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Case: 12-20762 Document: 00512512507 Page: 1 Date Filed: 01/27/2014 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT United States Court of Appeals Fifth Circuit FILED No. 12-20762 January 27, 2014 Lyle W. Cayce JAMES ELI HUFF, II, Clerk Plaintiff - Appellant, v. LATOINA NEAL; SCOTT FAUVER; UNKNOWN NAMED FEDERAL BUREAU OF PRISONS MEDICAL STAFF; UNITED STATES OF AMERICA, Defendants - Appellees. Appeal from the United States District Court for the Southern District of Texas USDC No. 4:09-CV-2000 Before JONES, ELROD, and HAYNES, Circuit Judges. PER CURIAM: * James Eli Huff, II, a federal prisoner proceeding pro se, filed suit against Latoina Neal, Scott Fauver, unknown medical staff at the federal Bureau of Prisons (âBOPâ), and the United States of America (collectively, the âdefendantsâ), asserting claims pursuant to Bivens v. Six Unknown Agents of the Federal Bureau of Narcotics, 403 U.S. 388 (1971), and the Federal Tort Claims Act (âFTCAâ). The district court granted summary judgment to the * Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. Case: 12-20762 Document: 00512512507 Page: 2 Date Filed: 01/27/2014 No. 12-20762 defendants on the Bivens claims and dismissed the FTCA claims. Because Huff failed to exhaust his administrative remedies with respect to the Bivens claims and because the defendantsâ actions underlying the FTCA claims fell within the discretionary function exception, we AFFIRM. I. Huff was incarcerated at the Federal Correctional Institution in Big Spring, Texas. 1 On July 6, 2007, Huff informed Corrections Officer John Skidmore that a violent prison gang, the Hermanos Pistoleros Latinos (âPistolerosâ), had threatened several inmates over mealtime seating arrangements. The next day, in investigating this claim, Lieutenant Neal openly called Huff into her office; after he left, she called three Pistoleros into her office. According to Huff, Lieutenant Nealâs âopen investigation procedureâ portrayed Huff as a snitch. Huff then reported to Officer Skidmore that he had been threatened by a Pistoleros member for being a snitch. On July 10, 2007, Captain Fauver approved the placement of two Pistoleros gang members into Huffâs unit. Two days later, on July 12, 2007, three Pistoleros gang members entered Huffâs cell and, while yelling âpinche ratto,â violently attacked him. Huff was placed in the Special Housing Unit (âSHUâ) following the attack. Medical personnel noted that Huff had an injured nose; multiple abrasions and bruises on his forehead, neck, arms, torso, legs and bottoms of his feet; footprints on his back; a brain stem concussion that caused vision impairment, headaches, and dizziness; and psychological injuries. On July 20, 2007, Huff was released from the SHU. At that time, according to Huff, he âwanted to file a formal complaint against [Lieutenant] Neal but feared more retaliation. [Lieutenant] Jackson inform[ed] Huff that 1 We present the facts, as we must, in the light most favorable to Huff. See Gulf and Miss. River Transp. Co., Ltd. v. BP Oil Pipeline Co., 730 F.3d 484, 488 (5th Cir. 2013). 2 Case: 12-20762 Document: 00512512507 Page: 3 Date Filed: 01/27/2014 No. 12-20762 Captain Fauver is investigating the incident and to just wait for his determination.â Lieutenant Jackson again informed Huff that the investigation was ongoing on August 3, 2007. Huff filed an informal complaint (form BP-8) with Captain Fauver on August 20, 2007, stating âhis reluctance to file a complaint fearing more retaliation, and complaining about [Lieutenant] Nealâs conduct portraying Huff as a snitch.â On November 13, 2007, Huff filed a formal complaint (form BP-9). On June 25, 2009, Huff filed a lawsuit against the defendants in their individual and official capacities, bringing claims under Bivens and the FTCA. Huff alleged that the defendants retaliated against him and failed to protect his safety. The defendants moved for summary judgment on the Bivens claims brought against them in their individual capacities, arguing that Huff had failed to exhaust his administrative remedies. Huff contended that he had properly exhausted his remedies and, in the alternative, that the exhaustion requirement should be excused. The district court granted the motion on failure-to-exhaust grounds. 2 The defendants later filed a motion to dismiss the FTCA claims pursuant to Federal Rule of Civil Procedure 12(b)(1), which the district court also granted, concluding that the defendantsâ alleged actions fell within the discretionary function exception and that therefore subject matter jurisdiction was lacking. 3 The district court denied Huffâs motion for reconsideration. Huff timely appealed. 2 The district court dismissed Huffâs Bivens claims against the defendants in their official capacities based on sovereign immunity. Huff explicitly waives any challenge to the dismissal of his Bivens claims against the defendants in their official capacities. 3 The district court also dismissed the FTCA claims pursuant to Rule 12(b)(6). Because we ultimately conclude that the district court was correct in dismissing the claims for lack of jurisdiction, we do not reach the failure-to-state-a-claim issue. 3 Case: 12-20762 Document: 00512512507 Page: 4 Date Filed: 01/27/2014 No. 12-20762 II. A. Huff challenges the district courtâs grant of summary judgment in favor of the defendants on his Bivens claims. We review a summary judgment de novo. Dillon v. Roger, 596 F.3d 260, 266 (5th Cir. 2010). Summary judgment is appropriate when âthe pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(c). If the moving party bears his burden of showing that no genuine issue exists, the burden then shifts to the nonmoving party to produce evidence or set forth specific facts showing the existence of a genuine issue for trial. Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). We view the evidence and draw inferences therefrom in the light most favorable to the non-moving party. Mississippi River, 730 F.3d at 488. B. Huff was required to exhaust administrative remedies for his Bivens claims. Huff argues that he properly exhausted administrative remedies because he timely initiated the BOPâs administrative process when he notified BOP staff of the imminent threats of assault by gang members. Huff contends that there is no genuine issue of material fact as to whether the defendants had subjective knowledge that he faced serious harm. In support of his position, Huff relies on Smith v. Brenoettsy, in which we stated that âall that we (and the Supreme Court) have required is that the official . . . be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists.â 158 F.3d 908, 912 (5th Cir. 1998) (internal quotation marks omitted) (citing Farmer v. Brennan, 511 U.S. 825, 837 (1994)). Huffâs reliance on Farmer is misplaced. Under the Prison Litigation Reform Act (âPLRAâ), an inmate must exhaust available administrative 4 Case: 12-20762 Document: 00512512507 Page: 5 Date Filed: 01/27/2014 No. 12-20762 remedies offered by the agency before bringing a civil rights claim against officials in their individual capacities. 42 U.S.C. § 1997e(a) (as amended 1996); Woodford v. Ngo, 548 U.S. 81, 93 (2006) (â[T]he PLRA exhaustion requirement requires proper exhaustion.â). In Porter v. Nussle, the Supreme Court announced that the âPLRAâs exhaustion requirement applies to all inmate suits about prison life, whether they involve general circumstances or particular episodes, and whether they allege excessive force or some other wrong.â 534 U.S. 516, 532 (2002). The defendants in an inmateâs lawsuit âmust establish beyond peradventure all of the essential elements of the defense of exhaustion to warrant summary judgment in their favor.â Dillon, 596 F.3d at 266 (citation omitted). The BOP has a four-step process for resolving grievances by inmates. First, an inmate must attempt to informally resolve the issue with the staff. 28 C.F.R. § 542.13(a). The Inmate Handbook for the facility in which Huff was incarcerated instructs that an inmate must attempt informal resolution by filing a form BP-8. Second, if informal resolution is unsuccessful, the inmate must submit a formal written Administrative Remedy Request (form BP-9) to the warden within twenty days after the date on which the basis for the request occurred. 28 C.F.R. § 542.14. Third, if the inmate is not satisfied with the wardenâs response, he may submit an appeal (form BP-10) to the Regional Director within twenty days of the date of the wardenâs response. 28 C.F.R. § 542.15. Fourth, if the inmate is not satisfied with the Regional Directorâs response, the inmate may submit an appeal (form BP-11) to the General Counsel within thirty days of the Regional Directorâs response. 28 C.F.R. § 542.15. An inmate has not exhausted his administrative remedies until his claim has been denied at all levels. The defendantsâ summary judgment evidence consisted of an affidavit from Jennifer Hanson, the Senior Attorney-Advisor for the BOP, and 5 Case: 12-20762 Document: 00512512507 Page: 6 Date Filed: 01/27/2014 No. 12-20762 authenticated computerized records. In her affidavit, Hansen outlined the procedures set forth above and attested, in pertinent part, to the following. The BOP does not retain copies of rejected administrative requests but instead returns them to the inmate. A review of BOP computerized administrative remedy records revealed that Huff failed to exhaust administrative remedies relative to the July 12, 2007, incident and the related issues he raised in his complaint. Because Huffâs claims involved allegations of staff misconduct, he should have filed his request for an administrative remedy at the institution level via a BP-9 within twenty days of the incident. Huff attempted to file a BP-9 regarding the July 12, 2007, incident on November 13, 2007. That request was rejected on November 27, 2007, as untimely because it was not filed within twenty days of the incident. In response to the defendantsâ motion for summary judgment, Huff asserted, among other things, that he reasonably relied on Lieutenant Jacksonâs statements that Captain Fauver was investigating the incident and that Huff should wait until Captain Fauverâs report was issued to proceed with a complaint. Huff submitted an affidavit in which he attested that he exhausted his administrative remedies to the fullest extent permitted by âBOP Program Statement 1330.16â and that the defendants failed to respond to his BP-8 request for an informal resolution. Huff attached a verified âAdministrative Remedy Compendium,â asserting that: Lieutenant Jackson and BOP staff told Huff on August 17, 2007, that Captain Fauverâs investigation was ongoing; on August 20, 2007, Huff filed a BP-8 to the attention of Captain Fauver, stating that he was reluctant to file a complaint because he feared retaliation; Huff was transferred on October 23, 2007, to a facility in Arkansas; on November 13, 2007, Huff filed a BP-9, stating that he had not received a response to his BP-8. Huff also attached, among other things, copies of his August 20, 2007, and November 13, 2007, filings. 6 Case: 12-20762 Document: 00512512507 Page: 7 Date Filed: 01/27/2014 No. 12-20762 The district court determined that there was no genuine issue of material fact as to whether Huff had exhausted his administrative remedies. The district court explained that âthe only evidence Huff cited was his own declaration containing conclusory statements that he exhausted administrative remedies, that the BOP did not comply with its own regulations,â and that it delayed its response to his request for informal resolution. The district court also concluded that Huff was not excused from the exhaustion requirement. Huff argues that his evidence shows that he properly exhausted because he began informal resolution on August 20, 2007, was transferred to a facility in Arkansas on October 23, 2007, and filed a BP-9 on November 13, 2007, as soon as he received his property. He also contends that, under the âBest Evidence Rule,â the defendantsâ computer-generated spread sheets of his alleged remedy filings is not competent summary judgment evidence of whether he attempted to exhaust administrative remedies. Federal Rule of Civil Procedure 56 sets out the standards for summary judgment and generally requires that evidence be sworn, certified, or verified material for a court to consider it. Rule 56(c), (e); Lodge Hall Music, Inc. v. Waco Wrangler Club, Inc., 831 F.2d 77, 80 (5th Cir. 1987). Hansen attested that the computer records were âcomputerized inmate records maintained by the BOP in the ordinary course of businessâ and that her affidavit was based on her own personal knowledge or information acquired through the performance of her official duties. Hansen swore that â[a] thorough review of BOP computerized administrative remedy records revealed that [Huff] ha[d] failed to exhaust his administrative remedies with respect to the issues raised in his Complaint.â Therefore, we agree with the district court that the defendants put forth competent summary judgment evidence. 7 Case: 12-20762 Document: 00512512507 Page: 8 Date Filed: 01/27/2014 No. 12-20762 Under 28 C.F.R. § 542.14(a), Huff was required to file both the informal resolution request and the formal administrative remedy request within twenty days of the complained of incident. As noted above, the incident occurred on July 12, 2007. Huff argues that he began the informal resolution request on August 20, 2007. Huffâs own evidence establishes that both his purported August 20, 2007, informal resolution request and November 13, 2007, BP-9 were submitted more than twenty days after the incident. Huffâs unsupported allegations that he did exhaust his remedies are insufficient to defeat the motion for summary judgment. As the district court reasoned, conclusory allegations supported by conclusory affidavits are insufficient to require a trial. See Shaffer v. Williams, 794 F.2d 1030, 1033 (5th Cir. 1986). Therefore, Huff fails to raise a genuine issue of material fact as to whether he properly exhausted administrative remedies. Huff argues, in the alternative, that he should be excused from the exhaustion requirement because Lieutenant Jackson told him that he should wait until Captain Fauver completed his investigation to file a grievance. Huff also argues that he should be excused because his fear of retaliation rendered his administrative remedies unavailable. We have held that âthe exhaustion requirement âmay be subject to certain defenses such as waiver, estoppel, or equitable tolling.ââ Days v. Johnson, 322 F.3d 863, 866 (5th Cir. 2003) (quoting Wendell v. Asher, 162 F.3d 887, 890 (5th Cir. 1998)), overruled by implication on other grounds by Jones v. Bock, 549 U.S. 199, 216 (2007). We have recognized, as a basis for excuse, circumstances where administrative remedies are inadequate because prison officials have ignored or interfered with a inmateâs pursuit of an administrative remedy. Holloway v. Gunnel, 685 F.2d 150, 154 (5th Cir. 1982). An inmate may be excused from the exhaustion requirement if the inmate can demonstrate that he relied on an officerâs statement and that such reliance effectively rendered his administrative 8 Case: 12-20762 Document: 00512512507 Page: 9 Date Filed: 01/27/2014 No. 12-20762 remedies unavailable. Dillon, 596 F.3d at 268. However, â[a]n administrative remedy does not become unavailable simply because a prisoner has not timely or properly filed a grievance and is consequently later barred from seeking further administrative relief.â Id. at 267 n.1 (citing Woodford, 548 U.S. at 83â 84). The district court relied on Johnson v. Ford, 261 F. Appâx 752 (5th Cir. 2008) (unpublished), in rejecting Huffâs argument that he was excused from the exhaustion requirement. In Johnson, as here, an inmate argued that he should be excused from exhaustion because he was advised to proceed through informal resolution and was advised by the warden that the matter was being investigated. 261 F. Appâx at 759. We were not persuaded: â[The inmateâs] argument that he relied on the Wardenâs order of an investigation . . . does not serve to excuse his untimely filing of his grievance in the face of a clear . . . deadline to file a formal grievance.â Id. at 757. Similarly, the evidence here demonstrates that the applicable grievance procedure, including the relevant deadlines, was available to Huff. 4 Huffâs knowledge of the grievance procedure generally is evinced by his filing of a BP- 8, the first step of the procedure, in August 2007 and his awareness of the BOP Program Statement, which provides the timeliness standards for the procedure. See, e.g., Alexander v. Tippah Cnty., 351 F.3d 626, 630 (5th Cir. 2003) (remedies were available because inmate had knowledge of grievance 4Huff also argues that he was under the impression that BOP policy required him to wait twenty days from the answer to his informal remedy request to file a formal grievance. In fact, however, the BP-9 was required to be filed within twenty days of the incident. See 28 C.F.R. § 542.14. The only evidence in the record that Huff was actually confused about the administrative procedures is an Inmate Request to Staff in which Huff asked when a BP- 9 needed to be filed. But this request was submitted in 2010, not in 2007, when the events at issue took place. This 2010 Inmate Request cannot be used to demonstrate Huffâs confusion over the administrative procedures in 2007. 9 Case: 12-20762 Document: 00512512507 Page: 10 Date Filed: 01/27/2014 No. 12-20762 procedures); Ferrington v. La. Depât of Corrs., 315 F.3d 529, 532 (5th Cir. 2002) (remedies were available because the inmate âwas well aware of the general procedural requirements described in the inmate handbookâ). Moreover, Huff has not alleged that BOP officials provided him with contrary deadlines. Instead, Huff asserts in his affidavits that Lieutenant Jackson told him to delay filing a BP-9 until after Captain Fauverâs investigation concluded. 5 But Huff points to only one such statement that was made within twenty days following the incident (i.e., on July 20, 2007). Huffâs assertion regarding Lieutenant Jacksonâs statement, which is merely a reiteration of an allegation in his complaint, is insufficient to raise a fact issue regarding whether BOP officialsâ actions rendered his remedies unavailable, given Huffâs knowledge of the grievance procedures. 6 Huff also sets forth a generalized fear of retaliation but does not allege any specific acts or threats of retaliation by any specific officers. See Brown v. Civigenics, 439 F. Appâx 370, 371 (5th Cir. 2011) (unpublished) (concluding that a generalized fear of retaliation does not amount to an excuse in light of the Fifth Circuitâs âstrict approach to the exhaustion requirementâ). The district court was also correct to conclude that this conclusory assertion regarding the fear of retaliation was insufficient, without more, to require a trial on the Bivens claims. Viewing the record in the light most favorable to Huff, there is no genuine issue of material fact as to whether Huff was excused from the exhaustion requirement. 5To the extent that Huff also argues, based on Lieutenant Jacksonâs statement, that promissory and equitable estoppel should excuse his untimely exhaustion, we consider this to be subsumed by the broader excuse-from-exhaustion argument, which we ultimately reject. 6Relying on Dillon, 596 F.3d 260, Huff argues that his remedies were unavailable. However, in Dillon, there was a lack of evidence as to what the inmate knew or âcould have discoveredâ about the relevant deadlines. Id. at 269. Here, by contrast, the record reflects that Huff could have discovered when a BP-9 was due. 10 Case: 12-20762 Document: 00512512507 Page: 11 Date Filed: 01/27/2014 No. 12-20762 Huff argues a number of other reasons as to why he should be excused from the exhaustion requirement, but each is unavailing. Huff contends that the exhaustion requirement should be excused because the prison failed to adhere to its own policy requiring the Remedy Coordinator to be flexible and accept untimely informal resolution requests. However, the facilityâs policy did not require prison officials to accept an untimely submission, only that âconsideration should be given.â Huff also argues that administrative remedies were rendered unavailable because his injuries prevented him from filing a timely request. We have held that an inmateâs âpersonal inabilityâ may render a grievance system âunavailableâ for purposes of the exhaustion requirement. Days, 322 F.3d at 867. Although Huff alleges in his complaint, more definite statement, and compendium that he sustained injuries as a result of the Pistolerosâ attack, his summary judgment evidence went only to the nature of his injuries and did not demonstrate that his injuries prevented him from properly exhausting administrative remedies. These conclusory allegations cannot satisfy Huffâs summary judgment burden. III. A. Huff also challenges the dismissal of his failure to protect claim under the FTCA. We review de novo a district courtâs dismissal under Rule 12(b)(1). In re Supreme Beef Processors, Inc., 468 F.3d 248, 251 (5th Cir. 2006). Under Rule 12(b)(1), a case is properly dismissed for lack of subject matter jurisdiction when the court lacks the statutory or constitutional power to adjudicate the case. Home Builders Assân of Miss., Inc. v. City of Madison, 143 F.3d 1006, 1010 (5th Cir. 1998). Courts may dismiss for lack of subject matter jurisdiction based on: (1) the complaint alone; (2) the complaint supplemented by undisputed facts in the record; or (3) the complaint, supplemented by undisputed facts, plus the courtâs resolution of disputed facts. Clark v. Tarrant 11 Case: 12-20762 Document: 00512512507 Page: 12 Date Filed: 01/27/2014 No. 12-20762 County, 798 F.2d 736, 741 (5th Cir. 1986). When subject matter jurisdiction is challenged, the plaintiff has the burden of demonstrating that subject matter jurisdiction exists. Paterson v. Weinburger, 644 F.2d 521, 523 (5th Cir. 1981). B. As the sovereign, the United States is immune from suit, except to the extent that it has waived its immunity and has consented to be sued. F.D.I.C. v. Meyer, 510 U.S. 471 (1994). The FTCA acts as a limited waiver of sovereign immunity allowing the United States to be sued for âinjury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment.â 28 U.S.C. § 1346(b); see United States v. Muniz, 374 U.S. 150, 151 (1963) (confirming the right of a federal prisoner to sue under the FTCA for injuries received during incarceration). Courts strictly construe waivers of sovereign immunity and resolve all ambiguities in favor of the sovereign. Lane v. Pena, 518 U.S. 187, 192 (1996). Under the discretionary function exception, the waiver of immunity does not apply to any claim âbased upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused.â 28 U.S.C. § 2680(a); see Guile v. United States, 422 F.3d 221, 229 (5th Cir. 2005). Huff has the burden of proving subject matter jurisdiction by alleging a claim that was facially outside the discretionary function exception. See St. Tammany Parish ex rel. Davis v. Fed. Emergency Mgmt. Agency, 556 F.3d 307, 315 (5th Cir. 2009). To determine whether the discretionary function exception applies, we conduct a two-pronged inquiry. United States v. Gaubert, 499 U.S. 315, 322 (1991); In re FEMA Trailer Formaldehyde Prods. Liab. Litig., 713 F.3d 807, 810 (5th Cir. 2013). We ask first whether the challenged act âinvolv[ed] an element of judgment or choice.â Gaubert, 499 U.S. at 322 (internal quotation 12 Case: 12-20762 Document: 00512512507 Page: 13 Date Filed: 01/27/2014 No. 12-20762 marks and citation omitted). If so, we ask next âwhether that judgment is of the kind that the discretionary function exception was designed to shield.â Id. at 322â23 (internal quotation marks and citation omitted). The exception âprotects only governmental actions and decisions based on considerations of public policy.â Id. at 323 (internal quotation marks and citation omitted). The district court applied the Gaubert test and concluded that the discretionary function exception applied because the BOP exercises âsignificant judgment in fulfilling its statutory obligation to provide for the safekeepingâ of inmates and that the discretionary safekeeping of inmates was the type of action for which the FTCA was designed to shield the government from liability. 7 Huff complains that Lieutenant Nealâs âopen investigation procedureâ portrayed him as a snitch and that Captain Fauver disregarded his health and safety by placing two Pistoleros into his housing unit. Huff contends that the district court erred when it applied the discretionary function exception because, under 18 U.S.C. § 4042(a), the BOP shall âprovide suitable quarters and provide for the safekeeping, care, and subsistenceâ of those in its charge, the defendantsâ obligation to protect him from harm was statutory, rather than discretionary. Citing Castro v. United States, 560 F.3d 381 (5th Cir. 2009), vacated, Castro v. United States, 608 F.3d 266 (5th Cir. 2010) (en banc), Huff argues that the defendants did not possess the discretion to violate his Eighth Amendment right against cruel and unusual punishment. Huffâs reliance on Castro is misplaced because that case has since been overturned by the en banc 7Huff argues that the district court erred by considering the jurisdictional question sua sponte. We disagree. The district court was obliged to undertake an analysis of the applicability of the discretionary function exception and dismiss this action for lack of subject matter jurisdiction under Rule 12(b)(1). 13 Case: 12-20762 Document: 00512512507 Page: 14 Date Filed: 01/27/2014 No. 12-20762 court. Castro, 608 F.3d 266. Huff provides little analysis of this argument and does not cite any case besides the overturned opinion in Castro. Though pro se litigantsâ briefs are liberally construed, pro se litigants must still brief the issues. Grant v. Cuellar, 59 F.3d 523, 524 (5th Cir. 1995). Therefore, Huff has waived the issue by failing to brief it adequately. United States v. Scoggins, 599 F.3d 433, 446 (5th Cir. 2010) (âA party that asserts an argument on appeal, but fails to adequately brief it, is deemed to have waived it.â (citations omitted)). The discretionary function exception âdoes not apply if âa federal statute, regulation, or policy specifically prescribes a course of action for an employee to follow.ââ Buchanan v. United States, 915 F.2d 969, 971 (5th Cir. 1990) (quoting Berkovitz by Berkovitz v. United States, 486 U.S. 531, 536 (1988)). Although § 4042 mandates that the BOP ensure the safekeeping of inmates, the Supreme Court has observed that a prisonâs internal security is normally left to the discretion of prison administrators. Whitley v. Albers, 475 U.S. 312, 321â22 (1986) (âPrison administrators . . . should be accorded wide-ranging deference in the adoption and execution of policies and practices that in their judgment are needed to preserve internal order and discipline and to maintain institutional security.â (internal quotation marks omitted)). In addition, we have stated that the BOP must âprovide for the safekeeping, care, and subsistence of all federal prisoners, but [§ 4042(a)] does not indicate the manner in which the duty must be fulfilled.â Spotts v. United States, 613 F.3d 559, 567 (5th Cir. 2010). In other words, because § 4042 does not prescribe a specific course of action, the BOP has discretion to decide how best to fulfill its duty. 8 8Huff argues that BOP policy provides specific courses of actions that BOP employees must follow in order to fulfill their duty under § 4042(a), but he has not pointed to a rule, 14 Case: 12-20762 Document: 00512512507 Page: 15 Date Filed: 01/27/2014 No. 12-20762 Because the duty to maintain safekeeping of inmates is a discretionary one, we now turn to the two-pronged inquiry for the discretionary function exception. The placement of Pistoleros in a particular unit of the prison and the investigation of alleged threats inside the prison âinvolv[ed] an element of judgment or choice,â thereby satisfying the first prong. Gaubert, 499 U.S. at 322. Indeed, the placement of any inmates on any occasion, as well as the investigation of any internal issue at any time, inherently requires that prison officials exercise their discretion to make a choice regarding the proper course of action in furtherance of safekeeping. Moreover, this is the type of conduct that the discretionary function was designed to shield because âa prisonâs internal security is peculiarly a matter normally left to the discretion of prison administrators.â Buchanan, 915 F.2d at 971 (internal quotation marks omitted). Public policy demands that these decisions be made by prison officials, not judges. Therefore, the BOP officialsâ actions in this case fell within the discretionary function exception. 9 Our conclusion comports with a recent unpublished opinion in which we held that âdecisions regarding the transfers and classifications of prisoners generally fall within the discretionary function exception.â Patel v. United States, 398 F. Appâx 22, 29 (5th Cir. 2010) (unpublished). Huff raises a series of other issues that are meritless. He argues that the district court erred when it denied his motion for leave to amend his complaint after the defendants filed their motion to dismiss his FTCA claims. regulation, or policy statement showing that the defendants lacked discretion in handling his placement. The BOP has discretion within the bounds of § 4042. 9 Regardless of whether Huff purports to rely on a negligence theory or intentional- tort theory, the conduct underlying Huffâs FTCA claims falls within the discretionary function exception. The exception does not depend on the inmate-plaintiffâs theory. See Patel, 398 F. Appâx at 29 (citing Gaubert, 499 U.S. at 322) (applying discretionary function exception to bar plaintiffâs claim that BOP officials acted âeither negligently or deliberatelyâ in transferring plaintiff to facility without capacity to treat plaintiffâs medical conditions). 15 Case: 12-20762 Document: 00512512507 Page: 16 Date Filed: 01/27/2014 No. 12-20762 Futility of amendment is a permissible basis for denial of a motion to amend. Wright v. Allstate Ins. Co., 415 F.3d 384, 391 (5th Cir. 2005). Because the court lacks subject matter jurisdiction over Huffâs FTCA claims, amendment to his complaint would have been futile. Likewise, Huff argues that the district court erred when it denied an opportunity for discovery on the jurisdictional issues that were intertwined with his FTCA claims. A district courtâs decision to delay summary judgment for further discovery is reviewed for an abuse of discretion. Raby v. Livingston, 600 F.3d 552, 561 (5th Cir. 2010). Huff has not indicated how any fact he hopes to discover would show that the district courtâs determination on the jurisdiction issue was erroneous. We have stated that a nonmovant âmay not simply rely on vague assertions that additional discovery will produce needed, but unspecified, facts.â Id. Therefore, the district courtâs denial of Huffâs motion for an evidentiary hearing was not erroneous. In addition, Huff argues that his due process rights were violated when the district court denied his motion to reconsider the dismissal of his FTCA claims and his motion to amend. âWe review the district courtâs denial of a motion for reconsideration under an abuse of discretion standard.â Ramon v. Casellas, 165 F.3d 23, *1 (5th Cir. 1998) (unpublished). Huff has not provided grounds for relief from the judgment. The district court therefore did not abuse its discretion. Finally, Huff argues that he district court abused its discretion when it denied his motion for the appointment of counsel without an analysis of the relevant factors. Huff had no automatic right to counsel and the district court was required to appoint counsel only if the case presented exceptional circumstances. Ulmer v. Chancellor, 691 F.2d 209, 212 (5th Cir. 1982). Although there is no comprehensive definition of exceptional circumstances is practical, we have stated that a number of factors should be considered in ruling on requests for appointed counsel. These include: (1) the type and 16 Case: 12-20762 Document: 00512512507 Page: 17 Date Filed: 01/27/2014 No. 12-20762 complexity of the case; (2) whether the indigent is capable of adequately presenting his case; (3) whether the indigent is in a position to investigate adequately the case; and (4) whether the evidence will consist in large part of conflicting testimony so as to require skill in the presentation of evidence and in cross-examination. Id. at 213. Huff filed thorough pleadings and responses to the defendantsâ motions that adequately addressed the complexities of the case. Therefore, the district court did not abuse its discretion in denying Huffâs motion for the appointment of counsel. We AFFIRM. 17
Case Information
- Court
- 5th Cir.
- Decision Date
- January 27, 2014
- Status
- Precedential