AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
UNITED STATES DISTRICT COURT DOC #: _________________ SOUTHERN DISTRICT OF NEW YORK DATE FILED: 7/14/2020 -----------------------------------------------------------------X GERMAIN ISMAEL, : : Plaintiff, : : 1:18-cv-3597-GHW -against- : : MEMORANDUM OPINION C.O. CHARLES, CAPTAIN âJANEâ : AND ORDER COMACHO, C.O. CARUSO, C.O. SAMPSON, : C.O. âJOHN DOEâ 1-2, DEPUTY WARDEN : POLITE, and the CITY OF NEW YORK, : : Defendants. : ---------------------------------------------------------------- X GREGORY H. WOODS, United States District Judge: Germain Ismael was wearing a gray jacketâand that was a big problem. Ismael was incarcerated. A corrections officer noticed that Ismael was wearing a jacket that was not part of his prison-issued uniform. Thatâs not allowed. So a group of corrections officers told Ismael that he needed to relinquish the offending jacket. Ismael refused. Defendant Jane Camacho1 eventually tried to pepper spray Ismael. Ismael ran away, and the officers gave chase. Ismael resisted the officersâ attempts to subdue him. So the officers forcefully restrained Ismael. After he was restrained, Ismael says the officers continued to hit and otherwise physically abuse him. Ismael sued, alleging the officers used excessive force. Defendants now move for partial summary judgment and to exclude the report and testimony of Ismaelâs purported expert, Dr. Robert Gluck. Because there are disputes of material fact about whether the officers âslammedâ Ismael face first onto a gurney and whether they continued to use force against him after he was restrained, the motion for partial summary judgment is mostly DENIED. But Ismael has 1 Camachoâs name is misspelled in the caption of this case. abandoned his claims against Defendant Polite and there was no clearly established law that Camachoâs decision to pepper spray Ismael was unlawful, so the motion is GRANTED in part. Ismael has also carried his burden to show that Gluck used a reliable methodology in preparing his expert report, so Defendantsâ motion to preclude Gluckâs report and testimony is also DENIED. I.BACKGROUND A.Facts2 1.The Main Intake Incident In February 2018, Ismael was incarcerated in the Otis Bantum Correctional Center (âOBCCâ). 56.1 Stmt, Dkt No. 65 ¶ 14 (citing Deposition of Germain Ismael (âIsmael Dep.â), Ex. B to Affirmation of Nicholas L. Collins (âCollins Aff.â), Dkt No. 50-2, at 37:19-25, 38:1-9). At about 11 a.m., Ismael was in a âholding pen,â waiting to be taken to court for an âunrelated criminal matter.â Id. ¶ 15 (citing Ismael Dep. at 38:10-16, 45:25, 46:1-2). Ismael wore a gray jacketâwhich he had with him when he was taken into custodyâunderneath his Department of Corrections (âDOCâ)-issued uniform. Id. ¶¶ 16-17 (citing Ismael Dep. at 42:17-25, 43:1-8). DOC forbids inmates from having outside clothing. Id. ¶ 18 (citing Departmental Clothing, Department of Correction Operation Order, Ex. J to Collins Aff., Dkt No. 50-10). So DOC staff members, including Defendants, asked Ismael to step out of the holding pen and remove his jacket. Id. ¶¶ 19- 20 (citing Ismael Dep. at 46:7-12, 48:3-7; Deposition of Marvin Charles (âCharles Dep.â), Ex. C to Collins Aff., Dkt No. 50-3, at 29:2-17; Deposition of Aracelis âJaneâ Camacho (âCamacho Dep.â), Ex. D to Collins Aff., Dkt No. 50-4, at 14:24-25, 15:2-9, 15:13-21, 16:3-20; Deposition of Sean 2 Unless otherwise noted, these facts are undisputed. The Court must âconstrue[] the evidence in the light most favorable to the non-moving party, and draw all reasonable inferences in [his] favor.â Niagara Mohawk Power Corp. v. Jones Chem. Inc., 315 F.3d 171, 175 (2d Cir. 2003). So when Ismaelâs and Defendantsâ renditions of the facts diverge, the Court must accept Ismaelâs version as true on this motion. Indeed, âchoices between conflicting versions of the events are matters for the jury, not for the court on summary judgment.â Rule v. Brine, Inc., 85 F.3d 1002, 1011 (2d Cir. 1996). Sampson (âSampson Dep.â), Ex. E to Collins Aff., Dkt No. 50-5, at 26:25, 27:2-25, 28:2-7, 29:8-18; Deposition of John Caruso (âCaruso Dep.â), Ex. F to Collins Aff., Dkt No. 50-6, at 62:14-25, 63:2- 23. Ismael refused to remove his jacket, even after he was informed that he would not be permitted to proceed to court if he did not remove it. Id. ¶¶ 21-22 (citing Ismael Dep. at 49:24-25, 50:1-13). Just then, an âinstitutional alarmââunrelated to the ongoing dispute about Ismaelâs jacketâ sounded. Id. ¶ 23 (citing Charles Dep. at 45:24, 46:2-16; Camacho Dep. at 30:17-25, 31:2-17, Sampson Dep. at 32:4-14). Caruso, Charles, and Camacho were on âOBCCâs probe team,â which was assigned to respond to any institutional alarms. Id. ¶ 24 (citing Camacho Dep. at 31:4-12, 77:18- 25; Charles Dep. at 46:17-24, 47:2-23; Sampson Dep. at 32:4-14). But before these Defendants could respond to the alarm, they needed to secure Ismael. Id. ¶ 25 (citing Charles Dep. at 47:24-25, 48:2-20; Camacho Dep. at 33:11-19). So they escorted Ismael to a different âisolationâ holding pen and ordered him to step inside. Id. ¶¶ 26-27, (citing Ismael Dep. at 54:5-11; Charles Dep. at 48:21- 25, 49:2-12, 49:21-25, 50:2-10; Camacho Dep. at 31:17-25, 32:2-24; Sampson Tr. at 33:2-25, 34:2-5). Ismael refused. Id. ¶ 30 (citing Ismael Dep. at 54:2-25, 55:1-14). Ismael insisted that he would not relinquish his jacket because he was anemic and thus was cold. Id. ¶ 31 (citing Ismael Dep. at 55:15-18; Camacho Dep. at 18:4-8). Caruso told Ismael that DOC staff would provide him with more DOC-issued clothing if he was cold. Id. ¶ 32 (citing Caruso Dep. at 53:18-20, 56:18-25, 57:1-7). But Ismael continued to refuse to give up his jacket or step into the isolation pen. Id. ¶ 33 (citing Ismael Dep. at 55:1-25, 56:1-20). Camacho told Ismael that he would be pepper sprayed if he continued to disregard DOC orders. Id. ¶ 34 (citing Camacho Dep. at 35:4-15, Caruso Dep. at 12:4- 9, 66:18-23, Charles Dep. at 51:11-21). Ismael wouldnât obey. So Camacho pepper sprayed Ismael. Id. ¶ 35 (citing Ismael Dep. at 56:21-23, 57:23-24, 58:5- 19; Caruso Dep. at 12:10-25, 13:2, 14:10-12, Charles Dep. at 51:11-21, Sampson Dep. at 17-24). Ismael turned and began to run as he was sprayed. Id. Several officers chased him. Id. ¶ 36 (citing Ismael Dep. at 58:23-25, Caruso Dep. at 17:16-20). A struggle between Ismael and the officers ensued. Id. ¶ 37 (citing Charles Dep. at 53:5-13, 54:2-13, 55:22-25, 56:2-23, 57:13-25; Sampson Dep. at 44:8-14; Caruso Dep. at 69:11-25, 70:2-25). Ismael and several officers ended up on the ground. Id. ¶ 38 (citing Sampson Tr. at 46:14-15, Caruso Dep. at 20:4-16, Charles Dep. at 64:14-19). Ismael claims that he was thrown to the ground by one of the officers. Id. at 6 (citing Transcript of Germain Ismaelâs 50-H Hearing (â50-H Tr.â),3 Ex. B to Declaration of Alan D. Levine (âLevine Decl.â), at 46:11-15). The struggle between Ismael and the officers continued on the ground. Id. ¶ 39 (citing Ismael Dep. at 63:8-10; Charles Dep. at 63:11-25, 64:2-19, 65:4-14; Sampson Dep. at 52:24-25, 53:2- 25). Ismael claims that the officers âpunched, kicked, [and] bent . . . his handsâ at the wrist while he was on the ground. Id. at 7 (citing 50-H Tr. at 46:20-48:7; Ismael Dep. at 58:23-64:9). Ismael testified that after a while, Camacho said âthatâs enough.â Ismael Dep. at 63:22-25. The officers then put Ismael onto a gurney. Id. ¶ 40 (citing Ismael Dep. at 64:10-11, 65:7-24). Ismael says that he was âslammedâ onto the gurney face first. Id. at 7 (citing Ismael Dep. at 64:25-65:10). These events occurred in the âmain intakeâ area of the OBCC, so the Court refers to this as the âMain Intake Incident.â The officers who subdued Ismael also sustained injuries. Charles and Caruso suffered scratches on their faces. Id. ¶¶ 48-49 (citing Charles Dep. at 61:23-25, 62:2-7; Caruso Dep. at 45:7- 3 âA â50-h hearingâ is an examination provided for under New York General Municipal Law § 50-h.â Rembert v. City of New York, No. 16-cv-5586 (ARR) (CLP), 2019 WL 5742591, at *5 n.4 (E.D.N.Y. Nov. 5, 2019) (citation omitted); see also N.Y. Gen. Mun. Law § 50-h(1) (âWherever a notice of claim is filed against a . . . city . . . the . . . city . . . shall have the right to demand an examination of the claimant relative to the occurrence and extent of the injuries or damages for which claim is made, which examination shall be upon oral questions unless the parties otherwise stipulate[.]â). âA plaintiffâs testimony in a 50-h hearing may be considered by the Court on a motion for summary judgment.â Rembert, 2019 WL 5742591, at *5 n.4 (collecting cases). 25, 46:2-12). Caruso also testified that he tore his rotator cuff. Id. ¶ 51 (citing Caruso Dep. at 41:25, 42:2-22, 43:17-23). Non-party officer Allison Jean Bart attests that Ismael bit her on the wrist. Id. ¶ 50 (citing Affidavit of Allison Jean Bart, Ex. H to Collins Aff., Dkt No. 50-8, ¶ 6). There is video footage of the Main Intake Incident. The footage was captured by a camera held by an officer and by the facilityâs surveillance cameras. The videos show that Ismael failed to respond to direct orders to remove his gray jacket. As Ismael and DOC staff argued about the jacket, an alarm sounded. The officers then escorted Ismael to an isolation pen. Ismael refused to enter. Camacho announced that she would pepper spray Ismael if he failed to cooperate. At this point, the officer wielding the handheld camera stopped filming. So the moment at which Camacho sprays Ismael was not recorded. But the facilityâs surveillance cameras recorded Ismael running away from a group of corrections officers. The staff chased Ismael and tried to restrain him. Ismael resisted. The officers tackled Ismael. They then piled on top of Ismael to subdue him. Ismael is on the ground for about five minutes. It is impossible to tell from the video whether the officers in fact punched and kicked Ismael and bent his hands at the wrist. The surveillance video also does not have sound, so we cannot hear what Ismael or DOC staff are saying. From the video, however, we can see that Camacho speaks to the corrections officers. So the video is not clearly inconsistent with Ismaelâs testimony that officers physically abused him until Camacho told them âthatâs enough.â 2. The Clinic Incident With Ismael secured on the gurney, the corrections officers took him to the OBCC clinic. Before the officers took him there, though, Ismael heard a Defendant say that they should take Ismael there because there are no cameras in the clinic. Counter 56.1 Statement (âCounter 56.1 Stmtâ), Dkt No. 68, ¶ 64 (citing Ismael Dep. at 74:3-7). There were indeed no cameras in the clinic. So there is no video evidence of what occurred after the officers wheeled Ismael into the clinic on the gurney. Ismael testified that Sampson, Charles, and Caruso continued to beat Ismael after they wheeled him into the clinic. Id. ¶ 60 (citing 50-H Tr., 45:16-18; Ismael Dep. at 59:7-64:9). Ismael also testified that these same Defendants âbent his finger and squeezed his handcuffsâ while he was in the clinic. Id. ¶ 65 (citing Ismael Dep. at 69:15-74:16). Sampson, Charles, and Caruso denied doing so. Id. at 3 (citing Charles Dep. at 70:19-25, 71:2-25, 72:2-17; Caruso Dep. at 86:14-25, 87:2- 25, 88:2; Sampson Dep. at 62:18-25, 63:2-20). Because this incident occurred in the OBCC clinic, this opinion calls it the âClinic Incident.â 3. Ismaelâs Injuries After Ismael was removed from the clinic, he was placed in a decontamination shower stall to counteract the lingering effects of the pepper spray. Id. ¶ 69 (citing Ismael Dep. at 74:25-79:17). He was left alone in the shower stall for several hours. Id. He received medical treatment at about 7 p.m. Id. ¶ 71 (citation omitted). Ismael testified that he sustained injuries to his eyes, ears, mouth, and back. Ismael Dep. at 82:10-13. Ismael fractured a bone near his eye. Id. at 84:6-8. He also âcouldnât seeâ because his eyes were swollen shut. Id. He had a âswollen lip.â Id. at 85:1-11. And he complained about ringing in his ears. Id. at 89:20-25. Ismael also suffered a lower back injury that continues to bother him. Id. at 87:14-20. Ismael had significant injuries to his hands and wrists. His hands were swollen just after the incident. Id. at 88:14-19. He testified that he âcouldnât make a fistâ and âcouldnât feel [his] handâ for at least a month. Id. at 91:23-92:3. Ismael could still âbarely make a fistâ because of his hand injuries at his deposition. Id. at 102:14-16. He was released from prison about a month after his altercation with the officers. Id. at 100:14-18. After he was released, Ismael sought and received treatment for his injuries at Brookdale Medical Center in Brooklyn, New York. Counter 56.1 Stmt ¶ 73 (citation omitted). He saw a hand specialist named Dr. Finland, who gave a splint for his hand and arm. Ismael Dep. at 92:4-93-6. Dr. Finland also recommended that he do physical therapy for his wrist injury. Id. at 93:7-8. Ismael testified that he received treatment for his wrist injury for a year and a half after the incident. Id. at 102:19-22. Ismael also suffered emotional injuries. He began to suffer from insomnia after the altercation. Id. at 103:1:11. And he has âflashbacksâ in which he âsee[s]â the officers âbeatingâ him âevery day.â Id. at 104:15-24. Ismael also became depressed. Id. at 105:18-106:8. B. Procedural History Ismaelâs complaint raises two claims. Dkt No. 1. First, Ismael alleges that Defendants Charles, Camacho, Caruso, Sampson, Polite, and John Does 1-2 used excessive force against him in contravention of 42 U.S.C. § 1983 (âSection 1983â). Id. ¶¶ 19-53. Second, Ismael alleges that Defendants Charles, Camacho, Caruso, and Sampson battered him in violation of New York law. Id. ¶¶ 54-59. Defendants now move for partial summary judgment and to preclude the testimony and report of Dr. Robert Gluck. Dkt Nos. 49-55. Defendants acknowledge that there is an issue of fact whether some Defendants used excessive force during the Clinic Incident. But they move for partial summary judgment on Ismaelâs claims to the extent they are based on the Main Intake Incident. Defendants attached Dr. Gluckâs report to an attorney affirmation. See Gluck Report, Dkt No. 54-1. Ismael opposed both motions, Dkt Nos. 62-65, and Defendants replied, Dkt Nos. 68-70. II. MOTION FOR PARTIAL SUMMARY JUDGMENT A. Legal Standard Summary judgment is appropriate when âthe movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986) (â[S]ummary judgment is proper âif the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.ââ (quoting former Fed. R. Civ. P. 56(c))). The movant must âidentify[] each claim or defenseâor the part of each claim or defenseâon whichâ it seeks summary judgment. Fed. R. Civ. P. 56(a). A genuine dispute exists where âthe evidence is such that a reasonable jury could return a verdict for the nonmoving party[,]â and a fact is material if it âmight affect the outcome of the suit under the governing law.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). âFactual disputes that are irrelevant or unnecessaryâ do not preclude summary judgment. Id. The movant bears the initial burden of showing âthe absence of a genuine issue of material fact.â Holcomb v. Iona Coll., 521 F.3d 130, 137 (2d Cir. 2008) (citing Celotex, 477 U.S. at 323). If the movant carries that burden, the burden shifts to the non-movant to present âevidence sufficient to satisfy every element of the claim.â Id. To defeat a motion for summary judgment, the non-movant âmust come forward with âspecific facts showing that there is a genuine issue for trial.ââ Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (quoting former Fed. R. Civ. P. 56(e)) (emphasis omitted). âThe mere existence of a scintilla of evidence in support of the [non-movantâs] position will be insufficient; there must be evidence on which the jury could reasonably find for the [non-movant].â Anderson, 477 U.S. at 252. And the non-movant âmust do more than simply show that there is some metaphysical doubt as to the material facts.â Matsushita, 475 U.S. at 586. The non-movant âmay not rely on conclusory allegations or unsubstantiated speculation.â Fujitsu Ltd. v. Fed. Express Corp., 247 F.3d 423, 428 (2d Cir. 2001) (quotation omitted). On a motion for summary judgment, a court is ârequired to resolve all ambiguities and draw all permissible factual inferences in favor of the party against whom summary judgment is sought.â Johnson, 680 F.3d at 236 (quotation omitted). The court cannot âweigh the evidence or resolve issues of fact.â Lucente v. Intâl Bus. Machs. Corp., 310 F.3d 243, 254 (2d Cir. 2002) (citation omitted). B. Application 1. Claims Against Polite Defendants are entitled to summary judgment on all claims against Polite. Ismael presented no evidence against Polite. And in his opposition, Ismael conceded that he âha[d] no objectionâ to the Court âdismiss[ing]â those claims. Opposition to Summary Judgment (âOpp.â), Dkt No. 63, at 3 n.1. The claims against Polite have thus been abandoned and the Court grants summary judgment on Ismaelâs claims against Polite. 2. Claims Against Sampson, Caruso, and Charles a. Liability i. Legal Standard Ismael asserts two claims, the first for excessive force under Section 1983 and the second for battery under New York law. âSection 1983 provides a civil claim for damages against any person who, acting under color of state law, deprives another of a right, privilege or immunity secured by the Constitution or the laws of the United States.â Thomas v. Roach, 165 F.3d 137, 142 (2d Cir. 1999) (citations omitted). âTo prevail on a claim under Section 1983, a plaintiff must show that the defendant âacted under color of state law and . . . deprived him of a right secured by the Constitution or laws of the United States.ââ Knight v. City of New York, No. 1:19-cv-4022 (GHW), 2020 WL 2115411, at *5 (S.D.N.Y. May 1, 2020) (quoting Palmieri v. Lynch, 392 F.3d 73, 78 (2d Cir. 2004). ââ[E]xcept for § 1983âs requirement that the tort be committed under color of state law, the essential elements ofâ a § 1983 excessive force claim and a state law assault and battery claimâ under New York law are ââsubstantially identical.ââ McKenzie v. City of New York, No. 17-cv-4899 (PAE), 2019 WL 3288267, at *9 (S.D.N.Y. July 22, 2019) (quoting Posr v. Doherty, 944 F.2d 91, 94-95 (2d Cir. 1991)); see also Humphrey v. Landers, 344 F. Appâx 686, 688 (2d Cir. 2009) (quoting Posr, 944 F.2d at 94-95). âAnalysis of a claim for use of excessive force begins with âidentification of the specific constitutional right allegedly infringed by the challenged application of force.ââ Wright v. Goord, 554 F.3d 255, 268 (2d Cir. 2009) (quoting Graham v. Connor, 490 U.S. 386, 394 (1989)) (brackets omitted). For âa claim by a prisoner that he was subjected to excessive force by prison employees, the source of the ban against such force is the Eighth Amendmentâs ban on cruel and unusual punishments.â Id.; see also U.S. Const. amend. VIII (âExcessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.â). A âprisonerâs claim must âbe judged by reference to this specific constitutional standard, rather than to some generalized âexcessive forceâ standard.ââ Wright, 554 F.3d at 268 (quoting Graham, 490 U.S. at 394) (alterations omitted). â[T]he Eighth Amendment is offended by conduct that is ârepugnant to the conscience of mankind.ââ Crawford v. Cuomo, 796 F.3d 252, 256 (2d Cir. 2015) (quoting Hudson v. McMillian, 503 U.S. 1, 9-10 (1992)). âActions are repugnant to the conscience of mankind if they are âincompatible with evolving standards of decencyâ or involve âthe unnecessary and wanton infliction of pain.ââ Id. (quoting Hudson, 503 U.S. at 9-10). â[N]ot âevery malevolent touch by a prison guard gives rise to a federal cause of action[.]â Id. (quoting Hudson, 503 U.S. at 9-10). But âinmates have the right to be free from the unnecessary and wanton infliction of pain at the hands of prison officials.â Randolph v. Griffin, No. 19-434 (PR), 2020 WL 2846649, at *2 (2d Cir. June 2, 2020) (summary order) (quoting Romano v. Howarth, 998 F.2d 101, 104 (2d Cir. 1993)). âA claim of cruel and unusual punishment in violation of the Eighth Amendment has two componentsâone subjective, focusing on the defendantâs motive for his conduct, and the other objective, focusing on the conductâs effect.â Wright, 554 F.3d at 268 (citing Hudson, 503 U.S. at 7-8; Blyden v. Mancusi, 186 F.3d 252, 262 (2d Cir. 1999)). âThe subjective component of the claim requires a showing that the defendant had the necessary level of culpability, shown by actions characterized by âwantonnessââ given the âcircumstances surrounding the challenged conduct.â Id. (quotation omitted); see also Harris v. Miller, 818 F.3d 49, 63 (2d Cir. 2016) (per curiam); Randolph, 2020 WL 2846649, at *2. âWhen prison officials are accused of using excessive force, the âwantonnessâ issue turns on âwhether force was applied in a good-faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm.ââ Wright, 554 F.3d at 268 (quoting Hudson, 503 U.S. at 7). To determine whether defendants acted maliciously or wantonly, a court must examine several factors including: the extent of the injury and the mental state of the defendant, as well as the need for the application of force; the correlation between that need and the amount of force used; the threat reasonably perceived by the defendants; and any efforts made by the defendants to temper the severity of a forceful response. Harris, 818 F.3d at 63 (quotation omitted). âThe objective component of a claim of cruel and unusual punishment focuses on the harm done, in light of âcontemporary standards of decency.ââ Wright, 554 F.3d at 268 (quoting Hudson, 503 U.S. at 8). âAnalysis of the objective prong is âcontext specificâ and depends upon the claim at issue[.]ââ Crawford, 796 F.3d at 256 (first quoting Hogan v. Fischer, 738 F.3d 509, 515 (2d Cir. 2013) and then quoting Hudson, 503 U.S. at 8); see also Harris, 818 F.3d at 64 (â[D]etermining whether officers used excessive force necessarily turns on the need for the force used.â). To âassess[] this component, the court must ask whether âthe alleged wrongdoing was objectively âharmful enoughâ to establish a constitutional violation.ââ Wright, 554 F.3d at 268 (quoting Hudson, 503 U.S. at 8); see also Crawford, 796 F.3d at 256 (holding that a prisoner must establish âthe conduct was objectively âharmful enoughâ or âsufficiently seriousâ to reach constitutional dimensionsâ (quoting Hudson, 503 U.S. at 8, 20)); Randolph, 2020 WL 2846649, at *2. So âthe Eighth Amendmentâs prohibition against cruel and unusual punishment does not extend to âde minimis uses of physical force, provided that the use of force is not of a sort repugnant to the conscience of mankind.ââ Wright, 554 F.3d at 268 (quoting Hudson, 503 U.S. at 10). Indeed, â[n]ot every push or shove, even if it may later seem unnecessary in the peace of a judgeâs chambers, violates a prisonerâs constitutional rights.â Id. (quoting Hudson, 503 U.S. at 9). âBut when prison officials use force to cause harm maliciously and sadistically, âcontemporary standards of decency always are violated[,]ââ even if the prisoner does not sustain a ââsignificant injury[.]ââ Id. at 268-69 (quoting Hudson, 503 U.S. at 9). It therefore follows that âcertain actions, including the malicious use of force to cause harm, constitute Eighth Amendment violations per se.â Harris, 818 F.3d at 64 (quotation omitted). The objective component âis satisfied in the excessive force context even if the victim does not suffer serious, or significant injury, as long as the amount of force used is not de minimis.â Id. (quotation omitted). In sum, when âa prisonerâs allegations and evidentiary proffers could reasonably, if credited, allow a rational factfinder to find that corrections officers used force maliciously and sadistically,â summary judgment is inappropriate. Wright, 554 F.3d at 269. And that is so âeven whe[n] the plaintiffâs evidence of injury [is] slight and the proof of excessive force [is] weak.â Id. at 269 (citations omitted). Judge Carter has observed that âgranting summary judgment against plaintiffs on excessive force claims is rarely appropriate.â Anderson v. City of New York, No. 1:16-cv-02583 (ALC), 2019 WL 1426723, at *8 (S.D.N.Y. Mar. 28, 2019) (citing Amnesty America v. Town of W. Hartford, 361 F.3d 113, 123 (2d Cir. 2004)). That is unsurprising because whether a âuse of force wasâ justified is a âfact intensive inquiryâ that often must be âleft for a jury to decide.â Olutosin v. Lee, No. 14-cv-685 (NSR), 2016 WL 2899275, at *9 (S.D.N.Y. May 16, 2016) (quoting Landy v. Irizarry, 884 F. Supp. 788, 797 (S.D.N.Y. 1995) (collecting cases)). And as noted, â[a]ssessments of credibility and choices between conflicting versions of the events are matters for the jury, not for the court on summary judgment.â Anderson, 2019 WL 1426723, at *8 (quoting Rule, 85 F.3d at 1011). For those reasons, â[c]ourts are hesitant âto dismiss complaints alleging excessive force even at the summary judgment stage if conflicts exist in the record regarding the degree and justification of force.ââ Id. (quoting Atkins v. County of Orange, 372 F. Supp. 2d 377 (S.D.N.Y. 2005)); see also Jeanty v. Cty. of Orange, 379 F. Supp. 2d 533, 541 (S.D.N.Y. 2005) (quoting Evering v. Rielly, No. 98-cv-6718 (DB), 2001 WL 1150318, at *7 (S.D.N.Y. Sept. 28, 2001) (collecting cases)). ii. Application The Court declines to grant summary judgment on the claims against Sampson, Caruso, and Charles. Defendants move for summary judgment on claims against those defendants based on the Main Intake Incident. Even if Defendants are correct the Court should analyze the officersâ use of force during the Main Intake Incident separately from the use of force during the Clinic Incident, Ismael has presented sufficient evidence to preclude summary judgment on either claim against Sampson. As to the objective prong, Ismael testified that Sampson was part of a group that âslammedâ him face first onto a gurney after he was restrained. Ismael Dep. at 64:25-65:6.4 There is an issue of fact about whether Sampson did so maliciously and sadistically. That is enough to preclude summary judgment on Ismaelâs claims against Sampson.5 Granted, Ismael refused to comply with direct orders from officers to relinquish his unauthorized article of clothing and to step into the holding pen. That refusal may have justified the use of some amount of force. It is also true that some Defendants and other officers testified that they sustained injuries during their tussle with Ismael. Those injuries also suggest that the officers may have been justified in using force to subdue Ismael. But Ismael testified that he was beaten and slammed onto the gurney only after he was restrained by handcuffs and leg shackles. See id. at 64:10-65:20; see also 50-H Tr. at 48:8-10. Based on that testimony, a rational factfinder could conclude that Ismael did not present an ongoing threat and thus the force the officers used was excessive. Cf. Griffin v. Crippen, 193 F.3d 89, 91 (2d Cir. 1999) (â[D]ismissal of the excessive force claim was inappropriate because there are genuine issues of material fact concerning what transpired after appellant was handcuffed and whether the guards maliciously used force against him[.]â (emphasis added)). Ismael has also adduced sufficient evidence to create a genuine issue of fact about whether the use of force was more than de minimis. The injuries Ismael claims to have sustained are adequate to preclude the conclusion, on this motion, that Sampsonâs use of force in slamming him into the 4 One of the surveillance cameras in the main intake area captured the Main Intake Incident. The Court cannot tell from the video, however, whether the officers punched Ismael and âslammedâ him onto the gurney after he was restrained. The Court must therefore accept Ismaelâs characterization that he was slammed onto the gurney for this motion. 5 There is also an issue of fact about whether Sampson failed to intervene as Caruso and Charles beat Ismael. As explained further below, â[p]rison officials can be held liable under 42 U.S.C. § 1983 for failing to intervene in a situation where another official is violating an inmateâs constitutional rights, including the use of excessive force, in their presence.â Randolph, 2020 WL 2846649, at *2 (citing Curley v. Vill. of Suffern, 268 F.3d 65, 72 (2d Cir. 2001)). gurney was de minimis. Ismael testified that he sustained injuries to his eyes, head, ears, back, and knee. Ismael Dep. at 82:10-13. He testified that he âcouldnât seeâ because his eyes were swollen shut and that his âmouth was busted.â Id. at 85:1-11. And he testified that he fractured a bone near his eye, among other injuries. Id. at 84:6-8. These injuries are more than adequate to preclude the conclusion that the officersâ use of force was de minimis. See, e.g., Griffin, 193 F.3d at 91 (holding that a district court erred in granting summary judgment on an Eighth Amendment claim even when the âonly evidenceâ of a plaintiffâs injuries was his âown testimonyâ that he suffered âa bruised shin and swelling over his left kneeâ). A reasonable jury could conclude that Sampsonâs decision to slam him onto the gurney face first contributed to these injuries. So drawing all reasonable inferences in favor of Ismael, he has satisfied the objective prong of his Eighth Amendment claim. Ismael has also presented enough evidence to create a genuine dispute about whether Sampson acted wantonly by slamming him onto the gurney. Ismaelâs testimony that he was slammed onto the gurney after being shackled creates a genuine issue of material fact as to whether Sampson acted in âgood-faithâ to âmaintain or restore discipline, or maliciously and sadistically to cause harm.â Wright, 554 F.3d at 268 (quoting Hudson, 503 U.S. at 7). And because that is so, the Court cannot grant summary judgment on Ismaelâs claim against Sampson. The same is true of Caruso and Charles. Ismael testified that both men participated in slamming him onto the gurney. And Ismael also testified that they punched him in the face and bent his hands at the wrists after he was restrained. See 50-H Tr. at 45:15-52:18; Ismael Dep. at 59:7- 64:9. These assertions are more than adequate to withstand Defendantsâ motion for summary judgment on Ismaelâs claims against Caruso and Charles. To be sure, there is evidence in the record that supports Defendantsâ version of events. The video evidence, in particular, could be interpreted to support the officersâ claim that they acted in good faith. But time and again, the Second Circuit has held that when âa prisonerâs allegations and evidentiary proffers could reasonably, if credited, allow a rational factfinder to find that corrections officers used force maliciously and sadistically,â a district court cannot grant summary judgment âeven whe[n] the plaintiffâs evidence of injury [is] slight and the proof of excessive force [is] weak.â Harris, 818 F.3d at 65 (quotation omitted); see also Wright, 554 F.3d at 269 (citing Scott v. Coughlin, 344 F.3d 282, 291 (2d Cir. 2003); Griffin, 193 F.3d at 91); Randolph, 2020 WL 2846649, at *2. Ismael has raised a genuine issue of fact about whether Sampson, Caruso, and Charlies used force maliciously and sadistically by slamming him onto the gurney after he had been restrained. b. Qualified Immunity i. Legal Standard Sampson, Caruso, and Charles are not entitled to qualified immunity. Qualified immunity is a judge-made doctrine, created to address âthe danger that fear of being sued will âdampen the ardor of all but the most resolute, or the most irresponsible public officials, in the unflinching discharge of their duties.ââ Harlow v. Fitzgerald, 457 U.S. 800, 814 (1982) (quoting Gregoire v. Biddle, 177 F.2d 579, 581 (2d Cir. 1949) (Hand, C.J.)) (brackets omitted). It âprotects government officials âfrom liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.ââ Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow, 457 U.S. at 818). The doctrine thus âbalances two important interestsâthe need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction, and liability when they perform their duties reasonably.â Id. â[T]he familiar standards that govern resolution of motions for summary judgment apply equally to such motions based on an assertion of qualified immunity.â Sloley v. Vanbramer, 945 F.3d 30, 36 (2d Cir. 2019) (citing Tolan v. Cotton, 572 U.S. 650, 656-57 (2014)). Courts âevaluate claims of qualified immunity at summary judgment using a two-part inquiry: (1) âwhether the facts, taken in the light most favorable to the party asserting the injury, show the officerâs conduct violated a federal rightâ and (2) âwhether the right in question was clearly established at the time of the violation.ââ Id. (quoting Tolan, 572 U.S. at 656).6 âCourts have discretion in deciding the order in which to analyze the two prongs but under either, they âmay not resolve genuine disputes ofâ material fact.â Id. (quoting Tolan, 572 U.S. at 656 and citing Pearson, 555 U.S. at 236). ââClearly establishedâ means that, at the time of the officerâs conduct, the law was sufficiently clear that every reasonable official would understand that what he is doing is unlawful.â Dist. of Columbia v. Wesby, 138 S. Ct. 577, 589 (2018) (quotation omitted). â[E]xisting law must have placed the constitutionality of the officerâs conduct beyond debate.â Id. (quotation omitted). âThis demanding standard protects all but the plainly incompetent or those who knowingly violate the law.â Id. (quotation omitted). The Supreme Court has ârepeatedly stressed that courts must not define clearly established law at a high level of generality, since doing so avoids the crucial question whether the official acted reasonably in the particular circumstances that he or she faced.â Id. at 590 (quotation omitted). 6 â[S]tate law governs a defendantâs entitlement to qualified immunity with respect to state-law claims[.]â Napolitano v. Flynn, 949 F.2d 617, 621 (2d Cir. 1991) (citation omitted). So New York law determines Defendantsâ entitlement to qualified immunity on Ismaelâs battery claim. âNew York [l]aw grants government officials qualified immunity on state- law claims except whe[n] the officialsâ actions are undertaken in bad faith or without a reasonable basis.â Gonzalez v. City of Schenectady, 728 F.3d 149, 158 n.4 (2d Cir. 2013) (quoting Papineau v. Parmley, 465 F.3d 46, 63 (2d Cir. 2006)). â[T]he New York standard for entitlement to qualified immunity has both objective and subjective components. The objective component distinguishes between official acts that are âdiscretionaryâ and those that are âministerial[.]ââ Lore v. City of Syracuse, 670 F.3d 127, 166 (2d Cir. 2012). Immunity is âavailable onlyâ for âdiscretionaryâ actions. Id. (citing Mon v. New York, 78 N.Y.2d 309, 313 (1991)). âThe subjective component makes qualified immunity entirely unavailable if there are âundisturbed findings of bad faith.ââ Id. (quoting Della Pietra v. New York, 71 N.Y.2d 792, 795 (1988)). The difference between the federal and state law standards does not affect the Courtâs analysis in this case. Qualified immunity protects an officer so long as âit was objectively reasonable for the officer to believe the conduct at issue was lawful.â Mudge v. Zugalla, 939 F.3d 72, 79 (2d Cir. 2019) (quotation omitted). âAn officer is entitled to qualified immunity if any reasonable officer, out of the wide range of reasonable people who enforce the laws in this country, could have determined that the challenged action was lawful.â Muschette v. Gionfriddo, 910 F.3d 65, 70 (2d Cir. 2018) (quotation omitted). ii. Application Sampson, Caruso, and Charles are not entitled to qualified immunity on this motion. The Court has already determined that, taking the facts in the light most favorable to Ismael, he has established adequate evidence to preclude summary judgment on his claim for violating his Eighth Amendment rights. So the first prong of the qualified immunity inquiry is satisfied. Ismael has also adduced adequate evidence that Sampson, Caruso, and Charles violated his clearly established rights. It is clearly established that prison officials violate the Eighth Amendment when they âuse force to cause harm maliciously and sadistically[.]â Wright, 554 F.3d at 269. Indeed, the infliction of malicious and sadistic force is a per se violation of the Eighth Amendment. See Harris, 818 F.3d at 64. And as explained, there is an issue of fact about whether Sampson, Caruso, and Charles acted maliciously and sadistically. For this motion, that is sufficient for Ismael to defeat these Defendantsâ qualified immunity defense. The inquiry into whether Sampson, Caruso, and Charles acted maliciously and sadistically is subjective. â[S]ubjective motive plays no part in the qualified immunity inquiry.â Nagle v. Marron, 663 F.3d 100, 115 n.13 (2d Cir. 2011). And when a âspecific intent is actually an element of the plaintiffâs claim as defined by clearly established law, it can never be objectively reasonable for a government official to act with the intent that is prohibited by law.â Locurto v. Safir, 264 F.3d 154, 169 (2d Cir. 2001) (citation omitted). So âa plaintiff need only show particularized evidence of direct or circumstantial facts supporting his claim of unconstitutional motive in order to survive a motion for summary judgment on the defense of qualified immunity.â Id. at 170 (quotations omitted). Ismael has met that burden because he has shown facts adequate to raise a dispute about whether Sampson, Caruso, and Charles acted maliciously or sadistically. And there are disputed issues of fact about what took place during the Main Intake Incident. Ismael testified that the officers punched him and bent his hands at the wrist after he was restrained. Ismael also testified that the officers slammed him onto the gurney with excessive force. If true, that is circumstantial evidence that supports Ismaelâs claim that the officers acted maliciously and sadistically. That is enough to preclude the officersâ qualified immunity defense. At bottom, this case reflects the principle that âgranting summary judgment against plaintiffs on excessive force claims is rarely appropriate.â Anderson, 2019 WL 1426723, at *8 (citation omitted). As in manyâperhaps mostâexcessive force cases, questions of fact pervade the record on this motion. And those questions must be resolved by the jury.7 3. Claims Against Camacho Camacho is entitled to qualified immunity for her use of pepper spray but is not entitled to qualified immunity on Ismaelâs failure to intervene theory of liability on his Section 1983 claim. There are two issues as to Camacho on this motion. First, Camacho pepper sprayed Ismael in the 7 Defendantsâ only argument that the City is entitled to summary judgment on Ismaelâs respondeat superior battery claim based on the Main Intake Incident is that summary judgment on âunderlying theories of liability eliminate[s] the prospect ofâ respondeat superior liability. Harsco Corp. v. Segui, 91 F.3d 337, 339 (2d Cir. 1996); see also Conte v. Cty. of Nassau, 596 F. Appâx 1, 3 (2d Cir. 2014). The Court has rejected Defendantsâ argument that the Sampson, Caruso, and Charles are entitled to summary judgment on Ismaelâs Section 1983 claims, so the Court likewise denies summary judgment to the City of New York on Ismaelâs battery claim. main intake area. And second, Camacho purportedly failed to intervene as Defendants subdued Ismael. a. Pepper Spray To the extent that Ismael seeks to assert an excessive force claim against Defendants based on Camachoâs use of pepper spray, Defendants are entitled to summary judgment on that claim. To begin with, it is not clear that Ismaelâs complaint asserts a claim based on Camachoâs use of pepper spray. Ismael also failed to argue that Camachoâs use of pepper spray constituted excessive force in his opposition. The claim is thus abandoned. See Jackson v. Fed. Express, 766 F.3d 189, 196 (2d Cir. 2014) (âGenerally, but perhaps not always, a partial response reflects a decision by a partyâs attorney to pursue some claims or defenses and to abandon others. . . . Where abandonment by a counseled party is not explicit but such an inference may be fairly drawn from the papers and circumstances viewed as a whole, district courts may conclude that abandonment was intended.â). Even if Ismael had not abandoned a claim based on Camachoâs use of pepper spray, Camacho would be entitled to qualified immunity based on her use of pepper spray against Ismael. That is because it is not clearly established that pepper spraying an uncooperative inmate is unlawful. It is clearly established that pepper spraying a restrained or cooperative person is excessive. Tracy v. Freshwater, 623 F.3d 90, 98-99 & n.5 (2d Cir. 2010) (â[I]t [is] well established . . . that the use of entirely gratuitous force is unreasonable and therefore excessive, . . . [so] no reasonable officer could have believed that he was entitled to use pepper spray gratuitously against a restrained and unresisting arresteeâ (citations omitted)); see also Hogan, 738 F.3d at 515-16. But there is no clearly established law on when it is appropriate to pepper spray an uncooperative inmate. Granted, there is some authority for the proposition that, so long as an inmate is not physically resisting or otherwise physically threatening prison officials, the use of pepper spray is excessive. See Wiggan v. N.Y.C. Depât of Corr., No. 12-cv-1405 (GBD) (HBP), 2014 U.S. Dist. LEXIS 117635, at *18-26 (S.D.N.Y. Aug. 21, 2014) (collecting cases and noting that âfor the most part, the cases seem to turn on whether the pepper spray or similar substance was used in order to cause an inmate to cease engaging in dangerous or disruptive conductâ). Most of that authority, however, comes from district courts. âTo determine whether the relevant law was clearly established, we consider the specificity with which a right is defined, the existence of Supreme Court or Court of Appeals case law on the subject, and the understanding of a reasonable officer in light of preexisting law.â Muschette, 910 F.3d at 70 (quotation omitted). That inquiry âgenerally entails looking to Supreme Court decisions, [Second Circuit] decisions, and decisions from other circuit courts.â Mudge, 939 F.3d at 79 (quotation omitted). âWhen neither the Supreme Court nor [the Second Circuit] has recognized a right[,] the holdings of district courts cannot act to render that right clearly established within the Second Circuit.â Id. (quoting Pabon v. Wright, 459 F.3d 241, 255 (2d Cir. 2006)).8 So even if there were a clear consensus of district court cases, that would not create clearly established law for purposes of this analysis. In any event, the cases cited in Wiggan that concluded that the use of pepper spray was excessive, including Tracy and Hogan, are not factually analogous to this case. That is because those cases did not address an unrestrained yet uncooperative inmate who was not physically threatening officers. Ismael did not physically resist or threaten any of the officers before Camacho pepper sprayed him. But he disobeyed multiple direct orders. Plaintiff has not citedâand the Court has not unearthedâany case with similar facts, much less any Second Circuit or Supreme Court case. 8 It is also true that there need not be a case directly on point for law to be clearly established âso long as preexisting law clearly foreshadows a particular ruling on [an] issue.â Garcia v. Doe, 779 F.3d 84, 92 (2d Cir. 2014) (quotation and brackets omitted). So district court decisions might be relevant to the qualified immunity analysis if they signal that preexisting law Supreme Court or Second Circuit cases foreshadowed a ruling on an issue. But district courts themselves can never create clearly established law. Thus, even if Camacho violated Ismaelâs Eighth Amendment rights by pepper spraying him (an issue the Court does not decide), that right was not clearly established. Camacho is also entitled to qualified immunity because a reasonable officer might have concluded that it was appropriate to pepper spray Ismael in the factual circumstances presented here. And â[a]n officer is entitled to qualified immunity if any reasonable officer, out of the wide range of reasonable people who enforce the laws in this country, could have determined that the challenged action was lawful.â Muschette, 910 F.3d at 70 (quotation and emphases omitted). Because Ismael was uncooperative and the officers may have needed to act quickly to respond to the institutional alarm, a reasonable officer may have concluded that it was lawful to pepper spray Ismael. For those reasons, Camacho is entitled to summary judgment on Ismaelâs Section 1983 claim to the extent that claim turns on Camachoâs use of pepper spray.9 b.Failure to Intervene Camacho is not entitled to qualified immunity on Ismaelâs failure to intervene theory of liability under Section 1983, however. â[L]aw enforcement officials have an affirmative duty to intervene to protect against the infringement of constitutional rights from conduct committed by other officers in their presence.â Curley, 268 F.3d at 72 (2d Cir. 2001) (citation omitted); see also Sloley, 945 F.3d at 46-47 (quoting Anderson v. Branen, 17 F.3d 552, 557 (2d Cir. 1994)); Randolph, 2020 WL 2846649, at *2 (citing Curley in Eighth Amendment context). âAn officer who fails to intercede in the use of excessive force or another constitutional violation is liable for the preventable harm 9 Ismael abandoned his battery claim against Camacho in his opposition. See Opp. at 9 (â[P]laintiff has raised an issue of fact as to whether Camacho participated in the deprivation of his [E]ighth [A]mendment rights[.]â). In any case, the only possible factual predicate for the battery claim against Camacho is her use of pepper spray. For the same reasons that Camachoâs use of pepper spray cannot sustain an Eighth Amendment claim, it cannot serve as the basis for a battery claim. So Defendants are entitled to summary judgment on Ismaelâs claim for battery against Camacho. caused by the actions of other officers.â Terebesi v. Torreso, 764 F.3d 217, 243 (2d Cir. 2014) (citation omitted); see also Anderson, 17 F.3d at 557. Defendants again argue that Ismael did not plead that Camacho failed to intervene. No dice on that one. In his complaint, Ismael pleaded that Camacho was âpresent the entire time [he] was being beatenâ before she told the corrections officers â[t]hatâs enough.â Compl. ¶ 40. That is adequate to plead a claim for failure to intervene. True, Ismael did not plead a separate âfailure to interveneâ claim against Camacho. But he didnât have to because â[a] âfailure to interveneâ cause of action does not itself state a separate constitutional violation.â Hickey v. City of New York, No. 01-cv-6506 (GEL), 2004 WL 2724079, at *16 (S.D.N.Y. Nov. 29, 2004), affâd, 173 F. Appâx 893 (2d Cir. 2006) (Lynch, J.). Rather, failure to intervene is a theory of liability for Ismaelâs cause of action under Section 1983. See Blake v. Race, 487 F. Supp. 2d 187, 208 n.14 (E.D.N.Y. 2007) (distinguishing between a plaintiffâs âprimary theory of liabilityâ that âthe defendants were directly involved in the unconstitutional actsâ and the plaintiffâs âfailure to intercede theoryâ and rejecting the defendants argument that the plaintiff âabandoned any claims for failure to intercede liability because he failed to address that issue in his opposition papersâ); see also Lehal v. Cent. Falls Det. Facility Corp., No. 13-cv-3923 (DF), 2019 WL 1447261, at *13 (S.D.N.Y. Mar. 15, 2019) (âTo establish the requisite personal involvement [for a failure to intervene claim], a plaintiff may show either that the defendant official was directly involved in the excessive use of force itself, or that the defendant official failed to intervene to prevent such a use of force by another official actor.â). Indeed, for failure to intervene, â[l]iability attaches on the theory that the officer, by failing to intervene, becomes a âtacit collaboratorâ in the illegality.â Figueroa v. Mazza, 825 F.3d 89, 106 (2d Cir. 2016) (citation omitted). Ismael adequately alleged a cause of action under Section 1983 on a failure to intervene theory against Camacho. âFailure to intercede results in liability where an officer observes excessive force is being used or has reason to know that it will be.â Curley, 268 F.3d at 72; see also Vann v. Sudranski, No. 16- cv-7367 (VB), 2020 WL 3001072, at *6 (S.D.N.Y. June 4, 2020) (quoting Jean-Laurent v. Wilkerson, 461 F. Appâx 18, 21 (2d Cir. 2012)). And âfor liability to attach, there must have been a realistic opportunity to intervene to prevent the harm from occurring.â Vann, 2020 WL 3001072, at *6 (quoting Jean-Laurent, 461 F. Appâx at 21). âWhether the officer had a ârealistic opportunityâ to intervene is normally a question for the jury, unless, considering all the evidence, a reasonable jury could not possibly conclude otherwise.â Sloley, 945 F.3d at 47 (citation omitted). The plaintiff must also show that the officer did ânot take reasonable steps to intervene.â Jean-Laurent v. Wilkinson, 540 F. Supp. 2d 501, 512 (S.D.N.Y. 2008) (citing OâNeill v. Krzeminski, 839 F.2d 9, 11-12 (2d Cir. 1988); McLaurin v. New Rochelle Police Officers, 373 F. Supp. 2d 385, 395 (S.D.N.Y. 2005)); see also Ricciuti v. New York City Transit Auth., 124 F.3d 123, 129 (2d Cir. 1997). In sum, to succeed on a failure to intervene claim, a plaintiff must show â(1) the officer had a realistic opportunity to intervene and prevent the harm; (2) a reasonable person in the officerâs position would [have] know[n] that the victimâs constitutional rights were being violated; and (3) the officer d[id] not take reasonable steps to intervene.â Jean-Laurent, 540 F. Supp. 2d at 512; see also Pierce v. City of N.Y., 805 F. Appâx 70, 72 (2d Cir. 2020) (quoting Jean-Laurent, 540 F. Supp. 2d at 512); Holland v. City of N.Y., 197 F. Supp. 3d 529, 549 (S.D.N.Y. 2016) (quoting Jean-Laurent, 540 F. Supp. 2d at 512); Bouche v. City of Mount Vernon, No. 11-cv-5246 (SAS), 2012 WL 987592, at *5 (S.D.N.Y. Mar. 23, 2012) (quoting Tavares v. City of New York, No. 08-cv-3782 (JSR) (JCF), 2010 WL 234974, at *4 (S.D.N.Y. Jan. 19, 2010)). Qualified immunity also applies to failure to intervene claims. âTo overcome the defense of qualified immunity for failure to intercede whe[n] others have engaged in excessive force, a plaintiff must show that the failure to intercede permitted fellow officers to violate an individualâs clearly established rights of which a reasonable officer would have known[.]â Allen v. City of New York, 480 F. Supp. 2d 689, 695 (S.D.N.Y. 2007) (quotation omitted). The âfailure to intercede mustâ also âbe under circumstances making it objectively unreasonable for him to believe that his fellow officersâ conduct did not violate those rights.â Ricciuti, 124 F.3d at 129; see also Allen 480 F. Supp. 2d at 695. So âan officer is entitled to qualified immunity unlessâ it was ââobjectively unreasonable for him to believe that his fellow officersâ conduct did not violate the plaintiffâs rights.ââ Holland, 197 F. Supp. 3d at 549 (quoting Ricciuti, 124 F.3d at 129) (brackets omitted); see also Yunus v. Jones, No. 9:16-cv- 1282 (GTS) (ATB), 2019 WL 5196982, at *13 (N.D.N.Y. June 21, 2019), report and recommendation adopted, 2019 WL 4010260 (N.D.N.Y. Aug. 26, 2019); Speights v. City of New York, No. 1:98-cv-4636 (NG) (JMA), 2001 WL 797982, at *6 (E.D.N.Y. June 18, 2001). But on summary judgment, a defendant must âshow that no reasonable trier of fact could find that the defendantsâ actions were objectively unreasonable.â Sims v. Griener, No. 00-cv-2524 (LAP), 2001 WL 1142189, at *6 (S.D.N.Y. Sept. 27, 2001) (quotation omitted). Camacho is not entitled to qualified immunity on Ismaelâs failure to intercede claim. There is a question of fact about whether the officers acted in an objectively unreasonable manner when they subdued Camacho in the main intake. For one, Ismael testified that the officers punched him after he was handcuffed and shackled.10 According to Ismael, Camacho permitted this assault to continue until she exclaimed âthatâs enough.â If a jury credited that testimony, it could conclude that Camachoâs failure to intervene was objectively unreasonable. And as discussed, it was clearly 10 Again, although there is video footage of the Main Intake Incident, it does not clearly contradict Ismaelâs testimony that the corrections officers punched him after he was restrained. The Court must thus accept Ismaelâs version of events for purposes of this motion. established that a use of force against a restrained inmate is unreasonable. There is also a factual dispute about whether Camacho had a reasonable opportunity to intervene. That is unsurprising because â[w]hether the officer had a ârealistic opportunityâ to intervene is normally a question for the jury[.]â Sloley, 945 F.3d at 47 (citation omitted). So there are factual disputes that preclude the Court from granting summary judgment on Ismaelâs failure to intervene claim against Camacho. III. MOTION TO EXCLUDE TESTIMONY AND REPORT OF DR. GLUCK A. Legal Standard Federal Rule of Evidence 702 states: A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if: (a) the expertâs scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue; (b) the testimony is based on sufficient facts or data; (c) the testimony is the product of reliable principles and methods; and (d) the expert has reliably applied the principles and methods to the facts of the case. Fed. R. Evid. 702. âRule 702 assigns to district courts the gatekeeper functionââensuring that any and all scientific testimony or evidence admitted is not only relevant, but reliable.ââ Restivo v. Hessemann, 846 F.3d 547, 575 (2d Cir. 2017) (quoting Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 589 (1993) (brackets omitted)). A court must therefore make âa preliminary assessment of whether the reasoning or methodology underlying the testimony is scientifically valid and of whether that reasoning or methodology properly can be applied to the facts in issue.â Daubert, 509 U.S. at 592-93. The court must âmake certain that an expert, whether basing testimony upon professional studies or personal experience, employs in the courtroom the same level of intellectual rigor that characterizes the practice of an expert in the relevant field.â Kumho Tire Co. v. Carmichael, 526 U.S. 137, 152 (1999)). âDaubertâs general holdingâsetting forth the trial judgeâs general âgatekeepingâ obligationâapplies not only to testimony based on âscientificâ knowledge, but also to testimony based on âtechnicalâ and âother specializedâ knowledge.â Restivo, 846 F.3d at 575 (quoting Kumho Tire, 526 U.S. at 141). Courts applying Rule 702 engage in a âthree-step inquiry.â Royal Park Invs. v. U.S. Bank Natâl Assân, 324 F. Supp. 3d 387, 394 (S.D.N.Y. 2018). âThe initial questionâ is âwhether a witness is âqualified as an expert by knowledge, skill, experience, training, or educationâ to render his or her opinions.â Nimely v. City of New York., 414 F.3d 381, 396 n.11 (2d Cir. 2005) (quoting Fed. R. Evid. 702). If so, then the court must determine whether the expertâs testimony is ârelevan[t] and reliab[le.]â Id.; see also Royal Park, 324 F. Supp. 3d at 394. To decide whether an expertâs testimony is reliable, Daubert instructed courts to consider âthe theoryâs testability, the extent to which it âhas been subjected to peer review and publication,â the extent to which a technique is subject to âstandards controlling the techniqueâs operation,â the âknown or potential rate of error,â and the âdegree of acceptanceâ within the ârelevant scientific community.ââ United States v. Romano, 794 F.3d 317, 330 (2d Cir. 2015) (quoting Daubert, 509 U.S. at 593-94). âBut the inquiry is a âflexible one,â and the âfactors Daubert mentions do not constitute a definitive checklist or test.ââ Restivo, 846 F.3d at 575 (first quoting Daubert, 509 U.S. at 594 and then quoting Kumho Tire, 526 U.S. at 150) (alterations omitted). âWhether some or all of these factors apply in a particular case depends on the facts, the expertâs particular expertise, and the subject of his testimony.â In re Fosamax Products Liab. Litig., 645 F. Supp. 2d 164, 173 (S.D.N.Y. 2009) (citing Kumho Tire, 526 U.S. at 138). âIn undertaking this flexible inquiry, the district court must focus on the principles and methodology employed by the expert, without regard to the conclusions the expert has reached or the district courtâs belief as to the correctness of those conclusions.â Amorgianos v. Natâl R.R. Passenger Corp., 303 F.3d 256, 266 (2d Cir. 2002). But âconclusions and methodology are not entirely distinct from one another,â and a district court is not required to âadmit opinion evidence that is connected to existing data only by the ipse dixit of the expert. A court may conclude that there is simply too great an analytical gap between the data and the opinion proffered.â Gen. Elec. Co. v. Joiner, 522 U.S. 136, 146 (1997). âThus, when an expert opinion is based on data, a methodology, or studies that are simply inadequate to support the conclusions reached, Daubert and Rule 702 mandate the exclusion of that unreliable opinion testimony.â Amorgianos, 303 F.3d at 266. To warrant admissibility, the âexpertâs analysisâ must âbe reliable at every step.â Id. at 267. âIn deciding whether a step in an expertâs analysis is unreliable, the district court should undertake a rigorous examination of the facts on which the expert relies, the method by which the expert draws an opinion from those facts, and how the expert applies the facts and methods to the case at hand.â Id. But evidence should only be excluded âif the flaw is large enough that the expert lacks good grounds for his or her conclusions.â Id. (quotation omitted); see also Zerega Ave. Realty Corp. v. Hornbeck Offshore Transp. LLC, 571 F.3d 206, 214 (2d Cir. 2009) (holding that a âtrial judge should exclude expert testimony if it is speculative or conjectural or based on assumptions that are so unrealistic and contradictory as to suggest bad faith or to be in essence an apples and oranges comparisonâ (quotation omitted). In addition to being reliable, an expertâs testimony must also be relevant. So a court must âlook to the standards of Rule 401 in analyzing whether proffered expert testimony is relevantâ to âfulfill[] this gatekeeping role[.]â Amorgianos, 303 F.3d at 265; see also Fed. R. Evid. 401 (âEvidence is relevant if: (a) it has any tendency to make a fact more or less probable than it would be without the evidence; and (b) the fact is of consequence in determining the action.â). âEven after determining that a witness is âqualified as an expertâ to testify as to a particular matter and that the opinion is based upon reliable data and methodology, Rule 702 requires the district court to make a third inquiry: whether the expertâs testimony (as to a particular matter) will âassist the trier of fact.ââ Nimely, 414 F.3d at 397 (quoting former Fed. R. Evid. 702).11 This inquiry overlaps withâbut is not the same as, see id. at 396 n.11âthe inquiry into whether the evidence is relevant. Indeed, â[w]eighing whether the expert testimony assists the trier of fact goes primarily to relevance.â Faulkner v. Arista Records LLC, 46 F. Supp. 3d 365, 375 (S.D.N.Y. 2014) (citing Daubert, 509 U.S. at 591). Expert testimony that is âdirected solely to lay matters which a jury is capable of understanding and deciding without the expertâs helpâ should be excluded. United States v. Mulder, 273 F.3d 91, 101 (2d Cir. 2001) (quoting United States v. Castillo, 924 F.2d 1227, 1232 (2d Cir. 1991)). â[E]xpert testimony that usurps either the role of the trial judge in instructing the jury as to the applicable law or the role of the jury in applying that law to the facts before it by definition does not aid the jury in making a decision[.]â Nimely, 414 F.3d at 397 (quotation and brackets omitted). So expert testimony that âtell[s] the jury what result to reach[] and thus attempts to substitute the expertâs judgment for the juryâsâ is not admissible. Id. (quotation omitted). As with all other evidence, expert testimony is also âsubject to Rule 403, and âmay be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury.ââ Id. (quoting Fed. R. Evid. 403). In fact, Rule 403 plays âa uniquely important roleâ in âa district courtâs scrutiny of expert testimony[.]â Id. That is because a jury may give expert testimony âunique weightâ in its âdeliberations.â Id. (citing, among others, Daubert, 509 U.S. at 595). â[T]he proponent of expert testimony has the burden of establishing by a preponderance of the evidence that the admissibility requirements of Rule 702 are satisfied[.]â United States v. Williams, 11 In 2011, Rule 702 was amended to change âassistâ to âhelp.â That change was âintended to be stylistic only.â Advisory Committee Notes to the 2011 Amendment to Fed. R. Evid. 702. 506 F.3d 151, 160 (2d Cir. 2007). But exclusion âof expert testimony is the exception rather than the rule.â Floyd v. City of New York, 861 F. Supp. 2d 274, 287 (S.D.N.Y. 2012) (quoting Advisory Committee Notes to the 2000 Amendment to Fed. R. Evid. 702); see also WIZKIDS/NECA, LLC v. TIII Ventures, LLC, No. 17-cv-2400 (RA), 2019 WL 1454666, at *4 (S.D.N.Y. Mar. 31, 2019). Indeed, âvigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence.â Amorgianos, 303 F.3d at 267 (quoting Daubert, 509 U.S. at 596). And âdisputes as to the strength of [an expertâs] credentials, faults in his use of differential etiology as a methodology, or lack of textual authority for his opinion, go to the weight, not the admissibility, of his testimony.â Ruggiero v. Warner-Lambert Co., 424 F.3d 249, 255 (2d Cir. 2005) (quotation omitted). That rule tracks âthe âliberal thrustâ of the Federal Rules and their âgeneral approach of relaxing the traditional barriers to âopinionâ testimony.ââ FDIC v. Suna Assocs., 80 F.3d 681, 687 (2d Cir. 1996) (quoting Daubert, 509 U.S. at 588); see also Nimely, 414 F.3d at 395 (âRule 702 embodies a liberal standard of admissibility for expert opinions[.]â). B. Application Ismael has met his burden to admit Gluckâs report and testimony. Gluck is a medical doctor and an orthopedic hand specialist. Gluck Report at 5-6. He is thus qualified to testify as an expert. And Defendants do not challenge his qualifications. Gluckâs testimony is also relevant and reliable. Gluck examined Ismael and reviewed his medical records. Id. at 2-3. Based on his medical expertise and Ismaelâs symptoms, Gluck found that the altercation with the officers caused Ismaelâs wrist injuries. âCourts have admitted expert testimony from medical doctors based on their examination and treatment of a patientâs condition.â Figueroa v. Bos. Sci. Corp., 254 F. Supp. 2d 361, 366 (S.D.N.Y. 2003) (collecting cases). Granted, Gluck was not Ismaelâsâ treating physician. But that makes no difference here. Gluck specializes in treating hands, and he applied his expertise to opine on the cause of Ismaelâs wrist injury. Defendants argue that Gluckâs opinions are not based on a reliable methodology. Not true. Gluck applied his expertise as a hand doctor to opine on Ismaelâs wrist pain and other symptoms. â[T]his is not a case involving complex questions of medical causation, where it would be necessary to use sophisticated scientific theory or methods to determine the cause of injury.â Reyes v. Delta Dallas Alpha Corp., No. 92-cv-4418 (AGS), 2000 WL 526851, at *2 (S.D.N.Y. May 2, 2000). As in Reyes, â[t]here is simply nothing in the record to lead the Court to doubt the doctorâs methods in making a reasoned judgment as to cause.â Id. Defendants also argue that Gluck should have âconducted a meaningful âdifferential diagnosisââ to ârul[e] out other possible contributing factorsâ for Ismaelâs injuries. Matthews v. Hewlett-Packard Co., No. 15-cv-3922 (DAB), 2017 WL 6804075, at *2 (S.D.N.Y. Dec. 22, 2017) (quoting Munafo v. Metro. Trasp. Auth., Nos. 98-cv-4572 (ERK), 00-cv-0134 (ERK), 2003 WL 21799913, at *18 (E.D.N.Y. Jan. 22, 2003)). Gluck found that â[t]here is nothing in the medical records or history and physical examination to refute causality as related by the patient for the physical findings.â Gluck Report at 4. So in Gluckâs opinion, â[t]o a degree of medical certainty, the damage to Mr. Ismaelâs hand and wrist were caused by the injuries sustainedâ during the altercation in this case. Id. While this is not exactly a robust analysis, it shows that Gluck did think aboutâand rejectâalternative causes. In any event, â[t]he testimony of doctors has also been admitted despite a failure to rule out alternative causes[.]â Figueroa, 254 F. Supp. 2d at 366. That is because â[t]o the extent that physicians do not fully consider and rule out all possible causes, such deficiencies generally go to the weight of the evidence, not admissibility, and weighing the evidence is a function for the jury.â Id. (citing, among others, McCullock, 61 F.3d at 1043-44) (quotation omitted). The question remains whether Dr. Gluckâs opinion is reliable. Ismael has met his burden to show that it is. Gluckâs testimony will also assist the jury. As laypeople, the jury are not well-equipped to determine whether Ismaelâs altercation with the officers and the officersâ subsequent actionsâsuch as tightly handcuffing his wristsâmight have caused his wrist injury. This is precisely the sort of issue on which Gluckâs testimony might assist the jury. Defendants only argument on this point is that Gluckâs testimony lacks a reliable methodology, so it would not help the trier of fact. Because the Court has rejected that argument, it likewise rejects his argument that Gluckâs report and testimony would not assist the trier of fact. IV. CONCLUSION Defendantsâ motion for partial summary judgment is GRANTED in part and DENIED in part. Defendants are entitled to summary judgment on Ismaelâs claims against Polite and against Camacho for use of pepper spray. But the motion is denied as to all other claims because there are material factual disputes about the degree of force Sampson, Caruso, and Charles used, their intent in applying that force, and Camachoâs ability to intervene. Defendants motion to preclude Dr. Gluckâs testimony and report is also DENIED because Ismael has met his burden to show that Gluckâs testimony is relevant and reliable. The Clerk of Court is directed to remove Deputy Warden Polite from the list of Defendants in this case and to terminate the motions pending at Dkt Nos. 49 and 53. SO ORDERED. Dated: July 15, 2020 / â U Ded G y H. WOODS United States District Judge 32
Case Information
- Court
- S.D.N.Y.
- Decision Date
- July 15, 2020
- Status
- Precedential