AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF PENNSYLVANIA DONNA and DWAYNE HILL, : Plaintiffs : : No. 1:21-cv-01424 v. : : (Judge Rambo) SUPT. HARRY, et al., : Defendants : MEMORANDUM Pending before the Court are the partiesâ cross-motions for summary judgment filed pursuant to Rule 56 of the Federal Rules of Civil Procedure. (Doc. Nos. 50, 62.) Also pending before the Court is Plaintiffâs motion to strike Defendantsâ brief in opposition to his motion for summary judgment, as well as Defendantsâ motion for summary judgment. (Doc. No. 64.) For the reasons set forth below, the Court will grant in part and deny in part Defendantsâ motion for summary judgment. In addition, the Court will deny Plaintiffâs motion to strike and motion for summary judgment. I. BACKGROUND On August 16, 2021, pro se Plaintiffs Dwayne Hill (âPlaintiffâ) and Donna Hill (âMrs. Hillâ) (collectively, âPlaintiffsâ), who are husband and wife,1 1 Plaintiffs alleged that, even though Plaintiff is a prisoner in the custody of the Pennsylvania Department of Corrections and that Mrs. Hill is a resident of Pittsburgh, Pennsylvania, anything Plaintiff suffers physically, emotionally, and financially, Mrs. Hill likewise suffers. (Doc. No. 1 ¶¶ 17, 39, 42.) commenced the above-captioned action by filing a complaint pursuant to the provisions of 42 U.S.C. § 1983 (âSection 1983â), asserting violations of their First, Eighth, and Fourteenth Amendment rights, as well as âthe torts of assault[,] battery, negligence[,] and interference with their conjugal rights.â (Doc. No. 1 at 1.) Plaintiffs named the following individuals as defendants: State Correctional Institution Camp Hill (âSCI Camp Hillâ) Superintendent Harry (âHarryâ); SCI Camp Hill Correctional Officer Knaub (âKnaubâ); State Correctional Institution Phoenix (âSCI Phoenixâ) Superintendent Sorber (âSorberâ); SCI Phoenix Deputy Superintendents Bradley (âBradleyâ) and Terra (âTerraâ); and SCI Phoenix Unit Manager Stenkowski (âStenkowskiâ). (Id. at 2.) In addition to the complaint, Plaintiffs also filed motions for leave to proceed in forma pauperis. (Doc. Nos. 8, 10.) In a Memorandum and Order, entered on September 8, 2021, the Court granted Plaintiffs leave to proceed in forma pauperis and screened the complaint pursuant to the Prison Litigation Reform Act (âPLRAâ).2 (Doc. Nos. 11, 12.) In doing so, the Court partially dismissed the complaint for failure to state a claim upon which relief could be granted pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii). (Id.) More specifically, the Court: (1) dismissed with prejudice Mrs. Hillâs claims, as well as 2 See The Prison Litigation Reform Act of 1995, Pub. L. No. 104-134, 110 Stat. 1321 (1996). Plaintiffâs Fourteenth Amendment due process claims concerning the deprivation of his personal property; (2) dismissed without prejudice Plaintiffâs Section 1983 claims against Defendant Harry, as well as his Eighth Amendment claims concerning the denial of medical care at SCI Camp Hill; (3) transferred Plaintiffâs claims against Defendants Sorber, Bradley, Terra, and Stenkowski to the United States District Court for the Eastern District of Pennsylvania since the alleged events concerning these Defendants occurred while Plaintiff was incarcerated at SCI Phoenix; (4) rendered moot Plaintiffâs claims seeking declaratory and injunctive relief against Defendants Harry and Knaub, as Plaintiff had been transferred to SCI Phoenix and, thus, was no longer incarcerated at SCI Camp Hill; and, finally, (5) concluded that the complaint stated plausible First Amendment retaliation and Eighth Amendment excessive use of force claims against Defendant Knaub. (Id.) In connection with all of these conclusions, the Court granted Plaintiff leave to file an amended complaint within thirty (30) days and noted that, if he failed to do so, this action would proceed only as to his First Amendment retaliation and Eighth Amendment excessive use of force claims against Defendant Knaub. (Id.) On September 21, 2021, Plaintiff filed an amended complaint. (Doc. No. 16.) He again asserted his Fourteenth Amendment due process claim concerning the deprivation of his personal property, as well as his claims against Defendants Sorber, Bradley, Terra, and Stenkowski. (Doc. No. 17 at 2.) As the Court had previously ruled, however, his Fourteenth Amendment due process claim concerning the deprivation of his personal property had been dismissed with prejudice, and his claims against Defendants Sorber, Bradley, Terra, and Stenkowski had been transferred to the United States District Court for the Eastern District of Pennsylvania for further proceedings. (Id. at 2-3.) As a result, the Court, in an Order entered on September 22, 2021, informed Plaintiff that this action would not proceed any further on those claims and that the only Defendants remaining before the Court are Defendants Harry and Knaub. (Id.) In the amended complaint, Plaintiff appears to assert the following claims against these (2) remaining Defendants: (1) First Amendment retaliation claims; (2) Eighth Amendment excessive use of force and denial of medical care claims; (3) a Fourteenth Amendment due process claim concerning his solitary confinement; and (4) state law tort claims for assault, battery, and negligence. (Doc. No. 16 at 9-10.) In support of these claims, Plaintiff asserts the following allegations. Plaintiff alleges that, on June 28, 2021, the unit manager at SCI Camp Hill, a non-party, called Plaintiff to appear for an informal misconduct hearing. (Id. at 14.) The unit manager informed Plaintiff that Defendant Knaub had written Plaintiff an informal misconduct five (5) days prior for him being in an unauthorized area. (Id. at 14-15.) Plaintiff alleges that he told the unit manager he did not recall the incident and that he had not received any written notice of the incident, in violation of DC- ADM 801. (Id. at 15.) Plaintiff further alleges that the unit manager responded that he was not entitled to such notice and tried to convince Plaintiff to accept an informal sanction. (Id.) Plaintiff claims that he refused to do so and that he informed the unit manager that he wished to challenge the charge at a formal hearing. (Id.) Plaintiff alleges that he subsequently approached Defendant Knaub about the informal misconduct, who confirmed that he had issued the misconduct based upon Plaintiff being, allegedly, in an unauthorized area. (Id. at 16.) Plaintiff told Defendant Knaub that he did not recall the incident and that he had not received any notice of the informal misconduct. (Id.) Defendant Knaub instructed him to âgo to [his] cell.â (Id.) Although Plaintiff tried to explain to Defendant Knaub that it was his exercise time, Defendant Knaub threatened to deploy OC spray if he did not return to his cell. (Id.) Plaintiff believes that Defendant Knaub instructed him to go to his cell in retaliation for him complaining about the âback dated misconduct.â (Id.) Plaintiff alleges that he was turning to go to his cell, when he looked back at Defendant Knaub, who sprayed him in the face. (Id. at 17.) Plaintiff claims that he did not try to resist and that Defendant Knaubâs instruction (i.e., telling him to go to his cell) was not âclearly framed as an order[.]â (Id.) Plaintiff further claims that Defendant Knaub used âdangerous quantitiesâ of OC spray on him, even though he has a âmedical orderâ that prohibits the use of such spray on him. (Id. (stating that he has a âpre-existing respiratory conditionâ).) Thus, when Plaintiff tried to âblockâ the OC spray, Defendant Knaub used this as âpretext to further assault himâ by âslammingâ him to the ground. (Id. at 18.) Additionally, Plaintiff denies having a pencil. (Id.) As a result of this incident with Defendant Knaub, Plaintiff claims that he suffered serious injuries, including blurred vision, an asthma attack, and âinjuriesâ to his neck, right elbow, and left knee from being slammed to the ground. (Id.) Plaintiff acknowledges that âthe medical departmentâ stabilized his breathing, but that âthe medical departmentâ refused to treat his other reported injuries. (Id. at 19.) Plaintiff asserts that he was subsequently taken to solitary confinement and served with a misconduct report that was written by Defendant Knaub for assault and other related charges. (Id.) Plaintiff further asserts that the follow morning, on June 29, 2021, he was transferred from SCI Camp Hill to SCI Phoenix, where he was again placed in solitary confinement. (Id.) Plaintiff claims that Defendant Harry and former-Defendant Sorber arranged for this âimmediate transfer[.]â (Id.; id. at 20 (explaining that these types of institutional transfers that are immediate in nature are called âemergency transfers in prison policyâ and are arranged by the superintendent at the sending institution and the superintendent at the receiving institution).) Thereafter, on June 30, 2021, Plaintiff alleges that he met with the Program Review Committee at SCI Phoenix, which was comprised of former-Defendants Bradley, Terra, and Stenkowski. (Id. (explaining that the Program Review Committee supervises prisoners that are placed in solitary confinement).) According to Plaintiff, the Program Review Committee informed him that â[SCI] Camp Hill recommended that he be placed on the Restricted Release List[.]â (Id. at 21.) Plaintiff believes that Defendant Harry recommended him for this list in retaliation for him complaining to her about not addressing the property that her staff had allegedly stolen from him. (Id. at 28.) Finally, Plaintiff alleges that, on July 2, 2021, he was served with Defendant Knaubâs informal misconduct. (Id. at 25.) Plaintiff alleges that he had his âmisconduct hearing on both reports[ ] on the same day.â (Id.) Plaintiff claims that, on July 8, 2021, he was found guilty and sanctioned with ninety (90) days solitary confinement. (Id. at 26.) Plaintiff appears to contend that he attempted to appeal this decision, but encountered various issues throughout the process. (Id. at 24-27.) In connection with all of these allegations, Plaintiff seeks declaratory and injunctive relief, compensatory damages, punitive damages, âlitigation expenses[,]â and any âother reliefâ to which he is entitled. (Id. at 29.) In addition, he declares, âunder penalty of perjury[,]â that all of the âfactsâ in his amended complaint are true and correct. (Id. at 29.) On November 22, 2021, in response to Plaintiffâs amended complaint, Defendants Harry and Knaub filed an answer. (Doc. No. 27.) That same day, the Court directed the parties to complete discovery within six (6) months and to file any dispositive motions within sixty (60) days of the date on which discovery closes. (Doc. No. 28.) After the Court issued that scheduling Order, Plaintiff filed a motion seeking leave to file a supplemental complaint (Doc. No. 33), a motion to compel discovery from Defendants (Doc. No. 36), and a motion for the appointment of counsel or, in the alternative, a motion to enjoin Defendants from using a third party to serve him (Doc. No. 38). On March 10, 2022, the Court issued an Order, denying Plaintiffâs motion for the appointment of counsel without prejudice and deeming his request to enjoin Defendants withdrawn pursuant to Local Rule 7.5 of the Courtâs Local Rules. (Doc. No. 39.) Subsequently, on May 4, 2022, the Court issued a Memorandum and Order, denying Plaintiffâs motions to file a supplemental complaint and to compel discovery from Defendants. (Doc. Nos. 43, 44.) Although Plaintiff filed a motion to vacate that Memorandum and Order (Doc. No. 47), which the Court construed as a motion for reconsideration, his request was denied. (Doc. Nos. 76, 77.) Thereafter, the parties filed cross-motions for summary judgment. (Doc. Nos. 50, 62.) Those motions have been briefed by the parties. (Doc. Nos. 51, 58, 66, 70, 75.) In addition, Plaintiff filed a motion to strike Defendantsâ brief in opposition to his motion for summary judgment, as well as their motion for summary judgment. (Doc. No. 64.) That motion has also been briefed by the parties. (Doc. Nos. 65, 74.) Accordingly, the partiesâ cross-motions for summary judgment, and Plaintiffâs motion to strike, are ripe for the Courtâs resolution. II. LEGAL STANDARD Rule 56(a) of the Federal Rules of Civil Procedure provides that â[t]he court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â See Fed. R. Civ. P. 56(a). âA disputed fact is âmaterialâ if it would affect the outcome of the suit as determined by the substantive law.â Gray v. York Newspapers, Inc., 957 F.2d 1070, 1078 (3d Cir. 1992) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). And, a disputed material fact is âgenuine . . . [i]f the evidence is such that a reasonable jury could return a verdict for the nonmoving party[.]â See Brenner v. Local 514, United Bhd. of Carpenters and Joiners of Am., 927 F.2d 1283, 1287-88 (3d Cir. 1991) (citing Anderson, 477 U.S. at 248). A party moving for summary judgment has the initial burden âof informing the district court of the basis for its motion, and identifying those portions of [the record], which it believes demonstrate the absence of a genuine issue of material fact.â See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The moving partyâs burden âmay be discharged by âshowingââthat is, pointing out to the district courtâ that there is an absence of evidence to support the nonmoving partyâs case.â See id. at 325. Once the moving party has met its initial burden, the burden shifts to the nonmoving party, who may not rest upon the unsubstantiated allegations or denials of its pleadings and, instead, must go beyond its pleadings, âciting to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materialsâ to show a genuine dispute of material fact. See Fed. R. Civ. P. 56(c); Celotex Corp., 477 U.S. at 324. If the nonmoving party âfails to make a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden at trial[,]â summary judgment is proper. See id. at 322. Summary judgment is also proper if the nonmoving party provides evidence that is âmerely colorableâ or that âis not significantly probative[.]â See Gray, 957 F.2d at 1078. In addition, when deciding a motion for summary judgment, âthe court must view all evidence and draw all inferences in the light most favorable to the non- moving party[.]â See Lawrence v. City of Philadelphia, 527 F.3d 299, 310 (3d Cir. 2008) (citing Davis v. Mountaire Farms, Inc., 453 F.3d 554, 556 (3d Cir. 2006)); M.S. by & through Hall v. Susquehanna Twp. Sch. Dist., 969 F.3d 120, 125 (3d Cir. 2020) (stating that, when reviewing a motion for summary judgment, courts are to âview the evidence in the light most favorable to the non-moving partyâ). III. DISCUSSION As set forth above, there are several pending motions before the Court. (Doc. Nos. 50, 62, 64.) The Court will first address Plaintiffâs motion to strike and then address the partiesâ cross-motions for summary judgment. Because Defendantsâ motion for summary judgment asserts arguments concerning the threshold issue of whether Plaintiff exhausted available administrative remedies before commencing suit in federal court, the Court will address Defendantsâ motion for summary judgment before it addresses Plaintiffâs motion for summary judgment. A. Plaintiffâs Motion to Strike In his motion to strike, Plaintiff requests that the Court strike Defendantsâ brief in opposition to his motion for summary judgment on the basis that â[t]here is a big difference in the number [of] pages filed in this Court, and what is being sent to Smart Communication for the Plaintiff.â (Doc. No. 64 at 1-2.) Additionally, in his brief in support of his motion to strike, Plaintiff asserts various arguments concerning Defendantsâ method of service throughout this litigation, as well as discovery in this matter. (Doc. No. 65.) In connection with these various arguments, Plaintiff requests that the Court strike Defendantsâ pending motion for summary judgment. (Id. at 3.) Defendants, in turn, have opposed Plaintiffâs motion. (Doc. No. 74.) They argue that they have sent Plaintiff their complete filings, that Plaintiff has waived any argument concerning any discovery dispute, and that reopening discovery would not result in any further production of information since the items sought by Plaintiff have already been produced to him, are irrelevant, overbroad, and/or are privileged and confidential. (Id. at 3-12) To the extent that Plaintiff argues that he did not receive Defendantsâ filings, or did not receive the entirety of those filings, the Court finds that any relief requested is now moot. Counsel for Defendants, who is an officer of this Court, represents that she served Plaintiff, via United States Mail, with complete copies of all documents Defendants filed in this matter, as is reflected by the certificates of service attached to each of those filings. (Doc. No. 74 at 5.) Further, counsel for Defendants also represents that, in an abundance of caution, a second copy of the following documents were sent to Plaintiff: Defendantsâ brief in opposition to Plaintiffâs motion for summary judgment (Doc. No. 58); Defendantsâ response in opposition to Plaintiffâs statement of material facts (Doc. No. 59); Defendantsâ motion for summary judgment (Doc. No. 62); Defendantsâ statement of material facts with supporting exhibits (Doc. Nos. 63; 63-1 through 63-8); and Defendantsâ brief in support of their motion for summary judgment (Doc. No. 66). As such, Plaintiffâs motion to strike will be denied to the extent that Plaintiff asserts allegations that he has not received Defendantsâ filings. As discussed above, his request for relief is now moot. See generally Blanciak v. Allegheny Ludlum Corp., 77 F.3d 690, 698-99 (3d Cir. 1996) (explaining that â[i]f developments occur during the course of adjudication that eliminate a plaintiff's personal stake in the outcome of a suit or prevent a court from being able to grant the requested relief, the case must be dismissed as mootâ). Additionally, to the extent that Plaintiff asserts any arguments concerning discovery in this matter, the Court finds his arguments unavailing. The Court observes that, under the Federal Rules of Civil Procedure, the scope of discovery is broad: âParties may obtain discovery regarding any nonprivileged matter that is relevant to any partyâs claim or defense and proportional to the needs of the case[.]â See Fed. R. Civ. P. 26(b)(1). However, this broad scope of discovery âis not unlimited and may be circumscribed.â See Bayer AG v. Betachem, Inc., 173 F.3d 188, 191 (3d Cir. 1999) (citations omitted). Moreover, and particularly relevant here is Rule 16(b)(4), which governs a partyâs request to modify a scheduling order. See Fed. R. Civ. P. 16(b)(4). More specifically, it provides that â[a] schedule may be modified only for good cause and with the judgeâs consent.â See id. â[W]hether âgood causeâ exists under Rule 16(b)(4) depends in part on a plaintiffâs diligence.â See Premier Comp Sols., LLC v. UPMC, 970 F.3d 316, 319 (3d Cir. 2020) (citations omitted); Race Tires Am., Inc. v. Hoosier Racing Tire Corp., 614 F.3d 57, 84-85 (3d Cir. 2010) (concluding that the district court had properly denied leave to amend where plaintiff moved to amend his pleading after the amendment deadline had expired and where plaintiff had not been diligent in seeking the amendment). In addition, the party seeking to modify the scheduling order carries the burden to demonstrate such good cause. See Fed. R. Civ. P. 16, Advisory Committee Note (1983) (explaining that âthe court may modify the schedule on a showing of good cause if it cannot reasonably be met despite the diligence of the party seeking the extensionâ); Race Tires, 614 F.3d at 84 (affirming the district courtâs decision to deny leave to amend, where the district court placed the burden on the movant under Rule 16(b)(4) to show âdue diligenceâ). If the movant cannot demonstrate that he was diligent, then âthere is no âgood causeâ for modifying the scheduling order.â See Bolus v. Carnicella, No. 15-cv-01062, 2020 WL 6203056, at *3 (M.D. Pa. Oct. 22, 2020) (citation omitted). Here, Plaintiffâs motion to strike, which asserts various discovery disputes, was not filed until long after the discovery period closed in this matter. In fact, Plaintiffâs motion to strike was not filed until after both he and Defendants filed their pending motions for summary judgment, statement of material facts, and accompanying exhibits. Despite this inordinate delay, Plaintiff has not alleged, much less demonstrated to the Court, that he was diligent in filing his motion to strike or in seeking a modification of the Courtâs scheduling Order, which set a close of discovery deadline for May 23, 2022. (Doc. No. 28 (directing the parties to complete discovery within six (6) months of the date of the scheduling Order).) Because Plaintiff has failed to show due diligence on his part, the Court finds no good cause for allowing him to seek discovery at this point in the litigation. Additionally, the Court finds that, even if Plaintiff had diligently sought discovery, the Court would still find that his motion is substantively deficient. By way of example, Plaintiff has neither provided a copy to the Court of the specific discovery requests he alleges he had previously propounded on Defendants, nor provided a copy of Defendantsâ responses thereto, if any. See M.D. Pa. L.R. 5.4 (requiring the moving party to file âa copy of the discovery matters in disputeâ). Moreover, it appears that many of Plaintiffâs discovery requests overlap with discovery requests he previously sent to Defendants in this matter. (Doc. No. 42.) As such, the Court is inclined to agree with Defendants that reopening discovery would not result in any further production of information, as the items sought by Plaintiff were already produced or objected to on the basis that the requests were overly broad, unduly burdensome, irrelevant, and/or privileged or confidential. (Id.) While Plaintiff may disagree with Defendantsâ substantive responses to his discovery requests, he has not presently asserted any argument regarding those responses. In addition, to the extent that Plaintiffâs motion to strike can be construed as a motion filed under Rule 56(d) of the Federal Rules of Civil Procedure, the Court finds that Plaintiffâs motion fares no better. While âit is well established that a court âis obliged to give a party opposing summary judgment an adequate opportunity to obtain discovery[,]ââ see Shelton v. Bledsoe, 775 F.3d 554, 565 (3d Cir. 2015), the docket reflects that Plaintiff was afforded that opportunity. See, e.g., Celotex Corp. v. Catrett, 477 U.S. 317, 326 (1986) (noting the status of discovery and how the motion for summary judgment was filed after discovery had been conducted by the parties, and observing that âno serious claim [could] be made that [the nonmovant] was in any sense ârailroadedâ by a premature motion for summary judgmentâ). Moreover, while under Rule 56(d), the nonmovant may file an âaffidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition . . . â see Fed. R. Civ. P. 56(d), Plaintiff has not filed any such affidavit or declaration under that Rule. Additionally, Plaintiff has not shown how, if the discovery were disclosed, it would preclude summary judgment with respect to his surviving claims against Defendants. See Shelton, 775 F.3d at 568 (stating that summary judgment may be granted if âthe Rule 56(d) declaration is inadequateâ). In other words, Plaintiff has not taken the discovery requests and tied them to the substantive arguments raised by Defendants in their pending motion for summary judgment. Finally, and as discussed above, Plaintiff has not shown why he was unable to seek this discovery, or Court intervention, any earlier.3 Instead, Plaintiff rests on broad allegations that Defendants have not ânot yet answered or servedâ their answers on him, without providing any factual or evidentiary support for the Court to consider. (Doc. No. 65 at 3.) As such, to the extent that Plaintiffâs motion to strike is based upon arguments related to discovery, the Court will deny Plaintiffâs motion. Finally, as to Plaintiffâs various complaints concerning Defendantsâ method of service in this matter, the Court finds Plaintiffâs arguments unavailing. Department of Correctionsâ policy, DC-ADM 803, provides that â[a]ll incoming, non-privileged inmate correspondence must be addressed and sent to the Departmentâs contracted central incoming inmate mail processing center,â which is the Smart Communications center located in St. Petersburg, Florida. See DC-ADM 803, Inmate Mail and Incoming Publications Procedures Manual, Section 1(A), available at: https://www.cor.pa.gov/About%20Us/Pages/DOC-Policies.aspx (emphasis in original). Privileged mail only includes the following: â[m]ail from an 3 As reflected by the Courtâs docket, Plaintiff previously filed a motion to compel discovery on January 18, 2022. (Doc. No. 36.) Plaintiff claimed, essentially, that he sent discovery requests to Defendants but that they had failed to respond. (Doc. Nos. 36, 37.) This motion was resolved by the Court. (Doc. Nos. 43, 44.) inmateâs attorney that is either hand-delivered to the facility by the attorney or delivered through the mail system[;]â [m]ail from a court[;]â and â[m]ail from an elected or appointed federal, state, or local official who has sought and obtained a control number issued by the Departmentâs Office of Chief Counsel.â See id., Glossary of Terms. However, â[n]ot all correspondence between an inmate and elected or appointed federal, state, or local official will require privileged correspondence processing. Control numbers will only be issued when the underlying matter involves matters related to a confidential investigation process or similar concerns.â See id. Here, correspondence from Defendantsâ counsel is not considered privileged mail and, thus, must be sent to Plaintiff via the Smart Communications center in St. Petersburg, Florida. As such, to the extent that Plaintiffâs motion to strike is based upon any arguments concerning Defendantsâ use of the Smart Communications center, Plaintiffâs motion will be denied. Accordingly, for all of these reasons, Plaintiffâs motion to strike will be denied. B. Defendantsâ Motion for Summary Judgment 1. Statement of Material Facts Under the Courtâs Local Rules, a motion for summary judgment âshall be accompanied by a separate, short and concise statement of the material facts, in numbered paragraphs, as to which the moving party contends there is no genuine issue to be tried.â See M.D. Pa. L.R. 56.1. In addition, â[t]he papers opposing a motion for summary judgment shall include a separate, short and concise statement of the material facts, responding to the numbered paragraphs set forth in [the moving partyâs statement], as to which [the non-moving party] contend[s] that there exists a genuine issue to be tried.â See id. All material facts set forth in the moving partyâs statement âwill be deemed to be admitted unless controverted by [the non-moving partyâs statement].â See id. In accordance with the Courtâs Local Rules, Defendants filed a statement of material facts in support of their motion for summary judgment. (Doc. No. 63.) Defendants statement is supported by citations to materials in the record. (Id.) In addition, although Plaintiff filed his own statement of material facts, responding to the numbered paragraphs set forth in Defendantsâ statement, Plaintiff has, for the most part, not supported his responsive statement with citations to materials in the record. (Doc. No. 71.) Thus, the Court is permitted to deem these facts admitted. See M.D. Pa. L.R. 56.1 (providing that â[a]ll material facts set forth in the statement required to be served by the moving party will be deemed to be admitted unless controverted by the statement required to be served by the opposing partyâ). That said, however, the Court has conducted a thorough and impartial review of the record in this matter. To the extent that there are any disputed issues of material fact, the Court expressly notes such disputes herein. Plaintiff, who was incarcerated at SCI Camp Hill during the period of time relevant to the underlying events, alleges that Unit Manager Taggart attempted to conduct an informal resolution hearing with him on June 28, 2021, concerning D542768, which had previously been issued by Defendant Knaub on or about June 23, 2021, in response to Plaintiffâs alleged presence in an unauthorized area and Plaintiffâs alleged refusal to obey an order. (Doc. Nos. 63 ¶ 1; 71 ¶ 1.) Defendants assert that Plaintiff refused to continue the informal resolution hearing with Unit Manager Taggart on June 28, 2021, and abruptly left after learning that the misconduct would become formal. (Doc. No. 63 ¶ 2.) Although Plaintiff concedes that he refused to continue the informal resolution hearing with Unit Manager Taggart, he contends that it was because he did not receive notice of the charges âin violation of DC-ADM 801.â (Doc. No. 71 ¶ 2.) In support, he generally cites to misconduct D542768, but does not offer any further explanation.4 (Id.) 4 The Court notes that, despite both parties making general references to misconduct D542768, it does not appear that the underlying report for this misconduct has been made a part of the record. (Doc. No. 63-2 at 2 (containing only Plaintiffâs misconduct history with the DOC, which reflects misconduct number D542768, not the report itself).) The Court further notes that, while misconduct D542768 provides context to the allegations in Plaintiffâs amended complaint, neither Plaintiffâs Section 1983 claims nor his state law tort claims are premised upon the language contained in the misconduct. Finally, the Court notes that, Plaintiff does not dispute that he was found guilty of this misconduct by the hearing examiner. (Doc. No. 71 ¶ 3.) He does deny, however, whether he was found guilty on appeal by the Program Review Committee because he alleges that he ânever received a responseâ from the Committee. (Id.) Plaintiff subsequently approached Defendant Knaub in the dayroom about the informal misconduct charge filed against him. (Doc. Nos. 63 ¶ 4; 71 ¶ 4.) It is at this point that the partiesâ version of the events diverge. As for Defendants, they assert as follows: at the time Plaintiff approached Defendant Knaub, Plaintiff was agitated, and he was yelling and cursing (Doc. No. 63 ¶ 5); Defendant Knaub ordered Plaintiff to return to his cell (id. ¶ 6); Plaintiff challenged the direct order by questioning what would happen if he did not comply with it (id. ¶ 7); Defendant Knaub warned Plaintiff that he would deploy OC spray to gain his compliance (id. ¶ 8); Plaintiff then moved back towards Defendant Knaub while frantically reaching into his pocket to obtain what is now known to be a sharpened pencil (id. ¶ 9); Defendant Knaub took half a step backwards to create distance between himself and Plaintiff, and then deployed a single burst of OC spray on Plaintiff (id. ¶ 10); at this time, Plaintiff lunged at Defendant Knaub with the sharpened pencil5 and began physically attacking Defendant Knaub (id. ¶ 11); and, finally, in an effort to regain physical control of the situation, Defendant Knaub attempted to restrain Plaintiff and took him to the ground, holding Plaintiffâs hands in place until more staff arrived and secured handcuffs on Plaintiff (id. ¶ 12).6 5 Defendants have submitted pictures in connection with their motion for summary judgment, which depicts a broken pencil. (Doc. No. 63-1 at 71-76.) 6 There is documentation contained in the summary judgment record, which suggests that, based upon the alleged June 28, 2021 incident, Defendant Knaub Plaintiff, however, assertsâlargely via an affidavit that he has filed under the penalty of perjuryâas follows: he was respectful and did not use abusive language with Defendant Knaub during this situation (Doc. No. 72 ¶ 30); he was told to go to his cell in retaliation for complaining about Defendant Knaubâs failure to provide him with notice of the allegedly false misconduct (id. ¶ 31); he tried to explain to Defendant Knaub that he was permitted out of his cell for daily exercise, but Defendant Knaub threatened to spray him if he did not go to his cell (id. ¶ 32); when he turned to go to his cell, he looked back, and Defendant Knaub sprayed him in the face âwithout warningâ (id. ¶ 33); Defendant Knaub did not call for a supervisor or try to defuse the situation in any way and, instead, used âdangerous quantitiesâ of OC spray on Plaintiff (id. ¶ 37); and, finally, Defendant Knaub âtackledâ and âslammedâ Plaintiff to the ground when he could not see or brace himself for impact (id. ¶ 35). In addition, Plaintiff asserts that it âwas impossibleâ for him to have, allegedly, attacked Defendant Knaub with a pencil because he had his left hand out in order to block the OC spray, while his right hand remained in his pocket. (Doc. No. 71 ¶ 11.) Although Plaintiff cites to âvideo evidence[,]â it does not appear that any video evidence has been filed with the Court. indicated that he âwish[ed] to pursue criminal charges against the inmate[.]â (Doc. No. 63-1 at 78.) Whether criminal charges were thereafter pursued or filed is unclear to the Court and not addressed by the parties. Following the incident, Plaintiff received medical assessment and attention shortly after the handcuffs were applied to his person, and he was transported to medical. (Doc. Nos. 63 ¶ 13; 71 ¶ 13.) Plaintiff reported that he couldnât breathe and that he had chest and neck pain; however, no other injuries were noted or reported. (Doc. Nos. 63 ¶ 14; 71 ¶ 14.) Plaintiff received oxygen, two (2) treatments from his Xopenex inhaler, and the OC spray was cleansed from himâi.e., his face was cleansed and his eyes were flushed with eye wash solution.7 (Doc. Nos. 63 ¶ 15; 71 ¶ 15.) Plaintiffâs â[b]reathing pattern improved with [oxygen].â (Doc. Nos. 63 ¶ 16; 71 ¶ 16.) After being assessed and treated by medical staff, Plaintiff was transported to the Restricted Housing Unit. (Doc. Nos. 63 ¶ 17; 71 ¶ 17.) Defendant Knaub filed misconduct number D210958 against Plaintiff. (Doc. Nos. 63 ¶ 18; 71 ¶ 18.) Plaintiff did not submit a complete and proper appeal to the Chief Hearing Examiner with regards to misconduct number D210958. (Doc. Nos. 63 ¶ 19; 71 ¶ 19.) In addition, Defendant Harry signed paperwork relating to the approval of Plaintiffâs transfer from SCI Camp Hill to SCI Phoenix. (Doc. Nos. 63 ¶ 20; 71 ¶ 20.) Plaintiff was transferred to SCI Phoenix on June 29, 2021, and placed into the Restricted Housing Unit. (Doc. Nos. 63 ¶ 21; 71 ¶ 21.) 7 Although Plaintiff asserts that the OC spray was not âcleansedâ from him and that it remained in his hair, neck, arms, and clothing, Plaintiff has cited to âvideo evidence[,]â which, again, does not appear to be a part of the record. (Doc. No. 71 ¶ 15.) After the June 28, 2021 incident, the housing unit was locked down, and Plaintiffâs property was secured within his cell. (Doc. Nos. 63 ¶ 22; 71 ¶ 22.) Staff then inventoried Plaintiffâs property and arrangements were made for the property to be shipped to SCI Phoenix, the facility where Plaintiff was transferred. (Doc. Nos. 63 ¶ 23; 71 ¶ 23.) After arriving at SCI Phoenix, Plaintiff met with the Program Review Committee on June 30, 2021. (Doc. Nos. 63 ¶ 24; 71 ¶ 24.) Department records indicate that PRC members at SCI Phoenix indicated that Plaintiff would be processed for the Restricted Release program due to numerous prior assaults and not appropriate for population. (Doc. Nos. 63 ¶ 25; 71 ¶ 25.) Although a facility manager may request that an inmate be placed on a restricted release list, âthe Executive Deputy Secretary for Institutional Operations (EDSI) must approve placing the inmate in this status.â (Doc. Nos. 63 ¶ 26; 71 ¶ 26.) Defendants assert that Plaintiff did not file an inmate grievance with respect to any retaliation claim against Defendants Harry and Knaub. (Doc. No. 63 ¶ 27.) However, Plaintiff filed the following inmate grievance numbers with respect to Defendant Knaubâs use of OC spray on June 28, 2021: 934590; 935485; and 935632. (Doc. Nos. 63 ¶ 28; 71 ¶ 28.) Grievance numbers 934590, 935485, and 935632 were rejected and referred to the DC-ADM 001 Inmate Abuse Investigation process. (Doc. Nos. 63 ¶ 29; 71 ¶ 29.) The DC-ADM 001 Inmate Abuse Investigation is ongoing. (Doc. Nos. 63 ¶ 30; 71 ¶ 30.) 2. Defendantsâ Arguments a. Exhaustion Initially, Defendants argue that Plaintiff failed to exhaust available administrative remedies in accordance with the PLRA prior to filing suit in this Court. (Doc. No. 66 at 17-22.) Plaintiff argues, however, that â[t]he undisputed facts show that [he] exhausted all available remedies.â (Doc. No. 70 at 2.) The Court, having reviewed the partiesâ arguments and the underlying record in this matter, concludes that Defendants have met their affirmative defense of Plaintiffâs failure to exhaust available administrative remedies as to some of his surviving Section 1983 claims. The PLRAâs exhaustion requirement mandates that â[n]o action shall be brought with respect to prison conditions under [S]ection 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.â See 42 U.S.C. § 1997e(a) (emphasis added). In other words, exhaustion of available administrative remedies is a prerequisite for a prisoner asserting a claim under Section 1983 regarding his prison conditions. See Ross v. Blake, 578 U.S. 632, 638 (2016) (reiterating that the PLRAâs âlanguage is âmandatoryâ: An inmate âshallâ bring âno actionâ (or said more conversationally, may not bring any action) absent exhaustion of available administrative remediesâ (quoting Woodford v. Ngo, 548 U.S. 81, 85 (2006)); Jones v. Bock, 549 U.S. 199, 211 (2007) (stating that â[t]here is no question that exhaustion is mandatory under the PLRA and that unexhausted claims cannot be brought in courtâ (citation omitted) (alteration added)); Booth v. Churner, 532 U.S. 731, 733â34 (2001) (stating that the PLRA ânow requires a prisoner to exhaust âsuch administrative remedies as are availableâ before suing over prison conditionsâ (quoting 42 U.S.C. § 1997e(a))). âThe PLRA requires proper exhaustion, meaning âcomplet[ing] the administrative review process in accordance with the applicable procedural rules.ââ Downey v. Pennsylvania Depât of Corr., 968 F.3d 299, 305 (3d Cir. 2020) (quoting Woodford, 548 U.S. at 88). And the applicable âprocedural rules are supplied by the individual prisons.â See id. (citations omitted); Spruill v. Gillis, 372 F.3d 218, 222 (3d Cir. 2004) (stating that âthe determination [of] whether a prisoner has âproperlyâ exhausted a claim . . . is made by evaluating the prisonerâs compliance with the prisonâs administrative regulations governing inmate grievances . . .â ); see also Jones, 549 U.S. at 218 (explaining that â[t]he level of detail necessary in a grievance to comply with the grievance procedures will vary from system to system and claim to claim . . . â); Woodford, 548 U.S. at 90 (stating that â[p]roper exhaustion demands compliance with an agencyâs deadlines and other critical procedural rules . . . â). A prisonerâs failure to follow these procedural rules will result in a procedural default of his claims. See id. at 230â32 (concluding that the PLRAâs exhaustion requirement includes a procedural default component); Drippe v. Tobelinski, 604 F.3d 778, 781 (3d Cir. 2010) (recognizing this holding in Spruill). A procedural default may be excused, however, if the prisoner can show that the administrative remedies were unavailable to him. See Rinaldi v. United States, 904 F.3d 257, 266 (3d Cir. 2018) (stating that â[t]he PLRA requires only âproper exhaustion,â meaning exhaustion of those administrative remedies that are âavailableââ (quoting Woodford, 548 U.S. at 93)). âAn administrative remedy is unavailable when it âoperates as a simple dead end[,] . . . is so opaque that it becomes, practically speaking, incapable of use, or when prison administrators thwart inmates from taking advantage of a grievance process through machination, misrepresentation, or intimidation.ââ Downey, 968 F.3d at 305 (quoting Shifflett v. Korszniak, 934 F.3d 356, 365 (3d Cir. 2019)). The failure to exhaust available administrative remedies is an affirmative defense. See Jones, 549 U.S. at 216. Accordingly, â[t]he burden to plead and prove failure to exhaust as an affirmative defense rests on the defendant.â See Rinaldi, 904 F.3d at 268 (citing Ray v. Kertes, 285 F.3d 287, 295 (3d Cir. 2002)). However, âonce the defendant has established that the inmate failed to resort to administrative remedies, the onus falls on the inmate to show that such remedies were unavailable to him.â See id. (citation omitted). Finally, requiring a prisoner to exhaust available administrative remedies before filing suit in federal court advances the policy justifications of the PLRAâ to âreturn[ ] control of the inmate grievance process to prison administrators, encourage[ ] the development of an administrative record, and perhaps settlements, within the inmate grievance process, and reduc[e] the burden on the federal courts by erecting barriers to frivolous prisoner lawsuits.â See Downey, 968 F.3d at 305 (citation and internal quotation marks omitted) (alterations added)); Jones, 549 U.S. at 204 (explaining that the exhaustion requirement âallows prison officials an opportunity to resolve disputes concerning the exercise of their responsibilities before being haled into courtâ). Here, the Court begins its discussion by identifying Plaintiffâs remaining Section 1983 claims against Defendants Harry and Knaub in this action: First Amendment retaliation claims; Eighth Amendment excessive use of force claims; Eighth Amendment denial of medical care claims; and a Fourteenth Amendment due process claim. (Doc. No. 16 at 9-10.) Regarding these claims, Defendants argue that Plaintiff has failed to exhaust his administrative remedies in accordance with DC-ADM 801 and DC-ADM 804. Defendants, however, have not filed either DC- ADM 801 or DC-ADM 804 in connection with their motion for summary judgment. (Doc. Nos. 63-1 through 63-8.) That said, the Court recognizes that the current versions of these policies and procedures manuals are publicly available on the DOCâs website. As for DC-ADM 801, the Court observes that both the policy statement and the procedures manual set forth in DC-ADM 801 have an effective date of May 23, 2022, a date after the alleged violations of Plaintiffâs constitutional rights occurred. In other words, Defendants have neither shown which version of DC-ADM 801 was in effect and applicable to the events that Plaintiff complains of here, nor shown how Plaintiff failed to comply with the specific provisions of that version of DC-ADM 801. Moreover, although Defendants have submitted the declaration of Zachary Moslak, the Chief Hearing Examiner for the DOC, that declaration does not clarify the issue. See (Doc. No. 63-3 at 2, ¶ 2 (stating, only generally, that âDC-ADM 801 governs an inmateâs ability to appeal an adverse misconduct decisionâ). Accordingly, to the extent that Defendants seek dismissal of Plaintiffâs claims on the basis that Plaintiff failed to exhaust available administrative remedies under DC- ADM 801, the Court finds that Defendants have not met their burden. As for, DC-ADM 804, however, the Court observes that the policy statement has an effective date of May 1, 2015, and the procedures manual has an effective date of February 16, 2016. Accordingly, it appears that the current version of DC- ADM 804 preceded, and thus governs, the events that Plaintiffs complains of here. See (Doc. No. 16 (complaining of events that occurred in June of 2021)). Under DC-ADM 804, it is the express policy of the DOC for every inmate in its custody to have access to a formal procedure through which the inmates can âseek resolution of problems or other issues of concern arising during the course of [their] confinement.â See DC-ADM 804, Policy Statement, § 3. This formal procedure is referred to by the DOC as the âInmate Grievance Systemâ (id.), and it is comprised of three (3) separate steps (id., Inmate Grievance System Procedures Manual, §§ 1- 2). The first step is that the inmate is required to submit a grievance to the Facility Grievance Coordinator or designee, usually the Superintendentâs Assistant, within fifteen (15) working days after the event upon which the grievance is based. (Id. at § 1, A.8.) The second step is that the inmate is required to appeal an initial review response/rejection to the Facility Manager or designee within fifteen (15) working days from the date of the initial review response/rejection. (Id. at § 2, A.1) The third step is that the inmate is required to appeal the Facility Manager/designeeâs decision to final review at the Secretaryâs Office of Inmate Grievances and Appeals within fifteen (15) working days of the date of the Facility Manager/designeeâs decision. (Id. at § 2, B.1) The Court now turns to Plaintiffâs Section 1983 claims to determine whether Defendants have met their burden to establish the affirmative defense of Plaintiffâs failure to exhaust administrative remedies in accordance with DC-ADM 804. i. Plaintiffâs First Amendment Retaliation Claims Regarding Plaintiffâs First Amendment retaliation claims, Defendants Harry and Knaub argue that Plaintiff did not file any grievances against them concerning retaliation. (Doc. No. 66 at 19, 20.) In support, Defendants Harry and Knaub cite to Plaintiffâs inmate grievance history (Doc. No. 63-7), a document which contains various information related to the grievances that Plaintiff has filed while in the custody of the DOC. (Doc. No. 66 at 20 (citing Doc. No. 63 ¶ 27).) That documentation reflects that between July 6, 2021 (i.e., the first date on which he filed a grievance after the June 28, 2021 incident at SCI Camp Hill) and October 25, 2021 (the last date on which he filed a grievance), Plaintiff filed numerous grievances concerning the following issues: property; abuse; commissary; health care; visits; due process; phone; mail; housing/cell assignment; and health care. (Doc. No. 63-7 at 8-9.) As seemingly argued by Defendants, none of those issues suggest that Plaintiff filed any grievances concerning any alleged retaliation. See (id.). In response, however, Plaintiff argues that he properly exhausted his First Amendment retaliation claims against Defendants Harry and Knaub. (Doc. No. 70 at 4 .) Although Plaintiff does not cite to any material in the record, such as a grievance, the Court has conducted an independent and thorough review of the record in this matter, and observes that, in grievance 935485, Plaintiff not only asserts allegations against Defendant Knaub for the alleged âassaultâ based upon the use of OC spray June 28, 2021, but he also asserts an allegation for âretaliationâ based upon a âfalse misconduct[.]â (Doc. No. 75-1 at 2 (containing his âOfficial Inmate Grievanceâ for number 935485 on a âDC-804 Part 1â form).) Accordingly, to the extent that Defendants argue that Plaintiff âdid not file any inmate grievances concerning any alleged retaliationâ with respect to Defendant Knaub (Doc. No. 66 at 20), the Court finds that their argument is without merit. Thus, the Court will deny their motion for summary judgment on this basis.8 However, to the extent that Defendants argue that Plaintiff âdid not file any inmate grievances concerning any alleged retaliationâ with respect to Defendant Harry concerning his transfer to SCI Phoenix (Doc. No. 66 at 20), the Court agrees. Indeed, the record reflects that Plaintiff did not file any grievance that either 8 While not presently before the Court, the Court notes that Defendants have not addressed the issue of why Plaintiffâs retaliation claim against Defendant Knaub, which is based upon an allegedly false misconduct, would not fall within the scope of DC-ADM 801 and not DC-ADM 804. See DC-ADM 804, § 1, A.7 (stating that â[i]ssues concerning a specific inmate misconduct charge, conduct of hearing, statements written within a misconduct and/or other report, a specific disciplinary sanction, and/or the reasons for placement in administrative custody will not be addressed through the Inmate Grievance System and must be addressed through Department policy DC-ADM 801, âInmate Disciplineâ and/or DC-ADM 802, âAdministrative Custody Proceduresâ (emphasis added and emphasis omitted)). identified Defendant Harry either by name or by title, or described her alleged retaliation. See DC-ADM 804, § 1, A.11 (explaining that, under DC-ADM 804, the inmateâs grievance must include âa statement of the facts relevant to the claimâ and must âidentify individuals directly involved in the event(s)â). Accordingly, the Court finds that Defendants have met their affirmative defense that Plaintiff failed to exhaust available administrative remedies under DC- ADM 804 as it pertains to Plaintiffâs First Amendment retaliation claim against Defendant Harry. See Downey, 968 F.3d at 305 (stating that â[t]he PLRA requires proper exhaustion, meaning âcomplet[ing] the administrative review process in accordance with the applicable procedural rulesââ (quoting Woodford, 548 U.S. at 88)); Jones, 549 U.S. at 218 (stating that âto properly exhaust administrative remedies prisoners must complete the administrative review process in accordance with the applicable procedural rules[, which are] rules that are defined not by the PLRA, but by the prison grievance process itselfâ (citation and internal quotation marks omitted)). The Court further finds that Plaintiff has neither alleged, nor shown that those remedies were unavailable to him. At most,9 Plaintiff appears to assert that he was 9 To the extent that Plaintiff claims that he faced âinsurmountable time barriersâ or a âprison policy that prohibits him from corresponding with staff through mailâ (Doc. No. 70 at 3), the Court notes that Plaintiff has offered no specific factual allegations or evidentiary support in support of such claims. transferred from SCI Camp Hill to SCI Phoenix, and, thus, could not exhaust. The Court observes, however, that after Plaintiff was transferred from SCI Camp Hill to SCI Phoenix, he was still proceeding in this action on a Section 1983 amended complaint, which he filed as a prisoner and wherein he asserted claims related to his prison conditions. (Doc. No. 16.) As such, Plaintiff was still under a duty to exhaust available administrative remedies, as required by the PLRA. See 42 U.S.C. § 1997e(a) (containing the PLRAâs exhaustion requirement, which mandates that â[n]o action shall be brought with respect to prison conditions under [S]ection 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhaustedâ). In other words, Plaintiffâs transfer alone does not excuse his duty to exhaust. In addition, DC-ADM 804 does not prohibit a Plaintiff from filing a grievance after he is transferred to a different correctional institution. Instead, the express language of DC-ADM 804 directs that the inmate file the grievance where the complained-of-events occurred. See DC-ADM 804, Inmate Grievance System Procedures Manual, § 1, A. (9) (stating that the grievance âmust be filed with the Facility Grievance Coordinator/designee at the facility where the grievance event occurredâ (emphasis added)). And, here, Plaintiff asserts no allegations that he filed, or attempted to file, a grievance âat the facility where the grievance event occurred.â See id. As such, the Court will dismiss Plaintiffâs First Amendment retaliation claim against Defendant Harry for his failure to exhaust available administrative remedies under DC-ADM 804. ii. Plaintiffâs Eighth Amendment Excessive Use of Force Claims Regarding Plaintiffâs Eighth Amendment excessive use of force claim, Defendants raise several arguments. Initially, Defendants acknowledge that Plaintiff filed several grievances (i.e., grievances 934590, 935485, and 935632) concerning Defendant Knaubâs use of OC spray on June 28, 2021. (Doc. No. 66 at 20.) Defendants contend, however, that these grievances do not concern Defendant Harry or encompass Defendant Harry in any way. (Id.) The Court agrees. As discussed above, DC-ADM 804 requires the inmateâs grievance to include âa statement of the facts relevant to the claimâ and to âidentify individuals directly involved in the event(s).â See DC-ADM 804, § 1, A.11. While Grievances 934590, 935485, and 935632, specifically identify Defendant Knaub and the facts relevant to Plaintiffâs claim against Defendant Knaub, these grievances neither mention Defendant Harry or her position of Superintendent at SCI Camp Hill, nor offer any relevant facts or dates with respect to Defendant Harry. Thus, while Plaintiff now claims in his amended complaint that Defendant Harry knew that prison officials were regularly and excessively using OC spray as a means of punishment (Doc. No. 16 at 28), Plaintiff asserted no such allegations in his grievances. As such, he failed to put prison officials on notice that he sought to hold Defendant Harry accountable for such alleged conduct. See Williams v. Beard, 482 F.3d 637, 640 (3d Cir. 2007) (stating that âthe primary purpose of a grievance is to alert prison officials to a problem . . .â (citation and internal quotation marks omitted)). Thus, the Court concludes that Defendants have met their burden to establish their affirmative defense that Plaintiff failed to exhaust his Eighth Amendment excessive use of force claim against Defendant Harry in accordance with the provisions of DC-ADM 804. See Downey, 968 F.3d at 305 (stating that â[t]he PLRA requires proper exhaustion, meaning âcomplet[ing] the administrative review process in accordance with the applicable procedural rulesââ (quoting Woodford, 548 U.S. at 88)); Jones, 549 U.S. at 218 (stating that âto properly exhaust administrative remedies prisoners must complete the administrative review process in accordance with the applicable procedural rules[, which are] rules that are defined not by the PLRA, but by the prison grievance process itselfâ (citation and internal quotation marks omitted)). The Court further finds that Plaintiff has neither alleged, nor shown that those remedies were unavailable to him. As stated above, Plaintiffâs transfer alone does not excuse his duty to exhaust, and the express language of DC-ADM 804 did not prohibit him from filing a grievance. Instead, it directed him to file a grievance where the complained-of-events occurred. See DC-ADM 804, Inmate Grievance System Procedures Manual, § 1, A. (9) (stating that the grievance âmust be filed with the Facility Grievance Coordinator/designee at the facility where the grievance event occurredâ (emphasis added)).10 Next, Defendants contend that, although Plaintiff filed several grievances concerning Defendant Knaubâs use of OC spray on June 28, 2021, Plaintiff did not properly exhaust available administrative remedies. (Doc. No. 66 at 21.) In support, Defendants assert two (2) arguments: (1) these grievances âwere referred to the DC- ADM 001 Inmate Abuse Investigation process with the investigation continuing to present date[,]â and, thus, Plaintiff should have waited âto learn of the completion of the investigations for these grievances . . . â (id. (citing Doc. No. 63 ¶¶ 28-30)); and (2) Plaintiff failed to appeal each of these grievances âto the final appeals process under DC-ADM 804â (id.). The Court, however, is unpersuaded by these arguments. Defendantsâ own statement of material facts and documentary evidence demonstrate that Plaintiffâs abuse allegations against Defendant Knaub, using DC-ADM 804, âwere rejected and referredâ by prison officials to the DC-ADM 001 Inmate Abuse Investigation process. (Doc. No. 63 ¶ 29; Doc. No. 63-8 at 2, 4.) As a result, this takes any 10 As noted above, to the extent that Plaintiff claims that he faced âinsurmountable time barriersâ or a âprison policy that prohibits him from corresponding with staff through mailâ (Doc. No. 70 at 3), the Court notes that Plaintiff has offered no specific factual allegations or evidentiary support in support of such claims. persuasive force out of Defendantsâ argument that Plaintiff was, nevertheless, required to appeal his grievances all the way to final review under DC-ADM 804. Indeed, Plaintiff could not reasonably be expected to pursue the various levels of review under DC-ADM 804, when his grievance was initially rejected under that avenue of relief and referred to a different avenue of relief, i.e., DC-ADM 001. Additionally, and as stated above, Defendants also argue that Plaintiff should have waited until the completion of the internal investigation under DC-ADM 001 before commencing suit in this Court. (Doc. No. 66 at 21.) In support of this argument, Defendants have pointed to Victor v. Lawler, 565 F. Appâx 126 (3d Cir. 2014) (unpublished) to argue that Plaintiffâs failure to wait completion of the investigation under DC-ADM 001 amounts to his failure to administratively exhaust. In that case, after the inmate filed a grievance, âthe grievance officer filed an Initial Review Response stating that he had reviewed the grievance and that it was being investigated by the Security Office.â (Id. at 129-30.) âOn appeal, the Superintendent stated in a document dated November 8, 2007, that he concurred with the response given by the grievance officer, and noted that âan ongoing investigation into your allegations is in progress.ââ (Id. at 130.) The inmate âfiled his complaint about a week later, without waiting for that investigation to conclude.â (id.) The Court of Appeals stated that â[t]his defeats the basic purpose of the grievance filing mechanism, which is to notify officials of a problem and provide an opportunity for efficient correction.â (Id. (citation and internal quotation marks omitted). Here, the record reflects that, as early as July 7, 2021, DOC officials informed Plaintiff that his grievance was âbeing forwarded to the Security Office for investigation in accordance with Department policy DC-ADM 001.â (Doc. No. 63- 8.) Although it is unclear to the Court what internal steps were taken after that date, Defendants repeatedly assert that the investigation under DC-ADM 001 was still âongoingâ at the time they filed their motion for summary judgment on August 22, 2022, and at the time they filed their reply brief in connection with their motion for summary on October 5, 2022. See, e.g., (Doc. Nos. 63 ¶ 30; 66 at 21; 75 at 13.) Thus, in light of this record, the Court observes that Plaintiff commenced this lawsuit approximately three (3) months after receiving confirmation that his grievance was being forward to the Security Office for internal investigation in accordance with DOC policy set forth in DC-ADM 001, and that the internal investigation has now been pending for at least one year and three (3) months. In addition, the Court observes, as it did above, that Defendants have not submitted a copy of DC-ADM 001 to the Court in connection with their motion for summary judgment. (Doc. Nos. 63-1 through 63-8.) While the current version of DC-ADM 001 is publicly available on the DOCâs website, both the policy statement and the procedures manual set forth in DC-ADM 001 have effective dates in April 2022, which are dates after the violations of Plaintiffâs constitutional rights are alleged to have occurred. As a result, it is not clear what version of DC-ADM 001 was in effect and applicable to Plaintiffâs claim of excessive use of force against Defendant Knaub. It is also not clear, therefore, as to what occurs after a grievance is referred to the Security Office for investigationâsuch as the timing, content, or scope of review with respect to the investigation or the manner in which an inmate will be notified of results of the investigation. The Court finds that this lack of clarity in the record is particularly problematic here, where Defendants have not clearly alleged or shown what has occurred with the internal investigation since July 7, 2021.11 Thus, while Victor may be persuasive here, the Court is unable to make that determination based upon the arguments presented, and the evidentiary documents submitted, by Defendants. Accordingly, for all of these reasons, the Court is constrained to find that Defendants have not met their burden to demonstrate that Plaintiff failed to exhaust available administrative remedies with respect to his Eighth Amendment excessive use of force claim against Defendant Knaub. As such, the Court will deny their motion on this basis. See Jones, 549 U.S. at 216 (explaining that the failure to exhaust available administrative remedies is an affirmative 11 For the first time in their reply brief, Defendants assert, without citing to any evidentiary support, that âextensionsâ have âbeen sought.â (Doc. No. 75 at 13.) The Court notes that it has no context for this assertion. defense); Rinaldi, 904 F.3d at 268 (stating that â[t]he burden to plead and prove failure to exhaust as an affirmative defense rests on the defendantâ (citing Ray , 285 F.3d at 295)). iii. Plaintiffâs Eighth Amendment Medical Care and Fourteenth Amendment Due Process Claims Although Defendants assert administrative exhaustion arguments concerning Plaintiffâs First Amendment retaliation claims and Eighth Amendment excessive use of force claims, from what the Court can discern, Defendants have not asserted any exhaustion arguments as to Plaintiffâs Eighth Amendment medical care claims and Fourteenth Amendment due process claim against Defendants Harry and Knaub. As such, the Court need not address these claims any further in the context of exhaustion. To the extent, however, that Defendants seek summary judgment on this basis, their motion will be denied. iv. Plaintiffâs Request for Monetary Relief The final argument that Defendants assert concerning administrative exhaustion is that Plaintiff failed to make a request for monetary relief and, as such, he is barred from seeking monetary damages in federal court. (Doc. No. 66 at 21- 22.) In support, Defendants cite to grievances 934590 and 935632. (Id. at 22 (citing Doc. No. 63-8 at 3, 5).) In both of those grievances, Plaintiff requests âall relief the law allows.â (Id.) He does not, however, specifically reference âmonetaryâ relief or damages. See (id.). In this regard, the Court observes that, under DC-ADM 804, if an âinmate desires compensation or other legal relief normally available from a court, the inmate must request the specific relief sought in his/her initial grievance.â See DC-ADM 804, § 1., A.11.d. As discussed above and conceded by Defendants, these grievances were ârejected and referred to the DC-ADM 001 Inmate Abuse Investigation process.â (Doc. No. 63 ¶ 29.) Defendants, however, have not addressed this exhaustion argument in connection with DC-ADM 001 regarding Plaintiffâs Eighth Amendment excessive use of force claims. In addition, they have not addressed Plaintiffâs Eighth Amendment denial of medical care claim. As such, the Court concludes that Defendantsâ arguments concerning whether Plaintiff failed to exhaust his request for monetary relief is not properly before the Court at this time. Thus, Defendants have not met their burden to show that Plaintiff failed to exhaust available administrative remedies with respect to his claim for monetary damages. The Court will, therefore, deny their motion on this basis. v. Conclusion as to Exhaustion To conclude, Defendants have met their burden to establish the affirmative defense of Plaintiffâs failure to exhaust available administrative remedies with respect to his First Amendment retaliation claim and Eighth Amendment excessive use of force claim against Defendant Harry. As such, summary judgment will be granted in favor of Defendant Harry with respect to these claims. Defendants have not, however, met their burden to establish the affirmative defense of Plaintiffâs failure to exhaust available administrative remedies with respect to his First Amendment retaliation claim and Eighth Amendment excessive use of force claim against Defendant Knaub, his Eighth Amendment denial of medical care claims against both Defendants, and his request for monetary relief. As such, the Court will address Defendantsâ remaining arguments as they relate to these remaining claims. 3. Plaintiffâs First Amendment Retaliation Claim Against Defendant Knaub In order to state a First Amendment retaliation claim against Defendant Knaub, Plaintiff must show that: â(1) his conduct was constitutionally protected; (2) he suffered an adverse action at the hands of [Defendant Knaub]; and (3) his constitutionally protected conduct was a substantial or motivating factor in the decision to discipline him.â See Watson v. Rozum, 834 F.3d 417, 422 (3d Cir. 2016) (citation and internal citation omitted). However, even if Plaintiff states a prima facie case of retaliation, â[Defendant Knaub] may still prevail if [he] establish[es] that â[he] would have made the same decision absent the protected conduct for reasons reasonably related to a legitimate penological interest.â See id. (citation and internal quotation marks omitted). Here, liberally construing Plaintiffâs amended complaint, he appears to allege that he engaged in constitutionally protected activity by filing a grievance (Doc. No. 16 ¶¶ 15-17, 38) and by complaining about an allegedly false misconduct (id. ¶¶ 28, 32-35, 37). He also appears to allege that, as result of engaging in this constitutionally protected conduct, he suffered the following adverse actions at the hands of Defendant Knaub: Plaintiff was told to go to his cell (id. ¶ 37); and he was sprayed with OC spray (id. ¶¶ 38-39). Finally, he asserts that his constitutionally protected conduct (i.e., filing a grievance and complaining about an allegedly false misconduct) were a substantial or motivating factor in the adverse actions that Defendant Knaub took against him (i.e., telling him to go to his cell and spraying him with OC spray). (Id. ¶¶ 15-17, 28, 32-35, 37-39.) In moving for summary judgment on Plaintiffâs First Amendment retaliation claim, Defendants raise several arguments. The Court addresses each of these arguments in turn below. a. Constitutionally Protected Conduct Defendants argue that, to the extent that Plaintiff seeks to allege that he engaged in constitutionally protected conduct by complaining about an allegedly false misconduct, the amended complaint did not include such allegations and, thus, it is improper for Plaintiff to attempt to amend the amended complaint via his briefing. (Doc. No. 75 at 16-17.) The Court, however, is unpersuaded by this argument. While the Court agrees that a majority of Plaintiffâs allegations focus on his constitutionally protected conduct of filing a grievance, the amended complaint also alleges that Defendant Knaub retaliated against him for âcomplaining about the back dated misconduct.â (Doc. No. 16 ¶ 37.) Moreover, Plaintiffâs relevant grievances (i.e., grievances 934590, 935485, and 935632) reveal allegations, which either explicitly or impliedly suggest that Defendant Knaub sprayed Plaintiff with OC spray in retaliation for Plaintiff complaining about the allegedly false misconduct Defendant Knaub wrote. (Doc. Nos. 75-1 at 2 (explicitly); 63-8 at 3 (impliedly) and 5 (impliedly).) Thus, the Court treats the amended complaint as asserting allegations that Plaintiff engaged in constitutionally protected conduct when he complained about the allegedly false misconduct. In doing so, the Court reaffirms the long-standing principle that pro se documents are âto be liberally construed.â See Estelle v. Gamble, 429 U.S. 97, 106 (1976); Haines v. Kerner, 404 U.S. 519, 520 (1972) (stating that a pro se complaint, âhowever inartfully pleaded,â will be held to âless stringent standards than formal pleadings drafted by lawyersâ). Accordingly, to the extent that Defendants argue that the Court should not consider these allegations as asserting a potential form of constitutionally protected conduct, the Court finds Defendantsâ argument unavailing. Defendants do not dispute, however, that Plaintiffâs allegations of filing a grievance constitute constitutionally protected conduct, and for good reason. The filing of lawsuits and prison grievances constitute activity protected by the First Amendment. See Watson v. Rozum, 834 F.3d 417, 422 (3d Cir. 2016) (reiterating its prior holding that a prisoner-plaintiff engages in constitutionally protected activity when he files a grievance against a prison official (citing Mitchell v. Horn, 318 F.3d 523, 530 (3d Cir. 2003))); Smith v. Mensinger, 293 F.3d 641, 653 (3d Cir. 2002) (reiterating its prior holding âthat falsifying misconduct reports in retaliation for an inmateâs resort to legal process is a violation of the First Amendmentâs guarantee of free access to the courtsâ (citation omitted)); Allah v. Seiverling, 229 F.3d 220, 223-25 (3d Cir. 2000) (concluding that the prisoner-plaintiff had stated a First Amendment retaliation claim where he alleged that he had been kept in administrative segregation in retaliation for filing civil rights claims against prison officials). Accordingly, to the extent that Defendants seek summary judgment on Plaintiffâs First Amendment retaliation claim on the basis that Plaintiff has failed to establish that he engaged in constitutionally protected activity, the Court will deny their motion. b. Adverse Action Next, Defendants argue that, to the extent that Plaintiff seeks to allege that he suffered an adverse action when Defendant Knaub told him to return to his cell, such allegations fail to establish an adverse action for retaliation purposes. (Doc. No. 75 at 17.) The Court agrees. An adverse action is one that is âsufficient to deter the exercise of First Amendment rights[.]â See Wisniewski v. Fisher, 857 F.3d 152, 157 (3d Cir. 2017); Fantone v. Latini, 780 F.3d 184, 191 (3d Cir. 2015), as amended (Mar. 24, 2015), (explaining that an adverse action must be âsufficient to deter a person of ordinary firmness from exercising his constitutional rights . . . â (citation omitted)). The Court cannot find that Plaintiff, a state prisoner in the custody of the DOC, suffered an adverse action when he was told to go to his cell, as this is âsimply too de minimis to constitute adverse action.â See Christian v. Garman, No. 1:20-cv- 01842, 2021 WL 1017251, at *4 (M.D. Pa. Mar. 17, 2021) (citations omitted); see also McKee v. Hart, 436 F.3d 165, 170 (3d Cir. 2006) (explaining that the alleged retaliatory conduct âneed not be great in order to be actionable, but it must be more than de minimisâ (citations and internal quotation marks omitted)). Accordingly, to the extent that Defendants seek summary judgment on Plaintiffâs First Amendment retaliation claim on the basis that Plaintiff has failed to establish that he suffered an adverse action when Defendant Knaub told him to go to his cell, the Court will grant their motion. Because, however, Defendants have not addressed Plaintiffâs remaining alleged adverse action, i.e., being sprayed with OC spray, the Court will deny their motion to the extent that they would seek summary judgment on this basis.12 12 Defendants acknowledge that the amended complaint contains allegations that Defendant Knaub retaliated against Plaintiff by deploying OC spray without c. Causation Finally, Defendants argue that Plaintiff has failed to show causation, the third and final element of his First Amendment retaliation claim against Defendant Knaub. (Doc. No. 66 at 26-30.) In support, Defendants argue that Plaintiff claims that he filed grievances about his radio being confiscated and about staff misappropriation of the radio after the events transpired in February and May of 2020. (Id. at 28 (citing Doc. No. 16 ¶¶ 5, 13, 15, 19).) Defendants further argue, however, that Plaintiff claims that the alleged retaliatory event, i.e., the use of OC spray against him, did not occur until June 28, 2021, thirteen (13) months later. (Id. at 28-29.) In connection with this thirteen (13)-month period, Defendants contend that this âis an insufficient temporal window to establish a causal connection in a retaliation claim.â (Id. at 29.) The Court agrees. In order for Plaintiff to state a prima facie case of retaliation, he must allege that the constitutionally protected activity he engaged in was ââa substantial or motivating factorââ for the adverse action that he allegedly suffered. See Rauser, 241 F.3d at 333 (quoting Mount Healthy, 429 U.S. at 287). Because âmotivation is almost never subject to proof by direct evidence,â a prisoner-plaintiff must typically ârely on circumstantial evidence to prove a retaliatory motive.â See Watson, 834 warning. (Doc. No. 66 at 27.) The Court surmises that Defendants are conceding that such allegations constitute an adverse action. F.3d at 422. The prisoner-plaintiff âcan satisfy his burden with evidence of either (1) an unusually suggestive temporal proximity between the protected activity and the allegedly retaliatory action, or (2) a pattern of antagonism coupled with timing that suggests a causal link.â See id. (footnote omitted). As it pertains to Plaintiffâs constitutionally protected activity of filing grievances in February and May of 2020, the Court concludes that the use of OC spray thirteen (13) months later on June 28, 2021, is simply insufficient to show an unusually suggestive temporal proximity between the filing of his grievances and the alleged retaliatory conduct. See LeBoon v. Lancaster Jewish Cmty. Ctr. Assân, 503 F.3d 217, 233 (3d Cir. 2007) (stating that âa gap of three months between the protected activity and the adverse action, without more, cannot create an inference of causation and defeat summary judgmentâ (citations omitted)). In addition, while Plaintiff appears to argue that the issues concerning the radio were an âongoing complaintâ (Doc. No. 70 at 8), Plaintiff has neither alleged nor shown any pattern of antagonism as it pertains to Defendant Knaub. At most, Plaintiff offers broad allegations that he filed a private criminal complaint (id.) and that he wrote to âprison officials supervisors, prison advocacy groups[,] media, [and] state lawmakersâ (Doc. No. 16 ¶ 21). Thus, without such specific factual allegations or evidentiary support, that Defendant Knaub displayed an intervening animus between the filing of Plaintiffâs grievances and the use of OC spray, the Court concludes that Plaintiff has failed to plead, much less create a genuine dispute of material fact as to, the causation element of his retaliation claim. However, as it pertains to Plaintiffâs constitutionally protected activity of complaining about an allegedly false misconduct, Defendants reassert their earlier argument that âPlaintiff cannot amend his operative complaint within an opposition to summary judgment[,]â and as such, âthis claim cannot be litigated in this case.â (Doc. No. 75 at 18.) The Court, however, is unpersuaded. As discussed above, the amended complaint alleges that Defendant Knaub also retaliated against Plaintiff for âcomplaining about the back dated misconduct.â (Doc. No. 16. ¶ 37.) Moreover, and as also discussed above, all of Plaintiffâs relevant grievances (i.e., grievances 934590, 935485, and 935632) track with this allegation as they either explicitly state or sufficiently suggest that Defendant Knaub sprayed Plaintiff with OC spray in retaliation for him complaining about an allegedly false misconduct he wrote. (Doc. Nos. 75-1 at 2 (stating, inter alia, that the use of OC spray âwas retaliation for a false . . . misconduct [Defendant Knaub] wroteâ); 63-8 at 3 and 5 (raising allegations to suggest that Defendant Knaub ordered him to his cell and used OC spray on him because he was âcomplaining about a false misconduct he wrote against [Plaintiff]â).) Thus, because the Court treats the amended complaint as asserting allegations that Plaintiff engaged in constitutionally protected conduct when he complained about the allegedly false misconduct, the Court is unpersuaded by Defendantsâ remaining argument. Additionally, the Court notes that, Plaintiffâs allegationsâi.e., that he complained to Defendant Knaub about the allegedly false misconduct and that shortly after Defendant Knaub deployed OC spray on Plaintiffâcan certainly provide a basis to infer an unusually suggestive temporal proximity. Accordingly, Defendantsâ motion for summary judgment will be denied on this basis. d. Conclusion as to Plaintiffsâ First Amendment Retaliation Claim Accordingly, for all of these reasons, the Court will grant in part and deny in part Defendantsâ motion for summary judgment as it relates to Plaintiffâs First Amendment retaliation claim against Defendant Knaub. The Court will allow Plaintiff to proceed on his claim that Defendant Knaub used OC spray against him in retaliation for complaining about an allegedly false misconduct. 4. Plaintiffâs Eighth Amendment Medical Care Claim Against Defendants In addition, Defendants seek summary judgment on Plaintiffâs Eighth Amendment denial of medical care claim. (Doc. Nos. 62, 66.) âThe Eighth Amendment . . . prohibits the infliction of âcruel and unusual punishmentsâ on those convicted of crimes.â See Wilson v. Seiter, 501 U.S. 294, 296â97 (1991). However, the United States Constitution âdoes not mandate comfortable prisons, and only those deprivations denying the minimal civilized measure of lifeâs necessities, are sufficiently grave to form the basis of an Eighth Amendment violation.â See id. 501 U.S. at 298 (internal citations and quotation marks omitted). Thus, in order â[t]o determine whether prison officials have violated the Eighth Amendment, [courts] apply a two-prong test[.]â See Porter v. Pennsylvania Depât of Corr., 974 F.3d 431, 441 (3d Cir. 2020) (quoting Farmer v. Brennan, 511 U.S. 825, 834 (1994)). Under the first prong, courts consider whether the deprivation was ââobjectively, sufficiently serious[,]â that is, whether âa prison officialâs act or omission [resulted] in the denial of the minimal civilized measure of lifeâs necessities[.]ââ See id. (quoting Farmer, 511 U.S. at 834). And, under the second prong, courts must consider whether the prison official was ââdeliberate[ly] indifferen[t] to inmate health or safety.ââ See id. (quoting Farmer, 511 U.S. at 834). Regarding the first prong, lifeâs necessities include food, clothing, shelter, medical care, and reasonable safety. See Tillman v. Lebanon Cnty. Corr. Facility, 221 F.3d 410, 418 (3d Cir. 2000) (stating that âwhen the government takes a person into custody against his or her will, it assumes responsibility for satisfying basic human needs such as food, clothing, shelter, medical care, and reasonable safetyâ (citing DeShaney v. Winnebago Co. Depât of Social Svcs., 489 U.S. 189, 199-200 (1989))); Betts v. New Castle Youth Dev. Ctr., 621 F.3d 249, 256 (3d Cir. 2010) (explaining that the Eighth Amendment imposes a duty upon prison officials âto ensure that inmates receive adequate food, clothing, shelter, and medical care, and [to ensure that prison officials] take reasonable measures to guarantee the safety of the inmatesâ (citations and internal quotation marks omitted)). Regarding the second prong, a prison official does not act with deliberate indifference âunless the official knows of and disregards an excessive risk to inmate health or safetyââthat is, âthe official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.â See Farmer, 511 U.S. at 837. âThe knowledge element of deliberate indifference is subjective, . . . meaning that the official must actually be aware of the existence of the excessive risk; it is not sufficient that the official should have been aware.â Beers-Capitol v. Whetzel, 256 F.3d 120, 133 (3d Cir. 2001) (citing Farmer, 511 U.S. at 837-38)). In accordance with these standards, the Eighth Amendment ârequires prison officials to provide basic medical treatment to those whom it has incarcerated[,]â see Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999), and prison officials violate the Eighth Amendment âwhen they are deliberately indifferent to an inmateâs serious medical need.â See Dooley v. Wetzel, 957 F.3d 366, 374 (3d Cir. 2020) (citing Estelle, 429 U.S. at 106); Rouse, 182 F.3d at 197 (explaining that plaintiffs must demonstrate the following two (2) elements: (1) âthat the defendants were deliberately indifferent to their medical needs[;]â and (2) âthat those needs were seriousâ). â[T]he concept of a serious medical need, as developed in Estelle, has two components, one relating to the consequences of a failure to treat and one relating to the obviousness of those consequences.â See Colburn v. Upper Darby Twp., 946 F.2d 1017, 1023 (3d Cir. 1991). The âcondition must be such that a failure to treat can be expected to lead to substantial and unnecessary suffering, injury, or death[,]â and âthe condition must be one that has been diagnosed by a physician as requiring treatment or one that is so obvious that a lay person would easily recognize the necessity for a doctorâs attention.â See id. (citation and internal quotation marks omitted). The concept of âdeliberate indifferenceâ requires that the prison official actually knew of and disregarded âan excessive risk to inmate health or safety[.]â See Farmer, 511 U.S. at 837. The Third Circuit has found deliberate indifference when a âprison official: (1) knows of a prisonerâs need for medical treatment and intentionally refuses to provide it; (2) delays necessary medical treatment based on a non-medical reason; or (3) prevents a prisoner from receiving needed or recommended medical treatment.â See Rouse, 182 F.3d at 197 (citation omitted). As stated above, Defendants seek summary judgment on Plaintiffâs Eighth Amendment denial of medical care claims. (Doc. Nos. 62, 66.) In support, Defendants argue that Plaintiff received medical assessment and care after the incident on June 28, 2021. (Doc. No. 66 at 30.) Defendants further argue that they are two (2) non-medical personal and cannot be deemed to have been personally involved in Plaintiffâs claims regarding the denial of medical care. (Id. at 31.) Finally, Defendants contend that Plaintiff has put forth no averment or evidence that either Defendant Knaub or Defendant Harry had any knowledge that he was under the care of medical professionals, that such care was deficient, or that they, in some way, allegedly denied him access to such care. (Id.) The Court agrees. Assuming arguendo that Plaintiff has sufficiently alleged a serious medical need,13 there is no evidence of record to create a genuine dispute of material fact that Defendants acted with deliberate indifference to that serious medical need. More specifically, there is no evidence of record that Defendants actually knew of and disregarded an excessive risk to Plaintiffâs health or safety. See Farmer, 511 U.S. at 837 (explaining that the prison official must be aware of facts from which the inference could be drawn that an excessive risk of harm exists, and the prison official must also draw that inference). Additionally, while the Third Circuit has found deliberate indifference in three (3) instances in the prison medical care context, the Court finds that none of those instances are applicable here. See Rouse, 182 F.3d at 197 (finding deliberate indifference when a âprison official: (1) knows of a prisonerâs need for medical 13 Defendants do not address the âserous medical needâ element of an Eighth Amendment medical care claim. (Doc. Nos. 66, 75.) Instead, they focus on the âdeliberate indifferenceâ element. (Id.) treatment and intentionally refuses to provide it; (2) delays necessary medical treatment based on a non-medical reason; or (3) prevents a prisoner from receiving needed or recommended medical treatmentâ (citation omitted)). Indeed, there is no evidence of record to suggest that Defendants, who Plaintiff does not dispute are not medical professionals, intentionally refused to provide him with medical treatment or otherwise prevented him from, or delayed him in, receiving such treatment from medical professionals. Moreover, while Plaintiff denies that he received medical care, the record plainly shows that Plaintiff was assessed and treated by medical professionals. (Doc. Nos. 63-1 at 3-4, 6, 8, 19, 27, 34, 35, 38-41, 47-60.) And, further, there is no suggestion in the record that, at the time Plaintiff was assessed and treated, Defendants knew of any facts from which the inference could be drawn that there was an excessive risk of harm to Plaintiffâs health or safety or that they actually made that inference. Accordingly, for all of these reasons, the Court concludes that Defendants are entitled to summary judgment on Plaintiffâs Eighth Amendment medical care claim. The Court will, therefore, grant their motion for summary judgment on this basis. See Farmer, 511 U.S. at 844 (explaining that âprison officials who lacked knowledge of a risk cannot be said to have inflicted punishment[,]â and, thus, â[p]rison officials charged with deliberate indifference might show, for example, that they did not know of the underlying facts indicating a sufficiently substantial danger and that they were therefore unaware of a danger, or that they knew the underlying facts but believed (albeit unsoundly) that the risk to which the facts gave rise was insubstantial or nonexistentâ). 5. Plaintiffâs Eighth Amendment Excessive Use of Force Claim Against Defendant Knaub Defendants also seek summary judgment on Plaintiffâs excessive use of force claim against Defendant Knaub. (Doc. Nos. 62, 66.) âThe Eighth Amendment, made applicable to the States through the Fourteenth Amendment, prohibits the infliction of âcruel and unusual punishments.ââ Glossip v. Gross, 576 U.S. 863, 876 (2015). âThe Supreme Court has interpreted this prohibition . . . to bar prison officials from using excessive force against inmates[.]â Young v. Martin, 801 F.3d 172, 177 (3d Cir. 2015) (citing Hudson v. McMillian, 503 U.S. 1, 6-7 (1992)). As set forth above, in order to establish that a prison official has violated the Eighth Amendment, a plaintiff must show two (2) elementsâa subjective and objective element. See Hudson, 503 U.S. at 8. First, the plaintiff must show that the defendant official acted with a âsufficiently culpable state of mind[.]â See Wilson, 501 U.S. at 298. And, second, the plaintiff must show that the conduct was objectively âsufficiently seriousâ to violate the Constitution. See id. Where a prison defendant is alleged to have used excessive force in violation of the Eighth Amendment, the pertinent inquiry for the subjective element is âwhether [the] force was applied in a good-faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm.â See Hudson, 503 U.S. at 7; Chavarriaga v. New Jersey Depât of Corr., 806 F.3d 21, 230-31 (3d Cir. 2015) (explaining that â[w]hen prison officials maliciously and sadistically use force to cause harm, contemporary standards of decency always are violated[,]â and â[t]his is true whether or not significant injury is evidentâ). In conducting this inquiry, there are several factors that a court must consider in determining whether a prison defendant has used excessive force against a prisoner, including: â(1) âthe need for the application of forceâ; (2) âthe relationship between the need and the amount of force that was usedâ; (3) âthe extent of injury inflictedâ; (4) âthe extent of the threat to the safety of staff and inmates, as reasonably perceived by responsible officials on the basis of the facts known to themâ; and (5) âany efforts made to temper the severity of a forceful response.ââ See Brooks v. Kyler, 204 F.3d 102, 106 (3d Cir. 2000) (quoting Whitley v. Albers, 475 U.S. 312, 321 (1986)). As for the objective element, the inquiry focuses on whether the prison officialâs actions were âharmful enough,â see Hudson, 503 U.S. at 8, or âsufficiently serious,â see Wilson, 501 U.S. at 298. â[N]ot every malevolent touch by a prison guard gives rise to a federal cause of action.â See Wilkins, 559 U.S. at 37 (citation omitted). As a result, â[t]he Eighth Amendmentâs prohibition of âcruel and unusualâ punishments necessarily excludes from constitutional recognition de minimis uses of physical force, provided that the use of force is not of a sort ârepugnant to the conscience of mankind.ââ See Hudson, 503 U.S. at 9-10 (quoting Whitley, 475 U.S. at 327). Rather, the Eighth Amendment prohibits the use of force that offends âcontemporary standards of decency[,]â regardless of whether âsignificant injury is evident[;]â although, the extent of injury may provide âsome indication of the amount of force appliedâ or âwhether the use of force could plausibly have been thought necessary in a particular situationâ See Wilkins, 559 U.S. at 37 (citation, internal citation, and internal quotation marks omitted). Here, Plaintiffâs Eighth Amendment excessive use of force claim arises from the use of OC spray. (Doc. No. 16.) Defendants argue, based upon their version of the facts, that Defendant Knaub gave Plaintiff an order to return to his cell and that Defendant Knaub warned Plaintiff that OC spray would be deployed against him if he did not comply with that order and return to his cell. (Doc. No. 66 at 35.) Defendants further argue that Plaintiff did not comply with the direct order and, instead, challenged the order and proceeded to move towards Defendant Knaub while reaching for a weapon. (Id.) Defendants contend that Defendant Knaubâs single, isolated burst of OC spray to regain compliance of Plaintiff was for a legitimate penological objective. (Id.) As a result, Defendants submit that Defendant Knaub is entitled to summary judgment on Plaintiffâs Eighth Amendment claim. (Id.) In response, however, Plaintiff asserts that there are several material facts in dispute (Doc. No. 70 at 13), and the Court agrees. First, there is a dispute concerning the need for the application of force and the extent of the alleged threat sinceâ according to Plaintiffâs version of the factsâthere was no need for the use of OC spray because he had turned to go to his cell and had only looked back at Defendant Knaub and, thus, did not pose a threat. (Doc. No. 72 ¶ 33.) Second, there is a dispute as to the relationship between the need for the application of force and the amount of force that was used, sinceâaccording to Plaintiffâs version of the factsâ âdangerous quantitiesâ of OC spray were deployed on him. (Id. ¶ 37.) Third, there is a dispute as to any efforts that were made to temper the severity of the force applied sinceâaccording to Plaintiffâs version of the factsâDefendant Knaub did not call for a supervisor or try to defuse the situation in any way. (Id. ¶ 37.) Moreover, while it appears that the events at issue were captured on videotape, neither party submitted that videotaped evidence to the Court. Thus, while the videotaped evidence could have been used to refute Plaintiffâs claim of excessive use of force, as recognized by Defendants (Doc. No. 66 at 34), the Court is unable to draw such an inference. See, e.g., Smalls v. Sassaman, 2019 WL 4194211, at *8 (M.D. Pa. Sep. 4, 2019) (explaining that if a review of the videotape ârefutes an inmateâs claims that excessive force was used against him, and the video evidence does not permit an inference that prison officials acted maliciously and sadistically, summary judgment is entirely appropriateâ (citing Tindell v. Beard, 351 Fed. Appx. 591 (3d Cir. 2009) (unpublished))). Thus, although the Court understands Defendantsâ position and observes that documentary evidence supports their position, and might well lead to a verdict in their favor at trial, their position is controverted by genuine disputes of material fact adduced by Plaintiff.14 These genuine disputes of material fact preclude summary judgment on Plaintiffâs Eighth Amendment excessive use of force claim. See Porter, 974 F.3d at 443 (explaining that a district court, in ruling on a motion for summary judgment, may consider a plaintiffâs sworn verified complaint to the extent that it is based on âpersonal knowledge and set[s] out facts that would be admissible in evidenceâ (citations omitted)); Paladino v. Newsome, 885 F.3d 203, 209 (3d Cir. 2018) (explaining that âa single, non-conclusory affidavit . . . when based on personal knowledge and directed at a material issue, is sufficient to defeat summary 14 While a prison officialâs use of OC spray against a prisoner may not constitute excessive force under the Eighth Amendment, see, e.g., Jones v. Wetzel, 737 F. Appâx 61, 65-66 (3d Cir. 2018) (unpublished), there are, as discussed above, disputes of material fact here concerning whether, inter alia, Defendant Knaubâs use of force was necessary and whether other efforts could have been made to temper the severity of the force applied. See, e.g., id. at 65 (stating that âthe overwhelming undisputed evidence show[ed] that pepper spray was used as a method of last resort to manage [the prisoner-plaintiffâs] admitted violations of basic prison safety rulesâ). judgmentâ and that, â[t]his is true even where, as here, the information is self- servingâ (citations and internal quotation marks omitted)); Brooks v. Kyler, 204 F.3d 102, 105-109 (3d Cir. 2000) (observing that the prisoner-plaintiff responded to defendantsâ motion for summary judgment on the Eighth Amendment excessive use of force claim âby submitting an affidavit setting forth his version of the events and arguing that he had been provided with inadequate discovery[,]â and ultimately concluding that, in accepting the plaintiffâs allegations, âa jury could find that the defendants acted not merely in good faith to maintain or restore discipline, but rather out of malice for the very purpose of causing harmâ and, thus, it was improper to grant defendants summary judgment on this claim). To conclude otherwise would require the Court to resolve the factual dispute in the record by weighing the evidence and making a credibility determination as to whose version of the events is more believable, which is inappropriate in connection with a motion for summary judgment. See Anderson, 477 U.S. at 249 (instructing that, â[a]t the summary judgment stage[,] the judgeâs function is not himself to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trialâ); Carvalho-Grevious v. Delaware State Univ., 851 F.3d 249, 262 (3d Cir. 2017) (stating that â[c]redibility determinations are for the factfinder and are inappropriate at the summary judgment stageâ (citation omitted)). Accordingly, for all of these reasons, the Court will deny Defendantsâ motion for summary judgment on Plaintiffâs Eighth Amendment excessive use of force claim. 6. Plaintiffâs Fourteenth Amendment Due Process Claim Additionally, Defendants seek summary judgment on Plaintiffâs Fourteenth Amendment procedural due process claim concerning his ninety (90)-day solitary confinement that was issued as a sanction in connection with the June 28, 2021 incident concerning Defendant Knaub. (Doc. Nos. 62, 66.) The Fourteenth Amendment to the United States Constitution prohibits states from âdepriv[ing] any person of life, liberty, or property, without due process of law[.]â See U.S. Const. amend. XIV, § 1. âThe core concept of due process is protection against arbitrary government actionâ and, as that core concept has developed over time, âit has come to have both substantive and procedural components.â See Evans v. Secây Pennsylvania Depât of Corr., 645 F.3d 650, 658 (3d Cir. 2011) (citation and internal citation omitted). The substantive component âlimits what government may do regardless of the fairness of procedures that it employs[.]â See Boyanowski v. Cap. Area Intermediate Unit, 215 F.3d 396, 399 (3d Cir. 2000). And the procedural component âgoverns the manner in which the government may infringe upon an individualâs life, liberty, or property.â See Evans, 645 F.3d at 662. Although unclear, Plaintiff appears to assert a state-created liberty interest regarding the time he spent in disciplinary custody. (Doc. No. 16.) With respect to state-created liberty interests, the United States Supreme Court has held that these types of interests are âgenerally limited to freedom from restraint which, while not exceeding the sentence in such an unexpected manner as to give rise to protection by the Due Process Clause of its own force, . . . nonetheless imposes atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life.â See Sandin v. Conner, 515 U.S. 472, 484 (1995) (internal citations omitted); Wilkinson v. Austin, 545 U.S. 209, 223 (2005) (stating that, â[a]fter Sandin, it is clear that the touchstone of the inquiry into the existence of a protected, state-created liberty interest in avoiding restrictive conditions of confinement is not the language of regulations regarding those conditions but the nature of those conditions themselves âin relation to the ordinary incidents of prison lifeââ (quoting Sandin, 515 U.S. at 484)). In addition, when courts are determining whether a state-created liberty interest exists, they are not to âcompare the prisonerâs own life before and after the deprivation.â See Powell v. Weiss, 757 F.3d 338, 344 (3d Cir. 2014). Instead, â[t]he baseline for determining what is atypical and significantâthe ordinary incidents of prison lifeâis ascertained by what a sentenced inmate may reasonably expect to encounter as a result of his or her conviction in accordance with due process of law.â See id. (citations and internal quotation marks omitted). As a result, âconfinement in administrative or punitive segregation will rarely be sufficient, without more, to establish the kind of âatypicalâ deprivation of prison life necessary to implicate a liberty interest.â See Smith v. Mensinger, 293 F.3d 641, 653 (3d Cir. 2002) (quoting Sandin, 515 U.S. at 486). As stated above, Defendants seek summary judgment on Plaintiffâs due process claim concerning the ninety (90) days he spent in disciplinary custody. (Doc. Nos. 62, 66.) In support, they argue that this period of time in custody is insufficient to show a violation of his constitutional rights. (Doc. No. 66 at 41.) The Court agrees. Plaintiffâs placement in disciplinary custody for ninety (90) days does not establish an atypical and significant hardship such that it triggers due process protection. See, e.g., Griffin, 112 F.3d at 708 (concluding that the inmateâs âexposure to the conditions of administrative custody for periods as long as 15 months falls within the expected parameters of the sentence imposed . . . by a court of lawâ and does not constitute a due process violation (quotation omitted)); Murray v. McCoy, No. 1:21-cv-00320, 2023 WL 2285877, at *11 (M.D. Pa. Feb. 28, 2023) (concluding that ninety (90) days in disciplinary confinement was insufficient to establish an atypical or significant hardship sufficient to trigger due process protection (citations omitted)). And, notably, despite Plaintiff filing a lengthy opposition brief, he has not set forth any arguments concerning this claim and, thus, is deemed not to oppose Defendantsâ arguments. Accordingly, for all of these reasons, the Court concludes that Defendants are entitled to summary judgment on Plaintiffâs Fourteenth Amendment due process claim concerning his ninety (90)-day solitary confinement. As such, the Court will grant Defendantsâ motion for summary judgment on this basis. 7. Plaintiffâs Official Capacity Claims Plaintiff has sued Defendants in both their individual and official capacities. (Doc. No. 16 at 10, 11.) In moving for summary judgment, Defendants argue that, to the extent they have been sued in their official capacities, Plaintiffâs claims are barred by sovereign immunity. (Doc. No. 66 at 22-23.) As such, they request the Court to grant their motion for summary judgment on any Section 1983 claims that Plaintiff has asserted against them in their official capacities. (Id.) While Defendants quite âliterally are persons[,]â a suit for monetary damages brought against a state official in his official capacity is not a suit against that official; it is a suit against that officialâs office. See Will v. Michigan Depât of State Police, 491 U.S. 58, 71 (1989); Allen v. New Jersey State Police, 974 F.3d 497, 506 (3d Cir. 2020). This is no different from a suit against the State itself, which is barred by the Eleventh Amendment unless (1) the State has waived its immunity or (2) Congress has exercised its power under § 5 of the Fourteenth Amendment to override that immunity. See Will, 491 U.S. at 66, 70-71. The Court finds that these two (2) exceptions to Eleventh Amendment immunity, a state waiver or congressional abrogation, do not apply here. As explained by the United States Court of Appeals for the Third Circuit, âPennsylvania has not waived its sovereign immunity defense in federal court[,]â and âCongress did not abrogate Eleventh Amendment immunity via [Section] 1983[.]â See Downey, 968 F.3d at 310 (citation omitted; see also 42 Pa. Stat. and Cons. Stat. Ann. § 8521(b) (stating that â[n]othing contained in this subchapter shall be construed to waive the immunity of the Commonwealth from suit in Federal courts guaranteed by the Eleventh Amendment to the Constitution of the United Statesâ); Quern v. Jordan, 440 U.S. 332, 345 (1979) (concluding that the history and language of Section 1983 establish that Congress did not intend to make the States liable under that statute). Thus, to the extent that Defendants seek dismissal of Plaintiffâs Section 1983 claims for monetary damages against Defendants in their official capacities, the Court concludes that Defendants are entitled to summary judgment. See Will, 491 U.S. at 61-71. Additionally, to the extent that Defendants seek dismissal of Plaintiffâs Section 1983 claims for injunctive relief against Defendants in their official capacities, the Court concludes that Defendants are also entitled to summary judgment, but only in part. Here, Plaintiffâs amended complaint seeks âany injunction orders that may be just under the law.â (Doc. No. 16 at 29.) Although it is unclear what Plaintiff intends by this request for injunctive relief, he argues in his opposition brief that he is permitted to seek injunctive relief in the form of (a) the expungement of his misconduct record and (b) the issuance of a âpolicy protecting [him] from this ever again.â (Doc. No. 70 at 6.) In response, Defendants argue that Plaintiffâs request concerning the expungement of his misconduct record is retrospective injunctive relief (not prospective) and, thus, barred by Eleventh Amendment immunity. (Doc. No. 75 at 14.) Defendants have not addressed, however, Plaintiffâs other request concerning a âpolicyâ that would protect him. See (id. at 14-15). When a plaintiff sues state officials in their official capacities for prospective injunctive relief under Section 1983, Eleventh Amendment immunity is not extended to those officials. See id. at 71 n.10 (noting that â[o]f course a state official in his or her official capacity, when sued for injunctive relief, would be a person under § 1983 because âofficial-capacity actions for prospective relief are not treated as actions against the Stateâ (citations omitted)); Iles v. de Jongh, 638 F.3d 169, 177 (3d Cir. 2011) (explaining that a state employee may be sued in his official capacity, not âfor all injunctive relief,â but rather, only for âprospective injunctive relief,â because official-capacity claims for prospective injunctive relief are not treated as actions against the State (citing Will, 491 U.S. at 71 n.10) (emphasis in original)). Here, Plaintiff seeks retroactive injunctive relief in the form of his misconduct being expungedâthat is, he seeks relief to cure a past wrongdoing. (Doc. Nos. 16 at 29; 70 at 6); see also Lee-Chima v. Hughes, No. 1:20-cv-02349, 2022 WL 2677474, at *8 (M.D. Pa. July 11, 2022) (explaining that the inmate sought âexpungement of the misconduct from his record and a lowering of his custody level, which is retroactive injunctive reliefâ), appeal dismissed sub nom. Chima v. Hughes, No. 22-2635, 2022 WL 18957447 (3d Cir. Oct. 25, 2022). Thus, the Court agrees with Defendants that his claim for such retroactive injunctive relief is barred by Eleventh Amendment immunity. However, Plaintiff also seeks prospective injunctive relief in the form of the issuance of a âpolicyâ that would affect future conduct. Defendants have not addressed this particular claim for injunctive relief, and, thus, the Court will allow it to proceed at this time. Accordingly, for all of these reasons, the Court will grant Defendantsâ motion for summary judgment to the extent that they seek judgment on Plaintiffâs Section 1983 official-capacity claims against Defendants for monetary damages and retroactive injunctive relief. The Court will deny, however, Defendantsâ motion for summary judgment to the extent that they seek judgment on Plaintiffâs Section 1983 official-capacity claims for prospective injunctive relief. 8. Qualified Immunity Finally, as to Plaintiffâs constitutional claims, Defendants move for summary judgment on the basis that they are entitled to qualified immunity. (Doc. Nos. 62, 66.) âThe doctrine of qualified immunity shields officials from civil liability so long as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.â Clark v. Coupe, 55 F.4th 167, 178 (3d Cir. 2022) (citations omitted). In determining whether officials are entitled to such qualified immunity, courts âengage in a two-part analysis: (1) whether the plaintiff sufficiently alleged a right had been violated, and (2) whether that right was clearly established when it was allegedly violated to the extent that it would have been clear to a reasonable person that his conduct was unlawful.â See id. (citation and quotation marks omitted). Under the first prong, courts âmust define the right allegedly violated at the appropriate level of specificity.â See Peroza-Benitez v. Smith, 994 F.3d 157, 165 (3d Cir. 2021) (citation and internal quotation marks omitted). This prong requires courts âto frame the right in light of the specific context of the case, not as a broad general proposition.â See id. (citations and quotation marks omitted). Under the second prong, courts âmust ask whether that right was clearly established at the time of its alleged violation, i.e., whether the right was sufficiently clear that a reasonable official would understand that what he is doing violates that right.â See id. (citations and internal quotation marks omitted). This prong âis an âobjective (albeit fact-specific) question, where [the defendantsâ] subjective beliefs . . . are irrelevant.â See id. (citations and internal quotation marks omitted). Additionally, in order to determine whether the right was clearly established at the time of its alleged violation, courts must first look âto factually analogous Supreme Court precedent, as well as binding opinions from [the Third Circuit Court of Appeals[.]â See id. (citation omitted). Courts must next âconsider whether there is a robust consensus of cases of persuasive authority in the Courts of Appeals.â See id. (citations and internal quotation marks omitted). Additionally, courts âmay also take into account district court cases, from within the Third Circuit or elsewhere.â See id. at 165-66 (citations omitted). In assessing such case law, courts âmust keep in mind that [the Third Circuit] takes a broad view of what constitutes an established right of which a reasonable person would have known.â See id. at 166. In fact, âa right may be clearly established even without a precise factual correspondence between the case at issue and a previous case.â See id. (citations and internal quotation marks omitted); Ashcroft, 563 U.S. at 741 (explaining that, even though âa case directly on pointâ is not required, âexisting precedent must have placed the statutory or constitutional question beyond debateâ (citations omitted)). Thus, â[a] public official does not get the benefit of âone liability-free violationâ simply because the circumstance of his case is not identical to that of a prior case.â See Peroza-Benitez, 994 F.3d at 165 (quoting Kopec v. Tate, 361 F.3d 772, 778 (3d Cir. 2004)). In addition, the burden of establishing qualified immunity lies with the defendants. See Reedy v. Evanson, 615 F.3d 197, 223 (3d Cir. 2010). The defendants satisfy this burden âonly if they can show that a reasonable person in their position at the relevant time could have believed, in light of clearly established law, that their conduct comported with recognized legal standards.â See E. D. v. Sharkey, 928 F.3d 299, 306 (3d Cir. 2019) (citation omitted). And, finally, the issue of qualified immunity should be resolved âat the earliest possible stageâ in the litigation. See Hunter v. Bryant, 502 U.S. 224, 227 (1991) (citations omitted). Here, in addition to the various arguments set forth above, Defendants assert that they are entitled to qualified immunity with respect to Plaintiffâs surviving Eighth Amendment excessive use of force claim against Defendant Knaub.15 However, the Court has already determined that, with respect to this claim, there is a genuine dispute of material fact as to whether Defendant Knaub used force âin a good-faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm.â See Hudson, 503 U.S. at 7. More specifically, there are disputes concerning the need for the application of force, the extent of the alleged threat, the relationship between the need for the application of force and the amount of force that was used, and any efforts that were made to temper the severity of the force applied. 15 Defendants also assert that they are entitled to qualified immunity with respect to Plaintiffâs First Amendment retaliation claim concerning the grievances he filed in February and May of 2020. (Doc. No. 66 at 44.) However, as discussed above, Defendants will be granted summary judgment on Plaintiffâs First Amendment retaliation claim concerning his grievances. Thus, the Court need not address it here. As such, the Court concludes that the determination of whether Defendant Knaub is entitled to qualified immunity on this claim is not properly before the Court because Defendantsâ motion relies upon a version of the facts that remain in dispute.16 See, e.g., Grant v. City of Pittsburgh, 98 F.3d 116, 122 (3d Cir. 1996) (recognizing that the need to decide qualified immunity issues early in the litigation can conflict with âthe realityâ that factual disputes frequently need to be resolved in order to determine whether the defendantâs conduct violated a clearly established constitutional or statutory right (citation omitted)); Giles v. Kearney, 571 F. 3d 318, 326 (3d Cir. 2009) (stating that, although â[t]he issue of qualified immunity is generally a question of law, . . . a genuine issue of material fact will preclude summary judgment on qualified immunityâ (citations omitted)); Curley v. Klem, 298 F. 3d 271, 278 (3d Cir. 2002) (stating that, â[j]ust as the granting of summary judgment is inappropriate when a genuine issue exists as to any material fact, a decision on qualified immunity will be premature when there are unresolved disputes of historical fact relevant to the immunity analysisâ). Accordingly, given these genuine disputes of material fact, the Court concludes that Defendants have not carried their burden to establish that they are 16 For instance, Defendants assert only that âOC spray may be used to gain compliance with an officerâs orders[.]â (Doc. No. 66 at 44.) However, there are disputes of material fact in the record as to whether this use of force was necessary to gain Plaintiffâs compliance. entitled to qualified immunity. The Court will, therefore, deny Defendantsâ motion for summary judgment on this basis. See, e.g., Burk v. Runk, No. 19-cv-01358, 2021 WL 6126233, at *8 (M.D. Pa. Dec. 28, 2021) (finding that, â[b]ecause [plaintiff] ha[d] made a showing sufficient to overcome Defendantsâ Rule 56 motion as to the merits of [plaintiffâs] failure-to-protect claim, [plaintiff] has also made a showing sufficient to overcome any claim to qualified immunityâ (citation, and internal citation and quotation marks omitted)); Miller v. Bedford Cnty., No. 18-cv- 10, 2022 WL 969963, at *8 (W.D. Pa. Mar. 31, 2022) (stating that â[t]he Third Circuit has explained, in the context of an Eighth Amendment claim, that when a plaintiff makes a showing sufficient to overcome summary judgment on the merits, [he or she has] also made a showing sufficient to overcome any claim to qualified immunityâ (alterations in original) (citation and internal quotation marks omitted)). 9. Sovereign Immunity In the amended complaint, Plaintiff broadly asserts state law claims of assault, battery, and negligence against Defendants. (Doc. No. 16 at 9-10.) Plaintiff does not specify, however, which particular claims are asserted against each Defendant. See (id.). That said, Plaintiffâs amended complaint, when read as a whole, suggests that he is asserting assault and battery claims against Defendant Knaub based upon the alleged use of excessive force on June 28, 2021, and a negligence claim against Defendant Harry based upon his transfer from SCI Camp Hill to SCI Phoenix, following that alleged use of force. Defendants argue that they should be granted summary judgment on these claims because they are entitled to sovereign immunity under state law. (Doc. No. 66 at 41-43.) In support, Defendants appear to rely on 1 Pa. Cons. Stat. Ann. § 2310, which provides that officials and employees of the Commonwealth of Pennsylvania, âacting within the scope of their duties, shall continue to enjoy sovereign immunity and official immunity and remain immune from suit except as the General Assembly shall specifically waive the immunity.â See 1 Pa. Cons. Stat. Ann. § 2310. There are, however, ten (10) enumerated exceptions in which the Commonwealth has waived sovereign immunity. See 42 Pa. Cons. Stat. Ann. § 8522. These exceptions are for negligent acts involving: (1) vehicle liability; (2) medical-professional liability; (3) care, custody, or control of personal property; (4) Commonwealth real estate, highways, and sidewalks; (5) potholes and other dangerous conditions; (6) care, custody, or control of animals; (7) liquor store sales; (8) National Guard activities; (9) toxoids and vaccines; and (10) sexual abuse. See id. § 8522 (a), (b). Because the legislature has waived the general grant of sovereign immunity only in these ten (10) instances, the exceptions must be strictly construed. See Moser v. Heistand, 681 A.2d 1322, 1326 (Pa. 1996) (citation omitted). Here, Defendants contend that none of these exceptions are applicable in this case. (Doc. No. 66 at 41.) Additionally, they contend that, at the time of the alleged events, they were employed by the DOC, a state agency, and they were acting within the scope of their employment. (Id. at 42.) As a result, they argue that they are entitled to sovereign immunity on Plaintiffâs state law claims. (Id. at 41-43.) Plaintiff, despite filing a lengthy brief in opposition, has not opposed Defendantsâ arguments. See (Doc. No. 70). As a result, the Court deems him not to oppose their arguments. That said, Defendants are correct that Pennsylvania employees are entitled to immunity from most state law claims, provided that they act âwithin the scope of their duties.â See 1 Pa. Cons. Stat. § 2310; Justice v. Lombardo, 652 Pa. 588, 603 (2019). Defendants are also correct that, since they were employees of the DOC at the time of the alleged events, they are entitled to the protections of sovereign immunity for such acts within the scope of their duties, subject to the exceptions set forth above, none of which the Court finds are applicable here. Thus, the critical issue before the Court is whether it can be said that Defendants were acting within the scope of their employment. âPennsylvania has accepted the Restatement (Second) of Agencyâs definition of conduct âwithin the scope of employment.ââ Brumfield v. Sanders, 232 F.3d 376, 380 (3d Cir. 2000) (citations omitted). According to the Restatement, conduct is within the scope of employment where: (a) âit is of the kindâ the employee is employed to perform; (b) âit occurs substantially within the authorized time and space limits;â (c) it is actuated, at least in part, by a purpose to serve the [employer][;] and (d) if force is intentionally used by the [employee] against another, the use of force is not unexpectable by the [employer].â See Restatement (Second) of Agency § 228(1); Brumfield, 232 F.3d at 380; Justice, 652 Pa. at 604 (applying Restatement (Second) of Agency § 228(1)).) âOn the other hand, an employeeâs conduct âis not within the scope of employment if it is different in kind from that authorized, far beyond the authorized time or space limits, or too little actuated by a purpose to serve the master.ââ See id. (quoting id. § 228(2)). As explained by the Pennsylvania Supreme Court, subsequent sections of the Restatement (Second) of Agency âprovide additional criteria for assessing whether conduct falls within the scope of employment[,]â as follows: Section 229 provides that âto be within the scope of employment, conduct must be of the same general nature as that authorized, or incidental to that authorized.â Id., § 229(1). It also enumerates ten âmatters of factâ to be considered in determining whether or not conduct, although unauthorized, is nevertheless so similar to or incidental to the conduct authorized that it is still within the scope of employment. Id., § 229(2). Pursuant to section 230, âan act, although forbidden, or done in a forbidden manner, may be within the scope of employment.â Id., § 230. Section 231 provides that âan act may be within the scope of employment although consciously criminal or tortious.â Id., § 231. Pursuant to section 235, âan act of a servant is not within the scope of employment if it is done with no intention to perform it as a part of or incident to a service on account of which he is employed.â Id., § 235. See Justice, 208 A.3d at 1067. â[B]ecause sovereign immunity is an affirmative defense, . . . the defendant carries the burden . . . of proving that his conduct was within the scope of his employment.â Id. at 1068 (citations and internal citation omitted). However, âwhether a particular act of an employee is within the scope of his employment is ordinarily a question of fact for the jury.â See id. (citations omitted). â[T]he only exception to this well-established rule is where neither the facts nor the inferences to be drawn from them are in dispute.â See id. (citations omitted). In that case, courts may decide the issue as a matter of law. See id. (citation omitted). Where, however, âmore than one inference may be drawn from the facts, the issue of whether an employee was acting within the scope of employment is for the jury.â See id. Here, as discussed at length above, there are factual disputes concerning Defendant Knaubâs use of force against Plaintiff. The Court need not rehash those disputes of fact here. However, based upon those disputes, the Court concludes that resolution of whether Defendant Knaub was acting within the scope of his employment is an issue that must be presented to the jury. Indeed, viewing the evidence in the light most favorable to Plaintiff, as the Court is required to do, a jury could conclude, under the circumstances of this case, that Defendant Knaubâs use of force was not within the scope of his employment with the DOC. Just because Defendant Knaub is authorized to use force in certain situations in the prison setting, does not necessarily mean that he is always authorized to use force, irrespective of the extent of that force or the reason for using it. See Justice, 208 A.3d at 1070-71 (concluding that the issue of whether the Pennsylvania State Police trooperâs use of force was within the scope of his employment involved disputed evidence that was âproperly put to the juryâ). As such, the Court cannot conclude as a matter of law that Defendant Knaub was acting within the scope of his employment such that he is entitled to sovereign immunity on Plaintiffâs assault and battery claims. The Court will, therefore, deny Defendantsâ motion for summary judgment on this basis. However, the Court will grant Defendantsâ motion for summary judgment on the basis that Defendant Harry is entitled to sovereign immunity with respect to Plaintiffâs negligence claim. Defendant Harryâs alleged involvement in transferring Plaintiff to another correctional institution is an act that falls within her line of duties as a superintendent for the DOC. Indeed, it has long been understood that such housing assignments are matters of internal prison administration, requiring the exercise of discretion by prison officials, such as Defendant Harry. See generally Bell v. Wolfish, 441 U.S. 520, 547 (1979) (explaining that â[p]rison administrators therefore should be accorded wide-ranging deference in the adoption and execution of policies and practices that in their judgment are needed to preserve internal order and discipline and to maintain institutional securityâ (citations omitted)); Sandin v. Conner, 515 U.S. 472, 482-83 (1995) (stating that âfederal courts ought to afford appropriate deference and flexibility to state officials trying to manage a volatile environmentâ (citations omitted)). C. Plaintiffâs Motion for Partial Summary Judgment Finally, the Court addresses Plaintiffâs motion for partial summary judgment. (Doc. No. 51.) In Plaintiffâs motion, he seeks summary judgment on the following claims: (1) his First Amendment retaliation claims against Defendants Knaub and Harry; (2) his Eighth Amendment excessive use of force claims against Defendant Knaub and Harry; and (3) his Eighth Amendment denial of medical care claims against Defendants Knaub and Harry. (Id.) Defendants have opposed Plaintiffâs motion and have asserted several arguments in support thereof. (Doc. No. 58.) Those arguments are, essentially, the same arguments that they have asserted in connection with their motion for summary judgment. See (id.). Thus, because the Court has already resolved Defendantsâ motion for summary judgment, it need not reach all of Plaintiffâs arguments. Indeed, the Courtâs rulings above with respect to Defendantsâ motion for summary judgment addresses Plaintiffâs claims. Regarding Plaintiffâs First Amendment retaliation claim and Eighth Amendment excessive use of force claim against Defendant Harry, the Court granted Defendant Harry summary judgment on the basis that Plaintiff failed to exhaust available administrative remedies before asserting these claims against her in federal court. Additionally, with respect to Plaintiffâs Eighth Amendment medical care claims, the Court granted Defendants summary judgment on the basis that there is no evidence of record to create a genuine dispute of material fact that they acted with any deliberate indifference to Plaintiffâs serious medical need, an element necessary to his Eighth Amendment medical care claims. And, finally, regarding Plaintiffâs Eighth Amendment excessive use of force claim against Defendant Knaub, the Court denied summary judgment on the basis that there are genuine disputes of material fact with respect to this claim. Thus, in light of these rulings, Plaintiffâs motion for partial summary judgment on these claims will be denied. The only claim that the Court need briefly address is Plaintiffâ First Amendment retaliation claim against Defendant Knaub, wherein Plaintiff alleges that Defendant Knaub retaliated against him by deploying OC spray on him after he complained about an allegedly false misconduct. As discussed above, Defendants argued that Plaintiff did not include such allegations in his amended complaint and that, therefore, he could not attempt to amend his pleading via his brief in opposition to their motion for summary judgment. As further discussed above, however, the amended complaint alleges that Defendant Knaub retaliated against him for âcomplaining about the back dated misconduct.â (Doc. No. 16 ¶ 37.) Moreover, all of Plaintiffâs relevant grievances (i.e., grievances 934590, 935485, and 935632) reveal allegations that either explicitly state or sufficiently suggest that Defendant Knaub sprayed Plaintiff with OC spray in retaliation for him complaining about an allegedly false misconduct he wrote. (Doc. Nos. 75-1 at 2; 63-8 at 3, 5.) Thus, the Court, in rejecting Defendantsâ arguments, has treated the amended complaint as asserting allegations that Plaintiff engaged in constitutionally protected conduct when he complained about the allegedly false misconduct that was issued by Defendant Knaub. As a result, the Court reviews Plaintiffâs motion for summary judgment in order to determine whether he has met his burden of proof on this retaliation claim. Ultimately, the Court concludes that Plaintiff has not met his burden of proof. In particular, Plaintiff has not shown that there is no genuine dispute of material fact concerning causationâthat is, that Plaintiff complaining about the allegedly false misconduct was a substantial or motivating factor in Defendant Knaubâs decision to use OC spray against Plaintiff. At most, Plaintiff has broadly referenced that there is a âprison regulation requiring that [D]efendant Knaubâs informal misconduct be served on him the same date as the alleged incident[,]â and that Defendant Knaubâs failure to do so was a âviolation of this regulation[.]â (Doc. No. 51 at 2.) Plaintiff appears to suggest that, because he brought this alleged violation to Defendant Knaubâs attention, Defendant Knaub retaliated against him by deploying OC spray. (Id.) Plaintiff, however, has not filed a copy of this âprison regulationâ into the summary judgment record. Even if he had, this alone does not establish that Defendant Knaubâs decision to deploy OC spray was in fact motivated by Plaintiff bringing the alleged violation of the prison regulation to his attention. This is especially true where, as here, the Court must view Plaintiffâs arguments in the light most favorable to Defendant Knaub, the non-moving party. See Anderson, 477 U.S. at 255. And, in accordance with this governing standard, the Court cannot say that no reasonable jury could find for Defendant Knaub on this causation element. As such, Plaintiffâs motion for partial summary judgment will be denied as to Plaintiffâs surviving First Amendment retaliation claim against Defendant Knaub. IV. CONCLUSION Accordingly, for all of the reasons set forth above, the Court will deny Plaintiffâs motion to strike. (Doc. No. 64.) In addition, the Court will deny Plaintiffâs motion for partial summary judgment. (Doc. No. 50.) Finally, the Court will grant in part and deny in part Defendantsâ motion for summary judgment. (Doc. No. 62.) This action shall proceed on the following claims: (1) Plaintiffâs First Amendment retaliation claim against Defendant Knaub based upon allegations that he deployed OC spray in response to Plaintiff complaining about an allegedly false misconduct; (2) Plaintiffâs Eighth Amendment excessive use of force claim against Defendant Knaub based upon allegations concerning the June 28, 2021 incident; (3) Plaintiffâs Section 1983 official capacity claims for prospective injunctive relief; and (4) Plaintiffâs state law claims for assault and battery against Defendant Knaub, also based upon allegations concerning the June 28, 2021 incident. Dated: October 5, 2023 s/ Sylvia H. Rambo SYLVIA H. RAMBO United States District Judge
Case Information
- Court
- M.D. Penn.
- Decision Date
- October 5, 2023
- Status
- Precedential