26  appearing to render an opinion, as to petitioner’s state of mind which would have not been 
27  relevant and, therefore, inadmissible.                                
28       Petitioner’s failure to sufficiently identify the evidence he feels was improperly excluded 
1 || renders relief precluded under 28 U.S.C. § 2254(d).  If the court cannot identify the evidence 
2 ||  excluded, the court cannot determine whether the exclusion ran afoul of Supreme Court precent. 
3 |  At this pomt, Supreme Court precedent does not demand that defendants be given the sort of 
4 || broad leeway in examination of their own expert witnesses. 
5 || IV.  Conclusion 
6          For all these reasons, the court will recommend that petitioner’s second amended petition 
7 || for a writ of habeas corpus be denied, and this case be closed. 
8          In accordance with the above, IT IS HEREBY RECOMMENDED that: 
9          1.  Petitioner’s second amended petition for a writ of habeas corpus (ECF No. 21) be 
10  | DENIED; and 
11          2.  This case be closed. 
12          These findings and recommendations are submitted to the United States District Judge 
13 ||  assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1).  Within fourteen days 
14 |  after being served with these findings and recommendations, any party may file written 
15 ||  objections with the court and serve a copy on all parties.  Such a document should be captioned 
16 || “Objections to Magistrate Judge’s Findings and Recommendations.”  In his objections petitioner 
17 || may address whether a  certificate of appealability should issue in the event he files an appeal of 
18 || the judgment in this case.  See Rule 11, Federal Rules Governing Section 2254 Cases (the district 
19 ||  court must issue or deny a certificate of appealability when it enters a final order adverse to the 
20 ||  applicant).  Any response to the objections shall be served and filed within fourteen days after 
21  ||  service of the objections.  The parties are advised that failure to file objections within the 
22 ||  specified time may waive the right to appeal the District Court’s order.  Martinez v. YIst, 951 
23 |  F.2d 1153 (9th Cir. 1991). 
24 |  Dated:  August 4, 2025                       / ae    I  / dle ae 
25                                          CAROLYNK. DELANEY 
2%                                          UNITED STATES MAGISTRATE JUDGE 
27 
     Vhall1722.157

Case Information

Court
E.D. Cal.
Decision Date
August 5, 2025
Status
Precedential