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[[COURTLISTENER_SUBOPINION {"id":"10579752","type":"010combined","part":"opinion","author":null,"source_field":"html_with_citations"}]]
Fourth Court of Appeals
San Antonio, Texas
MEMORANDUM OPINION
No. 04-23-00088-CR
Jose GUTIERREZ,
Appellant
v.
The STATE of Texas,
Appellee
From the 290th Judicial District Court, Bexar County, Texas
Trial Court No. 2021CR7124
Honorable Jennifer Peña, Judge Presiding 1
Opinion by: Irene Rios, Justice
Sitting: Irene Rios, Justice
Beth Watkins, Justice
Liza A. Rodriguez, Justice
Delivered and Filed: September 4, 2024
REVERSED AND REMANDED
Appellant Jose Gutierrez appeals the trial courtâs order granting the Stateâs motion for
forfeiture by wrongdoing. The trial court determined Gutierrez forfeited his right to object to the
complainant witnessâs testimony on confrontation and hearsay grounds because Gutierrezâs
wrongful conduct caused the witnessâs unavailability at trial. On appeal, Gutierrez argues the trial
court erred when it determined: (1) the witness was unavailable for trial; and (2) Gutierrezâs
1
The Honorable Maria Teresa Herr, Visiting Judge, signed the order that is the subject of this appeal.
04-23-00088-CR
wrongful conduct caused the alleged unavailability. We reverse the trial courtâs judgment of
conviction and remand the cause for further proceedings consistent with this opinion.
BACKGROUND
Gutierrez was indicted for felony assault against a person with whom he had a dating
relationship, as a second offense. The indictment alleged habitual offender enhancements because
Gutierrez had two prior felony convictions for family-violence assault, but the State later
abandoned one of the enhancements. The assault arose from a domestic violence dispute between
Gutierrez and his girlfriend, Vanessa Ruiz. Initially, the State also charged Ruiz with misdemeanor
assault arising from the same domestic violence episode. Because there were pending charges
against Ruiz, the Stateâs victim advocate was prohibited from contacting Ruiz.
At some point the State dismissed the charges against Ruiz. The victim advocate called
Ruiz on May 23, 2022 to inform her that she needed to appear the next day to testify in Gutierrezâs
trial. Ruiz told the victim advocate she was not coming to court, and the State filed a motion to
continue the trial that day. 2 The trial court granted the continuance. The victim advocate testified
she subsequently made a âfew attempts to reach [Ruiz,]â and the State attempted to serve her with
a subpoena in July 2022.
On July 25, 2022, the State filed its motion for forfeiture by wrongdoing asserting
Gutierrezâs wrongful conduct was causing Ruizâs unavailability to testify at trial. Specifically, the
State alleged that Ruiz would not testify because Gutierrez made several jailhouse calls to Ruiz
requesting she not testify. The motion also alleges Gutierrez attempted to leverage an open case
with the Texas Department of Family and Protective Services regarding Gutierrez and Ruizâs child
2
The State cited a need for additional time to conduct discovery as the reason for the continuance. Specifically, the
State represented it was waiting on records from the Texas Department of Family and Protective Services and from
the first responders to the domestic violence dispute. The Stateâs motion did not mention Ruizâs refusal to appear at
court.
-2-
04-23-00088-CR
to persuade Ruiz not to testify. For example, in one of the jailhouse calls, Gutierrez told Ruiz that
he was told the only way she would be reunified with their daughter is through him. The Stateâs
motion requested the trial court render a pretrial order that Gutierrezâs wrongful conduct caused
Ruizâs unavailability at a future trial date pursuant to forfeiture by wrongdoing. Consequently, the
State sought an order that Gutierrez has waived any right to make confrontation and hearsay
objections to Ruizâs out-of-court statements made on the 911 phone call and the responding police
officerâs bodycam on the day of the domestic violence incident.
On July 26, 2022, the victim advocate contacted Ruiz again via phone to inform her that
she needed to be in court for trial. Ruiz told the victim advocate she would not be there, and she
did not appear for trial. Although the record does not reflect the trial court granted a continuance,
it appears the trial was reset.
On September 8, 2012, Ruiz filed an executed affidavit of non-prosecution with the State.
The affidavit stated Ruiz no longer wanted Gutierrez prosecuted and requested the State dismiss
the case. The affidavit further stated Ruiz does not wish to testify against Gutierrez but recognized
she could be compelled to appear if subpoenaed by the State. While Ruiz was filing the affidavit
at the District Attorneyâs office, the State served her with a subpoena summoning her to appear
for trial on September 12, 2022. Ruiz did not appear at court on September 12, 2022, and the trial
did not commence.
On October 17, 2022, the trial court held a two-day hearing on the Stateâs motion for
forfeiture by wrongdoing. 3 The victim advocate testified generally about her efforts to procure
3
On October 13, 2022, prior to this hearing, another trial judge heard the motion. At the conclusion of that hearing,
the trial judge ordered the jailhouse calls were admissible. However, the State was not seeking a ruling on the
admissibility of the jailhouse calls. Rather, the State sought to introduce the out-of-court statements Ruiz made in the
911 call and to the responding officer on the day of the domestic violence dispute. The trial judge stated the
admissibility of the out-of-court statements would go contemporaneously with trial and did not make a ruling
regarding those statements. Therefore, Gutierrez and the State both requested to have the October 17, 2022 hearing
to get a ruling on the admissibility of those out-of-court statements.
-3-
04-23-00088-CR
Ruizâs presence at trial but offered few specifics about the dates and details of the Stateâs attempts
to obtain Ruizâs testimony. The trial court admitted the return of service for the subpoena and six
jailhouse calls between Gutierrez and Ruiz. The State did not seek a writ of attachment to compel
Ruizâs appearance on September 12, 2022, and it did not make any further attempts to subpoena
Ruiz for court dates thereafter.
On November 2, 2022, the trial court signed an order granting the Stateâs motion for
forfeiture by wrongdoing and issued findings of fact and conclusions of law. In its findings of fact
and conclusions of law, the trial court found âthat the State has established that the complainant in
this case, Vanessa Ruiz, appears very unwilling to appear in court and testify against [Gutierrez.]â
The trial court also found Gutierrez repeatedly attempted to dissuade Ruiz from testifying at his
trial. The trial court concluded Gutierrezâs actions show that his goal was to persuade her not to
testify and that he had forfeited his right to object to Ruizâs out-of-court statements on
confrontation and hearsay grounds as a result.
Gutierrez and the State subsequently entered into a plea bargain whereby Gutierrez pled
nolo contendere in exchange for the State dismissing another family assault charge and capping
punishment at ten yearsâ confinement and a fine of $2,500. In the plea bargain, the State agreed
Gutierrez could appeal the trial courtâs order granting the motion for forfeiture by wrongdoing.
The trial court accepted the plea agreement and assessed punishment at ten yearsâ confinement
and a $2,500 fine. The trial courtâs certification of defendantâs right to appeal acknowledged this
was a plea-bargain case, but permitted Gutierrez to appeal the order granting forfeiture by
wrongdoing because it was a matter raised by written motion, filed, and ruled on before trial and
not withdrawn or waived. Gutierrez appeals the trial courtâs order granting the Stateâs motion for
forfeiture by wrongdoing.
-4-
04-23-00088-CR
DISCUSSION
Gutierrez argues on appeal that the trial court erred when it granted the Stateâs motion for
forfeiture by wrongdoing, ruling Gutierrez would be precluded from raising confrontation and
hearsay objections to Ruizâs out-of-court statements. Specifically, Gutierrez argues: (1) the trial
court erred when it determined Ruiz would be unavailable for trial; and (2) Ruizâs alleged
unavailability was not caused by Gutierrezâs wrongful conduct. Because we conclude the trial
courtâs unavailability determination was error, we need not address whether Gutierrezâs conduct
was wrongful or whether it caused Ruizâs alleged unavailability. TEX. R. APP. P. 47.1 (âThe court
of appeals must hand down a written opinion that is as brief as practicable but that addresses every
issue raised and necessary to final disposition of the appeal.â)
FORFEITURE BY WRONGDOING
Because forfeiture by wrongdoing concerns the admission of otherwise inadmissible
evidence, we review a trial courtâs ruling regarding the admission of evidence pursuant to
forfeiture by wrongdoing for an abuse of discretion. Colone v. State,
573 S.W.3d 249
, 264â65
(Tex. Crim. App. 2019); Rivera v. State, No. 04-22-00391-CR,
2024 WL 3512153
, at *3 (Tex.
App.âSan Antonio July 24, 2024, no pet. h.); Mohsin v. State,
691 S.W.3d 193
, 201 (Tex. App.â
Austin 2024, pet. refâd); Bullock v. State, No. 01-22-00076-CR,
2023 WL 8939274
, at *3 (Tex.
App.âHouston [1st Dist.] Dec. 28, 2023, pet. refâd); Shepherd v. State,
489 S.W.3d 559, 572
(Tex. App.âTexarkana 2016, pet. refâd).
A defendant in a criminal prosecution has a Sixth Amendment right to be confronted with
the witnesses against him. See Paredes v. State,
462 S.W.3d 510, 514
(Tex. Crim. App. 2015).
Under the Confrontation Clause, testimonial statements âare inadmissible at trial unless the witness
who made them either takes the stand to be cross-examined or is unavailable and the defendant
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04-23-00088-CR
had a prior opportunity to cross-examine the witness.â
Id.
(citing Crawford v. Washington,
541 U.S. 36, 54
(2004)).
âThe Confrontation Clause is, however, subject to certain âequitable exceptions,â including
the rule of forfeiture by wrongdoing, a doctrine of estoppel that allows for the admission of out-
of-court statements over both confrontation and hearsay objections.â Mohsin, 691 S.W.3d at 200;
see also Colone, 573 S.W.3d at 264â65 (applying forfeiture by wrongdoing to both hearsay and
confrontation claims). âUnder forfeiture by wrongdoing, the defendant is barred from asserting
his right of confrontation when he has wrongfully procured the unavailability of the witness.â
Shepherd,
489 S.W.3d at 573
; see also Bullock,
2023 WL 8939274
, at *2. â[T]he forfeiture rule
applies only when the defendantâs conduct is âdesigned to prevent the witness from testifying[]ââ
because, âwithout such a rule, there would be âan intolerable incentive for defendants to bribe,
intimidate, or even kill witnesses against them.ââ Brown v. State,
618 S.W.3d 352
, 355 (Tex. Crim.
App. 2021) (quoting Giles v. California,
554 U.S. 353, 359, 365
(2008)).
In 2015, the legislature codified the common-law rule in article 38.49 of the Texas Code
of Criminal Procedure, which provides in relevant part:
(a) A party to a criminal case who wrongfully procures the unavailability of a
witness or prospective witness:
(1) may not benefit from the wrongdoing by depriving the trier of fact of
relevant evidence and testimony; and
(2) forfeits the partyâs right to object to the admissibility of evidence or
statements based on the unavailability of the witness as provided by this
article through forfeiture by wrongdoing.
(b) Evidence and statements related to a party that has engaged or acquiesced in
wrongdoing that was intended to, and did, procure the unavailability of a
witness or prospective witness are admissible and may be used by the offering
party to make a showing of forfeiture by wrongdoing under this article . . . .
-6-
04-23-00088-CR
TEX. CODE CRIM. PROC. ANN. art. 38.49(a)â(b); see also Bullock,
2023 WL 8939274
, at *3
(âArticle 38.49 of the Texas Code of Criminal Procedure . . . states that a party who wrongfully
procures the unavailability of a witness forfeits the right to object to the admissibility of evidence
based on that unavailability.â).
The trial court determines in a hearing outside the presence of the jury âwhether forfeiture
by wrongdoing occurred by a preponderance of the evidence.â TEX. CODE CRIM. PROC. ANN. art.
38.49(c). When the State seeks to admit the out-of-court statements, it must prove that: (1) the
declarant-witness is unavailable; (2) the defendant engaged in wrongful conduct; (3) the wrongful
conduct procured the unavailability of the witness; and (2) the defendant intended to procure the
unavailability of the witness. Brown, 618 S.W.3d at 356; Mohsin, 691 S.W.3d at 200â01.
UNAVAILABILITY
As a fundamental part of our jurisprudence, the State bears the burden to prove alleged
criminal conduct beyond a reasonable doubt. See Baltimore v. State,
689 S.W.3d 331
, 340 (Tex.
Crim. App. 2024) (âThe Fourteenth Amendmentâs guarantee of due process of law prohibits a
criminal defendant from being convicted of an offense and denied his liberty except upon proof
sufficient to persuade a rational trier of fact beyond a reasonable doubt of every fact necessary to
constitute the offense.â); see also Proctor v. State,
767 S.W.2d 473, 474
(Tex. App.âDallas 1989,
pet. refâd) (âAn equally fundamental principle of criminal due process provides that the State must
carry the burden of proof upon all essential elements of the offense, and that the Stateâs burden
upon those elements is proof beyond a reasonable doubt.â). It is the Stateâs burden to present
admissible evidence to prove the defendantâs guilt beyond a reasonable doubt. See Brown v. State,
122 S.W.3d 794, 797
(Tex. Crim. App. 2003) (âThe advocates have the task of producing the
evidence, arguing its significance, and pointing out the logical inferences that flow from that
evidence.â). When this evidence is presented as testimony, the defendant is afforded the
-7-
04-23-00088-CR
opportunity to cross-examine the Stateâs witness so that he may test the veracity of the witnessâs
testimony and attack the witnessâs credibility. See Coronado v. State,
351 S.W.3d 315, 323
(Tex.
Crim. App. 2011) (â[The Confrontation Clause] commands, not that evidence be reliable, but that
reliability be assessed in a particular manner: by testing in the crucible of cross-examination.â
(quoting Crawford,
541 U.S. at 61
)); see also Koehler v. State,
679 S.W.2d 6, 9
(Tex. Crim.
App. 1984) (âIt is now self-evident in these United States that one of the greatest constitutional
rights an accused has is the right to confront and cross-examine the Stateâs witnesses in a public
forum.â (citing Pointer v. Texas,
380 U.S. 400, 403
(1965))). While forfeiture by wrongdoing is
an equitable remedy afforded the State to overcome the defendantâs right to cross-examine
witnesses that testify against him, the State must first show that the witness is âunavailableâ at
trial. See Brown, 618 S.W.3d at 356.
â[A] witness is not âunavailableâ for purposes of the . . . confrontation requirement unless
the prosecutorial authorities have made a good-faith effort to obtain [the witnessâs] presence at
trial.â Hardy v. Cross,
565 U.S. 65, 69
(2011) (quoting Barber v. Page,
390 U.S. 719
, 724â25
(1968)). While a reviewing court may always think of additional efforts the State could have
employed to secure the witnessâs presence, âthe great improbability that such efforts would have
resulted in locating the witness, and would have led to [the witnessâs] production at trial,
neutralizes any intimationâ that the State would be reasonably required to employ those efforts.
Hardy,
565 U.S. at 70
. Simply stated, â[t]he State is not required to engage in clearly futile
activities before a trial court can, in its discretion, determine that the State made good-faith efforts
to produce a witness at trial.â Ledbetter v. State,
49 S.W.3d 588, 594
(Tex. App.âAmarillo 2001,
pet. refâd). However, â[s]ocial policy, public policy, [and] even grave practical difficulties of
obtaining the witness for trial do not trump the categorical requirementâ under the Confrontation
Clause. Coronado,
351 S.W.3d at 323
.
-8-
04-23-00088-CR
Here, the State failed to show that it made a good-faith effort to secure Ruizâs presence at
trial. The State subpoenaed Ruiz for the September 12, 2022 trial setting. The victim advocate
testified that the State did not request the trial court issue a writ of attachment to procure Ruizâs
attendance at trial after she failed to appear at the September 12 setting. While we recognize that
the State is not always required to request a writ of attachment when a witness fails to appear, it is
a âfactor for the trial court to consider in determining whether the State made a good-faith effort
to obtain [the witnessâs] presence at trial . . . .â See Ledbetter,
49 S.W.3d at 594
. Of course, it
would be clearly futile to seek a writ of attachment when the witnessâs location is unknown to the
State or there is some impedimentâsuch as death or the inability to locate the witnessâthat causes
the witnessâs unavailability. See, e.g.,
id. at 594
(stating a writ of attachment would have been
clearly futile because the State did not know the witness planned to leave the county and did not
know where to locate the witness); Bullock,
2023 WL 8939274
, at *4 (holding forfeiture by
wrongdoing applied when witness was unavailable because she had been killed by the defendant).
But the State in this case knew Ruizâs exact location, and the evidence it presented at the pretrial
hearing did not establish that its efforts to secure her presence at trial through a writ of attachment
would have been clearly futile, especially given Ruizâs acknowledgment in her non-prosecution
affidavit that she could be compelled to appear for trial. See Hardy, 565 U.S. at 69â70 (âIn Barber,
we held that a witness had not been unavailable for Confrontation Clause purposes because the
State, which could have brought the witness to court by seeking a writ of habeas corpus ad
testificandum, had âmade absolutely no effort to obtain [his] presence . . . at trial apart from
determining that he was serving a sentence in a federal prison.â (quoting Barber,
390 U.S. at 723
)).
The victim advocate testified that she had contacted Ruiz several times by phone, the State had
successfully subpoenaed Ruiz, and the State knew her current address. After the September 12
-9-
04-23-00088-CR
trial setting was reset, the victim advocate testified the State did not make any further efforts to
issue a subpoena for a future trial date.
Regarding Ruizâs availability, the trial courtâs findings of fact and conclusions of law
merely state that the trial court finds Ruiz âappears very unwilling to appear in court and testify
against [Gutierrez].â At most, Ruiz was uncooperative at the point the trial court heard the motion
for forfeiture by wrongdoing. The State oftentimes must deal with uncooperative witnesses to
prove its case. While Ruiz may have been uncooperative, the victim advocateâs non-specific
testimony does not support a conclusion that Ruiz was trying to hide from the victim advocate or
that the State was unable to locate her. In fact, the victim advocate testified there was never âan
issue of getting a hold of her . . . [,] weâve always had her phone number.â Under these facts, the
State knew how to locate Ruiz, knew where she lived, and could have issued a writ of attachment
to secure her presence. The Stateâs actions here fall short of a good faith effort to secure the
witnessâs presence.
There is also a critical distinction in this case from the caselaw we have reviewed: The trial
court in this case made a determination that a witnessâwhom the State could easily locateâwas
unavailable at some future, unknown trial date. 4 On this record, the State cannot show that Ruiz
4
In most cases we reviewed, the State sought to invoke forfeiture by wrongdoing during trial when it was conclusively
established that the witness did not appear. See Rivera,
2024 WL 3512153
, at *1 (stating the trial court held the
forfeiture hearing several days after trial commenced and the witness âdid not appear at trialâ); Brown, 618 S.W.3d at
354 (â[The witness] did not appear in court.â); Ledbetter,
49 S.W.3d at 591
(stating the trial court held the forfeiture
hearing after the witness did not appear at the courthouse on the date for which he was subpoenaed); see also Sanchez
v. State, No. 13-22-00512-CR,
2024 WL 377855
, at *1 (Tex. App.âCorpus ChristiâEdinburg Feb. 1, 2024 pet. refâd)
(mem. op., not designated for publication); Roman v. State, No. 01-22-00748-CR,
2023 WL 9007336
, at *10 (Tex.
App.âHouston [1st Dist.] Dec. 28, 2023, pet. refâd) (mem. op., not designated for publication); Baxter v. State,
No. 02-22-00258-CR,
2023 WL 8268292
, at *16 (Tex. App.âFort Worth Nov. 30, 2023, pet. refâd) (mem. op., not
designated for publication); Barkley v. State, No. 02-22-00081-CR,
2023 WL 2534465
, at *2â4 (Tex. App.âFort
Worth Mar. 16, 2023, pet. refâd) (mem. op., not designated for publication); Garcia v. State, No. 03-11-00403-CR,
2012 WL 3795447
, at *1 (Tex. App.âAustin Aug. 29, 2012, pet. refâd) (mem. op., not designated for publication).
In one case, the trial court made a pre-trial forfeiture ruling when the witness âdisappeared and was never heard from
again.â See Powell v. State, No. 02-19-00206-CR,
2021 WL 5370163
, at *1, *72 (Tex. App.âFort Worth Nov. 18,
2021, pet. refâd) (mem. op., not designated for publication). In other cases where there was a preliminary ruling, the
- 10 -
04-23-00088-CR
was unavailable to testify at trialâand therefore entitled to avail itself of forfeiture by
wrongdoingâbecause the State has yet to go to trial. The trial was reset several times until the
trial court heard the Stateâs forfeiture by wrongdoing motion on October 17, 2023. At the
conclusion of the hearing on October 18, 2023, the trial court ruled in the Stateâs favor, and
Gutierrez subsequently entered into a plea agreement.
The State here did not seek to invoke forfeiture by wrongdoing in response to Ruizâs
absence during trial, because trial never commenced. Rather, in a pretrial hearing, the State sought
a ruling on the admissibility of out-of-court statements at a future trial by arguing the witnessâs
present failure to cooperate with the State makes her unavailable at that future trial. See Reyes v.
State,
845 S.W.2d 328, 331
, 331 n.1 (Tex. App.âEl Paso 1992, no pet.) (acknowledging the
Stateâs duty to obtain attendance of a witness is not diminished simply because testimony was
previously recorded, especially when the out-of-court statements were likely more favorable than
live testimony if the witness were to testify).
To be clear, the trial court is not always deprived of making a preliminary determination
of forfeiture by wrongdoing. In fact, article 38.49(c) contemplates the trial court may use pretrial
hearings to make such a determination â[i]f practicable.â See TEX. CODE CRIM. PROC. ANN.
art. 38.49(c). In cases where the witness is deceased, has left the jurisdictional reach of the court,
or the Stateâs efforts to procure the witnessâs availability would truly be futile, a preliminary
trial court reserved final ruling for trial or reasserted its ruling at trial when the witnessâs failure to appear was
conclusively established. See Mohsin, 691 S.W.3d at 199 (â[P]rior to the start of jury selection on the day for which
[the witness] had been subpoenaed, the court announced its conditional ruling: [the witness] would be found to be
available and required to testify if she appeared, but if she did not appear, âsheâs unavailable, and her statement will
come in.ââ); Clifton v. State, No. 01-22-00641-CR,
2023 WL 5437181
, at *3 (Tex. App.âHouston [1st Dist.] Aug. 24,
2023, pet. refâd) (mem. op., not designated for publication); Byrd v. State, No. 07-20-00234-CR,
2022 WL 2719060
,
at *4 (Tex. App.âAmarillo July 13, 2022, pet. refâd) (mem. op., not designated for publication). We have not found
any cases where the State was able to locate the witness but the trial court made a preliminary ruling that the witness
was unavailable and the defendant subsequently entered a plea-bargain subject to an appeal of the trial courtâs
forfeiture ruling. If the State is able to show the witness is truly unavailable at trialârather than speculating on the
witnessâs future conductâit may very well be able to use Ruizâs prior out-of-court statements pursuant to forfeiture
by wrongdoing. We express no opinion on the applicability of forfeiture by wrongdoing at a later date.
- 11 -
04-23-00088-CR
determination that the defendant has forfeited his right to assert hearsay and confrontation
objections to prior out-of-court statements may very well be âpracticable.â See id.; see also Brown,
618 S.W.3d at 358 (âBut this is not a case where a defendant murdered the victimâan offense that
would necessarily cause the victim to be absent from trial.â).
In sum, there are two problems with the trial courtâs conclusion that Ruiz was unavailable
to testify at trial. First, the trial court can only conclude Ruiz was unavailable if the State made a
good faith effort to secure Ruizâs presence at trial. Here, the State failed to make a good faith
effort to secure Ruizâs presence because it had means that were not clearly futile to compel her
appearance. Under these circumstances, Ruiz was an uncooperative witness. But the State knew
where she was and could have employed means to secure her presence at trial that would not have
been clearly futile. Because the State did not employ those means, it did not make a good faith
effort to secure her presence. Second, the trial court could not have made a determination that
Ruiz was unavailable for a trial that had not occurred, and was not scheduled, when the State knew
where to locate her and had means to compel her appearance. Because the trial court could not
have possibly known whether Ruiz would be unavailable for a trial that never commencedâor a
future trial date that was never setâits unavailability conclusion is outside the zone of reasonable
disagreement.
Accordingly, the trial court abused its discretion when it made a preliminary determination
that Ruiz was unavailable to testify at an unknown, future trial date.
HARM
Error in admitting evidence in violation of the Confrontation Clause is constitutional error
and, therefore, subject to a harm analysis. Render v. State,
347 S.W.3d 905, 918
(Tex. App.â
Eastland 2011, pet. refâd). Under Rule 44.2(a) of the Texas Rules of Appellate Procedure, we
must reverse a judgment of conviction unless we determine beyond a reasonable doubt that the
- 12 -
04-23-00088-CR
error did not contribute to the conviction. TEX. R. APP. P. 44.2(a). The following factors are
relevant when determining specifically whether constitutional error under the Confrontation
Clause may be declared harmless beyond a reasonable doubt: â(1) how important was the out-of-
court statement to the Stateâs case; (2) whether the out-of-court statement was cumulative of other
evidence; (3) the presence or absence of evidence corroborating or contradicting the out-of-court
statement on material points; and (4) the overall strength of the prosecutionâs case.â Scott v. State,
227 S.W.3d 670, 690
(Tex. Crim. App. 2007). âWe consider the source and nature of the error,
the extent that it was emphasized by the State, its probable collateral implications, the weight a
juror would probably place on the error, and whether declaring it harmless would likely encourage
the State to repeat it with impunity.â Acevedo v. State,
255 S.W.3d 162, 173
(Tex. App.âSan
Antonio 2008, pet. refâd).
Here, Gutierrez was convicted of assault against a person with whom he had a dating
relationship, as a second offense. Ruiz was the victim of the alleged assault. Ruiz had refused to
cooperate with the State since the victim advocate first contacted her in May 2022. Ruiz also
signed an affidavit of non-prosecution asking the State to dismiss the charges against Gutierrez.
Without Ruizâs cooperation, and without her out-of-court statements, the State had little evidence
to support its prosecution. Further, Gutierrezâs plea to committing the offense came only after the
unfavorable ruling on the Stateâs motion for forfeiture by wrongdoing, and his plea was subject to
appellate review of the trial courtâs forfeiture by wrongdoing ruling. Because Gutierrezâs plea
bargain was contingent on the correctness of the trial courtâs ruling, we cannot say beyond a
reasonable doubt that the trial courtâs error made no contribution to Gutierrezâs conviction.
Therefore, we cannot conclude the error was harmless.
Accordingly, Gutierrezâs sole issue is sustained.
- 13 -
04-23-00088-CR
CONCLUSION
We reverse the trial courtâs judgment and remand the cause to the trial court for further
proceedings consistent with this opinion.
Irene Rios, Justice
DO NOT PUBLISH
- 14 -Case Information
- Court
- Tex. App.
- Decision Date
- September 4, 2024
- Status
- Precedential