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In the United States Court of Appeals For the Seventh Circuit ____________________ No. 23-2964 JOSE AGEO LUNA VANEGAS, Plaintiļ¬-Appellee, v. SIGNET BUILDERS, INC., Defendant-Appellant. ____________________ Appeal from the United States District Court for the Western District of Wisconsin. No. 3:21-cv-00054-jdp ā James D. Peterson, Chief Judge. ____________________ ARGUED MARCH 29, 2024 ā DECIDED AUGUST 16, 2024 ____________________ Before ROVNER, ST. EVE, and PRYOR, Circuit Judges. ST. EVE, Circuit Judge. This case presents two questions. First, do Fair Labor Standards Act collective actions, like Rule 23 class actions, require personal jurisdiction only over their representative plaintiļ¬s? Second, and if not, does Federal Rule of Civil Procedure 4 furnish a backdoor way to exercise nationwide personal jurisdiction in FLSA cases? We answer both in the negative. A court overseeing a collective action 2 No. 23-2964 must secure personal jurisdiction over each plaintiļ¬ās claim, whether representative or opt-in, individually. I. Background This is a successive appeal; factual details appear in Luna Vanegas v. Signet Builders, Inc., 46 F.4th 636 (7th Cir. 2022). To brieļ¬y recap, the defendant here, Signet Builders, Inc., is both incorporated and headquartered in Texas. Its construc- tion business, though, spans the nation. Signet largely hires holders of H-2A guestworker visas. These visas allow Signet to hire guestworkers for āagriculturalā work. Id. at 639. Jose Ageo Luna Vanegasāthe plaintiļ¬āis one of those guest- workers. Working for Signet, he built structures to house live- stock in three states, including Wisconsin. Luna Vanegas alleges Signet overworked and underpaid him. Id. Under the Fair Labor Standards Act (āFLSAā), 29 U.S.C. §§ 201ā219, an employer generally must pay its em- ployees time-and-a-half for hours worked past the ļ¬rst 40 per week. See 29 U.S.C. § 207(a). Exceptions apply. One carves out āany employee employed in agriculture.ā Id. § 213(b)(12). Be- cause the H-2A visa requires guestworkers to work in the āag- riculturalā sector, Signet long considered them exempt from the FLSA (and so denied them overtime pay). Unhappy with the policy, Luna Vanegas sued Signet in the Western District of Wisconsin. He brought a collective action, as the FLSA permits. Id. § 216(b). Then he served a summons on Signet at its Austin, Texas, oļ¬ce under Rule 4. Signet moved to dismiss, invoking the FLSAās agriculture exception, and the district court granted the motion. We reversed that decision. See Luna Vanegas, 46 F.4th at 646. No. 23-2964 3 Still pursuing this case as a collective actionāthe FLSAās mechanism for aggregating workersā claims into one suitā Luna Vanegas moved for conditional certiļ¬cation; he sought, in other words, to establish that other Signet workers āshould be sent a notice of their eligibility to participate and given the opportunity to opt in to the collective action.ā Ervin v. OS Rest. Servs., Inc., 632 F.3d 971, 974 (7th Cir. 2011). The court granted his motion, giving the green light to notify others about the pending FLSA suit and ask whether they might like to join. The next round of litigation (to which this appeal belongs) seeks to deļ¬ne the scope of that notice. While Luna Vanegas pushed for nationwide distribution, Signet wanted to limit notice to those who had worked in Wisconsin. It reasoned that the Wisconsin court had only speciļ¬c jurisdiction over Signet, meaning it could adjudicate only claims from laborers who had worked in Wisconsin. Deferring decision on that point, the district court opted to order broad notice straightaway and planned to sort out jurisdictional questions later. Ultimately the district court certiļ¬ed the question whether the court must have speciļ¬c jurisdiction over the claim of each opt-in plaintiļ¬ in an FLSA collective action. In doing so, it sided with Luna Vanegas, holding there is no such require- ment. We accepted the interlocutory appeal under 28 U.S.C. § 1292(b) and now reverse. II. Analysis Absent a partyās consent to personal jurisdiction, see Mal- lory v. Norfolk S. Ry. Co., 600 U.S. 122 (2023), a court must se- cure either general or speciļ¬c jurisdiction. General jurisdic- tion over a defendant permits a court to adjudicate any claim against it but exists only where a defendant is āessentially at 4 No. 23-2964 homeā because its contacts with a given state are ācontinuous and systematic,ā as when a business is headquartered or in- corporated in that state. Goodyear Dunlop Tires Ops., S.A. v. Brown, 564 U.S. 915 (2011). By contrast, speciļ¬c jurisdiction lets a court decide only claims relating to a ādefendantās con- tacts with the forum.ā Helicopteros Nacionales de Colombia, S.A. v. Hall, 466 U.S. 408, 414 n.8 (1984). Speciļ¬c jurisdiction covers adjudication of āissues deriving from, or connected with, the very controversy that establishes jurisdiction.ā Goodyear, 564 U.S. at 919 (citations omitted). The Supreme Court has disapproved exercises of speciļ¬c jurisdiction that āresemble[] loose and spurious form[s] of general jurisdiction.ā Bristol-Myers Squibb Co. v. Superior Ct. of California, San Francisco Cnty., 582 U.S. 255, 264 (2017) (āBMSā). Luna Vanegas oļ¬ers up two theories that seek to ex- plain how a district court can exercise speciļ¬c jurisdiction over a case involving a nationwide collective. But both share a fatal ļ¬aw. In stretching speciļ¬c jurisdiction so far, Luna Vanegas would distend it into a āloose and spurious form of general jurisdiction.ā Id. We cannot agree with that result. A. Bristol-Myers Squibb Requires Claim-Speciļ¬c Analysis Two key cases assessing personal jurisdiction in other forms of aggregate litigation help frame the issue here. One addresses a California procedure called a mass action; the other deals with Rule 23 class actions. We conclude this case is more like a mass action. First came the Supreme Courtās Bristol-Myers Squibb opin- ion. There, 86 California residents and 592 others sued in Cal- iforniaās state courts relating to injuries they attributed to a prescription blood thinner. These claims proceeded together No. 23-2964 5 under § 404 of Californiaās Civil Procedure Code, which con- solidates claims into one suitāa āmass action.ā The claims, though, remain āindividual cases, brought by individual plaintiļ¬s.ā Mussat v. IQVIA, Inc., 953 F.3d 441, 446 (7th Cir. 2020). In adjudicating mass actions, the California courts had taken a āsliding scale approach to speciļ¬c jurisdictionā that accounted for the defendantās contacts with California even for out-of-state claims. BMS, 582 U.S. at 260 (cleaned up). That would not do. The BMS Court derided this approach as ādif- ļ¬cult to square with [its] precedents,ā adding that it āresem- bles a loose and spurious form of general jurisdiction.ā Id. at 264. It held that for personal jurisdiction, it is not enough that a court has personal jurisdiction over some of those individu- alized claims in the mass action. The Fourteenth Amend- mentās due process guarantee sets a higher bar. Instead, the Court stressed, each claim must stand alone. āWhat is needed ⦠is a connection between the forum and the speciļ¬c claims at issue.ā Id. at 265. Second is our opinion in Mussat, 953 F.3d at 448ā49, where we distinguished class actions from BMS-style mass actions, marking class actions as an exception to BMSās rule. That holding relied on key features of Rule 23 class actions that protect absentee plaintiļ¬s and facilitate representative litiga- tion: āthe lead plaintiļ¬s earn the right to represent the inter- ests of absent class members,ā id. at 447, which entails āa rig- orous analysisā to conļ¬rm the named plaintiļ¬s will well rep- resent the absentees. Wal-Mart Stores, Inc. v. Dukes, 564 U.S. 338, 350ā51 (2011) (cleaned up). In direct terms, Rule 23 re- quires that āthe representative parties will fairly and ade- quately protect the interests of the class.ā Fed. R. Civ. P. 6 No. 23-2964 23(a)(4). Not so for mass actions, with their āindividual cases, brought by individual plaintiļ¬s.ā Mussat, 953 F.3d at 446. Such ā[p]rocedural formalities matter,ā as we put it then. Id. Because of those procedural formalities in Rule 23, āthe class as a whole is the litigating entity.ā Id. at 445. Or in other words, the class āacquires an independent legal status.ā Gen- esis Healthcare Corp. v. Symczyk, 569 U.S. 66, 75 (2013). That means ā[t]he absent class members are not full parties to the case for many purposes,ā including personal jurisdiction. Mussat, 953 F.3d at 447. This lack of party status is why āthe named representatives must be able to demonstrate either general or speciļ¬c personal jurisdiction, but the unnamed class members are not required to do so.ā Id. A ādistrict court need not have personal jurisdiction over the claims of absent class members at all,ā id. at 448, because they are not parties for this purpose. āClass actions, in short, are diļ¬erent from many other types of aggregate litigation, and that diļ¬erence matters in numerous ways for the unnamed members of the class.ā Id. at 446ā47. Other circuits have agreed that Rule 23ās unique fea- tures call for this kind of representative-focused inquiry into jurisdiction. See, e.g., Lyngaas v. Curaden Ag, 992 F.3d 412, 435 (6th Cir. 2021) (ā[A] class action is formally one suit.ā); Fischer v. Fed. Express Corp., 42 F.4th 366, 375 (3d Cir. 2022) (ā[I]n a class action, the relevant claim is the claim of the class.ā). Because we ļ¬nd that an FLSA collective action tracks with a mass actionāand is quite unlike a class actionāwe reach the same result as the Court did in BMS. Or stated diļ¬erently, we hold that BMS requires a claim-by-claim personal jurisdic- tion analysis in the FLSA context. In so holding we join three of our sister circuits. See Canaday v. Anthem Cos., Inc., 9 F.4th No. 23-2964 7 392 (6th Cir. 2021) (applying BMSās rule to collective actions); Vallone v. CJS Sols. Grp., LLC, 9 F.4th 861 (8th Cir. 2021) (same); Fischer, 42 F.4th 366 (same); but see Waters v. Day & Zimmer- mann NPS, Inc., 23 F.4th 84, 93 (1st Cir. 2022) (declining to do so). Their example helps conļ¬rm our conclusionās faithful ad- herence to BMS. We start, though, with the text that creates the FLSA col- lective action, which sheds light on its structural parallels with the mass action. Speciļ¬cally, 29 U.S.C. § 216(b) provides: An action to recover the liability prescribed in the pre- ceding sentences may be maintained against any em- ployer ⦠by any one or more employees for and in be- half of himself or themselves and other employees sim- ilarly situated. No employee shall be a party plaintiļ¬ to any such action unless he gives his consent in writ- ing to become such a party and such consent is ļ¬led in the court in which such action is brought. Notably, the statute calls the prospective opt-ins āparty plain- tiļ¬[s].ā Mussat vests that label with importance: we held that BMS does not extend to class actions only because of the ab- sentee plaintiļ¬sā nonparty status under Rule 23. Section 216(b), by contrast, confers on opt-in plaintiļ¬s the rights and duties of parties. See Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice and Procedure § 1807 (3d ed. 2005) (ā[E]very plaintiļ¬ who opts in to a collective action has party status, whereas unnamed class members in Rule 23 class actions do not.ā). That includes the duty to show per- sonal jurisdiction; just as in BMS, āall of the plaintiļ¬s are named parties to the caseā here. Mussat, 953 F.3d at 447. 8 No. 23-2964 Consider, too, what § 216(b) omits. Nothing in the statute ensures adequate representation. Once an employee āgives his consent in writingā and ļ¬les it with the court, his interest merges into the suitāquite unlike the Rule 23 process, where ālead plaintiļ¬s earn the right to represent the interests of ab- sent class members by satisfying all four criteria of Rule 23(a) and one branch of Rule 23(b).ā Id. āSection 216(b) has nothing comparable to Rule 23(b)(3)ās requirements of predominance or superiority,ā Scott v. Chipotle Mexican Grill, Inc., 954 F.3d 502, 519 (2d Cir. 2020). The ātwo provisions ābear little resem- blance to each other,āā Fischer, 42 F.4th at 376 (quoting Scott, 954 F.3d at 519), which is why courts must establish jurisdic- tion over each FLSA plaintiļ¬ās claim, whether ārepresenta- tiveā or opt-in, but not each class memberās. The statuteās history is not our starting pointāthe text holds that placeābut it further conļ¬rms that FLSA collectives work diļ¬erently from class actions. āIn response to excessive representative litigation, Congress added the opt-in provision to the FLSA in 1947.ā Canaday, 9 F.4th at 402. When the ļ¬rst FLSA suits were brought in the late 1930s and early 1940s, they often were representative, and plaintiļ¬s not wishing for the judgment to bind them had to opt out. In those days, the statute āgave employees and their ārepresentativesā the right to bring actions to recover amounts due under the FLSA.ā Hoļ¬man-La Roche Inc. v. Sperling, 493 U.S. 165, 173 (1989). The Portal-to-Portal Act of 1947 eļ¬ected that change, essentially giving plaintiļ¬s in representative actions 120 days to become party plaintiļ¬s or ļ¬nd their claims time-barred. See Portal-to- Portal Act of 1947, ch. 52, § 8 (applying statute of limitations āto an individual claimant who has not been speciļ¬cally named as a party plaintiļ¬ to the action prior to the expiration No. 23-2964 9 of one hundred and twenty daysā from the Actās eļ¬ective date). The whole idea was ālimiting private FLSA plaintiļ¬s to employees who asserted claims in their own right and freeing employers of the burden of representative actions.ā Hoļ¬mann- La Roche Inc. v. Sperling, 493 U.S. 165, 173 (1989). Setting out to curtail representative suits, Congress chose to ācreate a sys- tem of āpermissive joinderā rather than creating āso-called class actions.āā Fischer, 42 F.4th at 379 (quoting Fink v. Oliver Iron Mining Co., 65 F. Supp. 316, 318 (D. Minn. 1941)). To en- sure FLSA plaintiļ¬s were real parties in interest, Congress made them real parties. The dissent quibbles with this statutory history, positing for instance that the Portal-to-Portal Actās true purpose was to āeliminate the possibility of āone-way intervention.āā That might be. But even if so, that only bolsters our holding; the way Congress chose to cut out the possibility of plaintiļ¬s jumping on board after a favorable judgment was to make them true parties the moment they join the case. What is more, in practice courts treat FLSA collectives as agglomerations of individual claims. For one thing, āeach FLSA claimant has the right to be present in court to advance his or her own claim.ā Wright & Miller § 1807. Further, the statute of limitations on opt-in plaintiļ¬sā claims enjoys tolling only after the plaintiļ¬ ļ¬les her consent, which goes to show the focus on a plaintiļ¬ās own management of her claim. See Mickles v. Country Club, Inc., 887 F.3d 1270, 1281 (11th Cir. 2018). Rule 23 class actions work the opposite way: āthe com- mencement of a class action suspends the applicable statute of limitations as to all asserted members of the class.ā Am. Pipe & Const. Co. v. Utah, 414 U.S. 538, 554 (1974). Finally, āthere 10 No. 23-2964 are no anonymous plaintiļ¬sā in a collective action. Anderson v. Montgomery Ward & Co., Inc., 852 F.2d 1008, 1016 (7th Cir. 1988). From ļ¬ling to judgment, ācollective actions permit in- dividualized claims and individualized defenses.ā Canaday, 9 F.4th at 403. Luna Vanegas invites us to make personal juris- diction the exception. With respect, we decline. In short: FLSA collective actions are unlike class actions. Just like the mass action in BMS, a collective action is no more than a āconsolidation of individual cases, brought by individ- ual plaintiļ¬s.ā Mussat, 953 F.3d at 446. That individual char- acter extends to personal jurisdiction. Any counterarguments are unavailing. For one, Luna Vanegas stresses certain similarities be- tween class and collective actions. We have said, for example, that āthere isnāt a good reason to have diļ¬erent standards for the certiļ¬cation of the two diļ¬erent types of action.ā Espen- scheid v. DirectSat USA, LLC, 705 F.3d 770, 772 (7th Cir. 2013). Other times we have called the collective action āa genuine representative action.ā Woods v. N.Y. Life Ins. Co., 686 F.2d 578, 581 (7th Cir. 1982). In rejecting this argument, we heed the Supreme Courtās comment that āsigniļ¬cant diļ¬erencesā separate class from collective actions. Genesis Healthcare, 569 U.S. at 70 n.1. Indeed, in that same case the Court reasoned that āRule 23 actions are fundamentally diļ¬erent from collective actions under the FLSAā in rejecting a proposed extension of class action caselaw to cover collective actions. Id. at 74. With those ad- monitions in mind, we cannot put the same load-bearing weight on Espenscheid and Woods that Luna Vanegas assigns them. Even so, we need not disturb those holdingsāthe Court No. 23-2964 11 itself did ānot express an opinionā on the use of Rule 23 stand- ards to guide conditional certiļ¬cation decisions. Id. at 70 n.1. Next Luna Vanegas posits that BMS applies only in state court. Not so. True, the Court did cabin its holding to āthe due process limits on the exercise of speciļ¬c jurisdiction by a State,ā leaving āopenā the issue āwhether the Fifth Amend- ment imposes the same restrictions.ā BMS, 582 U.S. at 269. But Luna Vanegas cannot slip through that opening. While the Fifth Amendment does constrain federal courtsā jurisdic- tion, in this case the Fourteenth Amendment operates to re- strict jurisdiction further. After all, ā[f]ederal courts ordinar- ily follow state law in determining the bounds of their juris- diction over persons,ā Daimler AG v. Bauman, 571 U.S. 117, 125 (2014), because federal courts ordinarily secure their jurisdic- tion through Federal Rule of Civil Procedure 4(k)(1)(A), which in turn pulls in state law limits on jurisdiction. See Can- aday, 9 F.4th at 399. For reasons that follow below, this case is no outlier. The Fourteenth Amendment, not the Fifth, does all the jurisdictional work in this case. So BMS does apply, by operation of the Fourteenth Amendment. This conclusion also answers the dissentās contention that the BMS Court āexpressly excepted from its holding exercises of personal jurisdiction made by federal courts under the Fifth Amendment.ā We do just the same today. Or put just a bit diļ¬erently: we hold, as BMS did, that the Fourteenth Amend- ment imposes those restrictionsāadding only that through Rule 4(k)(1)(A), they apply to the district court too. The dissent notes that the Court characterized its BMS holding as a āstraightforward application ⦠of settled princi- ples of personal jurisdiction.ā Id. at 268. Well-settled though 12 No. 23-2964 the principles may be, BMSās application led many courts to reexamine personal jurisdictionās role in complex litigation. Mussat and its cousins, and FLSA cases like this one, are part of that reexamination process, which started in the last dec- ade. The dissentās reference to eighty years of FLSA history implies we should craft jurisdictional rules to prop up exist- ing practices in labor law. But it is the time period since the Supreme Court spoke in BMSāand not the preceding seventy yearsāthat most bears on our decision. In like vein, the dissent seeks to distinguish BMS on the ground that its āprocedural mechanism permitted the re- dispersal of the individual suits after the common questions were resolved.ā It insists that the FLSA works diļ¬erently, so that āthe claims of all plaintiļ¬s who have opted in are resolved together.ā Yet, we have held, the ādistrict court has wide discretion to manage collective actions.ā Alvarez v. City of Chicago, 605 F.3d 445, 449 (7th Cir. 2010). That includes the authority to divide a collective into pieces and adopt āa subclaim approachā to handle those pieces separately. Id. Last, Luna Vanegas entreats us to consider the possibility of āpendentā personal jurisdiction over claims by opt-in plaintiļ¬s. āThe idea comes in two formsāpendent claim and pendent party personal jurisdiction.ā Canaday, 9 F.4th at 401. The former doctrine permits courts asserting personal juris- diction over one claim to extend that jurisdiction to another related claim by the same plaintiļ¬. The latter is similar, except the two claims come from two diļ¬erent parties. We have recognized pendent claim personal jurisdiction just once before, in Robinson Engāg Co. Pension Plan & Trust v. George, 223 F.3d 445 (7th Cir. 2000). When we did so, we rea- soned that āfederal claimsā in the case āprovided for No. 23-2964 13 extraterritorial serviceāāthere, āclaims under the Securities Act and the Securities Exchange Act.ā Id. at 449. Those nation- wide service provisions are a key ingredient for this doctrine. See ESAB Grp., Inc. v. Centricut, Inc., 126 F.3d 617, 626 (4th Cir. 1997) (permitting pendent personal jurisdiction only ā[w]here ⦠Congress has authorized nationwide service of processā (cleaned up)). No such claim exists in this case, so even pen- dent claim personal jurisdiction is unavailable here. Yet Luna Vanegas asks us to push the doctrine still further, to endorse pendent party personal jurisdiction. This we have never done; indeed, we are aware of no circuit court to adopt the theory. And without even one āanchorā claim endowed with extraterritorial service, this case cannot be the ļ¬rst. Even if we look past that defect to view the issue more generally, we ļ¬nd pendent party personal jurisdiction āhard to reconcile with Bristol-Myers.ā Canaday, 9 F.4th at 401. It rec- reates the same āloose and spurious form of general jurisdic- tionā decried in BMS, 582 U.S. at 264. āNo less importantly, no federal statute or rule authorizes pendent claim or pendent party personal jurisdiction.ā Canaday, 9 F.4th at 401ā02. Even the very broadest theories of personal jurisdiction recognize Congressās primacy in deļ¬ning its bounds, opining that āCongress can extend the federal courtsā personal jurisdiction as far as it wants.ā Stephen E. Sachs, The Unlimited Jurisdiction of the Federal Courts, 106 Va. L. Rev. 1703, 1729 (2020). Congress may possess such broad power, but we surely do not. * * * The district courtās personal jurisdiction reaches only those claims that Wisconsinās speciļ¬c jurisdiction embraces. The bulk of these will, like Luna Vanegasās, involve work 14 No. 23-2964 performed in Wisconsināthough we leave it to the district court to decide if others ļ¬t the bill. B. Rule 4 Does Not Undermine the BMS Holding Our BMS analysis depends on a foundational precept: that the Fourteenth Amendment does in fact limit the district courtās personal jurisdiction over opt-in claims. Luna Vanegas challenges that precept, but he is mistaken. He starts with a correct observation: the Constitution per- mits federal courts to exercise personal jurisdiction subject only to Fifth Amendment limits. The scope of these limits is unclear. Courts taking the narrow view have imported the Fourteenth Amendment general-speciļ¬c dichotomy to the Fifth Amendment, looking for contacts between the defend- ant and the United States as a whole. See, e.g., Laurel Gardens, LLC v. Mckenna, 948 F.3d 105, 122 (3d Cir. 2020). Other jurists read the Fifth Amendment more broadly, authorizing Con- gress to extend jurisdiction as far as it likes. See, e.g., Lewis v. Mutond, 62 F.4th 587, 598 (D.C. Cir. 2023) (Rao, J., concurring). Although even the narrow view of the Fifth Amendment would allow the district court to decide any claim against Sig- net (a United States corporation), the Fifth Amendment is only part of the story. Other constraints limit courtsā personal jurisdiction. This fact owes to a bedrock principle: āBefore a federal court may exercise personal jurisdiction over a de- fendant, the procedural requirement of service of summons must be satisļ¬ed.ā Omni Capital Intāl, Ltd. v. Rudolf Wolļ¬ & Co., Ltd., 484 U.S. 97, 104 (1987) (cleaned up). Federal Rule of Civil Procedure 4 deļ¬nes this procedure, which entails giving each defendant a copy of the complaint, plus a summons from the court, to notify them of the pending suit. No. 23-2964 15 Rule 4 explains that service āestablishes personal jurisdic- tion over a defendantā only in certain situations. Two are rel- evant here: Rule 4(k)(1)(C) and Rule 4(k)(1)(A). The ļ¬rst allows for eļ¬ective service āwhen authorized by a federal statute.ā Fed. R. Civ. P. 4(k)(1)(C). Some statutes per- mit service nationwide. Take the Clayton Act, which provides āprocess ⦠may be served ⦠wherever [the defendant] may be found.ā 15 U.S.C. § 22. Other āexamples of legislation ex- pressly authorizing nation-wide serviceā touch areas like se- curities and retirement plans. Laurel Gardens, 948 F.3d at 119ā 20. When there is no statutory authorization for eļ¬ective ser- vice, Rule 4(k)(1)(A) applies. It makes service eļ¬ective on a defendant āwho is subject to the jurisdiction of a court of gen- eral jurisdiction in the state where the district court is lo- cated.ā And so where a party perfects service under Rule 4(k)(1)(A), federal courts must assess the limits on state courtsā jurisdiction to determine their own. Stated diļ¬erently, a courtās jurisdiction must comply with both Fifth Amendment due process and the applicable state court limitationsāin- cluding those announced in BMS. In keeping with that man- date, ā[f]ederal courts ordinarily follow state law in determin- ing the bounds of their jurisdiction over persons.ā Daimler, 571 U.S. at 125. Service statutes conferring broad, nationwide jurisdiction are the exception, not the rule. No exception applies here, for the FLSA enjoys no special jurisdictional reach. But Luna Vanegas still thinks the courtās jurisdiction over later opt-in plaintiļ¬s should be judged by the generous Fifth Amendment standard. He reasons that when he served Signet for his own Wisconsin suit, the court āestab- lishe[d] personal jurisdiction.ā Fed. R. Civ. P. 4(k)(1). With 16 No. 23-2964 that out of the way, he contends, opt-in plaintiļ¬s need only comply with the Fifth Amendment. To bolster that claim, he points out that opt-in plaintiļ¬s need not serve a summons on the defendant. Instead, he presses, the law requires only less- rigorous Rule 5 service, which involves no summons. See Fed. R. Civ. P. 5(b). Outside the FLSA context, parties use Rule 5 service for such lower-stakes items as āa discovery paper re- quired to be served on a party.ā Fed. R. Civ. P. 5(a)(1)(C). Pulling all this together: Luna Vanegas argues, at bottom, that once a court establishes its personal jurisdiction under Rule 4, any new claims or parties need only comply with the Fifth Amendmentāunless the addition explicitly calls for a new summons as, e.g., Fed. R. Civ. P. 14(a)(1) does. āThat is not how it works.ā Canaday, 9 F.4th at 400. Rule 4(k)(1)(A), rather, āauthorizes personal jurisdiction in federal court only as far as would be authorized in state court.ā Wright & Miller, § 1069. Or, in other words, when the court asserts its jurisdiction through Rule 4(k)(1)(A) service, all it gets is what a state court would have. āIn the case of general personal jurisdiction, once the court asserts personal jurisdic- tion over a defendant through service of process under Rule 4(k)(1)(A), the defendant is subject to the jurisdiction of the court with regard to any and all claims that might be brought.ā Fischer, 42 F.4th at 384. On the ļ¬ip side, in the case of speciļ¬c personal jurisdiction, the defendant is subject to ju- risdiction only for claims tied to its contacts with the state. If it should become necessary to expand that jurisdiction, that is an occasion for new Rule 4 service. Id. at 386. This would not be unprecedented. See Wright & Miller, § 1146 (ā[F]airness may require the court to order that jurisdiction be No. 23-2964 17 reasserted over [a] party himself [under Rule 4] rather than rely on ⦠Rule 5(b).ā). Just as with pendent party personal jurisdiction, we ļ¬nd Luna Vanegasās theory āhard to reconcile with Bristol-Myers,ā Canaday, 9 F.4th at 401, as it would create another āloose and spurious form of general jurisdiction.ā BMS, 582 U.S. at 264. Indeed, Luna Vanegasās theory would permit later-added claims of any kindāwhether under the FLSA or plain old Rule 18 joinderāto sidestep the usual jurisdictional limits. Nor can we square that result with the outcome in Tamburo v. Dworkin, 601 F.3d 693 (7th Cir. 2010), where we used Rule 4(k)(1)(A) and its inherent Fourteenth Amendment analysis to ļ¬nd a lack of personal jurisdiction over claims added after the service of summons on the defendant under Rule 5. Both scholars and other courts agree that Luna Vanegasās theory is ļ¬atly inconsistent with Tamburo. See A. Benjamin Spencer, Out of the Quandary: Personal Jurisdiction over Absent Class Member Claims Explained, 39 Rev. Litig. 31, 43 (2019) (ā[C]ourts regu- larly apply Rule 4(k)(1)(A) limitations to the claims appearing in amended complaints.ā); Canaday, 9 F.4th at 400. Pushing back, Luna Vanegas points to our statements in Mussat that Rule 4(k) does not āestablish[] an independent limitation on a federal courtās exercise of personal jurisdic- tion.ā 953 F.3d at 447. But what we held in Mussat is that āa district court need not have personal jurisdiction over the claims of absent class members at all.ā Id. at 448. The Mussat defendant looked in vain for such a requirement in Rule 4(k). But a district court does need personal jurisdiction over each FLSA plaintiļ¬. Rule 4(k) just deļ¬nes when that obligation is met, when it does exist. Todayās holding coheres with Mussat. 18 No. 23-2964 Nor does Luna Vanegas persuade us by citing Federal Rule of Civil Procedure 82, which provides that the Rules ādo not extend or limit the jurisdiction of the district courts.ā The Supreme Court has long held āRule 82 must be taken to referā to ājurisdiction of the subject matter,ā not over the person. Miss. Pub. Corp. v. Murphree, 326 U.S. 438, 445 (1946). Another argument compares Rule 5āthe Rule under which new FLSA opt-ins inform defendants of their debut in the caseāto Federal Rule of Civil Procedure 14(a)(1), the one for impleading a third-party defendant into the case. The lat- ter calls for the third-party plaintiļ¬ to āserve a summons and complaintā on the new party it impleads. Id. Luna Vanegas notes the absence of such language in Rule 5 and concludes future opt-ins never must assert new personal jurisdiction on a defendant. That does not follow. The rule is this: a court as- serting speciļ¬c personal jurisdiction it previously lacked needs a summons. Fischer, 42 F.4th at 384 (ā[I]f an additional plaintiļ¬ seeks to join the suit bringing her own claims, or if the original plaintiļ¬ seeks to add or amend claims, there is no need to serve the defendant again as long as the new claims arise out of or relate to the defendantās minimum contacts with the forum state, because the defendant would already be subject to the jurisdiction of the court with respect to those claimsā.). The Rule 14 scenario brings new personal jurisdic- tion over a new defendant, so it calls for Rule 4 service. Opt- ins need new personal jurisdiction if their claims do not arise out of or relate to the defendantās minimum contacts with the forum state. In that scenario, a summons is necessary in the appropriate forum; otherwise, the Rule 5 process does the job. Id. No. 23-2964 19 The dissent calls this a ānew rule.ā But as Fischer ex- plained, this is just one application of existing law. 42 F.4th at 386ā87. Authorities have cautioned that Rule 5 service āis in- validā when āthe district court has personal jurisdiction over the defendant only because the act that forms the basis of the original claim occurred within the jurisdiction, and the plain- tiļ¬ would be unable to bring an independent suit ⦠in the same court because that claim lacks a nexus with the forum.ā Wright & Miller, § 1146. We adopt and apply that rule here, as the Fischer court did, because we agree that āRule 5 is better seen as an alternative to Rule 4 to providing notice to an op- posing party in circumstances where the court already has personal jurisdiction over the defendant with regard to the plaintiļ¬'s claims.ā 42 F.4th at 386. In the same vein, Luna Vanegas observes that for substitu- tions under Federal Rule of Civil Procedure 25(a)(3), the new plaintiļ¬ need only serve āthe parties as provided in Rule 5.ā But this Rule cuts against him: if the substitution would bring in a new party, that still calls for service āas provided in Rule 4,ā just as we hold here. Id. No parade of horribles undercuts our holding. Both Luna Vanegas and the dissent call our attention to core FLSA aims, including āeļ¬ciency in the resolution of disputes, by resolv- ing in a single action common issues arising from the same alleged illegal activity.ā Bigger v. Facebook, Inc., 947 F.3d 1043, 1049 (7th Cir. 2020). But our holding does not undermine the eļ¬ciency of FLSA suits. A nationwide collective of Signetās workers could proceed in Texas, which enjoys general juris- diction over Signet, with no loss of eļ¬ciency. And the dissentās concern that Signet might be forced to defend suits in several jurisdictions is misplaced. For no 20 No. 23-2964 matter what we decide today, the choice to concentrate the claims into one suit or disperse them across the nation rests always in plaintiļ¬sā hands. In this way, too, the FLSA is unlike a class action. The FLSA claims will splinter into diļ¬erent suits if (and only if) the plaintiļ¬s so choose. The dissentās rule would not alter that, so the specter of āthousands of mini tri- alsā looms either way. We close with one last point. Amici supporting Luna Vanegas charge that siding with Signet here means every opt- in plaintiļ¬ must serve a defendant under Rule 4. Not so. Any plaintiļ¬ whose claim falls within the speciļ¬c jurisdiction of a Wisconsin state court may join the case under Rule 5, since the district court already wields that much jurisdiction over Sig- net. Fischer, 42 F.4th at 384. It is only if the plaintiļ¬s wish to expand the courtās jurisdiction that anyone need go back to the Rule 4 well. III. Conclusion BMS teaches that a court must establish its jurisdiction over claims one at a time. The FLSA does not mark an excep- tion to that rule, and neither does any loophole in Rule 4. REVERSED AND REMANDED. No. 23-2964 21 ROVNER, Circuit Judge, dissenting. When Congress enacted the Fair Labor Standards Act (āFLSAā), it wanted a level play- ing field between employers and employees. With todayās holding, that level playing field is now gone, and employers have the advantage once again. I worry for the workers the FLSA was meant to protectāthose who, by the very nature of their allegations, will almost certainly be unable to pursue re- lief on their own, and who rely on the collective action mech- anism to have their rights vindicated at all. That these indi- viduals may pursue their claims collectively either in the fo- rum most convenient to their employer or in multiple unsyn- chronized suits scattered across the country is a hollow com- fort. Indeed, these workers, whose claims allege that they have been undercompensated, will need to expend resources into a litigation perhaps hundreds or thousands of miles away, should they wish to proceed as a collective with opt-ins from multiple states. Yes, their rights have not been totally abolished, but they have been severely hindered for an out- come not required by statute, the Supreme Court, or personal jurisdiction jurisprudence. Federal courts need not re-establish personal jurisdiction over opt-in FLSA collective action members. To understand why, one must begin from the beginning, with the purposes of personal jurisdiction and the FLSA. Personal jurisdiction operates to protect states and de- fendants from exercises of foreign statesā ācoercive power.ā See Goodyear Dunlop Tires Operations, S.A. v. Brown, 564 U.S. 915, 918ā19 (2011). Each state is its own sovereign, and when one state attempts to act beyond its borders, it interferes with the sovereignty of other states. World-Wide Volkswagen Corp. v. Woodson, 444 U.S. 286, 293 (1980). This is not an absolute 22 No. 23-2964 restriction; states may exercise their power over foreign de- fendants. But when a state court seeks to do so, it must first evaluate whether the defendant would be inconvenienced by āpractical problems resulting from the litigation,ā whether the exercise complies with ātraditional notions of fair play and substantial justice,ā and whether it has a ālegitimate in- terest in the claims in question.ā Bristol-Myers Squibb Co. v. Su- perior Ct. of California, San Francisco Cnty., 582 U.S. 255, 263 (2017) (āBMSā); Int'l Shoe Co. v. State of Wash., Off. of Unem- ployment Comp. & Placement, 326 U.S. 310, 316 (1945) (quoting Milliken v. Meyer, 311 U.S. 457, 463, (1940).. These limits re- strict state courtsā exercise of personal jurisdiction to protect the federalism and due process interests that an exercise of the stateās coercive power can implicate. When a federal court exercises personal jurisdiction, the equation is different because the same concerns are not impli- cated. Indeed, the United States is its own entity for jurisdic- tional purposes, with āits own direct relationship, its own privity, its own set of mutual rights and obligations to the people who sustain it and are governed by it.ā J. McIntyre Mach., Ltd. v. Nicastro, 564 U.S. 873, 884 (2011). The conse- quences of these differences are not merely theoretical. For ex- ample, federal courts are not cabined by state lines the way that state courts are. See Fed. R. Civ. P. 4(k)(1)(B) (establishing jurisdiction over a joined party served within 100 miles of the issuance of the summons). So, in both motivation and prac- tice, personal jurisdiction does not restrict federal courts the same way that it contains state courts. The Federal Rules of Civil Procedure tie personal jurisdic- tion to the service of summons, Fed. R. Civ. P. 4(k)(1), which must happen within 90 days after the complaint is filed. Fed. No. 23-2964 23 R. Civ. P. 4(m). See also Fed. R. Civ. P. 4(c)(1) (āA summons must be served with a copy of the complaint.ā). Thus, it is up to the party filing the complaint to effectively serve the de- fendant and establish the federal courtās personal jurisdiction. With the principles of personal jurisdiction established, we turn to the FLSA. Here, background will contextualize the statuteās principles and mechanisms. In 1938, Congress passed the FLSA to protect workers. Its purpose was simple: to protect workers from unfair employer practices, like failing to properly compensate workers for overtime work (i.e., work done in excess of 40 hours per week). 29 U.S.C. §§ 202, 207(a). Congress saw these failures as national in scope, spreading their nefarious effects and labor conditions āamong the work- ers of the several States.ā Id. at § 202(a). Originally, the statute allowed suits by employees āfor and in behalf of himself or themselves and other employees similarly situatedā or, in the alternative, an āagent or representativeā could bring suit on behalf of affected employees. Knepper v. Rite Aid Corp., 675 F.3d 249, 254 (3d Cir. 2012) (quoting Fair Labor Standards Act of 1938, ch. 676, 52 Stat. 1060 at 1069 (current version at 29 U.S.C. §§ 201ā219)). In 1946, the Supreme Court held that time spent by an employee walking to his or her station on the employerās premises was compensable under the FLSA. Anderson v. Mt. Clemens Pottery Co., 328 U.S. 680, 691 (1946). This resulted in an explosion of litigation, mostly filed by unions as the āagent or representativeā of the affected employees. Knepper, 675 F.3d at 255ā56. Congress was troubled by the excessive and āchampertousā litigation (i.e., litigation brought by unions, not the parties in interest), and it enacted the Portal-to-Portal Act of 1947. Id. at 255. As a result, only plaintiffs who had a 24 No. 23-2964 personal interest in the litigation could bring suit on behalf of themselves and others, not unions or other ārepresentatives.ā HoffmannāLa Roche, Inc. v. Sperling, 493 U.S. 165, 173 (1989). In addition to limiting suits to only the parties in interest, the Portal-to-Portal Act also sought to eliminate the possibil- ity of āone-way intervention.ā Under one-way intervention, because the named plaintiff brought suit on behalf of simi- larly situated workers, those similarly situated workers could wait to join the suit until after a favorable final judgment had been reached. See Pentland v. Dravo Corp., 152 F.2d 851, 856 (3d Cir. 1945). In response, Congress added the āopt inā provision of the FLSA. 1 Under this provision, a similarly situated em- ployee joins the suit by giving his or her āconsent in writingā and filing āsuch consent in the court in whichā the FLSA ac- tion is brought. 29 U.S.C. § 216(b). These consents are sent un- der Rule 5 and, notably, there is no requirement that the com- plaint be amended to add the opt-in plaintiffās name, nor does the opt-in plaintiff have to serve the complaint on the defend- ant. See id. This makes sense, as the opt-in plaintiff wishes to assert the same rights as the named plaintiff. And this stream- lined process upholds the FLSAās goals of āenforcement and efficiency: enforcement of the FLSA, by preventing violations of the overtime-pay requirements and by enabling employees to pool resources when seeking redress for violations; and ef- ficiency in the resolution of disputes, by resolving in a single 1 The majority argues that this revision demonstrates Congressās in- tent to make opt-in plaintiffs ātrue parties the moment they join the case.ā It is not clear why forcing parties to join an action earlier would make them ātrue parties the moment they join the case.ā If anything, it demonstrates that once a plaintiff joins the collective, he or she irrevocably binds his or her interests with the interests of the collective. No. 23-2964 25 action common issues arising from the same alleged illegal activity.ā Bigger v. Facebook, Inc., 947 F.3d 1043, 1049 (7th Cir. 2020). In light of the FLSAās twin goals of enforcement and effi- ciency, and the principles of federalism and due process that underpin personal jurisdiction, it is unsurprising that for al- most 80 years no court questioned whether opt-in plaintiffs needed to individually establish personal jurisdiction over the defendant. Requiring that opt-in plaintiffs make that showing hinders enforcement of the statute by making it harder for similarly-situated plaintiffs to bring suit and hin- ders efficiency by requiring defendants to defend multiple suits addressing the same claim. Similarly, suits brought in federal court do not implicate federalism because those suits do not infringe on state sovereignty, and they do not deprive defendants of due process. Indeed, if the named plaintiff es- tablishes personal jurisdiction, then the defendant will face the FLSA suit in the federal court where the plaintiff brought suit, regardless of whether other employees opt in. To put it simply, allowing collective action members who cannot inde- pendently establish personal jurisdiction to opt in does not implicate any of the concerns personal jurisdiction is meant to protect. And requiring such a showing stymies the goals of the FLSA. BMS did not change the interests that underlie personal jurisdiction, nor did it change the personal jurisdiction analy- sis for FLSA litigants. As an initial matter, BMS itself disclaimed the possibility that it was effectuating the sea change proposed by my col- leagues in this case. Indeed, the opinion was a āstraightfor- ward application ⦠of settled principles of personal 26 No. 23-2964 jurisdiction.ā BMS, 582 U.S. at 269. And, moreover, it ex- pressly excepted from its holding exercises of personal juris- diction made by federal courts under the Fifth Amendment. Id. As the amici in this caseāincluding the eminent Professor Arthur Miller, the āMillerā of the Wright & Miller treatise cited extensively by the majorityāartfully point out, absent some specific direction otherwise, it is the Fifth Amendment that governs federal court jurisdiction, not the Fourteenth Amendment. R. 21, at 7ā10, 13. But even beyond BMSās stated limits, the underpinning logic of the decision is inapplicable to collective actions. BMS involved a California mass action in which mostly out-of-state plaintiffs sued a defendant that had few business ties to Cali- fornia under California state law. Id. at 259. California claimed that it had personal jurisdiction because of a āsliding scaleā approach. Id. at 260. This is the āloose and spuriousā exercise of jurisdiction that the Supreme Court disapproved of, not the almost century-long practice of evaluating personal jurisdic- tion against named collective action members. 2 Id.at 264. The Supreme Court explained that allowing California to exercise personal jurisdiction under the circumstances of the case would violate the delicate balance of federalism among the states. Id. at 263. 2 This is not to say that a longstanding practice is insulated from re- view, or that courts should ācraft jurisdictional rules to prop up existing practices.ā If, however, a practice is longstanding, supported by the text, history, and purpose of the relevant statute, and not contrary to relevant legal principles or the interests those principles are meant to protect, then the claim that a Supreme Court decision mandates the abandonment of that practice should be examined with the greatest possible caution. No. 23-2964 27 As discussed above, federalism is not a concern among the various federal courts. Nor is forum shopping at the expense of another stateās sovereignty which, the Supreme Court has since explained, was a concern animating the BMS decision. See Ford Motor Co. v. Montana Eighth Jud. Dist. Ct., 592 U.S. 351, 369ā70 (2021). But even under a due process lens, the potential harm to Bristol Myers-Squibb cannot be analogized to any harm that could befall Signet. Had the Supreme Court not intervened, Bristol Myers-Squibb would have faced suit in California un- der California law. BMS, 582 U.S. at 259. Indeed, the Supreme Court has already recognized a concern that such exercises of state law could punish defendants for conduct that is legal where it occurs. State Farm Mutual Automobile Ins. Co. v. Camp- bell, 538 U.S. 408, 421ā22 (2003). Signet, by contrast, will be subject to the same law (the FLSA) no matter where it faces suit. It is telling that neither the majority nor Signet articulates what harm, injustice, or even inconvenience Signet faces. There is another issue with the analogy, and that is the dis- tinction between a California mass action and an FLSA collec- tive action. The majority goes to great lengths to distinguish a class action from a collective action, arguing that because class and collective actions are distinct, opt-in plaintiffs must there- fore demonstrate personal jurisdiction. But the first part of this hypothesis does not beget the second, and procedural mechanisms do not exist on a continuum with the California mass action statute on one end and Rule 23 class actions on the other. Nor have we held that class actions are the only procedural mechanism for which absent members are re- lieved of the duty to demonstrate individualized personal ju- risdiction. But even accepting the premise as true that 28 No. 23-2964 collective and class actions are wholly distinct procedural mechanismsāwhich, for reasons discussed below, they are notāthese differences should only matter to the personal ju- risdiction analysis if they implicate the purposes of the FLSA or personal jurisdiction, or if they implicate the reasons the Supreme Court gave for reversing the California court in BMS. Indeed, the Supreme Court has instructed that the FLSAās remedial purposes should be enforced to the full ex- tent of the statuteās terms. Hoffmann-La Roche Inc., 493 U.S. at 173. An opt-in plaintiff is not differently situated toward the litigation in a way that implicates jurisdiction when compared to a Rule 23 plaintiff. Let us go difference-by- difference to explore why. The majority argues that there is no assurance of adequacy, predominance, or superiority in a collective action. This totally ignores this courtās stated view that āthere isn't a good reason to have different standards for the certification of the two different types of action.ā Espenscheid v. DirectSat USA, LLC, 705 F.3d 770, 772 (7th Cir. 2013). To the extent that the majority attempts to compare an opt-in plaintiffās filing of consent to a motion for class certification under Rule 23, this comparison ignores the fact that it is upon the defendantās motion for decertification that the court conducts its analysis into whether the opt-ins are similarly situated. See Campbell v. City of Los Angeles, 903 F.3d 1090, 1110 (9th Cir. 2018) (collecting cases and noting āThe two-step approach has been endorsed by every circuit that has considered it.ā). The decertification motion comes after discovery, much like the typical motion for class certification under Rule 23. And even though named plaintiffs and class counsel in a class action must demonstrate their adequacy through Rule 23(a), both the named plaintiffs and counsel No. 23-2964 29 must also demonstrate adequacy to earn opt-in plaintiffs in an FLSA collective action. See Harkins v. Riverboat Servs., Inc., 385 F.3d 1099, 1101 (7th Cir. 2004) (if the opt-in plaintiff āis distrustful of the capacity of the āclassā counsel to win a judgment he won't consent to join the suitā); 29 U.S.C. § 216(b) (limiting collective actions to those āsimilarly situatedā with the named plaintiff). The majority points out that absent collective action members can be present in court and hire their own attorneys, but so can class action members. Fed. R. Civ. P. 23(c)(2)(B)(iv). The majority points out that the statute of limitations begins tolling after the opt-in plaintiff files consent, but this does not demonstrate individualized control of the litigation after the individual opts in. Indeed, once the individual opts in, his or her claim becomes part of the broader collective, much like a class action. See Smith v. Profāl. Trans., Inc., 5 F.4th 700, 703 (7th Cir. 2021) (quoting Harkins, 385 F.3d at 1101). The majority correctly points out that the opt-in mechanism means opt-in collective action members are not anonymous, quoting Anderson v. Montgomery Ward & Co., 852 F.2d 1008, 1016 (7th Cir. 1988). Indeed, opt-in members sign consent forms with their names and file those consent forms in court. As Anderson rightly notes, the purpose of this provision is not to preserve individualized control of the litigation, but to ensure that employeesānot unionsāare driving the litigation. See Anderson, 852 F.2d at 1016 (citing Arrington v. Natāl. Broad. Co., 531 F. Supp. 498, 501 (D.D.C. 1982)). Indeed, ā[t]he written consent forms assure the court that the signers āwant to have their rights adjudicated in [a collective] proceeding or be represented by counsel chosen by other plaintiffs.āā Smith, 5 F.4th at 703 (quoting Harkins, 385 F.3d at 1101) (alteration in original). To the extent that the majority opinion implies that filing consent makes an opt-in 30 No. 23-2964 plaintiff a named party to the suit, that is incorrect. The FLSA statute itself distinguishes between named plaintiffs and opt- ins. 29 U.S.C. § 256. One could argue that the very act of āopting inā reflects more participation in the litigation, thus requiring an individualized personal jurisdiction analysis. But no difference exists between a collective action member who opts in and a Rule 23 class action member who declines to opt out. Both will use the resources of a court to which he or she would not otherwise have access as a result of his or her choice to use a procedural mechanism to pursue relief under the same complaint as part of a group of similarly- situated individuals. Much seems to revolve around the assertion that collective action members can seemingly assert their own claims such that no two opt-in plaintiffs would have the same case. The majority argues that collective action members are called āparty plaintiffsā in the FLSA statute and are therefore similar to the plaintiffs in a California mass action. But in light of the statutory history, it makes sense that Congress would call opt- in members āparty plaintiffs.ā It wished to distinguish them from unions, who would not otherwise be parties to the suit. Even absent this history, the Supreme Court instructs that āpartyā is not āan absolute characteristic.ā Devlin v. Scardelletti, 536 U.S. 1, 10 (2002). Its meaning can vary based on context. Id. But even so, calling FLSA opt-in members āparty plaintiffsā does not make them synonymous with the California mass action members. In BMS the procedural mechanism permitted the re-dispersal of the individual suits after the common questions were resolved. See Mussat v. IQVIA, Inc., 953 F.3d 441, 446 (7th Cir. 2020) (comparing the mass action statute to the federal multi-district litigation stat- ute, 28 U.S.C. § 1407, which authorizes ācoordinated or No. 23-2964 31 consolidated pretrial proceedingsā). While the disparate claims in a California mass action may be tried together, a sin- gular trial is not required, or even presupposed. McGhan Med. Corp. v. Superior Ct., 14 Cal. Rptr. 2d 264, 270 (Cal. Ct. App. 1992) (āThat these [California mass action] cases may be coor- dinated does not mean they need be tried in one forum; it does not even indicate that ultimate trial of the cases need be unified.ā). By contrast, in FLSA collective actions the claims of all plaintiffs who have opted in are resolved together in a final judgment. See Hoffmann-La Roche Inc., 493 U.S. at 172 (noting that the collective action mechanism creates a single action for multiple plaintiffs). And this procedural distinction aligns with the dissimilar structures of the suits. Under the California mass action procedure, plaintiffs file their own complaints, which are later consolidated. See e.g., BMS, 582 U.S. at 259 (plaintiffs filed eight separate complaints in Califor- nia Superior Court). Collective actions under the FLSA, just like class actions under Rule 23, begin as one suit under one common complaint alleging the same common claim, and continue under that same complaint until either final judg- ment or until the court determines that the plaintiffs are too heterogeneous to proceed together. See Hoffmann-La Roche Inc., 493 U.S. at 172. And, in any event, this ignores the level of individuality permitted in class actions. Class action plaintiffs can also bring individualized claims. Indeed, this court has approved of the use of subclasses when faced with a breach-of-warranty class action that had material differences in circumstances with respect to the product at issue. Butler v. Sears, Roebuck & Co., 727 F.3d 796, 802 (7th Cir. 2013); see also Alvarez v. City of Chicago, 605 F.3d 445, 448ā49 (7th Cir. 2010) (permitting 32 No. 23-2964 subclasses in an FLSA collective action). 3 And separately, class action members can be subject to individualized de- fenses. 2 William B. Rubenstein, Newberg and Rubenstein on Class Actions § 4:55 (6th ed. 2024). Despite the lack of difference between collective and class actions, the FLSA itself prohibits differences that would affect a defendantās due process rights or inhibit efficient resolution. If an opt-in plaintiffās FLSA claim is materially distinct from Luna Vanegasās claim, then that opt-in plaintiff is not simi- larly situated to Luna Vanegas. Indeed, that would be a situ- ation in which the collective action members are āhopelessly heterogenousā from each other and decertification would be appropriate. See Jonites v. Exelon Corp., 522 F.3d 721, 725ā26 (7th Cir. 2008). In short, FLSA opt-in plaintiffs are no more individualized than their Rule 23 counterparts, and both sets 3 The majority implies that the use of subclasses in FLSA collective actions somehow likens those actions to separately filed suits that are con- solidated under the California mass action statute, citing Alvarez, 605 F.3d at 449. But the use of subclasses is procedurally distinct from the consoli- dation of separately filed suits. Indeed, subclasses are not separate actions, they are groups of homogenous individuals under the same complaint al- leging the same violation of the FLSA. To the extent the majorityās refer- ence relies on Alvarezās use of the terminology of āsubclaim,ā that reliance is misplaced. Indeed, Alvarez involved ten subclaims, but many more in- dividuals, further illustrating that āclaimsā are representative in the FLSA context. See id. at 446; Caraballo v. City of Chicago, 2009 WL 743315, at *2 (N.D. Ill. Mar. 18, 2009) (district court opinion reversed by Alvarez, 605 F.3d at 451). Finally, I will note that the primary question in Alvarez, an FLSA case, was whether the use of subclasses meant that individual ques- tions would predominate over common questions. Id. This question, of course, is taken directly from the class action context, further supporting the inference that class and collective actions operate similarly. Fed. R. Civ. P. 23(b)(3). No. 23-2964 33 of plaintiffs lack the markers of individuality that warranted judicial intervention in BMS. The majority opinion does not contend with this core shortcoming. Even though some differences do exist between collective and class actionsāalthough those differences are more limited than the majority opinion claimsānone of those differences trigger an obligation for opt-in plaintiffs to demonstrate personal jurisdiction because they do not implicate the interests that personal jurisdiction is designed to protect. BMS may have spurred a newfound interest in the personal jurisdiction of unnamed parties seven years ago, but it cannot control our outcome here. The procedural mechanismsāone which gathers separately filed suits for some purposes, and one which consolidates plaintiffs into one suit until final judgmentāare too distinct for neat application, and the federalism concerns are irrelevant in federal court. And in the absence of controlling Supreme Court precedent, we look to the statute. We examine its textāwhich requires only consent, not a summons or complaint. We review its historyāwhich supports nationwide collective actions. And we recall its purposeāto protect workers from the illegal actions of their employers and level the playing field so that they may meaningfully assert their rights. There also seems to be an underlying concern that if out- of-state collective action members are permitted to opt in to collective actions, they may pursue claims (e.g., state law claims) against the employer that they would not be able to otherwise. But just as the FLSA does not require a showing of personal jurisdiction, it also does not waive jurisdictional re- quirements as to other claims. When other claims are brought in conjunction with FLSA claims, they are analyzed 34 No. 23-2964 separately and certified under Rule 23, not the FLSA. See e.g., Tyson Foods, Inc. v. Bouaphakeo, 577 U.S. 442, 448ā49 (2016). Separately, the majority applies a new rule to FLSA opt-in plaintiffs today when it requires opt-ins to serve summons āif their claims do not arise out of or relate to the defendantās minimum contacts with the forum state.ā The majority claims that it is simply applying settled law to a new circumstance and draws a comparison between an opt-in plaintiff and a plaintiff who wishes to add a new, substantively unrelated claim to an existing suit, citing Wright & Miller. But as dis- cussed above, the FLSA statute forecloses the possibility that the claim of an opt-in plaintiff is materially distinct from the named plaintiffās claim because the opt-in plaintiff must be āsimilarly situatedā to the named plaintiff. 29 U.S.C. § 216(b). In any event, it is not clear how this new application will in- teract with Rule 4(m)āwhich requires service of summons within 90 days of filing the complaint. Moreover, the FLSA requires that an opt-in plaintiff do nothing more than file his or her consent to join the collective. 29 U.S.C. § 216(b) (an in- dividual opts in when āhe gives his consent in writing to be- come such a party and such consent is filed in the court in which such action is broughtā). It is vital to understand that the majorityās rule directly conflicts with both the text of the statute and its underlying principles. With respect, I would suggest that if we must disregard the text, history, and pur- pose of a statute to arrive at a particular outcome, then per- haps the outcome is incorrect. Todayās decision betrays the very purposes of the FLSA, both for plaintiffs and defendants. FLSA plaintiffs will now be required to bring suit in only limited jurisdictions, and may struggle to bring suit at all. If plaintiffs are able to proceed in No. 23-2964 35 separate forums, Signet may be subject to identical suits, chal- lenging the same practice, alleging the same injury, in multi- ple courts. This is, of course, the very type of increased litiga- tion that the FLSA sought to minimize by allowing collective actions. See De Asencio v. Tyson Foods, Inc., 342 F.3d 301, 306 (3d Cir. 2003), as amended (Nov. 14, 2003). And notably, un- like BMS, the same governing lawāthe FLSAāwill be ap- plied to each claim. And separately, Signet may become sub- ject to different, and perhaps incompatible, judicial holdings resulting from these suits in many forums. That Signet has asked and, today, received, our permission to create ineffi- ciency not just for itself, but for other smaller, less successful corporations and district court judges who will now be faced with perhaps hundredsāor possibly even thousandsāof mini trials just on the question of personal jurisdiction, 4 should only make us ask why Signet desires such an outcome, particularly in the absence of an articulated injury. The an- swer, of course, is in the first paragraph of this dissent. The level playing field, which Congress carefully constructed, is now gone. 4 The majority claims that under this dissentās ārule,ā thousands of mini trials will occur. I submit that is not accurate. Indeed, as noted above, it is the majorityās rule that will cause such mini trials to occur. To the extent this dissent puts forth a āruleā it is only that personal jurisdiction should be evaluated against the named plaintiff of an FLSA collective ac- tion. By contrast, the majorityās rule will result in opt-in specific challenges to personal jurisdiction. The district court will then have to evaluate each challenge, opt-in by opt-in. Those evaluations might be difficult, and they might require evidence or testimony to adjudicate. It is this individualized personal jurisdiction inquiry that results in thousands of mini trials. 36 No. 23-2964 In our holding today, we betray the purposes of the FLSA for an outcome not mandated, or even encouraged, by the Su- preme Court or personal jurisdiction law. For these reasons, I respectfully dissent.
Case Information
- Court
- 7th Cir.
- Decision Date
- August 16, 2024
- Status
- Precedential