In Re Avandia Marketing Sales Practices & Products Liability Litigation
3rd Cir.10/21/2014
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NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ___________ No. 13-4323 ___________ IN RE: AVANDIA MARKETING SALES PRACTICES & PRODUCTS LIABILITY LITIGATION RICHARD V. DâAPUZZO, on behalf of himself and all others similarly situated, Appellant _______________________ On Appeal from the District Court for the Eastern District of Pennsylvania D.C. Civil No. 2-07-cv-04963 and 2-07-md-01871 (Honorable Cynthia M. Rufe) ______________ Argued: April 7, 2014 Before: FISHER, SCIRICA, and COWEN, Circuit Judges (Filed: October 21, 2014) Gary M. Meyers, Esq. [ARGUED] 35 West Main Street Suite 106 Denville, NJ 07834 Counsel for Appellant Anthony C. Vale, Esq. Gabriel J. Vidoni, Esq. [ARGUED] Pepper Hamilton 18th & Arch Streets 3000 Two Logan Square Philadelphia, PA 19103 Counsel for Appellee _________________ OPINION OF THE COURT _________________ SCIRICA, Circuit Judge. At issue in this diversity action is whether plaintiff has stated a claim under Federal Rule of Civil Procedure 12(b)(6) for breach of express warranty under New Jersey law. The trial court granted defendantâs motion to dismiss, and plaintiff appeals.1 We will affirm.2 I. Richard V. DâApuzzo, who suffers from Type 2 diabetes mellitus, filed suit alleging GlaxoSmithKline LLC (âGSKâ) caused him economic harm by misrepresenting 1 We exercise plenary review over a district courtâs ruling on a Rule 12(b)(6) motion to dismiss. Byers v. Intuit, Inc., 600 F.3d 286, 291 (3d Cir. 2010). A federal court sitting in diversity must apply state substantive law and federal procedural law. See Liggon- Redding v. Estate of Sugarman, 659 F.3d 258, 262 (3d Cir. 2011) (citing Erie R.R. v. Tompkins, 304 U.S. 64, 78 (1938)). 2 The District Court had diversity jurisdiction under 28 U.S.C. § 1332. We have appellate jurisdiction under 28 U.S.C. § 1291. 2 the safety and efficacy of its diabetes drug Avandia.3 DâApuzzo does not allege Avandia harmed him physically or that he experienced any cardiovascular injury. Instead, DâApuzzo contends he would have paid less for safer, more effective insulin had GSK not expressly warranted Avandia to be safe and effective in treating type 2 diabetes. App. 25, 80. Specifically, he contends Avandia was approximately twenty-two times more expensive than older available drugs, such as insulin, that were often more effective and better tolerated than Avandia. App. 23. DâApuzzo seeks damages for the higher cost, including co-payments, he paid for Avandia as a result of GSKâs warranty that the drug was safe and effective. DâApuzzo claims GSK breached an express warranty because Avandia is neither safe nor effective in treating diabetic patients like him when taking into account glycemic control and risk factors. Yet DâApuzzo does not allege that Avandia caused him harm or was ineffective for him. DâApuzzo filed his initial class action complaint4 on July 13, 2007, and his first amended complaint on October 24, 2007, both in the U.S. District Court for the District of New Jersey. The case was then transferred to the U.S. District Court for the Eastern District of Pennsylvania as part of MDL No. 1871 pursuant to an order from the Judicial 3 Approved by the Food and Drug Administration on May 25, 1999, as an oral antidiabetic agent, Avandia is recommended and prescribed for the management of type 2 diabetes mellitus (also referred to as nonâinsulin-dependent diabetes or adult-onset diabetes). 4 DâApuzzo sought to include in the class patients who were prescribed and purchased Avandia (rosiglitazone maleate) and two related pharmaceuticals manufactured by GSKâAvandamet (a combination of rosiglitazone maleate and metformin) and Avandaryl (a combination of rosiglitazone maleate and glimepiride)âin New Jersey after May 25, 1999. The District Court dismissed the case before making any decision on class certification. 3 Panel on Multidistrict Litigation.5 On June 6, 2010, DâApuzzo filed his second amended complaint, alleging violations of the New Jersey Consumer Fraud Act and unjust enrichment. On September 7, 2011, on GSKâs motion, the District Court dismissed DâApuzzoâs second amended complaint without prejudice. On October 25, 2011, DâApuzzo filed his third amended complaint, alleging violations of the New Jersey Consumer Fraud Act, breach of express warranty, breach of implied warranty, fraud, negligent misrepresentation, negligence, and unjust enrichment. GSK moved to dismiss the third amended complaint under Rule 12(b)(6). On October 15, 2013,6 the District Court granted GSKâs Rule 12(b)(6) motion to dismiss the entire complaint with prejudice, concluding it would be inequitable to permit DâApuzzo a fourth opportunity to state a claim. The District Court dismissed all but one of DâApuzzoâs claimsâfor violations of the New Jersey Consumer Fraud Act, breach of implied warranty, fraud, negligent misrepresentation, negligence, and unjust enrichmentâas barred by the New Jersey Products Liability Act (âPLAâ), N.J. Stat. Ann. §§ 2A:58C-1 et seq., which is the exclusive basis for any New Jersey products liability 5 DâApuzzoâs case is one of approximately 4,900 Avandia lawsuits centralized in the United States District Court for the Eastern District of Pennsylvania under MDL No. 1871. In centralizing these suits, the Judicial Panel on Multidistrict Litigation noted the actions âarise from allegations that certain diabetes drugs manufactured by GSKâ Avandia and/or two sister drugs containing Avandia (Avandamet and Avandaryl)âcause an increased risk of heart attack and other physical injury, and that GSK failed to provide adequate warnings concerning that risk.â In re Avandia Mktg., Sales Practices and Prods. Liab. Litig., 528 F. Supp. 2d 1339, 1340â41 (J.P.M.L. 2007). As noted, DâApuzzo does not allege he suffered physical injury as a result of taking Avandia. 6 On July 10, 2013, the District Court issued a memorandum opinion and order dismissing DâApuzzoâs complaint. It vacated that order on July 24, 2013, and issued a revised memorandum opinion and order dismissing the case on October 15, 2013. 4 action, except for express warranty and environmental tort actions.7 App. 3-4. DâApuzzo does not appeal the dismissal of those claims.8 The District Court also dismissed DâApuzzoâs express warranty claimâwhich is explicitly exempt from the ambit of the PLAâfor failure to allege the âexact text of the warranties, or the precise time periods these warranties were in effect.â App. 5. DâApuzzo filed this timely appeal, in which the only ruling he challenges is the dismissal of his express warranty claim. DâApuzzo contends GSK âexpressly warranted on its labels and packaging to Plaintiffs, prescribers, and patients, that Avandia would provide assist [sic] âin the 7 The PLA defines a âproduct liability actionâ as âany claim or action brought by a claimant for harm caused by a product, irrespective of the theory underlying the claim, except actions for harm caused by breach of an express warranty.â N.J. Stat. Ann. § 2A:58C-1(b)(3). The PLA âis both expansive and inclusive, encompassing virtually all possible causes of action relating to harms caused by consumer and other products.â In re Lead Paint Litig., 924 A.2d 484, 503 (N.J. 2007). A plaintiff cannot circumvent the PLA by asserting other causes of action stemming from harm caused by a product if those causes of action are not excluded from the PLAâs ambit. See, e.g., Repola v. Morbark Indus., Inc., 934 F.2d 483, 492 (3d Cir. 1991) (âWe . . . predict that the New Jersey Supreme Court would hold that the [PLA] generally subsumes common law product liability claims, thus establishing itself as the sole basis of relief under New Jersey law available to consumers injured by a defective product.â); Arlandson v. Hartz Mountain Corp., 792 F. Supp. 2d 691, 702â04 (D.N.J. 2011); Sinclair v. Merck & Co., 948 A.2d 587, 595â96 (N.J. 2008); Bailey v. Wyeth, Inc., 37 A.3d 549, 582â84 (N.J. Super. Ct. Law Div. 2008), affâd sub nom. DeBoard v. Wyeth, Inc., 28 A.3d 1245 (N.J. Super. Ct. App. Div. 2011). 8 The PLA requires a plaintiff to have suffered (a) physical damage to property (other than to the product itself), (b) personal physical injury, (c) pain and suffering or emotional harm, or (d) any loss of consortium or services deriving from these types of harm. N.J. Stat. Ann. § 2A:58C-1(b)(2). As noted, DâApuzzo only alleges he suffered economic lossâthe amount of money he paid for Avandia, including insurance co- paymentsâand does not allege he suffered any physical injury. See Sinclair, 948 A.2d at 595 (rejecting claim for economic loss under the PLA for failure to allege physical injury). 5 management of type 2 diabetes mellitusâ in a safe and efficacious manner.â 9 App. 80. But DâApuzzo does not allege GSK made unqualified or absolute guarantees of Avandiaâs safety and efficacy. Nor could he make such an allegation given that the âexpress warrantyâ contained in Avandiaâs âlabels and packagingâ consists of much more than âsafe and effective.â The Avandia label discloses contraindications, risk factors, and potential side effects of taking the drug, thereby warning it may not be safe under all circumstances for every person. The Avandia label in effect when DâApuzzo started taking the drug in October 2002 warned, among other things, that (1) Avandia could exacerbate congestive heart failure, (2) patients at risk for heart failure should be monitored, and (3) Avandia was contraindicated for patients with New York Heart Association Class III and IV cardiac status.10 The label was revised in 2003 to more prominently feature the cardiac side effects warning and to include data from clinical studies indicating that Avandia could increase the risk of cardiovascular events. 11 GSK later added to the label a black box warning of the risk of congestive heart failure and myocardial infarction (heart attack).12 Even with these potential side effects, Avandia 9 DâApuzzoâs factual allegations are taken from his third amended complaint. 10 See Avandia Approval History, NDA 021071, Apr. 3, 2000, Label, FDA, http://www.accessdata.fda.gov/drugsatfda_docs/nda/2000/21-071S001_Avandia_prntlbl. pdf. 11 See Avandia Approval History, NDA 021071, Feb. 27, 2003, Label, FDA, http://www. accessdata.fda.gov/drugsatfda_docs/label/2003/021071s004lbl.pdf. 12 See Avandia Approval History, NDA 021071, Aug. 14, 2007, Feb. 3, 2011, Labels, FDA, www.accessdata.fda.gov/drugsatfda_docs/label/2007/021071s028lbl.pdf (Aug. 14, 2007, label), www.accessdata.fda.gov/drugsatfda_docs/label/2011/021071s038, 021410s026,021700s010lbl.pdf (Feb. 3, 2011, label). 6 remains on the market today.13 II. A. Under Federal Rule of Civil Procedure 12(b)(6), we assume plaintiffâs well- pleaded, nonconclusory factual allegations to be true. See Ashcroft v. Iqbal, 556 U.S. 662, 678â79 (2009). DâApuzzo contends he adequately pleaded his express warranty claim because (1) New Jersey law does not require the use of particular language for the creation of an express warranty and (2) his third amended complaint referenced general representations of safety and efficacy contained in Avandiaâs labeling and package inserts as the source of the express warranty. The District Court disagreed, concluding that DâApuzzoâs failure âto allege the exact text of the warranties, or the precise time periods these warranties were in effectâ was fatal to his express warranty claim. App. 5. We agree with the District Court that DâApuzzoâs allegations were general and vague. But we need not decide whether DâApuzzo was required to provide the exact text and time period of the warranties because we can decide this case on another groundâ DâApuzzoâs failure to state an express warranty claim as a matter of New Jersey law. See Brightwell v. Lehman, 637 F.3d 187, 191 (3d Cir. 2011) (âWe may affirm a district court for any reason supported by the record.â). Our decision turns not on the federal pleading standard and whether DâApuzzo adequately pleaded the content of the express warranty he alleged, but instead on whether the language of GSKâs label creates an express 13 See Drug DetailsâAvandia, FDA, www.accessdata.fda.gov/scripts/cder/drugsatfda/ index.cfm?fuseaction=Search.Overview&DrugName=Avandia (last visited Sept. 12, 2014). 7 warranty under New Jersey law.14 Because we conclude the statement that Avandia is âsafe and effectiveâ for its intended use contained on its label disclosing contraindications, risk factors, and potential side effects of the drug is not sufficient as a matter of law to state a New Jersey express warranty claim, we will affirm. B. DâApuzzo must state a valid express warranty claim as a matter of New Jersey substantive law to avoid dismissal.15 In order to state a claim for breach of express warranty under New Jersey law, plaintiff must allege (1) GSK made an affirmation of fact, promise, or description about the product; (2) this affirmation of fact, promise, or description became part of the basis of the bargain for the product; and (3) the product ultimately did not conform to the affirmation of fact, promise, or description. See N.J. Stat. Ann. § 12A:2-313. Under New Jersey law, âguarantees of future performance should be specific.â See Herbstman v. Eastman Kodak Co., 342 A.2d 181, 187 (N.J. 1975). To create an express warranty, the seller need not use formal words such as âwarrantâ or âguaranteeâ or have a specific intention to make a warranty. N.J. Stat. Ann. § 12A:2-313. But that does not mean DâApuzzo is relieved from identifying the affirmation of fact, promise, or description he contends constitutes the express warranty 14 Because DâApuzzoâs complaint explicitly refers to Avandiaâs âlabelsâ and those documents are publicly available on the FDAâs website, we may take judicial notice of the labelsâ content. S. Cross Overseas Agencies, Inc. v. Wah Kwong Shipping Grp. Ltd., 181 F.3d 410, 426â27 (3d Cir. 1999); see also, e.g., Pryor v. NCAA, 288 F.3d 548, 559â 60 (3d Cir. 2002). We do so here not in the ordinary course but because, for the reasons described below, DâApuzzoâs express warranty claim cannot proceed under New Jersey substantive law regardless of how it is pleaded. 15 Following oral argument, plaintiff requested we certify the question to the Supreme Court of New Jersey. We denied the motion. 8 under New Jersey law. Id. For the first time on appealâbut in none of his complaintsâDâApuzzo focuses on one statement from a 2007 Avandia label that he alleges created an express warranty: âThe 8 mg daily dose has been shown to be safe and effective in clinical studies as monothereapy [sic] and in combination with metformin, sulfonylurea, or sulfonylurea plus metformin.â16 Appellant Br. 21.17 This statement asserts only that a particular dose of Avandia has been shown to be safe and effective in clinical studies.18 FDA regulations required GSK to disclose the highest dose for which the safety and efficacy of Avandia had been established in clinical trials. See 21 C.F.R. § 201.57(c)(3)(i)(B) (noting prescription drug labeling must identify an upper limit dose beyond which the safety and effectiveness of the drug have not been 16 Two cases on which DâApuzzo relies serve only to highlight his failure to identify with specificity the affirmation of fact, promise, or description he contends is the express warranty. See Stewart v. Smart Balance, Inc., No. 11-6174, 2012 WL 4168584, at *11â 12 (D.N.J. June 26, 2012) (refusing to dismiss breach of express warranty claim alleging defendants sold milk labeled âfat freeâ that failed to meet federal regulations for fat-free milk); In re Ford Motor Co. E-350 Van Prods. Liab. Litig. (No. II), No. 03-4558, 2008 WL 4126264, at *3â5 (D.N.J. Sept. 2, 2008) (refusing to dismiss breach of express warranty claim alleging Ford marketed vans as â15-passengerâ that could not safely transport 15 passengers). Unlike DâApuzzoâs general allegations against GSK, plaintiffs in these cases pointed to specific affirmations of fact or descriptionsââfat freeâ and â15- passengerââthat they alleged constituted express warranties. 17 Typically, DâApuzzoâs citation to this passage for the first time in his appellate brief would be improper and we would decline to consider it. See United States ex rel. Wilkins v. United Health Grp., Inc., 659 F.3d 295, 303 (3d Cir. 2011) (â[O]rdinarily a court of appeals should not take judicial notice of documents on an appeal which were available before the district court decided the case but nevertheless were not tendered to that court.â). But in this case we will consider the passage because it comes from a 2007 Avandia label of which we have taken judicial notice. 18 Plaintiffâs complaint fails to specify the particular dose of Avandia he took. 9 established or increased doses do not result in increased effectiveness).19 And the statement DâApuzzo cites, when considered alone, does not claim Avandia will be safe and effective in every case for every consumer. Nor could it be read to make that claim when considering the entirety of the Avandia label. See Gladden v. Cadillac Motor Car Div., Gen. Motors Corp., 416 A.2d 394, 397 (N.J. 1980) (determining whether an express warranty was created by evaluating an ownerâs guide and guarantee document in its entirety). Crucially, Avandiaâs labeling discloses contraindications, risk factors, and possible side effects of the drug, thereby indicating the drug might prove dangerous or ineffective for some people. The August 14, 2007 Avandia label discloses, among other things, that Avandia is contraindicated for patients with New York Heart Association Class III or IV heart failure, may increase the risk of cardiac failure or other cardiac effects, should be used with caution in patients with edema, may increase the risk of hypoglycemia, may cause weight gain, may increase the risk of bone fractures in women, and may increase the risk of pregnancy. See Avandia Approval History, NDA 021071, Aug. 14, 2007, Label, FDA, www.accessdata.fda.gov/drugsatfda_docs/label/2007/021071s028lbl.pdf. These contraindications, risk factors, and possible side effects are the primary reasons DâApuzzo required a prescription to obtain Avandia. Because GSK disclosed Avandiaâs contraindications, risk factors, and possible side effects on the drugâs label, the statement 19 The FDA regulates the approval and labeling of new drugs. As part of the approval process, the FDA evaluates a new drugâs safety and effectiveness as well as its proposed labeling. See Mut. Pharm. Co. v. Bartlett, 133 S. Ct. 2466, 2470â71 (2013); see also 21 U.S.C. § 355; 21 C.F.R. § 201.5. 10 on that same label that the 8 mg dose of Avandia has been shown in clinical trials to be âsafe and effectiveâ for its intended use cannot be read as an unqualified guarantee that Avandia would be safe and effective for all consumers. No New Jersey authority directly addresses the question of whether the statement that Avandia is âsafe and effectiveâ for its intended useâcontained on a label disclosing contraindications, risk factors, and potential side effectsâis sufficient to create an express warranty under New Jersey law. Accordingly, we interpret New Jersey law as we predict it would be interpreted by the Supreme Court of New Jersey. See Travelers Indem. Co. v. Dammann & Co., 594 F.3d 238, 244 (3d Cir. 2010). âIn making such a prediction, we . . . consider relevant state precedents, analogous decisions, considered dicta, scholarly works, and any other reliable data tending convincingly to show how the highest court in the state would resolve the issue at hand.â Id. (internal quotation marks and citation omitted). New Jerseyâs express warranty statute follows section 2-313 of the Uniform Commercial Code. Compare N.J. Stat. Ann. § 12A:2-313, with U.C.C. § 2-313. Connecticutâs and Ohioâs express warranty statutes also follow section 2-313,20 and courts interpreting the law of these states have refused to find the words âsafe and effectiveâ to create an express warranty in the absence of representations that a drug was free from all harmful side effects or was absolutely harmless. See Basko v. Sterling Drug, Inc., 416 F.2d 417, 428 (2d Cir. 1969) (â[W]e need say only that defendant did not represent either (1) that its drugs were free from all harmful side effects or (2) that its 20 See Conn. Gen. Stat. Ann. § 42a-2-313; Ohio Rev. Code Ann. § 1302.26. 11 drugs were absolutely harmless.â); Fraser v. Wyeth, Inc., 857 F. Supp. 2d 244, 257â58 (D. Conn. 2012) (â[A] drug manufacturerâs representation in advertising or a warning label that a product is safe and effective, or an advertisement or warning label that does not adequately highlight a particular known or knowable risk does not create an express warranty in the absence of a guarantee that the particular product is free from all harmful side effects.â); In re Meridia Prods. Liab. Litig., 328 F. Supp. 2d 791, 818 (N.D. Ohio 2004) (finding under Ohio law that âasserting that a product is âsafe and effectiveâ is not sufficiently clear to create an express warrantyâ). These authorities are consistent with the well-established principle that âsafe and effectiveâ are relative terms in the pharmaceutical industryââsafeâ drugs harm some people and âeffectiveâ drugs do not work in every case. See Bailey v. Wyeth, Inc., 37 A.3d 549, 554 n.8 (N.J. Super. Ct. Law Div. 2008) (noting the FDA concedes âno drug is absolutely safe [and] all drugs have side effectsâ and defines âsafeâ to mean âthe benefits of the drug appear to outweigh the risksâ (internal quotation marks omitted)); 21 C.F.R. § 201.57 (noting effective means there is substantial evidence of the drugâs effectiveness based on adequate, well- controlled clinical studies).21 21 These cases should not be read as foreclosing express warranty claims against pharmaceutical manufacturers or retailers. In certain circumstances, courts have found express warranties with respect to drug safety. See Rite Aid Corp. v. Levy-Gray, 894 A.2d 563, 570â72 (Md. 2006) (concluding a package insert instructing patients to â[t]ake with food or milk if stomach upset occursâ could constitute an express warranty and noting that Basko v. Sterling Drug, Inc., 416 F.2d 417, âdo[es] not support the proposition that there can never be an express warranty with respect to prescription drugsâ); Grinnell v. Charles Pfizer & Co., 79 Cal. Rptr. 369, 377â78 (Dist. Ct. App. 1969) (finding that a package insert indicating that ââ[t]here are no known contraindications to oral polio virus vaccinesâ was an affirmation of fact that constituted an express warranty). 12 Our decision in Cipollone v. Liggett Group, Inc., 893 F.2d 541, 574â76 (3d Cir. 1990), affâd in part, revâd in part on other grounds, 505 U.S. 504 (1992), is consistent with these cases interpreting Connecticut and Ohio law. In Cipollone, the plaintiff cited specific representations made in Chesterfield cigarette advertisements. One advertisement stated, without qualification, that âNOSE, THROAT, and Accessory Organs [are] not Adversely Affected by Smoking Chesterfields.â Id. at 575. Another advertisement cited a study that purportedly showed âproofâ that Chesterfield cigarettes ânever . . . did you any harm.â Id. Other advertisements suggested consumers should âPLAY SAFEâ and âSmoke Chesterfieldâ and described cigarettes as âjust what the doctor ordered.â Id. We concluded that under New Jersey law a âreasonable jury could infer that an unqualified representation that smoking is safe creates a warranty that smoking for a long period of time is safe.â Id. at 576. Unlike the plaintiff in Cipollone, DâApuzzo does not allege GSK made unqualified promises or affirmations of fact regarding Avandia. Marko v. Sears, Roebuck & Co., 94 A.2d 348 (N.J. Super. Ct. App. Div. 1953), similarly involved absolute assurances of safety. In that case, the plaintiff was injured when a lawnmower kept operating upon striking a rock despite a salesmanâs assurances the mower was âabsolutely safeâ and would stop operation upon contacting an obstacle. Id. at 349. The court found plaintiff made out a breach of express warranty claim because â[u]nder the warranty in question . . . plaintiff had a right to expect that when the mower struck the rock the blade would stop revolving and the machine would stop operating.â Id. at 350. Unlike in Marko, DâApuzzo has not alleged GSK promised 13 Avandia would be safe for all consumers, and GSKâs disclosure of Avandiaâs contraindications, risk factors, and potential side effects on the drugâs label indicates GSK did not make such an unqualified guarantee. Although some courts have permitted express warranty claims based on the representation that a drug or medical device was safe and effective, these cases involved more substantial representations than those at issue here. See, e.g., Knipe v. SmithKline Beecham, 583 F. Supp. 2d 602, 625â26 (E.D. Pa. 2008) (refusing to dismiss express warranty claim on summary judgment where plaintiff alleged manufacturer represented the drug to be safe and effective in âvarious articles, conferences, and journals presented to the medical communityâ and had made specific statements regarding the drugâs safety and efficacy in a particular group); Simonet v. SmithKline Beecham Corp., 506 F. Supp. 2d 77, 88â89 (D.P.R. 2007) (refusing to grant motion to dismiss where plaintiff alleged manufacturer made representations regarding its tabletsâ dissolution rate and controlled- release effect in numerous sources but defects in the tablets caused them not to function as described); Palmer v. A.H. Robins Co., 684 P.2d 187, 207â08 (Colo. 1984) (finding a jury could reasonably have concluded that manufacturerâs representations regarding a medical deviceâincluding that it could âprevent pregnancy without producing any general effects on the body, blood or brainââcould constitute an express warranty). By contrast, DâApuzzo alleges only that GSK represented Avandia as âsafe and efficaciousâ in one sourceâAvandiaâs âlabels and packagingââand on appeal points to only one qualified statement on the label. See In re Meridia Prods. Liab. Litig., 328 F. Supp. 2d at 818 (determining under Ohio law that a manufacturerâs representation of a drug as âsafe 14 and effectiveââwithout more substantial factual allegations by plaintiffsâdid not constitute an express warranty). Because GSK disclosed Avandiaâs contraindications, risk factors, and potential side effects and DâApuzzo does not allege GSK made unqualified guarantees of safety or effectiveness, DâApuzzo has failed as a matter of New Jersey law to state an express warranty claim. C. At oral argument, DâApuzzo contended GSK also breached the alleged express warranty because the company failed to disclose or understated known cardiac risks that rendered Avandia potentially dangerous to consumers. This argument is unavailing because it is an attempt to argue a failure to warn cause of action in an express warranty appeal. Failure to warn and express warranty are different causes of action. See, e.g., Cipollone, 505 U.S. at 524â25 (analyzing failure to warn and express warranty claims as separate causes of action). A failure to warn claim is a type of product liability action governed by the New Jersey Products Liability Act. See Cornett v. Johnson & Johnson, 48 A.3d 1041, 1055 (N.J. 2012) (noting the PLA defines an adequate product warning as âone that a reasonably prudent person in the same or similar circumstances would have provided with respect to the danger and that communicates adequate information on the dangers and safe use of the productâ (internal quotation marks omitted)). But DâApuzzoâs appeal is based on express warranty, which is specifically excluded from the scope of the PLA because it is not a product liability cause of action. 15 See N.J. Stat. Ann. § 2A:58C-1b(3) (ââProduct liability actionâ means any claim or action brought by a claimant for harm caused by a product, irrespective of the theory underlying the claim, except actions for harm caused by breach of an express warranty.â). DâApuzzo never raised a failure to warn claim, and he cannot raise that claim for the first time in this appeal of the dismissal of his express warranty cause of action. See, e.g., Freeman v. Pittsburgh Glass Works, LLC, 709 F.3d 240, 249 (3d Cir. 2013) (âWe generally refuse to consider issues that the parties have not raised below.â). Accordingly, we reject DâApuzzoâs attempt to advance a failure to warn cause of action in this express warranty appeal. III. Because DâApuzzo has not stated a claim for breach of express warranty under New Jersey law, we will affirm the District Courtâs dismissal of DâApuzzoâs express warranty claim under Federal Rule of Civil Procedure 12(b)(6). 16
Case Information
- Court
- 3rd Cir.
- Decision Date
- October 21, 2014
- Status
- Precedential