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[DO NOT PUBLISH] IN THE UNITED STATES COURT OF APPEALS FILED FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS ________________________ ELEVENTH CIRCUIT AUGUST 1, 2005 No. 04-14960 THOMAS K. KAHN Non-Argument Calendar CLERK ________________________ D.C. Docket No. 03-20470-CV-FAM JOANNE MCSHANE, Plaintiff-Appellant, versus U.S. ATTORNEY GENERAL, Alberto Gonzales as Attorney General, DAVID TROYER, individually, Defendants-Appellees, __________________________ Appeal from the United States District Court for the Southern District of Florida _________________________ (August 1, 2005) Before BIRCH, BARKETT and FAY, Circuit Judges. PER CURIAM: Plaintiff-Appellant Joanne McShane appeals, through counsel, the district courtâs grant of summary judgment in favor of her former employer, the Attorney General of the United States of America (âthe defendantâ), on her Title VII retaliation claims, filed pursuant to 42 U.S.C. § 2000e-3. McShane argues that the court erred in concluding that no genuine issue of material fact existed on whether McShane established a prima facie case of Title VII retaliation, and, if she did, whether the defendantâs legitimate, non-discriminatory reason for its allegedly retaliatory conduct was pretextual. For the reasons set forth more fully below, we affirm the district courtâs grant of summary judgment. McShane, a former female employee of the defendant, filed a counseled amended complaint against the defendant, alleging the following facts. McShane, who was an attorney licensed to practice in the State of Florida, began her employment with the defendant on October 19, 1998, as a âParalegal Specialistâ with the High Intensity Drug Trafficking Area Program (âHIDTAâ),1 in Miami, Florida. Although McShane was paid through a temporary agency until she passed her background check, she later was paid as an employee of the Monroe 1 A HIDTA is a designation assigned by the Office of National Drug Control Policy, which provides resources and funding to enhance law enforcement efforts in areas where major drug production, manufacturing, importation, or distribution exists. The HIDTA task force at issue here was staffed by employees of various local, state, and federal agencies, and was located physically within the U.S. Attorneyâs Office. 2 County Sheriffâs Office. Regardless of this employment relationship, (1) David Troyer, an Assistant U.S. Attorney and the Deputy Chief of this HIDTA task force, interviewed her and recommended that Doug Hughes, the Director of the HIDTA task force, hire her; (2) the U.S. Attorneyâs Office conducted McShaneâs training; and (3) Troyer served as her immediate supervisor. McShane further alleged that Troyer (1) hired a non-litigating male attorney to perform essentially the same work as McShane, but at a higher salary; (2) became hostile when McShane requested to have her title changed to âpost conviction attorneyâ; (3) deleted e-mail from her without reading it; and (4) failed to respond to harassing conduct she received from agents in the Drug Enforcement Administration (âDEAâ). McShane also claimed that the defendant (1) made false accusations about her psychological state; (2) denied her training manuals; (3) pre- printed her telephone extension on Federal Express package slips, resulting in a call to her each time a package arrived; and (4) talked to McShaneâs coworkers about her alleged personal problems. In response to this conduct, McShane (1) complained to Hughes, Troyer, and Kathleen Amstutz, McShaneâs supervisor within the Monroe County Sheriffâs Office, during a meeting on February 11, 1999; and (2) filed an internal complaint of gender discrimination and retaliation with the Equal Employment Opportunities 3 Office of the U.S. Attorneyâs Office. Troyer, thereafter, used his position to âget [her] fired.â Based on these allegations, McShane asserted that the defendant retaliated against her (1) for making âinternal complaintsâ opposing gender discrimination by Troyer, in violation of the âopposition clauseâ (âCount 2â);2 and (2) for participating in prior Title VII litigation, in violation of the âparticipation clauseâ (âCount 3â).3 After answering this complaint, the defendant filed a motion for summary judgment, with an incorporated statement of facts and a memorandum of law. The defendant argued, in relevant part, that McShane could not establish a prima facie case of Title VII retaliation because she could not show, under Title VIIâs opposition clause, that she had âa good faith, reasonable belief that [the defendant had] engaged in unlawful employment practices.â The defendant further 2 Title VIIâs retaliation provisions protect certain kinds of activity. See Equal Employment Opportunity Commân v. Total System Services, Inc., 221 F.3d 1171, 1174 (11th Cir. 2000). Under its opposition clause, an employer may not retaliate against an employee because the employee âhas opposed any practice made an unlawful employment practice by this subchapter.â See 42 U.S.C. § 2000e-3(a). On the other hand, under its participation clause, an employer may not retaliate against an employee because the employee âhas made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subchapter.â See id. 3 McShane also included in her amended complaint a claim of gender discrimination, in violation of 42 U.S.C. § 2000e-16 (âCount 1â). The district court, however, granted summary judgment on this count because McShane conceded that âdiscovery [had] failed to produce evidence sufficient to supportâ this claim. Because McShane has not challenged this determination on appeal, we deem arguments on it abandoned, see Access Now, Inc. v. Southwest Airlines Co., 385 F.3d 1324, 1330 (11th Cir. 2004) (issues not argued in initial brief are deemed abandoned). 4 contended that, even if McShane had made such a showing, she had failed to show that her protected activity was causally related to an adverse employment action because (1) the persons involved in the decision to terminate her employment all testified that this decision was based on McShaneâs inability to get along with her coworkers, and (2) the ultimate decision-maker considered, but did not rely on, information supplied by Troyer. Finally, the defendant argued that McShane could not show that its reason for the termination, that is, that she could not get along with others, was pretextual. In support of this motion, the defendant submitted Troyerâs deposition, in which he testified that McShaneâs primary job duties involved researching and writing draft responses to post-conviction petitions. In November 1998, McShane complained to Troyer about her lack of secretarial help, expressed concerns about security matters, and stated that she had discovered one of the secretaries working on McShaneâs computer.4 In early January 1999, McShane also told Troyer that (1) someone had stolen a pen from her office, and (2) Wanda Hubbard, McShaneâs secretary, had used McShaneâs office without permission.5 4 Amstutz also testified that, approximately one month after McShane began her employment with the defendant, McShane (1) appeared less friendly; (2) was disturbed by, and asked questions about, the background process; (3) made phone calls to the defendantâs personnel office; and (4) objected to signing standard forms. 5 Amstutz testified that, after this complaint, and on McShaneâs request, a lock was installed on McShaneâs office door. 5 Troyer further testified that, on February 9, 1999, McShane told him that (1) her relationships with the secretarial support staff had deteriorated; (2) she was concerned about secretaries and DEA agents having access to attorneysâ offices; and (3) she was considering filing a complaint about her concerns, without specifying the nature of this complaint. After Troyer advised Hughes of this discussion and suggested scheduling a meeting, Hughes instructed Troyer to document in a memorandum his encounters with McShane. On February 10, 1999, Troyer prepared a memorandum, documenting his conversations with McShane on February 9 and 10, 1999, and noting his observations of her behavior.6 Troyer also clarified that he expressed these observations to protect the safety and well-being of the people working in the office, including McShane. Jean Cockshutt, the fiscal officer for the HIDTA office and Amstutzâs supervisor, also testified as part of a deposition, stating that, on December 16, 1998, McShane complained to her that McShane had not been invited personally to the HIDTA Christmas party, and that her coworkers were treating her differently. Cockshutt responded that, instead of giving out personal invitations to 6 These observations included that McShane (1) had become âvirtually reclusiveâ and had engaged in ârecent bizarre behaviorsâ that were unexplainable; (2) âmight be mentally unstable, as she seem[ed] paranoid and [did] not appear to be dealing with realityâ; (3) â[might] be a danger to herself and others, particularly those whom she views as enemies.â 6 the Christmas party, the office posted an invitation on the door.7 Hughes declared that, on February 11, 1999, he conducted a meeting with McShane, Amstutz, Cockshutt, and Troyer, (1) to give McShane the opportunity to express her concerns, and (2) to determine if appropriate actions were necessary and could be taken. During this meeting, McShane expressed her concern that coworkers were conspiring against her. McShane, however, neither complained that she was being discriminated against, nor indicated that she intended to file a discrimination complaint.8 Hughes and Cockshutt were left with the impression that McShaneâs perception of reality was distorted, and that there was no way to resolve her concerns. Moreover, after this meeting, McShane continued having problems with her supervisors and coworkers.9 Hughes further declared that, at some point, he, Amstutz, and Cockshutt came to the agreement that McShaneâs employment with the defendant should be terminated prior to the completion of her probationary period. After Hughes 7 McShane also complained to Amstutz and Troyer about not being invited personally to the office Christmas party. 8 Although McShane did not complain of discrimination, she vaguely stated during this meeting that she believed that Troyer had âa problem dealing with women,â and that Troyer and the secretarial staff did not like her because an HIDTA agent had been a defendant in a Title VII case in which McShane had represented the plaintiff. 9 These problems included McShane initially refusing to sign a standard appointment form for all employees of the Sheriffâs Office at HIDTA, and making a written complaint to Amstutz about McShaneâs secretary, Wanda Hubbard, which Amstutz determined to be unjustified. 7 consulted with Mark Willis, counsel for the Sheriffâs Office, who concurred with this decision, Hughes obtained the authorization and approval of the Monroe County Sheriff for this employment action.10 In making this employment decision, Hughes (1) acted because of the detrimental effect on the workplace environment of McShaneâs inability to get along with her coworkers; (2) did not receive any recommendations regarding McShaneâs termination; and (3) considered Troyerâs input, but made his decision to terminate McShaneâs employment based on the totality of the circumstances, including the independent observations of Hughes, Cockshutt, and Amstutz. The defendant also included documentation showing that, (1) on or about February 25 or 26, 1999, McShane contacted Charlotte Zamora Griffith, the defendantâs Equal Employment Opportunity contact person, and asked Griffith how she could file a discrimination complaint. On August 8, 1999, McShane filed a formal E.E.O.C. complaint of discrimination against the defendant. On January 8, 2003, following an investigation, the Department of Justice issued a final agency decision, determining that the defendant should be treated as McShaneâs employer, but that the evidence did not support McShaneâs discrimination claims. McShane responded to this motion for summary judgment by arguing, in 10 On March 3, 1999, the Sheriffâs Office issued a notice of withdrawal of McShaneâs employment. 8 relevant part, that she engaged in protected activity under the âparticipation clauseâ of Title VII by being a party in a Title VII lawsuit in Brevard County, helping a client file an E.E.O.C. charge, and by initiating an E.E.O.C. complaint a few days before she was fired from HIDTA. She asserted, as such, that her good faith, or lack thereof, was not relevant. In support of McShaneâs argument that her internal discrimination complaints were based on a reasonable, good faith belief that she had suffered discrimination, she cited to the facts that (1) when she confronted Troyer about her dissatisfaction about her title of âParalegal Specialist,â Troyer mocked her by making the Sign of the Cross and âordainingâ her an attorney; (2) she was not assigned enough work; (3) she received no support from Troyer on office systems or with secretarial support; (4) Troyer made demeaning comments about women paralegals in general;11 (5) Troyer, Hughes, and her administrative supervisors knew about her prior Title VII litigation; and (6) she received a strange phone call from a law enforcement agent who had been the defendant in the prior Title VII case. McShane also argued that the defendant subjected her to an adverse employment action that was causally related to her protected activity because, although the Monroe County Sheriff actually terminated her employment, under 11 These comments allegedly included that âthose paralegal specialists, those women, donât respond well to light. They are just glorified secretaries and they are basically useless.â 9 the âcats pawâ theory of liability, he was manipulated by Troyerâs improper February 10, 1999, memorandum. McShane asserted, as well, that a causal connection was established by the close temporal relationship between February 24, 1999, when she contacted Zamora Griffith about initiating a charge, and March 4, 1999, when her employment was terminated.12 Furthermore, McShane argued that she established that the defendantâs proffered nondiscriminatory reason for terminating her employment was pretextual because the defendant presented inconsistent testimony on whether (1) Troyer knew that McShane intended to file a complaint targeting his behavior; (2) Troyer gave Zamora Griffith the February 10, 1999, memorandum; (3) there were problems with McShaneâs work product; (4) Troyer did not assign McShane more cases because there was a âdroughtâ of work; and (5) other employees complained about McShane. McShane also cited as evidence (1) deposition testimony from Ed Ryan and Charles White, two Assistant U.S. Attorneys, that they did not observe McShane behave as described in the February 10, 1999, memorandum; and (2) documentation showing that her employment was terminated shortly after 12 McShane also filed in support a declaration by her husband, Michael McShane, that, on February 26, 1999, she told Hughes that his wife had filed a âformal complaintâ; and Zamora Griffithâs testimony that she, or another employee, told Troyer, around the time period of February 25, 1999, about McShaneâs E.E.O.C. complaint and asked Troyer to fax her a copy of the February 10, 1999, memorandum. 10 she initiated an E.E.O.C. complaint. The defendant replied that McShane had failed to explain why her conduct before February 25 or 26, 1999, constituted Title VII protected activity because the behavior of which she complained neither was discriminatory, nor sufficiently severe or pervasive as to constitute legal harassment. The defendant further contended that, by February 1999, the defendant had expressed serious concerns about McShaneâs ability to get along with others. In addition, the defendant asserted that it had offered a legitimate, non-discriminatory reason for McShaneâs termination, and that McShane had not shown that this reason was pretextual. On the issue of pretext, the defendant specifically explained that the alleged inconsistencies either were immaterial to the reason for her termination, or were insufficient to show that the reason was untrue. Finally, the defendant contended that McShane had failed to present evidence to dispute that she was having difficulties getting along with her HIDTA coworkers. The district court granted the defendant summary judgment on all of McShaneâs claims in her amended complaint. The court initially explained that it was assuming, without deciding, that McShane was an employee of both Monroe County and the defendant. The court generally concluded that McShaneâs complaints, about such matters as her job title, which the court noted had been 11 changed officially to âpost-conviction attorney,â and the office Christmas party, ârather than forming the basis of a claim for sex discrimination or even retaliation, instead [gave] credence to the employerâs reason for her discharge, i.e. her inability to get along with others.â The court also explained that the termination of McShaneâs employment âobviouslyâ was an adverse employment action. The court then discussed that, to the extent McShane had alleged that she had engaged in Title VII protected conduct under the âparticipation clauseâ by participating in prior Title VII litigation against a former employer and by representing a female employee of the City of Miami Beach Police Department, the prior litigation was too remote and unrelated to constitute protected activities relating to the instant retaliation claim.13 The court determined that, to the extent McShane had alleged that she had engaged in protected conduct under the âopposition clauseâ by making informal complaints of discrimination and by initiating contact with Zamora Griffith after filing a Title VII action, McShane had failed to show that she had a âgood faith reasonable beliefâ that the defendant had engaged in unlawful discrimination. On this last point, the court explained that (1) McShaneâs complaints about the workplace were not related to unlawful 13 Although the parties agreed in their âjoint pretrial stipulationâ that McShane engaged in protected activity when she made inquiries on or about February 25 or 26, 1999, as to how she could file a discrimination complaint, they did not agree that this activity was protected under Title VIIâs participation clause. 12 discrimination, (2) although Troyer allegedly made derogatory comments about female paralegals, these comments were not directed at McShane, and (3) Hughes was the person who ultimately decided to terminate McShaneâs employment. The court also determined that, even if McShane had established a prima facie case of retaliation, she had failed to show that the defendantâs legitimate, non-discriminatory reason for terminating her employment was pretextual. The court acknowledged that McShane had identified some inconsistencies in the defendantâs testimony, but it concluded that these inconsistencies either were unrelated to her Title VII claim and the defendantâs proffered reason for the termination of her employment, or did not establish pretext because Troyer was not the decision-maker. The court found that Troyerâs observations in his February 10, 1999, memorandum about McShaneâs mental state were corroborated by the observations of other HIDTA employees, including Amstutz and Cockshutt. Finally, the court noted that, although Hughes, in deciding to terminate McShaneâs employment, considered the contents of Troyerâs February 10, 1999, memorandum, Hughes independently conducted an investigation and considered the input of several employees before making his decision. McShane specifically argues on appeal that the court implicitly failed to view all of the facts in the light most favorable to her when it concluded that her 13 complaints were more indicative of her difficulties with getting along with others, instead of evidence of discrimination. McShane also asserts that the court erred in concluding that her initiating an E.E.O.C. complaint was activity protected under Title VIIâs âopposition clause,â and, thus, required a showing that she had a âgood-faith, reasonable beliefâ that the conduct complained of constituted gender discrimination. McShane contends that the court, instead, should have construed this conduct as protected activity under the âparticipation clause.â14 In addition, McShane argues that she established that the termination of her employment was causally related to her protected activity because the termination occurred only three business days after she initiated the filing of an E.E.O.C. charge. She asserts that Troyer caused the termination of her employment by using Hughes and the Monroe County Sheriff as âcatâs paws.â Alternatively, McShane contends that the hybrid structure of the HIDTA office resulted in Troyer having de facto control over her employment. Finally, McShane asserts 14 In raising this appeal, McShane explains that she is not appealing the courtâs determination that her prior participation in Title VII actions was too remote to be relevant in this action. McShane also has not raised arguments challenging the courtâs determination that her protected activity under the opposition clause was not based on a âgood faith, reasonable beliefâ that she was the victim of discrimination. See Lipphardt v. Durango Steakhouse of Brandon, Inc., 267 F.3d 1183, 1187 (11th Cir. 2001) (a plaintiff asserting a claim under the opposition clause must show that a âgood faith, reasonable beliefâ that she was the victim of discrimination lead her to engage in the protected activity). Finally, McShane concedes that she failed to assert that her initiating a complaint with Zamora constituted protected activity under Title VIIâs âparticipation clauseâ until she filed her opposition to summary judgment. 14 that Troyer had âample motiveâ to include false statements about McShane in his February 10, 1999, memorandum, because he knew that McShane was intending to file a Title VII complaint that focused on his illegal behavior. Finally, McShane argues that the court erred in concluding that she failed to show that the defendantâs legitimate, non-discriminatory reason for terminating her employment was pretextual. McShane contends that she established pretext by showing that, although she did not get along with her coworkers beginning on October 19, 1998, her first day of employment, her employment was not terminated until March 3, 1999, shortly after she initiated her E.E.O.C. charge. A courtâs order granting summary judgment is reviewed de novo, âview[ing] all evidence and all factual inferences therefrom in the light most favorable to the non-moving party.â Miller v. King, 384 F.3d 1248, 1258-59 (11th Cir. 2004). âIssues of credibility and the weight afforded to certain evidence are determinations appropriately made by a finder of fact and not a court deciding summary judgment.â Id. at 1259 (quotation omitted). âSummary judgment is appropriate when âthe pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.ââ Id. (quotation omitted). To survive a motion for 15 summary judgment, the nonmoving party must proffer evidence beyond what is asserted in the pleadings. Celotex Corp. v. Catrett, 477 U.S. 317, 324, 106 S.Ct. 2548, 2553, 91 L.E.2d 265 (1986) (citing Fed.R.Civ.P. 56(e)). Where the nonmoving party has failed âto establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trial,â no genuine issue of material fact exists. Id. at 322-23, 106 S.Ct. at 2552. As discussed above, McShane has raised a preliminary challenge to the district courtâs review of the defendantâs motion for summary judgment. In granting this motion, however, the court accepted McShaneâs alleged facts as true and determined that (1) McShaneâs prior suits were too remote and unrelated to her employment to constitute protected activities relating to the instant retaliation claim, and (2) McShane had failed to show that she had a good faith, reasonable belief that the defendant had engaged in the unlawful discrimination that formed the basis of her protected activity under the opposition clause. Moreover, in determining that McShane failed to show pretext, the court accepted as true her alleged facts, but found that they did not show that the defendantâs legitimate, non-discriminatory reason for the termination of McShaneâs employment was untrue. Thus, instead of showing that the court made improper credibility determinations and findings of fact, the record reflects that the court properly 16 concluded that McShane had failed to show that a genuine issue of material fact existed. See Miller, 384 F.3d at 1259.15 The court, therefore, did not apply the wrong standard of review. To the extent McShane also is challenging the courtâs legal conclusions, it is unlawful under Title VII for an employer to retaliate against an employee âbecause [the employee] has opposed any practice made an unlawful employment practice . . . or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subchapter [of Title VII].â 42 U.S.C. § 2000e-3(a). Where direct evidence of retaliation is unavailableâas hereâa plaintiff, nevertheless, may present circumstantial evidence of discrimination sufficient to create a jury question. See Sullivan v. National Railroad Passenger Corp., 170 F.3d 1056, 1059 (11th Cir. 1999). For claims based on circumstantial evidence, the plaintiff bears the initial burden of establishing a prima facie case of discrimination. Silvera v. Orange County School Bd., 244 F.3d 1253, 1258 (11th Cir. 2001). If the plaintiff is successful, the defendant must âarticulate some legitimate, nondiscriminatory 15 Although McShane cites in support of this argument to the courtâs preliminary statement that her complaints,â rather than forming the basis of a claim for sex discrimination or even retaliation, instead [gave] credence to the employerâs reason for her discharge, i.e. her inability to get along with others,â the court explained in greater detail later in its opinion why, even accepting these complaints as true, they did not support McShaneâs retaliation claims. 17 reason for the [adverse employment action].â Id. The plaintiff then may attempt to demonstrate that the proffered reason was, in fact, merely pretext for the defendantâs acts. Id.16 âThe ultimate burden of persuading the trier of fact that the defendant intentionally discriminated against the plaintiff remains at all times with the plaintiff.â Id. âIf the plaintiff does not proffer sufficient evidence to create a genuine issue of material fact regarding whether each of the defendantâs articulated reasons is pretextual, the [defendant] is entitled to summary judgment.â Chapman v. AI Transport, 229 F.3d 1012, 1024-25 (11th Cir. 2000) (en banc) (discussing pretext in context of discrimination involving age and disability). To successfully assert a prima facie case of Title VII retaliation, a plaintiff must show that (1) she engaged in statutorily protected expression; (2) she suffered an adverse employment action; and (3) the adverse action was causally related to the protected expression. Cooper v. Southern Co., 390 F.3d 695, 740 (11th Cir. 2004). The defendant has not contested, under the second element of this prima facie case, whether McShane suffered an adverse employment action.17 16 The Supreme Court set out this three-part burden-shifting framework in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-03, 93 S.Ct. 1817, 1824, 36 L.Ed.2d 668 (1973), and Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 254-55, 101 S.Ct. 1089, 1093, 67 L.Ed.2d 207 (1981). 17 To be considered an adverse employment action under Title VIIâs anti-retaliation provision, the action âmust either be an ultimate employment decision or else must âmeet some threshold level of substantiality.ââ See Stavropoulos v. Firestone, 361 F.3d 610, 616-17 (11th Cir. 2004) (citation omitted), cert. denied, No. 04-1099 (U.S. April 18, 2005). Ultimate 18 Instead, the defendant is arguing that McShane failed to show that (1) she engaged in statutorily protected expression, and (2) the adverse employment action was caused by this expression. Moreover, as discussed above, McShane only is arguing on appeal that the court erred in treating her conduct in initiating an E.E.O.C. complaint as activity under the opposition clause and, therefore, requiring a showing of a âgood-faith, reasonable beliefâ that the conduct complained of constituted gender discrimination. The Supreme Court in Swierkiewicz v. Sorema, N.A., 534 U.S. 506, 122 S.Ct. 992, 152 L.Ed.2d 1 (2002), mandated a liberal pleading standard for civil complaints. Id., 534 U.S. at 510-11, 122 S.Ct. at 997. âThis standard[,] however[,] does not afford plaintiffs with an opportunity to raise new claims at the summary judgment stage.â Gilmour v. Gates, McDonald & Co., 382 F.3d 1312, 1314 (11th Cir. 2004). We explained in Gilmour as follows: Efficiency and judicial economy require that the liberal pleading standard under Swierkiewicz and Rule 8(a) are inapplicable after discovery has commenced. At the summary judgment stage, the proper procedure for plaintiffs to assert a new claim is to amend the complaint in accordance with Fed.R.Civ.P. 15(a). A plaintiff may not amend [his] complaint through argument in a brief opposing summary judgment. Id. at 1315. Although issues not raised in the pleadings may be treated as if they employment decisions include decisions such as termination, failure to hire, or demotion. See id. at 617. 19 were properly raised when they either are âtried by express or implied consent of the parties,â or âare included in a pretrial order,â these exceptions are not applicable if an opposing party objects to the assertion of such a claim without the filing of a supplemental pleading. Steger v. General Elec. Co., 318 F.3d 1066, 1077 & n.11 (11th Cir. 2003) (citing to Fed.R.Civ.P. 15(b)). In the instant case, outside of stating that she raised âinternal complaints,â McShane did not assert in her amended complaint that she engaged in protected activity under Title VIIâs participation clause by initiating an E.E.O.C. complaint with the defendantâs human resource personnel. McShane also has not contended that she sought leave to amend her amended complaint. Moreover, as discussed above, although the parties agreed in their âjoint pretrial stipulationâ that McShane engaged in protected activity when she made inquiries on or about February 25 or 26, 1999, as to how she could file a discrimination complaint, they did not agree that this activity was protected under Title VIIâs participation clause. See Steger, 318 F.3d at 1077 & n.11. Thus, the district court did not err in failing to consider this claim before granting summary judgment. See Gilmour, 382 F.3d at 1314. Even if we were to construe McShaneâs amended complaint as raising this claim under Title VIIâs participation clause, no genuine issue of material fact existed on whether McShane established a prima facie case. Title VIIâs 20 participation clause âprotects proceedings and activities which occur in conjunction with or after the filing of a formal charge with the [E.E.O.C.]; it does not include participating in an employerâs internal, in-house investigation, conducted apart from a formal charge with the [E.E.O.C.].â Equal Employment Opportunity Commân, 221 F.3d at 1174. Thus, âat a minimum, some employee must file a charge with the [E.E.O.C.] (or its designated representative) or otherwise instigate proceedings under the statute for the conduct to come under the participation clause.â Id. at 1174 n.2. In Equal Employment Opportunity Commân, we examined whether a plaintiffâs taking part in her employerâs internal investigation of allegations of sexual harassment constituted protected activity under Title VIIâs participation clause. Id. at 1174. We concluded that, because no E.E.O.C. complaint had been filed before the termination of the plaintiffâs employment, the plaintiffâs participation in the internal investigation did not constitute protected expression under the participation clause. Id. In reaching this conclusion, we explained: We do not believe Congress intended to protect absolutely every [Title VII] complaint made to any employerâno matter how informal or knowingly falseâas a protected activity under the participation clause. The statuteâs opposition clause would be rendered largely meaningless, having been engulfed by the participation clause. Id. at 1174 n.3. We also discussed that the case was materially different from our 21 decision in Clover v. Total System Servs., 176 F.3d 1346, 1353 (11th Cir. 1999), wherein we concluded that an employeeâs participation in an employerâs internal investigation was protected under the participation clause because the employer conducted an investigation in response to receiving a notice of charge of discrimination from the E.E.O.C. Equal Employment Opportunity Commân, 221 F.3d at 1174 n.3. On February 25 or 26, 1999, McShane contacted Zamora Griffith and asked her about the mechanics of filing a discrimination complaint. However, McShane did not file a formal E.E.O.C. complaint of discrimination against the defendant until August 8, 1999. Although McShane characterizes Zamora Griffith as a âcontact personâ with the E.E.O.C., Zamora Griffith, instead, was a human resources employee in the defendantâs administrative division. McShane also has cited to our decision in Eastland v. Tennessee Valley Auth., 704 F.2d 613 (11th Cir. 1983), in which we noted that â[e]vidence that the adverse treatment followed closely upon the protected activity (i.e. contacting an [E.E.O.C.] officer) may be sufficient to establish a causal connection.â See id. at 627. Unlike the facts here, however, Eastland involved a plaintiff who consulted an E.E.O.C. counselor, who, in turn, recommended that the employer conduct a service review of the plaintiffâs performance. See id. Thus, McShane failed to show that this conduct was 22 protected under Title VIIâs participation clause and she, therefore, had to show a good-faith, reasonable belief that she suffered discrimination. See Equal Employment Opportunity Commân, 221 F.3d at 1174. Furthermore, even if we were to determine that McShane engaged in protected activity under the participation clause, McShane failed to show that this activity was causally related to the termination of her employment. âTo establish a causal connection, a plaintiff must show that the decision-makers were aware of the protected conduct, and that protected activity and the adverse actions were not wholly unrelated.â Shannon v. BellSouth Telecommunications, Inc., 292 F.3d 712, 716 (11th Cir. 2002) (quotation omitted). âClose temporal proximity between the protected activity and the adverse action may be sufficient to show that the two were not wholly unrelated.â Id. at 716-17 (quotation omitted). Nevertheless, âneither a court nor a jury may impute knowledge to a decision- maker who has sworn he had no actual knowledge.â Brochu v. City of Riviera Beach, 304 F.3d 1144, 1156 (11th Cir. 2002). Moreover, âmere coincidence in time [may not] raise an inference of actual knowledge âwhere there is unrebutted evidence that the decision[-]maker did not have knowledge that the employee engaged in protected conduct.ââ Id. (internal quotation omitted). As discussed above, McShane contends that the relevant decision-makers 23 knew about her contacting Zamora for information about filing a E.E.O.C. complaint before it terminated her employment. In support, McShane asserts that (1) Michael McShane declared that he told Hughes on February 26, 1999, that Joanne McShane had filed a âformal complaintâ; and (2) Zamora Griffith stated that either she, or another employee, told Troyer about McShaneâs E.E.O.C. complaint and asked Troyer to fax her a copy of the February 10, 1999, memorandum. Indeed, the period between McShaneâs initiation of her complaint on February 25 or 26, and the termination of employment on March 3, was a âclose temporalâ proximity that ordinarily would be sufficient to show that the two âwere not wholly related.â See Shannon, 292 F.3d at 716; see also Higdon v. Jackson, 393 F.3d 1211, 1220 (11th Cir. 2001) (noting that we had determined that a period of as much as one month between the protected expression and the adverse action is not too protracted). However, Hughes testified that he, not Troyer, made the recommendation that the Monroe County Sheriff terminate McShaneâs employment. See Bass v. Bd. of County Commârs, Orange County, Fla., 256 F.3d 1095, 1119 (11th Cir. 2001) (âIt is not enough for the plaintiff to show that someone in the organization knew of the protected expression; instead, the plaintiff must show that the person taking the adverse action was aware of the protected expressionâ). Hughes stated 24 that he did not know of McShane making a complaint about discrimination based on her gender. Moreover, although Michael McShane told Hughes that his wife filed a âformal complaint,â Michael McShane did not specify with whom she filed the complaint, or the contents of the complaint. McShane, therefore, failed to establish a causal connection by showing that the ultimate decision-maker knew of her protected activity when he made the decision. See Brochu, 304 F.3d at 1156. Finally, to the extent McShane is challenging whether Hughes was a âcatâs pawâ for Troyer, and that Troyer had a motive to retaliate, McShane has cited to evidence showing that (1) Troyer initially interviewed her and supervised her daily work; and (2) the Monroe County Sheriff testified that he signed off on the termination after reading Troyerâs February 10, 1999, memorandum, which suggested that she was mentally unstable. We, however, have determined that, although causation may be established, even when the person with the unlawful animus is not the decision-maker, the actual decision-maker must have acted in accordance with this personâs decision, without the actual decision-maker himself evaluating the employeeâs situation. Llampallas v. Mini-Circuits, Lab., Inc., 163 F.3d 1236, 1249 (11th Cir. 1998). In a âcatâs pawâ situation, the person with the unlawful animus âclearly causes the tangible employment action, regardless of which individual signs the employeeâs walking papers.â Id. 25 Here, Hughes declared that, although he considered McShaneâs input, Hughes made the employment decision based on the totality of the circumstances, including the independent observations of Hughes, Cockshutt, and Amstutz. In addition, McShane has not produced evidence contradicting this assertion. Thus, regardless of who was supervising and evaluating her work, McShane has failed to establish that Hughes was merely a âcatâs pawâ for Troyer. See Llampallas, 163 F.3d at 1249. Even if we were to conclude that McShane established a prima facie case of Title VII discrimination, she failed to show that the defendantâs legitimate, non- discriminatory reason for its alleged retaliatory conduct was pretextual. As discussed above, once a plaintiff successfully alleges a prima facie case of retaliation, and once the employer articulates a legitimate, non-discriminatory reason for the challenged employment action, the plaintiff must proffer sufficient evidence to create a genuine issue of material fact regarding whether each of the defendant employerâs articulated reasons is pretextual. Sullivan, 170 F.3d at 1059. The question the factfinder must answer is whether the employerâs proffered reasons were âa coverup for a . . . discriminatory purpose.â Rojas v. Florida, 285 F.3d 1339, 1342 (11th Cir. 2002) (we are ânot in the business of adjudging whether employment decisions are prudent or fairâ). Thus, after considering all of 26 the evidence, the court must ascertain whether the plaintiff has cast doubt on the defendantâs proffered nondiscriminatory reasons sufficient to allow a reasonable factfinder to determine that these reasons were ânot what actually motivated its conduct.â Silvera, 244 F.3d at 1258. In casting such doubt, the plaintiff must demonstrate âsuch weaknesses, implausibilities, inconsistencies, incoherencies, or contradictions in the employerâs proffered legitimate reasons for its action that a reasonable factfinder could find [all of those reasons] unworthy of credence.â Id. (quotation omitted). Here, the defendant offered a legitimate, non-discriminatory reason why it terminated McShaneâs employment, that is, because she could not get along well with others. Amstutz testified that, approximately one month after McShane began her employment with the defendant, she appeared less friendly; was disturbed by the background process; and objected to signing standard forms. As documented in his February 10, 1999 memorandum, Troyer asserted that McShane had, among other things, become âvirtually reclusive,â engaged in ârecent bizarre behaviors,â and might be a danger to herself and others. Moreover, after Hughes met with McShane on February 11, 1999, the defendant continued having problems with McShane. We have concluded that the âability to handle reasonably necessary stress 27 and work reasonably well with others are essential functions of any position.â See Williams v. Motorola, Inc., 303 F.3d 1284, 1291 (11th Cir. 2002) (discussing whether the plaintiff established a prima facie case of discrimination under the Americans With Disabilities Act (âADAâ)). âIf the proffered reason is one that might motivate a reasonable employer, a plaintiff cannot recast the reason but must meet it head on and rebut it.â See Wilson v. B/E Aerospace, Inc., 376 F.3d 1079, 1088 (11th Cir. 2004). McShane concedes on appeal that she did not get along with others since her first day of work. To the extent McShane, instead, speculates that the defendant would have terminated her employment immediately upon hire if its reason for the decision was that she could not get along with others, and she cites to the fact that her employment was terminated within three business days of her initiating an E.E.O.C. complaint, âa close temporal proximity between two events may support a finding of a causal connection between those two events.â See Wascura v. City of South Miami, 257 F.3d 1238, 1244-45 (11th Cir. 2001). Such a showing, standing alone, however, does not necessarily establish that an employerâs articulated reasons for taking adverse actions were pretextual. See id. at 1245 (concluding that pretext in ADA case was not established solely by the three and one-half month period between the plaintiffâs notifying her employer of her sonâs 28 illness and her subsequent termination). As discussed above, Hughes, the decision-maker, stated that he did not know that McShane made a complaint about discrimination based on her gender. The defendant also initially took steps to deal with McShaneâs problem with dealing with others, other than terminating her employment, which included installing a lock on her office door. In addition, on February 11, 1999, after Troyer informed Hughes of McShaneâs complaints, but before McShane allegedly initiated an E.E.O.C. complaint, Hughes conducted a meeting with McShane, Amstutz, Cockshutt, and Troyer, (1) to give McShane the opportunity to express her concerns, and (2) to determine if appropriate actions were needed and could be taken. When it became clear that there was no way to resolve McShaneâs concerns, Hughes, Amstutz, and Cockshutt came to the agreement that McShaneâs employment with the defendant should be terminated before the completion of her probationary period. Thus, although McShaneâs alleged protected activity and the termination of her employment were only separated by three business days, McShane has simply failed to produce evidence of pretext.18 18 As the defendant asserts, under the mixed-motive defense, an employer may avoid liability in a Title VII retaliation case if it would have made the same disputed employment decision in the absence of the alleged bias. See Pennington v. City of Huntsville, 261 F.3d 1262, 1269 (11th Cir. 2001). Nevertheless, because McShane has failed to show that the defendantâs legitimate, non-discriminatory reason for his termination was pretextual, we need not determine whether this defense was applicable in this case. 29 Accordingly, we conclude that the district court did not err in granting summary judgment on McShaneâs Title VII relation claims. We, therefore, affirm. AFFIRMED. 30
Case Information
- Court
- 11th Cir.
- Decision Date
- August 1, 2005
- Status
- Precedential