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Case: 12-50217 Document: 00514394720 Page: 1 Date Filed: 03/20/2018 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT United States Court of Appeals Fifth Circuit FILED March 20, 2018 No. 12-50217 Lyle W. Cayce Clerk JESUS C. HERNANDEZ, Individually and as the surviving father of Sergio Adrian Hernandez Guereca, and as Successor-in-Interest to the Estate of Sergio Adrian Hernandez Guereca; MARIA GUADALUPE GUERECA BENTACOUR, Individually and as the surviving mother of Sergio Adrian Hernandez Guereca, and as Successor-in-Interest to the Estate of Sergio Adrian Hernandez, Plaintiffs - Appellants v. JESUS MESA, JR., Defendant - Appellee Appeal from the United States District Court for the Western District of Texas ON REMAND FROM THE SUPREME COURT OF THE UNITED STATES Before STEWART, Chief Judge, and JOLLY, DAVIS, JONES, SMITH, DENNIS, CLEMENT, PRADO, OWEN, ELROD, SOUTHWICK, HAYNES, GRAVES, HIGGINSON, and COSTA, Circuit Judges. â â Judges Jolly and Davis, now Senior Judges of this court, participated in the consideration of this en banc case. Judges Willett and Ho joined the court after this case was submitted and did not participate in the decision. Case: 12-50217 Document: 00514394720 Page: 2 Date Filed: 03/20/2018 No. 12-50217 EDITH H. JONES, Circuit Judge, joined by STEWART, Chief Judge, JOLLY, DAVIS, SMITH, DENNIS, ** CLEMENT, OWEN, ELROD, SOUTHWICK, HAYNES, *** HIGGINSON, and COSTA, Circuit Judges. This appeal returned to the court en banc following remand from the United States Supreme Court. Prompted by the High Court, we have carefully considered a question antecedent to the merits of the Hernandez familyâs claims against United States Customs & Border Patrol Agent Mesa: whether federal courts have the authority to craft an implied damages action for alleged constitutional violations in this case. See Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91 S. Ct. 1999 (1971) [hereinafter Bivens]. We hold that this is not a garden variety excessive force case against a federal law enforcement officer. The transnational aspect of the facts presents a ânew contextâ under Bivens, and numerous âspecial factorsâ counsel against federal courtsâ interference with the Executive and Legislative branches of the federal government. BACKGROUND Because the plaintiffsâ claims were dismissed on the pleadings, the alleged facts underlying this tragic event are taken as true. Fed. R. Civ. P. 12(b)(6); Toy v. Holder, 714 F.3d 881, 883 (5th Cir. 2013). Sergio Hernandez was a 15-year-old Mexican citizen without family in, or other ties to, the United States. On June 7, 2010, while at play, he had taken a position on the Mexican side of a culvert that marks the boundary between Ciudad Juarez, Mexico, and El Paso, Texas. The FBI reported that Agent Mesa was engaged in his law enforcement duties when a group of young men began throwing rocks at him ** Judge Dennis concurs in the judgment. ***Judge Haynes concurs in the judgment and with the majority opinionâs conclusion that Bivens should not extend to the circumstances of this case. 2 Case: 12-50217 Document: 00514394720 Page: 3 Date Filed: 03/20/2018 No. 12-50217 from the Mexican side of the border. From United States soil, the agent fired several shots toward the assailants. Hernandez was fatally wounded. Hernandezâs parents alleged numerous claims in a federal lawsuit against Agent Mesa, other Border Patrol officials, several federal agencies, and the United States government. The federal district court dismissed all claims, but was reversed in part by a divided panel of this court. Hernandez v. United States, 757 F.3d 249, 255 (5th Cir. 2014). The panel decision allowed only a Bivens claim, predicated on Fifth Amendment substantive due process, to proceed against Agent Mesa alone. Id. at 277. This court elected to rehear the appeal en banc. Without ruling on the cognizability of a Bivens claim in the first instance, 1 we concluded unanimously that the plaintiffsâ claim under the Fourth Amendment failed on the merits and that Agent Mesa was shielded by qualified immunity from any claim under the Fifth Amendment. We rejected the plaintiffsâ remaining claims. See Hernandez v. Mesa, 785 F.3d 117, 119 (5th Cir. 2015) (en banc). The Supreme Court granted certioriari and heard this case in conjunction with Ziglar v. Abbasi, 137 S. Ct. 1843 (2017). In Abbasi, the Court reversed the Second Circuit and refused to imply a Bivens claim against policymaking officials involved in terror suspect detentions following the 9/11 attacks. The Court, however, remanded for reconsideration by the appeals court whether a Bivens claim might still be maintained against a prison warden. The Courtâs decision in this case tagged onto Abbasi by rejecting this courtâs approach and ordering a remand for us to consider the propriety of 1 See Hernandez v. United States, 785 F.3d 117, 128-33 (5th Cir. 2015) (en banc) (Jones, J., concurring). 3 Case: 12-50217 Document: 00514394720 Page: 4 Date Filed: 03/20/2018 No. 12-50217 allowing Bivens claims to proceed on behalf of the Hernandez family in light of Abbasiâs analysis. DISCUSSION The plaintiffs assert that Agent Mesa used deadly force without justification against Sergio Hernandez, violating the Fourth and Fifth Amendments, where the fatal shot was fired across the international border. No federal statute authorizes a damages action by a foreign citizen injured on foreign soil by a federal law enforcement officer under these circumstances. Thus, plaintiffsâ recovery of damages is possible only if the federal courts approve a Bivens implied cause of action. Abbasi instructs us to determine initially whether these circumstances present a ânew contextâ for Bivens purposes, and if so, whether âspecial factorsâ counsel against implying a damages claim against an individual federal officer. To make these determinations, we review Abbasiâs pertinent discussion about âBivens and the ensuing cases in [the Supreme Court] defining the reach and the limits of that precedent.â Abbasi, 137 S. Ct. at 1854. In Abbasi, the Court begins by explaining that when Congress passed what is now 42 U.S.C. § 1983 in 1871, it enacted no comparable law authorizing damage suits in federal court to remedy constitutional violations by federal government agents. In 1971, the Bivens decision broke new ground by authorizing such a suit for Fourth Amendment violations by federal law enforcement officers who handcuffed and arrested an individual in his own home without probable cause. Within a decade, the Court followed up by allowing a Bivens action for employment discrimination, violating equal protection under the Fifth Amendment, against a Congressman. 2 The Court 2 Davis v. Passman, 442 U.S. 228, 99 S. Ct. 2264 (1979). 4 Case: 12-50217 Document: 00514394720 Page: 5 Date Filed: 03/20/2018 No. 12-50217 soon after approved a Bivens claim for constitutionally inadequate inmate medical care, violating the Eighth Amendment, against federal jailers. 3 According to the Court in Abbasi, these three cases coincided with the âancien regimeâ 4 in which âthe Court followed a different approach to recognizing implied causes of action than it follows now.â Abbasi, 137 S. Ct. at 1855. The âancien regimeâ was toppled step by step as the Court, starting in the late 1970s, retreated from judicially implied causes of action 5 and cautioned that where Congress âintends private litigants to have a cause of action,â the âfar better courseâ is for Congress to confer that remedy explicitly. Cannon v. Univ. of Chi., 441 U.S. 677, 717, 99 S. Ct. 1946, 1968 (1979). Abbasi acknowledges that the Constitution lacks as firm a basis as congressional enactments for implying causes of action; but the âcentralâ concern in each instance arises from separation-of-powers principles. Abbasi, 137 S. Ct. at 1857. Consequently, the current approach renders implied Bivens claims a âdisfavoredâ 6 remedy. Id. (citing Ashcroft v. Iqbal, 556 U.S. 662, 675, 129 S. Ct. 1937, 1948 (2009)). The Court then lists the many subsequent cases that declined to extend Bivens under varying circumstances and proffered constitutional violations. Id. 3 Carlson v. Green, 446 U.S. 14, 100 S. Ct. 1468 (1980). 4 Abbasi, 137 S. Ct. at 1855 (citing Alexander v. Sandoval, 532 U.S. 275, 287, 121 S. Ct. 1511, 1520 (2001)). 5See Piper v. Chris-Craft Indus., Inc., 430 U.S. 1, 97 S. Ct. 926 (1977); Cort v. Ash, 422 U.S. 66, 95 S. Ct. 2080 (1975). 6 âIndeed,â the Court states, its current approach suggests the possibility that the analysis in the three Bivens cases providing a damage remedy âmight have been different if they were decided today.â Abbasi, 137 S. Ct. at 1856. The dissent never acknowledges that Bivens claims are, post-Abbasi, a disfavored remedy. 5 Case: 12-50217 Document: 00514394720 Page: 6 Date Filed: 03/20/2018 No. 12-50217 Abbasi goes on to reiterate with an exacting description the two-part analysis for implying Bivens claims. We turn to the two inquiries by comparing Abbasiâs separation-of-powers considerations and its facts to the present case. A. New Context The plaintiffs assert that because the allegedly unprovoked shooting of a civilian by a federal police officer is a prototypical excessive force claim, their case presents no ânew contextâ under Bivens. This court, including our colleagues in dissent, disagrees. 7 The fact that Bivens derived from an unconstitutional search and seizure claim is not determinative. The detainees in Abbasi asserted claims for, inter alia, strip searches under both the Fourth and Fifth Amendments, but the Supreme Court found a ânew contextâ despite similarities between âthe right and the mechanism of injuryâ involved in previous successful Bivens claims. Abbasi, 137 S. Ct. at 1859. As Abbasi points out, the Malesko case rejected a ânewâ Bivens claim under the Eighth Amendment, 8 whereas an Eighth Amendment Bivens claim was held cognizable in Carlson; and Chappell rejected a Bivens employment discrimination claim in the military, 9 although such a claim was allowed to proceed in Davis v. Passman. The proper inquiry is whether âthe case is different in a meaningful wayâ from prior Bivens cases. Abbasi, 137 S. Ct. at 1859. Among the non-exclusive examples of such âmeaningfulâ differences, the Court points to the constitutional right at issue, the extent of judicial guidance 7Although the dissent purports to agree this is a ânew contextâ for Bivens purposes, most of its reasoning about âspecial factorsâ asserts, contradictorily, that this case is âno differentâ than Bivens suits against federal law enforcement officers in wholly domestic cases. 8 Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 122 S. Ct. 515 (2001). 9 Chappell v. Wallace, 462 U.S. 296, 103 S. Ct. 2362 (1983). 6 Case: 12-50217 Document: 00514394720 Page: 7 Date Filed: 03/20/2018 No. 12-50217 as to how an officer should respond, and the risk of the judiciaryâs disruptive intrusion into the functioning of the federal governmentâs co-equal branches. Abbasi, 137 S. Ct. at 1860-61. The Court found it an easy conclusion that there were meaningful differences between prior Bivens claims and claims alleged in Abbasi for unconstitutional âconfinement conditions imposed on illegal aliens pursuant to a high-level executive policy created in the wake of a major terrorist attack on American soil.â Id. at 1860. Even more significant, the Court decided that claims against the prison warden for âcompellingâ allegations of detainee abuse and prison regulation violations also arose in a ânew contextâ under Bivens. Id. at 1864. Despite close parallels between claims alleged against the warden and Carlson, the Court explained that âeven a modest extension [of Bivens] is still an extension,â id., and the Court remanded for additional consideration of the âspecial factors.â Pursuant to Abbasi, the cross-border shooting at issue here must present a ânew contextâ for a Bivens claim. Because Hernandez was a Mexican citizen with no ties to this country, and his death occurred on Mexican soil, the very existence of any âconstitutionalâ right benefitting him raises novel and disputed issues. There has been no direct judicial guidance concerning the extraterritorial scope of the Constitution and its potential application to foreign citizens on foreign soil. 10 To date, the Supreme Court has refused to extend the protection of the Fourth Amendment to a foreign citizen residing in the United States against American law enforcement agentsâ search of his premises in Mexico. United States v. Verdugo-Urquidez, 494 U.S. 259, 110 S. Ct. 1056 (1990). 11 Language in Verdugoâs majority opinion strongly 10 We will consider the potential intrusion on the Executive and Legislative branches in detail in the next section of this opinion. 11See also Zadvydas v. Davis, 533 U.S. 678, 693, 121 S. Ct. 2491, 2500 (2001) (âIt is well established that certain constitutional protections available to persons inside the United 7 Case: 12-50217 Document: 00514394720 Page: 8 Date Filed: 03/20/2018 No. 12-50217 suggests that the Fourth Amendment does not apply to American officersâ actions outside this countryâs borders. See Verdugo-Urquidez, 494 U.S. at 274- 75, 110 S. Ct. at 1066. In Hernandez, the Supreme Court itself described the plaintiffsâ Fourth Amendment claims as raising âsensitiveâ issues. Hernandez v. Mesa, 137 S. Ct. 2003, 2007 (2017). Likewise, the plaintiffs can prevail on a substantive due process Fifth Amendment claim only if federal courts accept two novel theories. The first would allow a Bivens action to proceed based upon a Fifth Amendment excessive force claim simply because Verdugo might prevent the assertion of a comparable Fourth Amendment claim. But cf. Graham v. Connor, 490 U.S. 386, 395, 109 S. Ct. 1865, 1871 (1989) (â[A]ll claims that law enforcement officers have used excessive force . . . in the course of an arrest, investigatory stop, or other âseizureâ of a free citizen should be analyzed under the Fourth Amendment and its âreasonablenessâ standard, rather than under a âsubstantive due processâ approach.â). The second theory would require the extension of the Boumediene decision, 12 both beyond its explicit constitutional basis, Art. I, § 9, cl. 2, the Habeas Corpus Suspension Clause, and beyond the United States governmentâs de facto control of the territory surrounding the Guantanamo Bay detention facility. See Boumediene, 553 U.S. at 771, 128 S. Ct. at 2262 (âThe detainees, moreover, are held in a territory that, while technically not part of the United States, is under the complete and total control of our Government.â) (emphasis added). Moreover, even nine years later, no federal circuit court has extended the holding of Boumediene either States are unavailable to aliens outside of our geographic borders.â) (citing Verdugo- Urquidez, 494 U.S. at 269, 110 S. Ct. at 1063; Johnson v. Eisentrager, 339 U.S. 763, 784, 70 S. Ct. 936, 947 (1950)). 12 Boumediene v. Bush, 553 U.S. 723, 128 S. Ct. 2229 (2008). 8 Case: 12-50217 Document: 00514394720 Page: 9 Date Filed: 03/20/2018 No. 12-50217 substantively to other constitutional provisions or geographically to locales where the United States has neither de facto nor de jure control. Indeed, the courts have unanimously rejected such extensions. 13 The plaintiffs assert that because this is just a case in which one rogue law enforcement officer engaged in misconduct on the operational level, it poses no ânew contextâ for Bivens purposes. On the contrary, their unprecedented claims embody not merely a âmodest extensionââwhich Abbasi describes as a ânewâ Bivens contextâbut a virtual repudiation of the Courtâs holding. Abbasi is grounded in the conclusion that Bivens claims are now a distinctly âdisfavoredâ remedy and are subject to strict limitations arising from the constitutional imperative of the separation of powers. The newness of this ânew contextâ should alone require dismissal of the plaintiffsâ damage claims. Nevertheless, we turn next to the âspecial factorsâ analysis assuming arguendo that some type of constitutional claims could be conjured here. B. Special Factors The plaintiffs argue that this case involves no âspecial factorsââno reasons the court should hesitate before extending Bivens. However 13 Bahlul v. United States, 840 F.3d 757, 796 (D.C. Cir. 2016) (en banc) (Millett, J., concurring) (âThat holding, however, was âexplicitly confined [] âonlyâ to the extraterritorial reach of the Suspension Clause,â and expressly âdisclaimed any intention to disturb existing law governing the extraterritorial reach of any constitutional provisions, other than the Suspension Clause.ââ (quoting Rasul v. Myers, 563 F.3d 527, 529 (D.C. Cir. 2009) (quoting Boumediene, 553 U.S. at 795, 128 S. Ct. at 2275-76))), cert. denied, 138 S. Ct. 313 (2017); Al Bahlul v. United States, 767 F.3d 1, 33 (D.C. Cir. 2014) (en banc) (Henderson, J., concurring) (âWhether Boumediene in fact portends a sea change in the extraterritorial application of the Constitution writ large, we are bound to take the Supreme Court at its word when it limits its holding to the Suspension Clause.â (citations omitted)); Ali v. Rumsfeld, 649 F.3d 762, 771 (D.C. Cir. 2011) (â[The Court] explicitly confined its constitutional holding âonlyâ to the extraterritorial reach of the Suspension Clause and disclaimed any intention to disturb existing law governing the extraterritorial reach of any constitutional provisions, other than the Suspension Clause.â (citations omitted)); IgartĂșa v. United States, 626 F.3d 592, 600 (1st Cir. 2010) (âThe Boumediene court was concerned only with the Suspension Clause . . . not with . . . any other constitutional text.â). 9 Case: 12-50217 Document: 00514394720 Page: 10 Date Filed: 03/20/2018 No. 12-50217 remarkable this position may seem, it is unremarkable that the plaintiffs hold it. Indeed, they must. The presence of âspecial factorsâ precludes a Bivens extension. Given Abbasiâs elucidation of the âspecial factorsâ inquiry, there is more than enough reason for this court to stay its hand and deny the extraordinary remedy that the plaintiffs seek. Abbasi clarifies the concept of âspecial factorsâ by explicitly focusing the inquiry on maintaining the separation of powers: âseparation-of-powers principles are or should be central to the analysis.â Abbasi, 137 S. Ct. at 1857. Before Abbasi, the Court had instructed lower courts to perform âthe kind of remedial determination that is appropriate for a common-law tribunal.â See, e.g., Wilkie v. Robbins, 551 U.S. 537, 550, 127 S. Ct. 2588, 2598 (2007) (emphasis added) (quoting Bush v. Lucas, 462 U.S. 367, 378, 103 S. Ct. 2404, 2411 (1983)). Underscoring the Courtâs steady retreat from the âancien regimeâ discussed above, that language appears nowhere in Abbasi. Instead, Abbasi instructs courts to âconcentrate on whether the Judiciary is well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action to proceed.â Abbasi, 137 S. Ct. at 1857- 58. In light of this guidance, the question for this court is not whether this case is distinguishable from Abbasi itselfâit certainly isâbut whether âthere are sound reasons to think Congress might doubt the efficacy or necessity of a damages remedy.â Id. at 1858. If such reasons exist, âthe courts must refrain from creating the remedy in order to respect the role of Congress in determining the nature and extent of federal-court jurisdiction under Article III.â Id. Applying Abbasiâs separation-of-powers analysis reveals numerous âspecial factorsâ at issue in this case. To begin with, this extension of Bivens threatens the political branchesâ supervision of national security. âThe Supreme Court has never implied a Bivens remedy in a case involving the 10 Case: 12-50217 Document: 00514394720 Page: 11 Date Filed: 03/20/2018 No. 12-50217 military, national security, or intelligence.â Doe v. Rumsfeld, 683 F.3d 390, 394 (D.C. Cir. 2012). In Abbasi, the Court stressed that â[n]ational-security policy is the prerogative of the Congress and the President.â Abbasi, 137 S. Ct. at 1861. The plaintiffs note the Courtâs warning that ânational securityâ should not âbecome a talisman used to ward off inconvenient claims.â Id. at 1862. But the Court stated that â[t]his danger of abuseâ is particularly relevant in âdomestic cases.â See id. (citations omitted). Of course, the defining characteristic of this case is that it is not domestic. National-security concerns are hardly âtalismanicâ where, as here, border security is at issue. See, e.g., United States v. Delgado-Garcia, 374 F.3d 1337, 1345 (D.C. Cir. 2004) (â[T]his countryâs border-control policies are of crucial importance to the national security and foreign policy of the United States.â). In particular, the threat of Bivens liability could undermine the Border Patrolâs ability to perform duties essential to national security. Congress has expressly charged the Border Patrol with âdeter[ring] and prevent[ing] the illegal entry of terrorists, terrorist weapons, persons, and contraband.â 6 U.S.C. § 211(e)(3)(B). Although members of the Border Patrol like Agent Mesa may conduct activities analogous to domestic law enforcement, this case involved shots fired across the border within the scope of Agent Mesaâs employment. 14 In a similar contextâairport securityâthe Third Circuit recently denied a Bivens remedy for a TSA agentâs alleged constitutional 14 Given the transnational context of this case, denying a remedy here does not, as the plaintiffs suggest, repudiate Bivens claims where constitutional violations by the Border Patrol are wholly domestic. See, e.g., De La Paz v. Coy, 786 F.3d 367, 374 (5th Cir. 2015) (deferring to prior Fifth Circuit decisions âto the extent that they permit Bivens actions against immigration officers who deploy unconstitutionally excessive force when detaining immigrants on American soilâ). 11 Case: 12-50217 Document: 00514394720 Page: 12 Date Filed: 03/20/2018 No. 12-50217 violations. Vanderklok v. United States, 868 F.3d 189, 207-209 (3d Cir. 2017). Relying on Abbasi, the Third Circuitâs analysis is instructive: [The plaintiff] asks us to imply a Bivens action for damages against a TSA agent. TSA employees [ ] are tasked with assisting in a critical aspect of national securityâsecuring our nationâs airports and air traffic. The threat of damages liability could indeed increase the probability that a TSA agent would hesitate in making split-second decisions about suspicious passengers. In light of Supreme Court precedent, past and very recent, that is surely a special factor that gives us pause. Id. at 207. The same logic applies here. 15 Implying a private right of action for damages in this transnational context increases the likelihood that Border Patrol agents will âhesitate in making split second decisions.â Considering the âsystemwideâ impact of this Bivens extension, there are âsound reasons to think Congress might doubt [its] efficacy.â Abbasi, 137 S. Ct. at 1858. Extending Bivens in this context also risks interference with foreign affairs and diplomacy more generally. This case is hardly sui generis: the United States government is always responsible to foreign sovereigns when federal officials injure foreign citizens on foreign soil. These are often delicate diplomatic matters, and, as such, they âare rarely proper subjects for judicial intervention.â Haig v. Agee, 453 U.S. 280, 292, 101 S. Ct. 2766, 2774 (1981). In fact, in 2014 the United States and Mexican governments established the joint Border Violence Prevention Council as a forum for addressing these sorts of issues. 16 The incident involving Agent Mesa initiated serious dialogue 15 Although the dissent contends that the Vanderklok court focused on the lack of TSA law enforcement training, we believe public safety was the courtâs overriding concern. See Vanderklok, 868 F.3d at 209 (âUltimately, the role of the TSA in securing public safety is so significant that we ought not create a damages remedy in this context.â). 16 DHS, Written Testimony for a H. Comm. on Oversight & Govât Reform Hearing (Sept. 9, 2015), https://www.dhs.gov/news/2015/09/09/written-testimony-dhs-southern- border-and-approaches-campaign-joint-task-force-west. 12 Case: 12-50217 Document: 00514394720 Page: 13 Date Filed: 03/20/2018 No. 12-50217 between the two sovereigns, with the United States refusing Mexicoâs request to extradite Mesa but resolving to âwork with the Mexican government within existing mechanisms and agreements to prevent future incidents.â 17 Given the dialogue between Mexico and the United States, the plaintiffs are wrong to suggest that Mexicoâs support for a new Bivens remedy obviates foreign affairs concerns. It is not surprising that Mexico, having requested Mesaâs extradition, now supports a damages remedy against him. But the Executive Branch denied extradition and refused to indict Agent Mesa following a thorough investigation. 18 It would undermine Mexicoâs respect for the validity of the Executiveâs prior determinations if, pursuant to a Bivens claim, a federal court entered a damages judgment against Agent Mesa. In any event, diplomatic concerns âinvolve[ ] a host of considerations that must be weighed and appraisedââa sign that they must be âcommitted to those who write the laws rather than those who interpret them.â Abbasi, 137 S. Ct. at 1857 (citations omitted). Congressâs failure to provide a damages remedy in these circumstances is an additional factor counseling hesitation. Abbasi emphasized that Congressâs silence may be ârelevant[] and . . . telling,â especially where âCongressional interestâ in an issue âhas been frequent and intense.â Id. at 1862 (citations omitted). It is âmuch more difficult to believe that 17DOJ, Federal Officials Close Investigation into the Death of Sergio Hernandez- Guereca (Apr. 27, 2012), https://www.justice.gov/opa/pr/federal-officials-close-investigation- death-sergio-hernandez-guereca. 18See Hernandez, 785 F.3d at 132 (Jones, J., concurring) (âNumerous federal agencies, including the FBI, the Department of Homeland Securityâs Office of the Inspector General, the Justice Departmentâs Civil Rights Division, and the United States Attorneyâs Office, investigated this incident and declined to indict Agent Mesa or grant extradition to Mexico under 18 U.S.C. § 3184.â). 13 Case: 12-50217 Document: 00514394720 Page: 14 Date Filed: 03/20/2018 No. 12-50217 congressional inaction was inadvertentâ given the increasing national policy focus on border security. Abbasi, 137 S. Ct. at 1862 (citations omitted). Relevant statutes confirm that Congressâs failure to provide a federal remedy was intentional. For instance, in section 1983, Congress expressly limited damage remedies to âcitizen[s] of the United States or other person[s] within the jurisdiction thereof.â 42 U.S.C. § 1983. Given that Bivens is a judicially implied version of section 1983, it would violate separation-of-powers principles if the implied remedy reached further than the express one. Likewise, under the Federal Tort Claims Actâa law that comprehensively waives federal sovereign immunity to provide damages remedies for injuries inflicted by federal employeesâCongress specifically excluded â[a]ny claim arising in a foreign country.â 28 U.S.C. § 2680(k). Congress also exempted federal officials from liability under the Torture Victim Protection Act of 1991. See 28 U.S.C. §§ 2671 et seq. 19 Taken together, these statutes represent Congressâs repeated refusals to create private rights of action against federal officials for injuries to foreign citizens on foreign soil. 20 It is not credible that Congress would favor the judicial invention of those rights. 21 Nor, under Abbasi, does the plaintiffsâ lack of a damages remedy favor extending Bivens. The Supreme Court has held that âeven in the absence of 19 President George H.W. Bush stressed this interpretation of the TVPA when signing the legislation. See Statement on Signing the Torture Victim Protection Act of 1991, Mar. 12, 1992), http://www.presidency.ucsb.edu/ws/index.php?pid=20715. 20 Of course, there are some very narrow exceptions. See, e.g., Victims of Trafficking and Violence Protection Act of 2000, 18 U.S.C. §§ 1595, 1596, 3271 (creating private right of action for noncitizens against federal employees who engage in sex trafficking outside the United States). 21 Congress has also repeatedly authorized the payment of damages for injuries to aliens in foreign countries through limited administrative claims procedures. See, e.g., 22 U.S.C. § 2669-1. The existence of such procedures is additional evidence that Congressâs failure to provide a remedy in this instance is intentional. 14 Case: 12-50217 Document: 00514394720 Page: 15 Date Filed: 03/20/2018 No. 12-50217 an alternativeâ remedy, courts should not extend Bivens if any special factors counsel hesitation. Wilkie, 551 U.S. at 550, 127 S. Ct. at 2598. Thus, the absence of a remedy is only significant because the presence of one precludes a Bivens extension. Here, the absence of a federal remedy does not mean the absence of deterrence. Abbasi acknowledges the âpersisting concern [ ] that absent a Bivens remedy there will be insufficient deterrence to prevent officers from violating the Constitution.â Abbasi, 137 S. Ct. at 1863. For cross-border shootings like this one, however, criminal investigations and prosecutions are already a deterrent. While it is true that numerous federal agencies investigated Agent Mesaâs conduct and decided not to bring charges, the DOJ is currently prosecuting another Border Patrol agent in Arizona for the cross- border murder of a Mexican citizen. See United States v. Swartz, No. 15-CR- 1723 (D. Ariz. Sept. 23, 2015). The threat of criminal prosecution for abusive conduct is not hollow. In some instances, moreover, a state-law tort claim may be available to provide both deterrence and damages. That claim is unavailable here because the DOJ certified that Agent Mesa acted within the scope of his employment, and so the Westfall Act protects him from liability. See 28 U.S.C. § 2679(b)(1), (d). The plaintiffs concede that Agent Mesa was acting within the scope of his employment. Regardless, Abbasi makes clear that, when there is âa balance to be struckâ between countervailing policy considerations like deterrence and national security, â[t]he proper balance is one for the Congress, not the Judiciary, to undertake.â Abbasi, 137 S. Ct. at 1863. Finally, the extraterritorial aspect of this case is itself a special factor that underlies and aggravates the separation-of-powers issues already discussed. The plaintiffs argue that extraterritoriality cannot constitute a special factor because this would multiply extraterritorialityâs significance. But this misunderstands the Bivens inquiry and misreads Supreme Court 15 Case: 12-50217 Document: 00514394720 Page: 16 Date Filed: 03/20/2018 No. 12-50217 precedent. The plaintiffsâ argument relies on Davis v. Passman, in which the defendant argued that his conduct was immunized by the Speech or Debate Clause and, alternatively, that the Clause was a âspecial factorâ for Bivens purposes. The Court held that the scope of the immunity and weight of the special factor were âcoextensive.â See Davis, 442 U.S. at 246, 99 S. Ct. at 2277. In other words, if the Clause did not immunize the defendantâs conduct, then it was not a special factor. Similarly, the plaintiffs here suggest that extraterritoriality is not a âspecial factorâ if the Constitution applies extraterritorially. This argument conflates the applicability of a constitutional immunity with the scope of a constitutional right, and thereby turns the Bivens inquiry upside down. Bivens remedies are not âcoextensiveâ with the Constitutionâs protections. Indeed, in United States v. Stanley, the Supreme Court rejected a similar Davis-based argument, finding it ânot an application but a repudiation of the âspecial factorsâ limitation.â 483 U.S. 669, 686, 107 S. Ct. 3054, 3065 (1987). Plaintiffs also suggest that relying on extraterritoriality as an indicator of a ânew contextâ and as a âspecial factorâ double counts the significance of extraterritoriality and stacks the deck against extending Bivens. But Abbasi explicitly states that one rationale for finding a ânew contextâ is âthe presence of potential special factors.â Abbasi, 137 S. Ct. at 1860 (emphasis added). To the extent that this court double counts the significance of extraterritoriality, the Supreme Court has not foreclosed our doing so. Indeed, the novelty and uncertain scope of an extraterritorial Bivens remedy counsel hesitation. As the Eleventh Circuit recently averred, the legal theory itself may constitute a special factor if it is âdoctrinally novel and difficult to administer.â Alvarez v. U.S. Immigration & Customs Enfât, 818 F.3d 1194, 1210 (11th Cir. 2016), cert. denied, 137 S. Ct. 2321 (2017). An extraterritorial Bivens extension is âdoctrinally novel.â The Supreme Court 16 Case: 12-50217 Document: 00514394720 Page: 17 Date Filed: 03/20/2018 No. 12-50217 âhas never created or even favorably mentioned a non-statutory right of action for damages on account of conduct that occurred outside the borders of the United States.â Vance v. Rumsfeld, 701 F.3d 193, 198-99 (7th Cir. 2012) (en banc). Nor has any court of appeals extended Bivens extraterritorially. See Meshal v. Higgenbotham, 804 F.3d 417, 424-25 (D.C. Cir. 2015), cert. denied, 137 S. Ct. 2325 (2017). Extraterritoriality, moreover, involves a host of administrability concerns, making it impossible to assess the âimpact on governmental operations systemwide.â Abbasi, 137 S. Ct. at 1858. 22 But novelty is by no means the only problem with an extraterritorial Bivens remedy. The presumption against extraterritoriality accentuates the impropriety of extending private rights of action to aliens injured abroad. According to the Supreme Court, â[t]he presumption against extraterritorial application helps ensure that the Judiciary does not erroneously adopt an interpretation of U.S. law that carries foreign policy consequences not clearly intended by the political branches.â Kiobel v. Royal Dutch Petroleum Co., 569 U.S. 108, 116, 133 S. Ct. 1659, 1664 (2013). Even when a statuteâs substantive provisions do apply extraterritorially, a court must âseparately apply the presumption against extraterritorialityâ when it determines whether to provide a private right of action for damages. RJR Nabisco, Inc. v. European Cmty., 136 S. Ct. 2090, 2106 (2016). By extension, even if the Constitution applies extraterritorially, a court should hesitate to provide an extraterritorial 22 The critical administrability issue, of course, is the uncertain scope of an extraterritorial Bivens claim. A court could attempt to tailor its holding to the facts of this case, thereby making sure the plaintiffs winâat least, at the motion to dismiss stage. But that will hardly deter the next plaintiff in the next case. During enforcement operations on the U.S.-Mexico border, it is not unusual for Border Patrol officers to be shot at or otherwise attacked from the Mexico side during patrols on land, on water, and in the air. If the dissentersâ position here prevails, whenever Border Patrol officers return fire in self-defense, and someone gets hurt in Mexico, Bivens suits will follow. Moreover, nothing written by the dissent herein assures that if Bivens should apply here, no case will be filed against the Nevada-based operator of a drone flown far beyond our borders. 17 Case: 12-50217 Document: 00514394720 Page: 18 Date Filed: 03/20/2018 No. 12-50217 damages remedy with âpotential for international friction beyond that presented by merely applying U.S. substantive law to that foreign conduct.â Id. at 2106. The D.C. Circuit squarely addressed the issue of extraterritoriality in the Bivens context and concluded that it constituted a âspecial factor.â See Meshal, 804 F.3d at 425-26. Like this case, the D.C. Circuitâs decision in Meshal v. Higgenbotham involved a challenge to âthe individual actions of federal law enforcement officersâ for an injury that occurred on foreign soil. Id. at 426. Refusing to extend Bivens, the court noted that âthe presumption against extraterritoriality is a settled principle that the Supreme Court applies even in considering statutory remedies.â Id. at 425. Given this presumption, the court concluded that extraterritoriality was a special factor. Concurring, Judge Kavanaugh stressed that â[i]t would be grossly anomalous . . . to apply Bivens extraterritorially when we would not apply an identical statutory cause of action for constitutional torts extraterritorially.â Id. at 430 (Kavanaugh, J., concurring). We agree. Not only would it be âanomalous,â it would contravene the separation-of-powers concerns that lie at the heart of the âspecial factorsâ concept. Having weighed the factors against extending Bivens, we conclude that this is not a close case. Even before Abbasi clarified the âspecial factorsâ inquiry, we agreed with our sister circuits that â[t]he only relevant thresholdâ that a factor âcounsels hesitationââis remarkably low.â See De La Paz v. Coy, 786 F.3d 367, 378 (5th Cir. 2015) (quoting Arar v. Ashcroft, 585 F.3d 559, 574 (2d Cir. 2009) (en banc)). Here, extending Bivens would interfere with the political branchesâ oversight of national security and foreign affairs. It would flout Congressâs consistent and explicit refusals to provide damage remedies for aliens injured abroad. And it would create a remedy with uncertain limits. In its remand of Hernandez, the Supreme Court chastened this court for ruling 18 Case: 12-50217 Document: 00514394720 Page: 19 Date Filed: 03/20/2018 No. 12-50217 on the extraterritorial application of the Fourth Amendment because the issue is âsensitive and may have consequences that are far reaching.â Hernandez, 137 S. Ct. 2003, 2007 (2017). Similar âconsequencesâ are dispositive of the âspecial factorsâ inquiry. The myriad implications of an extraterritorial Bivens remedy require this court to deny it. For these reasons, the district courtâs judgment of dismissal is AFFIRMED. 19 Case: 12-50217 Document: 00514394720 Page: 20 Date Filed: 03/20/2018 No. 12-50217 JAMES L. DENNIS, Circuit Judge, concurring in the judgment: In my view, we need not decide the difficult question of whether a Bivens remedy should be available under the circumstances of this case because, under Supreme Court precedent, Agent Mesa is entitled to qualified immunity. I find compelling the plaintiffsâ arguments that HernĂĄndez was entitled to protections under the Fourth Amendment in light of Boumediene v. Bush, 553 U.S. 723 (2008), and the circumstances surrounding the border area where Mesa shot and killed him. See Hernandez v. Mesa, 137 S. Ct. 2003, 2008â11 (2017) (Breyer, J., joined by Ginsburg, J., dissenting). But the extraterritorial application of these protections to HernĂĄndez was not clearly established at the time of Mesaâs tortious conduct. Mesa is therefore entitled to qualified immunity. See Mullenix v. Luna, 136 S. Ct. 305, 308 (2015) (âThe doctrine of qualified immunity shields officials from civil liability so long as their conduct does not violate clearly established statutory or constitutional rights.â (internal quotation marks omitted)). The plaintiffs contend that questions about the extraterritorial application of constitutional protections do not preclude Mesaâs liability. After all, according to the complaint, Mesa essentially committed a cold-blooded murder. 1 Surely every reasonable officer would know that Mesaâs conduct was unlawful, the plaintiffs argue. While that is a fair point, I believe this argument is foreclosed by Supreme Court precedent, which holds that the right 1 The majority opinion states, âThe FBI reported that . . . a group of young men began throwing rocks at [Mesa] from the Mexican side of the borderâ and asserts that Mesa âfired several shots toward the assailants.â Maj. Op. at 2. That statement is not compatible with the plaintiffsâ complaint in this case, which alleges that HernĂĄndez was âstanding safely and legallyâ on Mexican soil, âdefenseless,â âoffering no resistance,â and not threatening Mesa in any way. The complaint also alleges that the FBIâs statementâbefore discovering that a video of the incident existedâthat Mesa fired at rock-throwers who surrounded him was âa false and reprehensible cover-up statement.â 20 Case: 12-50217 Document: 00514394720 Page: 21 Date Filed: 03/20/2018 12-50217 giving rise to the claimâhere, HernĂĄndezâs Fourth Amendment rightsâmust be clearly established. See Davis v. Scherer, 468 U.S. 183, 197 (1984). In Davis v. Scherer, the Supreme Court held, âA plaintiff who seeks damages for violation of constitutional or statutory rights may overcome the defendant officialâs qualified immunity only by showing that those rights were clearly established at the time of the conduct at issue.â Id. (emphasis added). The Court stated that âofficials can act without fear of harassing litigation only if they reasonably can anticipate when their conduct may give rise to liability for damages.â Id. at 195. In light of Davis, the plaintiffsâ argument that Mesa forfeited his qualified immunity because his conduct was shockingly unlawful cannot succeed. I am therefore compelled to concur in affirming the district courtâs dismissal of the plaintiffsâ claims. 21 Case: 12-50217 Document: 00514394720 Page: 22 Date Filed: 03/20/2018 No. 12-50217 HAYNES, Circuit Judge, concurring: I concur in the judgment and with the majority opinionâs conclusion that Bivens should not extend to the circumstances of this case. I write separately to note that when we previously heard this case en banc, it was consolidated with two other appeals, which alleged issues arising under the Alien Tort Statute and Federal Tort Claims Act. See Hernandez v. United States, 785 F.3d 117, 139 (5th Cir. 2015) (Haynes, J., concurring). Those appeals and claims are not before us today, and they need not be addressed to resolve the Bivens claim against Mesa. 22 Case: 12-50217 Document: 00514394720 Page: 23 Date Filed: 03/20/2018 No. 12-50217 EDWARD C. PRADO, Circuit Judge, joined by GRAVES, Circuit Judge, dissenting: Todayâs en banc majority denies Sergio Hernandezâs parents a Bivens remedy for the loss of their son at the hands of a United States Border Patrol agent. The majority asserts that the transnational nature of this case presents a new context under Bivens and that special factors counsel against this Courtâs interference. While I agree that this case presents a new context, I would find that no special factors counsel hesitation in recognizing a Bivens remedy because this case centers on an individual federal officer acting in his law enforcement capacity. I respectfully dissent. I do not take issue with the majorityâs framework for analyzing whether there are special factors counseling hesitation. â[S]eparation-of-powers principles are or should be central to the analysis.â Ziglar v. Abbasi, 137 S. Ct. 1843, 1857 (2017). And the majorityâs analysis purports to consider these principles by appropriately asking âwhether the Judiciary is well suited, absent congressional action or instruction, to consider and weigh the costs and benefits of allowing a damages action to proceed.â See id. at 1857â58. However, in conducting this analysis, the majority is quickly led astray from the familiar circumstances of this case by empty labels of national security, foreign affairs, and extraterritoriality. These labelsâas we say in Texasâare all hat, no cattle. The majority repeatedly attempts to frame this case around the issue of whether aliens injured abroad can pursue Bivens remedies. That characterization, however, overlooks the critical who, what, where, when, and how of the lead actor in this tragic narrative. This case involves one federal officer âengaged in his law enforcement dutiesâ in the United States who shot and killed an unarmed, fifteen-year-old Mexican boy standing a few feet away. 23 Case: 12-50217 Document: 00514394720 Page: 24 Date Filed: 03/20/2018 No. 12-50217 The Supreme Court in Abbasi went to great lengths to indicate support for the availability of a Bivens remedy in exactly the circumstances presented here: an instance of individual law enforcement overreach. As the Court recently reaffirmed in no uncertain terms, Bivens is âsettled law . . . in [the] common and recurrent sphere of law enforcement.â Abbasi, 137 S. Ct. at 1857. For the following reasons, I would retain Bivens in that common sphere and recognize a remedy for this senseless and arbitrary cross-border shooting at the hands of a federal law enforcement officer. 1 The Supreme Court directed this Court âto consider how the reasoning and analysis in Abbasi may bear on this case,â so that is where I begin. See Hernandez v. Mesa, 137 S. Ct. 2003, 2006 (2017). In Abbasi, aliens detained for immigration violations following the September 11 attacks brought a class action suit against high-level federal executive officials and detention facility wardens. 137 S. Ct. at 1852â54. The detainees alleged that they had been detained in harsh conditions, including that they were confined in tiny cells for over 23 hours a day, subjected to regular strip searches, denied basic hygiene products and most forms of communication, and subjected to regular verbal and physical abuse by guards. Id. at 1853. Detainee-plaintiffs brought their Bivens claims alleging that the detention and policies authorizing it violated their Fourth and Fifth Amendment rights. Id. at 1853â54. After finding the case presented a new Bivens context because it challenged âconfinement 1 While the majorityâs opinion casts aspersions on the viability of plaintiffsâ Fifth Amendment claim, I continue to disagree. As I discussed at length in my original panel majority opinion and in my original en-banc concurrence, a noncitizen injured outside the United States as the result of arbitrary official conduct by a law enforcement officer located in the United States should be entitled to invoke the protections provided by the Fifth Amendment. See Hernandez v. United States, 757 F.3d 249, 267â72 (5th Cir. 2014) (original panel opinion); Hernandez v. United States, 785 F.3d 117, 134â39 (5th Cir. 2015) (en banc) (Prado, J., concurring). However, I focus here only on the âantecedentâ question regarding the availability of a Bivens remedy. See Hernandez v. Mesa, 137 S. Ct. 2003, 2006 (2017). 24 Case: 12-50217 Document: 00514394720 Page: 25 Date Filed: 03/20/2018 No. 12-50217 conditions imposed on illegal aliens pursuant to a high-level executive policy created in the wake of a major terrorist attackââa far cry from the three Bivens cases the Court had approved in the pastâthe Court determined that several special factors counseled hesitation that precluded a Bivens remedy against the executive officials. See id. at 1860â63. The Supreme Courtâs analysis of four special factors in Abbasi is particularly relevant given the vastly different circumstances presented in this case. First, the Court took issue with the fact that the detainees sought to hold high-level federal executive officials liable for the unconstitutional activity of their subordinates. See Abbasi, 137 S. Ct. at 1860. The Court warned that âBivens is not designed to hold officers responsible for the acts of their subordinates.â Id. (citing Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009)). Because â[t]he purpose of Bivens is to deter the officer,â a Bivens claim should be âbrought against the individual official for his or her own acts, not the acts of others.â Id. (quoting F.D.I.C. v. Meyer, 510 U.S. 471, 485 (1994)). Relatedly, the Abbasi Court found it problematic that that the detainees challenged a broad governmental policy, specifically the governmentâs response to the September 11 attacks. Id. at 1860â61. The Court noted that âa Bivens action is not âa proper vehicle for altering an entityâs policy.ââ Id. at 1860 (quoting Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 74 (2001)). Third, the Court disapproved of the fact that the detaineesâ claims challenged âmore than standard âlaw enforcement operations.ââ Id. at 1861 (quoting United States v. Verdugoâ Urquidez, 494 U.S. 259, 273 (1990)). Specifically, the Court found the detaineesâ claims involved âmajor elements of the Governmentâs whole response to the September 11 attacks, thus . . . requiring an inquiry into sensitive issues of national security.â Id. Finally, the Court found it of âcentral importanceâ that Abbasi was not a âdamages or nothingâ case. Id. at 1862. In contrast to suits challenging âindividual instances of discrimination or law 25 Case: 12-50217 Document: 00514394720 Page: 26 Date Filed: 03/20/2018 No. 12-50217 enforcement overreach,â the Abbasi plaintiffs challenged âlarge-scale policy decisions concerning the conditions of confinement imposed on hundreds of prisonersâ which could be remedied with injunctive and habeas relief. Id. at 1862â63. Not only are all four of these special factors notably absent here, but this case also presents the limited circumstances in which Abbasi indicated a Bivens remedy would exist. First, Hernandezâs parents do not seek to hold any high-level officials liable for the acts of their subordinates. Instead, and strictly comporting with Bivens, plaintiffs are suing an individual federal agent for his own actions. See Abbasi, 137 S. Ct. at 1860 (â[A] Bivens claim is brought against the individual official for his or her own acts.â). Relatedly, in suing an individual officer, Hernandezâs parents do not challenge or seek to alter any governmental policy. To the contrary, the constitutional constraints Hernandezâs parents seek mirror existing Executive Branch policy for Border Patrol agents. Department of Homeland Security regulations and guidelines already require Border Patrol agents to adhere to constitutional standards for the use of lethal force, regardless of the subjectâs location or nationality. 2 Furthermore, as a case against a single federal officer, this suit would not require unnecessary inquiry or discovery into governmental deliberations or policy-makingâcertainly not any more than any other regularly permissible Bivens suit alleging unconstitutional use of force by a Border Patrol agent. See, 2 The regulations provide that â[d]eadly force may be used only when [a Customs and Border Protection (âCBPâ) officer] has reasonable grounds to believe that such force is necessary to protect the designated immigration officer or other persons from the imminent danger of death or serious physical injury.â 8 C.F.R. § 287.8(a)(2)(ii); see also United States Customs and Border Protection, Use of Force Policy, Guidelines and Procedures Handbook 1 (2014), available at https://www.cbp.gov/sites/default/files/documents/UseofForcePolicyHand book.pdf (âCBP policy on the use of force by Authorized Officers/Agents is derived from constitutional law, as interpreted by federal courts in cases such as Graham v. Connor, 490 U.S. 386 (1989) and Tennessee v. Garner, 471 U.S. 1 (1985), federal statutes and applicable DHS and CBP Policies.â). 26 Case: 12-50217 Document: 00514394720 Page: 27 Date Filed: 03/20/2018 No. 12-50217 e.g., MartinezâAguero v. Gonzalez, 459 F.3d 618, 620â25 (5th Cir. 2006); Valdez-Ortega v. Does, No. 92-7772, 1993 WL 560259, at *1â2 (5th Cir. Dec. 27, 1993). Third, this case has nothing to do with terrorism, nor does it involve a high-level governmental response to a major national security event. Rather, plaintiffs merely challenge âstandard âlaw enforcement operations.ââ See Abbasi, 137 S. Ct. at 1861. While the majority attempts to link this case to border security, which I address separately below, there is no question that a case which involves only one Border Patrol agent and a fifteen-year-old boy is a far cry from Abbasi, which involved broad and sensitive national security policies following the deadliest terrorist attack in U.S. history. Finally, unlike the detainees in Abbasi, who had several alternative remedies including habeas relief, this is a âdamages or nothingâ case for Hernandezâs parents. See id. at 1862. It is uncontested that plaintiffs find no alternative relief in Mexican law, state law, the Federal Tort Claims Act (âFTCAâ), the Alien Tort Statute (âATSâ), or federal criminal law 3 for their tragic loss. Nor can injunctive or habeas relief redress the irreparable loss of life here. Indeed, individual 3 After an investigation, the Department of Justice declined to seek criminal or civil charges against Agent Mesa. See Dept. of Justice, Office of Public Affairs, Federal Officials Close Investigation into Death of Sergio HernandezâGuereca (Apr. 27, 2012), available at http://www.justice.gov/opa/pr/federal-officials-close-investigation-death-sergio-hernandez- guereca. This inaction does not appear to be unusual. According to a December 2013 report by the Arizona Republic, â[t]he Department of Justice has not been able to show any cases in which it recommended civil or criminal charges against a CBP agent or officer who killed in the line of duty in at least the past six years,â and â[a]n extensive review by The Republic also found no instances.â Bob Ortega & Rob OâDell, Deadly Border Agent Incidents Cloaked in Silence, Ariz. Republic (Dec. 16, 2013, 9:58 PM), available at http://www.azcentral.com/news/politics/articles/20131212arizona-border-patrol-deadly- force-investigation.html?nclick_check=1. Additionally, the United States government refused to extradite Agent Mesa to Mexico for criminal prosecution. Brief for the Govât of the United Mexican States as Amicus Curiae in Support of Appellants on Rehearing En Banc, at 8 (Jan. 15, 2015). The fact that one Border Patrol agent in Arizona is currently being prosecuted for a cross-border murder provides little comfort to Hernandezâs parents and little deterrence for future shootingsâparticularly if we foreclose any hope of a damages remedy here. 27 Case: 12-50217 Document: 00514394720 Page: 28 Date Filed: 03/20/2018 No. 12-50217 instances of law enforcement overreachâas alleged hereâare by âtheir very nature . . . difficult to address except by way of damages actions after the fact.â Id. Given that a Bivens cause of action is plaintiffsâ only available remedy, compensatory relief by way of Bivens is both necessary and appropriate in this case. See Bivens, 403 U.S. at 407 (Harlan, J., concurring) (âThe question then, is, as I see it, whether compensatory relief is ânecessaryâ or âappropriateâ to the vindication of the interest asserted.â). The special factors identified by the majority do not convince me that the Judiciary is not âwell suited . . . to consider and weigh the costs and benefits of allowing a damages action to proceedââparticularly given the relatively straight-forward events here. See Abbasi, 137 S. Ct. at 1858. I disagree that recognizing a Bivens remedy in this case âthreatens the political branchesâ supervision of national security.â According to the majority, national security is implicated because the events giving rise to this suit took place at the border, thereby affecting border security and the operations of the Border Patrol. Relying on the Third Circuitâs rejection of Bivens liability in the airport security context for a First Amendment retaliation claim, the majority also reasons that implying a Bivens remedy in the transnational context âincreases the likelihood that Border patrol agents will âhesitate in making split second decisions.ââ See Vanderklok v. United States, 868 F.3d 189 (3d Cir. 2017). While the shooting in this case took place at the border, it does not follow that border security and the operations of the Border Patrol are significantly implicated. As the original panel majority noted, this case âinvolves questions of precisely Bivens-like domestic law enforcement and nothing more.â Hernandez v. United States, 757 F.3d 249, 276 (5th Cir. 2014). Plaintiffs allege that an individual Border Patrol agent while on duty on U.S. soil shot and killed an unarmed fifteen-year-old boy. If recognizing a Bivens remedy in this context implicates border security or the Border Patrolâs operations, so too 28 Case: 12-50217 Document: 00514394720 Page: 29 Date Filed: 03/20/2018 No. 12-50217 would any suit against a Border Patrol agent for unconstitutional actions taken in the course and scope of his or her employment. Yet, as the majority recognizes, Border Patrol agents are unquestionably subject to Bivens suits when they commit constitutional violations on U.S. soil. See, e.g., De La Paz v. Coy, 786 F.3d 367, 374 (5th Cir. 2015); MartinezâAguero, 459 F.3d at 620â25; Valdez-Ortega, 1993 WL 560259, at *1â2. It make little sense to argue that a suit against a Border Patrol agent who shoots and kills someone standing a few feet beyond the U.S. border implicates border and national security issues, but at the same time contend that those concerns are not implicated when the same agent shoots someone standing a few feet inside the border. Moreover, the practical rationale given by the majority for not recognizing a Bivens remedyâthat Border Patrol agents will hesitate making split-second decisionsâis one more commonly and more appropriately invoked in the qualified immunity context. See Graham, 490 U.S. at 396â97 (holding that the excessive force qualified immunity analysis âmust embody allowance for the fact that police officers are often forced to make split-second judgmentsâin circumstances that are tense, uncertain, and rapidly evolvingâ about the amount of force that is necessary in a particular situationâ); see also Pasco ex rel. Pasco v. Knoblauch, 566 F.3d 572, 582 (5th Cir. 2009) (âImportantly, qualified immunity purposefully shields police officersâ split- second decisions made without clear guidance from legal rulings.â). Given that the qualified immunity analysis already incorporates this practical concern, it is odd to invoke it at this stage, particularly when such concerns could be raised in nearly any Bivens suit against a federal law enforcement officer. See Bivens, 403 U.S. at 396 (failing to raise concern about hesitation by federal agents in tense search and arrest situations and holding that âno special factors counsel[ed] hesitationâ). Indeed, although the majority does not reach the issue 29 Case: 12-50217 Document: 00514394720 Page: 30 Date Filed: 03/20/2018 No. 12-50217 of qualified immunity, Agent Mesa has and could continue to raise it as a possible defense to the constitutional claims against him. Finally, I am troubled by the majorityâs reliance on a First Amendment retaliation case to raise this ânational securityâ concern. In Vanderklok, the Third Circuit considered whether under Bivens âa First Amendment claim against a TSA employee for retaliatory prosecution even exists in the context of airport security screenings.â Vanderklok, 868 F.3d at 194. While the court refused to recognize such a claim in light of the new context presented and various special factors counseling hesitation, one such special factor the court found particularly relevant was the fact that âTSA employees typically are not law enforcement officers and do not act as such.â Id. at 208. The court noted that âTSA employees are not trained on issues of probable cause, reasonable suspicion, and other constitutional doctrines that govern law enforcement officers.â Id. Here, by contrast, Agent Mesa is a federal law enforcement officer well-trained on relevant constitutional doctrines and permissible use of force. See generally United States Customs and Border Protection, Use of Force Policy, Guidelines and Procedures Handbook (2014). In light of Agent Mesaâs status as a federal law enforcement officer, the practical concerns raised in Vanderlock pertaining to non-officer TSA employees in the First Amendment retaliation context have little bearing here. Indeed, Abbasi itself cautions against taking the very path the majority errantly takes in this case. â[N]ational-security concerns must not become a talisman used to ward off inconvenient claimsâa âlabelâ used to âcover a multitude of sins.ââ Abbasi, 137 S. Ct. at 1862 (quoting Mitchell v. Forsyth, 472 U.S. 511, 523 (1985)). As one prominent legal scholar has warned, ânational securityâ justifications are âincreasingly becom[ing] the rule in contemporary civil litigation against government officersâ and threaten to âdilute the effectiveness of judicial review as a deterrent for any and all unlawful 30 Case: 12-50217 Document: 00514394720 Page: 31 Date Filed: 03/20/2018 No. 12-50217 government actionânot just those actions undertaken in ostensibly in defense of the nation.â Steven I. Vladeck, The New National Security Canon, 61 Am. U. L. Rev. 1295, 1330 (2012). When one looks to substantiate the invocation of national security here, one is left with the impression that this case more closely resembles ordinary civil litigation against a federal agent than a case involving a true inquiry into sensitive national security and military affairs, which are properly committed to the Executive Branch. See Abbasi, 137 S. Ct. at 1861. On this record, I would not so readily abdicate our judicial role given the fundamental rights at stake here. See Hamdi v. Rumsfeld, 542 U.S. 507, 536 (2004) (âWhatever power the United States Constitution envisions for the Executive in its exchanges with other nations or with enemy organizations in times of conflict, it most assuredly envisions a role for all three branches when individual liberties are at stake.â). The majority also invokes concerns about interference with foreign affairs and diplomacy as a special factor counseling hesitation. Asserting that the United States is always responsible to foreign sovereigns when federal officials injure foreign citizens on foreign soil, the majority argues that extending a Bivens remedy here implicates âdelicate diplomatic matters.â However, isnât the United States equally answerable to foreign sovereigns when federal officials injure foreign citizens on domestic soil? Again, the majorityâs argument proves too much. As plaintiffs persuasively argue, if there is a âU.S. foreign policy interest [implicated] in granting or denying a Bivens claim to foreign nationals, it is difficult to see how that interest would apply only if the injury occurred abroad.â It also bears repeating that Agent Mesaâs actions took place within the United States. I also fail to see how recognizing a Bivens remedy here would undermine Mexicoâs respect for the Executive Branch or create tension between Executive and Judicial determinations. No case holds that a court must first consider 31 Case: 12-50217 Document: 00514394720 Page: 32 Date Filed: 03/20/2018 No. 12-50217 whether the Executive Branch has found evidence of criminality before determining whether a civil Bivens remedy exists for a given constitutional violation. Further, the majority fails to acknowledge that distinct standards of proof govern civil and criminal proceedings making different outcomes in these proceedings hardly the stuff of an international diplomatic crisis. See Addington v. Texas, 441 U.S. 418, 423â24 (1979) (distinguishing between civil and criminal standards of proof). Even if one accepts that a Judicial finding of Bivens liability combined with an Executive Branch refusal to prosecute or extradite would undermine a foreign countryâs respect for the Executive Branch, it is difficult to explain how such concerns are only present when a foreign national is injured abroad, but not when a foreign national is injured in the United States. It is unclear how recognizing a Bivens remedy for the unconstitutional conduct of a single federal law enforcement officer acting entirely within the United States would suddenly inject this Court into sensitive matters of international diplomacy. Much as with national security, âthe Executiveâs mere incantation of . . . âforeign affairsâ interests do not suffice to override constitutional rights.â Def. Distrib. v. United States Depât of State, 838 F.3d 451, 474 (5th Cir. 2016) (Jones, J., dissenting). The majority also points to Congressâs failure to provide a damages remedy as an additional factor counseling hesitation. Noting that the language of 42 U.S.C. § 1983 limits damage remedies to âcitizen[s] of the United States or other person[s] within the jurisdiction thereof,â the majority first argues that Bivens as the âjudicially implied version of section 1983â cannot reach further than § 1983. However, it is just as likely that by specifying âother persons within the jurisdictionâ Congress intended to extend a § 1983 remedy beyond U.S. citizenship, rather than commenting on its availability for wrongful conduct by state actors with extraterritorial effects. Indeed, Congress enacted § 1983 âin response to the widespread deprivations of civil rights in 32 Case: 12-50217 Document: 00514394720 Page: 33 Date Filed: 03/20/2018 No. 12-50217 the Southern States and the inability or unwillingness of authorities in those States to protect those rights or punish wrongdoers.â Felder v. Casey, 487 U.S. 131, 147 (1988) (citing Patsy v. Bd. of Regents of State of Fl., 457 U.S. 496, 503â 05 (1982)). Furthermore, while a Bivens action is often described as âanalogousâ to a § 1983 claim, Butts v. Martin, 877 F.3d 571, 588 (5th Cir. 2017), the Supreme Court has ânever expressly held that the contours of Bivens and § 1983 are identical.â Malesko, 534 U.S. at 82 (Stevens, J., dissenting). The other statutes highlighted by the majority fail to indicate that Congress expressly intended to preclude a remedy in the circumstances presented here. For instance, the FTCAâs exclusion of âclaim[s] arising in a foreign country,â see 28 U.S.C. § 2680(k), was meant to codify âCongressâs âunwilling[ness] to subject the United States to liabilities depending upon the laws of a foreign power.â Sosa v. Alvarez-Machain, 542 U.S. 692, 707 (2004) (quoting United States v. Spelar, 338 U.S. 217, 221 (1949)) (emphasis added). Notably, Bivens seeks to remedy violations of United States constitutional protections, and the FTCA expressly does ânot extend or apply to a civil action . . . for a violation of the Constitution of the United States.â 28 U.S.C. § 2679(b)(2)(A). Additionally, any exception for federal officials under the Torture Victim Protection Act of 1991 (âTVPAâ) has little to say about the availability of a Bivens claim here. The TVPA provides a remedy for extrajudicial killings and torture at the hands of individuals acting under color of foreign law. See 106 Stat. 73, note following 28 U.S.C. § 1350. However, these individuals would not have been subject to Bivens liability anyways because Bivens is limited to federal officials acting pursuant to federal law. Dean v. Gladney, 621 F.2d 1331, 1336 (5th Cir. 1980) (describing Bivens as creating âa remedy against federal officers, acting under color of federal lawâ); Kundra v. Austin, 233 F. Appâx 340, 341 (5th Cir. 2007) (â[A] Bivens action requires that the defendant be a federal officer acting under color of federal law.â). 33 Case: 12-50217 Document: 00514394720 Page: 34 Date Filed: 03/20/2018 No. 12-50217 It is also important to note that Abbasi found Congressâs failure to provide a remedy to the detainees in that case notable because Congressional interest in the governmentâs response to the September 11 terrorist attack âha[d] been âfrequent and intenseâ and some of that interest ha[d] been directed to the conditions of confinement at issue.â Abbasi, 137 S. Ct. at 1862 (quoting Schweiker v. Chilicky, 487 U.S. 412, 425 (1988)); see also id. (noting that at Congressâs behest the Department of Justice produced a 300-page report on the confinement conditions at the relevant detention facility). By contrast here, Congressional interest in cross-border shootings has been negligible making it more likely that congressional inaction is inadvertent rather than intentional. See id. (noting that where Congressional attention is high âit is much more difficult to believe that âcongressional inactionâ was âinadvertentââ). Indeed, as courts have recognized in the statutory interpretation context, drawing inferences from Congressâs silence is a difficult and potentially dangerous exercise. See Schneidewind v. ANR Pipeline Co., 485 U.S. 293, 306 (1988) (âThis Court generally is reluctant to draw inferences from Congressâ failure to act.â); La. Health Serv. & Indem. Co. v. Rapides Healthcare Sys., 461 F.3d 529, 537 (5th Cir. 2006) (âAs is often the case, congressional silence whispers sweet nothings in the ears of both parties.â); McGill v. E.P.A., 593 F.2d 631, 636 (5th Cir. 1979) (âThe debate concerning the significance of congressional silence is almost as difficult to resolve as Bishop Berkeleyâs famous question concerning whether there is noise when a tree falls in the forest and no one is present to hear it.â); Castro v. Chi. Hous. Auth., 360 F.3d 721, 729 (7th Cir. 2004) (noting that âinferences from congressional silence are treacherousâ). Finally, the majority asserts that âthe extraterritorial aspect of this caseâ is itself a special factor counseling hesitation. Looking to the fact that Hernandez was standing on Mexican soil when he was shot, the majority fears the uncertain scope of Bivens liabilityâextending even to U.S.-based military 34 Case: 12-50217 Document: 00514394720 Page: 35 Date Filed: 03/20/2018 No. 12-50217 drone operatorsâwere we to recognize a Bivens remedy here. The majorityâs concern about the effects of such a decision is understandable and I do not take it lightly. However, the limited and routine circumstances presented here of individual law enforcement action as well as established Supreme Court precedent on Bivens claims in the military context assure me that there is little danger that recognizing a Bivens remedy here will open a Pandoraâs Box of liability. First, as I emphasize above, this case is not sui generis among Bivens cases. In the âcommon and recurrent sphere of law enforcement,â courts across the country routinely administer Bivens claims against federal officers for unconstitutional actions occurring within the United States. See Abbasi, 137 S. Ct. at 1857. I readily acknowledge Hernandez was standing on the Mexican side of the culvert when he was shot, but it cannot be forgotten that Agent Mesa was acting from the American side of the culvert. It is hard to understand how the mere fact that a plaintiff happens to be standing a few feet beyond an unmarked and invisible line on the ground would suddenly create a host of administrability concerns or a systemwide impact on governmental operations that would not otherwise exist if the plaintiff was standing a few feet within the United States. As ordinary Bivens litigation against a federal law enforcement officer seeking damages for unconstitutional use of force, âthe legal standards for adjudicating the claim pressed here are well-established and easily administrable.â Engel v. Buchan, 710 F.3d 698, 708 (7th Cir. 2013) (noting that extending a Bivens remedy for alleged Brady violations under the Due Process Clause presented âno great problem of judicial interference with the work of law enforcement, certainly no greater than the Fourth Amendment claim in Bivensâ). But even the majorityâs concerns about liability for overseas drone operations are also unlikely to materialize. Even assuming foreign nationals 35 Case: 12-50217 Document: 00514394720 Page: 36 Date Filed: 03/20/2018 No. 12-50217 injured at the hands of U.S. military personnel overseas could state valid constitutional claimsâa hotly debated topicâthe Supreme Court has already repeatedly rejected Bivens claims in the military context. See Chappell v. Wallace, 462 U.S. 296 (1983) (rejecting Bivens claims brought by Navy sailors against superior officers who had allegedly mistreated them on the basis of race); United States v. Stanley, 483 U.S. 669 (1987) (rejecting Bivens claims brought by a former soldier against military and civilian officials who allegedly surreptitiously dosed him with LSD to study its effect on humans). Furthermore, it is likely that such claims would actually implicate various special factors counseling hesitation specifically identified in Abbasi such as requiring a true inquiry into national security issues, intruding upon the authority of the Executive Branch in military affairs, and actually causing officials âto second-guess difficult but necessary decisions concerning national- security policy.â See Abbasi, 137 S. Ct. at 1861. In sum, this Court is more than qualified to consider and weigh the costs and benefits of allowing a damages action to proceed. This case simply involves a federal official engaged in his law enforcement duties acting on United States soil who shot and killed an unarmed fifteen-year-old boy standing a few feet away. I would elect to recognize a damages remedy for this tragic injury. As Chief Justice John Marshall wrote, â[t]he very essence of civil liberty certainly consists in the right of every individual to claim the protection of the laws, whenever he receives an injury.â Marbury v. Madison, 5 U.S. 137, 163 (1803). In this case, I would recognize a Bivens remedy for this senseless cross-border shooting at the hands of a federal law enforcement officer. Therefore, I respectfully dissent. 36
Case Information
- Court
- 5th Cir.
- Decision Date
- March 20, 2018
- Status
- Precedential