Kelley v. Franklin Cty Rehab

Vt. Super. Ct. 10/1/2025
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Full Opinion

                                                                                             7ermont Superior Court
                                                                                                    Filed 06/27/25
                                                                                                   Chittenden Unit




VERMONT SUPERIOR COURT                                                           CIVIL DIVISION
Chittenden Unit                                                           Case No. 21-CV-00323
175 Main Street

Burlington VT 05401
802-863-3467
www.vermontjudiciary.org
 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin
County Rehabilitation Center and d/b/a Franklin County Rehabilitation &
                        Adult Care Center, et al



                                 ENTRY REGARDING MOTION
Title:             Motion; Motion to Exclude the Expert Opinions of Jacob R. Rachlin
M.D.; to Exclude the Expert Opinions of Clifford J. Eskey M.D. (Motion: 12; 13)
Filer:             Kevin Lumpkin; Kevin Lumpkin
Filed Date:        February 28, 2025; February 28, 2025



The motion is GRANTED IN PART and DENIED IN PART.

         This is   Cca   medical malpractice case involving damage to the Plaintiff Bruce

Kelly's spinal cord. Defendant University of Vermont Medical Center (UVMMC) has

filed the present motions in limine seeking to exclude portions of Plaintiff's experts'

opinions that Dr. Andrew Stanley breached the duty of care for a vascular surgeon

when he operated on Plaintiff Kelly for a spinal cord ischemia, when Kelly was, in

fact, suffering from a spinal subdural hematoma.


Entry Regarding Motion
Page 1 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
Background Facts

       For purposes of this motion, the facts may be summarized as follows.                 In


2017, Kelly became hospitalized at UVMMC due to vascular issues in his legs. He

began treatment under Dr. Stanley and underwent a complex vascular surgery called

a Thoracic Endovascular Aortic Repair.         Several days after the surgery, he was

discharged to Defendant Franklin County Rehab Center (FCRC) for rehabilitation

and further care. To move Kelly into his bed, FCRC used a "Hoyer lift," a portion of

which struck Kelly in the back during the procedure. Shortly after his admission at

FCRC, Kelly reported altered sensation and motor function in his legs. The next

morning FCRC sent Kelly to Northwestern Medical Center for a different issue.

Northwestern, upon learning of the leg and sensation issues sent him back to

UVMMC.


       UVMMC readmitted Kelly at 12:03 p.m. to the same surgical unit that he had

been discharged from the day before, and Dr. Stanley resumed charge over Kelly's

care. At 2:54 p.m., Dr. Stanley made an initial determination that the symptoms

Kelly was describing were most likely caused by spinal cord ischemia, a vascular

issue that is a known side effect of the surgery although Dr. Stanley's notes indicate

that it was an unusual case as most incidents occur within 8-12 hours after surgery,

rather than the 2 weeks Kelly was experiencing. At 5 p.m., UVMMC ordered an MRI.


Entry Regarding Motion
Page 2 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
At 8:28 p.m., UVMMC conducted a neurological examination. At 8:24 p.m., the

results from the MRI came back showing a spinal subdural hematoma. UVMMC

treated it as a surgical emergency. Surgery began at 11:03 p.m. Despite the

surgery, Kelly has lost the use of his legs and become paraplegic.


        After filing the present action, Plaintiff Kelly timely disclosed two expert

witnesses, Dr. Jacob Rachlin,        Cca
                                           neurosurgeon practicing in Boston with the VA, and

Dr. Clifford Eskey, a neuroradiologist at Dartmouth Hitchcock in New Hampshire.

Both experts have offered opinions that UVMMC, through Dr. Stanley, breached the

standard of reasonable care by treating Plaintiff Kelly as if his complaints arose

from a side-effect of the vascular surgery, rather than the neurological issue that it

turned out to be.?


        UVMMC's primary and limited objection is to the qualifications of both Dr.

Rachlin and Dr. Eskey to opine on the standard of care that a vascular surgeon

might have in treating a patient returning a day after his discharge with complaints

of altered sensation in his legs and issues with motor control. UVMMC contends

that both doctors are offering opinions outside of their area of expertise.



'Dr. Stanley and Dr. Ranney, the two treating physicians at UVMMC, were dismissed as parties to the
present case in January of 2025. At that time, Plaintiff and UVMMC agreed that while the physicians'
actions were still the subject of this matter, they were performed as employees and agents of UVMMC,
and that UVMMC would be responsible for any liability arising from their actions and judgments in this
case.

Entry Regarding Motion
Page 3 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
Legal Analysis

       Plaintiff has the burden at trial of showing that Dr. Stanley's actions violate

the standard of care, which is defined by statute to mean "the degree of knowledge

or skill possessed or the degree of care ordinarily exercised by a reasonably skillful,


careful, and prudent health care professional engaged in a similar practice under the

same or similar circumstances whether or not within the State of Vermont." 12

V.S.A. § 1908(1). Given the complexity and technical nature of a medical standard

of care, the burden created by Section 1908 can be satisfied only by expert

testimony, except for the most apparent breaches. Provost v. Fletcher Allen Health

Care, Inc., 2005 VT 115, § 12 (mem.) (citing Larson v. Candlish, 144 Vt. 499, 502

(1984)). This case is no exception to the rule. Plaintiff's theory of the case requires

him to establish that UVMMC's 11-hour delay between admission and surgery was

1) the proximate cause of his injury and 2) a breach of the standard of care. This

requires Plaintiff to show that a hospital and its employees exercising the degree of

knowledge or skill exercised by a reasonably skillful, careful, and prudent health

care professional engaged in a similar practice under the same or similar

circumstances would have acted differently. 12 V.S.A. § 1908(1) (emphasis

added). This burden can only be met through the introduction of expert testimony.




Entry Regarding Motion
Page 4 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
       Vermont applies the standard for admissibility of expert testimony set forth in

Daubert v. Merrell Dow Pharm. Inc., 509 U.S. 579, 592-93 (1993), under which the

trial courts "act as gatekeepers who screen expert testimony ensuring that it is

reliable and helpful to the issue at hand before the jury hears it." 985 Assocs., Ltd. v.

Daewoo Elecs. Am., Inc. 2008 VT 14,          J 6. The analysis under Daubert and 985
Assocs., Ltd., by extension, looks to the provisions of V.R.E. 702.           Id. Under Rule


702, an expert witness seeking to provide an opinion must have "knowledge, skill,

experience, training, or education" in the area on which they will offer a formal

opinion or otherwise. V.R.E. 702. As one commentator described this standard:


       Rule 702 contemplates two other kinds of evidence for which the
       expert must be "qualified" as an expert.... The first type of evidence
       for which the expert must be qualified as an expert is an opinion based
       upon specialized knowledge. The second type of evidence, reflected in
       the     "or   otherwise"    language,     is   that which      provides    technical
       information to assist the jury, but is not in the form of an inference or
       an opinion.       For example, the physician may testify about the typical
       etiology of a particular disease to help the jury understand the
       causation issue in a case.           Such testimony may be given with or
       without rendering an opinion about whether or not the defendant's
       action caused the symptoms.              Because these two types of expert
       evidence are based on specialized knowledge, the expert must meet
       the requirements of Rule 702.




Entry Regarding Motion
Page 5 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
KKKeiling, Expert and Opinion Evidence in Vermont Developments, Profiles, and

Emerging Concerns for Reliability of Scientific Evidence, 17 Vt. L. Rev. 109, 118

(1992).


       In this case both Dr. Rachlin and Dr. Eskay are being offered as expert


witnesses to testify about both issues. Plaintiff is using them to testify about the

standard of care that UVMMC should have offered as well as offering a more

general explanation about how spinal subdural hematomas occur, and why such an

event led to Plaintiff's injuries.    It is only on the first point that UVMMC seeks a


ruling to limit the scope and substance of Plaintiff's experts from testifying.


       UVMMC's makes two arguments in support of its motion. The first is that

neither Dr. Rachlin, nor Dr. Eskey, are vascular surgeons. Dr. Rachlin is a

neurosurgeon, and Dr. Eskey is a neuroradiologist. UVMMC contends that this

difference in specialization renders his opinion outside his realm of expertise.

UVMMC relies upon two cases from the federal district court,                Lexington Ins. Co. v.

Rounds, 349 F. Supp. 2d 861, 870 (D.Vt. 2004) (citing Plourde v. Gladstone, 190 F.

Supp. 2d 708, 719 (D.Vt. 2002), aff'd, 69 F.Spp'x 485 (2d Cir. 2003)). UVMMC's

second argument is that Dr. Rachlin and Dr. Eskay's backgrounds and specialization

as neurologists make them unsuitable to testify because they cause "specialization

bias," which renders their testimony subjective, rather than the objective standard


Entry Regarding Motion
Page 6 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
required by Section 1908. Rooney v. Med. Ctr. Hosp. of Vermont, Inc., 162 Vt. 513,

520 (1994).


Dr. Rachlin's Testimony


       UVMMC's arguments are unavailing in the sense that Dr. Rachlin is testifying

about general standards of care that a hospital should have to incoming patients.

UVMMC's arguments seek to narrowly frame the question to what a reasonable

vascular surgeon would have done if a recently discharged patient returned to his

surgical unit complaining about loss of sensation and difficulty with motor

movement. Under this framework, UVMMC contends that only a vascular surgeon

of similar qualifications can opine about what Dr. Stanley did or should have done.

But this is not the question before the Court or the burden that Plaintiff has to meet.


       Plaintiff's burden is to show whether UVMMC, the named defendant, violated

the standard of care by delaying the MRI and any neurological diagnostics for nearly

11 hours after Plaintiff's readmission, given what information was available to


UVMMC at the time. Plaintiff's contention, through Dr. Rachlin's testimony is that

the standard of care in such a situation necessarily implicated neurological

possibilities as well as vascular possibilities, and that it required UVMMC to give

Plaintiff an MRI as soon as he was admitted because this diagnostic tool would

have advanced treatment in a timely manner regardless of whether the issue was

Entry Regarding Motion
Page 7 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
neurological or vascular in nature.       In this respect, Dr. Rachlin is qualified under


V.R.E. 702 to offer his expert opinions as he has been trained and educated and

worked in situations with patients after spinal injuries or experiencing complications

after surgeries in the spinal area, and he has education, training, and experience as

a surgeon who oversees the treatment of such patients.              The fact that he is a

neurologist who consults with vascular surgeons, rather than a vascular surgeon

who consults with neurologists is not disqualifying. See State v. Pelletier, 818 A.2d

292, 299-300 (N.H. 2003) (doctor's lack of specialization in a particular field did not

disqualify her from offering an expert opinion under Rule 702 based on her general

education, training, and experience).


       While UVMMC is correct that courts have limited expert witnesses from

testify beyond their subject matter competency, the examples in the cases cited

address experts that have strayed widely from their area of expertise.               In Lex/ngton


/ns. Co., the Court found that the portions of an engineer's report that concluded


"lay persons would be inclined" to act a certain way was effectively a psychological

opinion that he was unqualified to offer. 349 F. Supp.2d at 870.             In   Plourde, a

hygienist with a Ph.D in toxicology, the science of poisons, was not qualified to

opine whether a toxic chemicals caused a plaintiff's liver damage because the

expert was not a medical doctor. 190 F. Supp.2d at 719.              In this case, Dr. Rachlin is




Entry Regarding Motion
Page 8 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
a medical doctor and surgeon who oversees patients who have either had surgery


near their spine (vascular or neurological) or are having issues in this area. The lack

of specialization is not fatal to his testimony, and his opinion lies within his range of

expert qualifications.


       As to Dr. Rachlin's specialization bias, UVMMC cites to no authority that

would prevent an expert from providing his or her opinion because they were overly

qualified or trained in a more specialized area. This is not to say that Dr. Rachlin

may speculate in his testimony or apply the standard of his specialization to the

more general standard of care. While Dr. Rachlin may have a hammer's familiarity

with nails, his opinion must still reflect what the general toolbox should provide

when it encounters a board with a nail. To that end, UVMMC's motion is Granted in

Part, and Dr. Rachlin is instructed not to offer testimony speculating what he would

have done in the situation or applying his specialization to any opinion he may

render at trial about the general standard of care and steps UVMMC did or did not

or should have taken with Plaintiff following his readmission.


Dr. Eskay's Testimony


       Dr. Eskay's qualifications to opine and testimony regarding UVMMC's

standard of care is a different situation from Dr. Rachlin's. Dr. Eskay is a

neuroradiologist and not a surgeon. He does not regularly interact with post-

Entry Regarding Motion
Page 9 of 10
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al
surgical patients and is not "familiar with the relevant standard of care" governing a

vascular surgeon. For these reasons, the Court finds that the portions of Dr. Eskay's

testimony concerning what standard of care Dr. Stanley should have followed in

treating Plaintiff and how Dr. Stanley may have violated that standard are beyond

his area of expertise, training, education, and experience, and the Court Grants

UVMMC's motion to exclude these portions of Dr. Eskay's testimony at trial.


                                              ORDER

       Based on the foregoing, UVMMC's motions to exclude portions of the

testimony of Dr. Rachlin and Dr. Eskay are Granted in Part and Denied in Part. Dr.

Rachlin's expert opinion testimony regarding Dr. Stanley and UVMMC's compliance

with their standard of care under 12 V.S.A. § 1908 is allowed, but any portions

where Dr. Rachlin has offered his subjective opinion of what he as a neurologist

would have done is struck and will not be admissible at trial. Dr. Eskay's opinion

and testimony regarding Dr. Stanley and UVMMC's standard of care is struck and

may not be offered at trial. To the extent that Dr. Eskay's testimony addresses

other areas for which he is qualified, nothing in this order shall prevent his

testimony where he meets the standards of V.R.E. 702.

Electronically signed on 6/27/2025 9:08 AM pursuant to V.R.E.F. 9(d)




                            Daniel Richardson
Page 10 of 10               Superior Court Judge
21-CV-00323 Bruce Kelley, et al v. Franklin County Rehab Center, LLC d/b/a Franklin County
Rehabilitation Center and d/b/a Franklin County Rehabilitation & Adult Care Center, et al


Case Information

Court
Vt. Super. Ct.
Decision Date
October 1, 2025
Status
Precedential