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Full Opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
MARK ANTHONY HEAD,
Petitioner, Case No. 18-12416
Honorable Laurie J. Michelson
v.
J. CHRISTIANSEN, Warden,
Respondent.
OPINION AND ORDER DENYING
AMENDED PETITION FOR WRIT OF HABEAS CORPUS [8]
Mark Anthony Head was convicted of attempted second-degree home invasion
and conspiracy to commit second-degree home invasion for kicking down the door of
a strangerâs home in Harrison Township, Michigan. Head entered the home for a
short period of time before exiting without taking anything. He was accompanied by
his then-girlfriend.
After appealing his convictionâand returning to state court a second time to
seek relief from judgmentâHead filed an amended petition for a writ of habeas
corpus in this Court. For the reasons that follow, the Court denies the writ.
The Court primarily relies on the facts as recited by the Michigan Court of
Appeals on Headâs direct appeal of his conviction. See Wagner v. Smith, 581 F.3d 410,
413 (6th Cir. 2009) (citing 28 U.S.C. § 2254(e)(1)); Thompson v. Keohane, 516 U.S. 99,
102 (1995) (âThe statute governing federal habeas corpus proceedings, 28 U.S.C.
§ 2254, directs that, ordinarily, state-court fact findings âshall be presumed to be
correct.ââ).
Head and his then-girlfriend, Heather Marie Glidden, were driving his cousinâs
truck in Harrison Township, Michigan, when they pulled into a driveaway. See People
v. Glidden, No. 329086, 2017 WL 1010277, at *1 (Mich. Ct. App. Mar. 14, 2017). Video
footage from the homeownerâs outdoor security cameras shows that, â[w]hile Head
initially waited in the truck, Glidden approached the front door of the house and spent
a few minutes ringing the doorbell, knocking on the door, looking in a nearby window,
and knocking on the window. After a few minutes, Glidden returned to the truck, and
Head approached the house. He devoted the next few minutes to knocking on the
door, attempting to tamper with a security camera, walking around the exterior of
the house, and peering in windows.â Id.
âEventually, [Head] returned to the front door, where he proceeded to kick the
front door 17 times until the door gave way and he gained entry.â Id. The homeowner
testified that the house is equipped with a âvery loud internal alarm that sound[s]
after 30 seconds if not de[activated] on entry.â Id. âHead entered the home briefly,
but then quickly exited when the alarm sounded. Defendants then drove away in
their truck. No property was taken from the house.â Id.
The jury ultimately convicted Head of attempted home invasion in the second
degree and conspiracy to commit second-degree home invasion. (ECF No. 16-14,
PageID.962.) Head was sentenced to concurrently serve one to five years for the
attempted home-invasion conviction and nine to fifteen years for the conspiracy
conviction. (ECF No. 16-15, PageID.988.)
On direct appeal, Head argued that (1) his conviction must be vacated because
there was no evidence of intent to commit a larceny and (2) his defense counsel was
ineffective for failing to request a jury instruction on the lesser-included charge of
breaking and entering without permission. The Michigan Court of Appeals rejected
these arguments. See Glidden, 2017 WL 1010277, at *1. Head raised the same two
claims and added a third ineffective-assistance-of-appellate counsel claim in an
application for leave to appeal in the Michigan Supreme Court. On September 12,
2017, the Michigan Supreme Court denied leave to appeal. See People v. Head, 901
N.W.2d 380 (Mich. 2017).
Head then turned to this Court, raising the three claims that he presented to
the Michigan Supreme Court. (ECF No. 1.) He simultaneously filed a motion for a
stay and abeyance of his habeas petition, indicating that he wanted to exhaust
additional claims in state court. (ECF No. 3.) The Court granted his request and
administratively closed the case. (ECF No. 6.)
In 2020, Head returned to federal court and filed an amended petition raising
claims of insufficient evidence, ineffective assistance of trial and appellate counsel,
and violations of the Due Process Clause and the Confrontation Clause. (ECF No. 8.)
The Warden opposes the petition. (ECF No. 15.)
Before the Court considers the substance of Headâs petition, a word on the
standard.
The Antiterrorism and Effective Death Penalty Act (âAEDPAâ) (and 28 U.S.C.
§ 2254 in particular) âconfirm[s] that state courts are the principal forum for asserting
constitutional challenges to state convictions.â Harrington v. Richter, 562 U.S. 86,
103 (2011); see also Cullen v. Pinholster, 563 U.S. 170, 182 (2011). So to obtain relief
in federal court, habeas petitioners who challenge âa matter âadjudicated on the
merits in State courtâ [must] show that the relevant state court âdecisionâ (1) âwas
contrary to, or involved an unreasonable application of, clearly established Federal
law,â or (2) âwas based on an unreasonable determination of the facts in light of the
evidence presented in the State court proceedings.ââ Wilson v. Sellers, 138 S. Ct. 1188,
1191 (2018) (quoting 28 U.S.C. § 2254(d)). âA state courtâs determination that a claim
lacks merit precludes federal habeas relief so long as âfairminded jurists could
disagreeâ on the correctness of the state courtâs decision.â Harrington, 562 U.S. at 101.
And a state courtâs factual determinations are presumed correct on federal habeas
review, 28 U.S.C. § 2254(e)(1), with review being âlimited to the record that was
before the state court.â Cullen, 563 U.S. at 181. But if the state courts did not
adjudicate a claim âon the merits,â âAEDPA . . . does not apply and [this Court] will
review the claim de novo.â Bies v. Sheldon, 775 F.3d 386, 395 (6th Cir. 2014).
So before proceeding, the Court must determine if the state courts adjudicated
Headâs claims on the merits.
Headâs sufficiency-of-the-evidence claim and ineffective-assistance-of-trial-
counsel claim based on failure to ask for a lesser-offense instruction were raised in
his direct appeal, and the Michigan Court of Appeals issued a decision on the merits.
See generally Glidden, 2017 WL 1010277. So the Court must defer to that decision.
Headâs ineffective-assistance-of-counsel claim based on the preliminary
examination, his claim that he was not given proper notice of his habitual-offender
enhancement, and his Confrontation Clause claims were raised in his motion for
relief from judgment after his direct appeal and adjudicated on the merits by the trial
court. (ECF No. 16-16, PageID.994 (âEach of the grounds argued by defendant in his
brief and motion are either factually or legally in errorâor both.â).) But when
addressing whether Head was properly served with the habitual-offender
enhancement, the trial court additionally noted âthe defendant waived his argument
by not raising it on direct appeal.â (ECF No. 16-16, PageID.996.) The Michigan Court
of Appeals later denied leave to appeal, stating âdefendant has failed to establish that
the trial court erred in denying the motion for relief from judgment.â (Id. at
PageID.1087.) And the Michigan Supreme Court denied leave to appeal âbecause the
defendant has failed to meet the burden of establishing entitlement to relief under
[Michigan Court Rule] 6.508(D).â (ECF No. 16-20, PageID.1685.) That rule states in
part, âThe defendant has the burden of establishing entitlement to the relief
requested. The court may not grant relief to the defendant if the motion . . . alleges
grounds for relief, other than jurisdictional defects, which could have been raised on
appeal from the conviction and sentence or in a prior motion under this subchapter,
unless the defendant demonstrates . . . good cause . . . and . . . actual prejudice[.]â
Mich. Ct. R. 6.508(D)(3)(a)â(b).
The Court finds that these claims were decided on the merits. Though the
Michigan Supreme Court referenced Michigan Court Rule 6.508(D), the Sixth Circuit
has found that such summary orders âcan refer to the petitionerâs failure to establish
entitlement to relief either on the merits or procedurally[.]â Guilmette v. Howes, 624
F.3d 286, 290 (6th Cir. 2010) (en banc). And âlooking to the last reasoned state court
opinion,â the trial court only mentioned waiver as to the habitual-offender claim. See
Strong v. Nagy, 825 F. Appâx 239, 242 (6th Cir. 2020). In doing so, it did not cite
Michigan Court Rule 6.508 and did not purport to decide the issue on that basis. And
it provided substantial reasoning on the merits of that claim.
So in considering Headâs claims as to sufficiency-of-the-evidence, ineffective-
assistance-of-trial-counsel, issues with service of the habitual-offender enhancement,
and the Confrontation Clause, the Court will focus on whether the state courtâs
decision âwas contrary to, or involved an unreasonable application of, clearly
established Federal law[.]â See 28 U.S.C. § 2254. And because the Michigan Supreme
Court did not provide reasons for its holding on direct appeal or on the motion for
relief from judgment, the Court will âlook through the unexplained decisionâ to the
Michigan Court of Appealsâ and Michigan trial courtâs decisions which âprovide a
relevant rationale[.]â See Wilson, 138 S. Ct. at 1192.
But as no state court decided Headâs ineffective-assistance-of-appellate-
counsel claim on the merits, the Court will review that claim de novo. See Bies, 775
F.3d at 395.
The Court addresses each of Headâs five claims in turn.
Sufficiency of the Evidence
Head argues that there was insufficient evidence of his intent to commit
larceny. Intent to commit larceny is an element of second-degree home invasion. See
People v. Dunigan, 831 N.W.2d 243, 247 (Mich. Ct. App. 2013); Mich Comp. Laws
§ 750.110a(3). âThe specific intent necessary to commit larceny is the intent to steal
another personâs property.â People v. Cain, 605 N.W.2d 28, 43 (Mich. Ct. App. 1999).
Importantly, â[i]ntent to commit larceny cannot be presumed solely from proof of the
breaking and entering.â People v. Uhl, 425 N.W.2d 519, 521 ( Mich. Ct. App. 1988).
âHowever, intent may reasonably be inferred from the nature, time and place of
defendantâs acts before and during the breaking and entering.â Id.
Headâs claim that there was insufficient evidence of his intent to commit
larceny falls within the scope of the Due Process clause. The Supreme Court has held
âthat the Due Process Clause [of the Fourteenth Amendment] protects the accused
against conviction except upon proof beyond a reasonable doubt of every fact
necessary to constitute the crime with which [the defendant] is charged.â In re
Winship, 397 U.S. 358, 364 (1970). When a petitioner, like Head, challenges the
sufficiency of the evidence underlying his conviction, the Court must view the trial
testimony and exhibits âin the light most favorable to the prosecutionâ and determine
whether âany rational trier of fact could have found the essential elements of the
crime beyond a reasonable doubt.â Jackson v. Virginia, 443 U.S. 307, 319 (1979); see
also Brown v. Konteh, 567 F.3d 191, 205 (6th Cir. 2009); Thomas v. Stephenson, 898
F.3d 693, 698 (6th Cir. 2018). This standard âgives full play to the responsibility of
the trier of fact fairly to resolve conflicts in the testimony, to weigh the evidence, and
to draw reasonable inferences from basic facts to ultimate facts.â Davis v. Lafler, 658
F.3d 525, 531 (6th Cir. 2011) (internal quotations omitted).
On habeas review, Head faces a steeper hurdle. â[T]he law commands
deference at two levels in this case: First, deference should be given to the trier-of
factâs verdict, as contemplated by Jackson; second, deference should be given to the
Michigan [appellate courtâs] consideration of the trier-of-factâs verdict, as dictated by
AEDPA.â Id. (citations omitted). In other words, the Michigan Court of Appealsâ
decision on this claim must be contrary to or an unreasonable application of Jackson
v. Virginia.
The Michigan Court of Appeals found that there was a sufficient basis for the
jury to conclude that Head intended to commit larceny. In particular, it found that
âdefendants went to a strangerâs house at a time when the house was unoccupiedâ;
â[t]hey drove a borrowed pick-up truck in which it would be possible to transport
stolen goodsâ; âthey parked their vehicle facing the street, as though poised for easy
exitâ; âboth defendants took turns looking in windows and repeatedly knocking on the
door, from which it can be inferred that they were verifying that the home was in fact
unoccupiedâ; and, while Head kicked down the door, his co-defendant âsat in the
driverâs seat of the truck, positioned for a quick exit from the property.â Glidden, 2017
WL 1010277, at *1.
The Michigan Court of Appeals did not unreasonably apply federal law in
concluding that these facts showed that Head intended to commit larceny. For one,
Head does not attack many of the factual predicates for the Court of Appealsâ decision.
Instead, he spends a significant time discussing alternate theories for this evidence.
Indeed, his co-defendant testified to many of these other theories. (ECF No. 16-14,
PageID.866 (co-defendant testifying that she saw a boat trailer in the yard by the
house in question that she wished to purchase, leading her to walk up to the home
where she heard âvoices . . . it sounded like somebody was yelling for helpâ); cf. id. at
PageID.809 (homeowner testifying that she had not placed any ads in the paper
indicating she was selling something at the home); id. at PageID.822 (homeowner
testifying house next door had a boat trailer but it was not for sale).)
But this Court may not reweigh the competing evidence offered at trial. See
Davis v. Lafler, 658 F.3d 525, 531 (6th Cir. 2011). It may only determine whether the
Michigan Court of Appeals acted unreasonably in determining that there was
sufficient evidence of intent. And based on the uncontested facts supporting the state
courtâs decisionâthat Head verified the house was unoccupied by looking through
windows, that he drove a borrowed pick-up truck to the house, and that he and his
co-defendant took turns waiting in the truck while the other checked the homeâthe
jury had a sufficient basis to find that Head intended to steal anotherâs property at
the time he entered the home.
Head emphasizes that the prosecutionâs theory does not add up because he had
thirty seconds inside the house before the alarm supposedly went off (more on that
later), yet he did not take anything even though a laptop and a television were within
reach. (ECF No. 8, PageID.211 (â[O]ne must surmise that an individual intent upon
larceny would grab these highly valuable and easily fungible electronics before
exiting.â).)
But this argument misses the mark. For one, someone can have an intent to
commit larceny but never actually steal anything. Indeed, those are two distinct ways
to commit second-degree home invasion. See Mich. Comp. Laws § 750.110a(3)
(providing that both â[a] person who breaks and enters a dwelling with intent to
commit a felony, larceny or assault in the dwellingâ and âa person who breaks and
enters a dwelling or enters a dwelling without permission and, at any time while he
or she is entering, present in, or exiting the dwelling, commits a felony, larceny, or
assaultâ are âguilty of home invasion in the second degreeâ). So one may intend to
steal itemsâbut not be able to accomplish this for various reasonsâand still violate
the statute. For example, if an individual was surprised or interrupted by an alarm
or a resident upon entering a home, they may bolt without taking anything, including
items that, in hindsight, appear easy to move and within reach. In other words, an
individualâs acts within 30 seconds of entering a home or their panicked response to
an alarm does not preclude finding that the individual intended to steal things when
entering the home. Or perhaps the individual was looking for something in particular,
which is why they did not act immediately. Either way, the Court disagrees that there
was insufficient evidence of intent merely because Head did not take anything within
moments of entering the home.
And two, the jury was well aware that Head and his co-defendant did not take
anything and that several items were apparently within reach in the front room of
the house. (See, e.g., ECF No. 16-14, PageID.827 (homeowner testifying that she did
not notice that anything had been taken from the home).) So it was able to consider
that fact when determining whether Head had the requisite intent. Apparentlyâand
perhaps for the reasons noted by the Michigan Court of Appealsâit still found he
possessed such an intent. This does not result in a Due Process violation.
Head also focuses on the alarm, which he describes as â[c]entral to the
prosecutionâs theory of intent[.]â (ECF No. 8, PageID.212.) It appears that the
prosecutionâs theory was that Head left the house without taking anything because
he was surprised by an alarm. But according to Head, if there was insufficient
evidence that the alarm actually went off, then the prosecutionâs theory falls apart.
In other words, if the alarm did not go off, he would have had the opportunity to
stealâand the fact that he did not shows he had other intentions.
Head contends that there was no concrete evidence that the alarm went off.
But an officer with the Macomb County Sheriffâs Department testified that the
department was âdispatched [to the residence] for an alarmâresidential alarm
sensory motion.â (ECF No. 16-14, PageID.834.) And the homeowner stated that the
alarm company called her and sent the police to her house, which presumably was a
result of the alarm going off. (Id. at PageID.830.) So there was plenty of evidence for
a jury to infer that the alarm went off while Head was in the home.
In conclusion, the Michigan Court of Appeals did not unreasonably apply
Jackson v. Virginia in finding that there was sufficient evidence for a jury to find
Head intended to commit larceny when entering a strangerâs home. So the Court will
not grant habeas relief on this issue.
Ineffective Assistance of Trial Counsel
Head also argues that his trial counsel was ineffective for two reasons: he failed
to ask for a lesser-included-offense jury instruction and he did not appear at Headâs
preliminary examination.
An ineffective-assistance-of-counsel claim has two components. A petitioner
must show that counselâs performance was deficient, and that the deficiency resulted
in prejudice to the defendant. Strickland v. Washington, 466 U.S. 668, 687 (1984). An
attorneyâs performance is judged under a âhighly deferentialâ reasonableness
standard. Id. at 688â89. And prejudice occurs when there is âa reasonable probability
that, but for counselâs unprofessional errors, the result of the proceeding would have
been different.â Id. at 694. Unless a defendant demonstrates both deficient
performance and prejudice, âit cannot be said that the conviction resulted from a
breakdown in the adversary process that renders the result unreliable.â Id. at 687.
Simply put, the Strickland standard is âdifficult to meet.â White v. Woodall, 572 U.S.
415, 419 (2014) (quoting Metrish v. Lancaster, 569 U.S. 351, 357â58 (2013)).
And under AEDPA, obtaining relief under Strickland is even more difficult
because â[t]he standards created by Strickland and § 2254(d) are both highly
deferential and when the two apply in tandem, review is doubly so.â Harrington, 562
U.S. at 105 (citations and quotation marks omitted). This doubly-deferential standard
requires the Court to give âboth the state court and the defense attorney the benefit
of the doubt.â Burt v. Titlow, 571 U.S. 12, 15 (2013). Thus, âthe question is not
whether counselâs actions were reasonable,â but whether âthere is any reasonable
argument that counsel satisfied Stricklandâs deferential standard.â Harrington, 562
U.S. at 105.
Start with Headâs claim that trial counsel was deficient in not requesting jury
instructions on a lesser-included offense. The Michigan Court of Appeals found that
though Head âwould have been entitled to a lesser-included instructionâ of breaking
and entering without permissionâa misdemeanor with no intent elementâhe had
not âovercome the presumptionâ that his attorneyâs decision not to request such an
instruction was a matter of trial strategy to âforce the jury into an all or nothing
decision.â Glidden, 2017 WL 1010277, at *6.
The Court finds that this decision was not unreasonable under Strickland. As
stated, the Court accords deference to trial counselâs decisions and may only analyze
whether there was âany reasonable argumentâ for counselâs choice. Harrington, 562
U.S. at 105. Here, the Court agrees with the state court that taking an all-or-nothing
approach is a reasonable basis for trial counsel to not ask for a breaking-and-entering
instruction. And defense counselâs closing remarks appear to corroborate such a
strategy. As Head himself notes, during closing argument, defense counsel stated, âI
do believe there were two crimes committed. The problem is that those two crimes
have nothing to do with your deliberations. Those two crimes are the kicking of the
door, which we would commonly refer to as malicious destruction of property and
thatâs not for you to decide. And the other crime would be going into the house, which
is trespassing, which is also not to be decided.â (ECF No. 16-14, PageID.908â909.) In
other words, defense counsel argued to the jury that whether Head was guilty of other
crimes was not at issueâall that was at issue was whether he was guilty of second-
degree home invasion, which required intent. Such an argument would be
undermined if the jury was also required to decide whether Head committed a lesser
offense. And it was not unreasonable for trial counsel to place intent squarely at issue
where there was no direct evidence of intent and nothing was taken from the home.
The Court acknowledges that an âall-or-nothingâ strategy carries some risk, and in
hindsight, that risk can appear to be unjustified. But âit cannot be the case that every
risky trial strategy, upon failing, amounts to constitutionally ineffective counsel.â
Kelly v. Lazaroff, 846 F.3d 819, 830 (6th Cir. 2017). Given the deference this Court
owes to the Michigan Court of Appeals and trial counsel, it cannot be said that such
a strategy was âdeficientâ under Strickland nor that the Court of Appeals acted
contrary to federal law in so concluding. See id. (âBecause there was sufficient
evidence in the record to support trial counselâs decision to pursue an âall-or-nothingâ
defense, trial counselâs performance did not fall below the bar of professionally
competent assistance.â). So this claim will be denied.
Headâs second issue with counselâs performance involves counsel failing to
appear for Headâs preliminary examination. Head posits his claim under the Supreme
Courtâs decision in U.S. v. Cronic, 466 U.S. 648, 659 (1984). There, the Court
discussed how âthe complete denial of counselâ at a âcritical stageâ of a defendantâs
criminal proceedings would be constitutional error, and prejudice may be presumed
if this occurs. Id.
However, as the Michigan trial court stated in its evaluation of this claim,
Head was not completely denied counsel at his preliminary examination. His counsel
appeared for the initial preliminary examination on March 4, 2015 (ECF No. 16-8,
PageID.545), but was unavailable for the second day of the examination, so substitute
counsel appeared for Head (ECF No. 16-9, PageID.566). Contrary to Headâs
argument, substitute counsel cross-examined the officer in charge and the
homeowner at the preliminary examination and even moved to dismiss the charges
based on the prosecutionâs failure to adequately present all elements of second-degree
home invasion. (ECF No. 16-9, PageID.567â568, 577, 580â581, 584.) Head identifies
no other deficiency as to substitute counselâs performance during the preliminary
examination. As the trial court stated, â[s]ubstitute counsel was well qualified to
conduct an examination.â (ECF No. 16-16, PageID.996.) So Head was afforded
counsel at his preliminary examination and has not shown, nor argued, that this
counsel was deficient in any way.
Perhaps making a different claim, Head argues that the trial court âforcedâ
him to proceed with substitute counsel. (ECF No. 8, PageID.224.) The record shows a
fuller story. When the judge asked Head whether it was okay for substitute counsel
to appear, Head initially responded âI was wanting my attorney to be here.â (ECF No.
16-9, PageID.566.) The judge again asked, âIs that okay with you, sir, if itâs not okay
with you then weâll adjourn this and we will charge some costs to the absent people.â
(Id.) Head responds, âUh â itâs okay.â (Id.) The judge then says, âYou know, itâs up to
you. I donât want to force you into something that you donât want to do. If youâre not
happy with this attorney, then weâll set it over another time.â (Id. at PageID.566â
567.) Head again responds, âWell, I would like to have my attorney.â (Id. at
PageID.567.) The judge continues, âOkay, if weâre going to adjourn, weâre gonna
assess $200 cost against Mr. Headâs absent attorney.â (Id.) Mr. Head interrupts,
âOkay â I can go with this attorney, sir.â (Id.) Head argues that this record indicates
that he âwas made to believe that $200 assessed his absent attorney would be passed
on to him as he was paying his attorney and that he was uselessly delaying the court
proceedings.â (ECF No. 8, PageID.225.)
The record is not a pinnacle of clarity. But it is clear that the judge asked Head
several times whether he wanted to proceed with substitute counsel. And the judge
also stated that the costs were to be assessed to âthe absent peopleâ and Headâs
âabsent attorney.â The record does not show that the judge indicated to Head that
such costs would be passed on to him or that he was âuselessly delayingâ proceedings.
Indeed, the judge told Head he did not want to âforceâ him into something he did not
want to do and that the decision was up to him.1 So the Court does not agree that the
trial court improperly coerced Head to move forward with substitute counsel.
And to the extent that Head is arguing that he was deprived his right to
counsel of choiceâan argument he did not clearly make to the state courtsâthe Court
denies the claim for similar reasons. Namely, that Head has not shown the trial court
prevented him from proceeding with his counsel of choice. See Morris v. Slappy, 461
U.S. 1, 11 (1983) (âNot every restriction on counselâs time or opportunity to
investigate or to consult with his client or otherwise to prepare for trial violates a
defendantâs Sixth Amendment right to counsel. . . . [O]nly an unreasoning and
arbitrary insistence upon expeditiousness in the face of a justifiable request for delay
violates the right to the assistance of counsel.â). Thus, Headâs ineffective-assistance
claim as to his counsel not appearing at the second day of his preliminary
examination is also denied.
Habitual-Offender Notice
Head next argues that the prosecution failed to provide him with advance
notice of his fourth-offense habitual-offender enhancement.
1 Head provides an affidavit stating that he was told a number of things off-
the-record by the judge and substitute counsel that led him to believe he could not
freely choose to not move forward with substitute counsel. This affidavit is dated
February 19, 2020, and thus, could not have been considered by the state trial court
in its review of this claim. (See ECF No. 8, PageID.267; ECF No. 16-16, PageID.998
(trial court order on motion for relief from judgment dated January 2, 2019).) As such,
the Court will not consider it on habeas review. See Cullen v. Pinholster, 563 U.S.
170, 181â82 (2011) (âWe now hold that review under § 2254(d)(1) is limited to the
record that was before the state court that adjudicated the claim on the merits.â).
The Warden argues that this claim was procedurally defaulted. (ECF No. 15,
PageID.437.) The Court finds that the merits of this claim are more âeasily
resolvableâ than the procedural issues. Thus, the Court will resolve the issue on the
merits. See Smith v. Nagy, 962 F.3d 192, 207 (6th Cir. 2020) (â[W]e may sometimes
reach the merits of a petitionerâs claim, particularly when the merits are easily
resolvable against the petitioner while the procedural issues are complicated.â).
Head raised this argument in his motion for relief from judgment, which the
trial court rejected in part because âthe argument [was] shown to be false on the face
of the records[.]â (ECF No. 16-16, PageID.994.) The state courtâs decision is neither
contrary to Supreme Court precedent nor an unreasonable application of federal law.
For starters, Headâs claim that he received inadequate notice of the habitual
offender enhancement under Michigan law is not cognizable upon federal habeas
review. See, e.g., Tolbert v. LeCureaux, 811 F. Supp. 1237, 1240â41 (E.D. Mich. 1993);
see also Threat v. Harry, No. 2:17-CV-12465, 2018 WL 2431707, *7 (E.D. Mich. May
30, 2018) (same); MacArthur v. Curtin, No. 13-CV-11307, 2014 WL 3767835, *15â16
(E.D. Mich. July 31, 2014) (collecting cases). It is well-settled that habeas relief may
not be based upon a perceived violation of state law. Estelle v. McGuire, 502 U.S. 62,
67â68, 72 (1991).
And even considering this claim further, the record does not support Headâs
argument that he was ânot aware of the Prosecutionâs intent to seek a Habitual
Offender 4th enhancement to his sentence.â (See ECF No. 8, PageID.232.) While due
process requires that a defendant be given reasonable notice and an opportunity to
be heard on such an enhancement, see Oyler v. Boles, 368 U.S. 448, 452 (1962), the
state court docket shows that the prosecutor filed a habitual-offender notice with the
trial court on April 2, 2015, together with the information and list of known witnesses.
(ECF No. 16-1, PageID.469.) And Head waived a reading of the charges during his
arraignment. (Id.) Further, defense counsel acknowledged at sentencing that âwe
already knew all along that the habitual fourth, Your Honor, I understand it is a
hundred and fourteen months[.]â (ECF No. 16-15, PageID.986.) So it does not appear
that the habitual-offender enhancement was sprung on Head or his counsel.
Moreover, Head had the opportunity to challenge his sentencing enhancement
during the proceedings before the state trial court. Headâs habitual-offender status
was discussed in some detail during sentencing, and his attorney did not dispute the
application of the enhancement. (See ECF No. 16-15, PageID.987 (âI donât have an, I
canât quarrel with the guidelines. Theyâre scored accurately.â).) So it appears Head
was afforded what due process requiresâreasonable notice and an opportunity to be
heard. See Oyles, 368 U.S. at 452; see also Brown v. Nagy, No. 19-1847, 2019 WL
7761722, *8 (6th Cir. Dec. 16, 2019) (denying a certificate of appealability on similar
habitual-offender-notice claims). So the Court finds that Head has not shown his due-
process rights were violated in connection with the habitual-offender enhancement.
Confrontation Clause
Head also argues that the trial court violated his Sixth Amendment right to
confrontation when it allowed the homeowner to testify, â[t]he alarm company called
me and said there had been a break in.â (ECF No. 16-14, PageID.808.) Head argues
he was denied an opportunity to cross-examine a spokesperson from the alarm
company on this statement. (ECF No. 8, PageID.236.)
In Crawford v. Washington, the Supreme Court held that out-of-court
statements that are âtestimonialâ in nature may not be admitted at trial unless the
witness is unavailable to testify and the defendant had a prior opportunity for cross-
examination. 541 U.S. 36, 68 (2004). âIt is the testimonial character of the statement
that separates it from other hearsay that, while subject to traditional limitations
upon hearsay evidence, is not subject to the Confrontation Clause.â Davis v.
Washington, 547 U.S. 813, 821 (2006).
For a few reasons, Headâs Confrontation Clause claim fails. For one, this
statement was not used for the truth of the matter asserted. The transcript shows
that this testimony was elicited to show that the homeowner was at Cedar Point when
she was notified by the alarm company that there had been a break in, and upon
learning this, she was able to review the video footage on her phone. (ECF No. 16-14,
PageID.808.) So it appears that this testimony was used for its effect on the listenerâ
the homeownerâand her subsequent actions of checking the video (a key piece of
evidence in this case). As such, the Confrontation Clause âhas no applicationâ because
the statement was not âoffered to prove the truth of the matter asserted.â See
Williams v. Illinois, 567 U.S. 50, 57â58 (2012).
Further, this statement is not testimonial in nature. See Crawford v.
Washington, 541 U.S. 36, 51 (2004) (defining a testimonial statement as âa solemn
declaration or affirmation made for the purpose of establishing or proving some factâ
and finding that it includes âat a minimum . . . prior testimony at a preliminary
hearing, before a grand jury, or at a former trial; and to police interrogationsâ). The
alert from the alarm company was clearly sent during âan ongoing emergencyâ and
was meant to assist the homeowner in addressing that emergency. See Davis v.
Washington, 547 U.S. 813, 822 (2006) (âStatements are nontestimonial when made
in the course of police interrogation under circumstances objectively indicating that
the primary purpose of the interrogation is to enable police assistance to meet an
ongoing emergency.â). And of course, unlike Davis, these statements were not made
in the context of a police interrogation, making it even less likely that the âprimary
purpose [was] to prove past events that are potentially relevant to a later criminal
trial.â See Ohio v. Clark, 576 U.S. 237, 244 (2015).
Moreover, even if the Confrontation Clause was violated, the violation was
harmless. See Delaware v. Van Arsdall, 475 U.S. 463, 684 (1986). To determine
whether a Confrontation Clause violation is harmless, a court considers: â(1) the
importance of the witnessâ testimony in the prosecutionâs case; (2) whether the
testimony was cumulative; (3) the presence or absence of evidence corroborating or
contradicting the testimony of the witness on material points; (4) the extent of cross
examination otherwise permitted; and (5) the overall strength of the prosecutionâs
case.â Jensen v. Romanowski, 590 F.3d 373, 379 (6th Cir. 2009) (citing Van Arsdall,
475 U.S. at 684).
The homeownerâs statement about the alarm had little impact on the overall
outcome of the case. For one, Head acknowledges that he âadmittedâ to the first two
elements of second-degree home invasion: breaking and entering. (ECF No. 8,
PageID.206); see also Mich. Comp. Laws § 750.110a(3). So it is not clear how a
statement that âthere had been a break inâ changes the calculus as to any fact
otherwise at issue. Moreover, the prosecution had a strong case against Head even
without this statementânamely, video surveillance footage of Head gaining forceful
entry into the home. (ECF No. 16-14, PageID.816â817.) And to the extent this
testimony proves anything about whether the alarm went off, it would be cumulative
to the officerâs testimony that he was dispatched to the house by the alarm company
and the homeownerâs testimony that the alarm goes off 30 seconds after the door
opens based on her personal experience. (ECF No. 16-14, PageID.806, 834.) Thus,
even if the admission of this testimony violated the Confrontation Clause, Head is
not entitled to relief because the admission could not have had a substantial and
injurious effect on the juryâs verdict. So this claim will be denied.
Accordingly, Headâs related ineffective-assistance-of-counsel claim also fails
because the admission of this evidence was harmless error. See Hall v. Vasbinder,
563 F.3d 222, 236 (6th Cir. 2009) (âThe prejudice prong of the ineffective assistance
analysis subsumes the Brecht harmless-error review.â); Bell v. Hurley, 97 F. Appâx.
11, 17 (6th Cir. 2004). So habeas relief on the basis of the Confrontation Clause will
be denied.
Ineffective Assistance of Appellate Counsel
Finally, Head argues that his counsel on direct appeal was ineffective for
failing to move for a new trial or a Ginther evidentiary hearing in the trial court to
further investigate trial counselâs ineffectiveness. (ECF No. 8, PageID.226.) It
appears that this argument stems from the Michigan Court of Appealsâ decision on
direct review, which stated, âHead did not file a motion for a new trial or a Ginther
hearing, meaning that he failed to preserve his ineffective assistance of counsel
claim.â Glidden, 2017 WL 1010277, at *3.
Before turning to the merits, the Court addresses the Wardenâs procedural-
default argument based on Headâs lack of exhaustion in the same way it did
previously. The merits of this claim are straightforward and simpler to address than
the procedural default, and thus, the Court will address the merits first. See Smith
v. Nagy, 962 F.3d 192, 207 (6th Cir. 2020) (â[W]e may sometimes reach the merits of
a petitionerâs claim, particularly when the merits are easily resolvable against the
petitioner while the procedural issues are complicated.â).
It is unclear whether appellate counsel or trial counsel is to blame for the
failure to file for a new trial or a Ginther hearing. The Michigan Court of Appeals
clarified that unlike Head, his co-defendant did file a âtimely motion for a new trial
and a Ginther hearing in the lower court, raising her arguments related to counselâs
general distractedness as well as the claim that he performed unreasonably with
respect to moving for a directed verdict.â Glidden, 2017 WL 1010277, at *3. Whether
appellate counsel or Glidden herself made such a motion is unclear.
Regardless, even if appellate counsel was involved in the case at the time such
a motion should be filed with the lower court, Head still has not shown that such an
error was prejudicial. Appellate counsel did file a motion with the Michigan Court of
Appeals to remand the case to the trial court so that counsel could move for a new
trial and an evidentiary hearing on defense counselâs alleged ineffectiveness. (ECF
No. 16-18, PageID.1366.) The Michigan Court of Appeals denied the motion on the
basis that further factual development of the record was unnecessary. (Id. at
PageID.1364.) So it appears that appellate counsel both attempted to correct any
prior error in failing to move in the trial court and that, even if such a motion had
been filed with the lower court, it may have been denied for similar reasons as the
Court of Appeals provided. Thus, Head cannot show deficient performance or that but
for the error, the outcome would have been different. Strickland, 466 U.S. at 687â89.
Further, the motion for a new trial or a Ginther hearing would be in
furtherance of Headâs claim that his trial counsel was ineffective for failing to request
a lesser-included offense instruction. Glidden, 2017 WL 1010277, at *3 (âHead argues
only that his trial counsel was ineffective for failing to request a jury instruction on
a lesser included offense.â). As this Court has already found, Head could not show
that trial counselâs actions in this regard were deficient within the meaning of
Strickland. Thus, any failure of appellate counsel to move in the lower court
regarding that claim would not have affected the outcome of the proceedings because
the claim was meritless. See Kelly, 846 F.3d at 831.
So the Court will not grant relief on Headâs ineffective-assistance-of-appellate-
counsel claim either.
For the foregoing reasons, the Court DENIES Headâs petition for a writ of
habeas corpus. A separate order will issue on a certificate of appealability and
proceeding in forma pauperis on appeal.
SO ORDERED.
Dated: September 5, 2023
s/Laurie J. Michelson
LAURIE J. MICHELSON
UNITED STATES DISTRICT JUDGE Case Information
- Court
- E.D. Mich.
- Decision Date
- September 5, 2023
- Status
- Precedential